The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM D Notice of Exempt Offering of Securities |
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1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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Entity Type | ||||||||||||
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0001884700 |
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Name of Issuer | |||||||||||||||
GEF US Climate Solutions Fund II, L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
DELAWARE | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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GEF US Climate Solutions Fund II, L.P. | |||
Street Address 1 | Street Address 2 | ||
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
Rosslyn | VIRGINIA | 22209 | (203) 743-2898 |
1. Issuer's Identity
CIK (Filer ID Number) | Previous Names |
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Entity Type | ||||||||||||
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0001993091 |
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Name of Issuer | |||||||||||||||
GEF US Climate Solutions II Feeder, L.P. | |||||||||||||||
Jurisdiction of Incorporation/Organization | |||||||||||||||
CAYMAN ISLANDS | |||||||||||||||
Year of Incorporation/Organization | |||||||||||||||
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2. Principal Place of Business and Contact Information
Name of Issuer | |||
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GEF US Climate Solutions II Feeder, L.P. | |||
Street Address 1 | Street Address 2 | ||
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | ||
City | State/Province/Country | ZIP/PostalCode | Phone Number of Issuer |
Rosslyn | VIRGINIA | 22209 | (202) 743-2898 |
3. Related Persons
Last Name | First Name | Middle Name |
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GEF US CSF II Partners, L.P. | - | |
Street Address 1 | Street Address 2 | |
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | |
City | State/Province/Country | ZIP/PostalCode |
Rosslyn | VIRGINIA | 22209 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
General Partner of the IssuersLast Name | First Name | Middle Name |
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GEF US CSF II GP, LLC | - | |
Street Address 1 | Street Address 2 | |
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | |
City | State/Province/Country | ZIP/PostalCode |
Rosslyn | VIRGINIA | 22209 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
General Partner of the General Partner of the Issuers (the "Top GP")Last Name | First Name | Middle Name |
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Barkoff | Stuart | Michael |
Street Address 1 | Street Address 2 | |
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | |
City | State/Province/Country | ZIP/PostalCode |
Rosslyn | VIRGINIA | 22209 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Managing Director of the Top GPLast Name | First Name | Middle Name |
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Prawda | Daniel | |
Street Address 1 | Street Address 2 | |
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | |
City | State/Province/Country | ZIP/PostalCode |
Rosslyn | VIRGINIA | 22209 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Managing Director of the Top GPLast Name | First Name | Middle Name |
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GEF U.S. Advisors, LLC | - | |
Street Address 1 | Street Address 2 | |
c/o GEF Capital Partners, LLC | 1300 17th Street North, Suite 860 | |
City | State/Province/Country | ZIP/PostalCode |
Rosslyn | VIRGINIA | 22209 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Investment ManagerLast Name | First Name | Middle Name |
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GEF Capital Partners, LLC | N/A | |
Street Address 1 | Street Address 2 | |
1300 17th Street North, Suite 860 | ||
City | State/Province/Country | ZIP/PostalCode |
Rosslyn | VIRGINIA | 22209 |
Relationship: | X | Executive Officer | Director | Promoter |
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Clarification of Response (if Necessary):
Sole Member of Investment Manager4. Industry Group
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5. Issuer Size
Revenue Range | OR | Aggregate Net Asset Value Range | ||
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No Revenues | No Aggregate Net Asset Value | |||
$1 - $1,000,000 | $1 - $5,000,000 | |||
$1,000,001 - $5,000,000 | $5,000,001 - $25,000,000 | |||
$5,000,001 - $25,000,000 | $25,000,001 - $50,000,000 | |||
$25,000,001 - $100,000,000 | $50,000,001 - $100,000,000 | |||
Over $100,000,000 | Over $100,000,000 | |||
X | Decline to Disclose | Decline to Disclose | ||
Not Applicable | Not Applicable |
6. Federal Exemption(s) and Exclusion(s) Claimed (select all that apply)
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7. Type of Filing
New Notice | Date of First Sale | 2021-10-01 | First Sale Yet to Occur | ||||||
X | Amendment |
8. Duration of Offering
Does the Issuer intend this offering to last more than one year? |
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9. Type(s) of Securities Offered (select all that apply)
Equity | X | Pooled Investment Fund Interests | |
Debt | Tenant-in-Common Securities | ||
Option, Warrant or Other Right to Acquire Another Security | Mineral Property Securities | ||
Security to be Acquired Upon Exercise of Option, Warrant or Other Right to Acquire Security | X | Other (describe) | |
Limited Partnership Interests |
10. Business Combination Transaction
Is this offering being made in connection with a business combination transaction, such as a merger, acquisition or exchange offer? |
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Clarification of Response (if Necessary):
11. Minimum Investment
Minimum investment accepted from any outside investor | $0 | USD |
12. Sales Compensation
Recipient |
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INTE Securities LLC | 47107 | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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7000 W. Palmetto Park Rd., Ste. 503 | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Boca Raton | FLORIDA | 33433 | |||||
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Recipient |
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Berg Advisors FZ LLC | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Fujairah - Creative Tower | PO Box 4422 | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Fujairab | UNITED ARAB EMIRATES | 00000 | |||||
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Recipient |
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Asante Capital Group Advisors LLC | 155178 | ||||||||||||||||||||||||||||||||||||||||||||||||||
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None | None | ||||||||||||||||||||||||||||||||||||||||||||||||||
Street Address 1 | Street Address 2 | ||||||||||||||||||||||||||||||||||||||||||||||||||
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4TH FLOOR, 25 OLD BURLINGTON STREET | |||||||||||||||||||||||||||||||||||||||||||||||||||
City | State/Province/Country | ZIP/Postal Code | |||||||||||||||||||||||||||||||||||||||||||||||||
LONDON | UNITED KINGDOM | W1S 3AN | |||||||||||||||||||||||||||||||||||||||||||||||||
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Recipient |
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Impactus Partners Ltd | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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nit 13, Chantry Park 2 Cowley Road | Nuffield Industrial Estate, Poole | ||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Dorset | UNITED KINGDOM | BH17 0UJ | |||||
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Recipient |
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A Lamot & Co srl | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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1 Avenue du Vivier d'Oie | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Bruxelles | BELGIUM | 1000 | |||||
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Recipient |
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Pontoka | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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Vejlesovej 62A | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
Holte | DENMARK | 2840 | |||||
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Recipient |
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FirstPoint Equity Capital Ltd | None | ||||||
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None | None | ||||||
Street Address 1 | Street Address 2 | ||||||
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11 Bressenden Place | |||||||
City | State/Province/Country | ZIP/Postal Code | |||||
London | UNITED KINGDOM | SW1E 5BY | |||||
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13. Offering and Sales Amounts
Total Offering Amount | USD |
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Total Amount Sold | $209,250,000 | USD | ||||
Total Remaining to be Sold | USD |
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Clarification of Response (if Necessary):
14. Investors
Select if securities in the offering have been or may be sold to persons who do not qualify as accredited investors, and enter the number of such non-accredited investors who already have invested in the offering. | |||
Regardless of whether securities in the offering have been or may be sold to persons who do not qualify as accredited investors, enter the total number of investors who already have invested in the offering: |
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15. Sales Commissions & Finder's Fees Expenses
Provide separately the amounts of sales commissions and finders fees expenses, if any. If the amount of an expenditure is not known, provide an estimate and check the box next to the amount.
Sales Commissions | $3,508,000 | USD |
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Finders' Fees | $0 | USD |
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Clarification of Response (if Necessary):
16. Use of Proceeds
Provide the amount of the gross proceeds of the offering that has been or is proposed to be used for payments to any of the persons required to be named as executive officers, directors or promoters in response to Item 3 above. If the amount is unknown, provide an estimate and check the box next to the amount.
$0 | USD |
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Clarification of Response (if Necessary):
GEF U.S. Advisors, LLC is entitled to a periodic fee for its investment management services in accordance with the organizational documents of the Issuers.Signature and Submission
Please verify the information you have entered and review the Terms of Submission below before signing and clicking SUBMIT below to file this notice.
Terms of Submission
In submitting this notice, each issuer named above is: |
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Each Issuer identified above has read this notice, knows the contents to be true, and has duly caused this notice to be signed on its behalf by the undersigned duly authorized person.
For signature, type in the signer's name or other letters or characters adopted or authorized as the signer's signature.
Issuer | Signature | Name of Signer | Title | Date |
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GEF US Climate Solutions Fund II, L.P. | /s/ Stuart Michael Barkoff | Stuart Michael Barkoff | Managing Director of the Top GP | 2023-12-20 |
GEF US Climate Solutions II Feeder, L.P. | /s/ Stuart Michael Barkoff | Stuart Michael Barkoff | Managing Director of the Top GP | 2023-12-20 |
Persons who respond to the collection of information contained in this form are not required to respond unless the form displays a currently valid OMB number.
* This undertaking does not affect any limits Section 102(a) of the National Securities Markets Improvement Act of 1996 ("NSMIA") [Pub. L. No. 104-290, 110 Stat. 3416 (Oct. 11, 1996)] imposes on the ability of States to require information. As a result, if the securities that are the subject of this Form D are "covered securities" for purposes of NSMIA, whether in all instances or due to the nature of the offering that is the subject of this Form D, States cannot routinely require offering materials under this undertaking or otherwise and can require offering materials only to the extent NSMIA permits them to do so under NSMIA's preservation of their anti-fraud authority.