The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
ABRDN HEALTHCARE OPPORTUNITIES SHS | COM | 879105104 | 236,893 | 13,000 | SH | SOLE | 0 | 0 | 13,000 | ||
ACHIEVE LIFE SCIENCES INC COM | COM | 004468500 | 41,200 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ALERIAN MLP ETF | COM | 00162Q452 | 5,565,372 | 130,888 | SH | SOLE | 0 | 0 | 130,888 | ||
AMAZON COM INC COM | COM | 023135106 | 1,054,803 | 6,942 | SH | SOLE | 0 | 0 | 6,942 | ||
AMERICAN WELL CORP CL A | COM | 03044L105 | 34,130 | 22,906 | SH | SOLE | 0 | 0 | 22,906 | ||
APPLE INC COM | COM | 037833100 | 2,630,352 | 13,662 | SH | SOLE | 0 | 0 | 13,662 | ||
ARES CAPITAL CORP COM | COM | 04010L103 | 200,300 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
ARK INNOVATION ETF | COM | 00214Q104 | 2,408,623 | 45,992 | SH | SOLE | 0 | 0 | 45,992 | ||
BANK AMERICA CORP COM | COM | 060505104 | 249,592 | 7,413 | SH | SOLE | 0 | 0 | 7,413 | ||
BERKSHIRE HATHAWAY INC DEL CL B NEW | COM | 084670702 | 3,826,605 | 10,729 | SH | SOLE | 0 | 0 | 10,729 | ||
BLACKROCK ULTRA SHORT-TERM BOND ETF | COM | 46434V878 | 237,995 | 4,726 | SH | SOLE | 0 | 0 | 4,726 | ||
BLACKSTONE INC COM | COM | 09260D107 | 2,183,411 | 16,677 | SH | SOLE | 0 | 0 | 16,677 | ||
BOEING CO COM | COM | 097023105 | 304,772 | 1,169 | SH | SOLE | 0 | 0 | 1,169 | ||
BP PLC SPONSORED ADR | COM | 055622104 | 226,029 | 6,385 | SH | SOLE | 0 | 0 | 6,385 | ||
CHEVRON CORP NEW COM | COM | 166764100 | 885,839 | 5,939 | SH | SOLE | 0 | 0 | 5,939 | ||
CISCO SYS INC COM | COM | 17275R102 | 219,221 | 4,339 | SH | SOLE | 0 | 0 | 4,339 | ||
CONSUMER STAPLES SELECT SECTOR SPDR FUND | COM | 81369Y308 | 6,146,968 | 85,339 | SH | SOLE | 0 | 0 | 85,339 | ||
COSTCO WHSL CORP NEW COM | COM | 22160K105 | 2,017,240 | 2,988 | SH | SOLE | 0 | 0 | 2,988 | ||
ELI LILLY & CO COM | COM | 532457108 | 325,059 | 558 | SH | SOLE | 0 | 0 | 558 | ||
ENERGY TRANSFER L P COM UT LTD PTN | COM | 29273V100 | 165,600 | 12,000 | SH | SOLE | 0 | 0 | 12,000 | ||
FIRST TRUST DORSEY WRIGHT FOCUS 5 ETF | COM | 33738R605 | 746,952 | 14,490 | SH | SOLE | 0 | 0 | 14,490 | ||
FIRST TRUST ENHANCED SHORT MATURITY ETF | COM | 33739Q408 | 253,884 | 4,238 | SH | SOLE | 0 | 0 | 4,238 | ||
FUELCELL ENERGY INC COM | COM | 35952H601 | 23,200 | 14,500 | SH | SOLE | 0 | 0 | 14,500 | ||
GENOCEA BIOSCIENCES INC COM NEW | COM | 372427401 | 1 | 10,000 | SH | SOLE | 0 | 0 | 10,000 | ||
GOLDMAN SACHS ACTIVEBETA U.S. LARGE CAP EQUITY ETF | COM | 381430503 | 829,937 | 8,814 | SH | SOLE | 0 | 0 | 8,814 | ||
HEALTH CARE SELECT SECTOR SPDR FUND | COM | 81369Y209 | 6,336,404 | 46,461 | SH | SOLE | 0 | 0 | 46,461 | ||
HERCULES CAPITAL INC COM | COM | 427096508 | 333,400 | 20,000 | SH | SOLE | 0 | 0 | 20,000 | ||
INVESCO ADVANTAGE MUN INCOME T SH BEN INT | COM | 46132E103 | 223,080 | 26,400 | SH | SOLE | 0 | 0 | 26,400 | ||
INVESCO MUNICIPAL TRUST COM | COM | 46131J103 | 155,339 | 16,300 | SH | SOLE | 0 | 0 | 16,300 | ||
INVESCO QQQ TRUST SERIES I | COM | 46090E103 | 4,064,265 | 9,919 | SH | SOLE | 0 | 0 | 9,919 | ||
INVESCO S&P 500 EQUAL WEIGHT ETF | COM | 46137V357 | 1,086,495 | 6,885 | SH | SOLE | 0 | 0 | 6,885 | ||
ISHARES 20 YEAR TREASURY BOND ETF | COM | 464287432 | 2,465,672 | 24,936 | SH | SOLE | 0 | 0 | 24,936 | ||
ISHARES CORE S&P SMALL CAP ETF | COM | 464287804 | 4,797,685 | 44,320 | SH | SOLE | 0 | 0 | 44,320 | ||
JPMORGAN CHASE & CO COM | COM | 46625H100 | 321,469 | 1,890 | SH | SOLE | 0 | 0 | 1,890 | ||
KINDER MORGAN INC DEL COM | COM | 49456B101 | 536,847 | 30,434 | SH | SOLE | 0 | 0 | 30,434 | ||
MICROSOFT CORP COM | COM | 594918104 | 5,313,224 | 14,129 | SH | SOLE | 0 | 0 | 14,129 | ||
PACER US CASH COWS 100 ETF | COM | 69374H881 | 2,507,084 | 47,948 | SH | SOLE | 0 | 0 | 47,948 | ||
PHILLIPS 66 COM | COM | 718546104 | 303,262 | 2,278 | SH | SOLE | 0 | 0 | 2,278 | ||
PROCTER AND GAMBLE CO COM | COM | 742718109 | 233,135 | 1,591 | SH | SOLE | 0 | 0 | 1,591 | ||
PROSHARES S&P 500 DIVIDEND ARISTOCRATS ETF | COM | 74348A467 | 1,183,607 | 12,433 | SH | SOLE | 0 | 0 | 12,433 | ||
READY CAPITAL CORP COM | COM | 75574U101 | 507,888 | 49,550 | SH | SOLE | 0 | 0 | 49,550 | ||
SALESFORCE INC COM | COM | 79466L302 | 406,288 | 1,544 | SH | SOLE | 0 | 0 | 1,544 | ||
SCHWAB U.S. LARGE-CAP ETF | COM | 808524201 | 396,445 | 7,029 | SH | SOLE | 0 | 0 | 7,029 | ||
SCHWAB U.S. LARGE-CAP GROWTH ETF | COM | 808524300 | 630,714 | 7,601 | SH | SOLE | 0 | 0 | 7,601 | ||
SCHWAB U.S. MID-CAP ETF | COM | 808524508 | 1,647,092 | 21,868 | SH | SOLE | 0 | 0 | 21,868 | ||
SCHWAB U.S. SMALL-CAP ETF | COM | 808524607 | 1,522,332 | 32,225 | SH | SOLE | 0 | 0 | 32,225 | ||
SCHWAB US DIVIDEND EQUITY ETF | COM | 808524797 | 1,659,175 | 21,794 | SH | SOLE | 0 | 0 | 21,794 | ||
SOUTHERN CO COM | COM | 842587107 | 317,433 | 4,527 | SH | SOLE | 0 | 0 | 4,527 | ||
SPDR DOW JONES INDUSTRIAL AVERAGE ETF TRUST | COM | 78467X109 | 2,156,607 | 5,722 | SH | SOLE | 0 | 0 | 5,722 | ||
SPDR S&P 400 MID CAP VALUE ETF | COM | 78464A839 | 720,472 | 9,818 | SH | SOLE | 0 | 0 | 9,818 | ||
SPDR S&P 500 ETF TRUST | COM | 78462F103 | 4,493,528 | 9,454 | SH | SOLE | 0 | 0 | 9,454 | ||
SPDR S&P 600 SMALL CAP VALUE ETF | COM | 78464A300 | 564,187 | 6,772 | SH | SOLE | 0 | 0 | 6,772 | ||
SPDR S&P MIDCAP 400 ETF TRUST | COM | 78467Y107 | 5,838,602 | 11,507 | SH | SOLE | 0 | 0 | 11,507 | ||
STARBUCKS CORP COM | COM | 855244109 | 392,511 | 4,088 | SH | SOLE | 0 | 0 | 4,088 | ||
TECHNOLOGY SELECT SECTOR SPDR FUND | COM | 81369Y803 | 328,569 | 1,707 | SH | SOLE | 0 | 0 | 1,707 | ||
UTILITIES SELECT SECTOR SPDR FUND | COM | 81369Y886 | 6,068,787 | 95,828 | SH | SOLE | 0 | 0 | 95,828 | ||
VANGUARD DIVIDEND APPRECIATION ETF | COM | 921908844 | 1,380,798 | 8,103 | SH | SOLE | 0 | 0 | 8,103 | ||
VANGUARD GROWTH ETF | COM | 922908736 | 5,408,897 | 17,399 | SH | SOLE | 0 | 0 | 17,399 | ||
VANGUARD HIGH DIVIDEND YIELD INDEX ETF | COM | 921946406 | 406,502 | 3,642 | SH | SOLE | 0 | 0 | 3,642 | ||
VANGUARD MID-CAP ETF | COM | 922908629 | 334,532 | 1,438 | SH | SOLE | 0 | 0 | 1,438 | ||
VANGUARD S&P 500 ETF | COM | 922908363 | 607,379 | 1,391 | SH | SOLE | 0 | 0 | 1,391 | ||
VANGUARD TOTAL INTERNATIONAL STOCK ETF | COM | 921909768 | 6,544,521 | 112,914 | SH | SOLE | 0 | 0 | 112,914 | ||
VANGUARD TOTAL STOCK MARKET ETF | COM | 922908769 | 240,507 | 1,014 | SH | SOLE | 0 | 0 | 1,014 | ||
WILLIAMS COS INC COM | COM | 969457100 | 428,409 | 12,300 | SH | SOLE | 0 | 0 | 12,300 |