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CI Financial (CIXX)

Filed: 30 Nov 21, 12:10pm

 UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
 
FORM 6-K
 
REPORT OF FOREIGN PRIVATE ISSUER PURSUANT TO RULE 13A-16 OR 15D-16 OF THE SECURITIES EXCHANGE ACT OF 1934
For the month of November, 2021
Commission File Number 001-39684

 CI Financial Corp.
(Translation of registrant’s name into English)
 
15 York Street, 2nd Floor
Toronto, Ontario, Canada M5J 0A3
(Address of principal executive offices)
 
Indicate by check mark whether the registrant files or will file annual reports under cover of Form 20-F or Form 40-F:
 
Form 20-F
 
 
Form 40-F

Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(1):  ☐


Indicate by check mark if the registrant is submitting the Form 6-K in paper as permitted by Regulation S-T Rule 101(b)(7):  ☐


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DOCUMENTS INCLUDED AS PART OF THIS REPORT
Exhibit 
  
99.1CI Financial Corp. Code of Conduct effective November 30, 2021



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SIGNATURES

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

 CI Financial Corp.
 (Registrant)
 
Date:
 
 
November 30, 2021
 
 
By:
/s/ Edward Kelterborn 
 Name: Edward Kelterborn
 Title: Chief Legal Officer


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