UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 8-A
FOR REGISTRATION OF CERTAIN CLASSES OF SECURITIES
PURSUANT TO SECTION 12(b) OR 12(g) OF THE
SECURITIES EXCHANGE ACT OF 1934
Texas Capital Funds Trust |
(Exact name of registrant as specified in its charter) |
Delaware | See Below |
(State of incorporation or organization) | (I.R.S. Employer Identification No.) |
2000 McKinney Avenue Suite 700 Dallas, TX |
75201 |
(Address of Principal Executive Offices) | (Zip Code) |
Securities to be registered pursuant to Section 12(b) of the Act:
Title of each class to be so registered | Name of the exchange on which each class is to be registered |
Shares of beneficial interest, no par value per share Texas Capital Texas Oil Index ETF Texas Capital Texas Small Cap Equity Index ETF |
NYSE Arca, Inc. The Nasdaq Stock Market LLC |
If this form relates to the registration of a class of securities pursuant to Section 12(b) of the Exchange Act and is effective pursuant to General Instruction A.(c), check the following box. ☒
If this form relates to the registration of a class of securities pursuant to Section 12(g) of the Exchange Act and is effective pursuant to General Instruction A.(d), check the following box. ☐
Securities Act registration statement file number to which this form relates: 333-271134.
Securities to be registered pursuant to Section 12(g) of the Act: Not applicable.
INFORMATION REQUIRED IN REGISTRATION STATEMENT
ITEM 1. DESCRIPTION OF REGISTRANT’S SECURITIES TO BE REGISTERED.
A description of the shares of beneficial interest, no par value, of each of the Texas Capital Texas Oil Index ETF and Texas Capital Texas Small Cap Equity Index ETF, each a series of Texas Capital Funds Trust (the “Registrant”), is incorporated herein by reference to Post-Effective Amendment No. 4 to the Registrant’s Registration Statement on Form N-1A, filed with the Securities and Exchange Commission on December 18, 2023. Any form of supplement to the registration statement that is subsequently filed is hereby also incorporated by reference herein.
The series of the Trust to which this filing relates and its I.R.S. Employer Identification Numbers are as follows:
Series Name | EIN |
Texas Capital Texas Oil Index ETF | 93-3773055 |
Texas Capital Texas Small Cap Equity Index ETF | 93-3784258 |
ITEM 2. EXHIBITS
1. | The Registrant’s Agreement and Declaration of Trust is included as an exhibit to Post-Effective Amendment No. 3 to the Registrant’s Registration Statement on Form N-1A (File Nos. 811-23862; 333-271134) filed with the Securities and Exchange Commission on October 10, 2023. |
2. | The Registrant’s By-Laws are included as an exhibit to the Registrant’s Registration Statement on Form N-1A (File Nos. 811-23862; 333-271134) filed with the Securities and Exchange Commission on April 5, 2023. |
3. | The Registrant’s Certificate of Trust is included as an exhibit to the Pre-Effective Amendment No. 1 to the Registrant’s Registration Statement on Form N-1A (File Nos. 811-23862; 333-271134) filed with the Securities and Exchange Commission on July 3, 2023. |
SIGNATURE
Pursuant to the requirements of Section 12 of the Securities Exchange Act of 1934, the Registrant has duly caused this Registration Statement to be signed on its behalf by the undersigned, thereto duly authorized.
Date: December 18, 2023
TEXAS CAPITAL FUNDS TRUST
By: /s/ Edward Rosenberg
Name: Edward Rosenberg
Title: President and Principal Executive Officer