As filed with the Securities and Exchange Commission on June 13, 2023
Registration No. 333-271605
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Amendment No. 2
to
FORM S-1
REGISTRATION STATEMENT UNDER THE SECURITIES ACT OF 1933
Applied uv, inc.
(Exact name of registrant as specified in its charter)
Delaware | 3648 | 84-4373308 |
(State or Other Jurisdiction of Incorporation or Organization) | (Primary Standard Industrial Classification Code Number) | (I.R.S. Employer Identification No.) |
150 N. Macquesten Parkway
Mount Vernon, NY 10550
(914) 665-6100
(Address, including zip code, and telephone number, including area code,
of registrant’s principal executive offices)
Max Munn
Chief Executive Officer
Applied UV, Inc.
150 N. Macquesten Parkway
Mount Vernon, NY 10550
(914) 665-6100
(Name, address, including zip code, and telephone number, including area code, of agent for service)
Copies to:
Ross D. Carmel, Esq. | Anthony W. Basch, Esq. |
Jeffrey P. Wofford, Esq. | J. Britton Williston, Esq. |
Carmel, Milazzo & Feil LLP | Kaufman & Canoles, P.C. |
55 West 39th Street, 18th Floor | 1021 E. Cary Street, Suite 1400 |
New York, New York 10018 | Two James Center |
Telephone: (212) 658-0458 | Richmond, VA 23219 |
Telephone: (804) 771-5700 |
Approximate date of commencement of proposed sale to the public: As soon as practicable after the effective date of this Registration Statement.
If any of the securities being registered on this Form are to be offered on a delayed or continuous basis pursuant to Rule 415 under the Securities Act of 1933 check the following box. ☒
If this Form is filed to register additional securities for an offering pursuant to Rule 462(b) under the Securities Act, please check the following box and list the Securities Act registration statement number of the earlier effective registration statement for the same offering. ☐
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EXPLANATORY NOTE
This Amendment No. 2 to the Registration Statement on Form S-1 (File No. 333-271605) is filed solely to amend the Exhibit Index and file Exhibits 1.1, 4.1, 4.2, 5.1 and 23.2. Accordingly, this Amendment No. 2 consists only of the facing page, this explanatory note, Item 16(a) of Part II of the Registration Statement, the signature page to the Registration Statement and Exhibits 1.1, 4.1, 4.2, 5.1 and 23.2. The remainder of the Registration Statement is unchanged and has therefore been omitted.
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Item 16. Exhibits and Financial Statement Schedules.
EXHIBIT INDEX
*Previously filed.
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SIGNATURES
Pursuant to the requirements of the Securities Act of 1933, the registrant has duly caused this registration statement to be signed on its behalf by the undersigned, thereunto duly authorized, in the City of Mount Vernon, State of New York on the 13th day of June, 2023.
APPLIED UV, INC. | ||
By: | /s/ Max Munn | |
Max Munn | ||
Chief Executive Officer, President (Principal Executive Officer) |
Pursuant to the requirements of the Securities Act of 1933, this registration statement has been signed by the following persons in the capacities and on the dates indicated.
Name | Capacity in Which Signed | Date | ||
/s/ Max Munn | Chief Executive Officer, President and Director | June 13, 2023 | ||
Max Munn | ||||
/s/ Michael Riccio | Chief Financial Officer (Principal Financial and Accounting officer) | June 13, 2023 | ||
Michael Riccio | ||||
/s/ Eugene Burleson | Chairman of the Board | June 13, 2023 | ||
Eugene Burleson | ||||
/s/ Joseph Luhukay | Director | June 13, 2023 | ||
Joseph Luhukay | ||||
/s/ Brian Stern | Director | June 13, 2023 | ||
Brian Stern | ||||
/s/ Dr. Dallas Hack | Director | June 13, 2023 | ||
Dr. Dallas Hack |
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