The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 5,790,780 | 31,800 | SH | SOLE | 31,800 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,167,835 | 261,500 | SH | SOLE | 261,500 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 6,858,620 | 38,000 | SH | SOLE | 38,000 | 0 | 0 | ||
EA SERIES TRUST | ALPHA ARCH 1-3 | 02072L565 | 1,051,293 | 9,875 | SH | SOLE | 9,875 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 10,909,429 | 71,650 | SH | SOLE | 71,650 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,771,388 | 38,300 | SH | SOLE | 38,300 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 979,571 | 96,225 | SH | SOLE | 96,225 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,231,780 | 121,000 | SH | Call | SOLE | 121,000 | 0 | 0 | |
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 11,839 | 13,290 | SH | SOLE | 13,290 | 0 | 0 | ||
AMGEN INC | COM | 031162100 | 2,928,496 | 10,300 | SH | SOLE | 10,300 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,529,330 | 14,750 | SH | SOLE | 14,750 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 7,953,144 | 20,200 | SH | SOLE | 20,200 | 0 | 0 | ||
ARQ INC | COM | 00770C101 | 103,680 | 16,000 | SH | SOLE | 16,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,144,000 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
BARRICK GOLD CORP | COM | 067901108 | 1,206,400 | 72,500 | SH | SOLE | 72,500 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 2,026,640 | 19,250 | SH | SOLE | 19,250 | 0 | 0 | ||
BAIDU INC | SPON ADR REP A | 056752108 | 105,280 | 1,000 | SH | Call | SOLE | 1,000 | 0 | 0 | |
BANK AMERICA CORP | COM | 060505104 | 4,753,272 | 125,350 | SH | SOLE | 125,350 | 0 | 0 | ||
BOEING CO | COM | 097023105 | 849,156 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
BURFORD CAP LTD | ORD SHS | G17977110 | 878,350 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 1,497,300 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 458,490 | 7,250 | SH | SOLE | 7,250 | 0 | 0 | ||
COHERUS BIOSCIENCES INC | NOTE 1.500% 4/1 | 19249HAB9 | 578,250 | 900,000 | PRN | SOLE | 900,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 2,324,000 | 2,800,000 | PRN | SOLE | 2,800,000 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | COM | 29664W105 | 9,380 | 3,500 | SH | Call | SOLE | 3,500 | 0 | 0 | |
META PLATFORMS INC | CL A | 30303M102 | 971,160 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 5,445,720 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 4,864,503 | 309,250 | SH | SOLE | 309,250 | 0 | 0 | ||
EVOTEC AG | SPONSORED ADS | 30050E105 | 374,251 | 47,797 | SH | SOLE | 47,797 | 0 | 0 | ||
FORD MTR CO DEL | COM | 345370860 | 1,328,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 1,587,250 | 35,000 | SH | SOLE | 35,000 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 2,933,955 | 51,500 | SH | SOLE | 51,500 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 828,188 | 18,750 | SH | SOLE | 18,750 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 6,702,504 | 96,857 | SH | SOLE | 96,857 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,880,200 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 513,500 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 4,201,000 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 2,418,450 | 11,500 | SH | SOLE | 11,500 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,137,500 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 237,285 | 1,500 | SH | SOLE | 1,500 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 61,250 | 25,415 | SH | SOLE | 25,415 | 0 | 0 | ||
LAM RESEARCH CORP | COM | 512807108 | 485,785 | 500 | SH | SOLE | 500 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 809,281 | 238,234 | SH | SOLE | 238,234 | 0 | 0 | ||
LIFECORE BIOMEDICAL INC | COM | 514766104 | 1,511,672 | 284,684 | SH | SOLE | 284,684 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 159,471 | 107,751 | SH | SOLE | 107,751 | 0 | 0 | ||
MARVELL TECHNOLOGY INC | COM | 573874104 | 1,240,400 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 18,803,455 | 159,500 | SH | SOLE | 159,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 471,560 | 4,000 | SH | Put | SOLE | 4,000 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 177,000 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
NUVEEN CR STRATEGIES INCOME | COM SHS | 67073D102 | 2,311,550 | 415,000 | SH | SOLE | 415,000 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 5,118,608 | 40,750 | SH | SOLE | 40,750 | 0 | 0 | ||
QUALCOM INC | COM | 747525103 | 1,439,050 | 8,500 | SH | SOLE | 8,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 60,177 | 19,730 | SH | SOLE | 19,730 | 0 | 0 | ||
O-I GLASS INC | COM | 67098H104 | 1,422,593 | 85,750 | SH | SOLE | 85,750 | 0 | 0 | ||
PALO ALTO NETWORKS INC | COM | 697435105 | 284,130 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
PAN AMERN SILVER CORP | COM | 697900108 | 678,600 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
PAYPAL HLDNGS INC | COM | 70450Y103 | 736,890 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 534,188 | 19,250 | SH | SOLE | 19,250 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 2,650,390 | 107,000 | SH | SOLE | 107,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 10,202,394 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | COM | 761330109 | 1,295,790 | 263,372 | SH | SOLE | 263,372 | 0 | 0 | ||
REVANCE THERAPEUTICS INC | NOTE 1.750% 2/1 | 761330AB5 | 426,000 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
SAMSARA INC | COM CL A | 79589L106 | 377,900 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 534,600 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 3,692,000 | 60,000 | SH | Put | SOLE | 60,000 | 0 | 0 | |
SPDR SER TR | PORTFOLIO S&P500 | 78464A854 | 153,825 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 21,184,335 | 40,500 | SH | Put | SOLE | 40,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 4,525,840 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,028,600 | 5,000 | SH | Put | SOLE | 5,000 | 0 | 0 | |
SPOTIFY TECHNOLOGY S A | SHS | L8681T102 | 527,800 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
SRH TOTAL RETURN FUND INC | COM | 101507101 | 888,540 | 59,000 | SH | SOLE | 59,000 | 0 | 0 | ||
TELADOC HEALTH INC | COM | 87918A105 | 776,140 | 51,400 | SH | SOLE | 51,400 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 1,199,350 | 85,000 | SH | SOLE | 85,000 | 0 | 0 | ||
TEVA PHARMACEUTICAL INDS LTD | SPONSORED ADS | 881624209 | 317,475 | 22,500 | SH | Call | SOLE | 22,500 | 0 | 0 | |
TURNING PT BRANDS INC | COM | 90041L105 | 2,446,550 | 83,500 | SH | SOLE | 83,500 | 0 | 0 | ||
VANECK ETF TRUST | GOLD MINERS ETF | 92189F106 | 1,501,950 | 47,500 | SH | SOLE | 47,500 | 0 | 0 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 530,738 | 13,700 | SH | SOLE | 13,700 | 0 | 0 | ||
VIRIDIAN THERAPEUTICS INC | COM | 92790C104 | 253,895 | 14,500 | SH | SOLE | 14,500 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 607,700 | 20,600 | SH | SOLE | 20,600 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 4,624,705 | 208,979 | SH | SOLE | 208,979 | 0 | 0 | ||
YETI HLDGS INC | COM | 98585X104 | 481,875 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
YETI HLDGS INC | COM | 98585X104 | 96,375 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
ZIMMER BIOMET HOLDINGS INC | COM | 98956P102 | 2,866,474 | 21,719 | SH | SOLE | 21,719 | 0 | 0 |