SEC Form 3
FORM 3 | UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934 or Section 30(h) of the Investment Company Act of 1940 |
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1. Name and Address of Reporting Person*
(Street)
| 2. Date of Event Requiring Statement (Month/Day/Year) 09/17/2020 | 3. Issuer Name and Ticker or Trading Symbol Unity Software Inc. [ U ] | |||||||||||||
4. Relationship of Reporting Person(s) to Issuer (Check all applicable)
| 5. If Amendment, Date of Original Filed (Month/Day/Year) | ||||||||||||||
6. Individual or Joint/Group Filing (Check Applicable Line)
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Table I - Non-Derivative Securities Beneficially Owned | |||
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1. Title of Security (Instr. 4) | 2. Amount of Securities Beneficially Owned (Instr. 4) | 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 4. Nature of Indirect Beneficial Ownership (Instr. 5) |
Common Stock | 14,422,668 | I | Held through SLP Union Aggregator, L.P.(1)(7) |
Table II - Derivative Securities Beneficially Owned (e.g., puts, calls, warrants, options, convertible securities) | |||||||
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1. Title of Derivative Security (Instr. 4) | 2. Date Exercisable and Expiration Date (Month/Day/Year) | 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) | 4. Conversion or Exercise Price of Derivative Security | 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) | 6. Nature of Indirect Beneficial Ownership (Instr. 5) | ||
Date Exercisable | Expiration Date | Title | Amount or Number of Shares | ||||
Convertible Series D Preferred Stock | (2) | (2) | Common Stock | 21,343,478 | (2) | I | Held through Silver Lake Partners IV, L.P.(3)(7) |
Convertible Series D Preferred Stock | (2) | (2) | Common Stock | 395,652 | (2) | I | Held through Silver Lake Technology Investors IV (Delaware II), L.P.(4)(7) |
Convertible Series D-1 Preferred Stock | (5) | (5) | Common Stock | 3,861,367 | (5) | I | Held through Silver Lake Partners IV, L.P.(3)(7) |
Convertible Series D-1 Preferred Stock | (5) | (5) | Common Stock | 71,580 | (5) | I | Held through Silver Lake Technology Investors IV (Delaware II), L.P.(4)(7) |
Convertible Series E Preferred Stock | (6) | (6) | Common Stock | 3,151,393 | (6) | I | Held through Silver Lake Partners IV, L.P.(3)(7) |
Convertible Series E Preferred Stock | (6) | (6) | Common Stock | 58,419 | (6) | I | Held through Silver Lake Technology Investors IV (Delaware II), L.P.(4)(7) |
1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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1. Name and Address of Reporting Person*
(Street)
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Explanation of Responses: |
1. These securities are directly held by SLP Union Aggregator, L.P. ("SLP Union"), the general partner of which is SLP Union GP, L.L.C. ("SLP Union GP"). |
2. The shares of Convertible Series D Preferred Stock of Unity Software Inc. (the "Issuer") are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into common stock of the Issuer ("Common Stock") upon the closing of the Issuer's initial public offering. |
3. These securities are directly held by Silver Lake Partners IV, L.P. ("SLP IV"). |
4. These securities are directly held by Silver Lake Technology Investors IV (Delaware II), L.P. ("SLTI IV"). |
5. The shares of Convertible Series D-1 Preferred Stock of the Issuer are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. |
6. The shares of Convertible Series E Preferred Stock of the Issuer are convertible at any time at the option of the holder and will automatically convert on a one-for-one basis into Common Stock upon the closing of the Issuer's initial public offering. |
7. Silver Lake Technology Associates IV, L.P. ("SLTA IV") is the general partner of SLP IV and SLTI IV and the managing member of SLP Union GP. The general partner of SLTA IV is SLTA IV (GP), L.L.C. ("SLTA IV GP"), the managing member of which is SLG. Egon Durban serves as a director of the Issuer and Co-CEO and a Managing Partner of SLG. Each of SLP IV, SLTI IV, SLP Union, SLP Union GP, SLTA IV, SLTA IV GP and SLG may be deemed to be a director by deputization of the Issuer. |
Remarks: |
The Reporting Persons are jointly filing this Form 3 pursuant to Rule 16a-3(j) under the Securities Exchange Act of 1934, as amended (the "Exchange Act"). This filing shall not be deemed an admission that the Reporting Persons are beneficial owners of all securities covered by this filing for purposes of Section 16 of the Exchange Act or otherwise, and each Reporting Person disclaims beneficial ownership of these securities, except to the extent of such Reporting Person's pecuniary interest therein, if any. |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C. | 09/17/2020 | |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C. | 09/17/2020 | |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P. | 09/17/2020 | |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., general partner of Silver Lake Technology Associates IV, L.P., general partner of Silver Lake Partners IV, L.P. | 09/17/2020 | |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., GP of Silver Lake Technology Associates IV, L.P., general partner of Silver Lake Technology Investors IV (Delaware II), L.P. | 09/17/2020 | |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., GP of Silver Lake Technology Associates IV, L.P., managing member of SLP Union GP, L.L.C., GP of SLP Union Aggregator, L.P. | 09/17/2020 | |
By: /s/ Egon Durban, Co-CEO and Managing Partner of Silver Lake Group, L.L.C., managing member of SLTA IV (GP), L.L.C., GP of Silver Lake Technology Associates IV, L.P., managing member of SLP Union GP, L.L.C. | 09/17/2020 | |
EGON DURBAN: /s/ Egon Durban | 09/17/2020 | |
** Signature of Reporting Person | Date | |
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly. | ||
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v). | ||
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a). | ||
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure. | ||
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number. |