The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABBVIE INC | COM | 00287Y109 | 1,795 | 11,070 | SH | SOLE | None | 11,070 | 0 | 0 | |
ALKERMES PLC | SHS | G01767105 | 1,641 | 62,380 | SH | SOLE | None | 62,380 | 0 | 0 | |
ALLIANCEBERNSTEIN HLDG L P | UNIT LTD PARTN | 01881G106 | 468 | 9,950 | SH | SOLE | None | 9,950 | 0 | 0 | |
ALLSTATE CORP | COM | 020002101 | 2,177 | 15,720 | SH | SOLE | None | 15,720 | 0 | 0 | |
ALLY FINL INC | COM | 02005N100 | 1,031 | 23,715 | SH | SOLE | None | 23,715 | 0 | 0 | |
ALPHABET INC A | CAP STK CL A | 02079K305 | 220 | 79 | SH | SOLE | None | 79 | 0 | 0 | |
ALPHABET INC C | CAP STK CL C | 02079K107 | 4,217 | 1,510 | SH | SOLE | None | 1,510 | 0 | 0 | |
AMAZON COM INC | COM | 023135106 | 430 | 132 | SH | SOLE | None | 132 | 0 | 0 | |
AMC NETWORKS INC | CL A | 00164V103 | 211 | 5,195 | SH | SOLE | None | 5,195 | 0 | 0 | |
AMGEN INC | COM | 031162100 | 1,097 | 4,538 | SH | SOLE | None | 4,538 | 0 | 0 | |
APOLLO INVT CORP | COM NEW | 03761U502 | 194 | 14,655 | SH | SOLE | None | 14,655 | 0 | 0 | |
APPLE INC | COM | 037833100 | 2,316 | 13,266 | SH | SOLE | None | 13,266 | 0 | 0 | |
ATT INC | COM | 00206R102 | 1,203 | 50,904 | SH | SOLE | None | 50,904 | 0 | 0 | |
BANK NEW YORK MELLON CORP | COM | 064058100 | 1,000 | 20,155 | SH | SOLE | None | 20,155 | 0 | 0 | |
BEACON ROOFING SUPPLY INC | COM | 073685109 | 394 | 6,650 | SH | SOLE | None | 6,650 | 0 | 0 | |
CANON INC | SPONSORED ADR | 138006309 | 1,397 | 57,470 | SH | SOLE | None | 57,470 | 0 | 0 | |
CARDINAL HEALTH INC | COM | 14149Y108 | 665 | 11,728 | SH | SOLE | None | 11,728 | 0 | 0 | |
CBOE GLOBAL MKTS INC | COM | 12503M108 | 1,216 | 10,625 | SH | SOLE | None | 10,625 | 0 | 0 | |
CDK GLOBAL INC | CALL | 12508E901 | 637 | 13,089 | SH | SOLE | None | 13,089 | 0 | 0 | |
CIGNA CORP NEW | COM | 125523100 | 399 | 1,667 | SH | SOLE | None | 1,667 | 0 | 0 | |
CLARIVATE PLC | ORD SHS | G21810109 | 498 | 29,690 | SH | SOLE | None | 29,690 | 0 | 0 | |
CNA FINL CORP | COM | 126117100 | 1,358 | 27,930 | SH | SOLE | None | 27,930 | 0 | 0 | |
COGNIZANT TECHNOLOGY SOLUTIO | CL A | 192446102 | 459 | 5,115 | SH | SOLE | None | 5,115 | 0 | 0 | |
COMCAST CORP NEW | CL A | 20030N101 | 1,432 | 30,580 | SH | SOLE | None | 30,580 | 0 | 0 | |
CVS HEALTH CORP | COM | 126650100 | 3,050 | 30,137 | SH | SOLE | None | 30,137 | 0 | 0 | |
DISCOVERY INC COM SER A | COM SER A | 25470F104 | 320 | 12,860 | SH | SOLE | None | 12,860 | 0 | 0 | |
ECOARK HLDGS INC | COM NEW | 27888N307 | 346 | 149,684 | SH | SOLE | None | 149,684 | 0 | 0 | |
ENPRO INDS INC | COM | 29355X107 | 317 | 3,245 | SH | SOLE | None | 3,245 | 0 | 0 | |
EXP WORLD HLDGS INC | COM | 30212W100 | 300 | 14,190 | SH | SOLE | None | 14,190 | 0 | 0 | |
EXPEDITORS INTL WASH INC | COM | 302130109 | 206 | 2,000 | SH | SOLE | None | 2,000 | 0 | 0 | |
FIDELITY NATIONAL FINANCIAL | FNF GROUP COM | 31620R303 | 292 | 5,975 | SH | SOLE | None | 5,975 | 0 | 0 | |
FIRST AMERN FINL CORP | COM | 31847R102 | 445 | 6,865 | SH | SOLE | None | 6,865 | 0 | 0 | |
FIRST SOLAR INC | COM | 336433107 | 304 | 3,625 | SH | SOLE | None | 3,625 | 0 | 0 | |
FIRST TR EXCHANGETRADED FD FIRST TR ENH NEW | FIRST TR ENH NEW | 33739Q408 | 601 | 10,100 | SH | SOLE | None | 10,100 | 0 | 0 | |
GLADSTONE CAPITAL CORP | COM | 376535100 | 380 | 32,200 | SH | SOLE | None | 32,200 | 0 | 0 | |
GLAXOSMITHKLINE PLC | SPONSORED ADR | 37733W105 | 1,272 | 29,204 | SH | SOLE | None | 29,204 | 0 | 0 | |
HONDA MOTOR LTD | AMERN SHS | 438128308 | 1,602 | 56,699 | SH | SOLE | None | 56,699 | 0 | 0 | |
INDIA FD INC | COM | 454089103 | 284 | 14,695 | SH | SOLE | None | 14,695 | 0 | 0 | |
INFOSYS LTD | SPONSORED ADR | 456788108 | 3,747 | 150,550 | SH | SOLE | None | 150,550 | 0 | 0 | |
INTEL CORP | COM | 458140100 | 3,257 | 65,722 | SH | SOLE | None | 65,722 | 0 | 0 | |
INTERNATIONAL PAPER CO | COM | 460146103 | 759 | 16,456 | SH | SOLE | None | 16,456 | 0 | 0 | |
INVESCO QQQ TR | UNIT SER 1 | 46090E103 | 485 | 1,338 | SH | SOLE | None | 1,338 | 0 | 0 | |
IRON MTN INC NEW | COM | 46284V101 | 1,179 | 21,280 | SH | SOLE | None | 21,280 | 0 | 0 | |
ISHARES INC MSCI ITALY ETF | MSCI ITALY ETF | 46434G830 | 508 | 17,215 | SH | SOLE | None | 17,215 | 0 | 0 | |
ISHARES INC MSCI EURZONE ETF | MSCI EURZONE ETF | 464286608 | 1,960 | 45,305 | SH | SOLE | None | 45,305 | 0 | 0 | |
ISHARES INC MSCI JPN ETF NEW | MSCI JPN ETF NEW | 46434G822 | 1,212 | 19,672 | SH | SOLE | None | 19,672 | 0 | 0 | |
ISHARES TR EAFE GRWTH ETF | EAFE GRWTH ETF | 464288885 | 289 | 3,006 | SH | SOLE | None | 3,006 | 0 | 0 | |
ISHARES TR 05 TIPS | 0-5 YR TIPS ETF | 46429B747 | 2,677 | 25,510 | SH | SOLE | None | 25,510 | 0 | 0 | |
ISHARES TR EAFE SML CP ETF | EAFE SML CP ETF | 464288273 | 2,719 | 40,984 | SH | SOLE | None | 40,984 | 0 | 0 | |
ISHARES TR FLTG RATE NT ETF | FLTG RATE NT ETF | 46429B655 | 3,207 | 63,473 | SH | SOLE | None | 63,473 | 0 | 0 | |
ISHARES TR ISHS 15YR INVS | ISHS 1-5YR INVS | 464288646 | 2,301 | 44,488 | SH | SOLE | None | 44,488 | 0 | 0 | |
ISHARES TR MSCI EAFE ETF | MSCI EAFE ETF | 464287465 | 371 | 5,038 | SH | SOLE | None | 5,038 | 0 | 0 | |
ISHARES TR RUSSELL 2000 ETF | RUSSELL 2000 ETF | 464287655 | 583 | 2,840 | SH | SOLE | None | 2,840 | 0 | 0 | |
ISHARES TR SHORT TREAS BD | SHORT TREAS BD | 464288679 | 329 | 2,980 | SH | SOLE | None | 2,980 | 0 | 0 | |
ISHARES TR U.S. TECH ETF | U.S. TECH ETF | 464287721 | 1,104 | 10,715 | SH | SOLE | None | 10,715 | 0 | 0 | |
JAPAN SMALLER CAPITALIZATION | COM | 47109U104 | 602 | 84,081 | SH | SOLE | None | 84,081 | 0 | 0 | |
JAZZ PHARMACEUTICALS PLC | SHS USD | G50871105 | 278 | 1,785 | SH | SOLE | None | 1,785 | 0 | 0 | |
JOHNSON JOHNSON | COM | 478160104 | 1,278 | 7,213 | SH | SOLE | None | 7,213 | 0 | 0 | |
KINDER MORGAN INC DEL | COM | 49456B101 | 1,005 | 53,130 | SH | SOLE | None | 53,130 | 0 | 0 | |
LCI INDS | COM | 50189K103 | 583 | 5,620 | SH | SOLE | None | 5,620 | 0 | 0 | |
MCKESSON CORP | COM | 58155Q103 | 3,565 | 11,645 | SH | SOLE | None | 11,645 | 0 | 0 | |
MERCADOLIBRE INC | COM | 58733R102 | 540 | 454 | SH | SOLE | None | 454 | 0 | 0 | |
MEXICO FD INC | COM | 592835102 | 736 | 44,415 | SH | SOLE | None | 44,415 | 0 | 0 | |
NEW GERMANY FD INC | COM | 644465106 | 540 | 47,261 | SH | SOLE | None | 47,261 | 0 | 0 | |
NEW IRELAND FD INC | COM | 645673104 | 703 | 76,012 | SH | SOLE | None | 76,012 | 0 | 0 | |
NEXSTAR MEDIA GROUP INC | CL A | 65336K103 | 1,066 | 5,655 | SH | SOLE | None | 5,655 | 0 | 0 | |
NOKIA CORP | SPONSORED ADR | 654902204 | 97 | 17,755 | SH | SOLE | None | 17,755 | 0 | 0 | |
OLD REP INTL CORP | COM | 680223104 | 1,232 | 47,620 | SH | SOLE | None | 47,620 | 0 | 0 | |
OLIN CORP | COM PAR $1 | 680665205 | 889 | 17,010 | SH | SOLE | None | 17,010 | 0 | 0 | |
OMNICOM GROUP INC | COM | 681919106 | 850 | 10,015 | SH | SOLE | None | 10,015 | 0 | 0 | |
ORACLE CORP | COM | 68389X105 | 1,712 | 20,697 | SH | SOLE | None | 20,697 | 0 | 0 | |
PARAMOUNT GLOBAL | CLASS A COM | 92556H107 | 229 | 6,052 | SH | SOLE | None | 6,052 | 0 | 0 | |
PEOPLES UNITED FINANCIAL INC | COM | 712704105 | 225 | 11,250 | SH | SOLE | None | 11,250 | 0 | 0 | |
PIMCO ETF TR 15 US TIP IDX | 15+ YR US TIPS | 72201R304 | 2,437 | 44,727 | SH | SOLE | None | 44,727 | 0 | 0 | |
PIMCO ETF TR ENHAN SHRT MA AC | ENHAN SHRT MA AC | 72201R833 | 3,860 | 38,534 | SH | SOLE | None | 38,534 | 0 | 0 | |
POPULAR INC | COM NEW | 733174700 | 517 | 6,330 | SH | SOLE | None | 6,330 | 0 | 0 | |
QORVO INC | COM | 74736K101 | 301 | 2,424 | SH | SOLE | None | 2,424 | 0 | 0 | |
QUIDEL CORP | COM | 74838J101 | 654 | 5,815 | SH | SOLE | None | 5,815 | 0 | 0 | |
QURATE RETAIL INC | COM SER A | 74915M100 | 321 | 67,425 | SH | SOLE | None | 67,425 | 0 | 0 | |
RENT A CTR INC NEW | COM | 76009N100 | 236 | 9,375 | SH | SOLE | None | 9,375 | 0 | 0 | |
RESTAURANT BRANDS INTL INC | COM | 76131D103 | 896 | 15,340 | SH | SOLE | None | 15,340 | 0 | 0 | |
RIO TINTO PLC | SPONSORED ADR | 767204100 | 431 | 5,365 | SH | SOLE | None | 5,365 | 0 | 0 | |
SALLY BEAUTY HLDGS INC | COM | 79546E104 | 343 | 21,975 | SH | SOLE | None | 21,975 | 0 | 0 | |
SELECT SECTOR SPDR TR SBI CONS DISCR | SBI CONS DISCR | 81369Y407 | 406 | 2,197 | SH | SOLE | None | 2,197 | 0 | 0 | |
SHELL PLC | SPON ADS | 780259305 | 729 | 13,280 | SH | SOLE | None | 13,280 | 0 | 0 | |
SIRIUS XM HOLDINGS INC | COM | 82968B103 | 1,125 | 169,900 | SH | SOLE | None | 169,900 | 0 | 0 | |
SPDR SP 500 ETF TR | TR UNIT | 78462F103 | 1,501 | 3,324 | SH | SOLE | None | 3,324 | 0 | 0 | |
SPDR SER BLMBRG BRC CNVRT | BLOOMBERG CONV | 78464A359 | 2,661 | 34,578 | SH | SOLE | None | 34,578 | 0 | 0 | |
SPDR SER TR BLOMBERG BRC INV | BLOOMBERG INVT | 78468R200 | 2,306 | 75,615 | SH | SOLE | None | 75,615 | 0 | 0 | |
SPDR SER TR SP 600 SMCP GRW | S&P 600 SMCP GRW | 78464A201 | 243 | 2,893 | SH | SOLE | None | 2,893 | 0 | 0 | |
STARBUCKS CORP | COM | 855244109 | 428 | 4,700 | SH | SOLE | None | 4,700 | 0 | 0 | |
TAIWAN FD INC | COM | 874036106 | 350 | 10,646 | SH | SOLE | None | 10,646 | 0 | 0 | |
TAIWAN SEMICONDUCTOR MFG LTD | SPONSORED ADS | 874039100 | 1,469 | 14,090 | SH | SOLE | None | 14,090 | 0 | 0 | |
TC ENERGY CORP | COM | 87807B107 | 707 | 12,530 | SH | SOLE | None | 12,530 | 0 | 0 | |
TELEFONICA S A | SPONSORED ADR | 879382208 | 88 | 18,274 | SH | SOLE | None | 18,274 | 0 | 0 | |
TORONTO DOMINION BK ONT | COM NEW | 891160509 | 2,005 | 25,250 | SH | SOLE | None | 25,250 | 0 | 0 | |
TOTALENERGIES SE | SPONSORED ADS | 89151E109 | 1,461 | 28,900 | SH | SOLE | None | 28,900 | 0 | 0 | |
TOYOTA MOTOR CORP | ADS | 892331307 | 915 | 5,075 | SH | SOLE | None | 5,075 | 0 | 0 | |
TRAVELERS COMPANIES INC | COM | 89417E109 | 235 | 1,285 | SH | SOLE | None | 1,285 | 0 | 0 | |
UNITED THERAPEUTICS CORP DEL | COM | 91307C102 | 638 | 3,558 | SH | SOLE | None | 3,558 | 0 | 0 | |
UNIVAR SOLUTIONS USA INC | COM | 91336L107 | 853 | 26,530 | SH | SOLE | None | 26,530 | 0 | 0 | |
VANGUARD BD INDEX FDS | SHORT TRM BOND | 921937827 | 1,799 | 23,095 | SH | SOLE | None | 23,095 | 0 | 0 | |
VERIZON COMMUNICATIONS INC | COM | 92343V104 | 2,541 | 49,889 | SH | SOLE | None | 49,889 | 0 | 0 | |
VODAFONE GROUP PLC NEW | SPONSORED ADR | 92857W308 | 550 | 33,080 | SH | SOLE | None | 33,080 | 0 | 0 | |
WALGREENS BOOTS ALLIANCE INC | COM | 931427108 | 613 | 13,683 | SH | SOLE | None | 13,683 | 0 | 0 | |
WP CAREY INC | COM | 92936U109 | 877 | 10,845 | SH | SOLE | None | 10,845 | 0 | 0 |