The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 14,387 | 88,750 | SH | SOLE | 88,750 | 0 | 0 | ||
ABERDEEN TOTAL DYNAMIC DIVD | COM SH BEN INT | 00326L100 | 2,470 | 257,000 | SH | SOLE | 257,000 | 0 | 0 | ||
ADVANCED MICRO DEVICES INC | COM | 007903107 | 3,280 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
AERIE PHARMACEUTICALS INC | COM | 00771V108 | 1,725 | 189,565 | SH | SOLE | 189,565 | 0 | 0 | ||
AIR T INC | COM | 009207101 | 273 | 12,000 | SH | SOLE | 12,000 | 0 | 0 | ||
ALNYLAM PHARMACEUTICALS INC | COM | 02043Q107 | 3,103 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 12,150 | 4,350 | SH | SOLE | 4,350 | 0 | 0 | ||
ALTIMMUNE INC | COM NEW | 02155H200 | 1,924 | 316,000 | SH | SOLE | 316,000 | 0 | 0 | ||
AMARIN CORP PLC | SPONS ADR NEW | 023111206 | 494 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
APPLE INC | COM | 037833100 | 2,183 | 12,500 | SH | SOLE | 12,500 | 0 | 0 | ||
APTINYX INC | COM | 03836N103 | 129 | 57,000 | SH | SOLE | 57,000 | 0 | 0 | ||
ARGENX SE | SPONSORED ADR | 04016X101 | 7,883 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,304 | 97,500 | SH | SOLE | 97,500 | 0 | 0 | ||
BK OF AMERICA CORP | COM | 060505104 | 5,998 | 145,500 | SH | SOLE | 145,500 | 0 | 0 | ||
BOULDER GROWTH & INCOME FD I | COM | 101507101 | 964 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 558 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
CISCO SYS INC | COM | 17275R102 | 279 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
CITIGROUP INC | COM NEW | 172967424 | 3,738 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
EQUILLIUM INC | COM | 29446K106 | 522 | 165,663 | SH | SOLE | 165,663 | 0 | 0 | ||
ESPERION THERAPEUTICS INC NE | NOTE 4.000%11/1 | 29664WAB1 | 213 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
META PLATFORMS INC | CL A | 30303M102 | 2,357 | 10,600 | SH | SOLE | 10,600 | 0 | 0 | ||
LILLY ELI & CO | COM | 532457108 | 2,964 | 10,350 | SH | SOLE | 10,350 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 1,578 | 141,000 | SH | SOLE | 141,000 | 0 | 0 | ||
ENERGY TRANSFER L P | COM UT LTD PTN | 29273V100 | 50 | 4,500 | SH | Call | SOLE | 4,500 | 0 | 0 | |
FORD MTR CO DEL | COM | 345370860 | 2,080 | 123,000 | SH | SOLE | 123,000 | 0 | 0 | ||
GENERAL MTRS CO | COM | 37045V100 | 3,499 | 80,000 | SH | SOLE | 80,000 | 0 | 0 | ||
ILLINOIS TOOL WKS INC | COM | 452308109 | 1,063 | 5,075 | SH | SOLE | 5,075 | 0 | 0 | ||
IMPEL NEUROPHARMA INC | COM | 45258K109 | 2,338 | 367,058 | SH | SOLE | 367,058 | 0 | 0 | ||
INCYTE CORP | COM | 45337C102 | 3,614 | 45,500 | SH | SOLE | 45,500 | 0 | 0 | ||
INTRA-CELLULAR THERAPIES INC | COM | 46116X101 | 14,594 | 238,500 | SH | SOLE | 238,500 | 0 | 0 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 37,704 | 104,000 | SH | Put | SOLE | 104,000 | 0 | 0 | |
ISHARES GOLD TR | ISHARES NEW | 464285204 | 3,683 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
ISHARES SILVER TR | ISHARES | 46428Q109 | 1,030 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
ISHARES TR | ISHARES BIOTECH | 464287556 | 912 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
KIRKLANDS INC | COM | 497498105 | 224 | 24,132 | SH | SOLE | 24,132 | 0 | 0 | ||
LENSAR INC | COM | 52634L108 | 2,124 | 287,023 | SH | SOLE | 287,023 | 0 | 0 | ||
LINEAGE CELL THERAPEUTICS IN | COM | 53566P109 | 82 | 53,000 | SH | SOLE | 53,000 | 0 | 0 | ||
MARVELL TECHNOLOGY INC | COM | 573874104 | 1,255 | 17,500 | SH | SOLE | 17,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 13,047 | 167,500 | SH | SOLE | 167,500 | 0 | 0 | ||
MICRON TECHNOLOGY INC | COM | 595112103 | 506 | 6,500 | SH | Call | SOLE | 6,500 | 0 | 0 | |
MICRON TECHNOLOGY INC | COM | 595112103 | 467 | 6,000 | SH | Put | SOLE | 6,000 | 0 | 0 | |
NEKTAR THERAPEUTICS | COM | 640268108 | 81 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
NOKIA CORP | SPONSORED ADR | 654902204 | 819 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
ONCOCYTE CORP | COM | 68235C107 | 37 | 25,149 | SH | SOLE | 25,149 | 0 | 0 | ||
ORACLE CORP | COM | 68389X105 | 3,226 | 39,000 | SH | SOLE | 39,000 | 0 | 0 | ||
QUALCOMM INC | COM | 747525103 | 1,146 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
OVID THERAPEUTICS INC | COM | 690469101 | 445 | 141,701 | SH | SOLE | 141,701 | 0 | 0 | ||
PAYPAL HLDGS INC | COM | 70450Y103 | 1,041 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
PFIZER INC | COM | 717081103 | 2,407 | 46,500 | SH | SOLE | 46,500 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 2,779 | 76,000 | SH | SOLE | 76,000 | 0 | 0 | ||
PROTHENA CORP PLC | SHS | G72800108 | 91 | 2,500 | SH | Call | SOLE | 2,500 | 0 | 0 | |
REGENERON PHARMACEUTICALS | COM | 75886F107 | 10,267 | 14,700 | SH | SOLE | 14,700 | 0 | 0 | ||
REGENERON PHARMACEUTICALS | COM | 75886F107 | 2,095 | 3,000 | SH | Put | SOLE | 3,000 | 0 | 0 | |
SOFI TECHNOLOGIES INC | COM | 83406F102 | 425 | 45,000 | SH | SOLE | 45,000 | 0 | 0 | ||
SEAGEN INC | COM | 81181C104 | 2,161 | 15,000 | SH | SOLE | 15,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 683 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 5,420 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 632 | 3,500 | SH | Call | SOLE | 3,500 | 0 | 0 | |
SPDR SER TR | S&P REGL BKG | 78464A698 | 517 | 7,500 | SH | SOLE | 7,500 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 345 | 5,000 | SH | Call | SOLE | 5,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 4,516 | 10,000 | SH | Call | SOLE | 10,000 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 11,065 | 24,500 | SH | Put | SOLE | 24,500 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 938 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
DISNEY WALT CO | COM | 254687106 | 549 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
TURNING PT BRANDS INC | COM | 90041L105 | 3,526 | 103,676 | SH | SOLE | 103,676 | 0 | 0 | ||
VANECK EFT TRUST | GOLD MINERS ETF | 92189F106 | 3,931 | 102,500 | SH | SOLE | 102,500 | 0 | 0 | ||
VANECK EFT TRUST | JUNIOR GOLD MINE | 92189F791 | 2,578 | 55,000 | SH | SOLE | 55,000 | 0 | 0 | ||
XENCOR INC | COM | 98401F105 | 6,857 | 257,000 | SH | SOLE | 257,000 | 0 | 0 |