Loading...
Docoh

Jan-Christoph Peters

Filed: 25 Nov 20, 12:21pm
SEC Form 4
FORM 4 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

STATEMENT OF CHANGES IN BENEFICIAL OWNERSHIP

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
OMB APPROVAL
OMB Number: 3235-0287
Estimated average burden
hours per response: 0.5
Check this box if no longer subject to Section 16. Form 4 or Form 5 obligations may continue. See Instruction 1(b).
1. Name and Address of Reporting Person*
Attestor Value Master Fund, LP

(Last) (First) (Middle)
UGLAND HOUSE, PO BOX 309

(Street)
GRAND CAYMAN, KY1-1104 E9

(City) (State) (Zip)
2. Issuer Name and Ticker or Trading Symbol
Garrett Motion Inc. [ GTX/GTXMQ ]
5. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
Officer (give title below) X Other (specify below)
Member of 10% owner group
3. Date of Earliest Transaction (Month/Day/Year)
11/19/2020
4. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
Form filed by One Reporting Person
X Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Acquired, Disposed of, or Beneficially Owned
1. Title of Security (Instr. 3) 2. Transaction Date (Month/Day/Year) 2A. Deemed Execution Date, if any (Month/Day/Year) 3. Transaction Code (Instr. 8) 4. Securities Acquired (A) or Disposed Of (D) (Instr. 3, 4 and 5) 5. Amount of Securities Beneficially Owned Following Reported Transaction(s) (Instr. 3 and 4) 6. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 7. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V Amount (A) or (D) Price
Common Stock 11/19/2020 P 156,000 A $4.3 2,817,970 I See Footnote(1)
Common Stock 11/20/2020 P 230,000 A $4.3 3,047,970 I See Footnote(1)
Common Stock 11/23/2020 P 50,000 A $4.4 3,097,970 I See Footnote(1)
Common Stock 11/24/2020 P 50,000 A $4.86 3,147,970 I See Footnote(1)
Table II - Derivative Securities Acquired, Disposed of, or Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 3) 2. Conversion or Exercise Price of Derivative Security 3. Transaction Date (Month/Day/Year) 3A. Deemed Execution Date, if any (Month/Day/Year) 4. Transaction Code (Instr. 8) 5. Number of Derivative Securities Acquired (A) or Disposed of (D) (Instr. 3, 4 and 5) 6. Date Exercisable and Expiration Date (Month/Day/Year) 7. Title and Amount of Securities Underlying Derivative Security (Instr. 3 and 4) 8. Price of Derivative Security (Instr. 5) 9. Number of derivative Securities Beneficially Owned Following Reported Transaction(s) (Instr. 4) 10. Ownership Form: Direct (D) or Indirect (I) (Instr. 4) 11. Nature of Indirect Beneficial Ownership (Instr. 4)
Code V (A) (D) Date Exercisable Expiration Date Title Amount or Number of Shares
1. Name and Address of Reporting Person*
Attestor Value Master Fund, LP

(Last) (First) (Middle)
UGLAND HOUSE, PO BOX 309

(Street)
GRAND CAYMAN, KY1-1104 E9

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Attestor Value Fund GP Ltd

(Last) (First) (Middle)
UGLAND HOUSE, PO BOX 309

(Street)
GRAND CAYMAN, KY1-1104 E9

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Attestor Capital Ltd

(Last) (First) (Middle)
UGLAND HOUSE, PO BOX 309

(Street)
GRAND CAYMAN, KY1-1104 E9

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Attestor Ltd

(Last) (First) (Middle)
7 SEYMOUR STREET

(Street)
LONDON, W1H 7JW X0

(City) (State) (Zip)
1. Name and Address of Reporting Person*
Peters Jan-Christoph

(Last) (First) (Middle)
C/O ATTESTOR LIMITED
7 SEYMOUR STREET

(Street)
LONDON, W1H 7JW X0

(City) (State) (Zip)
Explanation of Responses:
1. These securities of Garrett Motion Inc. (the "Company") are beneficially owned by (a) Attestor Value Master Fund LP, a Cayman Islands exempted limited partnership ("Attestor"), as a result of its direct ownership of the Shares reported herein, (b) Attestor Value Fund GP Limited, a Cayman Islands exempted private limited company ("Attestor GP"), as the sole general partner of Attestor, (c) Attestor Capital Limited, a Cayman Islands exempted private limited company ("Attestor Capital"), as the manager to Attestor GP, (d) Attestor Limited, a private limited company registered in England and Wales (with company number 12080120) ("Attestor Limited"), as the investment manager to Attestor, and (e) Mr. Jan-Christoph Peters, as the sole director and sole indirect shareholder of Attestor Limited. Attestor, Attestor GP, Attestor Capital, Attestor Limited and Mr. Peters are collectively referred to as the "Reporting Persons."
Remarks:
The Reporting Persons are jointly filing this Form 3. The Reporting Persons may be deemed to be members of a group (for purposes of Rule 13d-3 under the Securities Exchange Act of 1934) with the other shareholders of the Company party to the Second Amended and Restated Coordination Agreement, dated November 2, 2020, filed as Exhibit 99.1 to the Reporting Persons' Amendment No. 1 to Schedule 13D filed on November 4, 2020. The Reporting Persons disclaim beneficial ownership of any securities reported by any other person except to the extent of their pecuniary interest therein.
Attestor Value Master Fund LP, acting by Attestor Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Authorised Attorney 11/25/2020
Attestor Value Fund GP Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Director 11/25/2020
Attestor Capital Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Director 11/25/2020
Attestor Limited, By: /s/ Jan-Christoph Peters, Name: Jan-Christoph Peters, Title: Authorised Attorney 11/25/2020
/s/ Jan-Christoph Peters 11/25/2020
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 4 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB Number.