The Securities and Exchange Commission has not necessarily reviewed the information in this filing and has not determined if it is accurate and complete. | |||||||||||||||||||||
UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.C. 20549 FORM 13F FORM 13F INFORMATION TABLE |
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COLUMN 1 | COLUMN 2 | COLUMN 3 | COLUMN 4 | COLUMN 5 | COLUMN 6 | COLUMN 7 | COLUMN 8 | ||||
VALUE | SHRS OR | SH/ | PUT/ | INVESTMENT | OTHER | VOTING AUTHORITY | |||||
NAME OF ISSUER | TITLE OF CLASS | CUSIP | (x$1000) | PRN AMT | PRN | CALL | DISCRETION | MANAGER | SOLE | SHARED | NONE |
FORTRESS TRANS INFRST INVS L | COM REP LTD LIAB | 34960P101 | 53,087 | 2,937,864 | SH | SOLE | 2,937,864 | 0 | 0 | ||
JPMORGAN CHASE & CO | ALERIAN ML ETN | 46625H365 | 18,021 | 678,000 | SH | SOLE | 678,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-UTILS | 81369Y886 | 11,018 | 212,047 | SH | SOLE | 212,047 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI HEALTHCARE | 81369Y209 | 5,842 | 70,000 | SH | SOLE | 70,000 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS STPLS | 81369Y308 | 1,728 | 33,535 | SH | SOLE | 33,535 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI MATERIALS | 81369Y100 | 3,188 | 54,892 | SH | SOLE | 54,892 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI CONS DISCR | 81369Y407 | 8,811 | 80,610 | SH | SOLE | 80,610 | 0 | 0 | ||
SELECT SECTOR SPDR TR | ENERGY | 81369Y506 | 8,082 | 106,424 | SH | SOLE | 106,424 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-FINL | 81369Y605 | 7,279 | 273,755 | SH | SOLE | 273,755 | 0 | 0 | ||
SELECT SECTOR SPDR TR | SBI INT-INDS | 81369Y704 | 3,160 | 44,112 | SH | SOLE | 44,112 | 0 | 0 | ||
SELECT SECTOR SPDR TR | TECHNOLOGY | 81369Y803 | 15,532 | 223,575 | SH | SOLE | 223,575 | 0 | 0 | ||
SELECT SECTOR SPDR TR | RL EST SEL SEC | 81369Y860 | 1,713 | 52,375 | SH | SOLE | 52,375 | 0 | 0 | ||
TETRAPHASE PHARMACEUTICALS I | COM | 88165N105 | 232 | 65,000 | SH | SOLE | 65,000 | 0 | 0 | ||
PFENEX INC | COM | 717071104 | 9,583 | 1,771,428 | SH | SOLE | 1,771,428 | 0 | 0 | ||
AGROFRESH SOLUTIONS | COM | 00856G109 | 129,206 | 18,431,604 | SH | SOLE | 18,431,604 | 0 | 0 | ||
AGROFRESH SOLUTIONS | WARRANTS | 00856G117 | 1,110 | 3,000,000 | SH | SOLE | 3,000,000 | 0 | 0 |