The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
7GC & CO HOLDINGS INC | *W EXP 12/28/202 | 81786A115 | 3,345 | 39,028 | SH | SOLE | 39,028 | 0 | 0 | ||
ADTHEORENT HOLDING COMPANY | COM | 00739D109 | 1 | 1 | SH | SOLE | 1 | 0 | 0 | ||
AEYE INC | CL A COM | 008183105 | 52,500 | 250,000 | SH | SOLE | 250,000 | 0 | 0 | ||
ALLURION TECHNOLOGIES INC | *W EXP 07/31/202 | 02008G110 | 1,673 | 1,838 | SH | SOLE | 1,838 | 0 | 0 | ||
ALVOTECH | *W EXP 06/15/202 | L01800116 | 138,555 | 82,967 | SH | SOLE | 82,967 | 0 | 0 | ||
AURORA INNOVATION INC | CLASS A COM | 051774107 | 16 | 7 | SH | SOLE | 7 | 0 | 0 | ||
AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 | 16,011 | 50,035 | SH | SOLE | 50,035 | 0 | 0 | ||
BENSON HILL INC | *W EXP 09/29/202 | 082490111 | 825 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
BRIDGER AEROSPACE GRP HLDGS | *W EXP 01/24/202 | 96812F110 | 5,637 | 19,437 | SH | SOLE | 19,437 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 553,000 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CELLEBRITE DI LTD | *W EXP 08/30/202 | M2197Q115 | 140,463 | 110,601 | SH | SOLE | 110,601 | 0 | 0 | ||
CF ACQUISITION CORP IV | *W EXP 12/31/202 | 12520T110 | 182 | 3,645 | SH | SOLE | 3,645 | 0 | 0 | ||
CHAVANT CAPITAL ACQUISITN CO | *W EXP 99/99/999 | G2058L111 | 10,950 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP II | COM CL A | 20607U108 | 2,878,359 | 279,996 | SH | SOLE | 279,996 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 689,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DIEBOLD NIXDORF INC | COM SHS | 253651202 | 33,784,509 | 1,783,765 | SH | SOLE | 1,783,765 | 0 | 0 | ||
DOCGO INC | COM | 256086109 | 348,912 | 65,462 | SH | SOLE | 65,462 | 0 | 0 | ||
ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 | 2,381 | 48,842 | SH | SOLE | 48,842 | 0 | 0 | ||
ELECTRIQ PWR HLDGS INC | *W EXP 07/31/202 | 285046116 | 2,850 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 1,170,000 | 225,000 | SH | SOLE | 225,000 | 0 | 0 | ||
HENNESSY CAPITAL INVST CORP | CLASS A COM | 42600H108 | 33,823,426 | 3,274,291 | SH | SOLE | 3,274,291 | 0 | 0 | ||
HERBALIFE LTD | COM SHS | G4412G101 | 307,780 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
INNOVID CORP | *W EXP 11/30/202 | 457679116 | 1,112 | 17,439 | SH | SOLE | 17,439 | 0 | 0 | ||
IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 | 1,374 | 29,166 | SH | SOLE | 29,166 | 0 | 0 | ||
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 1,000 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 | 14,151 | 205,092 | SH | SOLE | 205,092 | 0 | 0 | ||
KORE GROUP HLDGS INC | *W EXP 09/30/202 | 50066V115 | 4,026 | 38,801 | SH | SOLE | 38,801 | 0 | 0 | ||
LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 | 44,446 | 317,468 | SH | SOLE | 317,468 | 0 | 0 | ||
LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 532,500 | 150,000 | SH | SOLE | 150,000 | 0 | 0 | ||
MOVELLA HOLDINGS INC | *W EXP 02/10/202 | 62459N113 | 425 | 10,787 | SH | SOLE | 10,787 | 0 | 0 | ||
NIOCORP DEVS LTD | *W EXP 03/17/202 | 654484153 | 60,815 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 | 3,430 | 99,998 | SH | SOLE | 99,998 | 0 | 0 | ||
OCULIS HOLDING AG | *W EXP 03/06/202 | H5870P110 | 28,727 | 16,998 | SH | SOLE | 16,998 | 0 | 0 | ||
OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 | 34,353 | 1,137,500 | SH | SOLE | 1,137,500 | 0 | 0 | ||
PAYONEER GLOBAL INC | *W EXP 06/25/202 | 70451X112 | 107,743 | 133,000 | SH | SOLE | 133,000 | 0 | 0 | ||
PLANET LABS PBC | COM CL A | 72703X106 | 401,521 | 154,431 | SH | SOLE | 154,431 | 0 | 0 | ||
PLANET LABS PBC | *W EXP 12/06/202 | 72703X114 | 66,214 | 209,305 | SH | SOLE | 209,305 | 0 | 0 | ||
POWER & DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 | 2,417,408 | 227,200 | SH | SOLE | 227,200 | 0 | 0 | ||
PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 | 13,125 | 187,500 | SH | SOLE | 187,500 | 0 | 0 | ||
SHARECARE INC | *W EXP 07/01/202 | 81948W112 | 1,905 | 63,498 | SH | SOLE | 63,498 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 209,820 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
STRYVE FOODS INC | CL A NEW | 863685202 | 10,386 | 3,333 | SH | SOLE | 3,333 | 0 | 0 | ||
TABOOLA.COM LTD | ORD SHS | M8744T106 | 196,978 | 51,973 | SH | SOLE | 51,973 | 0 | 0 | ||
AVATION PLC WARRANTS | *W EXP 10/31/2026 | G0713X132 | 406,879 | 667,014 | SH | SOLE | 667,014 | 0 | 0 | ||
CAZOO GROUP EQY WARRANT (PNK) | *W EXP 8/26/2026 | G2007L113 | 344 | 312,832 | SH | SOLE | 312,832 | 0 | 0 | ||
CLOUD PEAK ENERGY INC (PNK) | ORD SHS | 18911Q300 | 0 | 36,579 | SH | SOLE | 36,579 | 0 | 0 | ||
FUSION ACQUISITION II EQY WARRANT (PNK) | *W EXP 12/31/2027 | 36118N110 | 16 | 80,235 | SH | SOLE | 80,235 | 0 | 0 | ||
GROVE COLABORATIVE HOLD EQY WARRANT (PNK) | *W EXP 6/16/2027 | 39957D110 | 1,006 | 99,616 | SH | SOLE | 99,616 | 0 | 0 | ||
GTT COMMUNICATIONS INC ORD (OTC) | ORD SHS | 362393308 | 48,720 | 3,360 | SH | SOLE | 3,360 | 0 | 0 | ||
GTT COMMUNICATIONS INC WRT | *W EXP 12/30/2027 | 362393126 | 0 | 10,785 | SH | SOLE | 10,785 | 0 | 0 | ||
MCDERMOTT INTERNATIONAL ORD (PNK) | ORD SHS | G5924V106 | 265,477 | 1,061,907 | SH | SOLE | 1,061,907 | 0 | 0 | ||
SEMANTIX EQY WARRANT (NMS) | *W EXP 8/4/2027 | G6332A114 | 5,728 | 136,061 | SH | SOLE | 136,061 | 0 | 0 | ||
SUNLIGHT FINANCIAL HOLD CL A ORD (PNK) | ORD SHS | 86738J304 | 4,476 | 9,936 | SH | SOLE | 9,936 | 0 | 0 | ||
SUNLIGHT FINANCIAL HOLD EQY WARRANT (PNK) | *W EXP 11/28/2025 | 86738J114 | 3,279 | 295,381 | SH | SOLE | 295,381 | 0 | 0 | ||
WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS) | ORD SHS | 95082P303 | 5,904,589 | 223,574 | SH | SOLE | 223,574 | 0 | 0 |