The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
360 DIGITECH INC | AMERICAN DEP | 88557W101 | 2,710 | 156,624 | SH | SOLE | 156,624 | 0 | 0 | ||
AIR PRODS & CHEMS INC | COM | 009158106 | 1,826 | 7,594 | SH | SOLE | 7,594 | 0 | 0 | ||
AIRBNB INC | NOTE3/1 | 009066AB7 | 1,077 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
AKAMAI TECHNOLOGIES INC | NOTE 0.375% 9/0 | 00971TAL5 | 944 | 950,000 | PRN | SOLE | 950,000 | 0 | 0 | ||
ALARM COM HLDGS INC | NOTE1/1 | 011642AB1 | 824 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ALBEMARLE CORP | COM | 012653101 | 6,764 | 32,369 | SH | SOLE | 32,369 | 0 | 0 | ||
ALGONQUIN PWR UTILS CORP | COM | 015857105 | 3,086 | 229,626 | SH | SOLE | 229,626 | 0 | 0 | ||
AMERESCO INC | CL A | 02361E108 | 3,778 | 82,930 | SH | SOLE | 82,930 | 0 | 0 | ||
BENTLEY SYS INC | NOTE 0.125% 1/1 | 08265TAB5 | 1,047 | 1,200,000 | PRN | SOLE | 1,200,000 | 0 | 0 | ||
BLOCK INC | NOTE 0.125% 3/0 | 852234AF0 | 750 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
BLOOM ENERGY CORP | COM CL A | 093712107 | 1,332 | 80,735 | SH | SOLE | 80,735 | 0 | 0 | ||
BOOKING HOLDINGS INC | NOTE 0.750% 5/0 | 09857LAN8 | 1,210 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
BOX INC | NOTE1/1 | 10316TAB0 | 797 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
BROOKFIELD INFRASTRUCTURE CO | COM SB VTG SHS A | 11275Q107 | 2,075 | 48,900 | SH | SOLE | 48,900 | 0 | 0 | ||
BROOKFIELD RENEWABLE PARTNER | PARTNERSHIP UNIT | G16258108 | 1,061 | 30,527 | SH | SOLE | 30,527 | 0 | 0 | ||
CABLE ONE INC | NOTE3/1 | 12685JAE5 | 907 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
CALLAWAY GOLF COMPANY | NOTE 2.750% 5/0 | 131193AE4 | 607 | 450,000 | PRN | SOLE | 450,000 | 0 | 0 | ||
CAMECO CORP | COM | 13321L108 | 420 | 20,000 | SH | SOLE | 20,000 | 0 | 0 | ||
CANADIAN NATL RY CO | COM | 136375102 | 899 | 8,000 | SH | SOLE | 8,000 | 0 | 0 | ||
CANADIAN PAC RY LTD | COM | 13645T100 | 629 | 9,000 | SH | SOLE | 9,000 | 0 | 0 | ||
CANADIAN SOLAR INC | COM | 136635109 | 1,854 | 59,529 | SH | SOLE | 59,529 | 0 | 0 | ||
CATERPILLAR INC | COM | 149123101 | 358 | 2,000 | SH | SOLE | 2,000 | 0 | 0 | ||
CENTERPOINT ENERGY INC | COM | 15189T107 | 2,071 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
CHEESECAKE FACTORY INC | NOTE 0.375% 6/1 | 163072AA9 | 1,002 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
CHENIERE ENERGY INC | COM NEW | 16411R208 | 2,541 | 19,100 | SH | SOLE | 19,100 | 0 | 0 | ||
CROWN CASTLE INTL CORP NEW | COM | 22822V101 | 640 | 3,800 | SH | SOLE | 3,800 | 0 | 0 | ||
DATADOG INC | NOTE 0.125% 6/1 | 23804LAB9 | 508 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
DROPBOX INC | NOTE3/0 | 26210CAD6 | 1,235 | 1,400,000 | PRN | SOLE | 1,400,000 | 0 | 0 | ||
ENBRIDGE INC | COM | 29250N105 | 908 | 21,500 | SH | SOLE | 21,500 | 0 | 0 | ||
ENPHASE ENERGY INC | COM | 29355A107 | 9,107 | 46,647 | SH | SOLE | 46,647 | 0 | 0 | ||
ENPHASE ENERGY INC | NOTE3/0 | 29355AAH0 | 985 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
ENVESTNET INC | NOTE 0.750% 8/1 | 29404KAE6 | 685 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
FIRST SOLAR INC | COM | 336433107 | 1,549 | 22,736 | SH | SOLE | 22,736 | 0 | 0 | ||
FORD MTR CO DEL | NOTE3/1 | 345370CZ1 | 1,192 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
FRESHWORKS INC | CLASS A COM | 358054104 | 204 | 15,500 | SH | SOLE | 15,500 | 0 | 0 | ||
GRUPO AEROPORTUARIO DEL CENT | SPON ADR | 400501102 | 1,152 | 22,500 | SH | SOLE | 22,500 | 0 | 0 | ||
HAEMONETICS CORP MASS | NOTE3/0 | 405024AB6 | 713 | 900,000 | PRN | SOLE | 900,000 | 0 | 0 | ||
HALLIBURTON CO | COM | 406216101 | 671 | 21,400 | SH | SOLE | 21,400 | 0 | 0 | ||
HANNON ARMSTRONG SUST INFR C | COM | 41068X100 | 4,715 | 124,537 | SH | SOLE | 124,537 | 0 | 0 | ||
HEADHUNTER GROUP PLC | SPONSORED ADS | 42207L106 | 0 | 183,596 | SH | SOLE | 183,596 | 0 | 0 | ||
HUBSPOT INC | NOTE 0.375% 6/0 | 443573AD2 | 639 | 500,000 | PRN | SOLE | 500,000 | 0 | 0 | ||
II-VI INC | NOTE 0.250% 9/0 | 902104AB4 | 336 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
ILLUMINA INC | NOTE8/1 | 452327AK5 | 956 | 1,000,000 | PRN | SOLE | 1,000,000 | 0 | 0 | ||
LIBERTY MEDIA CORP DEL | NOTE 1.000% 1/3 | 531229AF9 | 693 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
LI-CYCLE HOLDINGS CORP | COMMON SHARES | 50202P105 | 1,209 | 175,702 | SH | SOLE | 175,702 | 0 | 0 | ||
LINDE PLC | SHS | G5494J103 | 2,649 | 9,258 | SH | SOLE | 9,258 | 0 | 0 | ||
LIVENT CORP | COM | 53814L108 | 450 | 19,850 | SH | SOLE | 19,850 | 0 | 0 | ||
LUMENTUM HLDGS INC | NOTE 0.500%12/1 | 55024UAD1 | 824 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
MARRIOTT VACATIONS WORLDWIDE | NOTE1/1 | 57164YAD9 | 681 | 750,000 | PRN | SOLE | 750,000 | 0 | 0 | ||
MIDDLEBY CORP | NOTE 1.000% 9/0 | 596278AB7 | 789 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
NEXTERA ENERGY INC | COM | 65339F101 | 4,317 | 55,736 | SH | SOLE | 55,736 | 0 | 0 | ||
NICE LTD | NOTE9/1 | 653656AB4 | 1,278 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
OKTA INC | NOTE 0.375% 6/1 | 679295AF2 | 1,096 | 1,300,000 | PRN | SOLE | 1,300,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE 1.625%10/1 | 682189AP0 | 735 | 300,000 | PRN | SOLE | 300,000 | 0 | 0 | ||
ON SEMICONDUCTOR CORP | NOTE5/0 | 682189AS4 | 461 | 400,000 | PRN | SOLE | 400,000 | 0 | 0 | ||
ONEOK INC NEW | COM | 682680103 | 722 | 13,000 | SH | SOLE | 13,000 | 0 | 0 | ||
PALO ALTO NETWORKS INC | NOTE 0.375% 6/0 | 697435AF2 | 1,201 | 700,000 | PRN | SOLE | 700,000 | 0 | 0 | ||
PARSONS CORP DEL | NOTE 0.250% 8/1 | 70202LAB8 | 846 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
PETROLEO BRASILEIRO SA PETRO | SPONSORED ADR | 71654V408 | 362 | 31,000 | SH | SOLE | 31,000 | 0 | 0 | ||
PLUG POWER INC | COM NEW | 72919P202 | 3,998 | 241,268 | SH | SOLE | 241,268 | 0 | 0 | ||
RAPID7 INC | NOTE 0.250% 3/1 | 753422AF1 | 500 | 550,000 | PRN | SOLE | 550,000 | 0 | 0 | ||
REPUBLIC SVCS INC | COM | 760759100 | 1,276 | 9,750 | SH | SOLE | 9,750 | 0 | 0 | ||
SBA COMMUNICATIONS CORP NEW | CL A | 78410G104 | 2,464 | 7,700 | SH | SOLE | 7,700 | 0 | 0 | ||
SCHLUMBERGER LTD | COM STK | 806857108 | 822 | 23,000 | SH | SOLE | 23,000 | 0 | 0 | ||
SOCIEDAD QUIMICA Y MINERA DE | SPON ADR SER B | 833635105 | 5,076 | 60,767 | SH | SOLE | 60,767 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | COM | 83417M104 | 8,504 | 31,071 | SH | SOLE | 31,071 | 0 | 0 | ||
SOLAREDGE TECHNOLOGIES INC | NOTE9/1 | 83417MAD6 | 956 | 800,000 | PRN | SOLE | 800,000 | 0 | 0 | ||
SOUTHWEST AIRLS CO | NOTE 1.250% 5/0 | 844741BG2 | 1,359 | 1,150,000 | PRN | SOLE | 1,150,000 | 0 | 0 | ||
SUNRUN INC | COM | 86771W105 | 2,274 | 97,345 | SH | SOLE | 97,345 | 0 | 0 | ||
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 611 | 7,468 | SH | SOLE | 7,468 | 0 | 0 | ||
TARGA RES CORP | COM | 87612G101 | 1,134 | 19,000 | SH | SOLE | 19,000 | 0 | 0 | ||
TORM PLC | SHS CL A | G89479102 | 4,785 | 353,383 | SH | SOLE | 353,383 | 0 | 0 | ||
TYLER TEX INDPT SCH DIST | NOTE 0.250% 3/1 | 902252AB1 | 849 | 900,000 | PRN | SOLE | 900,000 | 0 | 0 | ||
VERINT SYSTEMS INC | NOTE 0.250% 4/1 | 92343XAC4 | 1,013 | 1,100,000 | PRN | SOLE | 1,100,000 | 0 | 0 | ||
WASTE MGMT INC DEL | COM | 94106L109 | 1,662 | 10,865 | SH | SOLE | 10,865 | 0 | 0 | ||
WILLIAMS COS INC | COM | 969457100 | 1,561 | 50,000 | SH | SOLE | 50,000 | 0 | 0 | ||
WOLFSPEED INC | COM | 977852102 | 633 | 9,982 | SH | SOLE | 9,982 | 0 | 0 | ||
YANDEX N V | SHS CLASS A | N97284108 | 0 | 145,000 | SH | SOLE | 145,000 | 0 | 0 |