The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
AFFILIATED MANAGERS GROUP IN | COM | 008252108 | 340,955 | 2,394 | SH | SOLE | 0 | 0 | 47 | ||
AMAZON COM INC | COM | 023135106 | 451,378 | 4,370 | SH | SOLE | 0 | 0 | 200 | ||
ANTERO MIDSTREAM CORP | COM | 03676B102 | 132,174 | 12,600 | SH | SOLE | 0 | 0 | 6,000 | ||
APPLE INC | COM | 037833100 | 2,857,059 | 17,326 | SH | SOLE | 0 | 0 | 224 | ||
BANCO MACRO SA | SPON ADR B | 05961W105 | 443,843 | 24,921 | SH | SOLE | 0 | 0 | 431 | ||
BP PLC | SPONSORED ADR | 055622104 | 341,460 | 9,000 | SH | SOLE | 0 | 0 | 9,000 | ||
CHEVRON CORP NEW | COM | 166764100 | 426,173 | 2,612 | SH | SOLE | 0 | 0 | 40 | ||
CLEAN HARBORS INC | COM | 184496107 | 454,198 | 3,186 | SH | SOLE | 0 | 0 | 53 | ||
DIAMOND HILL INVT GROUP INC | COM NEW | 25264R207 | 209,017 | 1,270 | SH | SOLE | 0 | 0 | 400 | ||
DUKE ENERGY CORP NEW | COM NEW | 26441C204 | 263,170 | 2,728 | SH | SOLE | 0 | 0 | 200 | ||
EXXON MOBIL CORP | COM | 30231G102 | 845,807 | 7,713 | SH | SOLE | 0 | 0 | 5,500 | ||
FIRST TR EXCH TRADED FD III | EME MRK BD ETF | 33739P202 | 6,256,311 | 225,858 | SH | SOLE | 0 | 0 | 1,035 | ||
FIRST TR EXCH TRADED FD III | INSTL PFD SECS | 33739P855 | 216,311 | 12,914 | SH | SOLE | 0 | 0 | 584 | ||
FIRST TR EXCH TRD ALPHDX FD | EM SML CP ALPH | 33737J307 | 4,491,925 | 120,718 | SH | SOLE | 0 | 0 | 171 | ||
FIRST TR EXCHANGE TRADED FD | TECH ALPHADEX | 33734X176 | 318,199 | 3,025 | SH | SOLE | 0 | 0 | 70 | ||
FIRST TR EXCHANGE TRADED FD | INDLS PROD DUR | 33734X150 | 5,741,718 | 103,361 | SH | SOLE | 0 | 0 | 155 | ||
FIRST TR EXCHANGE-TRADED ALP | MID CAP VAL FD | 33737M201 | 1,273,559 | 29,150 | SH | SOLE | 0 | 0 | 266 | ||
FIRST TR EXCHANGE-TRADED FD | NASD TECH DIV | 33738R118 | 221,986 | 4,104 | SH | SOLE | 0 | 0 | 1,278 | ||
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 19,132,630 | 321,503 | SH | SOLE | 0 | 0 | 236 | ||
FIRST TR EXCHANGE-TRADED FD | LIMITED DURATION | 33738D804 | 591,639 | 31,420 | SH | SOLE | 0 | 0 | 2,000 | ||
FIRST TR EXCHANGE-TRADED FD | FST LOW OPPT EFT | 33739Q200 | 4,726,944 | 98,745 | SH | SOLE | 0 | 0 | 129 | ||
FIRST TR EXCHNG TRADED FD VI | CBOE VEST BUFERD | 33740U760 | 3,502,381 | 184,239 | SH | SOLE | 0 | 0 | 1,136 | ||
FIRST TR EXCHNG TRADED FD VI | TCW UNCONSTRAI | 33740F888 | 211,959 | 8,755 | SH | SOLE | 0 | 0 | 2,450 | ||
FIRST TR EXCHNG TRADED FD VI | TCW OPPORTUNIS | 33740F805 | 493,182 | 10,945 | SH | SOLE | 0 | 0 | 1,000 | ||
FIRST TR EXCHNG TRADED FD VI | VEST US EQTY BUF | 33740F664 | 1,616,662 | 46,124 | SH | SOLE | 0 | 0 | 372 | ||
FIRST TR LRG CP VL ALPHADEX | COM SHS | 33735J101 | 816,873 | 12,303 | SH | SOLE | 0 | 0 | 684 | ||
FIRST TR MORNINGSTAR DIVID L | SHS | 336917109 | 6,155,831 | 173,399 | SH | SOLE | 0 | 0 | 29 | ||
GLOBAL X FDS | GLBL X MLP ETF | 37954Y343 | 224,640 | 5,400 | SH | SOLE | 0 | 0 | 3,800 | ||
HERSHEY CO | COM | 427866108 | 202,002 | 794 | SH | SOLE | 0 | 0 | 594 | ||
ISHARES TR | 1 3 YR TREAS BD | 464287457 | 3,378,490 | 41,121 | SH | SOLE | 0 | 0 | 313 | ||
ISHARES TR | 20 YR TR BD ETF | 464287432 | 633,433 | 5,955 | SH | SOLE | 0 | 0 | 1,000 | ||
ISHARES TR | CHINA LG-CAP ETF | 464287184 | 6,124,993 | 207,416 | SH | SOLE | 0 | 0 | 534 | ||
ISHARES TR | US AER DEF ETF | 464288760 | 5,307,152 | 46,117 | SH | SOLE | 0 | 0 | 58 | ||
KAYNE ANDERSON ENERGY INFRST | COM | 486606106 | 141,290 | 16,353 | SH | SOLE | 0 | 0 | 16,353 | ||
LOCKHEED MARTIN CORP | COM | 539830109 | 223,129 | 472 | SH | SOLE | 0 | 0 | 14 | ||
MICROSOFT CORP | COM | 594918104 | 328,662 | 1,140 | SH | SOLE | 0 | 0 | 150 | ||
NUSHARES ETF TR | NUVEEN ENHCD 1 5 | 67092P110 | 1,677,531 | 72,815 | SH | SOLE | 0 | 0 | 1,457 | ||
OCCIDENTAL PETE CORP | *W EXP 08/03/202 | 674599162 | 5,125 | 125 | SH | SOLE | 0 | 0 | 125 | ||
ONEOK INC NEW | COM | 682680103 | 476,550 | 7,500 | SH | SOLE | 0 | 0 | 7,500 | ||
QUANTA SVCS INC | COM | 74762E102 | 635,229 | 3,812 | SH | SOLE | 0 | 0 | 46 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 1,401,797 | 10,828 | SH | SOLE | 0 | 0 | 96 | ||
SOUTHERN CO | COM | 842587107 | 358,476 | 5,152 | SH | SOLE | 0 | 0 | 300 | ||
SPDR GOLD TR | GOLD SHS | 78463V107 | 8,757,187 | 47,796 | SH | SOLE | 0 | 0 | 72 | ||
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 842,932 | 2,059 | SH | SOLE | 0 | 0 | 3 | ||
SPDR SER TR | BLOOMBERG 1-3 MO | 78468R663 | 2,543,045 | 27,696 | SH | SOLE | 0 | 0 | 458 | ||
SPDR SER TR | PORTFLI TIPS ETF | 78464A656 | 1,172,041 | 43,946 | SH | SOLE | 0 | 0 | 815 | ||
TIMKEN CO | COM | 887389104 | 320,176 | 3,918 | SH | SOLE | 0 | 0 | 72 | ||
VALERO ENERGY CORP | COM | 91913Y100 | 288,972 | 2,070 | SH | SOLE | 0 | 0 | 1,000 | ||
VANECK ETF TRUST | JUNIOR GOLD MINE | 92189F791 | 5,285,334 | 133,803 | SH | SOLE | 0 | 0 | 213 | ||
ZIM INTEGRATED SHIPPING SERV | SHS | M9T951109 | 200,430 | 8,500 | SH | SOLE | 0 | 0 | 2,000 |