The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
100000TH BARABOO BANCORP | cs | AGH021101 | 0 | 66,000 | SH | SOLE | 66,000 | 0 | 0 | ||
3M CO | cs | 88579Y101 | 46 | 264 | SH | SOLE | 223 | 0 | 41 | ||
ABBOTT LABORATORIES | cs | 002824100 | 202 | 1,712 | SH | SOLE | 0 | 0 | 1,712 | ||
ADOBE INC | cs | 00724F101 | 86 | 150 | SH | SOLE | 0 | 0 | 150 | ||
ADVISORSHARES NEWFLET MUL SEC ETF | cs | 00768Y727 | 1,104 | 22,606 | SH | SOLE | 0 | 0 | 22,606 | ||
AFLAC INC | cs | 001055102 | 5 | 90 | SH | SOLE | 90 | 0 | 0 | ||
AMERICAN CENTURY EQUITY GROWTH INV | mf | 02507M600 | 6 | 164 | SH | SOLE | 0 | 0 | 164 | ||
APPLE INC | cs | 037833100 | 173 | 1,220 | SH | SOLE | 0 | 0 | 1,220 | ||
AUTO DATA PROCESSING | cs | 053015103 | 28 | 138 | SH | SOLE | 107 | 0 | 31 | ||
BAXTER INTERNTNL | cs | 071813109 | 3 | 37 | SH | SOLE | 37 | 0 | 0 | ||
BNY MELLON INTERNATIONAL STOCK FUND I | mf | 05587K741 | 9 | 344 | SH | SOLE | 0 | 0 | 344 | ||
CALAMOS MARKET NEUTRAL I NCOME I | mf | 128119880 | 72 | 5,012 | SH | SOLE | 0 | 0 | 5,012 | ||
CALVERT SHORT DURATION I NCOME I | mf | 13161T401 | 364 | 21,941 | SH | SOLE | 0 | 0 | 21,941 | ||
CARRIER GLOBAL CORP | cs | 14448C104 | 44 | 847 | SH | SOLE | 225 | 0 | 622 | ||
CDK GLOBAL INC | cs | 12508E101 | 1 | 13 | SH | SOLE | 13 | 0 | 0 | ||
CHEVRON CORP | cs | 166764100 | 3 | 30 | SH | SOLE | 30 | 0 | 0 | ||
CHUBB LTD F | cs | H1467J104 | 5 | 27 | SH | SOLE | 17 | 0 | 10 | ||
CLOROX CO | cs | 189054109 | 6 | 39 | SH | SOLE | 30 | 0 | 9 | ||
COLUMBIA STRATEGIC INCOM E INST | mf | 19765L694 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
CONOCOPHILLIPS | cs | 20825C104 | 3 | 46 | SH | SOLE | 46 | 0 | 0 | ||
CORTEVA INC | cs | 22052L104 | 2 | 43 | SH | SOLE | 43 | 0 | 0 | ||
COSTCO WHOLESALE CO | cs | 22160K105 | 127 | 282 | SH | SOLE | 0 | 0 | 282 | ||
CVS HEALTH CORP | cs | 126650100 | 284 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
DFA INVESTMENT GRADE I | mf | 23320G448 | 161 | 13,831 | SH | SOLE | 0 | 0 | 13,831 | ||
DOLLAR GENERAL CORP | cs | 256677105 | 248 | 1,168 | SH | SOLE | 0 | 0 | 1,168 | ||
DOW INC | cs | 00856G109 | 2 | 43 | SH | SOLE | 43 | 0 | 0 | ||
DRIEHAUS EMERGING MARKET S GROWTH INSTL | mf | 262028756 | 6 | 126 | SH | SOLE | 0 | 0 | 126 | ||
DUNHAM INTERNATIONAL OPP ORTUNITY BOND N | mf | 265458448 | 10 | 1,062 | SH | SOLE | 0 | 0 | 1,062 | ||
DUNHAM MONTHLY DISTRIBUT ION N | mf | 265458620 | 3 | 83 | SH | SOLE | 0 | 0 | 83 | ||
DUPONT DE NEMOURS INC | cs | 26614N102 | 3 | 43 | SH | SOLE | 43 | 0 | 0 | ||
EATON VANCE GLBL MACR AB SOLUTE RETURN I | mf | 277923728 | 2 | 282 | SH | SOLE | 0 | 0 | 282 | ||
EATON VANCE TAX MGD DVF | cs | 27828N102 | 1,848 | 132,469 | SH | SOLE | 0 | 0 | 132,469 | ||
EMERSON ELECTRIC CO | cs | 291011104 | 4 | 40 | SH | SOLE | 40 | 0 | 0 | ||
EXXON MOBIL CORP | cs | 30231G102 | 60 | 1,026 | SH | SOLE | 436 | 0 | 590 | ||
FEDERATED HERMES MDT MID CAP GROWTH IS | mf | 314172198 | 28 | 463 | SH | SOLE | 0 | 0 | 463 | ||
FEDERATED HERMES TOTAL R ETURN BOND IS | mf | 31428Q101 | 23 | 1,996 | SH | SOLE | 0 | 0 | 1,996 | ||
FIDELITY CONTRAFUND | mf | 316071109 | 61 | 3,222 | SH | SOLE | 0 | 0 | 3,222 | ||
FIRST TRUST TACTICAL HIGH YIELD ETF | cs | 33738D408 | 2,371 | 49,193 | SH | SOLE | 0 | 0 | 49,193 | ||
FPA NEW INCOME | mf | 302544101 | 0 | 0 | SH | SOLE | 0 | 0 | 0 | ||
FRANKLIN GROWTH ADV | mf | 353496839 | 12 | 78 | SH | SOLE | 0 | 0 | 78 | ||
FRST TRT LOW DRTN OPPRNTS ETF | cs | 33739Q200 | 5,077 | 100,366 | SH | SOLE | 0 | 0 | 100,366 | ||
GENERAL ELECTRIC CO | cs | 369604103 | 18 | 174 | SH | SOLE | 0 | 0 | 174 | ||
GENERAL MILLS INC | cs | 370334104 | 6 | 95 | SH | SOLE | 51 | 0 | 44 | ||
GLOBAL X MLP ETF | cs | 37954Y343 | 368 | 10,439 | SH | SOLE | 0 | 0 | 10,439 | ||
IBM CORP | cs | 459200101 | 10 | 75 | SH | SOLE | 11 | 0 | 64 | ||
ILLINOIS TOOL WORKS | cs | 452308109 | 12 | 59 | SH | SOLE | 37 | 0 | 22 | ||
INTEL CORP | cs | 458140100 | 148 | 2,775 | SH | SOLE | 0 | 0 | 2,775 | ||
INVESCO QQQ TRUST | cs | 72201M750 | 132 | 368 | SH | SOLE | 0 | 0 | 368 | ||
JANUS HENDERSON GROWTH A ND INCOME T | mf | 471023200 | 20 | 269 | SH | SOLE | 0 | 0 | 269 | ||
JPMORGAN HEDGED EQUITY I | mf | 46637K281 | 3,296 | 127,312 | SH | SOLE | 0 | 0 | 127,312 | ||
JPMORGAN INTERNATIONAL F OCUS I | mf | 48121L163 | 9 | 336 | SH | SOLE | 0 | 0 | 336 | ||
JPMORGAN ULTRA SHORT INCOME ETF | cs | 46641Q837 | 2,110 | 41,600 | SH | SOLE | 0 | 0 | 41,600 | ||
KELLOGG CO | cs | 487836108 | 7 | 107 | SH | SOLE | 89 | 0 | 18 | ||
KINDER MORGAN INC | cs | 49456B101 | 1 | 41 | SH | SOLE | 41 | 0 | 0 | ||
KONTOOR BRANDS INC | cs | 50050N103 | 0 | 8 | SH | SOLE | 8 | 0 | 0 | ||
KROGER CO | cs | 501044101 | 218 | 5,380 | SH | SOLE | 0 | 0 | 5,380 | ||
LIFE STORAGE INC | cs | 53223X107 | 195 | 1,700 | SH | SOLE | 0 | 0 | 1,700 | ||
LULULEMON ATHLETICA | cs | 550021109 | 81 | 200 | SH | SOLE | 0 | 0 | 200 | ||
MCDONALDS CORP | cs | 580135101 | 5 | 22 | SH | SOLE | 22 | 0 | 0 | ||
MEDTRONIC PLC F | cs | BTN1Y11US | 6 | 51 | SH | SOLE | 51 | 0 | 0 | ||
METROPOLITAN WEST TOTAL RETURN BD I | mf | 592905509 | 277 | 25,306 | SH | SOLE | 0 | 0 | 25,306 | ||
MICRON TECHNOLOGY | cs | 595112103 | 90 | 1,275 | SH | SOLE | 0 | 0 | 1,275 | ||
MICROSOFT CORP | cs | 594918104 | 428 | 1,517 | SH | SOLE | 575 | 0 | 942 | ||
NEXTERA ENERGY INC | cs | 65339F101 | 20 | 260 | SH | SOLE | 136 | 0 | 124 | ||
NORDSTROM INC | cs | 655664100 | 1 | 42 | SH | SOLE | 42 | 0 | 0 | ||
NORTHERN EMERGING MARKET S EQUITY INDEX | mf | 665162582 | 9 | 678 | SH | SOLE | 0 | 0 | 678 | ||
OTIS WORLDWIDE CORP | cs | 68902V107 | 12 | 142 | SH | SOLE | 112 | 0 | 30 | ||
PAYPAL HOLDINGS INCORPOR | cs | 70450Y103 | 117 | 448 | SH | SOLE | 0 | 0 | 448 | ||
PEPSICO INC | cs | 713448108 | 328 | 2,180 | SH | SOLE | 230 | 0 | 1,950 | ||
PFIZER INC | cs | 717081103 | 221 | 5,142 | SH | SOLE | 0 | 0 | 5,142 | ||
PPG INDUSTRIES INC | cs | 693506107 | 31 | 217 | SH | SOLE | 200 | 0 | 17 | ||
PUTNAM INTERNATIONAL CAP ITAL OPP A | mf | 746802859 | 0 | 2 | SH | SOLE | 2 | 0 | 0 | ||
RAYTHEON TECHNOLOGIES CO | cs | 75513E101 | 19 | 225 | SH | SOLE | 225 | 0 | 0 | ||
SOUTHERN CO | cs | 842587107 | 3 | 47 | SH | SOLE | 47 | 0 | 0 | ||
SYSCO CORP | cs | 871829107 | 8 | 103 | SH | SOLE | 69 | 0 | 34 | ||
TARGET CORP | cs | 87612E106 | 271 | 1,186 | SH | SOLE | 0 | 0 | 1,186 | ||
TEMPLETON GLOBAL BOND A | mf | 880208103 | 43 | 4,735 | SH | SOLE | 4,735 | 0 | 0 | ||
TRANE TECHNOLOGIES PLC F | cs | G8994E103 | 112 | 650 | SH | SOLE | 0 | 0 | 650 | ||
U S BANCORP | cs | 902973304 | 17 | 294 | SH | SOLE | 250 | 0 | 44 | ||
UNION PACIFIC CORP | cs | 907818108 | 80 | 407 | SH | SOLE | 400 | 0 | 7 | ||
UNITEDHEALTH GRP INC | cs | 91324P102 | 46 | 118 | SH | SOLE | 50 | 0 | 68 | ||
VERIZON COMMUNICATN | cs | 92343V104 | 388 | 7,183 | SH | SOLE | 0 | 0 | 7,183 | ||
VF CORP | cs | 918204108 | 15 | 225 | SH | SOLE | 225 | 0 | 0 | ||
W E C ENERGY GROUP INC | cs | 92939U106 | 2 | 27 | SH | SOLE | 27 | 0 | 0 | ||
WABTEC | cs | 929740108 | 1 | 7 | SH | SOLE | 0 | 0 | 7 | ||
WALMART INC | cs | 931142103 | 130 | 935 | SH | SOLE | 34 | 0 | 901 | ||
WALT DISNEY CO | cs | 254687106 | 19 | 111 | SH | SOLE | 97 | 0 | 14 | ||
WASTE MANAGEMENT INC | cs | 94106L109 | 126 | 846 | SH | SOLE | 315 | 0 | 531 | ||
WILLIAM BLAIR INTERNATIO NAL GROWTH I | mf | 093001774 | 234 | 5,479 | SH | SOLE | 0 | 0 | 5,479 | ||
WW GRAINGER INC | cs | 384802104 | 3 | 8 | SH | SOLE | 8 | 0 | 0 | ||
XTRACKERS USD HIGH YIELD COR BND ETF | cs | 233051432 | 1,340 | 33,440 | SH | SOLE | 0 | 0 | 33,440 | ||
ACCENTURE PLC F CLASS A | cs | G1151C101 | 14 | 45 | SH | SOLE | 0 | 0 | 45 | ||
AKAMAI TECHNOLOGIES INC | cs | 00971T101 | 1 | 11 | SH | SOLE | 0 | 0 | 11 | ||
ALCON INC F | cs | 04544X300 | 0 | 6 | SH | SOLE | 6 | 0 | 0 | ||
ALLSTATE CORP | cs | 020002101 | 3 | 22 | SH | SOLE | 0 | 0 | 22 | ||
ALTRIA GROUP INC | cs | 02209S103 | 36 | 785 | SH | SOLE | 0 | 0 | 785 | ||
AMCOR PLC F | cs | G0250X107 | 1 | 115 | SH | SOLE | 0 | 0 | 115 | ||
AMER ELECTRIC PWR CO | cs | 025537101 | 3 | 35 | SH | SOLE | 0 | 0 | 35 | ||
AMERICAN BEACON LARGE CA P VALUE R5 | mf | 02368A208 | 22 | 740 | SH | SOLE | 0 | 0 | 740 | ||
AMERICAN FUNDS EUROPACIF IC GROWTH F2 | mf | 29875E100 | 5 | 69 | SH | SOLE | 0 | 0 | 69 | ||
AMERICAN FUNDS INCOME FU ND OF AMER A | mf | 453320103 | 69 | 2,742 | SH | SOLE | 0 | 0 | 2,742 | ||
AMERICAN FUNDS WASHINGTO N MUTUAL F2 | mf | 939330825 | 11 | 203 | SH | SOLE | 0 | 0 | 203 | ||
AMERICAN WATER WORKS | cs | 030420103 | 2 | 12 | SH | SOLE | 0 | 0 | 12 | ||
AMERN TOWER CORP REIT | oa | 03027X100 | 8 | 32 | SH | SOLE | 0 | 0 | 32 | ||
AON PLC F CLASS A | cs | G0403H108 | 5 | 17 | SH | SOLE | 0 | 0 | 17 | ||
BALL CORP | cs | 058498106 | 2 | 23 | SH | SOLE | 0 | 0 | 23 | ||
BANK OF NY MELLON CO | cs | 064058100 | 3 | 54 | SH | SOLE | 0 | 0 | 54 | ||
BARON EMERGING MARKETS I NSTITUTIONAL | mf | 06828M876 | 6 | 330 | SH | SOLE | 0 | 0 | 330 | ||
BARON SMALL CAP INSTL | mf | 068278803 | 4 | 84 | SH | SOLE | 0 | 0 | 84 | ||
BERKSHIRE HATHAWAY CLASS B | cs | 084670702 | 153 | 562 | SH | SOLE | 0 | 0 | 562 | ||
BIOGEN INC | cs | 09062X103 | 3 | 11 | SH | SOLE | 0 | 0 | 11 | ||
BLACKROCK INC | cs | 09247X101 | 5 | 6 | SH | SOLE | 0 | 0 | 6 | ||
BOOKING HOLDINGS INC | cs | 09857L108 | 7 | 3 | SH | SOLE | 0 | 0 | 3 | ||
C M S ENERGY CORP | cs | 125896100 | 1 | 20 | SH | SOLE | 0 | 0 | 20 | ||
CATERPILLAR INC | cs | 149123101 | 7 | 39 | SH | SOLE | 0 | 0 | 39 | ||
CHAMPLAIN SMALL COMPANY INSTITUTIONAL | mf | 00766Y190 | 1 | 59 | SH | SOLE | 0 | 0 | 59 | ||
CHARLES SCHWAB CORP | cs | 808513105 | 6 | 78 | SH | SOLE | 0 | 0 | 78 | ||
COMCAST CORP CLASS A | cs | 20030N101 | 4 | 72 | SH | SOLE | 0 | 0 | 72 | ||
COSTAR GROUP INC | cs | 22160N109 | 2 | 20 | SH | SOLE | 0 | 0 | 20 | ||
CROWN CASTLE INTL CO REIT | oa | 149123101 | 5 | 29 | SH | SOLE | 0 | 0 | 29 | ||
DIAMOND OFFSHR DRILL | cs | 25271C201 | 40 | 6,961 | SH | SOLE | 0 | 0 | 6,961 | ||
DOCUSIGN INC | cs | 256163106 | 3 | 13 | SH | SOLE | 0 | 0 | 13 | ||
DUKE ENERGY CORP | cs | 26441C204 | 3 | 28 | SH | SOLE | 0 | 0 | 28 | ||
DUNHAM DYNAMIC MACRO N | mf | 265458588 | 0 | 9 | SH | SOLE | 0 | 0 | 9 | ||
DUNHAM EMERGING MARKETS STOCK N | mf | 265458653 | 1 | 27 | SH | SOLE | 0 | 0 | 27 | ||
DUNHAM FLOATING RATE BON D N | mf | 265458414 | 3 | 320 | SH | SOLE | 0 | 0 | 320 | ||
DUNHAM FOCUSED LARGE CAP GROWTH N | mf | 265458554 | 1 | 13 | SH | SOLE | 0 | 0 | 13 | ||
DUNHAM INTERNATIONAL STO CK N | mf | 265458786 | 1 | 32 | SH | SOLE | 0 | 0 | 32 | ||
DUNHAM LARGE CAP VALUE N | mf | 265458851 | 1 | 30 | SH | SOLE | 0 | 0 | 30 | ||
DUNHAM REAL ESTATE STOCK N | mf | 265458828 | 0 | 17 | SH | SOLE | 0 | 0 | 17 | ||
DUNHAM SMALL CAP GROWTH N | mf | 265458687 | 0 | 7 | SH | SOLE | 0 | 0 | 7 | ||
DUNHAM SMALL CAP VALUE N | mf | 265458752 | 0 | 16 | SH | SOLE | 0 | 0 | 16 | ||
EQUINIX INC REIT | oa | 29444U700 | 5 | 6 | SH | SOLE | 0 | 0 | 6 | ||
ESTEE LAUDER CO INC CLASS A | cs | 518439104 | 5 | 16 | SH | SOLE | 0 | 0 | 16 | ||
FACEBOOK INC CLASS A | cs | 30303M102 | 44 | 129 | SH | SOLE | 0 | 0 | 129 | ||
FASTENAL CO | cs | 311900104 | 2 | 41 | SH | SOLE | 0 | 0 | 41 | ||
FEDERATED HERMES INSTL H IGH YIELD BD R6 | mf | 31420B847 | 276 | 27,592 | SH | SOLE | 0 | 0 | 27,592 | ||
FIRST EAGLE GLOBAL I | mf | 32008F606 | 1 | 20 | SH | SOLE | 0 | 0 | 20 | ||
FIRST TRUST NORTH AMERICAN EN ETF IV | cs | 33738D101 | 60 | 2,521 | SH | SOLE | 0 | 0 | 2,521 | ||
GENERAL DYNAMICS CO | cs | 369550108 | 4 | 18 | SH | SOLE | 0 | 0 | 18 | ||
GILEAD SCIENCES INC | cs | 375558103 | 2 | 30 | SH | SOLE | 0 | 0 | 30 | ||
HARTFORD MIDCAP I | mf | 41664M870 | 4 | 119 | SH | SOLE | 0 | 0 | 119 | ||
HERSHEY CO | cs | 427866108 | 2 | 11 | SH | SOLE | 0 | 0 | 11 | ||
HOME DEPOT INC | cs | 437076102 | 23 | 71 | SH | SOLE | 0 | 0 | 71 | ||
IDEXX LABS INC | cs | 45168D104 | 4 | 6 | SH | SOLE | 0 | 0 | 6 | ||
ILLUMINA INC | cs | 452327109 | 4 | 11 | SH | SOLE | 0 | 0 | 11 | ||
INTERCONTINENTAL EXC | cs | 45866F104 | 4 | 39 | SH | SOLE | 0 | 0 | 39 | ||
INVESCO BULLETSHARES 2021 CORPORATE BOND ETF | cs | 46138J700 | 995 | 47,187 | SH | SOLE | 0 | 0 | 47,187 | ||
INVESCO BULLETSHARES 2022 CORPORATE BOND ETF | cs | 46138J882 | 920 | 42,749 | SH | SOLE | 0 | 0 | 42,749 | ||
INVESCO BULLETSHARES 2023 CORPORATE BOND ETF | cs | 46138J866 | 184 | 8,509 | SH | SOLE | 0 | 0 | 8,509 | ||
INVESCO BULLETSHARES 2024 CORPORATE BOND ETF | cs | 46138J841 | 103 | 4,670 | SH | SOLE | 0 | 0 | 4,670 | ||
INVESCO BULLETSHARES 2025 CORPORATE BOND ETF | cs | 46138J825 | 82 | 3,676 | SH | SOLE | 0 | 0 | 3,676 | ||
INVESCO BULLETSHARES 2026 CORPORATE BOND ETF | cs | 46138J791 | 58 | 2,712 | SH | SOLE | 0 | 0 | 2,712 | ||
INVESCO BULLETSHARES 2027 CORPORATE BOND ETF | cs | 46138J783 | 7 | 340 | SH | SOLE | 0 | 0 | 340 | ||
INVESCO DEVELOPING MARKE TS R6 | mf | 00143W859 | 385 | 7,440 | SH | SOLE | 0 | 0 | 7,440 | ||
ISHARES 20 PLS YEAR TREASURY BND ETF | cs | 464287432 | 898 | 6,224 | SH | SOLE | 0 | 0 | 6,224 | ||
ISHARES ASIA 50 ETF | cs | 464288430 | 68 | 875 | SH | SOLE | 0 | 0 | 875 | ||
ISHARES CORE CONSERVATIVE ALL ETF IV | cs | 464289883 | 1,876 | 47,486 | SH | SOLE | 0 | 0 | 47,486 | ||
ISHARES ESG AWARE MSCI EM ETF | cs | 46434G863 | 13,845 | 334,091 | SH | SOLE | 168,173 | 0 | 165,918 | ||
ISHARES ESG AWARE MSCI USA ETF | cs | 46435G425 | 40,557 | 411,915 | SH | SOLE | 179,442 | 0 | 232,473 | ||
ISHARES ESG MSCI USA LEADERS ETF | cs | 46435U218 | 12,138 | 160,769 | SH | SOLE | 66,040 | 0 | 94,729 | ||
ISHARES GLOBAL FINANCIALS ETF IV | cs | 464287333 | 513 | 6,540 | SH | SOLE | 6,540 | 0 | 0 | ||
ISHARES GLOBAL REIT ETF | cs | 46434V647 | 846 | 30,880 | SH | SOLE | 0 | 0 | 30,880 | ||
ISHARES GLOBAL TECH ETF IV | cs | 464287291 | 3,749 | 66,171 | SH | SOLE | 32,811 | 0 | 33,360 | ||
ISHARES IBOXX INVT GRADE BOND ETF IV | cs | 464287242 | 2,698 | 20,282 | SH | SOLE | 1,152 | 0 | 19,130 | ||
ISHARES INT GOV CREDIT BOND ETF IV | cs | 464288612 | 74 | 641 | SH | SOLE | 0 | 0 | 641 | ||
ISHARES INTERNTINL AGGRGT BND ETF | cs | 46435G672 | 1,596 | 29,012 | SH | SOLE | 0 | 0 | 29,012 | ||
ISHARES MBS ETF | cs | 464288588 | 2,536 | 23,455 | SH | SOLE | 0 | 0 | 23,455 | ||
ISHARES MORTGAGE REAL ESTATE CAPPED ETF | cs | 46435G342 | 946 | 26,155 | SH | SOLE | 0 | 0 | 26,155 | ||
ISHARES MSCI EAF MIN VOL FCT ETF IV | cs | 46429B689 | 1,061 | 14,078 | SH | SOLE | 0 | 0 | 14,078 | ||
ISHARES MSCI EAFE GROWTH ETF IV | cs | 464288885 | 9,596 | 90,130 | SH | SOLE | 19,816 | 0 | 70,314 | ||
ISHARES MSCI EAFE VALUE ETF IV | cs | 464288877 | 373 | 7,332 | SH | SOLE | 7,332 | 0 | 0 | ||
ISHARES MSCI EMERGING MARKETS ETF IV | cs | 464287234 | 455 | 9,024 | SH | SOLE | 0 | 0 | 9,024 | ||
ISHARES MSCI USA MIN VOL FCTR ETF IV | cs | 46429B697 | 4,994 | 67,941 | SH | SOLE | 6,128 | 0 | 61,813 | ||
ISHARES MSCI USA MOMNTUM FCT ETF | cs | 46432F396 | 238 | 1,356 | SH | SOLE | 0 | 0 | 1,356 | ||
ISHARES MSCI USA QLTY FACT ETF IV | cs | 46432F339 | 233 | 1,771 | SH | SOLE | 0 | 0 | 1,771 | ||
ISHARES MSCI USA VALUE FACTOR ETF | cs | 46432F388 | 12,334 | 122,480 | SH | SOLE | 49,553 | 0 | 72,927 | ||
ISHARES RUSSELL 1000 ETF IV | cs | 464287622 | 1,741 | 7,202 | SH | SOLE | 4,719 | 0 | 2,483 | ||
ISHARES RUSSELL 1000 GROWTH ETF IV | cs | 464287614 | 168 | 614 | SH | SOLE | 0 | 0 | 614 | ||
ISHARES RUSSELL 1000 VALUE ETF IV | cs | 464287598 | 68 | 432 | SH | SOLE | 0 | 0 | 432 | ||
ISHARES RUSSELL MID CAP ETF IV | cs | 464287499 | 1,633 | 20,881 | SH | SOLE | 0 | 0 | 20,881 | ||
ISHARES SELECT DIVIDEND ETF | cs | 464287168 | 1 | 11 | SH | SOLE | 0 | 0 | 11 | ||
ISHARES SHORT TREASURY BOND ETF | cs | 464288687 | 84 | 759 | SH | SOLE | 0 | 0 | 759 | ||
ISHARES TIPS BOND ETF IV | cs | 464287176 | 22,474 | 176,006 | SH | SOLE | 82,733 | 0 | 93,273 | ||
ISHARES TOTAL US STOCK MARKET ETF IV | cs | 464287150 | 28,671 | 291,428 | SH | SOLE | 72,636 | 0 | 218,792 | ||
ISHARES US ENERGY ETF IV | cs | 464287796 | 430 | 15,227 | SH | SOLE | 15,227 | 0 | 0 | ||
ISHARES US FINANCIALS ETF IV | cs | 464287788 | 541 | 6,550 | SH | SOLE | 1,826 | 0 | 4,724 | ||
ISHARES US MEDICAL DEVICES ETF IV | cs | 464288810 | 2,060 | 32,820 | SH | SOLE | 8,904 | 0 | 23,916 | ||
ISHARES US TECHNOLOGY ETF IV | cs | 464287721 | 2,994 | 29,566 | SH | SOLE | 11,674 | 0 | 17,892 | ||
JANUS HENDERSON SHRT DRTN INM ETF | cs | 47103U886 | 1,342 | 26,750 | SH | SOLE | 0 | 0 | 26,750 | ||
KIMBERLY CLARK CORP | cs | 494368103 | 3 | 25 | SH | SOLE | 0 | 0 | 25 | ||
L3HARRIS TECHNOLOGIES IN | cs | 502431109 | 2 | 9 | SH | SOLE | 0 | 0 | 9 | ||
LOCKHEED MARTIN CORP | cs | 539830109 | 6 | 18 | SH | SOLE | 0 | 0 | 18 | ||
MARKETAXESS HOLDINGS | cs | 57060D108 | 1 | 3 | SH | SOLE | 0 | 0 | 3 | ||
MASSMUTUAL MID CAP GROWT H I | mf | 57630A592 | 54 | 1,729 | SH | SOLE | 0 | 0 | 1,729 | ||
MASTERCARD INC CLASS A | cs | 57636Q104 | 22 | 64 | SH | SOLE | 0 | 0 | 64 | ||
METTLER TOLEDO INTL | cs | 592688105 | 3 | 2 | SH | SOLE | 0 | 0 | 2 | ||
MFS VALUE I | mf | 552983694 | 7 | 133 | SH | SOLE | 0 | 0 | 133 | ||
MONDELEZ INTL CLASS A | cs | 609207105 | 6 | 97 | SH | SOLE | 0 | 0 | 97 | ||
MONSTER BEVERAGE CORPORA | cs | 61174X109 | 2 | 21 | SH | SOLE | 0 | 0 | 21 | ||
MOODYS CORP | cs | 615369105 | 3 | 8 | SH | SOLE | 0 | 0 | 8 | ||
NETFLIX INC | cs | 64110L106 | 9 | 14 | SH | SOLE | 0 | 0 | 14 | ||
NIKE INC CLASS B | cs | 844741108 | 169 | 1,163 | SH | SOLE | 0 | 0 | 1,163 | ||
NOVARTIS AG F SPONSORED ADR 1 ADR REPS 1 ORD SHS | cs | 66987V109 | 3 | 34 | SH | SOLE | 34 | 0 | 0 | ||
O REILLY AUTOMOTIVE | cs | 67103H107 | 3 | 5 | SH | SOLE | 0 | 0 | 5 | ||
OKTA INC CLASS A | cs | 679295105 | 2 | 8 | SH | SOLE | 0 | 0 | 8 | ||
ORACLE CORP | cs | 68389X105 | 11 | 123 | SH | SOLE | 0 | 0 | 123 | ||
PACCAR INC | cs | 693718108 | 2 | 25 | SH | SOLE | 0 | 0 | 25 | ||
PALO ALTO NETWORKS | cs | 697435105 | 3 | 7 | SH | SOLE | 0 | 0 | 7 | ||
PAYCHEX INC | cs | 704326107 | 2 | 22 | SH | SOLE | 0 | 0 | 22 | ||
PHILLIPS 66 | cs | 718546104 | 2 | 26 | SH | SOLE | 26 | 0 | 0 | ||
PIMCO ENHNCD SHRT MATRTY ACTV ETF IV | cs | 72201R833 | 2,249 | 22,061 | SH | SOLE | 0 | 0 | 22,061 | ||
PIMCO INCOME INSTL | mf | 72201F490 | 116 | 9,594 | SH | SOLE | 0 | 0 | 9,594 | ||
PROGRESSIVE CO OHIO | cs | 743315103 | 4 | 42 | SH | SOLE | 0 | 0 | 42 | ||
PROSHARES ONLINE RETAIL ETF IV | cs | 74347B169 | 11 | 174 | SH | SOLE | 0 | 0 | 174 | ||
PUBLIC STORAGE REIT | oa | 74460D109 | 3 | 11 | SH | SOLE | 0 | 0 | 11 | ||
REGENERON PHARMS INC | cs | 75886F107 | 4 | 6 | SH | SOLE | 0 | 0 | 6 | ||
ROSS STORES INC | cs | 778296103 | 3 | 26 | SH | SOLE | 0 | 0 | 26 | ||
SCHWAB GOVERNMENT MONEY FUND INVESTOR SHARES | mf | 808515613 | 975 | 975,304 | SH | SOLE | 895,003 | 0 | 80,301 | ||
SCHWAB GOVT MONEY FUND ULTRA | mn | 4812C0381 | 947 | 947,072 | SH | SOLE | 0 | 0 | 947,072 | ||
SCHWAB INTERMEDIATE TERM US TRS ETF | cs | 808524854 | 17 | 303 | SH | SOLE | 0 | 0 | 303 | ||
SCHWAB INTL INDEX FUND | mf | 808509830 | 1 | 55 | SH | SOLE | 0 | 0 | 55 | ||
SCHWAB SHORT TERM US TREASURY ETF | cs | 808524862 | 37 | 717 | SH | SOLE | 0 | 0 | 717 | ||
SCHWAB TOTAL STOCK MKT INDEX | mf | 808509756 | 3 | 45 | SH | SOLE | 0 | 0 | 45 | ||
SCHWAB US AGGREGATE BOND INDEX FD | mf | 808517718 | 17 | 1,580 | SH | SOLE | 0 | 0 | 1,580 | ||
SCHWAB US BROAD MARKET ETF | cs | 808524102 | 35 | 341 | SH | SOLE | 0 | 0 | 341 | ||
SCHWAB VALUE ADVANTAGE MONEY FD ULTRA SHARES | mf | 808515696 | 2,195 | 2,195,448 | SH | SOLE | 0 | 0 | 2,195,448 | ||
SCHWAB VALUE ADVANTAGE MONEY FUND | mf | 808515605 | 25 | 25,107 | SH | SOLE | 0 | 0 | 25,107 | ||
SELECT SECTOR HEALTH CARE SPD ETF IV | cs | 81369Y704 | 151 | 1,185 | SH | SOLE | 0 | 0 | 1,185 | ||
SELECT SECTOR INDUSTRIAL SPDR ETF IV | cs | 81369Y605 | 98 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
SIMON PPTY GROUP REIT | oa | 828806109 | 2 | 17 | SH | SOLE | 0 | 0 | 17 | ||
SPDR AGGREGATE BOND ETF IV | cs | 78464A649 | 1,992 | 66,749 | SH | SOLE | 0 | 0 | 66,749 | ||
SPDR BLMBRG BRCLY INV GR FLTN ETF IV | cs | 78468R200 | 1,917 | 62,534 | SH | SOLE | 0 | 0 | 62,534 | ||
SPDR FUND CONSUMER DISCRE SEL ETF IV | cs | 81369Y209 | 153 | 850 | SH | SOLE | 0 | 0 | 850 | ||
SPDR FUND CONSUMER STAPLES ETF IV | cs | 81369Y308 | 143 | 2,075 | SH | SOLE | 0 | 0 | 2,075 | ||
SPDR GOLD SHARES ETF | cs | 78463V107 | 1,269 | 7,725 | SH | SOLE | 0 | 0 | 7,725 | ||
SPDR INDEX SHARES EMERG MARKT ETF IV | cs | 78463X509 | 4 | 95 | SH | SOLE | 0 | 0 | 95 | ||
SPDR PORTFOLIO S P 1500 CMPST ETF IV | cs | 78464A805 | 58 | 1,101 | SH | SOLE | 0 | 0 | 1,101 | ||
SPDR SHORT TERM CORPORATE BND ETF IV | cs | 78464A474 | 271 | 8,679 | SH | SOLE | 0 | 0 | 8,679 | ||
SPDR SHORT TERM TREASURY ETF IV | cs | 78468R101 | 1,607 | 52,475 | SH | SOLE | 0 | 0 | 52,475 | ||
SPDR SSGA US LG CP LW VLT INX ETF IV | cs | 78468R804 | 2,428 | 18,201 | SH | SOLE | 18,201 | 0 | 0 | ||
STARBUCKS CORP | cs | 855244109 | 8 | 75 | SH | SOLE | 0 | 0 | 75 | ||
TECHNOLOGY SELECT SECTOR SPDR ETF IV | cs | 81369Y803 | 179 | 1,200 | SH | SOLE | 0 | 0 | 1,200 | ||
TEXAS INSTRUMENTS | cs | 882508104 | 10 | 52 | SH | SOLE | 0 | 0 | 52 | ||
THERMO FISHER SCNTFC | cs | 883556102 | 9 | 16 | SH | SOLE | 0 | 0 | 16 | ||
TJX COMPANIES INC | cs | 872540109 | 6 | 88 | SH | SOLE | 0 | 0 | 88 | ||
TRAVELERS COMPANIES | cs | 89417E109 | 3 | 17 | SH | SOLE | 0 | 0 | 17 | ||
UBER TECHNOLOGIES INC | cs | 90353T100 | 3 | 64 | SH | SOLE | 0 | 0 | 64 | ||
UNITED PARCEL SRVC CLASS B | cs | 911312106 | 9 | 51 | SH | SOLE | 0 | 0 | 51 | ||
VANGUARD 500 INDEX ADMIR AL | mf | 922908710 | 46 | 114 | SH | SOLE | 0 | 0 | 114 | ||
VANGUARD DEVELOPED MARKE TS INDEX ADMIRAL | mf | 921943809 | 443 | 27,309 | SH | SOLE | 0 | 0 | 27,309 | ||
VANGUARD EMERGING MKTS S TOCK IDX ADM | mf | 922042841 | 1,356 | 32,626 | SH | SOLE | 0 | 0 | 32,626 | ||
VANGUARD FINANCIALS ETF IV | cs | 92204A405 | 19 | 203 | SH | SOLE | 0 | 0 | 203 | ||
VANGUARD FTSE ALL WORLD EX US ETF IV | cs | 922042775 | 27 | 441 | SH | SOLE | 0 | 0 | 441 | ||
VANGUARD FTSE EMERGING MARK ETF IV | cs | 922042858 | 528 | 10,558 | SH | SOLE | 125 | 0 | 10,433 | ||
VANGUARD GNMA INV | mf | 922031307 | 5 | 512 | SH | SOLE | 0 | 0 | 512 | ||
VANGUARD GROWTH INDEX AD MIRAL | mf | 922908660 | 2 | 13 | SH | SOLE | 0 | 0 | 13 | ||
VANGUARD GROWTH INDEX IN STITUTIONAL | mf | 922908868 | 155 | 1,040 | SH | SOLE | 0 | 0 | 1,040 | ||
VANGUARD INFORMATION TECHNOLO ETF IV | cs | 46090F100 | 160 | 399 | SH | SOLE | 0 | 0 | 399 | ||
VANGUARD INSTITUTIONAL I NDEX I | mf | 922040100 | 1,170 | 3,110 | SH | SOLE | 0 | 0 | 3,110 | ||
VANGUARD INTERMEDIATE TERM BO ETF IV | cs | 921937819 | 57,840 | 646,694 | SH | SOLE | 254,575 | 0 | 392,119 | ||
VANGUARD INTERMEDIATE TERM COR ETF | cs | 92206C870 | 481 | 5,094 | SH | SOLE | 0 | 0 | 5,094 | ||
VANGUARD INTERNATIONAL G ROWTH ADM | mf | 921910501 | 161 | 985 | SH | SOLE | 663 | 0 | 322 | ||
VANGUARD INTRMDIAT TRM TRSRY ETF | cs | 92206C706 | 9,327 | 138,074 | SH | SOLE | 89,897 | 0 | 48,177 | ||
VANGUARD LARGE CAP ETF IV | cs | 922908637 | 3,014 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
VANGUARD LONG TERM BOND ETF IV | cs | 921937793 | 1,516 | 14,817 | SH | SOLE | 1,797 | 0 | 13,020 | ||
VANGUARD MID CAP ETF IV | cs | 922908629 | 375 | 1,584 | SH | SOLE | 1,447 | 0 | 137 | ||
VANGUARD MID CAP INDEX A DMIRAL | mf | 922908645 | 328 | 1,119 | SH | SOLE | 0 | 0 | 1,119 | ||
VANGUARD MID CAP INDEX I NSTITUTIONAL | mf | 922908835 | 212 | 3,277 | SH | SOLE | 0 | 0 | 3,277 | ||
VANGUARD MORTGAGE BACKED SEC ETF | cs | 92206C771 | 22,286 | 418,204 | SH | SOLE | 148,806 | 0 | 269,398 | ||
VANGUARD REAL ESTATE ETF IV | cs | 922908553 | 26 | 251 | SH | SOLE | 160 | 0 | 91 | ||
VANGUARD REAL ESTATE IND EX ADMIRAL | mf | 921908877 | 4 | 26 | SH | SOLE | 0 | 0 | 26 | ||
VANGUARD SHORT TERM COR BD ETF | cs | 92206C409 | 156 | 1,899 | SH | SOLE | 0 | 0 | 1,899 | ||
VANGUARD SHORT TERM TREASURY ETF | cs | 92206C102 | 1,440 | 23,447 | SH | SOLE | 0 | 0 | 23,447 | ||
VANGUARD SMALL CAP ETF IV | cs | 922908751 | 1,478 | 6,760 | SH | SOLE | 1,649 | 0 | 5,111 | ||
VANGUARD SMALL CAP GROWT H INDEX ADMIRAL | mf | 921937710 | 20 | 206 | SH | SOLE | 0 | 0 | 206 | ||
VANGUARD SMALL CAP INDEX ADM | mf | 922908686 | 144 | 1,370 | SH | SOLE | 0 | 0 | 1,370 | ||
VANGUARD SMALL CAP INDEX I | mf | 922908876 | 67 | 635 | SH | SOLE | 0 | 0 | 635 | ||
VANGUARD TOTAL BOND MARK ET INDEX ADM | mf | 921937603 | 389 | 34,508 | SH | SOLE | 0 | 0 | 34,508 | ||
VANGUARD TOTAL BOND MARKET ETF | cs | 921937835 | 583 | 6,819 | SH | SOLE | 0 | 0 | 6,819 | ||
VANGUARD TOTAL INTERNATIONAL BND ETF | cs | 92203J407 | 13,683 | 240,229 | SH | SOLE | 81,334 | 0 | 158,895 | ||
VANGUARD TOTAL INTL BD I DX ADMIRAL | mf | 92203J308 | 262 | 11,498 | SH | SOLE | 0 | 0 | 11,498 | ||
VANGUARD TOTAL STOCK MARKET E ETF IV | cs | 922908769 | 14 | 62 | SH | SOLE | 0 | 0 | 62 | ||
VANGUARD VALUE ETF IV | cs | 922908744 | 240 | 1,776 | SH | SOLE | 0 | 0 | 1,776 | ||
VANGUARD VALUE INDEX ADM | mf | 922908678 | 175 | 3,317 | SH | SOLE | 0 | 0 | 3,317 | ||
VANGUARD WELLINGTON INV | mf | 921935102 | 35 | 712 | SH | SOLE | 0 | 0 | 712 | ||
VEEVA SYSTEMS INC CLASS A | cs | 922475108 | 3 | 10 | SH | SOLE | 0 | 0 | 10 | ||
VERISK ANALYTICS INC CLASS A | cs | 92345Y106 | 2 | 9 | SH | SOLE | 0 | 0 | 9 | ||
VISA INC CLASS A | cs | 92826C839 | 179 | 803 | SH | SOLE | 187 | 0 | 616 | ||
WALGREENS BOOTS ALLI | cs | 931427108 | 2 | 53 | SH | SOLE | 0 | 0 | 53 | ||
WELLS FARGO EMERGING MAR KETS EQUITY INST | mf | 94975P751 | 3 | 96 | SH | SOLE | 0 | 0 | 96 | ||
WELLS FARGO SMALL COMPAN Y GROWTH INST | mf | 949921571 | 4 | 54 | SH | SOLE | 0 | 0 | 54 | ||
WELLS FARGO SPECIAL MID CAP VALUE INST | mf | 949915482 | 3 | 54 | SH | SOLE | 0 | 0 | 54 | ||
XCEL ENERGY INC MINN | cs | 98389B100 | 2 | 32 | SH | SOLE | 0 | 0 | 32 | ||
XILINX INC | cs | 983919101 | 3 | 17 | SH | SOLE | 0 | 0 | 17 | ||
YUM CHINA HOLDINGS INC | cs | 98850P109 | 2 | 26 | SH | SOLE | 0 | 0 | 26 | ||
ZOETIS INC CLASS A | cs | 98978V103 | 225 | 1,159 | SH | SOLE | 0 | 0 | 1,159 | ||
ISHARES CORE MSCI EAFE ETF | cs | 46432F842 | 29,108 | 392,027 | SH | SOLE | 166,851 | 0 | 225,176 | ||
SPDR FUND MATERIALS SELECT SECTR ETF | cs | 81369Y100 | 127 | 1,609 | SH | SOLE | 173 | 0 | 1,436 | ||
ISHARES MSCI EAFE ETF | cs | 464287465 | 2,313 | 29,651 | SH | SOLE | 7,977 | 0 | 21,674 | ||
ISHARES CORE MSCI EMERGING ETF | cs | 46434G103 | 3,050 | 49,381 | SH | SOLE | 1,038 | 0 | 48,343 | ||
VANGUARD FTSE DEVELOPED MKTS ETF IV | cs | 921943858 | 1,547 | 30,637 | SH | SOLE | 0 | 0 | 30,637 | ||
ISHARES CORE US AGGREGATE BOND ETF | cs | 464287226 | 2,281 | 19,862 | SH | SOLE | 0 | 0 | 19,862 | ||
ISHARES RUSSELL 2000 ETF | cs | 464287655 | 961 | 4,395 | SH | SOLE | 0 | 0 | 4,395 | ||
ISHS MSCI EMERG MRKT MIN VOL FCT ETF | cs | 464286533 | 1,104 | 17,618 | SH | SOLE | 0 | 0 | 17,618 | ||
CREDIT SUISSE COMMODITY RETURN STRAT I | mf | 22544R305 | 130 | 21,972 | SH | SOLE | 0 | 0 | 21,972 | ||
GOLDMAN SACHS ABSOLUTE R ET TRCKR INSTL | mf | 38145N220 | 162 | 15,520 | SH | SOLE | 0 | 0 | 15,520 | ||
ISHARES BROAD USD HG YLD CRP BND ETF | cs | 46435U853 | 79 | 1,898 | SH | SOLE | 0 | 0 | 1,898 | ||
ABBEY CAPITAL FUTURES ST RATEGY I | mf | 74925K367 | 18 | 1,492 | SH | SOLE | 0 | 0 | 1,492 | ||
BLACKROCK EVENT DRIVEN E QUITY INSTL | mf | 09250J734 | 52 | 5,324 | SH | SOLE | 0 | 0 | 5,324 | ||
CONESTOGA SMALL CAP INST ITUTIONAL | mf | 207019704 | 50 | 575 | SH | SOLE | 0 | 0 | 575 | ||
DIAMOND HILL LARGE CAP I | mf | 25264S841 | 102 | 2,907 | SH | SOLE | 0 | 0 | 2,907 | ||
WELLS FARGO SPECIAL SMAL L CAP VALUE INST | mf | 94975P447 | 54 | 1,238 | SH | SOLE | 0 | 0 | 1,238 | ||
HARTFORD SCHRODERS EMERG ING MKTS EQ F | mf | 41665X859 | 55 | 2,781 | SH | SOLE | 0 | 0 | 2,781 | ||
HARDING LOEVNER INTERNAT IONAL EQ INSTL | mf | 412295107 | 44 | 1,503 | SH | SOLE | 0 | 0 | 1,503 | ||
BRANDYWINEGLOBAL GLOBAL UNCONST BOND I | mf | 524686672 | 18 | 1,436 | SH | SOLE | 0 | 0 | 1,436 | ||
LOOMIS SAYLES GROWTH Y | mf | 543487110 | 100 | 3,904 | SH | SOLE | 0 | 0 | 3,904 | ||
MFS MID CAP VALUE R6 | mf | 55273W475 | 68 | 2,164 | SH | SOLE | 0 | 0 | 2,164 | ||
NEUBERGER BERMAN LONG SH ORT INSTL | mf | 64128R608 | 38 | 2,160 | SH | SOLE | 0 | 0 | 2,160 | ||
OAKMARK INTERNATIONAL IN STITUTIONAL | mf | 413838723 | 45 | 1,588 | SH | SOLE | 0 | 0 | 1,588 | ||
PIMCO DYNAMIC BOND INSTL | mf | 72201M487 | 21 | 1,981 | SH | SOLE | 0 | 0 | 1,981 | ||
WESTERN ASSET CORE BOND IS | mf | 957663677 | 36 | 2,732 | SH | SOLE | 0 | 0 | 2,732 | ||
PGIM HIGH YIELD R6 | mf | 74440Y884 | 5 | 918 | SH | SOLE | 0 | 0 | 918 | ||
BANK OF AMERICA CORP | cs | 060505104 | 8 | 200 | SH | SOLE | 0 | 0 | 200 | ||
CITIGROUP INC | cs | 179267424 | 2 | 30 | SH | SOLE | 0 | 0 | 30 | ||
CISCO SYSTEMS INC | cs | 17275R102 | 98 | 1,800 | SH | SOLE | 0 | 0 | 1,800 | ||
D X C TECHNOLOGY CO 0050 | cs | 23355L106 | 0 | 8 | SH | SOLE | 0 | 0 | 8 | ||
ERICSSON F SPONSORED ADR 1 ADR REPS 1 ORD SHS | cs | 294821608 | 9 | 800 | SH | SOLE | 0 | 0 | 800 | ||
GENTING BERHAD F SPONSORED ADR 1 ADR REPS 1 ORD SHS | cs | 372452201 | 0 | 9 | SH | SOLE | 0 | 0 | 9 | ||
CORNING INC | cs | 219350105 | 18 | 500 | SH | SOLE | 0 | 0 | 500 | ||
GLAXOSMITHKLINE PLC F SPONSORED ADR 1 ADR REPS 2 ORD SHS | cs | 37733W105 | 4 | 100 | SH | SOLE | 0 | 0 | 100 | ||
HEWLETT PACKARD ENTERPRI | cs | 423452101 | 1 | 100 | SH | SOLE | 0 | 0 | 100 | ||
LEGEND OIL AND GAS LTD | cs | 52490C101 | 0 | 200 | SH | SOLE | 0 | 0 | 200 | ||
MITSUBISHI U F J FINAN F SPONSORED ADR 1 ADR REPS 1 ORD SHS | cs | 606822104 | 2 | 300 | SH | SOLE | 0 | 0 | 300 | ||
PACIFIC CENTURY PR ORDF | cs | G6844T122 | 0 | 21 | SH | SOLE | 0 | 0 | 21 | ||
PCCW LIMITED ORDF | cs | 867270209 | 0 | 200 | SH | SOLE | 0 | 0 | 200 | ||
PT INDOSAT TBK ORDF | cs | Y7130D110 | 2 | 5,000 | SH | SOLE | 0 | 0 | 5,000 | ||
RITE AID CORP | cs | 767754872 | 3 | 200 | SH | SOLE | 0 | 0 | 200 | ||
WHEATON PRECIOUS METAL F | cs | 962879102 | 15 | 400 | SH | SOLE | 0 | 0 | 400 | ||
FIDELITY MSCI HEALTH CARE INDX ETF | cs | 316092600 | 8 | 133 | SH | SOLE | 0 | 0 | 133 | ||
ISHARES EXPANDED TECH SECTOR ETF IV | cs | 464287549 | 13 | 32 | SH | SOLE | 0 | 0 | 32 | ||
ISHARES BRD USD INV GRD CORP BD ETF | cs | 464288620 | 16 | 267 | SH | SOLE | 0 | 0 | 267 | ||
VANGUARD RUSSELL 2000 ETF | cs | 92206C664 | 12 | 138 | SH | SOLE | 0 | 0 | 138 | ||
VANGUARD DIVIDEND APPRECIATION ETF | cs | 921908844 | 329 | 2,141 | SH | SOLE | 0 | 0 | 2,141 | ||
TWEEDY, BROWNE INTERNATI ONAL VALUE FUND | mf | 901165100 | 18 | 601 | SH | SOLE | 0 | 0 | 601 | ||
AMERICAN BEACON INTERNAT IONAL EQ R5 | mf | 02368A406 | 136 | 6,871 | SH | SOLE | 0 | 0 | 6,871 | ||
GATEWAY N | mf | 367829777 | 56 | 1,445 | SH | SOLE | 0 | 0 | 1,445 | ||
MFS INTERNATIONAL NEW DI SCOVERY R6 | mf | 552981383 | 124 | 3,098 | SH | SOLE | 0 | 0 | 3,098 | ||
NORTHROP GRUMMAN CORP | cs | 666807102 | 4 | 11 | SH | SOLE | 0 | 0 | 11 | ||
VANGUARD VALUE INDEX I | mf | 922908850 | 215 | 4,080 | SH | SOLE | 0 | 0 | 4,080 | ||
VANGUARD SMALL CAP GROWT H INDEX I | mf | 922908819 | 67 | 848 | SH | SOLE | 0 | 0 | 848 | ||
VANGUARD SMALL CAP VALUE INDEX I | mf | 922908785 | 61 | 1,513 | SH | SOLE | 0 | 0 | 1,513 | ||
WESTERN ASSET HIGH YLD D | cs | 95768B107 | 28 | 1,776 | SH | SOLE | 0 | 0 | 1,776 | ||
DELAWARE IVY HIGH INCOME | cs | 246107106 | 28 | 2,040 | SH | SOLE | 0 | 0 | 2,040 | ||
ABBVIE INC | cs | 00287Y109 | 81 | 750 | SH | SOLE | 0 | 0 | 750 | ||
APPLIED MATERIALS | cs | 038222105 | 77 | 600 | SH | SOLE | 0 | 0 | 600 | ||
CONAGRA BRANDS INC | cs | 205887102 | 85 | 2,500 | SH | SOLE | 0 | 0 | 2,500 | ||
C H ROBINSON WORLDWD | cs | 12541W209 | 78 | 900 | SH | SOLE | 0 | 0 | 900 | ||
COCA COLA CONSOLIDATED I | cs | 191098102 | 79 | 200 | SH | SOLE | 0 | 0 | 200 | ||
FIRST TRUST TCW OPPORTUNISTIC FI ETF | cs | 33740F805 | 1,928 | 36,000 | SH | SOLE | 0 | 0 | 36,000 | ||
FIRST TRUST ENHANCED SHORT MTRTY ETF | cs | 33739Q408 | 1,828 | 30,500 | SH | SOLE | 0 | 0 | 30,500 | ||
J M SMUCKER CO | cs | 832696405 | 78 | 650 | SH | SOLE | 0 | 0 | 650 | ||
LOWES COMPANIES INC | cs | 548661107 | 14 | 69 | SH | SOLE | 69 | 0 | 0 | ||
ABBOTT LABORATO 3point875 percent 25 DUE 09 15 25 | cb | 002824BM1 | 143 | 130,000 | PRN | SOLE | 74,000 | 0 | 56,000 | ||
ABBVIE INCpoint 2point85 percent 23 DUE 05 14 23 | cb | 00287YAX7 | 46 | 45,000 | PRN | SOLE | 26,000 | 0 | 19,000 | ||
CHUBB INA HOLDIN 3point35 percent 24 DUE 05 15 24 | cb | 00440EAR8 | 168 | 157,000 | PRN | SOLE | 89,000 | 0 | 68,000 | ||
ALEXANDRIA VA 3 percent 25 GO UTX DUE 07 15 25 TAXBL | mb | 0153022H4 | 188 | 175,000 | PRN | SOLE | 100,000 | 0 | 75,000 | ||
ALTERA CORPpoint 4point1 percent 23 DUE 11 15 23 | cb | 021441AF7 | 81 | 75,000 | PRN | SOLE | 43,000 | 0 | 32,000 | ||
AMAZONpointCOM, INCpoint 3point15 percent 27 DUE 08 22 27 | cb | 023135BC9 | 110 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
AMERISOURCEBERGE 3point25 percent 25 DUE 03 01 25 | cb | 03073EAM7 | 53 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
APPLE INCpoint 3point45 percent 24 DUE 05 06 24 | cb | 037833AS9 | 215 | 200,000 | PRN | SOLE | 157,000 | 0 | 43,000 | ||
APPLE INCpoint 3point25 percent 26 DUE 02 23 26 | cb | 037833BY5 | 109 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
APPLIED MATERIALS 3point9 percent 25 DUE 10 01 25 | cb | 038222AJ4 | 111 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
AZ BD REGENTS UNIV 4 percent 27 PUB EDUC DUE 07 01 27 XTRO TAXBL | mb | 04048RHK5 | 57 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
AUTOMATIC DATA 3point375 percent 25 DUE 09 15 25 | cb | 053015AE3 | 697 | 640,000 | PRN | SOLE | 483,000 | 0 | 157,000 | ||
TRUIST FINL CORP 2point75 percent 22 DUE 04 01 22 | cb | 05531FAX1 | 101 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
TRUIST FINL CORP 2point2 percent 23 DUE 03 16 23 | cb | 05531FBJ1 | 128 | 125,000 | PRN | SOLE | 82,000 | 0 | 43,000 | ||
THE BANK OF NEW Y 2point6 percent 22 DUE 02 07 22 | cb | 06406RAA5 | 101 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
BERKSHIRE HATHAWAY 3 percent 22 DUE 05 15 22 | cb | 084664BT7 | 102 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
BERKSHIRE HATHAW 2point75 percent 23 DUE 03 15 23 | cb | 084670BR8 | 180 | 175,000 | PRN | SOLE | 107,000 | 0 | 68,000 | ||
BLACKROCK, INCpoint 3point2 percent 27 DUE 03 15 27 | cb | 09247XAN1 | 312 | 285,000 | PRN | SOLE | 184,000 | 0 | 101,000 | ||
THE BOEING CO 2point8 percent 24 DUE 03 01 24 | cb | 097023CC7 | 52 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
BNSF, LLC 3point05 percent 22 DUE 09 01 22 | cb | 12189LAL5 | 255 | 250,000 | PRN | SOLE | 164,000 | 0 | 86,000 | ||
BNSF, LLC 3 percent 23 DUE 03 15 23 | cb | 12189LAM3 | 103 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
CME GROUP INCpoint 3 percent 25 DUE 03 15 25 | cb | 12572QAG0 | 240 | 225,000 | PRN | SOLE | 139,000 | 0 | 86,000 | ||
CSX CORP 3point4 percent 24 DUE 08 01 24 | cb | 126408HB2 | 75 | 70,000 | PRN | SOLE | 40,000 | 0 | 30,000 | ||
CAPITAL ONE FINL 3point3 percent 24 DUE 10 30 24 | cb | 14040HBT1 | 187 | 175,000 | PRN | SOLE | 100,000 | 0 | 75,000 | ||
CHURCH DWIGHT 2point45 percent 22 DUE 08 01 22 | cb | 171340AK8 | 203 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
CHURCH DWIGHT 3point15 percent 27 DUE 08 01 27 | cb | 171340AN2 | 33 | 30,000 | PRN | SOLE | 17,000 | 0 | 13,000 | ||
CLG PK GA BUS INDL 4 percent 22 MUNI BLDG DUE 09 01 22 XTRO TAXBL | mb | 194301JG3 | 207 | 200,000 | PRN | SOLE | 135,000 | 0 | 65,000 | ||
COMMONWEALTH FA 6point392 percent 24 MUNI AUTH DUE 06 01 24 XTRO TAXBL | mb | 20281PCE0 | 161 | 150,000 | PRN | SOLE | 85,000 | 0 | 65,000 | ||
CONSOLIDATED EDIS 2point9 percent 26 DUE 12 01 26 | cb | 209111FJ7 | 105 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
COSTCO WHOLESALE 2point75 percent 24 DUE 05 18 24 | cb | 22160KAL9 | 211 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
DTE ELECTRIC CO 3point65 percent 24 DUE 03 15 24 | cb | 23338VAB2 | 80 | 75,000 | PRN | SOLE | 43,000 | 0 | 32,000 | ||
DANVILLE VA 3point5 percent 26 GO UTX DUE 03 01 26 TAXBL | mb | 236866JC4 | 264 | 240,000 | PRN | SOLE | 154,000 | 0 | 86,000 | ||
DEERE CO 2point6 percent 22 DUE 06 08 22 | cb | 244199BE4 | 202 | 200,000 | PRN | SOLE | 57,000 | 0 | 143,000 | ||
DOMINION ENERGY, 2point75 percent 22 DUE 09 15 22 | cb | 25746UBP3 | 254 | 250,000 | PRN | SOLE | 142,000 | 0 | 108,000 | ||
DUKE ENERGY CORP 2point95 percent 26 DUE 12 01 26 | cb | 26442CAS3 | 297 | 275,000 | PRN | SOLE | 189,000 | 0 | 86,000 | ||
DURHAM NC LTD OBG 4 percent 25 VP DUE 10 01 25 TAXBL | mb | 26678PCL2 | 150 | 140,000 | PRN | SOLE | 80,000 | 0 | 60,000 | ||
ENTERGY LOUISIAN 4point44 percent 26 DUE 01 15 26 | cb | 29364WAM0 | 22 | 20,000 | PRN | SOLE | 11,000 | 0 | 9,000 | ||
ERIE PA SWR AUT 3point737 percent 25 SWR UTIL DUE 12 01 25 TAXBL BUILD AMERICA MUTU | mb | 295533NJ8 | 137 | 125,000 | PRN | SOLE | 71,000 | 0 | 54,000 | ||
FAIRFAX CNTY VA 2point75 percent 22 MULT HSG DUE 10 01 22 XTRO TAXBL | mb | 303835CV2 | 102 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
FARGO ND 4 percent 22 DB UTX DUE 05 01 22 XTRO TAXBL | mb | 30747M5P7 | 286 | 280,000 | PRN | SOLE | 159,000 | 0 | 121,000 | ||
FEDERAL REALTY I 3point95 percent 24 DUE 01 15 24 | cb | 313747AU1 | 277 | 260,000 | PRN | SOLE | 174,000 | 0 | 86,000 | ||
FIFTH THIRD BANCO 2point6 percent 22 DUE 06 15 22 | cb | 316773CU2 | 152 | 150,000 | PRN | SOLE | 118,000 | 0 | 32,000 | ||
FORD MOTOR CO 4point375 percent 23 DUE 08 06 23 | cb | 345397WK5 | 260 | 250,000 | PRN | SOLE | 142,000 | 0 | 108,000 | ||
FORD MOTOR CO 3point096 percent 23 DUE 05 04 23 | cb | 345397XZ1 | 163 | 160,000 | PRN | SOLE | 117,000 | 0 | 43,000 | ||
GEORGIA ST 3point2 percent 30 GO UTX DUE 07 01 30 TAXBL | mb | 373384ZR0 | 254 | 250,000 | PRN | SOLE | 142,000 | 0 | 108,000 | ||
GILEAD SCIENCES, 2point5 percent 23 DUE 09 01 23 | cb | 375558BL6 | 177 | 171,000 | PRN | SOLE | 97,000 | 0 | 74,000 | ||
THE HERSHEY CO 3point2 percent 25 DUE 08 21 25 | cb | 427866AU2 | 108 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
THE HERSHEY CO 2point3 percent 26 DUE 08 15 26 | cb | 427866AX6 | 105 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
HONEYWELL INTERNT 2point5 percent 26 DUE 11 01 26 | cb | 438516BL9 | 77 | 73,000 | PRN | SOLE | 42,000 | 0 | 31,000 | ||
ILLINOIS TOOL WO 2point65 percent 26 DUE 11 15 26 | cb | 452308AX7 | 35 | 33,000 | PRN | SOLE | 19,000 | 0 | 14,000 | ||
JPMORGAN CHASE 3point125 percent 25 DUE 01 23 25 | cb | 46625HKC3 | 53 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
JOHNSON JOHNS 3point375 percent 23 DUE 12 05 23 | cb | 478160BH6 | 213 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
JUNCTION CITY KS 3 percent 27 GO UTX DUE 09 01 27 TAXBL | mb | 048150220 | 184 | 175,000 | PRN | SOLE | 132,000 | 0 | 43,000 | ||
KENNESAW GEORGIA 4point7 percent 27 IMPT PARK DUE 02 01 27 XTRO TAXBL | mb | 489496AS8 | 262 | 250,000 | PRN | SOLE | 185,000 | 0 | 65,000 | ||
KIMBERLY CLARK C 2point75 percent 26 DUE 02 15 26 | cb | 494368BU6 | 81 | 75,000 | PRN | SOLE | 43,000 | 0 | 32,000 | ||
LOCKHEED MARTIN C 2point9 percent 25 DUE 03 01 25 | cb | 539830BE8 | 313 | 294,000 | PRN | SOLE | 178,000 | 0 | 116,000 | ||
LOUDOUN CNTY VA 2point513 percent 21 GO UTX DUE 12 01 21 XTRO TAXBL | mb | 5458967B2 | 100 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
MANSFIELD TX ISD 4 percent 23 GO UTX DUE 02 15 23 TAXBL | mb | 564386JA9 | 105 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
MD NTL PK PLN MO 3point75 percent 27 DB LTX DUE 12 01 27 TAXBL | mb | 574140R35 | 172 | 165,000 | PRN | SOLE | 94,000 | 0 | 71,000 | ||
MD ST CDA HSG 2point813 percent 26 SING HSG DUE 03 01 26 XTRO TAXBL | mb | 57419RC94 | 331 | 315,000 | PRN | SOLE | 231,000 | 0 | 84,000 | ||
MD ST CDA HSG 3point056 percent 24 SING HSG DUE 03 01 24 XTRO TAXBL | mb | 57419RK53 | 105 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
MARYLAND ST HEA 3point632 percent 24 SYST HLTH DUE 07 01 24 XTRO TAXBL | mb | 574218W82 | 108 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
MCDONALD'S CORP 3point375 percent 25 DUE 05 26 25 | cb | 58013MEU4 | 102 | 95,000 | PRN | SOLE | 54,000 | 0 | 41,000 | ||
MERCK COpoint, INCpoint 2point8 percent 23 DUE 05 18 23 | cb | 58933YAF2 | 234 | 225,000 | PRN | SOLE | 128,000 | 0 | 97,000 | ||
MET GOV NASH DA 4point053 percent 26 UNIV EDUC DUE 07 01 26 TAXBL | mb | 592041WJ2 | 55 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
MIAMI DADE CN F 2point604 percent 25 AIR TRAN DUE 10 01 25 TAXBL | mb | 59333PV47 | 95 | 90,000 | PRN | SOLE | 73,000 | 0 | 17,000 | ||
MICROSOFT CORP 3point3 percent 27 DUE 02 06 27 | cb | 594918BY9 | 182 | 165,000 | PRN | SOLE | 115,000 | 0 | 50,000 | ||
MIDDLESEX CN NJ 4point25 percent 26 GOLF REC DUE 06 01 26 OID TAXBL | mb | 596566WK1 | 104 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
NASHUA NH 3point347 percent 24 GO UTX DUE 01 15 24 XTRO TAXBL | mb | 6312943Y9 | 159 | 150,000 | PRN | SOLE | 85,000 | 0 | 65,000 | ||
NTNL PENN BANCSH 4point25 percent 24 DUE 09 30 24 | cb | 637138AC2 | 273 | 250,000 | PRN | SOLE | 142,000 | 0 | 108,000 | ||
NTNL RETAIL PROPERT 4 percent 25 DUE 11 15 25 | cb | 637417AH9 | 329 | 300,000 | PRN | SOLE | 171,000 | 0 | 129,000 | ||
NYC NY TRAN AUTH 4point1 percent 27 COMB TAX DUE 11 01 27 XTRO TAXBL | mb | 64971Q7M9 | 264 | 250,000 | PRN | SOLE | 142,000 | 0 | 108,000 | ||
NYC NY TRAN AUTH 3point78 percent 26 COMB TAX DUE 02 01 26 XTRO TAXBL | mb | 64971WDP2 | 213 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
NYC NY TRAN AUTH 3 percent 23 COMB TAX DUE 08 01 23 XTRO TAXBL | mb | 64971WFK1 | 210 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
NY ST URB DEV COR 3point2 percent 22 SPL TAX DUE 03 15 22 OID XTRO TAXBL | mb | 650035J90 | 304 | 300,000 | PRN | SOLE | 171,000 | 0 | 129,000 | ||
PARKER HANNIFIN C 3point5 percent 22 DUE 09 15 22 | cb | 70109HAK1 | 170 | 165,000 | PRN | SOLE | 94,000 | 0 | 71,000 | ||
PEND ETC CN WA 4point171 percent 23 ELEC UTIL DUE 01 01 23 XTRO TAXBL | mb | 706643CA9 | 206 | 200,000 | PRN | SOLE | 135,000 | 0 | 65,000 | ||
PEPSICO, INCpoint 3point5 percent 25 DUE 07 17 25 | cb | 713448CY2 | 93 | 85,000 | PRN | SOLE | 59,000 | 0 | 26,000 | ||
POLK CNTY IA 2point8 percent 26 GO UTX DUE 06 01 26 TAXBL | mb | 731197Q28 | 257 | 255,000 | PRN | SOLE | 145,000 | 0 | 110,000 | ||
PORTLAND OR URB 3point873 percent 22 TAXI TAX DUE 06 15 22 XTRO TAXBL | mb | 736746XT0 | 150 | 150,000 | PRN | SOLE | 85,000 | 0 | 65,000 | ||
PORTSMOUTH VA 3point5 percent 26 GO UTX DUE 07 15 26 TAXBL | mb | 73723RNC3 | 205 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
PRECISION CASTPAR 2point5 percent 23 DUE 01 15 23 | cb | 740189AG0 | 51 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
PRECISION CASTPA 3point25 percent 25 DUE 06 15 25 | cb | 740189AM7 | 54 | 50,000 | PRN | SOLE | 28,000 | 0 | 22,000 | ||
PRINCE WLM CO V 3point629 percent 26 FAC EDUC DUE 10 01 26 XTRO TAXBL | mb | 741758JF4 | 111 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
PRINCETON THEOL 4point005 percent 22 DUE 07 01 22 | cb | 742404AJ5 | 205 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
PULASKI CN VA I 4point424 percent 26 DEV AUTH DUE 06 15 26 TAXBL | mb | 745542BT6 | 211 | 205,000 | PRN | SOLE | 117,000 | 0 | 88,000 | ||
SAN JOSE CALIFO 3point076 percent 25 ALLC TAX DUE 08 01 25 TAXBL | mb | 798170AH9 | 49 | 45,000 | PRN | SOLE | 26,000 | 0 | 19,000 | ||
SHELL INTERNTNL3point25 percent 25F DUE 05 11 25 | cb | 822582BD3 | 113 | 105,000 | PRN | SOLE | 60,000 | 0 | 45,000 | ||
SOUTHERN CALIF GA 3point2 percent 25 DUE 06 15 25 | cb | 842434CP5 | 96 | 90,000 | PRN | SOLE | 51,000 | 0 | 39,000 | ||
STARBUCKS CORP 3point5 percent 28 DUE 03 01 28 | cb | 855244AP4 | 215 | 195,000 | PRN | SOLE | 132,000 | 0 | 63,000 | ||
STATE STREET CORP 3point3 percent 24 DUE 12 16 24 | cb | 857477AN3 | 130 | 120,000 | PRN | SOLE | 68,000 | 0 | 52,000 | ||
STRATFORD CT 5point037 percent 25 GP DUE 08 15 25 TAXBL | mb | 8628114C7 | 217 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
TAMPA FL SPORTS 2point712 percent 22 EXCISE TAX DUE 01 01 22 OID TAXBL | mb | 875263RA5 | 101 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
TEXAS ST 4point004 percent 23 CALLED @100 EFF 10 01 2021 | mb | 882722K83 | 100 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
TORONTO DOMINIO2point65 percent 24F DUE 06 12 24 | cb | 89114QCA4 | 210 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
UNIV CA 3point509 percent 26 PUB EDUC DUE 05 15 26 XTRO TAXBL | mb | 91412GXR1 | 309 | 280,000 | PRN | SOLE | 213,000 | 0 | 67,000 | ||
UNIVERSITY PITT 2point877 percent 24 PUB EDUC DUE 09 15 24 XTRO TAXBL | mb | 914805EV4 | 213 | 200,000 | PRN | SOLE | 114,000 | 0 | 86,000 | ||
UTL DEBT SEC AU 3point435 percent 25 ELEC UTIL DUE 12 15 25 OID TAXBL | mb | 91802RAW9 | 154 | 150,000 | PRN | SOLE | 85,000 | 0 | 65,000 | ||
VENTAS REALTY, L 3point75 percent 24 DUE 05 01 24 | cb | 92277GAD9 | 266 | 250,000 | PRN | SOLE | 164,000 | 0 | 86,000 | ||
VA CLG BLDG AUT 4point125 percent 24 COLL EDUC DUE 02 01 24 OID TAXBL | mb | 927781UY8 | 162 | 150,000 | PRN | SOLE | 85,000 | 0 | 65,000 | ||
VIRGINIA ELECTRI 3point45 percent 22 DUE 09 01 22 | cb | 927804FJ8 | 153 | 150,000 | PRN | SOLE | 85,000 | 0 | 65,000 | ||
VIRGINIA ELECTRI 2point95 percent 26 DUE 11 15 26 | cb | 927804FV1 | 214 | 200,000 | PRN | SOLE | 135,000 | 0 | 65,000 | ||
VA ST HSG DEV A 3point818 percent 28 MULT HSG DUE 10 01 28 XTRO TAXBL | mb | 92812Q3Y1 | 101 | 100,000 | PRN | SOLE | 57,000 | 0 | 43,000 | ||
WALMART INCpoint 6point75 percent 23 TENDER OFFER EXP 09 21point10 05 2021 | cb | 931142AU7 | 121 | 108,000 | PRN | SOLE | 65,000 | 0 | 43,000 | ||
WALMART INCpoint 3point55 percent 25 TENDER OFFER EXP 09 21point10 05 2021 | cb | 931142ED1 | 39 | 36,000 | PRN | SOLE | 14,000 | 0 | 22,000 | ||
WASTE MANAGEMENT 3point15 percent 27 DUE 11 15 27 | cb | 94106LBE8 | 163 | 150,000 | PRN | SOLE | 107,000 | 0 | 43,000 | ||
WHOLE FOODS MARKE 5point2 percent 25 DUE 12 03 25 | cb | 966837AE6 | 116 | 100,000 | PRN | SOLE | 78,000 | 0 | 22,000 | ||
WI ST GEN FND A 2point049 percent 23 GP DUE 05 01 23 XTRO TAXBL | mb | 977100CZ7 | 77 | 75,000 | PRN | SOLE | 43,000 | 0 | 32,000 | ||
WI ST GEN FND A 2point333 percent 25 TOBA AUTH DUE 05 01 25 XTRO TAXBL | mb | 977100DK9 | 210 | 200,000 | PRN | SOLE | 135,000 | 0 | 65,000 | ||
WI ST GEN FND A 3point154 percent 27 TOBA AUTH DUE 05 01 27 TAXBL | mb | 977100GH3 | 66 | 60,000 | PRN | SOLE | 34,000 | 0 | 26,000 | ||
BECTON DICKINSON CO | cs | 075887109 | 26 | 106 | SH | SOLE | 84 | 0 | 22 | ||
VANGUARD SHORT TERM BOND ETF IV | cs | 921937827 | 143,468 | 1,750,890 | SH | SOLE | 637,662 | 0 | 1,113,228 | ||
ISHARES S P SMLL CAP 600 GRTH ETF | cs | 464287879 | 2,713 | 20,864 | SH | SOLE | 7,243 | 0 | 13,621 | ||
ISHARES CORE S P 500 ETF | cs | 464287200 | 45,463 | 105,527 | SH | SOLE | 44,261 | 0 | 61,266 | ||
APPLE INCpoint 2point5 percent 22 DUE 02 09 22 | cb | 037833CM0 | 50 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
THE CLOROX CO 3point05 percent 22 DUE 09 15 22 | cb | 189054AT6 | 46 | 45,000 | PRN | SOLE | 45,000 | 0 | 0 | ||
COLLINGSWOOD NJ 3point625 percent 24 GO UTX DUE 02 15 24 OID TAXBL | mb | 194756PU0 | 107 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
COTTONWOOD HTS UT 4 percent 21 GO UTX DUE 12 15 21 XTRO TAXBL | mb | 221860AS8 | 201 | 200,000 | PRN | SOLE | 200,000 | 0 | 0 | ||
EASTON PA 3point85 percent 27 GO UTX DUE 12 01 27 TAXBL ASSURED GUARANTY M | mb | 277641JS6 | 164 | 150,000 | PRN | SOLE | 150,000 | 0 | 0 | ||
KS ST DEV FA RE 4point191 percent 28 DEV AUTH DUE 04 15 28 XTRO TAXBL | mb | 485429Z31 | 58 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
LONG ISLAND PWR 3point883 percent 24 ELEC UTIL DUE 09 01 24 XTRO TAXBL BUILD AMERICA | mb | 5426903T7 | 55 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
MIAMI DADE CN F 2point504 percent 24 AIR TRAN DUE 10 01 24 TAXBL | mb | 59333PV39 | 52 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
MICROSOFT CORP 3point625 percent 23 DUE 12 15 23 | cb | 594918AW4 | 373 | 350,000 | PRN | SOLE | 50,000 | 0 | 300,000 | ||
NEXTERA ENERGY 3point625 percent 23 DUE 06 15 23 | cb | 65339KAG5 | 52 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
OGDEN CITY UTAH RED 3 percent 25 FRAN TAX DUE 04 01 25 OID TAXBL | mb | 676292AQ8 | 53 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
OREGON ST 3point64 percent 26 GO UTX DUE 08 01 26 XTRO TAXBL | mb | 68608UR73 | 136 | 125,000 | PRN | SOLE | 125,000 | 0 | 0 | ||
PORTLAND OR URB 4point023 percent 23 TAXI TAX DUE 06 15 23 XTRO TAXBL | mb | 736746XU7 | 110 | 110,000 | PRN | SOLE | 110,000 | 0 | 0 | ||
REINSURANCE GROUP 4point7 percent 23 DUE 09 15 23 | cb | 759351AL3 | 81 | 75,000 | PRN | SOLE | 75,000 | 0 | 0 | ||
RICHMOND VA 3point125 percent 26 GO UTX DUE 06 01 26 OID TAXBL | mb | 76541VQZ3 | 107 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
TRUIST BANK 3 percent 23 DUE 02 02 23 | cb | 86787EAV9 | 78 | 75,000 | PRN | SOLE | 75,000 | 0 | 0 | ||
VIRGINIA ST HSG D 3point6 percent 27 MULT HSG DUE 12 01 27 XTRO TAXBL | mb | 92812VFP6 | 106 | 100,000 | PRN | SOLE | 100,000 | 0 | 0 | ||
W PALM BEACH FL 3point271 percent 28 SPLO DUE 10 01 28 TAXBL | mb | 955116BL1 | 54 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
ISHARES TR IS 1 5 YR IN GR CR BD ETF | cs | 464288646 | 64,446 | 1,179,463 | SH | SOLE | 486,979 | 0 | 692,484 | ||
WALMART INCpoint 6point75 percent 23 TENDER OFFER EXP 09 21point10 05 2021 | cb | 931142AU7 | 47 | 42,000 | PRN | SOLE | 42,000 | 0 | 0 | ||
ORANGE CN VA ECO 2point85 percent 22 LEAS BLDG DUE 11 01 22 XTRO TAXBL | mb | 684790BS6 | 20 | 20,000 | PRN | SOLE | 20,000 | 0 | 0 | ||
WALMART INCpoint 3point55 percent 25 TENDER OFFER EXP 09 21point10 05 2021 | cb | 931142ED1 | 15 | 14,000 | PRN | SOLE | 14,000 | 0 | 0 | ||
BMW BANK NORTH AM 2point2 percent 22 CD FDIC INS DUE 02 24 22 US | cd | 05580AGK4 | 93 | 92,000 | PRN | SOLE | 92,000 | 0 | 0 | ||
KS CITY MO SPL O 4point13 percent 22 SPLO DUE 03 01 22 TAXBL | mb | 485106GR3 | 25 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
KS ST DEV FA RE 3point641 percent 24 DEV AUTH DUE 04 15 24 XTRO TAXBL | mb | 485429Y73 | 54 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
MCDONALD'S CORP 3point25 percent 24 DUE 06 10 24 | cb | 58013MES9 | 53 | 50,000 | PRN | SOLE | 50,000 | 0 | 0 | ||
OH ST WTR POLL 4point042 percent 23 POOL AUTH DUE 12 01 23 XTRO TAXBL | mb | 67766WQK1 | 27 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
RI ST PROV PL 4point076 percent 25 GO UTX DUE 10 15 25 TAXBL | mb | 76222RPC0 | 27 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
TRIBORO BRDG TU 3point884 percent 22 TOLL TRAN DUE 11 15 22 TAXBL | mb | 89602NU28 | 26 | 25,000 | PRN | SOLE | 25,000 | 0 | 0 | ||
VISA INCpoint 2point8 percent 22 DUE 12 14 22 | cb | 92826CAC6 | 56 | 55,000 | PRN | SOLE | 55,000 | 0 | 0 | ||
ISHARES CORE S P SMALL CAP ETF IV | cs | 464287804 | 838 | 7,677 | SH | SOLE | 730 | 0 | 6,947 | ||
SPDR PORTFOLIO DVLPD WRLD EX US ETF | cs | 78463X889 | 67 | 1,848 | SH | SOLE | 0 | 0 | 1,848 | ||
SPDR S P 500 ETF | cs | 25156G400 | 787 | 1,835 | SH | SOLE | 0 | 0 | 1,835 | ||
ISHARES CORE S P MID CAP ETF IV | cs | 464287507 | 275 | 1,046 | SH | SOLE | 0 | 0 | 1,046 | ||
ISHARES 7 10 YEAR TRSURY BOND ETF | cs | 464287440 | 206 | 1,790 | SH | SOLE | 0 | 0 | 1,790 | ||
PLATA PERU RES INC F | cs | 727917106 | 0 | 400 | SH | SOLE | 0 | 0 | 400 | ||
APPLE INCpoint 2point4 percent 23 DUE 05 03 23 | cb | 037833AK6 | 26 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
CATERPILLAR FIN 2point625 percent 23 DUE 03 01 23 | cb | 14912L5Q0 | 52 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
CHEVRON CORP 3point191 percent 23 DUE 06 24 23 | cb | 166764AH3 | 155 | 149,000 | PRN | SOLE | 0 | 0 | 149,000 | ||
FEDERAL NTNL MO 2point625 percent 24 DUE 09 06 24 | gb | 3135G0ZR7 | 53 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
FHLMC 2point375 percent 22 DUE 01 13 22 | gb | 3137EADB2 | 50 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
THE GOLDMAN SACH 3point75 percent 25 DUE 05 22 25 | cb | 38148LAE6 | 16 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
THE HOME DEPOT, INC 3 percent 26 DUE 04 01 26 | cb | 437076BM3 | 27 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
METLIFE, INCpoint 3point6 percent 24 DUE 04 10 24 | cb | 59156RBH0 | 27 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
NOVARTIS CAPITAL CO 3 percent 25 DUE 11 20 25 | cb | 66989HAJ7 | 27 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
US TREASUR NT 2point25 percent 11 25 UST NOTE DUE 11 15 25 | tn | 912828M56 | 32 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
US TREASUR NT 2 percent 11 26 UST NOTE DUE 11 15 26 | tn | 912828U24 | 42 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
US TREASUR NT 2point5 percent 05 24 UST NOTE DUE 05 15 24 | tn | 912828WJ5 | 63 | 60,000 | PRN | SOLE | 0 | 0 | 60,000 | ||
US TREASUR NT 2 percent 07 22 UST NOTE DUE 07 31 22 | tn | 912828XQ8 | 25 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
SPDR BLOOMBERG BARCLAYS 1 3 MONTH T BILL ETF | cs | 78468R663 | 3,034 | 33,175 | SH | SOLE | 0 | 0 | 33,175 | ||
ISHARES S P 100 ETF IV | cs | 464287101 | 1,049 | 5,312 | SH | SOLE | 0 | 0 | 5,312 | ||
VANGUARD S P 500 ETF | cs | 922908363 | 1,183 | 2,999 | SH | SOLE | 0 | 0 | 2,999 | ||
BLACKROCK MID CAP GROWTH EQUITY INSTL | mf | 091928861 | 65 | 1,376 | SH | SOLE | 0 | 0 | 1,376 | ||
JHANCOCK SEAPORT LONG SH ORT I | mf | 47803P476 | 39 | 2,983 | SH | SOLE | 0 | 0 | 2,983 | ||
PIMCO INTERNATIONAL BOND (USD HDG) INSTL | mf | 693390882 | 113 | 10,482 | SH | SOLE | 0 | 0 | 10,482 | ||
ISHARES UpointSpoint TREASURY BOND ETF | cs | 46429B267 | 1,462 | 55,115 | SH | SOLE | 0 | 0 | 55,115 | ||
CANTALOUPE, INCpoint | cs | 138103106 | 0 | 20 | SH | SOLE | 0 | 0 | 20 | ||
HP INCpoint | cs | 40434L105 | 3 | 100 | SH | SOLE | 0 | 0 | 100 | ||
WELLS FARGO CO | cs | 949746101 | 1 | 19 | SH | SOLE | 0 | 0 | 19 | ||
US TREASUR NT 2point25 percent 11 27 UST NOTE DUE 11 15 27 | tn | 9128283F5 | 5 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
US TREASUR NT 2point25 percent 12 24 UST NOTE DUE 12 31 24 | tn | 9128283P3 | 5 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
US TREASU NT 2point125 percent 12 22 UST NOTE DUE 12 31 22 | tn | 912828N30 | 25 | 24,000 | PRN | SOLE | 0 | 0 | 24,000 | ||
US TREASUR NT 2 percent 12 21 UST NOTE DUE 12 31 21 | tn | 912828U81 | 5 | 5,000 | PRN | SOLE | 0 | 0 | 5,000 | ||
US TREASUR NT 2point25 percent 12 23 UST NOTE DUE 12 31 23 | tn | 912828V23 | 25 | 24,000 | PRN | SOLE | 0 | 0 | 24,000 | ||
US TREASU NT 2point125 percent 12 21 UST NOTE DUE 12 31 21 | tn | 912828G87 | 19 | 19,000 | PRN | SOLE | 0 | 0 | 19,000 | ||
HYDRO QUEBEC 6 percent 31F DUE 08 15 31 | oa | 448814GY3 | 27 | 25,000 | SH | SOLE | 0 | 0 | 25,000 | ||
PUBLIC SERVICE 2point375 percent 23 DUE 05 15 23 | cb | 74456QBC9 | 26 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
COHEN STEERS GLOBAL IN FRASTRUCTURE I | mf | 19248B404 | 4 | 180 | SH | SOLE | 0 | 0 | 180 | ||
FIDELITY LOW PRICED STOC K | mf | 316345305 | 8 | 159 | SH | SOLE | 0 | 0 | 159 | ||
Tpoint ROWE PRICE GROWTH STO CK I | mf | 741479406 | 20 | 176 | SH | SOLE | 0 | 0 | 176 | ||
PIMCO LONG TERM CREDIT B OND INSTL | mf | 72201P647 | 4 | 307 | SH | SOLE | 0 | 0 | 307 | ||
VANGUARD INTERM TERM BON D INDEX ADM | mf | 921937801 | 303 | 24,995 | SH | SOLE | 0 | 0 | 24,995 | ||
VANGUARD INTERM TERM INV ESTMENT GRDE ADM | mf | 922031810 | 23 | 2,267 | SH | SOLE | 0 | 0 | 2,267 | ||
VANGUARD SHORT TERM INVE STMENT GRADE ADM | mf | 922031836 | 41 | 3,791 | SH | SOLE | 0 | 0 | 3,791 | ||
SCHWAB SHORT TERM BOND INDEX FUND | mf | 808517692 | 31 | 3,014 | SH | SOLE | 0 | 0 | 3,014 | ||
ISHARES CORE S P US GROWTH ETF | cs | 464287671 | 43 | 421 | SH | SOLE | 0 | 0 | 421 | ||
ISHARES CORE S P US VALUE ETF | cs | 464287663 | 50 | 699 | SH | SOLE | 0 | 0 | 699 | ||
VANGUARD SHORT TERM FEDE RAL ADM | mf | 922031844 | 2,263 | 207,068 | SH | SOLE | 0 | 0 | 207,068 | ||
PROSHARES S P 500 DIV ARISTOC ETF IV | cs | 74348A467 | 173 | 1,951 | SH | SOLE | 0 | 0 | 1,951 | ||
ISHARES S P 500 GROWTH ETF IV | cs | 464287309 | 57 | 768 | SH | SOLE | 0 | 0 | 768 | ||
AMERN AMMUNITION INC XXX BANKRUPT EFF 02 07 14 | cs | 238262009 | 0 | 50 | SH | SOLE | 0 | 0 | 50 | ||
DUNHAM LONG SHORT CREDIT FUND CLASS N | mf | 265458885 | 11 | 1,147 | SH | SOLE | 0 | 0 | 1,147 | ||
DUNHAM CORPORATE GOVERNM ENT BOND N | mf | 265458307 | 10 | 721 | SH | SOLE | 0 | 0 | 721 | ||
DUNHAM HIGH YIELD BOND N | mf | 265458604 | 7 | 775 | SH | SOLE | 0 | 0 | 775 | ||
JPMORGAN CHASE CO | cs | 46625H100 | 7 | 43 | SH | SOLE | 0 | 0 | 43 | ||
MERCK COpoint INCpoint | cs | 58933Y105 | 100 | 1,332 | SH | SOLE | 0 | 0 | 1,332 | ||
ORGANON CO | cs | 68622V106 | 4 | 133 | SH | SOLE | 0 | 0 | 133 | ||
PROCTER GAMBLE | cs | 742718109 | 40 | 289 | SH | SOLE | 231 | 0 | 58 | ||
VANGUARD SHORT TERM FEDE RAL INV | mf | 922031604 | 3 | 230 | SH | SOLE | 0 | 0 | 230 | ||
INVESCO S P 500 EQUAL WEIGHT ETF | cs | 46137V357 | 25 | 170 | SH | SOLE | 0 | 0 | 170 | ||
ALTRIA GROUP, IN 5point95 percent 49 DUE 02 14 49 | cb | 02209SBF9 | 30 | 24,000 | PRN | SOLE | 0 | 0 | 24,000 | ||
BpointApointT CAPITAL C 4point906 percent 30 DUE 04 02 30 | cb | 05526DBN4 | 25 | 22,000 | PRN | SOLE | 0 | 0 | 22,000 | ||
STRUCTURED ASS 6point2798 percent 31 ABS SPCL DUE 03 25 31 FACTOR 0point000964596239 | gm | 073914VW0 | 5 | 4,850,000 | PRN | SOLE | 0 | 0 | 4,850,000 | ||
CWALT INCpoint 5point75 percent 34 ABS SPCL DUE 08 25 34 FACTOR 0point155448181045 | gm | 12667FME2 | 18 | 115,000 | PRN | SOLE | 0 | 0 | 115,000 | ||
AMERIQUEST MORTGAGE 7 percent 29 ABS SPCL DUE 04 25 29 FACTOR 0point002201503386 | gm | 12669BAA0 | 9 | 4,000,000 | PRN | SOLE | 0 | 0 | 4,000,000 | ||
AMERIQUEST MORTG 6point25 percent 33 ABS SPCL DUE 12 25 33 FACTOR 0point001888066673 | gm | 12669FFD0 | 2 | 900,000 | PRN | SOLE | 0 | 0 | 900,000 | ||
CITICORP MORTGAGE S 5XXX MATURED FACTOR 0point001471510045 | gm | 1729735F2 | 2 | 1,525,000 | PRN | SOLE | 0 | 0 | 1,525,000 | ||
CITICORP MORTGAG 5point25 percent 35 MBS CMO DUE 08 25 35 FACTOR 1point000000000000 | gm | 172973Y45 | 9 | 9,000 | PRN | SOLE | 0 | 0 | 9,000 | ||
CREDIT SUISSE FI 5point75 percent 33 ABS SPCL DUE 11 25 33 FACTOR 0point155566150067 | gm | 22541QL75 | 12 | 75,000 | PRN | SOLE | 0 | 0 | 75,000 | ||
CREDIT SUISSE FI 5point15 percent 35 MBS CMO DUE 08 25 35 FACTOR 1point000000000000 | gm | 225458E97 | 30 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
FHLB 2 percent 35 DUE 05 04 35 | gb | 3130AJJU4 | 35 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
FHLB 1point78 percent 35 DUE 05 04 35 | gb | 3130AJKC2 | 34 | 35,000 | PRN | SOLE | 0 | 0 | 35,000 | ||
FHLB 2point3 percent 45 DUE 05 11 45 | gb | 3130AJL56 | 14 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
FHLB 1point95 percent 36 DUE 06 03 36 | gb | 3130AJMH9 | 20 | 20,000 | PRN | SOLE | 0 | 0 | 20,000 | ||
FHLB 1point92 percent 37 DUE 06 04 37 | gb | 3130AJMU0 | 19 | 20,000 | PRN | SOLE | 0 | 0 | 20,000 | ||
FEDERAL FARM CR 2point02 percent 40 DUE 07 02 40 | gb | 3133ELR22 | 31 | 33,000 | PRN | SOLE | 0 | 0 | 33,000 | ||
FEDERAL FARM CR BKS 2 percent 40 DUE 05 14 40 | gb | 3133ELZC1 | 19 | 20,000 | PRN | SOLE | 0 | 0 | 20,000 | ||
FEDERAL FARM CR 2point125 percent 40 DUE 05 21 40 | gb | 3133ELZZ0 | 19 | 20,000 | PRN | SOLE | 0 | 0 | 20,000 | ||
FEDERAL HOME LN M 1point5 percent 33 DUE 01 27 33 | gb | 3134GWCD6 | 13 | 13,000 | PRN | SOLE | 0 | 0 | 13,000 | ||
FHLMC 4 percent 43 MBS CMO DUE 01 15 43 FACTOR 0point105095740000 | gm | 3137AXSX2 | 12 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
FEDERAL NTNL MO 6point589 percent 31 ABS SPCL DUE 10 25 31 FACTOR 0point008811990000 | gm | 313920XZ8 | 5 | 500,000 | PRN | SOLE | 0 | 0 | 500,000 | ||
FEDERAL NTNL MOR 5point61 percent 32 ABS SPCL DUE 01 25 32 FACTOR 0point011921560000 | gm | 3139216U7 | 4 | 360,000 | PRN | SOLE | 0 | 0 | 360,000 | ||
FEDERAL NTNL MO 4point677 percent 33 ABS SPCL DUE 09 26 33 FACTOR 0point094677610000 | gm | 31393AV61 | 10 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
FEDERAL NTNL MO 3point266 percent 32 ABS SPCL DUE 08 25 32 FACTOR 0point030276150000 | gm | 31393BW76 | 20 | 630,000 | PRN | SOLE | 0 | 0 | 630,000 | ||
FEDERAL NTNL M 3point3092 percent 43 MBS CMO DUE 06 25 43 FACTOR 0point033863840000 | gm | 31393DUG4 | 18 | 495,000 | PRN | SOLE | 0 | 0 | 495,000 | ||
FHLMC 5point5 percent 33 MBS CMO DUE 01 15 33 FACTOR 0point131087810000 | gm | 31393J3Z9 | 7 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
FEDERAL NTNL MORTGA 7 percent 33 ABS SPCL DUE 12 25 33 FACTOR 0point039762190000 | gm | 31393U4Q3 | 28 | 605,000 | PRN | SOLE | 0 | 0 | 605,000 | ||
FHLMC 5 percent 35 MBS CMO DUE 11 15 35 FACTOR 0point096196930000 | gm | 31396FM83 | 3 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
STRUCTURED ASSET 5point5 percent 33 ABS SPCL DUE 10 25 33 FACTOR 0point048486299754 | gm | 36185NQ60 | 17 | 330,000 | PRN | SOLE | 0 | 0 | 330,000 | ||
NEW CENTURY MORTGAG 6 percent 34 ABS SPCL DUE 09 25 34 FACTOR 0point025618207038 | gm | 36242DCH4 | 8 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
GNMA 7 percent 33 MBS CMO DUE 10 16 33 FACTOR 1point000000000000 | gm | 38374CT50 | 20 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
HEWLETT PACKARD 6point35 percent 45 DUE 10 15 45 | cb | 42824CAY5 | 27 | 20,000 | PRN | SOLE | 0 | 0 | 20,000 | ||
HOLLYFRONTIER C 2point625 percent 23 DUE 10 01 23 | cb | 436106AB4 | 26 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
HOLLYFRONTIER COR 4point5 percent 30 DUE 10 01 30 | cb | 436106AC2 | 16 | 15,000 | PRN | SOLE | 0 | 0 | 15,000 | ||
INTL BK FOR RECO2point7 percent 37F DUE 12 28 37 | cb | 45905UR71 | 41 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
MORTGAGE ASSET SECU 6 percent 34 ABS SPCL DUE 06 25 34 FACTOR 0point045834576204 | gm | 576434RG1 | 12 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
ONEOK, INCpoint 5point85 percent 26 DUE 01 15 26 | cb | 682680BD4 | 2 | 2,000 | PRN | SOLE | 0 | 0 | 2,000 | ||
ONEOK, INCpoint 6point35 percent 31 DUE 01 15 31 | cb | 682680BE2 | 28 | 22,000 | PRN | SOLE | 0 | 0 | 22,000 | ||
PHILIP MORRIS I 6point375 percent 38 DUE 05 16 38 | cb | 718172AC3 | 28 | 20,000 | PRN | SOLE | 0 | 0 | 20,000 | ||
REYNOLDS AMERN I 6point15 percent 43 DUE 09 15 43 | cb | 761713AZ9 | 10 | 8,000 | PRN | SOLE | 0 | 0 | 8,000 | ||
TANGO FIN LTDpoint 0point3053 percent 40 ABS STUD DUE 07 25 40 FACTOR 0point385282868203 | gm | 78442GPL4 | 20 | 55,000 | PRN | SOLE | 0 | 0 | 55,000 | ||
TANGO FIN LTDpoint 0point4153 percent 44 ABS STUD DUE 01 25 44 FACTOR 0point361176391076 | gm | 78442GQA7 | 17 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
MERRILL LYNCH M 4point788 percent 34 ABS SPCL DUE 11 25 34 FACTOR 0point037132353145 | gm | 84751PBJ7 | 28 | 685,000 | PRN | SOLE | 0 | 0 | 685,000 | ||
STRUCTURED ASS 2point4834 percent 34 ABS SPCL DUE 10 25 34 FACTOR 0point027591934461 | gm | 863579CC0 | 10 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
TRUIST FINL CORP 4point8 percent | cb | 89832QAD1 | 14 | 13,000 | PRN | SOLE | 0 | 0 | 13,000 | ||
UpointSpoint INTERNTNL D 1point32 percent 35 DUE 03 15 35 | gb | 90376PBK6 | 39 | 40,000 | PRN | SOLE | 0 | 0 | 40,000 | ||
US TREASUR NT 1point5 percent 10 24 UST NOTE DUE 10 31 24 | tn | 912828YM6 | 31 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
US TREASUR NT 0point5 percent 02 26 UST NOTE DUE 02 28 26 | tn | 91282CBQ3 | 131 | 133,000 | PRN | SOLE | 0 | 0 | 133,000 | ||
KFW 5point5 percent 33 ABS SPCL DUE 05 25 33 FACTOR 0point003736704212 | gm | 929227Y83 | 3 | 810,000 | PRN | SOLE | 0 | 0 | 810,000 | ||
KFW 5point25 percent 33 ABS SPCL DUE 10 25 33 FACTOR 0point116048814857 | gm | 92922FEV6 | 10 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
KFW 5point5 percent 33 MBS CMO DUE 11 25 33 FACTOR 1point000000000000 | gm | 92922FMN5 | 10 | 10,000 | PRN | SOLE | 0 | 0 | 10,000 | ||
KFW 5point5 percent 33 MBS CMO DUE 11 25 33 FACTOR 0point061901547211 | gm | 92922FMW5 | 20 | 316,000 | PRN | SOLE | 0 | 0 | 316,000 | ||
WELLS FARGO ASSE 4point98 percent 34 ABS SPCL DUE 04 25 34 FACTOR 0point001292508149 | gm | 94980GAK7 | 1 | 560,000 | PRN | SOLE | 0 | 0 | 560,000 | ||
AMGEN INCpoint | cs | 031162100 | 131 | 618 | SH | SOLE | 0 | 0 | 618 | ||
AMAZONpointCOM INC | cs | 023135106 | 69 | 21 | SH | SOLE | 0 | 0 | 21 | ||
AIR PROD CHEMICALS | cs | 009158106 | 7 | 29 | SH | SOLE | 23 | 0 | 6 | ||
ARTISAN INTERNATIONAL SM ALL MID INSTL | mf | 04314H576 | 110 | 5,117 | SH | SOLE | 0 | 0 | 5,117 | ||
BRISTOL MYERS SQUIBB | cs | 110122108 | 162 | 2,734 | SH | SOLE | 0 | 0 | 2,734 | ||
CHURCH DWIGHT CO | cs | 171340102 | 1 | 15 | SH | SOLE | 0 | 0 | 15 | ||
COLGATE PALMOLIVE CO | cs | 194162103 | 8 | 105 | SH | SOLE | 44 | 0 | 61 | ||
DEERE CO | cs | 244199105 | 7 | 20 | SH | SOLE | 0 | 0 | 20 | ||
DODGE COX INCOME | mf | 256210105 | 69 | 4,851 | SH | SOLE | 0 | 0 | 4,851 | ||
ALPHABET INCpoint CLASS C | cs | 02079K107 | 35 | 13 | SH | SOLE | 0 | 0 | 13 | ||
ALPHABET INCpoint CLASS A | cs | 02079K305 | 32 | 12 | SH | SOLE | 0 | 0 | 12 | ||
THE COCA COLA CO | cs | 191216100 | 107 | 2,030 | SH | SOLE | 0 | 0 | 2,030 | ||
LILLY ELI CO | cs | 532457108 | 147 | 636 | SH | SOLE | 0 | 0 | 636 | ||
MARSH MC LENNAN CO | cs | 571748102 | 4 | 28 | SH | SOLE | 0 | 0 | 28 | ||
T MOBILE US INC | cs | 872590104 | 2 | 16 | SH | SOLE | 0 | 0 | 16 | ||
VANGUARD MID CAP GROWTH INDEX ADMIRAL | mf | 921937728 | 323 | 3,173 | SH | SOLE | 0 | 0 | 3,173 | ||
VANGUARD MID CAP VALUE I NDEX ADMIRAL | mf | 921937694 | 195 | 2,689 | SH | SOLE | 0 | 0 | 2,689 | ||
VANGUARD SHORT TERM BOND INDEX ADM | mf | 921937702 | 85 | 7,934 | SH | SOLE | 0 | 0 | 7,934 | ||
ISHARES CORE 1 5 YEAR USD BOND ETF | cs | 46432F859 | 2,201 | 43,094 | SH | SOLE | 0 | 0 | 43,094 | ||
ISHARES S P 500 VALUE ETF | cs | 464287408 | 51 | 349 | SH | SOLE | 0 | 0 | 349 | ||
Tpoint ROWE PRICE BLUE CHIP GROWTH | mf | 77954Q106 | 13 | 69 | SH | SOLE | 0 | 0 | 69 | ||
BRIGHTHOUSE F 6point75 percent PFD PFD SER B | ps | 10922N509 | 27 | 961 | SH | SOLE | 0 | 0 | 961 | ||
DODGE COX STOCK | mf | 256219106 | 8 | 32 | SH | SOLE | 0 | 0 | 32 | ||
Tpoint ROWE PRICE NEW HORIZO NS | mf | 779562107 | 9 | 97 | SH | SOLE | 0 | 0 | 97 | ||
VANGUARD EQUITY INCOME I NV | mf | 921921102 | 25 | 576 | SH | SOLE | 0 | 0 | 576 | ||
PRINCIPAL SMALL MIDCAP D IVIDEND INC INST | mf | 74255L738 | 3 | 153 | SH | SOLE | 0 | 0 | 153 | ||
DODGE COX INTERNATIONA L STOCK | mf | 256206103 | 159 | 3,350 | SH | SOLE | 0 | 0 | 3,350 | ||
BEXAR CNTY TX 5 percent 30 GO LTX DUE 06 15 30 | mb | 088281A26 | 120 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
BEXAR CNTY TX HD 5 percent 34 DB UTX DUE 02 15 34 | mb | 088365JZ5 | 315 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
BRIGHTON MI 4 percent 30 GO LTX DUE 10 01 30 | mb | 109349YE4 | 438 | 355,000 | PRN | SOLE | 0 | 0 | 355,000 | ||
CHRLTT MCKLN HOSP N 5 percent 33 SYST HLTH DUE 01 15 33 XTRO | mb | 160853UC9 | 528 | 420,000 | PRN | SOLE | 0 | 0 | 420,000 | ||
COLORADO HEALTH FAC 5 percent 32 SYST HLTH DUE 01 01 32 XTRO | mb | 19648FLH5 | 129 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
FAIRFAX CNTY VA 4 percent 27 GO UTX DUE 10 01 27 | mb | 30382AEP3 | 621 | 540,000 | PRN | SOLE | 0 | 0 | 540,000 | ||
FRANKLIN CNTY OH 5 percent 22 GO LTX DUE 06 01 22 | mb | 3531725F2 | 206 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
GWINNETT CNTY GA SD 4 percent 33 GO UTX DUE 02 01 33 | mb | 403755X71 | 402 | 325,000 | PRN | SOLE | 0 | 0 | 325,000 | ||
HAWAII ST 5 percent 29 GO UTX DUE 05 01 29 | mb | 419792RL2 | 398 | 325,000 | PRN | SOLE | 0 | 0 | 325,000 | ||
HILLSBORO CN FL S B 5 percent 30 SCH COPS DUE 07 01 30 | mb | 43232VVA6 | 397 | 320,000 | PRN | SOLE | 0 | 0 | 320,000 | ||
HONOLULU HAWAII CIT 5 percent 31 SWR UTIL DUE 07 01 31 | mb | 438701ZS6 | 333 | 285,000 | PRN | SOLE | 0 | 0 | 285,000 | ||
HOUSTON TEXAS UTILI 5 percent 29 COMB UTIL DUE 11 15 29 | mb | 44244CCK1 | 442 | 375,000 | PRN | SOLE | 0 | 0 | 375,000 | ||
IN ST FIN AUTH REV 5 percent 33 POOL AUTH DUE 02 01 33 | mb | 45506DR80 | 373 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
KING CNTY WA SD 5 percent 29 GO UTX DUE 12 01 29 | mb | 495278W33 | 349 | 280,000 | PRN | SOLE | 0 | 0 | 280,000 | ||
LOUISIANA PUBLIC FA 5 percent 25 SYST HLTH DUE 05 15 25 XTRO | mb | 546399BY1 | 289 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
LOUISIANA ST 5 percent 34 GO UTX DUE 03 01 34 | mb | 546417CG9 | 423 | 335,000 | PRN | SOLE | 0 | 0 | 335,000 | ||
MARYLAND ST 5 percent 36 GO UTX DUE 03 01 36 | mb | 574193UF3 | 460 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
MIAMI DADE CN FL CO 5 percent 32 SCH COPS DUE 05 01 32 XTRO | mb | 59333MQ81 | 265 | 225,000 | PRN | SOLE | 0 | 0 | 225,000 | ||
MIAMI DADE CN FL 5 percent 30 SYST HLTH DUE 06 01 30 | mb | 59333TEY2 | 367 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
MT PLEASANT SC W S 5 percent 28 COMB UTIL DUE 06 01 28 | mb | 622634FH1 | 246 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
NEW PALESTINE IND 4point5 percent 32 REV UTX DUE 07 15 32 | mb | 647832BZ6 | 248 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
NYC NY TRAN AUTH 5 percent 31 COMB TAX DUE 11 01 31 | mb | 64971WXH8 | 411 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
NEW YORK ST DORM AU 5 percent 35 HOSP HLTH DUE 07 01 35 XTRO | mb | 64990GVC3 | 353 | 275,000 | PRN | SOLE | 0 | 0 | 275,000 | ||
RICHARDSON TX ISD 5 percent 29 GO UTX DUE 02 15 29 | mb | 763261V35 | 355 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
RICHMOND VA 5 percent 30 GO UTX DUE 07 15 30 | mb | 76541VRY5 | 399 | 325,000 | PRN | SOLE | 0 | 0 | 325,000 | ||
SANDY SPRINGS GA PU 5 percent 28 LEAS BLDG DUE 05 01 28 | mb | 80036RCM0 | 506 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
TALLAHASSEE FL ENGY 5 percent 32 COMB UTIL DUE 10 01 32 | mb | 874476JR6 | 526 | 450,000 | PRN | SOLE | 0 | 0 | 450,000 | ||
TRI CNTY METROPOLIT 5 percent 29 COMB TAX DUE 09 01 29 | mb | 89546RMC5 | 259 | 220,000 | PRN | SOLE | 0 | 0 | 220,000 | ||
UTAH ST 5 percent 31 GO UTX DUE 07 01 31 | mb | 917542WR9 | 313 | 245,000 | PRN | SOLE | 0 | 0 | 245,000 | ||
VIRGINIA ST PUBLIC 5 percent 28 FINL SCH DUE 08 01 28 | mb | 92818HBL4 | 35 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
WISCONSIN STATE 5 percent 36 GO UTX DUE 05 01 36 | mb | 97705MQC2 | 387 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
WISCONSIN ST ENVIRO 5 percent 30 FINL AUTH DUE 06 01 30 | mb | 97709TBD7 | 437 | 375,000 | PRN | SOLE | 0 | 0 | 375,000 | ||
WI ST TRANS 5 percent 25 MTR TAX DUE 07 01 25 | mb | 977123Q35 | 410 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
DUKE ENERGY CORP 3point75 percent 24 DUE 04 15 24 | cb | 26441CAN5 | 213 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
ISHARES 3 7 YEAR TRERY BOND ETF | cs | 464288661 | 176 | 1,350 | SH | SOLE | 0 | 0 | 1,350 | ||
ISHARES 1 3 YEAR TREASRY BOND ETF | cs | 464287457 | 2,399 | 27,841 | SH | SOLE | 0 | 0 | 27,841 | ||
BLACKROCK MULTI ASSET IN COME INSTL | mf | 778296103 | 4,487 | 393,974 | SH | SOLE | 0 | 0 | 393,974 | ||
JOHNSON JOHNSON | cs | 478160104 | 358 | 2,214 | SH | SOLE | 39 | 0 | 2,175 | ||
INVESCO S P 500 HIGH DIVIDEND LOW VOLATILITY ETF | cs | 46138E362 | 85 | 2,000 | SH | SOLE | 0 | 0 | 2,000 | ||
SPDR PORTFOLIO S P 500 ETF IV | cs | 78464A854 | 50 | 1,000 | SH | SOLE | 0 | 0 | 1,000 | ||
INVESCO S P 500 LOW VOLATILITY ETF | cs | 46138E354 | 1,916 | 31,487 | SH | SOLE | 0 | 0 | 31,487 | ||
ISHARES 0 5 YEAR TIPS BOND ETF IV | cs | 46429B747 | 2,243 | 21,237 | SH | SOLE | 0 | 0 | 21,237 | ||
INVESCO S P MIDCAP LOW VOLATILITY ETF | cs | 73937B647 | 1,125 | 21,418 | SH | SOLE | 0 | 0 | 21,418 | ||
INVESCO S P SMALLCAP LOW VOLATILITY ETF | cs | 46138G102 | 852 | 18,079 | SH | SOLE | 0 | 0 | 18,079 | ||
GOLDMAN SACHS BA 3point35 percent 23 CD FDIC INS DUE 09 26 23 US | cd | 38148PW94 | 159 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
WELLS FARGO CO 2point5 percent 22 CD FDIC INS DUE 01 19 22 US | cd | 949763MX1 | 126 | 125,000 | PRN | SOLE | 0 | 0 | 125,000 | ||
ISHARES EDGE UpointSpoint FIXED INCOME BALANCED RISK ETF | cs | 46435U796 | 2,188 | 21,812 | SH | SOLE | 0 | 0 | 21,812 | ||
ISHARES 10 20 YEAR TSURY BOND ETF IV | cs | 464288653 | 504 | 3,427 | SH | SOLE | 0 | 0 | 3,427 | ||
ULTA BEAUTY INCpoint | cs | 90384S303 | 99 | 275 | SH | SOLE | 0 | 0 | 275 | ||
AFLAC INC 3point625 percent 24 DUE 11 15 24 | cb | 001055AM4 | 434 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
A O N PLC 3point5 percent 24F DUE 06 14 24 | cb | 00185AAF1 | 53 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
ABBVIE INCpoint 3point2 percent 22 DUE 11 06 22 | cb | 00287YAP4 | 103 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
ADVANCE AUTO PART 4point5 percent 23 DUE 12 01 23 | cb | 00751YAC0 | 107 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
AIR LEASE CORP 3 percent 23 DUE 09 15 23 | cb | 00912XAT1 | 312 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
AKRON OH CTFS PA 3point75 percent 21 FAC COPS DUE 12 01 21 OID TAXBL | mb | 010047DH8 | 145 | 145,000 | PRN | SOLE | 0 | 0 | 145,000 | ||
ALLERGAN, INCpoint 2point8 percent 23 DUE 03 15 23 | cb | 018490AQ5 | 87 | 85,000 | PRN | SOLE | 0 | 0 | 85,000 | ||
AMAZONpointCOM, INCpoint 2point5 percent 22 DUE 11 29 22 | cb | 023135AJ5 | 172 | 169,000 | PRN | SOLE | 0 | 0 | 169,000 | ||
AMAZONpointCOM, INCpoint 3point8 percent 24 DUE 12 05 24 | cb | 023135AN6 | 1,061 | 972,000 | PRN | SOLE | 0 | 0 | 972,000 | ||
AMERICAN TOWER 3point375 percent 26 DUE 10 15 26 | cb | 03027XAK6 | 379 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
AMGEN INCpoint 3point625 percent 22 DUE 05 15 22 | cb | 031162BN9 | 139 | 137,000 | PRN | SOLE | 0 | 0 | 137,000 | ||
AMGEN INCpoint 3point625 percent 24 DUE 05 22 24 | cb | 031162BV1 | 64 | 60,000 | PRN | SOLE | 0 | 0 | 60,000 | ||
AMGEN INCpoint 3point125 percent 25 DUE 05 01 25 | cb | 031162BY5 | 427 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
ANHEUSER BUSCH I 3point65 percent 26 DUE 02 01 26 | cb | 035242AP1 | 329 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
APPLE INCpoint 2point7 percent 22 DUE 05 13 22 | cb | 037833BF6 | 203 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
ASSURED GUARANTY US 5 percent 24 DUE 07 01 24 | cb | 04621WAC4 | 385 | 347,000 | PRN | SOLE | 0 | 0 | 347,000 | ||
AUSTRALIA AND NE4point5 percent 24F DUE 03 19 24 | cb | 052528AH9 | 108 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
AUTODESK, INCpoint 3point6 percent 22 DUE 12 15 22 | cb | 052769AB2 | 206 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
BAIDU, INCpoint 3point5 percent 22F DUE 11 28 22 | cb | 056752AB4 | 155 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
BANK AMER CORP 4point2 percent 24 DUE 08 26 24 | cb | 06051GFH7 | 109 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
BANK OF AMERICA 3point95 percent 25 DUE 04 21 25 | cb | 06051GFP9 | 109 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
BAYER US FIN LL 3point375 percent 24 DUE 10 08 24 | cb | 07274EAG8 | 426 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
BEAUMONT TX ISD 5 percent 22 GO UTX DUE 02 15 22 | mb | 074527QS4 | 92 | 90,000 | PRN | SOLE | 0 | 0 | 90,000 | ||
BECTON, DICKINS 3point734 percent 24 DUE 12 15 24 | cb | 075887BF5 | 108 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
BIOGEN INCpoint 3point625 percent 22 DUE 09 15 22 | cb | 09062XAE3 | 103 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
BLOCK FINL LLC 5point5 percent 22 DUE 11 01 22 | cb | 093662AE4 | 491 | 478,000 | PRN | SOLE | 0 | 0 | 478,000 | ||
BLOCK FINL LLC 5point25 percent 25 DUE 10 01 25 | cb | 093662AG9 | 315 | 280,000 | PRN | SOLE | 0 | 0 | 280,000 | ||
BOSTON PROPERTIE 3point65 percent 26 DUE 02 01 26 | cb | 10112RAX2 | 273 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
CF INDUSTRIES, I 3point45 percent 23 DUE 06 01 23 | cb | 12527GAC7 | 138 | 132,000 | PRN | SOLE | 0 | 0 | 132,000 | ||
CIGNA CORP 3point25 percent 25 DUE 04 15 25 | cb | 125509BU2 | 374 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
CANADIAN NATURAL3point8 percent 24F DUE 04 15 24 | cb | 136385AT8 | 213 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
CAPITAL ONE FINL 4point2 percent 25 DUE 10 29 25 | cb | 14040HBJ3 | 111 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
CARBON CNTY WY SD # 5 percent 22 GO UTX DUE 06 15 22 | mb | 141028DY3 | 103 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
CHEVRON CORP 2point411 percent 22 DUE 03 03 22 | cb | 166764AT7 | 101 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
CISCO SYSTEMS, IN 2point2 percent 23 DUE 09 20 23 | cb | 17275RBH4 | 207 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
CITIGROUP INC 3point5 percent 23 DUE 05 15 23 | cb | 172967GT2 | 52 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
CITIGROUP INCpoint 3point75 percent 24 DUE 06 16 24 | cb | 172967HT1 | 54 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
CITIGROUP INC 3point875 percent 25 DUE 03 26 25 | cb | 172967JL6 | 108 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
CITIGROUP INC 4point4 percent 25 DUE 06 10 25 | cb | 172967JT9 | 221 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
CONNECTICUT ST 4 percent 30 GO UTX DUE 10 15 30 | mb | 20772J4S8 | 114 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
CREDIT SUISSE GR6point5 percent 23F DUE 08 08 23 | cb | 22546DAA4 | 55 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
DPH HOLDINGS COR 4point15 percent 24 DUE 03 15 24 | cb | 247126AJ4 | 215 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
DIRECTV HOLDINGS 4point45 percent 24 DUE 04 01 24 | cb | 25459HBL8 | 161 | 165,000 | PRN | SOLE | 0 | 0 | 165,000 | ||
THE WALT DISNEY CO 3 percent 22 DUE 09 15 22 | cb | 254687CL8 | 359 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
DISCOVERY, INCpoint 3point95 percent 25 DUE 06 15 25 | cb | 25470DBD0 | 109 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
DOLLAR GENERAL C 3point25 percent 23 DUE 04 15 23 | cb | 256677AC9 | 26 | 25,000 | PRN | SOLE | 0 | 0 | 25,000 | ||
EPR PROPERTIES 5point25 percent 23 DUE 07 15 23 | cb | 26884UAA7 | 105 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
EBAY INCpoint 2point6 percent 22 DUE 07 15 22 | cb | 278642AE3 | 304 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
EMBRAER S A 5point15 percent 22F DUE 06 15 22 | cb | 29082AAA5 | 102 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
ENTERPRISE PRODUC 3point9 percent 24 DUE 02 15 24 | cb | 29379VBB8 | 53 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
EVERNORTH HEALTH, I 3 percent 23 DUE 07 15 23 | cb | 30219GAQ1 | 521 | 500,000 | PRN | SOLE | 0 | 0 | 500,000 | ||
GATX CORP 3point25 percent 25 DUE 03 30 25 | cb | 361448AW3 | 106 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
GA MUN ELEC AUTH 5point7 percent 24 PWR UTIL DUE 01 01 24 OID TAXBL AMBAC INDEMNIT | mb | 373541P96 | 32 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
SILVANA MINES IN3point7 percent 23F DUE 03 15 23 | cb | 380956AD4 | 52 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
THE GOLDMAN SACHS 3point5 percent 25 DUE 01 23 25 | cb | 38148LAC0 | 107 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
GOLDMAN SACHS BAN 2point4 percent 22 CD FDIC INS DUE 09 06 22 US | cd | 38148PPC5 | 255 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
HSBC HOLDINGS 4point875 percent 22F DUE 01 14 22 | cb | 404280AL3 | 202 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
HARTFORD CT MET DIS 5 percent 26 MET DUE 11 01 26 | mb | 416489RV6 | 113 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
INTEL CORP 2point7 percent 22 DUE 12 15 22 | cb | 458140AM2 | 206 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
INTERNTNL BUSIN 1point875 percent 22 DUE 08 01 22 | cb | 459200HG9 | 51 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
JPMORGAN CHASE 4point5 percent 22 DUE 01 24 22 | cb | 46625HJD3 | 203 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
JAL NEW MEXICO PUBL 3 percent 27 GO UTX DUE 08 01 27 | mb | 470143CH9 | 269 | 245,000 | PRN | SOLE | 0 | 0 | 245,000 | ||
JANUS CAPITAL G 4point875 percent 25 DUE 08 01 25 | cb | 47102XAJ4 | 112 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
JEFFERIES GROUP 5point125 percent 23 DUE 01 20 23 | cb | 472319AL6 | 264 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
KINDER MORGAN EN 3point95 percent 22 DUE 09 01 22 | cb | 494550BL9 | 51 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
KRAFT FOODS GROUP 3point5 percent 22 DUE 06 06 22 | cb | 50076QAZ9 | 153 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
THE KROGER COpoint 3point85 percent 23 DUE 08 01 23 | cb | 501044CS8 | 369 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
LAZARD GROUP LLC 3point75 percent 25 DUE 02 13 25 | cb | 52107QAG0 | 108 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
LEGG MASON INC 3point95 percent 24 DUE 07 15 24 | cb | 524901AT2 | 326 | 300,000 | PRN | SOLE | 0 | 0 | 300,000 | ||
LINCOLN NTNL CORP 4point2 percent 22 DUE 03 15 22 | cb | 534187BC2 | 203 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
MACY'S, INCpoint 3point875 percent 22 CALLED @100 EFF 10 15 2021 | cb | 55616XAF4 | 100 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
MAPLE WI SD 5 percent 25 GO UTX DUE 04 01 25 | mb | 565386EW5 | 103 | 90,000 | PRN | SOLE | 0 | 0 | 90,000 | ||
MARATHON PETROL 3point625 percent 24 DUE 09 15 24 | cb | 56585AAG7 | 375 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
MARYVILLE MI CS 4 percent 27 GO UTX DUE 05 01 27 | mb | 578622CM2 | 239 | 205,000 | PRN | SOLE | 0 | 0 | 205,000 | ||
MERCK COpoint, INC 2point75 percent 25 DUE 02 10 25 | cb | 58933YAR6 | 423 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
METLIFE, INCpoint 4point368 percent 23 DUE 09 15 23 | cb | 59156RBB3 | 108 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
MOLSON COORS BEVE 3point5 percent 22 DUE 05 01 22 | cb | 60871RAC4 | 61 | 60,000 | PRN | SOLE | 0 | 0 | 60,000 | ||
MOODY'S CORP 4point875 percent 24 DUE 02 15 24 | cb | 615369AC9 | 120 | 110,000 | PRN | SOLE | 0 | 0 | 110,000 | ||
MORGAN CN KY SD 5 percent 26 LEAS SCH DUE 08 01 26 XTRO | mb | 617244JZ2 | 299 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
MORGAN STANLEY 4point875 percent 22 DUE 11 01 22 | cb | 6174824M3 | 157 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
MOSAIC CO NEW 4point25 percent 23 DUE 11 15 23 | cb | 61945CAC7 | 427 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
NASDAQ, INCpoint 4point25 percent 24 DUE 06 01 24 | cb | 631103AF5 | 217 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
NTNL RURAL UTILITIE 3 percent 24 DUE 06 15 24 | cb | 63743FVC7 | 104 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
NTNL RURAL UTILIT 3point5 percent 27 DUE 12 15 27 | cb | 63743FVD5 | 107 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
NY ST ENV FAC 5 percent 24 POOL AUTH DUE 02 15 24 | mb | 64985HHC4 | 102 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
NUTRIEN LTDpoint 3point375 percent 25F DUE 03 15 25 | cb | 67077MAL2 | 107 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
OAK CREEK WI 3 percent 27 GO UTX DUE 10 01 27 | mb | 671137VP9 | 111 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
OMAHA NE PPD ELE 5 percent 29 ELEC UTIL DUE 02 01 29 | mb | 6817937Y5 | 102 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
PITNEY BOWES IN 4point625 percent 24 DUE 03 15 24 | cb | 724479AJ9 | 347 | 330,000 | PRN | SOLE | 0 | 0 | 330,000 | ||
PRIMERICA, INCpoint 4point75 percent 22 DUE 07 15 22 | cb | 74164MAA6 | 207 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
PROSPECT CAPITA 5point875 percent 23 DUE 03 15 23 | cb | 74348TAJ1 | 264 | 250,000 | PRN | SOLE | 0 | 0 | 250,000 | ||
PUBLIC STORAGE 2point37 percent 22 DUE 09 15 22 | cb | 74460DAB5 | 509 | 500,000 | PRN | SOLE | 0 | 0 | 500,000 | ||
QUEST DIAGNOSTIC 4point25 percent 24 DUE 04 01 24 | cb | 74834LAV2 | 54 | 50,000 | PRN | SOLE | 0 | 0 | 50,000 | ||
ROGERS COMMUNICA4point1 percent 23F DUE 10 01 23 | cb | 775109AY7 | 159 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
SAVANNAH GA ECO 3point35 percent 25 FAC IDR DUE 01 01 25 XTRO TAXBL | mb | 80483BBM4 | 107 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
SCOTT CN KS 5 percent 26 GO UTX DUE 04 01 26 XTRO | mb | 809503DF9 | 119 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
THE SHERWIN WIL 3point125 percent 24 DUE 06 01 24 | cb | 824348AV8 | 371 | 350,000 | PRN | SOLE | 0 | 0 | 350,000 | ||
SOCIETE GENERALE S5 percent 24F DUE 01 17 24 | cb | 83367TBG3 | 836 | 775,000 | PRN | SOLE | 0 | 0 | 775,000 | ||
TIFFANY COpoint 3point8 percent 24 DUE 10 01 24 | cb | 886546AB6 | 162 | 150,000 | PRN | SOLE | 0 | 0 | 150,000 | ||
TOTALENERGIES C4point25 percent 21F DUE 12 15 21 | cb | 89152UAB8 | 202 | 200,000 | PRN | SOLE | 0 | 0 | 200,000 | ||
TOYOTA MOTOR CRED 3point3 percent 22 DUE 01 12 22 | cb | 89233P5T9 | 403 | 400,000 | PRN | SOLE | 0 | 0 | 400,000 | ||
UNITEDHEALTH GRO 3point35 percent 22 DUE 07 15 22 | cb | 91324PCN0 | 102 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
WALMART INCpoint 3point3 percent 24 DUE 04 22 24 | cb | 931142DP5 | 85 | 80,000 | PRN | SOLE | 0 | 0 | 80,000 | ||
ANTHEM, INCpoint 3point125 percent 22 DUE 05 15 22 | cb | 94973VAX5 | 76 | 75,000 | PRN | SOLE | 0 | 0 | 75,000 | ||
W CONTRA CSTA CA US 5 percent 29 FINL SCH DUE 08 01 29 | mb | 952347N81 | 116 | 100,000 | PRN | SOLE | 0 | 0 | 100,000 | ||
WILLIAMS PARTNERS 4point5 percent 23 DUE 11 15 23 | cb | 96950FAL8 | 236 | 220,000 | PRN | SOLE | 0 | 0 | 220,000 | ||
XEROX CAPITAL TRU 3point8 percent 24 DUE 05 15 24 | cb | 984121CJ0 | 140 | 135,000 | PRN | SOLE | 0 | 0 | 135,000 | ||
BNP PARIBAS SA 5 percent 24F DUE 01 17 24 | cb | F8590LAA4 | 32 | 30,000 | PRN | SOLE | 0 | 0 | 30,000 | ||
A T T INC | cs | 00206R102 | 2 | 85 | SH | SOLE | 85 | 0 | 0 | ||
TAKEDA PHARMA CO F SPONSORED ADR 1 ADR REPS 0point5 ORD SHS | cs | 874060205 | 0 | 25 | SH | SOLE | 25 | 0 | 0 | ||
FIRST TR PORTFOLIOS | ut | 30316G589 | 28 | 2,515 | SH | SOLE | 0 | 0 | 2,515 |