FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of April, 2019
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UNILEVER PLC |
/S/ R SOTAMAA By R SOTAMAA CHIEF LEGAL OFFICER AND GROUP SECRETARY |
Date 10 May 2019
EXHIBIT INDEX
EXHIBIT NUMBER
EXHIBIT DESCRIPTION
99
Notice to London Stock Exchange
Exhibit 99
This Report on Form 6-K contains the following:
Exhibit | 99.1 | Stock Exchange announcement dated | 10 April 2019 | entitled | Director/PDMR Shareholding |
Exhibit | 99.2 | Stock Exchange announcement dated | 12 April 2019 | entitled | Director/PDMR Shareholding |
Exhibit | 99.3 | Stock Exchange announcement dated | 26 April 2019 | entitled | Director Declaration |
Exhibit | 99.4 | Stock Exchange announcement dated | 26 April 2019 | entitled | Director/PDMR Shareholding |
Exhibit | 99.5 | Stock Exchange announcement dated | 29 April 2019 | entitled | Transaction in Own Shares |
Exhibit | 99.6 | Stock Exchange announcement dated | 30 April 2019 | entitled | Transaction in Own Shares |
Exhibit 99.1:
RNS Number: 7844V
Unilever PLC
10 April 2019
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Graeme Pitkethly | |
2 | Reason for the notification | ||
a) | Position/status | Chief Financial Officer (Director) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Purchase of shares under the Unilever PLC Share Incentive Plan. | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£43.945 | 3 | ||
e) | Aggregated information - Volume - Total | 3 £131.84 | |
f) | Date of the transaction | 2019-04-08 | |
g) | Place of the transaction | London Stock Exchange - XLON |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
Exhibit 99.2:
RNS Number: 0932W
Unilever PLC
12 April 2019
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Keith Weed | |
2 | Reason for the notification | ||
a) | Position/status | Chief Marketing & Communications Officer (Member of the Unilever Leadership Executive) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | 23 shares (reinvestment of dividend on (freely transferable) shares) | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£43.96 | 23 | ||
e) | Aggregated information - Volume - Total | 23 £1,011.08 | |
f) | Date of the transaction | 2019-04-11 | |
g) | Place of the transaction | London Stock Exchange - XLON |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
Exhibit 99.3:
RNS Number: 2975X
Unilever PLC
26 April 2019
Director Declaration
Pursuant to the UK Listing Rule 9.6.14(2), Unilever PLC announces that Graeme Pitkethly, Director, will join Pearson PLC as a Director on 1 May 2019.
Contact name for enquiries:
Lucila Zambrano
UK +44 7825 273767
lucila.zambrano@unilever.com
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
Exhibit 99.4:
RNS Number: 3122X
Unilever PLC
26 April 2019
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Leena Nair | |
2 | Reason for the notification | ||
a) | Position/status | Chief HR Officer (a member of the Unilever Leadership Executive ("ULE")) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | 1. 3,974 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member acquired PLC shares in a 50/50 mix; 2. 3,974 PLC shares were granted which is a conditional grant under the MCIP operated under the Unilever Share Plan. ULE members receive a corresponding number of performance-related shares (matching shares) under the Unilever Share Plan 2017. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix). | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£45.28 | 3,974 | ||
£0.00 | 3,974 | ||
e) | Aggregated information - Volume - Total | 7,948 £179,942.72 | |
f) | Date of the transaction | 2019-04-23 | |
g) | Place of the transaction | London Stock Exchange - XLON |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Graeme Pitkethly | |
2 | Reason for the notification | ||
a) | Position/status | Director (CFO, a member of the Unilever Leadership Executive ("ULE")) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | 1. 12,797 PLC shares acquired as part of investment of annual bonus (investment shares) under the Management Co-Investment Plan 2010 (MCIP) operated under the Unilever Share Plan 2017. ULE members are able to choose whether they invest their annual bonus in NV or PLC shares or a 50/50 mix; This ULE member acquired PLC shares only; 2. 12,797 PLC shares were granted which is a conditional grant under the MCIP operated under the Unilever Share Plan. ULE members receive a corresponding number of performance-related shares (matching shares) under the Unilever Share Plan 2017. Matching shares will be awarded in the same form as the investment shares (i.e. in NV or PLC shares or a 50/50 mix). | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£45.28 | 12,797 | ||
£0.00 | 12,797 | ||
e) | Aggregated information - Volume - Total | 25,594 £579,448.16 | |
f) | Date of the transaction | 2019-04-23 | |
g) | Place of the transaction | London Stock Exchange - XLON |
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Richard Slater | |
2 | Reason for the notification | ||
a) | Position/status | Chief R&D Officer (a member of the Unilever Leadership Executive ("ULE")) | |
b) | Initial notification /Amendment | Initial Notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Unilever PLC | |
b) | LEI | 549300MKFYEKVRWML317 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 | |
b) | Nature of the transaction | Transition award of 15,195 Unilever PLC ordinary 3 1/9 pence shares | |
c) | Currency | GBP - British Pound | |
d) | Price(s) and volume(s) | Price(s) | Volume(s) |
£0.00 | 15,195 | ||
e) | Aggregated information - Volume - Total | 15,195 £0.00 | |
f) | Date of the transaction | 2019-04-23 | |
g) | Place of the transaction | London Stock Exchange - XLON |
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
Exhibit 99.5:
RNS Number: 4623X
Unilever PLC
29 April 2019
29 April 2019
Unilever PLC
Transaction in Own Shares
RNS Number: 058014
Unilever PLC
29 April 2019
TRANSACTIONS IN OWN SECURITIES
Unilever PLC (the "Company") announces today that Unilever N.V. has purchased the following number of the Company's ordinary shares from UBS AG London Branch ("UBS").
Ordinary Shares
Date of purchases: 29 April 2019
Number of ordinary shares purchased: 176,041
Highest price paid per share: GBp 4,620.50
Lowest price paid per share: GBp 4,551.50
Such purchases form part of the share purchase programme announced on 29 April 2019 and were effected pursuant to instructions issued to UBS on that date. The purchased shares will be held to meet share award obligations under the Group's Management Co-Investment Plan.
Aggregated information
Trading venue | Volume weighted average price (GBp) | Aggregated volume (shares) |
London Stock Exchange | 4,594.15 | 105,132 |
BATS | 4,593.30 | 17,801 |
Chi-X | 4,593.57 | 53,108 |
Transaction details
A full breakdown of the individual trades made by UBS on behalf of Unilever N.V. as part of the share purchase programme (including aggregated volumes and weighted average prices paid) will be provided on our website in due course.
Media Enquiries: Please contact the Unilever Press Office at press-office.london@unilever.com or 0207 822 6719
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END
Exhibit 99.6:
RNS Number: 6382X
Unilever PLC
30 April 2019
30 April 2019
Unilever PLC
Transaction in Own Shares
Unilever PLC
30 April 2019
TRANSACTIONS IN OWN SECURITIES
Unilever PLC (the "Company") announces today that Unilever N.V. has purchased the following number of the Company's ordinary shares from UBS AG London Branch ("UBS").
Ordinary Shares
Date of purchases: 30 April 2019
Number of ordinary shares purchased: 377,065
Highest price paid per share: GBp 4,648.00
Lowest price paid per share: GBp 4,598.00
Such purchases form part of the share purchase programme announced on 29 April 2019 and were effected pursuant to instructions issued to UBS on that date. The purchased shares will be held to meet share award obligations under the Group's Management Co-Investment Plan.
Aggregated information
Trading venue | Volume weighted average price (GBp) | Aggregated volume (shares) |
London Stock Exchange | 4,620.88 | 228,310 |
BATS | 4,622.06 | 30,000 |
Chi-X | 4,622.18 | 90,000 |
Turquoise | 4,623.03 | 28,755 |
Transaction details
A full breakdown of the individual trades made by UBS on behalf of Unilever N.V. as part of the share purchase programme (including aggregated volumes and weighted average prices paid) will be provided on our website in due course.
Media Enquiries: Please contact the Unilever Press Office at press-office.london@unilever.com or 0207 822 6719
This information is provided by RNS, the news service of the London Stock Exchange. RNS is approved by the Financial Conduct Authority to act as a Primary Information Provider in the United Kingdom. Terms and conditions relating to the use and distribution of this information may apply. For further information, please contact rns@lseg.com or visit www.rns.com.
END