UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Form 6-K
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13a-16 OR 15d-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
For the month of March 2021
Commission File Number: 001-39301
Lion Group Holding Ltd.
not Applicable
(Translation of registrant’s name into English)
Cayman Islands
(Jurisdiction of incorporation or organization)
Unit A-C, 33/F
Tower A, Billion Center
1 Wang Kwong Road
Kowloon Bay
Hong Kong
(Address of principal executive office)
Registrant’s phone number, including area code
+(852) 2820-9000
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F.
Form 20-F ☒ Form 40-F ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1): ☐
Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7): ☐
Other Events
Unless we otherwise specify, when used in this Form 6-K the terms “we” and the “Company” refer to Lion Group Holding Ltd. and its subsidiaries.
On March 30, 2021, the Company issued an earnings release announcing its unaudited financial results for the full year ended December 31, 2020. A copy of the earnings release is attached hereto as Exhibit 99.1.
EXHIBIT INDEX
Exhibit No. | Description | |
99.1 | Lion Group Holding Ltd. - Lion Announces Unaudited Full Year 2020 Financial Results |
1
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Date: March 30, 2021 | LION GROUP HOLDING LTD. | |
By: | /s/ Chunning Wang | |
Name: | Chunning Wang | |
Title: | Chief Executive Officer and Director |
2