The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Abbott Labs | COM | 002824100 | 749 | 6,894 | SH | SOLE | NONE | 6,894 | 0 | 0 | |
ABBVIE INC USD 0.01 | COM | 00287Y109 | 558 | 3,641 | SH | SOLE | NONE | 3,641 | 0 | 0 | |
Agilent Technologies | COM | 00846U101 | 267 | 2,255 | SH | SOLE | NONE | 2,255 | 0 | 0 | |
Alphabet Inc | CAP STK CL C | 02079K107 | 260 | 119 | SH | SOLE | NONE | 119 | 0 | 0 | |
Alphabet Inc | CAP STK CL A | 02079K305 | 2,397 | 1,100 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Amazon Corp. | COM | 023135106 | 231 | 2,171 | SH | SOLE | NONE | 2,171 | 0 | 0 | |
Amgen | COM | 031162100 | 202 | 829 | SH | SOLE | NONE | 829 | 0 | 0 | |
ANTHEM INC USD 0.01 | COM | 036752103 | 1,354 | 2,805 | SH | SOLE | NONE | 2,805 | 0 | 0 | |
Apple Inc | COM | 037833100 | 7,506 | 54,900 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
APPLE INC USD 0.00001 | COM | 037833100 | 337 | 2,463 | SH | SOLE | NONE | 2,463 | 0 | 0 | |
AtriCure Inc | COM | 04963C209 | 294 | 7,196 | SH | SOLE | NONE | 7,196 | 0 | 0 | |
Aurora Innovation Inc | CLASS A COM | 051774107 | 24 | 12,375 | SH | SOLE | NONE | 12,375 | 0 | 0 | |
Baxter International Inc. | COM | 071813109 | 276 | 4,290 | SH | SOLE | NONE | 4,290 | 0 | 0 | |
Becton, Dickinson | COM | 075887109 | 529 | 2,145 | SH | SOLE | NONE | 2,145 | 0 | 0 | |
BIO-TECHNE CORP | COM | 09073M104 | 248 | 715 | SH | SOLE | NONE | 715 | 0 | 0 | |
Boston Scientific Corp. | COM | 101137107 | 272 | 7,290 | SH | SOLE | NONE | 7,290 | 0 | 0 | |
CENTENE CORP DEL | COM | 15135B101 | 1,607 | 18,991 | SH | SOLE | NONE | 18,991 | 0 | 0 | |
Cigna Corp | COM | 125523100 | 1,590 | 6,034 | SH | SOLE | NONE | 6,034 | 0 | 0 | |
CloudFlare Inc | CL A COM | 18915M107 | 360 | 8,236 | SH | SOLE | NONE | 8,236 | 0 | 0 | |
CloudFlare Inc | CL A COM | 18915M107 | 1,518 | 34,700 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Crowdstrike Holdings Inc | CL A | 22788C105 | 432 | 2,563 | SH | SOLE | NONE | 2,563 | 0 | 0 | |
Crowdstrike Holdings Inc | CL A | 22788C105 | 826 | 4,900 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
CVS/Caremark Corp. | COM | 126650100 | 529 | 5,714 | SH | SOLE | NONE | 5,714 | 0 | 0 | |
Datadog Inc | CL A COM | 23804L103 | 2,105 | 22,100 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
DEXCOM INC USD 0.001 | COM | 252131107 | 234 | 3,139 | SH | SOLE | NONE | 3,139 | 0 | 0 | |
HORIZON THERAPEUTICS PLC | SHS | G46188101 | 1,050 | 13,160 | SH | SOLE | NONE | 13,160 | 0 | 0 | |
Humana Inc. | COM | 444859102 | 1,179 | 2,518 | SH | SOLE | NONE | 2,518 | 0 | 0 | |
Intuitive Surgical Inc. | COM NEW | 46120E602 | 873 | 4,348 | SH | SOLE | NONE | 4,348 | 0 | 0 | |
Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 24,223 | 86,424 | SH | SOLE | NONE | 86,424 | 0 | 0 | |
Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 23,740 | 84,700 | SH | Put | SOLE | NONE | 84,700 | 0 | 0 |
Invesco QQQ Trust Series 1 | UNIT SER 1 | 46090E103 | 4,176 | 14,900 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
IQVIA Holdings Inc | COM | 46266C105 | 394 | 1,815 | SH | SOLE | NONE | 1,815 | 0 | 0 | |
ISHARES BARCLAYS AGGREGATE | CORE US AGGBD ET | 464287226 | 1,137 | 11,182 | SH | SOLE | NONE | 11,182 | 0 | 0 | |
iShares Core MSCI Emerging Markets ETF | CORE MSCI EMKT | 46434G103 | 7,378 | 150,382 | SH | SOLE | NONE | 150,382 | 0 | 0 | |
ISHARES GOLD TRUST | ISHARES NEW | 464285204 | 330 | 9,625 | SH | SOLE | NONE | 9,625 | 0 | 0 | |
iShares MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 8,036 | 128,600 | SH | Put | SOLE | NONE | 128,600 | 0 | 0 |
iShares MSCI Emerging Markets | MSCI EMG MKT ETF | 464287234 | 9,014 | 224,800 | SH | Put | SOLE | NONE | 224,800 | 0 | 0 |
iShares Russell 2000 ETF | RUSSELL 2000 ETF | 464287655 | 1,186 | 7,000 | SH | Put | SOLE | NONE | 7,000 | 0 | 0 |
ISHARES S&P SMALL CAP 600 INDEX FUND | CORE S&P SCP ETF | 464287804 | 2,982 | 32,274 | SH | SOLE | NONE | 32,274 | 0 | 0 | |
ISHARES SP 500 INDEX FUND | CORE S&P500 ETF | 464287200 | 612,902 | 1,616,516 | SH | SOLE | NONE | 1,616,516 | 0 | 0 | |
ISHARES TR CORE MSCI EAFE ETF | CORE MSCI EAFE | 46432F842 | 19,322 | 328,326 | SH | SOLE | NONE | 328,326 | 0 | 0 | |
Johnson & Johnson | COM | 478160104 | 2,114 | 11,910 | SH | SOLE | NONE | 11,910 | 0 | 0 | |
Laboratory Corp. of America Holding | COM NEW | 50540R409 | 511 | 2,179 | SH | SOLE | NONE | 2,179 | 0 | 0 | |
LANTHEUS HLDGS INC USD 0.01 | COM | 516544103 | 1,466 | 22,195 | SH | SOLE | NONE | 22,195 | 0 | 0 | |
Lilly (Eli) & Co. | COM | 532457108 | 1,625 | 5,013 | SH | SOLE | NONE | 5,013 | 0 | 0 | |
McKesson Corp. (New) | COM | 58155Q103 | 1,264 | 3,874 | SH | SOLE | NONE | 3,874 | 0 | 0 | |
MEDTRONIC PLC | SHS | G5960L103 | 417 | 4,644 | SH | SOLE | NONE | 4,644 | 0 | 0 | |
Microsoft Corp. | COM | 594918104 | 327 | 1,274 | SH | SOLE | NONE | 1,274 | 0 | 0 | |
NVIDIA Corp | COM | 67066G104 | 23,436 | 154,600 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
NVIDIA Corp. | COM | 67066G104 | 260 | 1,715 | SH | SOLE | NONE | 1,715 | 0 | 0 | |
QuidelOrtho Corp | COM | 219798105 | 235 | 2,422 | SH | SOLE | NONE | 2,422 | 0 | 0 | |
Regeneron Pharmaceuticals | COM | 75886F107 | 1,475 | 2,495 | SH | SOLE | NONE | 2,495 | 0 | 0 | |
ResMed Inc. | COM | 761152107 | 1,282 | 6,117 | SH | SOLE | NONE | 6,117 | 0 | 0 | |
SANOFI-AVENTIS | SPONSORED ADR | 80105N105 | 1,123 | 22,443 | SH | SOLE | NONE | 22,443 | 0 | 0 | |
Shockwave Medical Inc | COM | 82489T104 | 250 | 1,307 | SH | SOLE | NONE | 1,307 | 0 | 0 | |
SIMPLIFY HIGH YIELD PL CR HD | HIGH YIELD PLUS | 82889N830 | 28,651 | 1,287,467 | SH | SOLE | NONE | 1,287,467 | 0 | 0 | |
Simplify Interest Rate Hedge ETF | SIMPLIFY INTERST | 82889N855 | 10,001 | 177,097 | SH | SOLE | NONE | 177,097 | 0 | 0 | |
SIMPLIFY MANAGED FUTURES ST | MANAGED FUTURES | 82889N699 | 1,678 | 61,160 | SH | SOLE | NONE | 61,160 | 0 | 0 | |
SIMPLIFY RISK PARITY TREASUR | RISK PARITY TREA | 82889N798 | 22,612 | 1,241,740 | SH | SOLE | NONE | 1,241,740 | 0 | 0 | |
SIMPLIFY VOLATILITY PREMIUM | VOLATILITY PREM | 82889N863 | 31,964 | 1,440,784 | SH | SOLE | NONE | 1,440,784 | 0 | 0 | |
SONDER HOLDINGS INC | CLASS A COM | 83542D102 | 260 | 249,958 | SH | SOLE | NONE | 249,958 | 0 | 0 | |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 1,697,361 | 4,499,300 | SH | Put | SOLE | NONE | 4,499,300 | 0 | 0 |
SPDR S&P 500 ETF Trust | TR UNIT | 78462F103 | 37,461 | 99,300 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
Stryker Corp. | COM | 863667101 | 331 | 1,662 | SH | SOLE | NONE | 1,662 | 0 | 0 | |
Tenet Healthcare Corp. | COM NEW | 88033G407 | 345 | 6,571 | SH | SOLE | NONE | 6,571 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 241 | 358 | SH | SOLE | NONE | 358 | 0 | 0 | |
TESLA INC | COM | 88160R101 | 2,492 | 3,700 | SH | Call | SOLE | NONE | 0 | 0 | 0 |
The Cooper Companies | COM NEW | 216648402 | 334 | 1,068 | SH | SOLE | NONE | 1,068 | 0 | 0 | |
Thermo Fisher Scientific Inc | COM | 883556102 | 657 | 1,210 | SH | SOLE | NONE | 1,210 | 0 | 0 | |
United Health Group Inc. | COM | 91324P102 | 3,604 | 7,017 | SH | SOLE | NONE | 7,017 | 0 | 0 | |
United Therapeutics Corp | COM | 91307C102 | 1,282 | 5,439 | SH | SOLE | NONE | 5,439 | 0 | 0 | |
VanEck Vectors Fallen Angel High Yield Bond ETF | FALLEN ANGEL HG | 92189F437 | 403 | 14,909 | SH | SOLE | NONE | 14,909 | 0 | 0 | |
ViewRay Inc | COM | 92672L107 | 460 | 173,696 | SH | SOLE | NONE | 173,696 | 0 | 0 | |
Waters Corporation | COM | 941848103 | 328 | 990 | SH | SOLE | NONE | 990 | 0 | 0 |