The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 2,263 | 16,720 | SH | SOLE | NONE | 16,720 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 1,388 | 59,680 | SH | SOLE | NONE | 59,680 | 0 | 0 | |
ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 | 485 | 9,950 | SH | SOLE | NONE | 9,950 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 1,831 | 15,570 | SH | SOLE | NONE | 15,570 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,129 | 23,715 | SH | SOLE | NONE | 23,715 | 0 | 0 | |
ALPHABET INC A | CAP STK CL A | 02079K305 | 228 | 79 | SH | SOLE | NONE | 79 | 0 | 0 | |
ALPHABET INC C | CAP STK CL C | 02079K107 | 4,334 | 1,498 | SH | SOLE | NONE | 1,498 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 300 | 90 | SH | SOLE | NONE | 90 | 0 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 275 | 7,995 | SH | SOLE | NONE | 7,995 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,020 | 4,538 | SH | SOLE | NONE | 4,538 | 0 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 201 | 15,755 | SH | SOLE | NONE | 15,755 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,387 | 13,446 | SH | SOLE | NONE | 13,446 | 0 | 0 | |
AT&T INC | COM | 00206R102 | 1,262 | 51,314 | SH | SOLE | NONE | 51,314 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 1,172 | 20,180 | SH | SOLE | NONE | 20,180 | 0 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 381 | 6,650 | SH | SOLE | NONE | 6,650 | 0 | 0 | |
CANON INC | SPONSORED ADR | 138006309 | 1,403 | 57,470 | SH | SOLE | NONE | 57,470 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 603 | 11,728 | SH | SOLE | NONE | 11,728 | 0 | 0 | |
CBOE GLOBAL MKTS INC | COM | 12503M108 | 1,385 | 10,625 | SH | SOLE | NONE | 10,625 | 0 | 0 | |
CDK GLOBAL INC | CALL | 12508E901 | 546 | 13,089 | SH | SOLE | NONE | 13,089 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 382 | 1,667 | SH | SOLE | NONE | 1,667 | 0 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 693 | 29,490 | SH | SOLE | NONE | 29,490 | 0 | 0 | |
CNA FINL CORP | COM | 126117100 | 1,231 | 27,930 | SH | SOLE | NONE | 27,930 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 519 | 5,850 | SH | SOLE | NONE | 5,850 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,528 | 30,360 | SH | SOLE | NONE | 30,360 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 3,280 | 31,797 | SH | SOLE | NONE | 31,797 | 0 | 0 | |
DISCOVERY INC COM SER A | COM SER A | 25470F104 | 302 | 12,860 | SH | SOLE | NONE | 12,860 | 0 | 0 | |
ECOARK HLDGS INC | COM NEW | 27888N307 | 333 | 149,684 | SH | SOLE | NONE | 149,684 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 357 | 3,245 | SH | SOLE | NONE | 3,245 | 0 | 0 | |
EXPEDITORS INTL WASH INC | COM | 302130109 | 268 | 2,000 | SH | SOLE | NONE | 2,000 | 0 | 0 | |
FACEBOOK INC | CL A | 30303M102 | 229 | 683 | SH | SOLE | NONE | 683 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 311 | 5,975 | SH | SOLE | NONE | 5,975 | 0 | 0 | |
FIRST AMERN FINL CORP | COM | 31847R102 | 537 | 6,865 | SH | SOLE | NONE | 6,865 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 315 | 3,625 | SH | SOLE | NONE | 3,625 | 0 | 0 | |
FIRST TR EXCHANGE-TRADED FD FIRST TR ENH NEW | FIRST TR ENH NEW | 33739Q408 | 870 | 14,550 | SH | SOLE | NONE | 14,550 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 428 | 36,960 | SH | SOLE | NONE | 36,960 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,298 | 29,454 | SH | SOLE | NONE | 29,454 | 0 | 0 | |
HONDA MOTOR LTD | AMERN SHS | 438128308 | 1,613 | 56,699 | SH | SOLE | NONE | 56,699 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 306 | 14,545 | SH | SOLE | NONE | 14,545 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 3,940 | 155,695 | SH | SOLE | NONE | 155,695 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 3,345 | 64,957 | SH | SOLE | NONE | 64,957 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 766 | 16,306 | SH | SOLE | NONE | 16,306 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 528 | 1,328 | SH | SOLE | NONE | 1,328 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 1,097 | 20,980 | SH | SOLE | NONE | 20,980 | 0 | 0 | |
ISHARES INC - MSCI ITALY ETF | MSCI ITALY ETF | 46434G830 | 413 | 12,615 | SH | SOLE | NONE | 12,615 | 0 | 0 | |
ISHARES INC MSCI EURZONE ETF | MSCI EURZONE ETF | 464286608 | 2,199 | 44,875 | SH | SOLE | NONE | 44,875 | 0 | 0 | |
ISHARES INC MSCI JPN ETF NEW | MSCI JPN ETF NEW | 46434G822 | 1,278 | 19,092 | SH | SOLE | NONE | 19,092 | 0 | 0 | |
ISHARES TR EAFE GRWTH ETF | EAFE GRWTH ETF | 464288885 | 243 | 2,206 | SH | SOLE | NONE | 2,206 | 0 | 0 | |
ISHARES TR 0-5 TIPS | 0-5 YR TIPS ETF | 46429B747 | 2,334 | 22,052 | SH | SOLE | NONE | 22,052 | 0 | 0 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 2,989 | 40,904 | SH | SOLE | NONE | 40,904 | 0 | 0 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 2,434 | 47,988 | SH | SOLE | NONE | 47,988 | 0 | 0 | |
ISHARES TR ISHS 1-5YR INVS | ISHS 1-5YR INVS | 464288646 | 2,483 | 46,088 | SH | SOLE | NONE | 46,088 | 0 | 0 | |
ISHARES TR ISHS 5-10YR INVT | ISHS 5-10YR INVT | 464288638 | 849 | 14,331 | SH | SOLE | NONE | 14,331 | 0 | 0 | |
ISHARES TR MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 321 | 4,081 | SH | SOLE | NONE | 4,081 | 0 | 0 | |
ISHARES TR RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 597 | 2,684 | SH | SOLE | NONE | 2,684 | 0 | 0 | |
ISHARES TR U.S. TECH ETF | U.S. TECH ETF | 464287721 | 1,228 | 10,700 | SH | SOLE | NONE | 10,700 | 0 | 0 | |
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 658 | 83,681 | SH | SOLE | NONE | 83,681 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 227 | 1,785 | SH | SOLE | NONE | 1,785 | 0 | 0 | |
JOHNSON & JOHNSON | COM | 478160104 | 1,251 | 7,313 | SH | SOLE | NONE | 7,313 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 842 | 53,130 | SH | SOLE | NONE | 53,130 | 0 | 0 | |
LCI INDS | COM | 50189K103 | 869 | 5,580 | SH | SOLE | NONE | 5,580 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 2,894 | 11,645 | SH | SOLE | NONE | 11,645 | 0 | 0 | |
MERCADOLIBRE INC | COM | 58733R102 | 242 | 180 | SH | SOLE | NONE | 180 | 0 | 0 | |
MEXICO FD INC | COM | 592835102 | 688 | 43,715 | SH | SOLE | NONE | 43,715 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 693 | 46,829 | SH | SOLE | NONE | 46,829 | 0 | 0 | |
NEW IRELAND FD INC | COM | 645673104 | 843 | 75,592 | SH | SOLE | NONE | 75,592 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 853 | 5,655 | SH | SOLE | NONE | 5,655 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 110 | 17,755 | SH | SOLE | NONE | 17,755 | 0 | 0 | |
OLD REP INTL CORP | COM | 680223104 | 1,152 | 46,870 | SH | SOLE | NONE | 46,870 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 621 | 10,805 | SH | SOLE | NONE | 10,805 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 733 | 10,015 | SH | SOLE | NONE | 10,015 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,800 | 20,647 | SH | SOLE | NONE | 20,647 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 217 | 12,200 | SH | SOLE | NONE | 12,200 | 0 | 0 | |
PIMCO ETF TR - 1-5 US TIP IDX | 15+ YR US TIPS | 72201R304 | 2,254 | 40,865 | SH | SOLE | NONE | 40,865 | 0 | 0 | |
PIMCO ETF TR ENHAN SHRT MA AC | ENHAN SHRT MA AC | 72201R833 | 4,724 | 46,519 | SH | SOLE | NONE | 46,519 | 0 | 0 | |
POPULAR INC | COM NEW | 733174700 | 519 | 6,330 | SH | SOLE | NONE | 6,330 | 0 | 0 | |
QUIDEL CORP | COM | 74838J101 | 784 | 5,815 | SH | SOLE | NONE | 5,815 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 532 | 70,125 | SH | SOLE | NONE | 70,125 | 0 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 277 | 5,780 | SH | SOLE | NONE | 5,780 | 0 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 461 | 7,600 | SH | SOLE | NONE | 7,600 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 359 | 5,365 | SH | SOLE | NONE | 5,365 | 0 | 0 | |
ROYAL DUTCH SHELL PLC | SPONS ADR A | 780259206 | 569 | 13,130 | SH | SOLE | NONE | 13,130 | 0 | 0 | |
SALLY BEAUTY HLDGS INC | COM | 79546E104 | 405 | 21,975 | SH | SOLE | NONE | 21,975 | 0 | 0 | |
SELECT SECTOR SPDR TR SBI CONS DISCR | SBI CONS DISCR | 81369Y407 | 451 | 2,207 | SH | SOLE | NONE | 2,207 | 0 | 0 | |
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 1,078 | 169,900 | SH | SOLE | NONE | 169,900 | 0 | 0 | |
SPDR S&P 500 ETF TR | TR UNIT | 78462F103 | 1,157 | 2,436 | SH | SOLE | NONE | 2,436 | 0 | 0 | |
SPDR SER BLMBRG BRC CNVRT | BLOOMBERG CONV | 78464A359 | 2,842 | 34,263 | SH | SOLE | NONE | 34,263 | 0 | 0 | |
SPDR SER TR BLOMBERG BRC INV | BLOOMBERG INVT | 78468R200 | 1,383 | 45,230 | SH | SOLE | NONE | 45,230 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 536 | 4,590 | SH | SOLE | NONE | 4,590 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 390 | 10,396 | SH | SOLE | NONE | 10,396 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,706 | 14,185 | SH | SOLE | NONE | 14,185 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 583 | 12,530 | SH | SOLE | NONE | 12,530 | 0 | 0 | |
TELEFONICA S A | SPONSORED ADR | 879382208 | 77 | 18,274 | SH | SOLE | NONE | 18,274 | 0 | 0 | |
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 1,909 | 24,900 | SH | SOLE | NONE | 24,900 | 0 | 0 | |
TOTALENERGIES SE | SPONSORED ADS | 89151E109 | 1,398 | 28,275 | SH | SOLE | NONE | 28,275 | 0 | 0 | |
TOYOTA MOTOR CORP | ADS | 892331307 | 952 | 5,140 | SH | SOLE | NONE | 5,140 | 0 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 201 | 1,285 | SH | SOLE | NONE | 1,285 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 773 | 3,580 | SH | SOLE | NONE | 3,580 | 0 | 0 | |
UNIVAR SOLUTIONS USA INC | COM | 91336L107 | 747 | 26,380 | SH | SOLE | NONE | 26,380 | 0 | 0 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 1,966 | 24,325 | SH | SOLE | NONE | 24,325 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,587 | 49,789 | SH | SOLE | NONE | 49,789 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 569 | 38,170 | SH | SOLE | NONE | 38,170 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 713 | 13,683 | SH | SOLE | NONE | 13,683 | 0 | 0 | |
WESTERN DIGITAL CORP | COM | 958102105 | 250 | 3,845 | SH | SOLE | NONE | 3,845 | 0 | 0 | |
WP CAREY INC | COM | 92936U109 | 889 | 10,845 | SH | SOLE | NONE | 10,845 | 0 | 0 |