The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
Waste Management Inc | Equities | 94106L109 | 264 | 1,664 | SH | SOLE | 0 | 0 | 1,664 | ||
VanEck Vectors High Yield Muni ETF | ETF | 92189H409 | 1,017 | 18,625 | SH | SOLE | 0 | 0 | 18,625 | ||
Theratechnologies, Inc. | Equities | 88338H100 | 36 | 15,000 | SH | SOLE | 0 | 0 | 15,000 | ||
TG Therapeutics, Inc. | Equities | 88322Q108 | 96 | 12,810 | SH | SOLE | 0 | 0 | 12,810 | ||
SYNEOS HEALTH INC COM CL A | Equities | 87166B102 | 977 | 13,243 | SH | SOLE | 0 | 0 | 13,243 | ||
SPDR Portfolio S&P 500 Value ETF | ETF | 78464A508 | 236 | 5,900 | SH | SOLE | 0 | 0 | 5,900 | ||
SPDR Gold Shares | ETF | 78463V107 | 345 | 1,971 | SH | SOLE | 0 | 0 | 1,971 | ||
NVIDIA CORP COM | Equities | 67066G104 | 425 | 2,256 | SH | SOLE | 0 | 0 | 2,256 | ||
Mastercard, Inc. | Equities | 57636Q104 | 289 | 817 | SH | SOLE | 0 | 0 | 817 | ||
JPMorgan Chase & Co. | Equities | 46625H100 | 329 | 2,653 | SH | SOLE | 0 | 0 | 2,653 | ||
Invesco Solar ETF | ETF | 46138G706 | 235 | 3,479 | SH | SOLE | 0 | 0 | 3,479 | ||
Invesco Water Resources ETF | Equities | 46137V142 | 274 | 5,622 | SH | SOLE | 0 | 0 | 5,622 | ||
Global X Atnms & Elctrc Vhcls ETF | Equities | 37954Y624 | 294 | 12,030 | SH | SOLE | 0 | 0 | 12,030 | ||
Global X NASDAQ 100 Covered Call ETF | ETF | 37954Y483 | 37,526 | 1,939,317 | SH | SOLE | 0 | 0 | 1,939,317 | ||
GlaxoSmithKline | Equities | 37733W105 | 1,295 | 29,173 | SH | SOLE | 0 | 0 | 29,173 | ||
GlaxoSmithKline PLC | Equities | 37733W105 | 293 | 13,338 | SH | SOLE | 0 | 0 | 13,338 | ||
First Citizens BancShares, Inc. | Equities | 31946M103 | 626 | 946 | SH | SOLE | 0 | 0 | 946 | ||
Blackstone Inc | Equities | 09260D107 | 244 | 2,322 | SH | SOLE | 0 | 0 | 2,322 | ||
BlackRock Enhanced Equity Div | Closed-End Fund | 09251A104 | 38,455 | 4,104,005 | SH | SOLE | 0 | 0 | 4,104,005 | ||
Alphabet Inc. Class A | Equities | 02079K305 | 370 | 159 | SH | SOLE | 0 | 0 | 159 | ||
Invesco QQQ | ETF | 46090E103 | 974 | 3,113 | SH | SOLE | 0 | 0 | 3,113 | ||
Waitr Holdings Inc Class A | Equities | 930752100 | 0 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
Vanguard Total Stock Market ETF | ETF | 922908769 | 691 | 3,327 | SH | DFND | 1,2 | 0 | 3,327 | 0 | |
Vanguard Mid Cap ETF | ETF | 922908629 | 806 | 3,679 | SH | SOLE | 0 | 0 | 3,679 | ||
Vanguard 500 ETF | ETF | 922908363 | 1,016 | 2,671 | SH | SOLE | 0 | 0 | 2,671 | ||
Vanguard Total International Stock ETF | ETF | 921909768 | 456 | 8,264 | SH | DFND | 1,2 | 0 | 8,264 | 0 | |
Thermo Fisher Scientific Inc | Equities | 883556102 | 510 | 926 | SH | SOLE | 0 | 0 | 926 | ||
Simulations Plus, Inc. | Equities | 829214105 | 391 | 8,862 | SH | SOLE | 0 | 0 | 8,862 | ||
Microsoft | Equities | 594918104 | 732 | 2,639 | SH | SOLE | 0 | 0 | 2,639 | ||
Lloyds Banking Group, PLC | Equities | 539439109 | 0 | 11,517 | SH | SOLE | 0 | 0 | 11,517 | ||
Johnson & Johnson | Equities | 478160104 | 1,396 | 7,900 | SH | SOLE | 0 | 0 | 7,900 | ||
iShares MSCI EAFE Growth ETF | ETF | 464288885 | 523 | 6,047 | SH | SOLE | 0 | 0 | 6,047 | ||
iShares Russell 1000 Growth | ETF | 464287614 | 220 | 907 | SH | SOLE | 0 | 0 | 907 | ||
iShares Core US Aggregate Bond | ETF | 464287226 | 1,104 | 10,824 | SH | SOLE | 0 | 0 | 10,824 | ||
International Business Machines Corp. | Equities | 459200101 | 222 | 1,636 | SH | SOLE | 0 | 0 | 1,636 | ||
WALT DISNEY CO COM | Equities | 254687106 | 206 | 1,832 | SH | SOLE | 0 | 0 | 1,832 | ||
The Coca-Cola Co. | Equities | 191216100 | 257 | 3,982 | SH | SOLE | 0 | 0 | 3,982 | ||
Checkpoint Therapeutics Inc | Equities | 162828107 | 0 | 15,558 | SH | SOLE | 0 | 0 | 15,558 | ||
Boeing Co. | Equities | 097023105 | 233 | 1,548 | SH | SOLE | 0 | 0 | 1,548 | ||
Apple Inc. | Equities | 037833100 | 645 | 4,114 | SH | SOLE | 0 | 0 | 4,114 | ||
Amazon.com, Inc. | Equities | 023135106 | 310 | 133 | SH | SOLE | 0 | 0 | 133 | ||
Advanced Micro Devices, Inc. | Equities | 007903107 | 208 | 2,217 | SH | SOLE | 0 | 0 | 2,217 | ||
Abbott Laboratories | Equities | 002824100 | 225 | 1,989 | SH | SOLE | 0 | 0 | 1,989 |