UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM8-K
CURRENT REPORT
Pursuant to Section 13 or 15(d)
of the Securities Exchange Act of 1934
Date of report (Date of earliest event reported): May 6, 2019
JPMORGAN CHASE & CO.
(Exact Name of Registrant as Specified in Charter)
DELAWARE
(State or Other Jurisdiction of Incorporation)
001-05805 | 13-2624428 | |
(Commission File Number) | (IRS Employer Identification No.) | |
383 Madison Avenue, New York, New York | 10179 | |
(Address of Principal Executive Offices) | (Zip Code) |
Registrant’s telephone number, including area code: (212)270-6000
Check the appropriate box below if the Form8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instruction A.2. below):
☐ | Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425) |
☐ | Soliciting material pursuant to Rule14a-12 under the Exchange Act (17 CFR240.14a-12) |
☐ | Pre-commencement communications pursuant to Rule14d-2(b) under the Exchange Act (17 CFR240.14d-2(b)) |
☐ | Pre-commencement communications pursuant to Rule13e-4(c) under the Exchange Act (17 CFR240.13e-4(c)) |
Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule12b-2 of the Securities Exchange Act of 1934(§240.12b-2 of this chapter).
Emerging growth company ☐
If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act. ☐
Securities registered pursuant to Section 12(b) of the Act:
Title of each class | Trading Symbol(s) | Name of each exchange on which registered | ||
Common stock | JPM | The New York Stock Exchange | ||
Depositary Shares, each representing a one-four hundredth interest in a share of 5.45%Non-Cumulative Preferred Stock, Series P | JPM PR A | The New York Stock Exchange | ||
Depositary Shares, each representing aone-four hundredth interest in a share of 6.30%Non-Cumulative Preferred Stock, Series W | JPM PR E | The New York Stock Exchange | ||
Depositary Shares, each representing a one-four hundredth interest in a share of 6.125%Non-Cumulative Preferred Stock, Series Y | JPM PR F | The New York Stock Exchange | ||
Depositary Shares, each representing aone-four hundredth interest in a share of 6.10%Non-Cumulative Preferred Stock, Series AA | JPM PR G | The New York Stock Exchange | ||
Depositary Shares, each representing aone-four hundredth interest in a share of 6.15%Non-Cumulative Preferred Stock, Series BB | JPM PR H | The New York Stock Exchange | ||
Depositary Shares, each representing aone-four hundredth interest in a share of 5.75%Non-Cumulative Preferred Stock, Series DD | JPM PR D | The New York Stock Exchange | ||
Depositary Shares, each representing aone-four hundredth interest in a share of 6.00%Non-Cumulative Preferred Stock, Series EE | JPM PR C | The New York Stock Exchange | ||
Alerian MLP Index ETNs due May 24, 2024 | AMJ | NYSE Arca, Inc. | ||
Guarantee of CallableStep-Up Fixed Rate Notes due April 26, 2028 of JPMorgan Chase Financial Company LLC | JPM/28 | The New York Stock Exchange | ||
Guarantee of Cushing 30 MLP Index ETNs due June 15, 2037 of JPMorgan Chase Financial Company LLC | PPLN | NYSE Arca, Inc. |
Item 8.01. Other Events
On May 6, 2019, JPMorgan Chase & Co. closed a public offering of $2,500,000,000 aggregate principal amount ofFixed-to-Floating Rate Notes due 2030 (the “Notes”). The Notes were registered under the Securities Act of 1933, as amended, pursuant to a registration statement on FormS-3 (FileNo. 333-230098), as amended. In connection with this offering, the legal opinion as to the legality of the Notes is being filed as Exhibit 5.1 to this report.
Item 9.01. Financial Statements and Exhibits
(d) Exhibits
SIGNATURE
Pursuant to the requirements of the Securities Exchange Act of 1934, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
JPMORGAN CHASE & CO. | ||
(Registrant) | ||
By: | /s/ Jordan A. Costa | |
Name: | Jordan A. Costa | |
Title: | Managing Director |
Dated: May 6, 2019