The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Labs | COM | 002824100 | 653 | 5,519 | SH | SOLE | NONE | 5,519 | 0 | 0 | |
ABBVIE INC USD 0.01 | COM | 00287Y109 | 473 | 2,915 | SH | SOLE | NONE | 2,915 | 0 | 0 | |
Advanced Micro Devices Inc | COM | 007903107 | 487 | 4,450 | SH | SOLE | NONE | 4,450 | 0 | 0 | |
Agilent Technologies | COM | 00846U101 | 239 | 1,804 | SH | SOLE | NONE | 1,804 | 0 | 0 | |
Albemarle Corp. | COM | 012653101 | 354 | 1,600 | SH | SOLE | NONE | 1,600 | 0 | 0 | |
Alphabet Inc | CAP STK CL C | 02079K107 | 908 | 325 | SH | SOLE | NONE | 325 | 0 | 0 | |
Amazon Corp. | COM | 023135106 | 877 | 269 | SH | SOLE | NONE | 269 | 0 | 0 | |
Amgen | COM | 031162100 | 296 | 1,226 | SH | SOLE | NONE | 1,226 | 0 | 0 | |
ANTHEM INC USD 0.01 | COM | 036752103 | 1,102 | 2,244 | SH | SOLE | NONE | 2,244 | 0 | 0 | |
APPLE INC USD 0.00001 | COM | 037833100 | 1,060 | 6,069 | SH | SOLE | NONE | 6,069 | 0 | 0 | |
ASML HOLDING NV (EX ASM LITHOGRAPH | N Y REGISTRY SHS | N07059210 | 382 | 572 | SH | SOLE | NONE | 572 | 0 | 0 | |
AtriCure Inc | COM | 04963C209 | 700 | 10,654 | SH | SOLE | NONE | 10,654 | 0 | 0 | |
Baxter International Inc. | COM | 071813109 | 266 | 3,432 | SH | SOLE | NONE | 3,432 | 0 | 0 | |
Becton, Dickinson | COM | 075887109 | 445 | 1,716 | SH | SOLE | NONE | 1,716 | 0 | 0 | |
BHP BILLITON LTD | SPONSORED ADS | 088606108 | 932 | 12,064 | SH | SOLE | NONE | 12,064 | 0 | 0 | |
BIO-TECHNE CORP | COM | 09073M104 | 248 | 572 | SH | SOLE | NONE | 572 | 0 | 0 | |
Block Inc | CL A | 852234103 | 407 | 3,000 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Boston Scientific Corp. | COM | 101137107 | 854 | 19,282 | SH | SOLE | NONE | 19,282 | 0 | 0 | |
BROADCOM INC NPV | COM | 11135F101 | 267 | 424 | SH | SOLE | NONE | 424 | 0 | 0 | |
Cigna Corp | COM | 125523100 | 496 | 2,068 | SH | SOLE | NONE | 2,068 | 0 | 0 | |
CloudFlare Inc | CL A COM | 18915M107 | 1,545 | 12,904 | SH | SOLE | NONE | 12,904 | 0 | 0 | |
CloudFlare Inc | CL A COM | 18915M107 | 4,369 | 36,500 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Crowdstrike Holdings Inc | CL A | 22788C105 | 1,805 | 7,948 | SH | SOLE | NONE | 7,948 | 0 | 0 | |
Crowdstrike Holdings Inc | CL A | 22788C105 | 4,973 | 21,900 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
CVS/Caremark Corp. | COM | 126650100 | 1,024 | 10,120 | SH | SOLE | NONE | 10,120 | 0 | 0 | |
Datadog Inc | CL A COM | 23804L103 | 1,419 | 9,368 | SH | SOLE | NONE | 9,368 | 0 | 0 | |
Datadog Inc | CL A COM | 23804L103 | 3,529 | 23,300 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
DEXCOM INC USD 0.001 | COM | 252131107 | 608 | 1,189 | SH | SOLE | NONE | 1,189 | 0 | 0 | |
ELASTIC NV EUR 0.01 | ORD SHS | N14506104 | 216 | 2,428 | SH | SOLE | NONE | 2,428 | 0 | 0 | |
GLOBALFOUNDRIES INC | ORDINARY SHARES | G39387108 | 366 | 5,861 | SH | SOLE | NONE | 5,861 | 0 | 0 | |
GORES METROPOULOS II -CW28 | *W EXP 01/31/202 | 83542D110 | 27 | 37,969 | SH | SOLE | NONE | 37,969 | 0 | 0 | |
HCA HLDGS INC USD 0.01 | COM | 40412C101 | 562 | 2,244 | SH | SOLE | NONE | 2,244 | 0 | 0 | |
HORIZON THERAPEUTICS PLC | SHS | G46188101 | 1,108 | 10,531 | SH | SOLE | NONE | 10,531 | 0 | 0 | |
Humana Inc. | COM | 444859102 | 876 | 2,012 | SH | SOLE | NONE | 2,012 | 0 | 0 | |
Illumina Inc | COM | 452327109 | 500 | 1,431 | SH | SOLE | NONE | 1,431 | 0 | 0 | |
Intel Corp. | COM | 458140100 | 701 | 14,141 | SH | SOLE | NONE | 14,141 | 0 | 0 | |
Intuitive Surgical Inc. | COM NEW | 46120E602 | 2,538 | 8,414 | SH | SOLE | NONE | 8,414 | 0 | 0 | |
Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 27,445 | 75,703 | SH | SOLE | NONE | 75,703 | 0 | 0 | |
Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 356,014 | 982,000 | SH | Put | SOLE | NONE | 982,000 | 0 | 0 |
Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 5,402 | 14,900 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
IQVIA Holdings Inc | COM | 46266C105 | 336 | 1,452 | SH | SOLE | NONE | 1,452 | 0 | 0 | |
ISHARES BARCLAYS AGGREGATE | CORE US AGGBD ET | 464287226 | 1,153 | 10,763 | SH | SOLE | NONE | 10,763 | 0 | 0 | |
iShares Core MSCI Emerging Markets ETF | CORE MSCI EMKT | 46434G103 | 7,392 | 133,063 | SH | SOLE | NONE | 133,063 | 0 | 0 | |
iShares iBoxx High Yield Corpo | IBOXX HI YD ETF | 464288513 | 6,172 | 75,000 | SH | Put | SOLE | NONE | 75,000 | 0 | 0 |
iShares MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 160,507 | 2,180,800 | SH | Put | SOLE | NONE | 2,180,800 | 0 | 0 |
iShares MSCI Emerging Markets | MSCI EMG MKT ETF | 464287234 | 23,392 | 518,100 | SH | Put | SOLE | NONE | 518,100 | 0 | 0 |
iShares Russell 2000 ETF | RUSSELL 2000 ETF | 464287655 | 11,044 | 53,800 | SH | Put | SOLE | NONE | 53,800 | 0 | 0 |
ISHARES S&P SMALL CAP 600 INDEX FUND | CORE S&P SCP ETF | 464287804 | 3,537 | 32,783 | SH | SOLE | NONE | 32,783 | 0 | 0 | |
ISHARES SP 500 INDEX FUND | CORE S&P500 ETF | 464287200 | 722,716 | 1,592,973 | SH | SOLE | NONE | 1,592,973 | 0 | 0 | |
ISHARES TR CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 39,985 | 575,237 | SH | SOLE | NONE | 575,237 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 1,419 | 8,004 | SH | SOLE | NONE | 8,004 | 0 | 0 | |
Laboratory Corp. of America Holding | COM NEW | 50540R409 | 459 | 1,739 | SH | SOLE | NONE | 1,739 | 0 | 0 | |
LANTHEUS HLDGS INC USD 0.01 | COM | 516544103 | 2,041 | 36,904 | SH | SOLE | NONE | 36,904 | 0 | 0 | |
LEMONADE INC | COM | 52567D107 | 367 | 13,900 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Lilly (Eli) & Co. | COM | 532457108 | 1,046 | 3,652 | SH | SOLE | NONE | 3,652 | 0 | 0 | |
LIVANOVA PLC GBP 1.0 | SHS | G5509L101 | 552 | 6,746 | SH | SOLE | NONE | 6,746 | 0 | 0 | |
McKesson Corp. (New) | COM | 58155Q103 | 310 | 1,012 | SH | SOLE | NONE | 1,012 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 978 | 8,816 | SH | SOLE | NONE | 8,816 | 0 | 0 | |
Meta Platforms Inc | CL A | 30303M102 | 403 | 1,811 | SH | SOLE | NONE | 1,811 | 0 | 0 | |
Microsoft Corp. | COM | 594918104 | 789 | 2,560 | SH | SOLE | NONE | 2,560 | 0 | 0 | |
Netflix Inc. | COM | 64110L106 | 231 | 617 | SH | SOLE | NONE | 617 | 0 | 0 | |
NVIDIA Corp. | COM | 67066G104 | 1,275 | 4,671 | SH | SOLE | NONE | 4,671 | 0 | 0 | |
Pfizer, Inc. | COM | 717081103 | 428 | 8,261 | SH | SOLE | NONE | 8,261 | 0 | 0 | |
QUALCOMM Inc. | COM | 747525103 | 217 | 1,423 | SH | SOLE | NONE | 1,423 | 0 | 0 | |
Quidel Corp | COM | 74838J101 | 218 | 1,938 | SH | SOLE | NONE | 1,938 | 0 | 0 | |
SentinelOne Inc | CL A | 81730H109 | 708 | 18,268 | SH | SOLE | NONE | 18,268 | 0 | 0 | |
Shockwave Medical Inc | COM | 82489T104 | 1,072 | 5,171 | SH | SOLE | NONE | 5,171 | 0 | 0 | |
SIMPLIFY HIGH YIELD PL CR HD | HIGH YIELD PLUS | 82889N830 | 23,799 | 966,203 | SH | SOLE | NONE | 966,203 | 0 | 0 | |
Simplify Interest Rate Hedge ETF | SIMPLIFY INTERST | 82889N855 | 8,370 | 167,943 | SH | SOLE | NONE | 167,943 | 0 | 0 | |
SIMPLIFY RISK PARITY TREASUR | RISK PARITY TREA | 82889N798 | 3,559 | 176,229 | SH | SOLE | NONE | 176,229 | 0 | 0 | |
SIMPLIFY VOLATILITY PREMIUM | VOLATILITY PREM | 82889N863 | 34,745 | 1,423,403 | SH | SOLE | NONE | 1,423,403 | 0 | 0 | |
Snap Inc | CL A | 83304A106 | 245 | 6,800 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Snowflake Inc | CL A | 833445109 | 587 | 2,564 | SH | SOLE | NONE | 2,564 | 0 | 0 | |
SONDER HOLDINGS INC | CLASS A COM | 83542D102 | 90 | 18,862 | SH | SOLE | NONE | 18,862 | 0 | 0 | |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 1,569,810 | 3,475,800 | SH | Put | SOLE | NONE | 3,475,800 | 0 | 0 |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 48,822 | 108,100 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Stryker Corp. | COM | 863667101 | 1,270 | 4,752 | SH | SOLE | NONE | 4,752 | 0 | 0 | |
TELADOC INC USD 0.001 | COM | 87918A105 | 379 | 5,251 | SH | SOLE | NONE | 5,251 | 0 | 0 | |
Tenet Healthcare Corp. | COM NEW | 88033G407 | 867 | 10,086 | SH | SOLE | NONE | 10,086 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 779 | 723 | SH | SOLE | NONE | 723 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 9,698 | 9,000 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Thermo Fisher Scientific Inc | COM | 883556102 | 572 | 968 | SH | SOLE | NONE | 968 | 0 | 0 | |
United Health Group Inc. | COM | 91324P102 | 1,492 | 2,925 | SH | SOLE | NONE | 2,925 | 0 | 0 | |
United Therapeutics Corp | COM | 91307C102 | 780 | 4,350 | SH | SOLE | NONE | 4,350 | 0 | 0 | |
UPSTART HOLDINGS INC | COM | 91680M107 | 224 | 2,050 | SH | SOLE | NONE | 2,050 | 0 | 0 | |
UPSTART HOLDINGS INC | COM | 91680M107 | 404 | 3,700 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
UserTesting Inc | COM | 91734E101 | 226 | 21,096 | SH | SOLE | NONE | 21,096 | 0 | 0 | |
VALE SA-SP ADR | SPONSORED ADS | 91912E105 | 434 | 21,690 | SH | SOLE | NONE | 21,690 | 0 | 0 | |
VanEck Vectors Fallen Angel High Yield Bond ETF | FALLEN ANGEL HG | 92189F437 | 453 | 14,909 | SH | SOLE | NONE | 14,909 | 0 | 0 | |
ViewRay Inc | COM | 92672L107 | 545 | 138,958 | SH | SOLE | NONE | 138,958 | 0 | 0 | |
Walt Disney Co. | COM | 254687106 | 231 | 1,681 | SH | SOLE | NONE | 1,681 | 0 | 0 | |
Waters Corporation | COM | 941848103 | 246 | 792 | SH | SOLE | NONE | 792 | 0 | 0 | |
ZOETIS INC USD 0.01 | CL A | 98978V103 | 277 | 1,469 | SH | SOLE | NONE | 1,469 | 0 | 0 |