The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 8,673 | 77,000 | SH | SOLE | 77,000 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,746 | 270,000 | SH | SOLE | 270,000 | 0 | 0 | ||
ADAMAS PHARMACEUTICALS INC | COM | 00548A106 | 739 | 140,000 | SH | SOLE | 140,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 5,166 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,462 | 91,300 | SH | SOLE | 91,300 | 0 | 0 | ||
AIR T INC | COM | 009207101 | 214 | 8,673 | SH | SOLE | 8,673 | 0 | 0 | ||
ALEXION PHARMACEUTICALS INC | COM | 015351109 | 1,102 | 6,000 | SH | SOLE | 6,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,268 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 1,247 | 5,500 | SH | Call | SOLE | 5,500 | 0 | 0 | |
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 2,967 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 16,291 | 6,500 | SH | SOLE | 6,500 | 0 | 0 | ||
ALTERYX INC | COM CL A | 02156B103 | 430 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,436 | 145,750 | SH | SOLE | 145,750 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 775 | 177,000 | SH | SOLE | 177,000 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,784 | 1,100 | SH | Call | SOLE | 1,100 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 2,742 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 685 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 1,233 | 9,000 | SH | Call | SOLE | 9,000 | 0 | 0 | |
APTINYX INC | COM | 03836N103 | 323 | 114,000 | SH | SOLE | 114,000 | 0 | 0 | ||
APTIV PLC | SHS | G6095L109 | 354 | 2,250 | SH | SOLE | 2,250 | 0 | 0 | ||
ARENA PHARMACEUTICALS INC | COM NEW | 040047607 | 341 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 6,021 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 1,727 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
BECTON DICKINSON & CO | COM | 075887109 | 730 | 3,000 | SH | SOLE | 3,000 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 6,185 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
BIOGEN INC | COM | 09062X103 | 346 | 1,000 | SH | SOLE | 1,000 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 1,219 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
BOX INC | CL A | 10316T104 | 511 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 2,706 | 40,500 | SH | SOLE | 40,500 | 0 | 0 | ||
BRISTOL-MYERS SQUIBB CO | COM | 110122108 | 1,671 | 25,000 | SH | Call | SOLE | 25,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 4,599 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
DISCOVERY INC | COM SER A | 25470F104 | 767 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 457 | 77,538 | SH | SOLE | 77,538 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 2,582 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 507 | 1,700 | SH | Call | SOLE | 1,700 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 1,337 | 90,000 | SH | SOLE | 90,000 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 371 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 5,917 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GENMAB A/S | SPONSORED ADS | 372303206 | 408 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
GLOBAL X FDS | LITHIUM BTRY ETF | 37954Y855 | 326 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
ILLINOIS TOOL WKS INC | COM | 452308109 | 782 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 5,132 | 61,000 | SH | SOLE | 61,000 | 0 | 0 | ||
INTERNATIONAL BUSINESS MACHS | COM | 459200101 | 733 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
INTRA CELLULAR THERAPIES INC | COM | 46116X101 | 15,308 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 4,430 | 12,500 | SH | Call | SOLE | 12,500 | 0 | 0 | |
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,371 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,453 | 60,000 | SH | SOLE | 60,000 | 0 | 0 | ||
JAWS SPITFIRE ACQUISITION CO | *W EXP 12/01/202 | G50740110 | 58 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 824 | 5,000 | SH | SOLE | 5,000 | 0 | 0 | ||
KINDRED BIOSCIENCES INC | COM | 494577109 | 3,322 | 362,315 | SH | SOLE | 362,315 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 252 | 11,000 | SH | SOLE | 11,000 | 0 | 0 | ||
KOHLS CORP | COM | 500255104 | 551 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
KRANESHARES TR | CSI CHI INTERNET | 500767306 | 523 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 2,423 | 279,788 | SH | SOLE | 279,788 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 212 | 74,500 | SH | SOLE | 74,500 | 0 | 0 | ||
MARVELL TECHNOLOGY GROUP LTD | ORD | G5876H105 | 1,021 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MASCO CORP | COM | 574599106 | 295 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
MATINAS BIOPHARMA HLDGS INC | COM | 576810105 | 299 | 385,974 | SH | SOLE | 385,974 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 14,447 | 170,000 | SH | SOLE | 170,000 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 212 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 1,700 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
MICROSOFT CORP | COM | 594918104 | 677 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
MORGAN STANLEY | COM NEW | 617446448 | 2,063 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
NEKTAR THERAPEUTICS | COM | 640268108 | 537 | 31,300 | SH | SOLE | 31,300 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 798 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
NORTONLIFELOCK INC | COM | 668771108 | 408 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NXP SEMICONDUCTORS N V | COM | N6596X109 | 720 | 3,500 | SH | SOLE | 3,500 | 0 | 0 | ||
OBSEVA SA | COM | H5861P103 | 80 | 26,500 | SH | SOLE | 26,500 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 4,865 | 62,500 | SH | SOLE | 62,500 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,072 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 546 | 139,701 | SH | SOLE | 139,701 | 0 | 0 | ||
PAYSAFE LIMITED | ORD | G6964L107 | 1,332 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,545 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 3,175 | 61,750 | SH | SOLE | 61,750 | 0 | 0 | ||
QUOTIENT LTD | SHS | G73268107 | 368 | 101,000 | SH | SOLE | 101,000 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 8,657 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
SANGAMO THERAPEUTICS INC | COM | 800677106 | 157 | 13,100 | SH | SOLE | 13,100 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 2,131 | 13,500 | SH | SOLE | 13,500 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 61,427 | 143,500 | SH | Put | SOLE | 143,500 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 5,383 | 32,500 | SH | SOLE | 32,500 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 1,656 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPDR GOLD TR | GOLD SHS | 78463V107 | 3,313 | 20,000 | SH | Put | SOLE | 20,000 | 0 | 0 | |
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 242 | 4,500 | SH | Put | SOLE | 4,500 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 300 | 2,500 | SH | SOLE | 2,500 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,202 | 10,000 | SH | Put | SOLE | 10,000 | 0 | 0 | |
TURNING PT BRANDS INC | COM | 90041L105 | 5,595 | 122,250 | SH | SOLE | 122,250 | 0 | 0 | ||
VANECK VECTORS ETF TR | GOLD MINERS ETF | 92189F106 | 6,286 | 185,000 | SH | SOLE | 185,000 | 0 | 0 | ||
VANECK VECTORS ETF TR | JR GOLD MINERS E | 92189F791 | 2,338 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 5,603 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 452 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
VIACOMCBS INC | CL B | 92556H206 | 226 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
VIR BIOTECHNOLOGY INC | COM | 92764N102 | 571 | 12,071 | SH | SOLE | 12,071 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 6,795 | 197,000 | SH | SOLE | 197,000 | 0 | 0 |