The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
360 DIGITECH INC | AMERICAN DEP | 88557W101 | 2,994 | 147,344 | SH | SOLE | 147,344 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 1,051 | 950,000 | PRN | SOLE | 950,000 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 8,266 | 37,749 | SH | SOLE | 37,749 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 2,943 | 200,993 | SH | SOLE | 200,993 | 0 | 0 | ||
AMERESCO INC | CL A | 02361E108 | 4,924 | 84,279 | SH | SOLE | 84,279 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 2,986 | 11,250 | SH | SOLE | 11,250 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,658 | 15,722 | SH | SOLE | 15,722 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 1,572 | 111,855 | SH | SOLE | 111,855 | 0 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 1,175 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 | 1,952 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
BROOKFIELD RENEWABLE CORP | CL A SUB VTG | 11284V105 | 316 | 8,134 | SH | SOLE | 8,134 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,422 | 38,527 | SH | SOLE | 38,527 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 2,355 | 68,092 | SH | SOLE | 68,092 | 0 | 0 | ||
CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 | 379 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
CREE INC | COM | 225447101 | 1,247 | 15,444 | SH | SOLE | 15,444 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 2,712 | 15,650 | SH | SOLE | 15,650 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 1,960 | 65,900 | SH | SOLE | 65,900 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 1,324 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 742 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 7,577 | 50,522 | SH | SOLE | 50,522 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 2,916 | 3,690 | SH | SOLE | 3,690 | 0 | 0 | ||
FARFETCH LTD | ORD SH CL A | 30744W107 | 2,417 | 64,499 | SH | SOLE | 64,499 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 2,642 | 27,681 | SH | SOLE | 27,681 | 0 | 0 | ||
FORTIVE CORP | NOTE 0.875% 2/1 | 34959JAK4 | 1,104 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
FUTU HLDGS LTD | SPON ADS CL A | 36118L106 | 7,048 | 77,439 | SH | SOLE | 77,439 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 867 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 6,557 | 122,600 | SH | SOLE | 122,600 | 0 | 0 | ||
HEADHUNTER GROUP PLC | SPONSORED ADS | 42207L106 | 281 | 5,767 | SH | SOLE | 5,767 | 0 | 0 | ||
I MAB | SPONSORED ADS | 44975P103 | 5,521 | 76,159 | SH | SOLE | 76,159 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 401 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
ITRON INC | COM | 465741106 | 1,696 | 22,421 | SH | SOLE | 22,421 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 996 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 880 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 6,632 | 84,467 | SH | SOLE | 84,467 | 0 | 0 | ||
NIO INC | SPON ADS | 62914V106 | 2,102 | 59,006 | SH | SOLE | 59,006 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 1,986 | 8,300 | SH | SOLE | 8,300 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 276 | 225,000 | PRN | SOLE | 225,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 677 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 1,409 | 850,000 | PRN | SOLE | 850,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 5,782 | 226,392 | SH | SOLE | 226,392 | 0 | 0 | ||
PROTERRA INC | COM | 74374T109 | 488 | 48,240 | SH | SOLE | 48,240 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 2,503 | 20,850 | SH | SOLE | 20,850 | 0 | 0 | ||
RINGCENTRAL INC | NOTE3/0 | 76680RAF4 | 786 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 2,767 | 8,681 | SH | SOLE | 8,681 | 0 | 0 | ||
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 613 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 3,963 | 73,767 | SH | SOLE | 73,767 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 6,447 | 24,309 | SH | SOLE | 24,309 | 0 | 0 | ||
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 674 | 450,000 | PRN | SOLE | 450,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 1,940 | 58,905 | SH | SOLE | 58,905 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 5,429 | 123,381 | SH | SOLE | 123,381 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,881 | 16,848 | SH | SOLE | 16,848 | 0 | 0 | ||
TERADYNE INC | NOTE 1.250%12/1 | 880770AG7 | 520 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
T-MOBILE US INC | COM | 872590104 | 1,599 | 12,512 | SH | SOLE | 12,512 | 0 | 0 | ||
TORM PLC | SHS CL A | G89479102 | 845 | 110,000 | SH | SOLE | 110,000 | 0 | 0 | ||
TPI COMPOSITES INC | COM | 87266J104 | 3,842 | 113,837 | SH | SOLE | 113,837 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,529 | 7,800 | SH | SOLE | 7,800 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 1,145 | 100,193 | SH | SOLE | 100,193 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 2,444 | 16,365 | SH | SOLE | 16,365 | 0 | 0 | ||
WESTERN DIGITAL CORP. | NOTE 1.500% 2/0 | 958102AP0 | 1,011 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ZAI LAB LTD | ADR | 98887Q104 | 2,612 | 24,782 | SH | SOLE | 24,782 | 0 | 0 |