The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ADTHEORENT HOLDING COMPANY | COM | 00739D109 | 1 | 1 | SH | SOLE | 1 | 0 | 0 | ||
ALLURION TECHNOLOGIES INC | *W EXP 08/01/203 | 02008G110 | 816 | 1,813 | SH | SOLE | 1,813 | 0 | 0 | ||
ALVOTECH | *W EXP 06/15/202 | L01800116 | 173,678 | 69,471 | SH | SOLE | 69,471 | 0 | 0 | ||
AURORA INNOVATION INC | CLASS A COM | 051774107 | 31 | 7 | SH | SOLE | 7 | 0 | 0 | ||
AURORA INNOVATION INC | *W EXP 11/03/202 | 051774115 | 9,941 | 20,288 | SH | SOLE | 20,288 | 0 | 0 | ||
BANZAI INTERNATIONAL INC | *W EXP 12/14/202 | 06682J118 | 1,791 | 39,028 | SH | SOLE | 39,028 | 0 | 0 | ||
BRUNSWICK CORP | COM | 117043109 | 677,250 | 7,000 | SH | SOLE | 7,000 | 0 | 0 | ||
CONCORD ACQUISITION CORP II | COM CL A | 20607U108 | 2,906,358 | 279,996 | SH | SOLE | 279,996 | 0 | 0 | ||
DELL TECHNOLOGIES INC | CL C | 24703L202 | 765,000 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
DIEBOLD NIXDORF INC | COM SHS | 253651202 | 51,744,362 | 1,787,370 | SH | SOLE | 1,787,370 | 0 | 0 | ||
DOCGO INC | COM | 256086109 | 365,933 | 65,462 | SH | SOLE | 65,462 | 0 | 0 | ||
ECARX HOLDINGS INC | *W EXP 12/20/202 | G29201111 | 1,465 | 48,842 | SH | SOLE | 48,842 | 0 | 0 | ||
FERROGLOBE PLC | SHS | G33856108 | 846,300 | 130,000 | SH | SOLE | 130,000 | 0 | 0 | ||
HENNESSY CAPITAL INVST CORP | CLASS A COM | 42600H108 | 34,216,341 | 3,274,291 | SH | SOLE | 3,274,291 | 0 | 0 | ||
HERBALIFE LTD | COM SHS | G4412G101 | 522,045 | 34,210 | SH | SOLE | 34,210 | 0 | 0 | ||
INNOVID CORP | *W EXP 11/30/202 | 457679116 | 254 | 8,450 | SH | SOLE | 8,450 | 0 | 0 | ||
IRIS ACQUISITION CORP | *W EXP 02/28/202 | 89601Y119 | 1,057 | 29,166 | SH | SOLE | 29,166 | 0 | 0 | ||
JAWS MUSTANG ACQUISITION COR | *W EXP 01/30/202 | G50737124 | 993 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
KERNEL GROUP HOLDINGS INC | *W EXP 02/02/202 | G5259L129 | 4,348 | 205,092 | SH | SOLE | 205,092 | 0 | 0 | ||
LANDCADIA HOLDINGS IV INC | *W EXP 03/29/202 | 51477A112 | 20,604 | 317,468 | SH | SOLE | 317,468 | 0 | 0 | ||
NIOCORP DEVS LTD | *W EXP 03/17/202 | 654484153 | 41,359 | 78,035 | SH | SOLE | 78,035 | 0 | 0 | ||
NORTHERN STAR INVSTMNT CORP | *W EXP 01/31/202 | 66573W115 | 520 | 99,998 | SH | SOLE | 99,998 | 0 | 0 | ||
OCULIS HOLDING AG | *W EXP 03/06/202 | H5870P110 | 9,777 | 6,518 | SH | SOLE | 6,518 | 0 | 0 | ||
OSIRIS ACQUISITION CORP | *W EXP 05/01/202 | 68829A111 | 34,125 | 1,137,500 | SH | SOLE | 1,137,500 | 0 | 0 | ||
PAYONEER GLOBAL INC | *W EXP 06/25/202 | 70451X112 | 45,672 | 133,000 | SH | SOLE | 133,000 | 0 | 0 | ||
PLANET LABS PBC | COM CL A | 72703X106 | 381,445 | 154,431 | SH | SOLE | 154,431 | 0 | 0 | ||
PLANET LABS PBC | *W EXP 12/06/202 | 72703X114 | 40,396 | 209,305 | SH | SOLE | 209,305 | 0 | 0 | ||
POWER & DIGITAL INFRASTRUCTU | CLASS A COM | 73919C100 | 2,459,440 | 227,200 | SH | SOLE | 227,200 | 0 | 0 | ||
PROSOMNUS INC | *W EXP 04/20/202 | 50535E116 | 5,325 | 187,500 | SH | SOLE | 187,500 | 0 | 0 | ||
SPIRIT AEROSYSTEMS HLDGS INC | COM CL A | 848574109 | 317,800 | 10,000 | SH | SOLE | 10,000 | 0 | 0 | ||
TABOOLA.COM LTD | ORD SHS | M8744T106 | 225,043 | 51,973 | SH | SOLE | 51,973 | 0 | 0 | ||
VIASAT INC | COM | 92552V100 | 150,930 | 5,400 | SH | SOLE | 5,400 | 0 | 0 | ||
VICTORIAS SECRET AND CO | COMMON STOCK | 926400102 | 106,160 | 4,000 | SH | SOLE | 4,000 | 0 | 0 | ||
AVATION PLC WARRANTS | *W EXP 10/31/2026 | G0713X132 | 170,062 | 667,014 | SH | SOLE | 667,014 | 0 | 0 | ||
BENSON HILL EQY WARRANT (PNK) | *W EXP 09/29/202 | 082490111 | 75 | 25,000 | SH | SOLE | 25,000 | 0 | 0 | ||
CAZOO GROUP EQY WARRANT (PNK) | *W EXP 8/26/2026 | G2007L113 | 36 | 36,456 | SH | SOLE | 36,456 | 0 | 0 | ||
CLOUD PEAK ENERGY INC (PNK) | ORD SHS | 18911Q300 | 0 | 36,579 | SH | SOLE | 36,579 | 0 | 0 | ||
ELECTRIQ POWER HOLDINGS EQY WARRANT (PNK) | *W EXP 07/31/202 | 285046116 | 100 | 100,000 | SH | SOLE | 100,000 | 0 | 0 | ||
GROVE COLABORATIVE HOLD EQY WARRANT (PNK) | *W EXP 6/16/2027 | 39957D110 | 1,086 | 99,616 | SH | SOLE | 99,616 | 0 | 0 | ||
GTT COMMUNICATIONS INC ORD (OTC) | ORD SHS | 362393308 | 40,320 | 3,360 | SH | SOLE | 3,360 | 0 | 0 | ||
GTT COMMUNICATIONS INC WRT | *W EXP 12/30/2027 | 362393126 | 0 | 10,785 | SH | SOLE | 10,785 | 0 | 0 | ||
MCDERMOTT INTERNATIONAL ORD (PNK) | ORD SHS | G5924V106 | 82,432 | 915,916 | SH | SOLE | 915,916 | 0 | 0 | ||
MOBIX LABS EQY WARRANT (NMS) | EQY WARRANT (NMS) | G2058L111 | 26,325 | 375,000 | SH | SOLE | 375,000 | 0 | 0 | ||
WESCO INTERL 1000 DS RP 1 SRS A PRF (NYS) | ORD SHS | 95082P303 | 319,603 | 12,097 | SH | SOLE | 12,097 | 0 | 0 |