The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AMERICAN EXPRESS CO | COM | 025816109 | 237 | 1,417 | SH | SOLE | 0 | 0 | 1,417 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 572 | 3,386 | SH | SOLE | 0 | 0 | 3,386 | ||
APPLE INC | COM | 037833100 | 4,437 | 31,356 | SH | SOLE | 0 | 0 | 31,356 | ||
BARCLAYS BANK PLC | IPTH SR B S&P | 06747R477 | 6,119 | 219,881 | SH | SOLE | 0 | 0 | 219,881 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,257 | 12,392 | SH | SOLE | 0 | 0 | 12,392 | ||
COSTCO WHSL CORP NEW | COM | 22160K105 | 888 | 1,976 | SH | SOLE | 0 | 0 | 1,976 | ||
DBX ETF TR | XTRACKERS LOW | 233051267 | 544 | 10,713 | SH | SOLE | 0 | 0 | 10,713 | ||
ETF SER SOLUTIONS | LHA MKT ST TACTL | 26922B105 | 1,182 | 39,022 | SH | SOLE | 0 | 0 | 39,022 | ||
ECOARK HLDGS INC | COM NEW | 27888N307 | 574 | 109,366 | SH | SOLE | 0 | 0 | 109,366 | ||
FIRST TR EXCHANGE-TRADED FD | SENIOR LN FD | 33738D309 | 2,612 | 54,579 | SH | SOLE | 0 | 0 | 54,579 | ||
FIRST TR EXCHANGE TRAD FD VI | FST TR GLB FD | 33739H101 | 711 | 29,472 | SH | SOLE | 0 | 0 | 29,472 | ||
FLEXSHARES TR | DISCP DUR MBS | 33939L779 | 291 | 12,400 | SH | SOLE | 0 | 0 | 12,400 | ||
GOLDMAN SACHS ETF TR | ACCES TREASURY | 381430529 | 693 | 6,925 | SH | SOLE | 0 | 0 | 6,925 | ||
HONEYWELL INTL INC | COM | 438516106 | 340 | 1,602 | SH | SOLE | 0 | 0 | 1,602 | ||
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 8,324 | 23,255 | SH | SOLE | 0 | 0 | 23,255 | ||
INVESCO EXCH TRADED FD TR II | PFD ETF | 46138E511 | 3,251 | 216,326 | SH | SOLE | 0 | 0 | 216,326 | ||
INVESCO EXCH TRADED FD TR II | EMRNG MKT SVRG | 46138E784 | 3,579 | 134,187 | SH | SOLE | 0 | 0 | 134,187 | ||
ISHARES GOLD TR | ISHARES NEW | 464285204 | 544 | 16,275 | SH | SOLE | 0 | 0 | 16,275 | ||
ISHARES TR | CORE S&P TTL STK | 464287150 | 602 | 6,116 | SH | SOLE | 0 | 0 | 6,116 | ||
ISHARES TR | TIPS BD ETF | 464287176 | 234 | 1,833 | SH | SOLE | 0 | 0 | 1,833 | ||
ISHARES TR | CORE US AGGBD ET | 464287226 | 6,113 | 53,239 | SH | SOLE | 0 | 0 | 53,239 | ||
ISHARES TR | MSCI EAFE ETF | 464287465 | 260 | 3,332 | SH | SOLE | 0 | 0 | 3,332 | ||
ISHARES TR | RUS 1000 GRW ETF | 464287614 | 2,865 | 10,454 | SH | SOLE | 0 | 0 | 10,454 | ||
ISHARES TR | RUSSELL 2000 ETF | 464287655 | 11,668 | 53,340 | SH | SOLE | 0 | 0 | 53,340 | ||
ISHARES TR | SHRT NAT MUN ETF | 464288158 | 397 | 3,692 | SH | SOLE | 0 | 0 | 3,692 | ||
ISHARES TR | EAFE SML CP ETF | 464288273 | 7,293 | 98,012 | SH | SOLE | 0 | 0 | 98,012 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 908 | 8,251 | SH | SOLE | 0 | 0 | 8,251 | ||
ISHARES TR | CALIF MUN BD ETF | 464288356 | 4,329 | 69,738 | SH | SOLE | 0 | 0 | 69,738 | ||
ISHARES TR | NATIONAL MUN ETF | 464288414 | 2,978 | 25,637 | SH | SOLE | 0 | 0 | 25,637 | ||
ISHARES TR | PFD AND INCM SEC | 464288687 | 467 | 12,039 | SH | SOLE | 0 | 0 | 12,039 | ||
ISHARES TR | GRWT ALLOCAT ETF | 464289867 | 1,192 | 21,492 | SH | SOLE | 0 | 0 | 21,492 | ||
ISHARES TR | 0-5 YR TIPS ETF | 46429B747 | 3,038 | 28,757 | SH | SOLE | 0 | 0 | 28,757 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 23,788 | 320,383 | SH | SOLE | 0 | 0 | 320,383 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 3,218 | 52,111 | SH | SOLE | 0 | 0 | 52,111 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHT MUNCPL | 46641Q654 | 710 | 13,904 | SH | SOLE | 0 | 0 | 13,904 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 20,884 | 411,756 | SH | SOLE | 0 | 0 | 411,756 | ||
KRANESHARES TR | QUADRTC INT RT | 500767736 | 636 | 22,836 | SH | SOLE | 0 | 0 | 22,836 | ||
MICROSOFT CORP | COM | 594918104 | 1,431 | 5,076 | SH | SOLE | 0 | 0 | 5,076 | ||
NIKE INC | CL B | 654106103 | 298 | 2,050 | SH | SOLE | 0 | 0 | 2,050 | ||
PIMCO ETF TR | 1-5 US TIP IDX | 72201R205 | 2,051 | 37,390 | SH | SOLE | 0 | 0 | 37,390 | ||
PIMCO ETF TR | ENHAN SHRT MA AC | 72201R833 | 3,194 | 31,339 | SH | SOLE | 0 | 0 | 31,339 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 27,780 | 64,735 | SH | SOLE | 0 | 0 | 64,735 | ||
SPDR INDEX SHS FDS | DJ GLB RL ES ETF | 78463X749 | 600 | 11,760 | SH | SOLE | 0 | 0 | 11,760 | ||
SPDR SER TR | NUVEEN BBG BRCLY | 78464A284 | 1,842 | 30,721 | SH | SOLE | 0 | 0 | 30,721 | ||
SPDR SER TR | BLMBRG BRC CNVRT | 78464A359 | 725 | 8,497 | SH | SOLE | 0 | 0 | 8,497 | ||
SPDR SER TR | BLOOMBERG BRCLYS | 78468R622 | 3,398 | 31,070 | SH | SOLE | 0 | 0 | 31,070 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 4,304 | 41,442 | SH | SOLE | 0 | 0 | 41,442 | ||
SCHWAB STRATEGIC TR | US LRG CAP ETF | 808524201 | 11,183 | 107,498 | SH | SOLE | 0 | 0 | 107,498 | ||
SCHWAB STRATEGIC TR | US LCAP VA ETF | 808524409 | 1,019 | 15,098 | SH | SOLE | 0 | 0 | 15,098 | ||
SCHWAB STRATEGIC TR | US SML CAP ETF | 808524607 | 1,061 | 10,602 | SH | SOLE | 0 | 0 | 10,602 | ||
SCHWAB STRATEGIC TR | EMRG MKTEQ ETF | 808524706 | 2,341 | 76,799 | SH | SOLE | 0 | 0 | 76,799 | ||
SCHWAB STRATEGIC TR | US DIVIDEND EQ | 808524797 | 5,358 | 72,177 | SH | SOLE | 0 | 0 | 72,177 | ||
SCHWAB STRATEGIC TR | INTL EQTY ETF | 808524805 | 4,830 | 124,805 | SH | SOLE | 0 | 0 | 124,805 | ||
SCHWAB STRATEGIC TR | INTRM TRM TRES | 808524854 | 513 | 9,052 | SH | SOLE | 0 | 0 | 9,052 | ||
SCHWAB STRATEGIC TR | SHT TM US TRES | 808524862 | 2,125 | 41,505 | SH | SOLE | 0 | 0 | 41,505 | ||
SCHWAB STRATEGIC TR | US TIPS ETF | 808524870 | 11,930 | 190,634 | SH | SOLE | 0 | 0 | 190,634 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,819 | 43,816 | SH | SOLE | 0 | 0 | 43,816 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 4,718 | 68,541 | SH | SOLE | 0 | 0 | 68,541 | ||
SERVICENOW INC | COM | 81762P102 | 249 | 400 | SH | SOLE | 0 | 0 | 400 | ||
TESLA INC | COM | 88160R101 | 271 | 349 | SH | SOLE | 0 | 0 | 349 | ||
VANECK ETF TRUST | INTRMDT MUNI ETF | 92189H201 | 1,592 | 31,075 | SH | SOLE | 0 | 0 | 31,075 | ||
VANECK ETF TRUST | HIGH YLD MUNIETF | 92189H409 | 2,001 | 32,026 | SH | SOLE | 0 | 0 | 32,026 | ||
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 2,087 | 25,464 | SH | SOLE | 0 | 0 | 25,464 | ||
VANGUARD BD INDEX FDS | TOTAL BND MRKT | 921937835 | 11,635 | 136,162 | SH | SOLE | 0 | 0 | 136,162 | ||
VANGUARD WHITEHALL FDS | HIGH DIV YLD | 921946406 | 6,221 | 60,192 | SH | SOLE | 0 | 0 | 60,192 | ||
VANGUARD MALVERN FDS | STRM INFPROIDX | 922020805 | 6,271 | 119,275 | SH | SOLE | 0 | 0 | 119,275 | ||
VANGUARD CHARLOTTE FDS | TOTAL INT BD ETF | 92203J407 | 8,954 | 157,190 | SH | SOLE | 0 | 0 | 157,190 | ||
VANGUARD INTL EQUITY INDEX F | GLB EX US ETF | 922042676 | 3,320 | 58,951 | SH | SOLE | 0 | 0 | 58,951 | ||
VANGUARD WORLD FDS | FINANCIALS ETF | 92204A405 | 4,501 | 48,581 | SH | SOLE | 0 | 0 | 48,581 | ||
VANGUARD SCOTTSDALE FDS | SHRT TRM CORP BD | 92206C409 | 249 | 3,020 | SH | SOLE | 0 | 0 | 3,020 | ||
VANGUARD MUN BD FDS | TAX EXEMPT BD | 922907746 | 2,739 | 50,003 | SH | SOLE | 0 | 0 | 50,003 | ||
VANGUARD INDEX FDS | REAL ESTATE ETF | 922908553 | 13,625 | 133,867 | SH | SOLE | 0 | 0 | 133,867 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 23,153 | 104,263 | SH | SOLE | 0 | 0 | 104,263 | ||
VISA INC | COM CL A | 92826C839 | 781 | 3,507 | SH | SOLE | 0 | 0 | 3,507 | ||
WEC ENERGY GROUP INC | COM | 92939U106 | 223 | 2,531 | SH | SOLE | 0 | 0 | 2,531 | ||
WALMART INC | COM | 931142103 | 207 | 1,485 | SH | SOLE | 0 | 0 | 1,485 | ||
WISDOMTREE TR | INTRST RATE HDGE | 97717W380 | 1,590 | 33,917 | SH | SOLE | 0 | 0 | 33,917 | ||
WISDOMTREE TR | YIELD ENHANCD US | 97717X511 | 2,397 | 46,170 | SH | SOLE | 0 | 0 | 46,170 | ||
WISDOMTREE TR | FLOATNG RAT TREA | 97717X628 | 301 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
WISDOMTREE TR | YIELD ENHANCED | 97717Y808 | 2,044 | 40,064 | SH | SOLE | 0 | 0 | 40,064 | ||
CHUBB LIMITED | COM | H1467J104 | 212 | 1,220 | SH | SOLE | 0 | 0 | 1,220 |