FORM 6-K
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
REPORT OF FOREIGN ISSUER
Pursuant to Rule 13a-16 or 15d-16
of the Securities Exchange Act of 1934
For the month of September, 2020
UNILEVER PLC
(Translation of registrant's name into English)
UNILEVER HOUSE, BLACKFRIARS, LONDON, ENGLAND
(Address of principal executive offices)
Indicate by check mark whether the registrant files or will file annual reports
under cover Form 20-F or Form 40-F.
Form 20-F..X.. Form 40-F
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(1):_____
Indicate by check mark if the registrant is submitting the Form 6-K in paper
as permitted by Regulation S-T Rule 101(b)(7):_____
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No .X..
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b): 82- _______
Exhibit 99 attached hereto is incorporated herein by reference.
Signatures
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
UNILEVER PLC |
/S/ R SOTAMAA By R SOTAMAA CHIEF LEGAL OFFICER AND GROUP SECRETARY |
Date 2 October 2020
EXHIBIT INDEX
EXHIBIT NUMBER
EXHIBIT DESCRIPTION
99
Notice to London Stock Exchange
Exhibit 99
This Report on Form 6-K contains the following:
Exhibit | 99.1 | Stock Exchange announcement dated | 10 September 2020 | entitled | Director/PDMR Shareholding |
Exhibit | 99.2 | Stock Exchange announcement dated | 14 September 2020 | entitled | Director/PDMR Shareholding |
RNS Number : 6445Y
Unilever PLC
10 September 2020
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Graeme Pitkethly |
2 | Reason for the notification | |
a) | Position/status | Chief Financial Officer (Director) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | Reinvestment of dividend under the Unilever PLC Share Incentive Plan. |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£46.8064 |
e) | Aggregated information - Volume - Total | 4 £187.23 |
f) | Date of the transaction | 2020-09-09 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Graeme Pitkethly |
2 | Reason for the notification | |
a) | Position/status | Chief Financial Officer (Director) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | Purchase of shares under the Unilever PLC Share Incentive Plan. |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s)Volume(s)£45.3823 |
e) | Aggregated information - Volume - Total | 3 £136.15 |
f) | Date of the transaction | 2020-09-08 |
g) | Place of the transaction | London Stock Exchange - XLON |
Exhibit 99.2:
RNS Number : 9392Y
Unilever PLC
14 September 2020
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Conny Braams |
2 | Reason for the notification | |
a) | Position/status | Chief Digital and Marketing Officer (a member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 57.5476 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 53.7898 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 0.9007 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.0057.5476£47.4354.6905 |
e) | Aggregated information - Volume - Total | 112.2381 £2,593.97 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Marc Engel |
2 | Reason for the notification | |
a) | Position/status | Chief Supply Chain Officer (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 227.9341 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£47.43227.9341 |
e) | Aggregated information - Volume - Total | 227.9341 £10,810.91 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Fabian Garcia |
2 | Reason for the notification | |
a) | Position/status | President, North America (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 331.673 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2020 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award) |
c) | Currency | USD - United States Dollars |
d) | Price(s) and volume(s) | Price(s) Volume(s)$0.00331.673 |
e) | Aggregated information - Volume - Total | 331.673 $0.00 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | New York Stock Exchange - XNYS |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Sunny Jain |
2 | Reason for the notification | |
a) | Position/status | President Beauty and Personal Care (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 64.9650 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award) ● 214.4180 Dividend equivalents earned on Restricted Stock awards under the Unilever Share Plan 2017 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award) ● 117.4620 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2020 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award) |
c) | Currency | USD - United States Dollars |
d) | Price(s) and volume(s) | Price(s) Volume(s)$0.00396.8450 |
e) | Aggregated information - Volume - Total | 396.8450 $0.00 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | New York Stock Exchange - XNYS |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Alan Jope |
2 | Reason for the notification | |
a) | Position/status | Chief Executive Officer (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 44.2630 shares (reinvestment of dividend on (freely transferable) shares). Dividend equivalents earned on unconditional (depository receipts of) BT Bonus Shares were reinvested. |
c) | Currency | USD - United States Dollars |
d) | Price(s) and volume(s) | Price(s) Volume(s)$62.1144.2630 |
e) | Aggregated information - Volume - Total | 44.2630 $2,749.17 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | New York Stock Exchange - XNYS |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Peter Ter Kulve |
2 | Reason for the notification | |
a) | Position/status | President Home Care (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 2.8892 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£47.432.8892 |
e) | Aggregated information - Volume - Total | 2.8892 £137.03 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Sanjiv Mehta |
2 | Reason for the notification | |
a) | Position/status | President South Asia (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 127.0922 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 120.8887 shares (Dividends equivalent earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 340.9626 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.00127.0922£47.43461.8513 |
e) | Aggregated information - Volume - Total | 588.9435 £21,905.61 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Leena Nair |
2 | Reason for the notification | |
a) | Position/status | Chief HR Officer (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 159.3031 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 150.5475 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 137.6424 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.00159.3031£47.43288.1899 |
e) | Aggregated information - Volume - Total | 447.493 £13,668.85 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Nitin Paranjpe |
2 | Reason for the notification | |
a) | Position/status | Chief Operating Officer (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 68.9703 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 64.1829 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 207.5951 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.0068.9703£47.43271.7780 |
e) | Aggregated information - Volume - Total | 340.7483 £12,890.43 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Graeme Pitkethly |
2 | Reason for the notification | |
a) | Position/status | Chief Financial Officer (Director) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 108.0125 shares (Dividend equivalents earned on GSIP conditional shares were reinvested as additional GSIP conditional shares, which will be subject to the same performance conditions as the underlying GSIP conditional shares) ● 493.2629 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 330.2315 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 168.4773 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.00601.2754£47.43498.7088 |
e) | Aggregated information - Volume - Total | 1,099.9842 £23,653.76 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Richard Slater |
2 | Reason for the notification | |
a) | Position/status | Chief R&D Officer (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 63.2872 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 89.5816 shares (Dividend equivalents earned on transition awards under the Unilever Share Plan 2019 reinvested as additional conditional shares, which will be subject to the same performance conditions as the underlying award) ● 62.7717 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 40.5192 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.00152.8688£47.43103.2909 |
e) | Aggregated information - Volume - Total | 256.1597 £4,899.09 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |
Unilever PLC
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1 | Details of the person discharging managerial responsibilities / person closely associated | |
a) | Name | Ritva Sotamaa |
2 | Reason for the notification | |
a) | Position/status | Chief Legal Officer and Group Secretary (Member of the Unilever Leadership Executive (ULE)) |
b) | Initial notification /Amendment | Initial Notification |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | |
a) | Name | Unilever PLC |
b) | LEI | 549300MKFYEKVRWML317 |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | |
a) | Description of the financial instrument, type of instrument Identification code | Unilever PLC ordinary 3 1/9 pence shares GB00B10RZP78 |
b) | Nature of the transaction | ● 82.4956 shares (Dividend equivalents earned on MCIP conditional matching shares were reinvested as additional MCIP conditional matching shares, which will be subject to the same performance conditions as the underlying MCIP conditional matching shares) ● 76.1509 shares (Dividend equivalents earned on MCIP investment shares were reinvested as additional MCIP investment shares) ● 293.8249 shares (reinvestment of dividend on (freely transferable) shares) |
c) | Currency | GBP - British Pound |
d) | Price(s) and volume(s) | Price(s) Volume(s)£0.0082.4956£47.43369.9758 |
e) | Aggregated information - Volume - Total | 452.4714 £17,547.95 |
f) | Date of the transaction | 09/09/2020 |
g) | Place of the transaction | London Stock Exchange - XLON |