The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
| Entity Type | ||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
0001829531 |
| ||||||||||||||
Name of Issuer | |||||||||||||||
MH Ventures Fund II, Inc. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
MARYLAND | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
---|---|---|---|
MH Ventures Fund II, Inc. | |||
Street Address 1 | Street Address 2 | ||
2901 BUTTERFIELD ROAD | |||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
OAK BROOK | ILLINOIS | 60523 | 630-218-8000 |
3. Related Persons
Last Name | First Name | Middle Name |
---|---|---|
Goodwin | Daniel | L |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Director and Chairman of the BoardLast Name | First Name | Middle Name |
---|---|---|
Sabshon | Mitchell | A |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Director and Chief Executive OfficerLast Name | First Name | Middle Name |
---|---|---|
Curtis | Roderick | S |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | X | Director | Promoter |
---|
Clarification of Response (if Necessary):
Director and PresidentLast Name | First Name | Middle Name |
---|---|---|
Bansal | Ravi | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Chief Investment OfficerLast Name | First Name | Middle Name |
---|---|---|
Kyriazis | Jerry | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Chief Financial Officer and TreasurerLast Name | First Name | Middle Name |
---|---|---|
Griffin | Guadalupe | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
Senior Vice President - Asset ManagementLast Name | First Name | Middle Name |
---|---|---|
Hrtanek | Cathleen | M |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | X | Executive Officer | Director | Promoter |
---|
Clarification of Response (if Necessary):
SecretaryLast Name | First Name | Middle Name |
---|---|---|
Inland Venture Partners, LLC | N/A | |
Street Address 1 | Street Address 2 | |
2901 Butterfield Road | ||
City | State/Province/Country | ZIP/PostalCode |
Oak Brook | ILLINOIS | 60523 |
Relationship: | Executive Officer | Director | X | Promoter |
---|
Clarification of Response (if Necessary):
Sponsor of the Issuer4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
---|---|---|---|---|
No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
|
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7. Type of Filing
New Notice | Date of First Sale | 2020-11-12 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
X | Equity | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | Other (describe) | ||
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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Inland Securities Corporation | 15807 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2901 Butterfield Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Oak Brook | ILLINOIS | 60523 | |||||
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Recipient |
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Dempsey Lord Smith, LLC | 141238 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
901 N. Broad Steet | Suite 400 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Rome | GEORGIA | 30161 | |||||
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Recipient |
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Independence Capital Co., Inc. | 24723 | ||||||||||||||||||||||||||||||
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None | None | ||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
5579 Pearl Road | Suite 100 | ||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||
Parma | OHIO | 44129 | |||||||||||||||||||||||||||||
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Recipient |
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The Strategic Financial Alliance, Inc. | 126514 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2200 Century Parkway | Suite 500 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Atlanta | GEORGIA | 30345 | |||||
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Recipient |
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Cambridge Investment Research, Inc. | 39543 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1776 Pleasant Plain Road | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fairfield | IOWA | 52556 | |||||
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Recipient |
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Berthel, Fisher & Company Financial Services, Inc. | 13609 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4201 42nd Street NE | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Cedar Rapids | IOWA | 52402 | |||||
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Recipient |
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First Allied Securities, Inc. | 32444 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
655 West Broadway | 12th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Diego | CALIFORNIA | 92101 | |||||
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Recipient |
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Avantax Investment Services, Inc. | 13686 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
3200 Olympus Boulevard | Suite 100 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dallas | TEXAS | 75019 | |||||
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Recipient |
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Cetera Advisors LLC | 10299 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
400 First Street South | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Saint Cloud | MINNESOTA | 56301 | |||||
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Recipient |
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Great Point Capital LLC | 114203 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 West Jackson Blvd. | Suite 1000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Chicago | ILLINOIS | 60606 | |||||
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Recipient |
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Rainmaker Securities, LLC | 132995 | |||||||||||||||||||||||
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None | None | |||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
3131 NE 1st Avenue | Unit 3002 | |||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||
Miami | FLORIDA | 33137 | ||||||||||||||||||||||
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Recipient |
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United Planners' Financial Services of America A Limited Partner | 20804 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7333 E. Doubletree Ranch Road | #120 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Scottsdale | ARIZONA | 85258 | |||||
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Recipient |
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Hantz Financial Services, Inc. | 46047 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
26200 American Drive | Fifth Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Southfield | MICHIGAN | 48034 | |||||
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Recipient |
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American Trust Investment Services, Inc. | 3001 | |||||||||||||||||||||||||||||||||||||||||||||
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None | None | |||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1244 119th Street | ||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||||||||||
Whiting | INDIANA | 46394 | ||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Western International Securities, Inc. | 39262 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
70 S. Lake Avenue | Suite 700 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Pasadena | CALIFORNIA | 91101 | |||||
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Recipient |
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First Southern, LLC | 282756 | ||||||||||||||||||||||||||||||
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None | None | ||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
8 Calle #1 | Suite 401 | ||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||
Guaynabo | PUERTO RICO | 00968-1772 | |||||||||||||||||||||||||||||
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Recipient |
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Emerson Equity LLC | 130032 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
155 Bovet Road | Suite 725 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
San Mateo | CALIFORNIA | 94402 | |||||
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Recipient |
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JRL Capital Corporation | 10225 | |||||||||||||||
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None | None | |||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
100 Pacifica | Suite 360 | |||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||
Irvine | CALIFORNIA | 92618 | ||||||||||||||
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Recipient |
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Lincoln Financial Advisors Corporation | 3978 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1301 South Harrison Street | Suite 150 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fort Wayne | INDIANA | 46802 | |||||
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Recipient |
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Purshe Kaplan Sterling Investments | 35747 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
80 State Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Albany | NEW YORK | 12207 | |||||
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Recipient |
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Cetera Advisor Networks LLC | 13572 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
200 N Pacific Coast HWY | Suite 1300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
El Segundo | CALIFORNIA | 90245 | |||||
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Recipient |
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Alexander Capital, L.P. | 40077 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
17 State Street | 5th Floor | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10004 | |||||
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Recipient |
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American Portfolios Financial Services, Inc. | 18487 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
4250 Veterans Memorial Highway | 4th Floor East | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Holbrook | NEW YORK | 11741 | |||||
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Recipient |
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Cetera Investment Services LLC | 15340 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
400 First St. S. | Suite 300 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Cloud | MINNESOTA | 56302 | |||||
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Recipient |
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DAI Securities, LLC | 36673 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2200 Century Parkway NE | Suite 435 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Atlanta | GEORGIA | 30345 | |||||
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Recipient |
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Lincoln Financial Securities Corporation | 3870 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
1301 South Harrison Street | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fort Wayne | INDIANA | 46802 | |||||
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Recipient |
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Saxony Securities, Inc. | 115547 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7401 Watson Road | Suite 86 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
St. Louis | MISSOURI | 63119 | |||||
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Recipient |
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Crown Capital Securities, L.P. | 6312 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
725 Town & Country Road | Suite 530 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Orange | CALIFORNIA | 92868 | |||||
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Recipient |
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D.H. Hill Securities LLLP | 41528 | |||||||||||||||||||||||||||||||||||||||||||||||||
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None | None | |||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
1543 Green Oak Place | Suite 100 | |||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||||||||||||||
Kingwood | TEXAS | 77339 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Kalos Capital Inc. | 44337 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
11525 Park Woods Circle | Suite 280 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Alpharetta | GEORGIA | 30005 | |||||
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Recipient |
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Centaurus Financial, Inc. | 30833 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2300 E. Katella Avenue | Suite #200 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Anaheim | CALIFORNIA | 92806 | |||||
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Recipient |
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Triad Advisors LLC | 25803 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
5155 Peachtree Parkway | Suite 3220 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Norcross | GEORGIA | 30092 | |||||
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Recipient |
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Arkadios Capital | 282710 | |||||||||||||||||||||||||||||||||||||||||||||||||
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None | None | |||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
309 East Paces Ferry Road | Suite 1000 | |||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||||||||||||||
Atlanta | GEORGIA | 30305 | ||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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FSC Securities Corporation | 7461 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2300 Windy Ridge Parkway | Suite 750N | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Atlanta | GEORGIA | 30339 | |||||
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Recipient |
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Securities America, Inc. | 10205 | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
12325 Port Grace Boulevard | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
La Vista | NEBRASKA | 68128 | |||||
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Recipient |
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Calton & Associates, Inc. | 20999 | ||||||
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| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
2701 N. Rocky Point Drive | Suite 1000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Tampa | FLORIDA | 33607 | |||||
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Recipient |
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SagePoint Financial, Inc. | 133763 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
20 E. Thomas Road | Suite 2000 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Phoeniz | ARIZONA | 85012 | |||||
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Recipient |
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Woodbury Financial Services, Inc. | 421 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
7755 3rd Street North | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Oakdale | MINNESOTA | 55128 | |||||
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Recipient |
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Concorde Investment Services, LLC | 151604 | ||||||
|
| ||||||
None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
---|---|---|---|---|---|---|---|
19500 Victor Parkway | Suite 550 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Livonia | MICHIGAN | 48152 | |||||
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Recipient |
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American Investors Company | 38 | |||||||||||||||||||||||||||||||||||||||
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None | None | |||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | |||||||||||||||||||||||||||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
12667 Alcosta Boulevard | Suite 160 | |||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | ||||||||||||||||||||||||||||||||||||||
San Ramon | CALIFORNIA | 94583 | ||||||||||||||||||||||||||||||||||||||
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Recipient |
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Cetera Financial Specialists LLC | 10358 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1450 American Lane | 6th Floor - Suite #650 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Schaumburg | ILLINOIS | 60173 | |||||
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Recipient |
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Sharenett Securities LLC | 151011 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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12 East 49th Street | Suite 7-120 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
New York | NEW YORK | 10017 | |||||
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Recipient |
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Ni Advisors | 134502 | ||||||||||||||||||||||||||||
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None | None | ||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||
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1138 Cadillac Court | |||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||
Milpitas | CALIFORNIA | 95035 | |||||||||||||||||||||||||||
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13. Offering and Sales Amounts
Total Offering Amount | $300,000,000 | USD |
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Total Amount Sold | $85,989,673 | USD | ||||
Total Remaining to be Sold | $214,010,327 | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $27,000,000 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
Sales commissions includes estimates of the maximum amount of selling commissions and dealer manager fees that may be paid.16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$15,750,000 | USD |
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Clarification of Response (if Necessary):
An estimate of dealer manager fees, acquisition fees (assuming no debt or other sources) and reimbursements for O&O expenses, each of which may indirectly be paid to one or more related persons.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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MH Ventures Fund II, Inc. | /s/ Cathleen M. Hrtanek | Cathleen M. Hrtanek | Secretary | 2022-06-28 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.