The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
360 DIGITECH INC | AMERICAN DEP | 88557W101 | 4,147 | 180,863 | SH | SOLE | 180,863 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,865 | 6,129 | SH | SOLE | 6,129 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 1,119 | 950,000 | PRN | SOLE | 950,000 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 8,427 | 36,049 | SH | SOLE | 36,049 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 2,587 | 178,993 | SH | SOLE | 178,993 | 0 | 0 | ||
AMERESCO INC | CL A | 02361E108 | 7,330 | 89,999 | SH | SOLE | 89,999 | 0 | 0 | ||
AMERICAN TOWER CORP NEW | COM | 03027X100 | 1,645 | 5,625 | SH | SOLE | 5,625 | 0 | 0 | ||
AMERICAN WTR WKS CO INC NEW | COM | 030420103 | 2,025 | 10,722 | SH | SOLE | 10,722 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 1,085 | 86,355 | SH | SOLE | 86,355 | 0 | 0 | ||
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 448 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 1,474 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 | 2,227 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,381 | 38,527 | SH | SOLE | 38,527 | 0 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 2,520 | 20,500 | SH | SOLE | 20,500 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 1,986 | 63,477 | SH | SOLE | 63,477 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 1,954 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 | 988 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,292 | 22,600 | SH | SOLE | 22,600 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 3,267 | 15,650 | SH | SOLE | 15,650 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 1,275 | 33,900 | SH | SOLE | 33,900 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 1,609 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 708 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
DOVER CORP | COM | 260003108 | 799 | 4,400 | SH | SOLE | 4,400 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 9,060 | 49,522 | SH | SOLE | 49,522 | 0 | 0 | ||
EQUINIX INC | COM | 29444U700 | 1,658 | 1,960 | SH | SOLE | 1,960 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 3,025 | 34,701 | SH | SOLE | 34,701 | 0 | 0 | ||
FREEPORT-MCMORAN INC | CL B | 35671D857 | 835 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 993 | 18,500 | SH | SOLE | 18,500 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 489 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 6,570 | 123,684 | SH | SOLE | 123,684 | 0 | 0 | ||
I MAB | SPONSORED ADS | 44975P103 | 3,609 | 76,159 | SH | SOLE | 76,159 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 445 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
KIRKLAND LAKE GOLD LTD | COM | 49741E100 | 604 | 14,400 | SH | SOLE | 14,400 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 1,207 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 1,086 | 109,077 | SH | SOLE | 109,077 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 999 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 1,124 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 8,200 | 87,827 | SH | SOLE | 87,827 | 0 | 0 | ||
NICE LTD | NOTE9/1 | 653656AB4 | 1,590 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
NORFOLK SOUTHN CORP | COM | 655844108 | 2,721 | 9,140 | SH | SOLE | 9,140 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 715 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 986 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 1,613 | 850,000 | PRN | SOLE | 850,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 6,391 | 226,392 | SH | SOLE | 226,392 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 2,908 | 20,850 | SH | SOLE | 20,850 | 0 | 0 | ||
RINGCENTRAL INC | NOTE3/0 | 76680RAF4 | 751 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
SCHLUMBERGER LTD | COM STK | 806857108 | 797 | 26,600 | SH | SOLE | 26,600 | 0 | 0 | ||
SEA LTD | SPONSORD ADS | 81141R100 | 1,942 | 8,681 | SH | SOLE | 8,681 | 0 | 0 | ||
SEA LTD | NOTE 2.375%12/0 | 81141RAF7 | 308 | 120,000 | PRN | SOLE | 120,000 | 0 | 0 | ||
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 1,267 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 2,386 | 47,307 | SH | SOLE | 47,307 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 6,893 | 24,569 | SH | SOLE | 24,569 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | NOTE9/1 | 83417MAD6 | 1,018 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 1,537 | 1,150,000 | PRN | SOLE | 1,150,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 1,487 | 53,253 | SH | SOLE | 53,253 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 3,030 | 88,348 | SH | SOLE | 88,348 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 2,027 | 16,848 | SH | SOLE | 16,848 | 0 | 0 | ||
TDCX INC | ADS | 87190U100 | 1,350 | 70,517 | SH | SOLE | 70,517 | 0 | 0 | ||
TORM PLC | SHS CL A | G89479102 | 2,213 | 280,000 | SH | SOLE | 280,000 | 0 | 0 | ||
TWITTER INC | NOTE 0.250% 6/1 | 90184LAF9 | 770 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,310 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
UNITED MICROELECTRONICS CORP | SPON ADR NEW | 910873405 | 1,172 | 100,193 | SH | SOLE | 100,193 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 2,731 | 16,365 | SH | SOLE | 16,365 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 1,460 | 13,062 | SH | SOLE | 13,062 | 0 | 0 | ||
ZENDESK INC | NOTE 0.625% 6/1 | 98936JAD3 | 839 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
ZYNGA INC | NOTE 0.250% 6/0 | 98986TAB4 | 540 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 |