The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
360 DIGITECH INC | AMERICAN DEP | 88557W101 | 2,783 | 180,863 | SH | SOLE | 180,863 | 0 | 0 | ||
ACUITY BRANDS INC | COM | 00508Y102 | 742 | 3,920 | SH | SOLE | 3,920 | 0 | 0 | ||
AGNICO EAGLE MINES LTD | COM | 008474108 | 699 | 11,426 | SH | SOLE | 11,426 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 2,319 | 9,279 | SH | SOLE | 9,279 | 0 | 0 | ||
AIRBNB INC | NOTE3/1 | 009066AB7 | 1,265 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 1,096 | 950,000 | PRN | SOLE | 950,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE1/1 | 011642AB1 | 855 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 8,105 | 36,649 | SH | SOLE | 36,649 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 3,367 | 217,126 | SH | SOLE | 217,126 | 0 | 0 | ||
AMERESCO INC | CL A | 02361E108 | 7,310 | 91,954 | SH | SOLE | 91,954 | 0 | 0 | ||
BALLARD PWR SYS INC NEW | COM | 058586108 | 627 | 53,900 | SH | SOLE | 53,900 | 0 | 0 | ||
BENTLEY SYS INC | NOTE 0.125% 1/1 | 08265TAB5 | 1,184 | 1,200,000 | PRN | SOLE | 1,200,000 | 0 | 0 | ||
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 1,048 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 1,315 | 54,450 | SH | SOLE | 54,450 | 0 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 1,478 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
BOX INC | NOTE1/1 | 10316TAB0 | 887 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 | 2,459 | 32,600 | SH | SOLE | 32,600 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,253 | 30,527 | SH | SOLE | 30,527 | 0 | 0 | ||
CABLE ONE INC | NOTE3/1 | 12685JAE5 | 981 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 582 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 1,073 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 743 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 2,234 | 63,177 | SH | SOLE | 63,177 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 446 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 2,145 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 | 1,166 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,648 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 1,191 | 6,450 | SH | SOLE | 6,450 | 0 | 0 | ||
CSX CORP | COM | 126408103 | 824 | 22,000 | SH | SOLE | 22,000 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 709 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
DICKS SPORTING GOODS INC | NOTE 3.250% 4/1 | 253393AD4 | 633 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
DROPBOX INC | NOTE3/0 | 26210CAD6 | 1,327 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 10,528 | 52,177 | SH | SOLE | 52,177 | 0 | 0 | ||
ENPHASE ENERGY INC | NOTE3/0 | 29355AAH0 | 1,018 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 2,165 | 25,850 | SH | SOLE | 25,850 | 0 | 0 | ||
FORD MTR CO DEL | NOTE3/1 | 345370CZ1 | 1,548 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
FRESHWORKS INC | CLASS A COM | 358054104 | 278 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 2,376 | 39,800 | SH | SOLE | 39,800 | 0 | 0 | ||
GRUPO AEROPUERTO DEL PACIFIC | SPON ADR B | 400506101 | 1,322 | 8,200 | SH | SOLE | 8,200 | 0 | 0 | ||
HAEMONETICS CORP MASS | NOTE3/0 | 405024AB6 | 757 | 900,000 | PRN | SOLE | 900,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 810 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 6,018 | 126,884 | SH | SOLE | 126,884 | 0 | 0 | ||
HEADHUNTER GROUP PLC | SPONSORED ADS | 42207L106 | 2,759 | 183,596 | SH | SOLE | 183,596 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 893 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 470 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 1,139 | 600,000 | PRN | SOLE | 600,000 | 0 | 0 | ||
LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 1,485 | 175,702 | SH | SOLE | 175,702 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 2,203 | 6,884 | SH | SOLE | 6,884 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 934 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
MARRIOTT VACATIONS WORLDWIDE | NOTE1/1 | 57164YAD9 | 819 | 750,000 | PRN | SOLE | 750,000 | 0 | 0 | ||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 967 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
NEWMONT CORP | COM | 651639106 | 445 | 5,600 | SH | SOLE | 5,600 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 5,125 | 60,496 | SH | SOLE | 60,496 | 0 | 0 | ||
NICE LTD | NOTE9/1 | 653656AB4 | 1,364 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 1,276 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 909 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 2,543 | 36,000 | SH | SOLE | 36,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 1,490 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 849 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 459 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 6,702 | 234,268 | SH | SOLE | 234,268 | 0 | 0 | ||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 686 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 2,021 | 15,250 | SH | SOLE | 15,250 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 2,168 | 6,300 | SH | SOLE | 6,300 | 0 | 0 | ||
SCHLUMBERGER LTD | COM STK | 806857108 | 950 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
SHOPIFY INC | NOTE 0.125%11/0 | 82509LAA5 | 953 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 4,568 | 53,367 | SH | SOLE | 53,367 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 8,390 | 26,025 | SH | SOLE | 26,025 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | NOTE9/1 | 83417MAD6 | 1,087 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 1,573 | 1,150,000 | PRN | SOLE | 1,150,000 | 0 | 0 | ||
SUNNOVA ENERGY INTL INC. | COM | 86745K104 | 836 | 36,253 | SH | SOLE | 36,253 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 2,956 | 97,345 | SH | SOLE | 97,345 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,757 | 16,848 | SH | SOLE | 16,848 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 2,264 | 30,000 | SH | SOLE | 30,000 | 0 | 0 | ||
TORM PLC | SHS CL A | G89479102 | 2,555 | 295,609 | SH | SOLE | 295,609 | 0 | 0 | ||
TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 902252AB1 | 993 | 900,000 | PRN | SOLE | 900,000 | 0 | 0 | ||
UNION PAC CORP | COM | 907818108 | 1,421 | 5,200 | SH | SOLE | 5,200 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,960 | 12,365 | SH | SOLE | 12,365 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 1,671 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 1,694 | 14,882 | SH | SOLE | 14,882 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 2,746 | 145,000 | SH | SOLE | 145,000 | 0 | 0 | ||
ZENDESK INC | NOTE 0.625% 6/1 | 98936JAD3 | 875 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 |