The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001810559 |
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Name of Issuer | |||||||||||||||
Ares Climate Infrastructure Partners, L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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Ares Climate Infrastructure Partners, L.P. | |||
Street Address 1 | Street Address 2 | ||
C/O ARES MANAGEMENT LLC | 2000 AVENUE OF THE STARS, 12TH FLOOR | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
LOS ANGELES | CALIFORNIA | 90067 | 310-201-4100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001810562 |
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Name of Issuer | |||||||||||||||
ACIP Parallel Fund A, L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
ACIP Parallel Fund A, L.P. | |||
Street Address 1 | Street Address 2 | ||
C/O ARES MANAGEMENT LLC | 2000 AVENUE OF THE STARS, 12TH FLOOR | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
LOS ANGELES | CALIFORNIA | 90067 | 310- 201-4100 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
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0001810561 |
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Name of Issuer | |||||||||||||||
ACIP Parallel Fund B, L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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ACIP Parallel Fund B, L.P. | |||
Street Address 1 | Street Address 2 | ||
C/O ARES MANAGEMENT LLC | 2000 AVENUE OF THE STARS, 12TH FLOOR | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
LOS ANGELES | CALIFORNIA | 90067 | 310-201-4100 |
3. Related Persons
Last Name | First Name | Middle Name |
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Ares CIP Management, L.P. | n/a | |
Street Address 1 | Street Address 2 | |
2000 Avenue of the Stars, 12th Floor | ||
City | State/Province/Country | ZIP/PostalCode |
Los Angeles | CALIFORNIA | 90067 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
The General Partner of the Issuers.Last Name | First Name | Middle Name |
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ACIP Investment Management LLC | n/a | |
Street Address 1 | Street Address 2 | |
2000 Avenue of the Stars, 12th Floor | ||
City | State/Province/Country | ZIP/PostalCode |
Los Angeles | CALIFORNIA | 90067 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
The Sole Member of the general partner of the General Partner of the Issuers and the Co-Manager of the Issuers.Last Name | First Name | Middle Name |
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Aligned Climate Capital LLC | n/a | |
Street Address 1 | Street Address 2 | |
41 Madison Avenue, 31st Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10010 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
The Co-Manager of the Issuers.Last Name | First Name | Middle Name |
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Derman | Keith | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Pike | Andrew | |
Street Address 1 | Street Address 2 | |
Three Charles River Place | 63 Kendrick Street, Suite 101 | |
City | State/Province/Country | ZIP/PostalCode |
Needham | MASSACHUSETTS | 02494 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Arougheti | Michael | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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deVeer | Kipp | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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MacGillivray | Warren | |
Street Address 1 | Street Address 2 | |
Three Charles River Place | 63 Kendrick Street, Suite 101 | |
City | State/Province/Country | ZIP/PostalCode |
Needham | MASSACHUSETTS | 02494 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Smith | Michael | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Walton | Nathan | |
Street Address 1 | Street Address 2 | |
2000 Avenue of the Stars, 12th Floor | ||
City | State/Province/Country | ZIP/PostalCode |
Los Angeles | CALIFORNIA | 90067 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Mattoon | Jessica | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Solomon | Julie | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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O'Connor | Brian | |
Street Address 1 | Street Address 2 | |
245 Park Avenue, 42nd Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10167 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Last Name | First Name | Middle Name |
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Davidson | Peter | |
Street Address 1 | Street Address 2 | |
41 Madison Avenue, 31st Floor | ||
City | State/Province/Country | ZIP/PostalCode |
New York | NEW YORK | 10010 |
Relationship: | X | Executive Officer | Director | X | Promoter |
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Clarification of Response (if Necessary):
Mr. Davidson is the Chief Executive Officer of Aligned Climate Capital LLC.4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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Rule 504 (b)(1)(i) | |||
Rule 504 (b)(1)(ii) | |||
Rule 504 (b)(1)(iii) | |||
X | Rule 506(b) | ||
Rule 506(c) | |||
Securities Act Section 4(a)(5) |
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7. Type of Filing
X | New Notice | Date of First Sale | X | First Sale Yet to Occur | ||||
Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | X | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Limited Partnership Interests. |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
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Ares Investor Services LLC | 166219 | ||||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
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800 Corporate Pointe | 3rd Floor | ||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||||
Culver City | CALIFORNIA | 90230 | |||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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None | None | ||||||
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Morgan Stanley Smith Barney LLC | 149777 | ||||||
Street Address 1 | Street Address 2 | ||||||
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2000 Westchester Avenue | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Purchase | NEW YORK | 10577-2530 | |||||
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Recipient |
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None | None | ||||||
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Korea Asset Investment Securities Co., Ltd. | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Shinsong Center B/D, 12th Fl 57 | Yeouinaru-ro, Yeongdeungpo-gu | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Seoul | KOREA, DEMOCRATIC PEOPLE'S REPUBLIC OF | 150-711 | |||||
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Recipient |
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None | None | ||||||
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Mirae Asset Daewoo Co., Ltd. | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Mirae Asset Center 1 Bldg., 26 | Eulji-ro 5-gil, Jung-gu | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Seoul | KOREA, DEMOCRATIC PEOPLE'S REPUBLIC OF | 04539 | |||||
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13. Offering and Sales Amounts
Total Offering Amount | USD |
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Total Amount Sold | $0 | USD | ||||
Total Remaining to be Sold | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $0 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Amounts to be paid to certain Recipients listed in Item 12 (Sales Compensation) will be determined based on a percentage of capital commitments from certain limited partners.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
The Issuers' Co-Managers or an affiliate(s) will receive a management fee payable by the Issuers generally equal to a percentage of the capital commitments.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
X | I also am a duly authorized representative of the other issuer(s) identified in Item 1 above and authorized to sign on their behalf. |
Issuer | Signature | Name of Signer | Title | Date |
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Ares Climate Infrastructure Partners, L.P. | /s/ Jessica Mattoon | Jessica Mattoon | Authorized Signatory of the General Partner of the Issuers | 2020-06-17 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.