The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
|
COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,819 | 16,870 | SH | SOLE | NONE | 16,870 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 1,772 | 57,480 | SH | SOLE | NONE | 57,480 | 0 | 0 | |
ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 | 582 | 11,750 | SH | SOLE | NONE | 11,750 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 2,006 | 15,760 | SH | SOLE | NONE | 15,760 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,220 | 23,915 | SH | SOLE | NONE | 23,915 | 0 | 0 | |
ALPHABET INC A | CAP STK CL A | 02079K305 | 211 | 79 | SH | SOLE | NONE | 79 | 0 | 0 | |
ALPHABET INC C | CAP STK CL C | 02079K107 | 4,032 | 1,513 | SH | SOLE | NONE | 1,513 | 0 | 0 | |
ALTICE USA INC | CL A | 02156K103 | 227 | 10,985 | SH | SOLE | NONE | 10,985 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 295 | 90 | SH | SOLE | NONE | 90 | 0 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 839 | 18,015 | SH | SOLE | NONE | 18,015 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 970 | 4,563 | SH | SOLE | NONE | 4,563 | 0 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 204 | 15,755 | SH | SOLE | NONE | 15,755 | 0 | 0 | |
APPLE INC | COM | 037833100 | 1,951 | 13,792 | SH | SOLE | NONE | 13,792 | 0 | 0 | |
ATT INC | COM | 00206R102 | 1,388 | 51,414 | SH | SOLE | NONE | 51,414 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 1,046 | 20,180 | SH | SOLE | NONE | 20,180 | 0 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 290 | 6,090 | SH | SOLE | NONE | 6,090 | 0 | 0 | |
CANON INC | SPONSORED ADR | 138006309 | 1,403 | 57,570 | SH | SOLE | NONE | 57,570 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 589 | 11,928 | SH | SOLE | NONE | 11,928 | 0 | 0 | |
CBOE GLOBAL MKTS INC | COM | 12503M108 | 1,343 | 10,845 | SH | SOLE | NONE | 10,845 | 0 | 0 | |
CDK GLOBAL INC | COM | 12508E101 | 502 | 11,819 | SH | SOLE | NONE | 11,819 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 333 | 1,667 | SH | SOLE | NONE | 1,667 | 0 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 650 | 29,690 | SH | SOLE | NONE | 29,690 | 0 | 0 | |
CNA FINL CORP | COM | 126117100 | 1,187 | 28,305 | SH | SOLE | NONE | 28,305 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 712 | 9,598 | SH | SOLE | NONE | 9,598 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,698 | 30,360 | SH | SOLE | NONE | 30,360 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 2,716 | 32,012 | SH | SOLE | NONE | 32,012 | 0 | 0 | |
DISCOVERY INC COM SER A | COM SER A | 25470F104 | 326 | 12,860 | SH | SOLE | NONE | 12,860 | 0 | 0 | |
ECOARK HLDGS INC | COM NEW | 27888N307 | 810 | 154,384 | SH | SOLE | NONE | 154,384 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 291 | 3,345 | SH | SOLE | NONE | 3,345 | 0 | 0 | |
EXPEDITORS INTL WASH INC | COM | 302130109 | 241 | 2,025 | SH | SOLE | NONE | 2,025 | 0 | 0 | |
FIRST AMERN FINL CORP | COM | 31847R102 | 460 | 6,865 | SH | SOLE | NONE | 6,865 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 410 | 4,305 | SH | SOLE | NONE | 4,305 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD | FIRST TR ENH NEW | 33739Q408 | 1,669 | 27,855 | SH | SOLE | NONE | 27,855 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 417 | 36,960 | SH | SOLE | NONE | 36,960 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,173 | 30,704 | SH | SOLE | NONE | 30,704 | 0 | 0 | |
HONDA MOTOR LTD | AMERN SHS | 438128308 | 1,755 | 57,224 | SH | SOLE | NONE | 57,224 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 342 | 14,820 | SH | SOLE | NONE | 14,820 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 3,762 | 169,085 | SH | SOLE | NONE | 169,085 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 3,487 | 65,457 | SH | SOLE | NONE | 65,457 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 920 | 16,456 | SH | SOLE | NONE | 16,456 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 464 | 1,297 | SH | SOLE | NONE | 1,297 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 1,238 | 28,505 | SH | SOLE | NONE | 28,505 | 0 | 0 | |
ISHARES INC MSCI EURZONE ETF | MSCI EURZONE ETF | 464286608 | 2,179 | 45,300 | SH | SOLE | NONE | 45,300 | 0 | 0 | |
ISHARES INC MSCI JPN ETF NEW | MSCI JPN ETF NEW | 46434G822 | 1,436 | 20,452 | SH | SOLE | NONE | 20,452 | 0 | 0 | |
ISHARES TR 0-5 TIPS | 0-5 YR TIPS ETF | 46429B747 | 461 | 4,372 | SH | SOLE | NONE | 4,372 | 0 | 0 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 3,070 | 41,269 | SH | SOLE | NONE | 41,269 | 0 | 0 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 1,662 | 32,698 | SH | SOLE | NONE | 32,698 | 0 | 0 | |
ISHARES TR ISHS 1-5YR INVS | ISHS 1-5YR INVS | 464288646 | 2,540 | 46,503 | SH | SOLE | NONE | 46,503 | 0 | 0 | |
ISHARES TR ISHS 5-10YR INVT | ISHS 5-10YR INVT | 464288638 | 1,505 | 25,061 | SH | SOLE | NONE | 25,061 | 0 | 0 | |
ISHARES TR MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 379 | 4,861 | SH | SOLE | NONE | 4,861 | 0 | 0 | |
ISHARES TR RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 613 | 2,804 | SH | SOLE | NONE | 2,804 | 0 | 0 | |
ISHARES TR U.S. TECH ETF | U.S. TECH ETF | 464287721 | 1,102 | 10,885 | SH | SOLE | NONE | 10,885 | 0 | 0 | |
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 774 | 85,581 | SH | SOLE | NONE | 85,581 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 232 | 1,785 | SH | SOLE | NONE | 1,785 | 0 | 0 | |
JOHNSON JOHNSON | COM | 478160104 | 1,181 | 7,313 | SH | SOLE | NONE | 7,313 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 704 | 42,090 | SH | SOLE | NONE | 42,090 | 0 | 0 | |
LAS VEGAS SANDS CORP | COM | 517834107 | 230 | 6,288 | SH | SOLE | NONE | 6,288 | 0 | 0 | |
LCI INDS | COM | 50189K103 | 762 | 5,660 | SH | SOLE | NONE | 5,660 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 2,338 | 11,730 | SH | SOLE | NONE | 11,730 | 0 | 0 | |
MELCO RESORTS AND ENTMNT LTD | ADR | 585464100 | 174 | 17,010 | SH | SOLE | NONE | 17,010 | 0 | 0 | |
MEXICO FD INC | COM | 592835102 | 662 | 44,590 | SH | SOLE | NONE | 44,590 | 0 | 0 | |
MURPHY OIL CORP | COM | 626717102 | 453 | 18,150 | SH | SOLE | NONE | 18,150 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 935 | 47,361 | SH | SOLE | NONE | 47,361 | 0 | 0 | |
NEW IRELAND FD INC | COM | 645673104 | 946 | 76,811 | SH | SOLE | NONE | 76,811 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 859 | 5,655 | SH | SOLE | NONE | 5,655 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 98 | 18,055 | SH | SOLE | NONE | 18,055 | 0 | 0 | |
OLD REP INTL CORP | COM | 680223104 | 1,110 | 48,020 | SH | SOLE | NONE | 48,020 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 736 | 10,165 | SH | SOLE | NONE | 10,165 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 2,171 | 24,922 | SH | SOLE | NONE | 24,922 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 217 | 12,450 | SH | SOLE | NONE | 12,450 | 0 | 0 | |
PIMCO ETF TR - 1-5 US TIP IDX | 15+ YR US TIPS | 72201R304 | 498 | 9,095 | SH | SOLE | NONE | 9,095 | 0 | 0 | |
PIMCO ETF TR ENHAN SHRT MA AC | ENHAN SHRT MA AC | 72201R833 | 4,276 | 41,959 | SH | SOLE | NONE | 41,959 | 0 | 0 | |
POPULAR INC | COM NEW | 733174700 | 491 | 6,330 | SH | SOLE | NONE | 6,330 | 0 | 0 | |
QUIDEL CORP | COM | 74838J101 | 823 | 5,835 | SH | SOLE | NONE | 5,835 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 592 | 58,175 | SH | SOLE | NONE | 58,175 | 0 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 341 | 5,580 | SH | SOLE | NONE | 5,580 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 365 | 5,465 | SH | SOLE | NONE | 5,465 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 627 | 14,180 | SH | SOLE | NONE | 14,180 | 0 | 0 | |
SALLY BEAUTY HLDGS INC | COM | 79546E104 | 370 | 21,975 | SH | SOLE | NONE | 21,975 | 0 | 0 | |
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 479 | 2,672 | SH | SOLE | NONE | 2,672 | 0 | 0 | |
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 1,036 | 169,900 | SH | SOLE | NONE | 169,900 | 0 | 0 | |
SPDR SP 500 ETF TR | TR UNIT | 78462F103 | 1,441 | 3,360 | SH | SOLE | NONE | 3,360 | 0 | 0 | |
SPDR SER BLMBRG BRC CNVRT | BLMBRG BRC CNVRT | 78464A359 | 2,977 | 34,884 | SH | SOLE | NONE | 34,884 | 0 | 0 | |
SPDR SER TR BLOMBERG BRC INV | BLOMBERG BRC INV | 78468R200 | 703 | 22,940 | SH | SOLE | NONE | 22,940 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 506 | 4,590 | SH | SOLE | NONE | 4,590 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 381 | 10,846 | SH | SOLE | NONE | 10,846 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,611 | 14,437 | SH | SOLE | NONE | 14,437 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 602 | 12,530 | SH | SOLE | NONE | 12,530 | 0 | 0 | |
TELEFONICA S A | SPONSORED ADR | 879382208 | 82 | 17,614 | SH | SOLE | NONE | 17,614 | 0 | 0 | |
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 1,676 | 25,350 | SH | SOLE | NONE | 25,350 | 0 | 0 | |
TOTALENERGIES SE | SPONSORED ADS | 89151E109 | 1,388 | 28,965 | SH | SOLE | NONE | 28,965 | 0 | 0 | |
TOYOTA MOTOR CORP | SP ADR REP2COM | 892331307 | 960 | 5,405 | SH | SOLE | NONE | 5,405 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 660 | 3,580 | SH | SOLE | NONE | 3,580 | 0 | 0 | |
UNIVAR SOLUTIONS USA INC | COM | 91336L107 | 634 | 26,655 | SH | SOLE | NONE | 26,655 | 0 | 0 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 2,152 | 26,271 | SH | SOLE | NONE | 26,271 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,714 | 50,264 | SH | SOLE | NONE | 50,264 | 0 | 0 | |
VIACOMCBS INC | CL B | 92556H206 | 378 | 9,568 | SH | SOLE | NONE | 9,568 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 873 | 56,515 | SH | SOLE | NONE | 56,515 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 643 | 13,683 | SH | SOLE | NONE | 13,683 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 217 | 3,845 | SH | SOLE | NONE | 3,845 | 0 | 0 | |
WP CAREY INC | COM | 92936U109 | 797 | 10,920 | SH | SOLE | NONE | 10,920 | 0 | 0 |