UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM 8-K/A
(Amendment No. 1)
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of Report (Date of earliest event reported): June 30, 2023
Steele Creek Capital Corporation
(Exact name of registrant as specified in charter)
Maryland | 85-1327288 | |
(State or other jurisdiction of incorporation or registration) | (I.R.S. Employer Identification No.) | |
201 S. College Street, Suite 1690, Charlotte, NC | 28244 | |
(Address of principal executive offices) | (Zip Code) |
(704) 343-6011 |
(Registrant’s telephone number, including area code) |
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (17 CFR §230.405) or Rule 12b-2 of the Securities Exchange Act of 1934 (17 CFR §240.12b-2).
Emerging growth company ☒
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act: None
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
EXPLANATORY NOTE
This Amendment No. 1 to the Current Report on Form 8-K (this “Amendment”) is being filed by Steele Creek Capital Corporation (the “Company”) for the purpose of amending Item 5.07. Submission of Matters to a Vote of Security Holders of that certain Current Report on Form 8-K originally filed by the Company with the U.S. Securities and Exchange Commission (“SEC”) on July 5, 2023 (the “Original Form 8-K”).
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Item 5.07. Submission of Matters to a Vote of Security Holders.
On June 30, 2023, the Company held its Annual Meeting of Stockholders (the “Annual Meeting”). The record date for stockholders entitled to notice of, and to vote at, the Annual Meeting was April 26, 2023. At the close of business on that date, the Company had 5,631,123 shares of common stock issued and outstanding and entitled to be voted at the Annual Meeting.
At the Annual Meeting, the Company’s stockholders elected the following Class I directors to serve for a term expiring at the 2026 Annual Meeting. The voting results are set forth below.
Votes For | Votes Against | Votes Abstained | Broker Non-Vote | |||||||
Glenn Duffy | 3,378,652.51 | N/A | N/A | N/A | ||||||
William Gates | 3,378,652.51 | N/A | N/A | N/A |
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SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Steele Creek Capital Corporation | ||
By: | /s/ Douglas S. Applegate, Jr. | |
Name: | Douglas S. Applegate, Jr. | |
Title: | Chief Financial Officer | |
July 6, 2023 |
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