The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
APPLE INC | CALL | 037833900 | 401 | 2,300 | SH | Call | SOLE | 2,300 | 0 | 0 | |
APPLE INC | CALL | 037833900 | 646 | 3,700 | SH | Call | SOLE | 3,700 | 0 | 0 | |
APPLE INC | CALL | 037833900 | 663 | 3,800 | SH | Call | SOLE | 3,800 | 0 | 0 | |
APPLE INC | CALL | 037833900 | 646 | 3,700 | SH | Call | SOLE | 3,700 | 0 | 0 | |
APPLE INC | PUT | 037833950 | 1,955 | 11,200 | SH | Put | SOLE | 11,200 | 0 | 0 | |
PROCORE TECHNOLOGIES INC | CALL | 74275K908 | 347 | 6,000 | SH | Call | SOLE | 6,000 | 0 | 0 | |
PROCORE TECHNOLOGIES INC | CALL | 74275K908 | 405 | 7,000 | SH | Call | SOLE | 7,000 | 0 | 0 | |
APPLE INC | COM | 037833100 | 3,958 | 22,671 | SH | SOLE | 22,671 | 0 | 0 | ||
AMERISOURCEBERGEN CORP | COM | 03073E105 | 2,061 | 13,322 | SH | SOLE | 13,322 | 0 | 0 | ||
AMERICAN ELEC PWR CO INC | COM | 025537101 | 1,363 | 13,669 | SH | SOLE | 13,669 | 0 | 0 | ||
AIR LEASE CORP | CL A | 00912X302 | 2,963 | 66,372 | SH | SOLE | 66,372 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 563 | 173 | SH | SOLE | 173 | 0 | 0 | ||
ARTISAN PARTNERS ASSET MGMT | CL A | 04316A108 | 1,798 | 45,717 | SH | SOLE | 45,717 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 1,384 | 89,178 | SH | SOLE | 89,178 | 0 | 0 | ||
ALIBABA GROUP HLDG LTD | SPONSORED ADS | 01609W102 | 2,038 | 18,733 | SH | SOLE | 18,733 | 0 | 0 | ||
BCE INC | COM NEW | 05534B760 | 1,401 | 25,269 | SH | SOLE | 25,269 | 0 | 0 | ||
B & G FOODS INC NEW | COM | 05508R106 | 1,449 | 53,735 | SH | SOLE | 53,735 | 0 | 0 | ||
BLACKROCK INC | COM | 09247X101 | 1,869 | 2,447 | SH | SOLE | 2,447 | 0 | 0 | ||
BP PLC | SPONSORED ADR | 055622104 | 1,188 | 40,414 | SH | SOLE | 40,414 | 0 | 0 | ||
BERKSHIRE HATHAWAY INC DEL | CL B NEW | 084670702 | 3,825 | 10,840 | SH | SOLE | 10,840 | 0 | 0 | ||
BROADMARK RLTY CAP INC | COM | 11135B100 | 324 | 37,500 | SH | SOLE | 37,500 | 0 | 0 | ||
CITIGROUP INC | COM NEW | 172967424 | 1,920 | 35,968 | SH | SOLE | 35,968 | 0 | 0 | ||
CITIZENS FINANCIAL GROUP INC | COM | 174610105 | 1,869 | 41,237 | SH | SOLE | 41,237 | 0 | 0 | ||
CHECK POINT SOFTWARE TECH LT | ORD | M22465104 | 2,066 | 14,948 | SH | SOLE | 14,948 | 0 | 0 | ||
CUMMINS INC | COM | 231021106 | 1,173 | 5,719 | SH | SOLE | 5,719 | 0 | 0 | ||
CNA FINL CORP | COM | 126117100 | 2,718 | 55,912 | SH | SOLE | 55,912 | 0 | 0 | ||
CNH INDL N V | SHS | N20944109 | 2,641 | 166,533 | SH | SOLE | 166,533 | 0 | 0 | ||
CHEVRON CORP NEW | COM | 166764100 | 1,425 | 8,755 | SH | SOLE | 8,755 | 0 | 0 | ||
DANAHER CORPORATION | COM | 235851102 | 225 | 770 | SH | SOLE | 770 | 0 | 0 | ||
DISNEY WALT CO | COM DISNEY | 254687106 | 2,396 | 17,470 | SH | SOLE | 17,470 | 0 | 0 | ||
FEDEX CORP | COM | 31428X106 | 1,891 | 8,172 | SH | SOLE | 8,172 | 0 | 0 | ||
FISERV INC | COM | 337738108 | 223 | 2,200 | SH | SOLE | 2,200 | 0 | 0 | ||
ALPHABET INC | CAP STK CL C | 02079K107 | 3,029 | 1,084 | SH | SOLE | 1,084 | 0 | 0 | ||
GOLDMAN SACHS GROUP INC | COM | 38141G104 | 1,219 | 3,694 | SH | SOLE | 3,694 | 0 | 0 | ||
GOODYEAR TIRE & RUBR CO | COM | 382550101 | 1,853 | 129,709 | SH | SOLE | 129,709 | 0 | 0 | ||
HOME DEPOT INC | COM | 437076102 | 229 | 766 | SH | SOLE | 766 | 0 | 0 | ||
HONDA MOTOR LTD | AMERN SHS | 438128308 | 1,108 | 39,239 | SH | SOLE | 39,239 | 0 | 0 | ||
INTEL CORP | COM | 458140100 | 1,318 | 26,613 | SH | SOLE | 26,613 | 0 | 0 | ||
INTERNATIONAL PAPER CO | COM | 460146103 | 2,412 | 52,272 | SH | SOLE | 52,272 | 0 | 0 | ||
IRIDIUM COMMUNICATIONS INC | COM | 46269C102 | 1,894 | 46,988 | SH | SOLE | 46,988 | 0 | 0 | ||
IRON MTN INC NEW | COM | 46284V101 | 1,463 | 26,405 | SH | SOLE | 26,405 | 0 | 0 | ||
JABIL INC | COM | 466313103 | 2,237 | 36,239 | SH | SOLE | 36,239 | 0 | 0 | ||
JOHNSON & JOHNSON | COM | 478160104 | 4,026 | 22,721 | SH | SOLE | 22,721 | 0 | 0 | ||
JPMORGAN CHASE & CO | COM | 46625H100 | 1,119 | 8,213 | SH | SOLE | 8,213 | 0 | 0 | ||
LEGGETT & PLATT INC | COM | 524660107 | 3,030 | 87,082 | SH | SOLE | 87,082 | 0 | 0 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 4,053 | 9,183 | SH | SOLE | 9,183 | 0 | 0 | ||
MOELIS & CO | CL A | 60786M105 | 1,092 | 23,280 | SH | SOLE | 23,280 | 0 | 0 | ||
MICROCHIP TECHNOLOGY INC. | COM | 595017104 | 829 | 11,038 | SH | SOLE | 11,038 | 0 | 0 | ||
MODERNA INC | COM | 60770K107 | 2,391 | 13,882 | SH | SOLE | 13,882 | 0 | 0 | ||
MICROSOFT CORP | COM | 594918104 | 596 | 1,933 | SH | SOLE | 1,933 | 0 | 0 | ||
MERITAGE HOMES CORP | COM | 59001A102 | 1,546 | 19,515 | SH | SOLE | 19,515 | 0 | 0 | ||
NCR CORP NEW | COM | 62886E108 | 2,574 | 64,062 | SH | SOLE | 64,062 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 551 | 6,516 | SH | SOLE | 6,516 | 0 | 0 | ||
NVIDIA CORPORATION | COM | 67066G104 | 420 | 1,540 | SH | SOLE | 1,540 | 0 | 0 | ||
NOVARTIS AG | SPONSORED ADR | 66987V109 | 1,240 | 14,134 | SH | SOLE | 14,134 | 0 | 0 | ||
OLD REP INTL CORP | COM | 680223104 | 1,318 | 50,977 | SH | SOLE | 50,977 | 0 | 0 | ||
PAGSEGURO DIGITAL LTD | COM CL A | G68707101 | 2,520 | 125,701 | SH | SOLE | 125,701 | 0 | 0 | ||
PROCORE TECHNOLOGIES INC | COM | 74275K108 | 1,112 | 19,202 | SH | SOLE | 19,202 | 0 | 0 | ||
PEPSICO INC | COM | 713448108 | 316 | 1,888 | SH | SOLE | 1,888 | 0 | 0 | ||
PETMED EXPRESS INC | COM | 716382106 | 1,685 | 65,346 | SH | SOLE | 65,346 | 0 | 0 | ||
KONINKLIJKE PHILIPS N V | NY REGIS SHS NEW | 500472303 | 1,078 | 35,332 | SH | SOLE | 35,332 | 0 | 0 | ||
POSCO | SPONSORED ADR | 693483109 | 1,878 | 31,692 | SH | SOLE | 31,692 | 0 | 0 | ||
PPL CORP | COM | 69351T106 | 1,189 | 41,634 | SH | SOLE | 41,634 | 0 | 0 | ||
PIONEER NAT RES CO | COM | 723787107 | 1,716 | 6,865 | SH | SOLE | 6,865 | 0 | 0 | ||
ROYAL BK CDA | COM | 780087102 | 1,349 | 12,237 | SH | SOLE | 12,237 | 0 | 0 | ||
SAFETY INS GROUP INC | COM | 78648T100 | 1,372 | 15,109 | SH | SOLE | 15,109 | 0 | 0 | ||
SHELL PLC | SPON ADS | 780259305 | 3,025 | 55,077 | SH | SOLE | 55,077 | 0 | 0 | ||
SANOFI | SPONSORED ADR | 80105N105 | 1,274 | 24,832 | SH | SOLE | 24,832 | 0 | 0 | ||
SQUARE INC | CL A | 852234103 | 1,945 | 14,350 | SH | SOLE | 14,350 | 0 | 0 | ||
SOUTHWESTERN ENERGY CO | COM | 845467109 | 2,476 | 345,413 | SH | SOLE | 345,413 | 0 | 0 | ||
SYNAPTICS INC | COM | 87157D109 | 239 | 1,201 | SH | SOLE | 1,201 | 0 | 0 | ||
AT&T INC | COM | 00206R102 | 2,276 | 96,333 | SH | SOLE | 96,333 | 0 | 0 | ||
BLACKROCK TCP CAPITAL CORP | COM | 09259E108 | 2,249 | 157,293 | SH | SOLE | 157,293 | 0 | 0 | ||
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 1,356 | 17,074 | SH | SOLE | 17,074 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 2,713 | 26,029 | SH | SOLE | 26,029 | 0 | 0 | ||
TOTALENERGIES SE | SPONSORED ADS | 89151E109 | 1,224 | 24,222 | SH | SOLE | 24,222 | 0 | 0 | ||
VALE S A | SPONSORED ADS | 91912E105 | 2,138 | 106,989 | SH | SOLE | 106,989 | 0 | 0 | ||
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 1,140 | 22,392 | SH | SOLE | 22,392 | 0 | 0 | ||
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 1,150 | 25,687 | SH | SOLE | 25,687 | 0 | 0 | ||
WALMART INC | COM | 931142103 | 250 | 1,679 | SH | SOLE | 1,679 | 0 | 0 | ||
WP CAREY INC | COM | 92936U109 | 1,312 | 16,235 | SH | SOLE | 16,235 | 0 | 0 | ||
WESTROCK CO | COM | 96145D105 | 1,880 | 39,978 | SH | SOLE | 39,978 | 0 | 0 | ||
EXXON MOBIL CORP | COM | 30231G102 | 652 | 7,896 | SH | SOLE | 7,896 | 0 | 0 | ||
ARK ETF TR | GENOMIC REV ETF | 00214Q302 | 3,154 | 68,689 | SH | SOLE | 68,689 | 0 | 0 | ||
ARK ETF TR | INNOVATION ETF | 00214Q104 | 3,861 | 58,257 | SH | SOLE | 58,257 | 0 | 0 | ||
ARK ETF TR | NEXT GNRTN INTER | 00214Q401 | 3,693 | 42,349 | SH | SOLE | 42,349 | 0 | 0 | ||
DIMENSIONAL ETF TRUST | US CORE EQUITY 2 | 25434V708 | 694 | 25,188 | SH | SOLE | 25,188 | 0 | 0 | ||
ISHARES TR | CORE DIV GRWTH | 46434V621 | 5,547 | 103,857 | SH | SOLE | 103,857 | 0 | 0 | ||
ISHARES TR | MSCI EMG MKT ETF | 464287234 | 782 | 17,334 | SH | SOLE | 17,334 | 0 | 0 | ||
ISHARES TR | JPMORGAN USD EMG | 464288281 | 784 | 8,026 | SH | SOLE | 8,026 | 0 | 0 | ||
SCHWAB STRATEGIC TR | SCHWB FDT INT LG | 808524755 | 4,086 | 126,738 | SH | SOLE | 126,738 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | EQUAL WEIGHT US | 381430438 | 1,033 | 15,400 | SH | SOLE | 15,400 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA INT | 381430107 | 8,550 | 261,237 | SH | SOLE | 261,237 | 0 | 0 | ||
GOLDMAN SACHS ETF TR | ACTIVEBETA US | 381430602 | 16,881 | 272,676 | SH | SOLE | 272,676 | 0 | 0 | ||
ISHARES TR | ULTR SH TRM BD | 46434V878 | 724 | 14,446 | SH | SOLE | 14,446 | 0 | 0 | ||
ISHARES TR | CORE MSCI EAFE | 46432F842 | 876 | 12,611 | SH | SOLE | 12,611 | 0 | 0 | ||
ISHARES INC | CORE MSCI EMKT | 46434G103 | 8,840 | 159,148 | SH | SOLE | 159,148 | 0 | 0 | ||
ISHARES TR | CORE S&P MCP ETF | 464287507 | 335 | 1,252 | SH | SOLE | 1,252 | 0 | 0 | ||
ISHARES TR | SP SMCP600VL ETF | 464287879 | 472 | 4,615 | SH | SOLE | 4,615 | 0 | 0 | ||
ISHARES TR | S&P SML 600 GWT | 464287887 | 459 | 3,674 | SH | SOLE | 3,674 | 0 | 0 | ||
ISHARES TR | MRNGSTR LG-CP ET | 464287127 | 412 | 6,560 | SH | SOLE | 6,560 | 0 | 0 | ||
ISHARES TR | INTL QLTY FACTOR | 46434V456 | 17,947 | 486,770 | SH | SOLE | 486,770 | 0 | 0 | ||
ISHARES TR | CORE S&P500 ETF | 464287200 | 394 | 869 | SH | SOLE | 869 | 0 | 0 | ||
ISHARES TR | RUS 2000 VAL ETF | 464287630 | 265 | 1,644 | SH | SOLE | 1,644 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | EQUITY PREMIUM | 46641Q332 | 10,539 | 171,659 | SH | SOLE | 171,659 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | DIVERSFED RTRN | 46641Q886 | 6,198 | 66,238 | SH | SOLE | 66,238 | 0 | 0 | ||
J P MORGAN EXCHANGE-TRADED F | ULTRA SHRT INC | 46641Q837 | 367 | 7,302 | SH | SOLE | 7,302 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA GRWTH IND | 921910816 | 1,301 | 5,529 | SH | SOLE | 5,529 | 0 | 0 | ||
VANGUARD WORLD FD | MEGA CAP VAL ETF | 921910840 | 3,005 | 28,005 | SH | SOLE | 28,005 | 0 | 0 | ||
INVESCO EXCH TRADED FD TR II | FTSE RAFI SML | 46138E735 | 2,598 | 75,376 | SH | SOLE | 75,376 | 0 | 0 | ||
INVESCO ACTIVELY MANAGED ETF | S&P500 DOWNSID | 46090A705 | 1,319 | 36,503 | SH | SOLE | 36,503 | 0 | 0 | ||
INDEXIQ ETF TR | HEDGE MLTI ETF | 45409B107 | 475 | 15,416 | SH | SOLE | 15,416 | 0 | 0 | ||
ISHARES TR | USA QUALITY FCTR | 46432F339 | 617 | 4,590 | SH | SOLE | 4,590 | 0 | 0 | ||
SCHWAB STRATEGIC TR | US BRD MKT ETF | 808524102 | 563 | 10,552 | SH | SOLE | 10,552 | 0 | 0 | ||
SCHWAB STRATEGIC TR | INTL SCEQT ETF | 808524888 | 1,383 | 36,424 | SH | SOLE | 36,424 | 0 | 0 | ||
SPDR INDEX SHS FDS | PORTFOLIO DEVLPD | 78463X889 | 1,534 | 44,771 | SH | SOLE | 44,771 | 0 | 0 | ||
SPDR SER TR | PORTFOLIO S&P400 | 78464A847 | 5,915 | 125,425 | SH | SOLE | 125,425 | 0 | 0 | ||
SPDR SER TR | PORTFOLI S&P1500 | 78464A805 | 1,247 | 22,441 | SH | SOLE | 22,441 | 0 | 0 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 557 | 1,234 | SH | SOLE | 1,234 | 0 | 0 | ||
ISHARES TR | MSCI MIN VOL ETF | 46429B697 | 696 | 8,973 | SH | SOLE | 8,973 | 0 | 0 | ||
VANGUARD INDEX FDS | SMALL CP ETF | 922908751 | 309 | 1,457 | SH | SOLE | 1,457 | 0 | 0 | ||
VANGUARD INDEX FDS | SML CP GRW ETF | 922908595 | 1,673 | 6,743 | SH | SOLE | 6,743 | 0 | 0 | ||
VANGUARD INDEX FDS | SM CP VAL ETF | 922908611 | 3,663 | 20,823 | SH | SOLE | 20,823 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | ALLWRLD EX US | 922042775 | 3,211 | 55,758 | SH | SOLE | 55,758 | 0 | 0 | ||
ISHARES TR | EDGE MSCI USA VL | 46432F388 | 1,028 | 9,832 | SH | SOLE | 9,832 | 0 | 0 | ||
VANGUARD INDEX FDS | MID CAP ETF | 922908629 | 222 | 937 | SH | SOLE | 937 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP VL IDXVIP | 922908512 | 1,556 | 10,402 | SH | SOLE | 10,402 | 0 | 0 | ||
VANGUARD INDEX FDS | S&P 500 ETF SHS | 922908363 | 651 | 1,568 | SH | SOLE | 1,568 | 0 | 0 | ||
VANGUARD INDEX FDS | MCAP GR IDXVIP | 922908538 | 723 | 3,245 | SH | SOLE | 3,245 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE SMCAP ETF | 922042718 | 3,305 | 26,684 | SH | SOLE | 26,684 | 0 | 0 | ||
VANGUARD INDEX FDS | TOTAL STK MKT | 922908769 | 265 | 1,165 | SH | SOLE | 1,165 | 0 | 0 | ||
VANGUARD INTL EQUITY INDEX F | FTSE EMR MKT ETF | 922042858 | 4,181 | 90,655 | SH | SOLE | 90,655 | 0 | 0 | ||
VANGUARD STAR FDS | VG TL INTL STK F | 921909768 | 444 | 7,443 | SH | SOLE | 7,443 | 0 | 0 |