The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Alberton Acquisition Corp | *W EXP 04/26/202 | G35006124 | 67 | 177,500 | SH | SOLE | 67 | 0 | 0 | ||
Alberton Acquisition Corp | RIGHT 10/26/2021 | G35006132 | 147 | 309,348 | SH | SOLE | 147 | 0 | 0 | ||
Altice USA Inc | CL A | 02156K103 | 7,233 | 349,099 | SH | SOLE | 7,233 | 0 | 0 | ||
AMAZON COM INC | COM | 023135106 | 3,285 | 1,000 | SH | SOLE | 3,285 | 0 | 0 | ||
Amplitech Group Inc | *W EXP 01/01/202 | 03211Q119 | 42 | 32,679 | SH | SOLE | 42 | 0 | 0 | ||
Archer Aviation Inc | *W EXP 09/16/202 | 03945R110 | 186 | 116,700 | SH | SOLE | 186 | 0 | 0 | ||
PROTERRA INC | *W EXP 09/22/202 | 74374T117 | 243 | 92,799 | SH | SOLE | 243 | 0 | 0 | ||
PROTERRA INC | *W EXP 09/22/202 | 74374T117 | 243 | 92,799 | SH | SOLE | 243 | 0 | 0 | ||
Aurora Cannabis Inc | NOTE 5.500% 2/2 | 05156XAG3 | 14,323 | 16,950,000 | PRN | SOLE | 14,323 | 0 | 0 | ||
Avanti Acquisition Corp | *W EXP 99/99/999 | G0682V125 | 13 | 19,460 | SH | SOLE | 13 | 0 | 0 | ||
AvePoint Inc | *W EXP 09/18/202 | 053604112 | 118 | 60,101 | SH | SOLE | 118 | 0 | 0 | ||
MOUNTAIN CREST ACQUSTN CORP | RIGHT 04/07/2022 | 62402D113 | 262 | 350,000 | SH | SOLE | 262 | 0 | 0 | ||
MOUNTAIN CREST ACQUSTN CORP | RIGHT 04/07/2022 | 62402D113 | 262 | 350,000 | SH | SOLE | 262 | 0 | 0 | ||
BETTER WORLD ACQUISITION COR | *W EXP 11/15/202 | 08772B112 | 21 | 34,850 | SH | SOLE | 21 | 0 | 0 | ||
Biogen Inc | COM | 09062X103 | 5,660 | 20,000 | SH | SOLE | 5,660 | 0 | 0 | ||
Biomx Inc | *W EXP 10/16/202 | 09090D111 | 121 | 368,098 | SH | SOLE | 121 | 0 | 0 | ||
Bit Digital Inc | SHS | G1144A105 | 5,253 | 843,172 | SH | SOLE | 5,253 | 0 | 0 | ||
Blacksky Technology Inc | COM CL A | 09263B108 | 311 | 30,000 | SH | SOLE | 311 | 0 | 0 | ||
Blacksky Technology Inc | *W EXP 10/30/202 | 09263B116 | 276 | 174,879 | SH | SOLE | 276 | 0 | 0 | ||
BREEZE HOLDINGS ACQUISITN CO | *W EXP 05/25/202 | 106762115 | 52 | 99,733 | SH | SOLE | 52 | 0 | 0 | ||
Briacell Therapeutics Corp | *W EXP 02/24/202 | 10778Y112 | 1,209 | 254,437 | SH | SOLE | 1,209 | 0 | 0 | ||
Bridgetown Holdings Ltd | COM CL A | G1355U113 | 353 | 36,000 | SH | SOLE | 353 | 0 | 0 | ||
Bridgetown Holdings Ltd | *W EXP 09/30/202 | G1355U121 | 78 | 63,100 | SH | SOLE | 78 | 0 | 0 | ||
BURGUNDY TECHNOLOGY ACQU COR | *W EXP 08/31/202 | G1702T124 | 108 | 158,400 | SH | SOLE | 108 | 0 | 0 | ||
Cano Health Inc | *W EXP 06/03/202 | 13781Y111 | 118 | 28,550 | SH | SOLE | 118 | 0 | 0 | ||
CBOE GLOBAL MKTS INC | COM | 12503M108 | 3,097 | 25,000 | SH | SOLE | 3,097 | 0 | 0 | ||
CELLEBRITE DI LTD | *W EXP 08/30/202 | M2197Q115 | 40 | 18,698 | SH | SOLE | 40 | 0 | 0 | ||
Celularity Inc | *W EXP 05/24/202 | 151190113 | 190 | 165,557 | SH | SOLE | 190 | 0 | 0 | ||
Change Healthcare Inc | COM | 15912K100 | 820 | 39,170 | SH | SOLE | 820 | 0 | 0 | ||
Coherent Inc | COM | 192479103 | 2,501 | 10,000 | SH | SOLE | 2,501 | 0 | 0 | ||
Cohn Robbins Holdings Corp | *W EXP 08/28/202 | G23726113 | 24 | 26,000 | SH | SOLE | 24 | 0 | 0 | ||
Discovery Inc | COM SER C | 25470F302 | 1,966 | 81,000 | SH | SOLE | 1,966 | 0 | 0 | ||
Doma Holdings Inc | *W EXP 07/28/202 | 25703A112 | 83 | 59,000 | SH | SOLE | 83 | 0 | 0 | ||
DUDDELL STREET ACQUISITN COR | *W EXP 99/99/999 | G28553116 | 160 | 238,499 | SH | SOLE | 160 | 0 | 0 | ||
E MERGE TECHNOLOGY ACQUISITI | *W EXP 07/30/202 | 26873Y112 | 19 | 27,500 | SH | SOLE | 19 | 0 | 0 | ||
ELECTRIC LAST MILE SOLUTNS I | *W EXP 08/24/202 | 28489L112 | 216 | 129,854 | SH | SOLE | 216 | 0 | 0 | ||
ENTHUSIAST GAMING HLDGS INC | COM | 29385B109 | 2,343 | 650,000 | SH | SOLE | 2,343 | 0 | 0 | ||
EVgo Inc | *W EXP 09/15/202 | 30052F118 | 383 | 218,700 | SH | SOLE | 383 | 0 | 0 | ||
Far Peak Acquisition Corp | *W EXP 12/07/202 | G3312L111 | 123 | 70,876 | SH | SOLE | 123 | 0 | 0 | ||
FARADAY FUTRE INTLGT ELCTR I | *W EXP 03/20/202 | 307359117 | 114 | 67,297 | SH | SOLE | 114 | 0 | 0 | ||
GENIUS SPORTS LIMITED | *W EXP 04/30/202 | G3934V117 | 432 | 60,500 | SH | SOLE | 432 | 0 | 0 | ||
Ginkgo Bioworks Holdings Inc | *W EXP 08/01/202 | 37611X118 | 153 | 45,000 | SH | SOLE | 153 | 0 | 0 | ||
Globis Acquisition Corp | *W EXP 11/01/202 | 379582117 | 315 | 500,000 | SH | SOLE | 315 | 0 | 0 | ||
Globis Acquisition Corp | COM | 379582109 | 5,020 | 500,000 | SH | SOLE | 5,020 | 0 | 0 | ||
GLOBUS MARITIME LIMITED NEW | COM NEW | Y27265126 | 935 | 320,145 | SH | SOLE | 935 | 0 | 0 | ||
Gold Royalty Corp | *W EXP 99/99/999 | 38071H114 | 462 | 461,773 | SH | SOLE | 462 | 0 | 0 | ||
HEALTH SCIENCES ACQ CORP 2 | ORD SHS | G4411D109 | 2,967 | 300,000 | SH | SOLE | 2,967 | 0 | 0 | ||
Hostess Brands Inc | *W EXP 11/04/202 | 44109J114 | 447 | 150,000 | SH | SOLE | 447 | 0 | 0 | ||
Howard Bancorp Inc | COM | 442496105 | 1,643 | 81,000 | SH | SOLE | 1,643 | 0 | 0 | ||
Humanigen Inc | COM NEW | 444863203 | 5,930 | 1,000,000 | SH | SOLE | 5,930 | 0 | 0 | ||
HYDROFARM HLDGS GROUP INC | COM | 44888K209 | 5,508 | 145,526 | SH | SOLE | 5,508 | 0 | 0 | ||
Hyzon Motors Inc | *W EXP 10/02/202 | 44951Y110 | 44 | 29,827 | SH | SOLE | 44 | 0 | 0 | ||
ICC HLDGS INC | COM | 44931Q104 | 2,144 | 129,919 | SH | SOLE | 2,144 | 0 | 0 | ||
IHS Markit Ltd | SHS | G47567105 | 11,662 | 100,000 | SH | SOLE | 11,662 | 0 | 0 | ||
IM Cannabis Corp | COM NEW | 44969Q208 | 2,855 | 808,890 | SH | SOLE | 2,855 | 0 | 0 | ||
Inhibikase Therapeutics Inc | COM | 45719W106 | 610 | 320,947 | SH | SOLE | 610 | 0 | 0 | ||
Ironnet Inc | *W EXP 08/26/202 | 46323Q113 | 457 | 100,000 | SH | SOLE | 457 | 0 | 0 | ||
Joby Aviation Inc | *W EXP 08/10/202 | G65163118 | 81 | 35,800 | SH | SOLE | 81 | 0 | 0 | ||
Ligand Pharmaceuticals Inc | COM NEW | 53220K504 | 5,213 | 37,420 | SH | SOLE | 5,213 | 0 | 0 | ||
MALLARD ACQUISITION CORP | COM | 561204108 | 6,059 | 606,510 | SH | SOLE | 6,059 | 0 | 0 | ||
MALLARD ACQUISITION CORP | *W EXP 06/30/202 | 561204116 | 185 | 606,510 | SH | SOLE | 185 | 0 | 0 | ||
Matterport Inc | *W EXP 08/24/202 | 577096118 | 405 | 52,100 | SH | SOLE | 405 | 0 | 0 | ||
Momentus Inc | *W EXP 05/15/202 | 60879E119 | 237 | 88,846 | SH | SOLE | 237 | 0 | 0 | ||
Moneylion Inc | *W EXP 09/22/202 | 60938K114 | 93 | 96,110 | SH | SOLE | 93 | 0 | 0 | ||
MUDRICK CAPITAL ACQU CORP II | COM CL A | 62477L107 | 9,950 | 1,000,000 | SH | SOLE | 9,950 | 0 | 0 | ||
NATURAL ORDER ACQUISITION CO | COM | 63889L107 | 4,905 | 500,000 | SH | SOLE | 4,905 | 0 | 0 | ||
NATURAL ORDER ACQUISITION CO | *W EXP 09/15/202 | 63889L115 | 255 | 500,000 | SH | SOLE | 255 | 0 | 0 | ||
Nocturne Acquisition Corp | RIGHT 12/26/2025 | G6580S106 | 189 | 450,000 | SH | SOLE | 189 | 0 | 0 | ||
Nocturne Acquisition Corp | ORDINARY SHARES | G6580S114 | 4,491 | 450,000 | SH | SOLE | 4,491 | 0 | 0 | ||
NRX Pharmaceuticals Inc | COM | 629444100 | 166 | 17,900 | SH | SOLE | 166 | 0 | 0 | ||
THE ORIGINAL BARK COMPANY | *W EXP 05/01/202 | 68622E112 | 101 | 59,191 | SH | SOLE | 101 | 0 | 0 | ||
Ouster Inc | *W EXP 03/11/202 | 68989M111 | 39 | 24,724 | SH | SOLE | 39 | 0 | 0 | ||
Panbela Therapeutics Inc | COM | 69833Q100 | 326 | 150,000 | SH | SOLE | 326 | 0 | 0 | ||
PAYSAFE LIMITED | *W EXP 03/30/202 | G6964L115 | 38 | 20,634 | SH | SOLE | 38 | 0 | 0 | ||
LI-CYCLE HOLDINGS CORP | *W EXP 08/10/202 | 50202P113 | 206 | 85,900 | SH | SOLE | 206 | 0 | 0 | ||
PERSHING SQUARE TONTINE HLDG | COM CL A | 71531R109 | 4,925 | 250,000 | SH | SOLE | 4,925 | 0 | 0 | ||
PINE IS ACQUISITION CORP | *W EXP 10/19/202 | 722615119 | 15 | 17,667 | SH | SOLE | 15 | 0 | 0 | ||
PNM RES INC | COM | 69349H107 | 11,060 | 223,530 | SH | SOLE | 11,060 | 0 | 0 | ||
PTK ACQUISITION CORP | *W EXP 12/12/202 | M9607U107 | 410 | 650,000 | SH | SOLE | 410 | 0 | 0 | ||
Purecycle Technologies Inc | *W EXP 03/17/202 | 74623V111 | 187 | 36,436 | SH | SOLE | 187 | 0 | 0 | ||
QUANTUM FINTECH ACQUISTIN CO | COMMON STOCK | 74767A105 | 4,925 | 500,000 | SH | SOLE | 4,925 | 0 | 0 | ||
QUANTUM FINTECH ACQUISTIN CO | *W EXP 01/30/202 | 74767A113 | 135 | 500,000 | SH | SOLE | 135 | 0 | 0 | ||
Renovacor Inc | COM | 75989E106 | 226 | 25,000 | SH | SOLE | 226 | 0 | 0 | ||
Renovacor Inc | *W EXP 99/99/999 | 75989E114 | 478 | 698,100 | SH | SOLE | 478 | 0 | 0 | ||
RENEW ENERGY GLOBAL PLC | *W EXP 08/30/202 | G7500M120 | 43 | 23,434 | SH | SOLE | 43 | 0 | 0 | ||
Sema4 Holdings Corp | *W EXP 07/22/202 | 81663L119 | 155 | 73,190 | SH | SOLE | 155 | 0 | 0 | ||
SOFI TECHNOLOGIES INC | *W EXP 05/28/202 | 83406F110 | 189 | 30,425 | SH | SOLE | 189 | 0 | 0 | ||
SPDR SER TR | S&P REGL BKG | 78464A698 | 4,090 | 60,370 | SH | SOLE | 4,090 | 0 | 0 | ||
Spire Global Inc | *W EXP 01/01/203 | 848560116 | 139 | 82,000 | SH | SOLE | 139 | 0 | 0 | ||
Spire Global Inc | COM CL A | 848560108 | 752 | 60,000 | SH | SOLE | 752 | 0 | 0 | ||
SPORTS ENTERTAINMENT ACQU CO | *W EXP 10/30/202 | 84918M114 | 32 | 13,323 | SH | SOLE | 32 | 0 | 0 | ||
SPORTSMANS WHSE HLDGS INC | COM | 84920Y106 | 2,204 | 125,231 | SH | SOLE | 2,204 | 0 | 0 | ||
SUNLIGHT FINANCIAL HOLDINGS | *W EXP 07/09/202 | 86738J114 | 168 | 153,684 | SH | SOLE | 168 | 0 | 0 | ||
TARO PHARMACEUTICAL INDS LTD | SHS | M8737E108 | 6,363 | 100,000 | SH | SOLE | 6,363 | 0 | 0 | ||
TENCENT MUSIC ENTMT GROUP | SPON ADS | 88034P109 | 725 | 100,000 | SH | SOLE | 725 | 0 | 0 | ||
TMC THE METALS COMPANY INC | *W EXP 09/09/202 | 87261Y114 | 239 | 249,201 | SH | SOLE | 239 | 0 | 0 | ||
TMC the metals company Inc | COM | 87261Y106 | 434 | 95,000 | SH | SOLE | 434 | 0 | 0 | ||
Ucommune International Ltd | *W EXP 11/17/202 | G9449A118 | 4 | 25,521 | SH | SOLE | 4 | 0 | 0 | ||
Vallon Pharmaceuticals Inc | COM | 92023M101 | 545 | 74,935 | SH | SOLE | 545 | 0 | 0 | ||
Ventoux CCM Acquisition Corp | *W EXP 09/30/202 | 92280L119 | 168 | 700,000 | SH | SOLE | 168 | 0 | 0 | ||
Ventoux CCM Acquisition Corp | COM | 92280L101 | 7,000 | 700,000 | SH | SOLE | 7,000 | 0 | 0 | ||
Ventoux CCM Acquisition Corp | RIGHT 99/99/9999 | 92280L127 | 123 | 700,000 | SH | SOLE | 123 | 0 | 0 | ||
23ANDME HOLDING CO | *W EXP 06/16/202 | 90138Q116 | 181 | 98,237 | SH | SOLE | 181 | 0 | 0 | ||
Viveon Health Acquisition Corp | *W EXP 99/99/999 | 92853V114 | 200 | 800,000 | SH | SOLE | 200 | 0 | 0 | ||
Viveon Health Acquisition Corp | COMMON STOCK | 92853V106 | 7,992 | 800,000 | SH | SOLE | 7,992 | 0 | 0 | ||
Viveon Health Acquisition Corp | RIGHT 12/31/2025 | 92853V122 | 168 | 800,000 | SH | SOLE | 168 | 0 | 0 | ||
WILLIS TOWERS WATSON PLC LTD | SHS | G96629103 | 20,257 | 87,143 | SH | SOLE | 20,257 | 0 | 0 | ||
Zanite Acquisition Corp | *W EXP 10/08/202 | 98907K111 | 97 | 115,000 | SH | SOLE | 97 | 0 | 0 |