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Kyle G Hranicky

Filed: 9 Sep 21, 8:11pm
SEC Form 3
FORM 3 UNITED STATES SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549

INITIAL STATEMENT OF BENEFICIAL OWNERSHIP OF SECURITIES

Filed pursuant to Section 16(a) of the Securities Exchange Act of 1934
or Section 30(h) of the Investment Company Act of 1940
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1. Name and Address of Reporting Person*
Hranicky Kyle G

(Last) (First) (Middle)
1000 LOUISIANA STREET

(Street)
HOUSTON TX 77002

(City) (State) (Zip)
2. Date of Event Requiring Statement (Month/Day/Year)
09/03/2021
3. Issuer Name and Ticker or Trading Symbol
WELLS FARGO & COMPANY/MN [ WFC ]
4. Relationship of Reporting Person(s) to Issuer
(Check all applicable)
Director 10% Owner
X Officer (give title below) Other (specify below)
Sr. Executive Vice President
5. If Amendment, Date of Original Filed (Month/Day/Year)
6. Individual or Joint/Group Filing (Check Applicable Line)
X Form filed by One Reporting Person
Form filed by More than One Reporting Person
Table I - Non-Derivative Securities Beneficially Owned
1. Title of Security (Instr. 4) 2. Amount of Securities Beneficially Owned (Instr. 4) 3. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 4. Nature of Indirect Beneficial Ownership (Instr. 5)
Common Stock, $1 2/3 Par Value 79,494 D
Common Stock, $1 2/3 Par Value 29,532.66(1) I Through 401(k) Plan
Common Stock, $1 2/3 Par Value 3,000 I Through COH Trust(2)
Common Stock, $1 2/3 Par Value 3,000 I Through KGH Trust(2)
Common Stock, $1 2/3 Par Value 3,000 I Through PAH Trust(2)
Common Stock, $1 2/3 Par Value 2,225 I Through Trust(3)
Table II - Derivative Securities Beneficially Owned
(e.g., puts, calls, warrants, options, convertible securities)
1. Title of Derivative Security (Instr. 4) 2. Date Exercisable and Expiration Date (Month/Day/Year) 3. Title and Amount of Securities Underlying Derivative Security (Instr. 4) 4. Conversion or Exercise Price of Derivative Security 5. Ownership Form: Direct (D) or Indirect (I) (Instr. 5) 6. Nature of Indirect Beneficial Ownership (Instr. 5)
Date Exercisable Expiration Date Title Amount or Number of Shares
Phantom Stock Units (4) (4) Common Stock, $1 2/3 Par Value 4,469.2734 (5) D
Restricted Share Right (6) (6) Common Stock, $1 2/3 Par Value 42,463.228 (7) D
Restricted Share Right (6) (6) Common Stock, $1 2/3 Par Value 16,084.4643 (7) D
Restricted Share Right (8) (8) Common Stock, $1 2/3 Par Value 2,543.99 (7) D
Restricted Share Right (9) (9) Common Stock, $1 2/3 Par Value 9,928.7463 (7) D
Explanation of Responses:
1. Reflects share equivalent of units in the Wells Fargo ESOP Fund under the 401(k) Plan (the "Plan") as of September 3, 2021, as if investable cash equivalents held by the Plan were fully invested in Wells Fargo & Company (the "Company") common stock.
2. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.
3. Held in trust for the benefit of the Reporting Person's children. The Reporting Person disclaims beneficial ownership of these shares, except to the extent of his pecuniary interest therein, if any.
4. Deferred compensation shares payable in installments based upon executive's election. Supplemental 401(k) plan shares payable upon retirement.
5. Conversion price is 1-for-1. Includes shares held through supplemental 401(k) plan and deferred compensation plan.
6. These Restricted Share Rights ("RSR") vest in three installments: one-third on 2/5/2022, 2/5/2023, and 2/5/2024.
7. Each RSR represents a contingent right to receive one share of Company common stock.
8. These RSRs vest in three installments: one-third on 3/15/2020, 3/15/2021, and 3/15/2022.
9. These RSRs vest in three installments: one-third on 3/15/2021, 3/15/2022, and 3/15/2023.
Remarks:
Exhibit 24 - Power of Attorney
Kyle G. Hranicky, by Anthony R. Augliera, as Attorney-in-Fact 09/09/2021
** Signature of Reporting Person Date
Reminder: Report on a separate line for each class of securities beneficially owned directly or indirectly.
* If the form is filed by more than one reporting person, see Instruction 5 (b)(v).
** Intentional misstatements or omissions of facts constitute Federal Criminal Violations See 18 U.S.C. 1001 and 15 U.S.C. 78ff(a).
Note: File three copies of this Form, one of which must be manually signed. If space is insufficient, see Instruction 6 for procedure.
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