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Dreyfus Sustainable U.S. Equity Fund

Filed: 5 Aug 21, 2:41pm
X0404

N-CEN: Filer Information

Submission Contact Information

Name
Phone
E-Mail Address

Notification Information

Notify via Filing Website only?Checkbox not checked

N-CEN:Series/Class (Contract) Information

Series ID Record:1
Series ID
S000000095
Class ID Record:1
Class ID
C000000149
Class ID Record:2
Class ID
C000174003
Class ID Record:3
Class ID
C000000154
Class ID Record:4
Class ID
C000000152
Class ID Record:5
Class ID
C000000151

N-CEN:Part A: General Information

Item A.1. Reporting period covered.

a. Report for period ending:
2021-05-31
b. Does this report cover a period of less than 12 months?Radio button not checked Yes Radio button checked No

N-CEN:Part B: Information About the Registrant


Item B.1. Background information.

a. Full name of Registrant
BNY Mellon Sustainable U.S. Equity Fund, Inc.
b. Investment Company Act file number ( e.g., 811-)
811-02192
c. CIK
0000030167
d. LEI
549300QQ876PDFBOND85

Item B.2. Address and telephone number of Registrant.

a. Street 1
240 Greenwich Street
Street 2
b. City
New York
c. State, if applicable
NEW YORK
d. Foreign country, if applicable
UNITED STATES OF AMERICA
e. Zip code and zip code extension, or foreign postal code
10286-1048
f. Telephone number (including country code if foreign)
212.922.6400
g. Public Website, if any
www.im.bnymellon.com

Item B.3. Location of books and records.

Instruction. Provide the requested information for each person maintaining physical possession of each account, book, or other document required to be maintained by section 31(a) of the Act (15 U.S.C. 80a-30(a)) and the rules under that section.
Location books Record: 1
a. Name of person (e.g., a custodian of records)
BNY Mellon Investment Adviser, Inc.
b. Street 1
200 Park Avenue
Street 2
c. City
New York
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
10166-0039
g. Telephone number (including country code if foreign)
212.922.6400
h. Briefly describe the books and records kept at this location:
Compliance policies and procedures and related items.
Location books Record: 2
a. Name of person (e.g., a custodian of records)
BNY Mellon Investment Adviser, Inc.
b. Street 1
240 Greenwich Street
Street 2
c. City
New York
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
10286-1048
g. Telephone number (including country code if foreign)
212.922.6400
h. Briefly describe the books and records kept at this location:
Organizational documents, board meeting minutes and materials, SEC filings and administration and accounting records.
Location books Record: 3
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon
b. Street 1
103 Bellevue Parkway
Street 2
c. City
Wilmington
d. State, if applicable
DELAWARE
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
19809-3701
g. Telephone number (including country code if foreign)
212.495.1784
h. Briefly describe the books and records kept at this location:
Administration and accounting records.
Location books Record: 4
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon
b. Street 1
240 Greenwich Street
Street 2
c. City
New York
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
10286-1048
g. Telephone number (including country code if foreign)
212.495.1784
h. Briefly describe the books and records kept at this location:
Records relating to custody of fund assets.
Location books Record: 5
a. Name of person (e.g., a custodian of records)
The Bank of New York Mellon
b. Street 1
One Mellon Bank Center
Street 2
c. City
Pittsburgh
d. State, if applicable
PENNSYLVANIA
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
15258-0001
g. Telephone number (including country code if foreign)
212.495.1784
h. Briefly describe the books and records kept at this location:
Records relating to custody of fund assets.
Location books Record: 6
a. Name of person (e.g., a custodian of records)
BNY Mellon Securities Corporation
b. Street 1
240 Greenwich Street
Street 2
c. City
New York
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
10286-1048
g. Telephone number (including country code if foreign)
212.922.6400
h. Briefly describe the books and records kept at this location:
Records relating to advertising and sales materials.
Location books Record: 7
a. Name of person (e.g., a custodian of records)
BNY Mellon Transfer, Inc.
b. Street 1
240 Greenwich Street
Street 2
c. City
New York
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
10286-1048
g. Telephone number (including country code if foreign)
212.922.6400
h. Briefly describe the books and records kept at this location:
Records relating to the record holders of fund shares and purchases and sales of fund shares.
Location books Record: 8
a. Name of person (e.g., a custodian of records)
BNY Mellon Investment Servicing (US), Inc.
b. Street 1
4400 Computer Drive
Street 2
c. City
Westborough
d. State, if applicable
MASSACHUSETTS
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Zip code and zip code extension, or foreign postal code
01581-1722
g. Telephone number (including country code if foreign)
800.441.9800
h. Briefly describe the books and records kept at this location:
Records relating to the record holders of fund shares and purchases and sales of fund shares.
Location books Record: 9
a. Name of person (e.g., a custodian of records)
Newton Investment Management Limited
b. Street 1
160 Queen Victoria Street
Street 2
c. City
London
d. State, if applicable
e. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
f. Zip code and zip code extension, or foreign postal code
EC4V 4LA
g. Telephone number (including country code if foreign)
44.020.7163.9000
h. Briefly describe the books and records kept at this location:
Records relating to decisions to buy/sell securities and the execution thereof.

Item B.4. Initial of final filings.

Instruction. Respond "yes" to Item B.4.b only if the Registrant has filed an application to deregister or will file an application to deregister before its next required filing on this form.
a. Is this the first filing on this form by the Registrant? Radio button not checked Yes Radio button checked No
b. Is this the last filing on this form by the Registrant? Radio button not checked Yes Radio button checked No

Item B.5. Family of investment companies.

Instruction. "Family of investment companies" means, except for insurance company separate accounts, any two or more registered investment companies that (i) share the same investment adviser or principal underwriter; and (ii) hold themselves out to investors as related companies for purposes of investment and investor services.In responding to this item, all Registrants in the family of investment companies should report the name of the family of investment companies identically.
Insurance company separate accounts that may not hold themselves out to investors as related companies (products) for purposes of investment and investor services should consider themselves part of the same family if the operational or accounting or control systems under which these entities function are substantially similar.
a. Is the Registrant part of a family of investment companies? Radio button checked Yes Radio button not checked No
i. Full name of family of investment companies
BNY Mellon Family of Funds

Item B.6. Organization.

Instruction. For Item B.6.a.i., the Registrant should include all Series that have been established by the Registrant and have shares outstanding (other than shares issued in connection with an initial investment to satisfy section 14(a) of the Act).
Indicate the classification of the Registrant by checking the applicable item below.
Checkbox checked a. Open-end management investment company registered under the Act on Form N-1A
Checkbox not checked b. Closed-end management investment company registered under the Act on Form N-2
Checkbox not checked c. Separate account offering variable annuity contracts which is registered under the Act as a management investment company on Form N-3
Checkbox not checked d. Separate account offering variable annuity contracts which is registered under the Act as a unit investment trust on Form N-4
Checkbox not checked e. Small business investment company registered under the Act on Form N-5
Checkbox not checked f. Separate account offering variable insurance contracts which is registered under the Act as a unit investment trust on Form N-6
Checkbox not checked g. Unit investment trust registered under the Act on Form N-8B-2
i. Total number of Series of the Registrant
1

Item B.7. Securities Act registration.

Is the Registrant the issuer of a class of securities registered under the Securities Act of 1933 ("Securities Act")? Radio button checked Yes Radio button not checked No

Item B.8. Directors.

Provide the information requested below about each person serving as director of the Registrant (management investment companies only):
Director Record: 1
a. Full Name
Gordon J. Davis
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button checked Yes Radio button not checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23036
File Number Record: 2
File Number Record:
811-03757
File Number Record: 3
File Number Record:
811-03721
File Number Record: 4
File Number Record:
811-06718
File Number Record: 5
File Number Record:
811-08673
File Number Record: 6
File Number Record:
811-00523
File Number Record: 7
File Number Record:
811-02653
File Number Record: 8
File Number Record:
811-22784
File Number Record: 9
File Number Record:
811-06377
File Number Record: 10
File Number Record:
811-05652
File Number Record: 11
File Number Record:
811-03726
File Number Record: 12
File Number Record:
811-09891
File Number Record: 13
File Number Record:
811-05021
File Number Record: 14
File Number Record:
811-21236
File Number Record: 15
File Number Record:
811-03940
File Number Record: 16
File Number Record:
811-05877
File Number Record: 17
File Number Record:
811-05245
File Number Record: 18
File Number Record:
811-07044
File Number Record: 19
File Number Record:
811-04888
File Number Record: 20
File Number Record:
811-04215
File Number Record: 21
File Number Record:
811-21035
File Number Record: 22
File Number Record:
811-04175
File Number Record: 23
File Number Record:
811-03964
File Number Record: 24
File Number Record:
811-23296
File Number Record: 25
File Number Record:
811-08211
File Number Record: 26
File Number Record:
811-22169
File Number Record: 27
File Number Record:
811-03954
File Number Record: 28
File Number Record:
811-04723
File Number Record: 29
File Number Record:
811-05718
Director Record: 2
a. Full Name
Andrew J. Donohue
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23330
File Number Record: 2
File Number Record:
811-23014
File Number Record: 3
File Number Record:
811-08703
File Number Record: 4
File Number Record:
811-04813
File Number Record: 5
File Number Record:
811-22912
File Number Record: 6
File Number Record:
811-00524
File Number Record: 7
File Number Record:
811-05202
File Number Record: 8
File Number Record:
811-06718
File Number Record: 9
File Number Record:
811-08673
File Number Record: 10
File Number Record:
811-00523
File Number Record: 11
File Number Record:
811-22784
File Number Record: 12
File Number Record:
811-05652
File Number Record: 13
File Number Record:
811-09891
File Number Record: 14
File Number Record:
811-05021
File Number Record: 15
File Number Record:
811-07044
File Number Record: 16
File Number Record:
811-04888
File Number Record: 17
File Number Record:
811-21035
File Number Record: 18
File Number Record:
811-04175
File Number Record: 19
File Number Record:
811-03964
File Number Record: 20
File Number Record:
811-23296
File Number Record: 21
File Number Record:
811-08211
File Number Record: 22
File Number Record:
811-22169
File Number Record: 23
File Number Record:
811-03954
File Number Record: 24
File Number Record:
811-04723
File Number Record: 25
File Number Record:
811-05718
Director Record: 3
a. Full Name
Robin A. Melvin
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23036
File Number Record: 2
File Number Record:
811-07123
File Number Record: 3
File Number Record:
811-03081
File Number Record: 4
File Number Record:
811-03757
File Number Record: 5
File Number Record:
811-05883
File Number Record: 6
File Number Record:
811-03721
File Number Record: 7
File Number Record:
811-07502
File Number Record: 8
File Number Record:
811-06490
File Number Record: 9
File Number Record:
811-21327
File Number Record: 10
File Number Record:
811-06718
File Number Record: 11
File Number Record:
811-08673
File Number Record: 12
File Number Record:
811-00523
File Number Record: 13
File Number Record:
811-06325
File Number Record: 14
File Number Record:
811-02653
File Number Record: 15
File Number Record:
811-22784
File Number Record: 16
File Number Record:
811-06377
File Number Record: 17
File Number Record:
811-05652
File Number Record: 18
File Number Record:
811-05454
File Number Record: 19
File Number Record:
811-04765
File Number Record: 20
File Number Record:
811-03726
File Number Record: 21
File Number Record:
811-04764
File Number Record: 22
File Number Record:
811-09891
File Number Record: 23
File Number Record:
811-01899
File Number Record: 24
File Number Record:
811-05021
File Number Record: 25
File Number Record:
811-04906
File Number Record: 26
File Number Record:
811-21236
File Number Record: 27
File Number Record:
811-05719
File Number Record: 28
File Number Record:
811-03940
File Number Record: 29
File Number Record:
811-05877
File Number Record: 30
File Number Record:
811-05245
File Number Record: 31
File Number Record:
811-07044
File Number Record: 32
File Number Record:
811-04888
File Number Record: 33
File Number Record:
811-04215
File Number Record: 34
File Number Record:
811-05125
File Number Record: 35
File Number Record:
811-07512
File Number Record: 36
File Number Record:
811-21035
File Number Record: 37
File Number Record:
811-04175
File Number Record: 38
File Number Record:
811-03964
File Number Record: 39
File Number Record:
811-23296
File Number Record: 40
File Number Record:
811-08211
File Number Record: 41
File Number Record:
811-22169
File Number Record: 42
File Number Record:
811-03954
File Number Record: 43
File Number Record:
811-04723
File Number Record: 44
File Number Record:
811-05718
File Number Record: 45
File Number Record:
811-03207
File Number Record: 46
File Number Record:
811-03481
File Number Record: 47
File Number Record:
811-04870
Director Record: 4
a. Full Name
Nathan Leventhal
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-03081
File Number Record: 2
File Number Record:
811-06718
File Number Record: 3
File Number Record:
811-08673
File Number Record: 4
File Number Record:
811-00523
File Number Record: 5
File Number Record:
811-22784
File Number Record: 6
File Number Record:
811-05652
File Number Record: 7
File Number Record:
811-04765
File Number Record: 8
File Number Record:
811-04764
File Number Record: 9
File Number Record:
811-09891
File Number Record: 10
File Number Record:
811-05021
File Number Record: 11
File Number Record:
811-04906
File Number Record: 12
File Number Record:
811-07044
File Number Record: 13
File Number Record:
811-04888
File Number Record: 14
File Number Record:
811-07512
File Number Record: 15
File Number Record:
811-21035
File Number Record: 16
File Number Record:
811-04175
File Number Record: 17
File Number Record:
811-03964
File Number Record: 18
File Number Record:
811-23296
File Number Record: 19
File Number Record:
811-08211
File Number Record: 20
File Number Record:
811-22169
File Number Record: 21
File Number Record:
811-03954
File Number Record: 22
File Number Record:
811-04723
File Number Record: 23
File Number Record:
811-05718
File Number Record: 24
File Number Record:
811-03207
File Number Record: 25
File Number Record:
811-03481
File Number Record: 26
File Number Record:
811-04870
Director Record: 5
a. Full Name
Roslyn M. Watson
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23330
File Number Record: 2
File Number Record:
811-23014
File Number Record: 3
File Number Record:
811-08703
File Number Record: 4
File Number Record:
811-04813
File Number Record: 5
File Number Record:
811-22912
File Number Record: 6
File Number Record:
811-00524
File Number Record: 7
File Number Record:
811-05202
File Number Record: 8
File Number Record:
811-06718
File Number Record: 9
File Number Record:
811-08673
File Number Record: 10
File Number Record:
811-00523
File Number Record: 11
File Number Record:
811-22784
File Number Record: 12
File Number Record:
811-05652
File Number Record: 13
File Number Record:
811-09891
File Number Record: 14
File Number Record:
811-05021
File Number Record: 15
File Number Record:
811-07044
File Number Record: 16
File Number Record:
811-04888
File Number Record: 17
File Number Record:
811-21035
File Number Record: 18
File Number Record:
811-04175
File Number Record: 19
File Number Record:
811-03964
File Number Record: 20
File Number Record:
811-23296
File Number Record: 21
File Number Record:
811-08211
File Number Record: 22
File Number Record:
811-22169
File Number Record: 23
File Number Record:
811-03954
File Number Record: 24
File Number Record:
811-04723
File Number Record: 25
File Number Record:
811-05718
Director Record: 6
a. Full Name
Joseph S. DiMartino
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23036
File Number Record: 2
File Number Record:
811-07123
File Number Record: 3
File Number Record:
811-23330
File Number Record: 4
File Number Record:
811-23014
File Number Record: 5
File Number Record:
811-03081
File Number Record: 6
File Number Record:
811-03757
File Number Record: 7
File Number Record:
811-08703
File Number Record: 8
File Number Record:
811-05883
File Number Record: 9
File Number Record:
811-03721
File Number Record: 10
File Number Record:
811-07502
File Number Record: 11
File Number Record:
811-04813
File Number Record: 12
File Number Record:
811-22912
File Number Record: 13
File Number Record:
811-00524
File Number Record: 14
File Number Record:
811-05202
File Number Record: 15
File Number Record:
811-06490
File Number Record: 16
File Number Record:
811-21327
File Number Record: 17
File Number Record:
811-06718
File Number Record: 18
File Number Record:
811-08673
File Number Record: 19
File Number Record:
811-00523
File Number Record: 20
File Number Record:
811-06325
File Number Record: 21
File Number Record:
811-02653
File Number Record: 22
File Number Record:
811-22784
File Number Record: 23
File Number Record:
811-06377
File Number Record: 24
File Number Record:
811-05652
File Number Record: 25
File Number Record:
811-05454
File Number Record: 26
File Number Record:
811-04765
File Number Record: 27
File Number Record:
811-03726
File Number Record: 28
File Number Record:
811-04764
File Number Record: 29
File Number Record:
811-09891
File Number Record: 30
File Number Record:
811-01899
File Number Record: 31
File Number Record:
811-05021
File Number Record: 32
File Number Record:
811-04906
File Number Record: 33
File Number Record:
811-21236
File Number Record: 34
File Number Record:
811-05719
File Number Record: 35
File Number Record:
811-03940
File Number Record: 36
File Number Record:
811-05877
File Number Record: 37
File Number Record:
811-05245
File Number Record: 38
File Number Record:
811-07044
File Number Record: 39
File Number Record:
811-04888
File Number Record: 40
File Number Record:
811-04215
File Number Record: 41
File Number Record:
811-05125
File Number Record: 42
File Number Record:
811-07512
File Number Record: 43
File Number Record:
811-21035
File Number Record: 44
File Number Record:
811-04175
File Number Record: 45
File Number Record:
811-03964
File Number Record: 46
File Number Record:
811-23296
File Number Record: 47
File Number Record:
811-08211
File Number Record: 48
File Number Record:
811-22169
File Number Record: 49
File Number Record:
811-03954
File Number Record: 50
File Number Record:
811-04723
File Number Record: 51
File Number Record:
811-05718
File Number Record: 52
File Number Record:
811-03207
File Number Record: 53
File Number Record:
811-03481
File Number Record: 54
File Number Record:
811-04870
Director Record: 7
a. Full Name
Isabel P. Dunst
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-06718
File Number Record: 2
File Number Record:
811-08673
File Number Record: 3
File Number Record:
811-00523
File Number Record: 4
File Number Record:
811-22784
File Number Record: 5
File Number Record:
811-05652
File Number Record: 6
File Number Record:
811-09891
File Number Record: 7
File Number Record:
811-05021
File Number Record: 8
File Number Record:
811-07044
File Number Record: 9
File Number Record:
811-04888
File Number Record: 10
File Number Record:
811-21035
File Number Record: 11
File Number Record:
811-04175
File Number Record: 12
File Number Record:
811-03964
File Number Record: 13
File Number Record:
811-23296
File Number Record: 14
File Number Record:
811-08211
File Number Record: 15
File Number Record:
811-22169
File Number Record: 16
File Number Record:
811-03954
File Number Record: 17
File Number Record:
811-04723
File Number Record: 18
File Number Record:
811-05718
Director Record: 8
a. Full Name
J. Charles Cardona
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23477
File Number Record: 2
File Number Record:
811-06718
File Number Record: 3
File Number Record:
811-08673
File Number Record: 4
File Number Record:
811-00523
File Number Record: 5
File Number Record:
811-22784
File Number Record: 6
File Number Record:
811-05652
File Number Record: 7
File Number Record:
811-09891
File Number Record: 8
File Number Record:
811-05021
File Number Record: 9
File Number Record:
811-07044
File Number Record: 10
File Number Record:
811-04888
File Number Record: 11
File Number Record:
811-21035
File Number Record: 12
File Number Record:
811-04175
File Number Record: 13
File Number Record:
811-03964
File Number Record: 14
File Number Record:
811-23296
File Number Record: 15
File Number Record:
811-08211
File Number Record: 16
File Number Record:
811-22169
File Number Record: 17
File Number Record:
811-03954
File Number Record: 18
File Number Record:
811-04723
File Number Record: 19
File Number Record:
811-05718
Director Record: 9
a. Full Name
Francine J. Bovich
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23330
File Number Record: 2
File Number Record:
811-23014
File Number Record: 3
File Number Record:
811-03081
File Number Record: 4
File Number Record:
811-08703
File Number Record: 5
File Number Record:
811-04813
File Number Record: 6
File Number Record:
811-22912
File Number Record: 7
File Number Record:
811-00524
File Number Record: 8
File Number Record:
811-05202
File Number Record: 9
File Number Record:
811-06718
File Number Record: 10
File Number Record:
811-08673
File Number Record: 11
File Number Record:
811-00523
File Number Record: 12
File Number Record:
811-22784
File Number Record: 13
File Number Record:
811-05652
File Number Record: 14
File Number Record:
811-04765
File Number Record: 15
File Number Record:
811-04764
File Number Record: 16
File Number Record:
811-09891
File Number Record: 17
File Number Record:
811-05021
File Number Record: 18
File Number Record:
811-04906
File Number Record: 19
File Number Record:
811-07044
File Number Record: 20
File Number Record:
811-04888
File Number Record: 21
File Number Record:
811-07512
File Number Record: 22
File Number Record:
811-21035
File Number Record: 23
File Number Record:
811-04175
File Number Record: 24
File Number Record:
811-03964
File Number Record: 25
File Number Record:
811-23296
File Number Record: 26
File Number Record:
811-08211
File Number Record: 27
File Number Record:
811-22169
File Number Record: 28
File Number Record:
811-03954
File Number Record: 29
File Number Record:
811-04723
File Number Record: 30
File Number Record:
811-05718
File Number Record: 31
File Number Record:
811-03207
File Number Record: 32
File Number Record:
811-03481
File Number Record: 33
File Number Record:
811-04870
Director Record: 10
a. Full Name
Benaree Pratt Wiley
b. CRD number, if any
N/A
c. Is the person an "interested person" of the Registrant as that term is defined in section 2(a)(19) of the Act (15 U.S.C. 80a-2(a)(19))? Radio button not checked Yes Radio button checked No
d. Investment Company Act file number of any other registered investment company for which the person also serves as a director (e.g., 811-)
File Number Record: 1
File Number Record:
811-23036
File Number Record: 2
File Number Record:
811-23330
File Number Record: 3
File Number Record:
811-23014
File Number Record: 4
File Number Record:
811-03757
File Number Record: 5
File Number Record:
811-08703
File Number Record: 6
File Number Record:
811-03721
File Number Record: 7
File Number Record:
811-04813
File Number Record: 8
File Number Record:
811-22912
File Number Record: 9
File Number Record:
811-00524
File Number Record: 10
File Number Record:
811-05202
File Number Record: 11
File Number Record:
811-06718
File Number Record: 12
File Number Record:
811-08673
File Number Record: 13
File Number Record:
811-00523
File Number Record: 14
File Number Record:
811-02653
File Number Record: 15
File Number Record:
811-22784
File Number Record: 16
File Number Record:
811-06377
File Number Record: 17
File Number Record:
811-05652
File Number Record: 18
File Number Record:
811-03726
File Number Record: 19
File Number Record:
811-09891
File Number Record: 20
File Number Record:
811-05021
File Number Record: 21
File Number Record:
811-21236
File Number Record: 22
File Number Record:
811-03940
File Number Record: 23
File Number Record:
811-05877
File Number Record: 24
File Number Record:
811-05245
File Number Record: 25
File Number Record:
811-07044
File Number Record: 26
File Number Record:
811-04888
File Number Record: 27
File Number Record:
811-04215
File Number Record: 28
File Number Record:
811-21035
File Number Record: 29
File Number Record:
811-04175
File Number Record: 30
File Number Record:
811-03964
File Number Record: 31
File Number Record:
811-23296
File Number Record: 32
File Number Record:
811-08211
File Number Record: 33
File Number Record:
811-22169
File Number Record: 34
File Number Record:
811-03954
File Number Record: 35
File Number Record:
811-04723
File Number Record: 36
File Number Record:
811-05718

Item B.9. Chief compliance officer.

Provide the information requested below about each person serving as chief compliance officer of the Registrant for purposes of rule 38a-1 (17 CFR 270.38a- 1):
Chief compliance officer Record: 1
a. Full Name
Joseph W. Connolly
b. CRD Number, if any
001144952
c. Street Address 1
200 Park Avenue
Street Address 2
d. City
New York
e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Zip code and zip code extension, or foreign postal code
10166-0039
h. Telephone number (including country code if foreign)
XXXXXX
i. Has the chief compliance officer changed since the last filing? Radio button not checked Yes Radio button checked No
If the chief compliance officer is compensated or employed by any person other than the Registrant, or an affiliated person of the Registrant, for providing chief compliance officer services, provide:
CCO employer Record: 1
i. Name of the person
N/A
ii. Person's IRS Employer Identification Number
N/A

Item B.10. Matters for security holder vote.

Instruction. Registrants registered on Forms N-3, N-4 or N-6, should respond "yes" to this Item only if security holder votes were solicited on contract-level matters.
Were any matters submitted by the Registrant for its security holders' vote during the reporting period? Radio button not checked Yes Radio button checked No

Item B.11. Legal proceeding.

Instruction. For purposes of this Item, the following proceedings should be described: (1) any bankruptcy, receivership or similar proceeding with respect to the Registrant or any of its significant subsidiaries; (2) any proceeding to which any director, officer or other affiliated person of the Registrant is a party adverse to the Registrant or any of its subsidiaries; and (3) any proceeding involving the revocation or suspension of the right of the Registrant to sell securities.
a. Have there been any material legal proceedings, other than routine litigation incidental to the business, to which the Registrant or any of its subsidiaries was a party or of which any of their property was the subject during the reporting period? Radio button not checked Yes Radio button checked No
b. Has any proceeding previously reported been terminated? Radio button not checked Yes Radio button checked No

Item B.12. Fidelity bond and insurance (management investment companies only).

a. Were any claims with respect to the Registrant filed under a fidelity bond (including, but not limited to, the fidelity insuring agreement of the bond) during the reporting period? Radio button not checked Yes Radio button checked No

Item B.13. Directors and officers/errors and omissions insurance (management investment companies only).

a. Are the Registrant's officers or directors covered in their capacities as officers or directors under any directors and officers/errors and omissions insurance policy owned by the Registrant or anyone else? Radio button checked Yes Radio button not checked No
i. If yes, were any claims filed under the policy during the reporting period with respect to the Registrant? Radio button not checked Yes Radio button checked No

Item B.14. Provision of financial support.

Instruction. For purposes of this Item, a provision of financial support includes any (1) capital contribution, (2) purchase of a security from a Money Market Fund in reliance on rule 17a-9 under the Act (17 CFR 270.17a-9), (3) purchase of any defaulted or devalued security at fair value reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio, (4) execution of letter of credit or letter of indemnity, (5) capital support agreement (whether or not the Registrant ultimately received support), (6) performance guarantee, or (7) other similar action reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio. Provision of financial support does not include any (1) routine waiver of fees or reimbursement of Registrant's expenses, (2) routine inter-fund lending, (3) routine inter-fund purchases of Registrant's shares, or (4) action that would qualify as financial support as defined above, that the board of directors has otherwise determined not to be reasonably intended to increase or stabilize the value or liquidity of the Registrant's portfolio.
Did an affiliated person, promoter, or principal underwriter of the Registrant, or an affiliated person of such a person, provide any form of financial support to the Registrant during the reporting period? Radio button not checked Yes Radio button checked No

Item B.15. Exemptive orders.

a. During the reporting period, did the Registrant rely on any orders from the Commission granting an exemption from one or more provisions of the Act, Securities Act or Exchange Act? Radio button checked Yes Radio button not checked No
Release number Record: 1
i. If yes, provide below the release number for each order
IC-30608

Item B.16. Principal underwriters.

a. Provide the information requested below about each principal underwriter:
Principal underwriter Record: 1
i. Full name
BNY Mellon Securities Corporation
ii. SEC file number (e.g., 8-)
008-13801
iii. CRD number
000000231
iv. LEI, if any
N/A
v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Is the principal underwriter an affiliated person of the Registrant, or its investment adviser(s) or depositor? Radio button checked Yes Radio button not checked No
b. Have any principal underwriters been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item B.17. Independent public accountant.

Provide the following information about eachthe independent public accountant:
Public accountant Record: 1
a. Full Name
Ernst & Young LLP
b. PCAOB Number
42
c. LEI, if any
254900H1VLSDPE6LJK37
d. State, if applicable
NEW YORK
e. Foreign country, if applicable
UNITED STATES OF AMERICA
f. Has the independent public accountant changed since the last filing?Radio button not checked Yes Radio button checked No

Item B.18. Report on internal control (management investment companies only).

Instruction. Small business investment companies are not required to respond to this item.
For the reporting period, did an independent public accountant's report on internal control note any material weaknesses? Radio button not checked Yes Radio button checked No

Item B.19. Audit opinion.

For the reporting period, did an independent public accountant issue an opinion other than an unqualified opinion with respect to its audit of the Registrant's financial statements? Radio button not checked Yes Radio button checked No

Item B.20. Change in valuation methods.

Instruction. Responses to this item need not include changes to valuation techniques used for individual securities (e.g., changing from market approach to income approach for a private equity security). In responding to Item B.20.c., provide the applicable "asset type" category specified in Item C.4.a. of Form N-PORT. In responding to Item B.20.d., provide a brief description of the type of investments involved. If the change in valuation methods applies only to certain sub-asset types included in the response to Item B.20.c., please provide the sub-asset types in the response to Item B.20.d. The responses to Item B.20.c. and Item B.20.d. should be identical only if the change in valuation methods applies to all assets within that category.
Have there been material changes in the method of valuation (e.g., change from use of bid price to mid price for fixed income securities or change in trigger threshold for use of fair value factors on international equity securities) of the Registrant's assets during the reporting period? Radio button not checked Yes Radio button checked No

Item B.21. Change in accounting principles and practices.

Have there been any changes in accounting principles or practices, or any change in the method of applying any such accounting principles or practices, which will materially affect the financial statements filed or to be filed for the current year with the Commission and which has not been previously reported? Radio button not checked Yes Radio button checked No

Item B.22. Net asset value error corrections (open-end management investment companies only).

a. During the reporting period, were any payments made to shareholders or shareholder accounts reprocessed as a result of an error in calculating the Registrant's net asset value (or net asset value per share)? Radio button not checked Yes Radio button checked No

Item B.23. Rule 19a-1 notice (management investment companies only).

During the reporting period, did the Registrant pay any dividend or make any distribution in the nature of a dividend payment, required to be accompanied by a written statement pursuant to section 19(a) of the Act (15 U.S.C. 80a-19(a)) and rule 19a-1 thereunder (17 CFR 270.19a-1)? Radio button checked Yes Radio button not checked No

N-CEN:Part C: Additional Questions for Management Investment Companies

General Instruction.

Management investment companies that offer multiple series must complete Part C as to each series separately, even if some information is the same for two or more series. To begin this section or add an additional series(s), click on the bar labeled "Add a New Series" below.
Management Investment Record: 1

Item C.1. Background information.

a. Full Name of the Fund

BNY Mellon Sustainable U.S. Equity Fund, Inc.

b. Series identication number, if any

S000000095

c. LEI

549300QQ876PDFBOND85

d. Is this the first filing on this form by the Fund? Radio button not checked Yes Radio button checked No

Item C.2. Classes of open-end management investment companies.

a. How many Classes of shares of the Fund (if any) are authorized?

5

b. How many new Classes of shares of the Fund were added during the reporting period?

0

c. How many Classes of shares of the Fund were terminated during the reporting period?

0

d. For each Class with shares outstanding, provide the information requested below:
Shares Outstanding Record: 1
i. Full name of Class
BNY Mellon Sustainable U.S. Equity Fund, Inc. - Class A
ii. Class identification number, if any

C000000149

iii. Ticker symbol, if any

DTCAX

Shares Outstanding Record: 2
i. Full name of Class
BNY Mellon Sustainable U.S. Equity Fund, Inc. - Class C
ii. Class identification number, if any

C000000151

iii. Ticker symbol, if any

DTCCX

Shares Outstanding Record: 3
i. Full name of Class
BNY Mellon Sustainable U.S. Equity Fund, Inc. - Class I
ii. Class identification number, if any

C000000152

iii. Ticker symbol, if any

DRTCX

Shares Outstanding Record: 4
i. Full name of Class
BNY Mellon Sustainable U.S. Equity Fund, Inc. - Class Z
ii. Class identification number, if any

C000000154

iii. Ticker symbol, if any

DRTHX

Shares Outstanding Record: 5
i. Full name of Class
BNY Mellon Sustainable U.S. Equity Fund, Inc. - Class Y
ii. Class identification number, if any

C000174003

iii. Ticker symbol, if any

DTCYX


Item C.3. Type of fund.

Instructions. 1. "Fund of Funds" means a fund that acquires securities issued by any other investment company in excess of the amounts permitted under paragraph (A) of section 12(d)(1) of the Act (15 U.S.C. 80a-12(d)(1)(A)), but, for purposes of this Item, does not include a fund that acquires securities issued by another company solely in reliance on rule 12d1-1 under the Act (CFR 270.12d1-1). 2. "Index Fund" means an investment company, including an Exchange-Traded Fund, that seeks to track the performance of a specified index. 3. "Interval Fund" means a closed-end management investment company that makes periodic repurchases of its shares pursuant to rule 23c-3 under the Act (17 CFR 270.23c-3). 4. "Master-Feeder Fund" means a two-tiered arrangement in which one or more funds (each a feeder fund) holds shares of a single Fund (the master fund) in accordance with section 12(d)(1)(E) of the Act (15 U.S.C. 80a-12(d)(1)(E)) or pursuant to exemptive relief granted by the Commission. 5. "Target Date Fund" means an investment company that has an investment objective or strategy of providing varying degrees of long-term appreciation and capital preservation through a mix of equity and fixed income exposures that changes over time based on an investor's age, target retirement date, or life expectancy.
Indicate if the Fund is any one of the types listed below. Check all that apply.
a. Exchange-Traded Fund or Exchange-Traded Managed Fund or offers a Class that itself is an Exchange-Traded Fund or Exchange-Traded Managed Fund
i. Checkbox not checked Exchange-Traded Fund
ii. Checkbox not checked Exchange-Traded Managed Fund
b. Checkbox not checked Index Fund

c. Checkbox not checked Seeks to achieve performance results that are a multiple of a benchmark, the inverse of a benchmark, or a multiple of the inverse of a benchmark
d. Checkbox not checked Interval Fund
e. Checkbox not checked Fund of Funds
f. Checkbox not checked Master-Feeder Fund
g. Checkbox not checked Money Market Fund
h. Checkbox not checked Target Date Fund
i. Checkbox not checked Underlying fund to a variable annuity or variable life insurance contract
Checkbox checked N/A

Item C.4. Diversification.

Does the Fund seek to operate as a “non-diversified company” as such term is defined in section 5(b)(2) of the Act (15 U.S.C. 80a- 5(b) (2))? Radio button not checked Yes Radio button checked No

Item C.5. Investments in certain foreign corporations.

Instruction. "Controlled foreign corporation" has the meaning provided in section 957 of the Internal Revenue Code [26 U.S.C. 957].
a. Does the fund invest in a controlled foreign corporation for the purpose of investing in certain types of instruments such as, but not limited to, commodities? Radio button not checked Yes Radio button checked No

Item C.6. Securities lending.

Instruction. For purposes of this Item, other adverse impacts would include, for example, (1) a loss to the Fund if collateral and indemnification were not sufficient to replace the loaned securities or their value, (2) the Fund's ineligibility to vote shares in a proxy, or (3) the Fund's ineligibility to receive a direct distribution from the issuer.
a. Is the Fund authorized to engage in securities lending transactions? Radio button not checked Yes Radio button checked No
b. Did the Fund lend any of its securities during the reporting period? Radio button not checked Yes Radio button checked No
c. Provide the information requested below about each securities lending agent, if any, retained by the Fund:
i. Full name of securities lending agent
ii. LEI, if any

iii. Is the securities lending agent an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No
iv. Does the securities lending agent or any other entity indemnify the fund against borrower default on loans administered by this agent? Radio button not checked Yes Radio button not checked No
v. If the entity providing the indemnification is not the securities lending agent, provide the following information:
1. Name of person providing indemnification
2. LEI, if any, of person providing indemnification

vi. Did the Fund exercise its indemnification rights during the reporting period? Radio button not checked Yes Radio button not checked No
d. If a person providing cash collateral management services to the Fund in connection with the Fund's securities lending activities does not also serve as securities lending agent, provide the following information about each cash collateral manager:
i. Full name of cash collateral manager:
ii. LEI, if any:

iii. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of a securities lending agent retained by the Fund? Radio button not checked Yes Radio button not checked No
iv. Is the cash collateral manager an affiliated person, or an affiliated person of an affiliated person, of the Fund? Radio button not checked Yes Radio button not checked No

e. Types of payments made to one or more securities lending agents and cash collateral managers (check all that apply): Checkbox not checked i. Revenue sharing split
Checkbox not checked ii. Non-revenue sharing split (other than administrative fee)
Checkbox not checked iii. Administrative fee
Checkbox not checked iv. Cash collateral reinvestment fee
Checkbox not checked v. Indemnification fee
Checkbox not checked vi. Other
Checkbox checked N/A
f. Provide the monthly average of the value of portfolio securities on loan during the reporting period

N/A

g. Provide the net income from securities lending activities

N/A


Item C.7. Reliance on certain rules.

Did the Fund rely on any of the following rules under the Act during the reporting period? (check all that apply) Checkbox not checked a. Rule 10f-3 (17 CFR 270.10f-3)
Checkbox checked b. Rule 12d1-1 (17 CFR 270.12d1-1)
Checkbox not checked c. Rule 15a-4 (17 CFR 270.15a-4)
Checkbox not checked d. Rule 17a-6 (17 CFR 270.17a-6)
Checkbox not checked e. Rule 17a-7 (17 CFR 270.17a-7)
Checkbox not checked f. Rule 17a-8 (17 CFR 270.17a-8)
Checkbox not checked g. Rule 17e-1 (17 CFR 270.17e-1)
Checkbox checked h. Rule 22d-1 (17 CFR 270.22d-1)
Checkbox not checked i. Rule 23c-1 (17 CFR 270.23c-1)
Checkbox checked j. Rule 32a-4 (17 CFR 270.32a-4)
Checkbox not checked N/A

Item C.8. Expense limitations.

Instruction. Provide information concerning any direct or indirect limitations, waivers or reductions, on the level of expenses incurred by the fund during the reporting period. A limitation, for example, may be applied indirectly (such as when an adviser agrees to accept a reduced fee pursuant to a voluntary fee waiver) or it may apply only for a temporary period such as for a new fund in its start-up phase.
a. Did the Fund have an expense limitation arrangement in place during the reporting period? Radio button checked Yes Radio button not checked No
b. Were any expenses of the Fund reduced or waived pursuant to an expense limitation arrangement during the reporting period? Radio button checked Yes Radio button not checked No
c. Are the fees waived subject to recoupment? Radio button not checked Yes Radio button checked No
d. Were any expenses previously waived recouped during the period? Radio button not checked Yes Radio button checked No

Item C.9. Investment advisers.

a. Provide the following information about each investment adviser (other than a sub-adviser) of the Fund:
Investment Advisers Record: 1
i. Full name
BNY Mellon Investment Adviser, Inc.
ii. SEC file number ( e.g., 801- )

801-8147

iii.CRD number
000105642
iv. LEI, if any

54930067A504FBYASH16

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Was the investment adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
b. If an investment adviser (other than a sub- adviser) to the Fund was terminated during the reporting period, provide the following with respect to each investment adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date

c. For each sub-adviser to the Fund, provide the information requested:
Sub Advisors Record: 1
i. Full name
Newton Investment Management Limited
ii. SEC file number ( e.g., 801- ), if applicable

801-42114

iii. CRD number
000111208
iv. LEI, if any

VMMM74BJK67DIRDE9J26

v. State, if applicable
vi. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
vii. Is the sub-adviser an affiliated person of the Fund's investment adviser(s)? Radio button checked Yes Radio button not checked No
viii. Was the sub-adviser hired during the reporting period? Radio button not checked Yes Radio button checked No
d. If a sub-adviser was terminated during the reporting period, provide the following with respect to such sub-adviser:
i. Full name
ii. SEC file number ( e.g., 801- )

iii. CRD number
iv. LEI, if any

v. State, if applicable
vi. Foreign country, if applicable
vii. Termination date


Item C.10. Transfer agents.

a. Provide the following information about each person providing transfer agency services to the Fund:
Transfer Agents Record: 1
i. Full name
BNY Mellon Transfer, Inc.
ii.SEC file number ( e.g., 84- or 85- )

84-06102

iii. LEI, if any

N/A

iv. State, if applicable
NEW YORK
v. Foreign country, if applicable
UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button not checked Yes Radio button checked No
Transfer Agents Record: 2
i. Full name
BNY Mellon Investment Servicing (US) Inc.
ii.SEC file number ( e.g., 84- or 85- )

84-01761

iii. LEI, if any

N/A

iv. State, if applicable
MASSACHUSETTS
v. Foreign country, if applicable
UNITED STATES OF AMERICA
vi. Is the transfer agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vii. Is the transfer agent a sub-transfer agent? Radio button checked Yes Radio button not checked No
b. Has a transfer agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.11. Pricing services.

a. Provide the following information about each person that provided pricing services to the Fund during the reporting period:
Pricing Services Record: 1
i. Full name
ICE Data Pricing & Reference Data, LLC
ii. LEI, if any, or provide and describe other identifying number

N/A

Description of other identifying number

TIN: 13-3668779

iii. State, if applicable
ILLINOIS
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
Pricing Services Record: 2
i. Full name
ITG Analytics, Inc.
ii. LEI, if any, or provide and describe other identifying number

N/A

Description of other identifying number

TIN: 76-0809350

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the pricing service an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
b. Was a pricing service hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.12. Custodians.

a. Provide the following information about each person that provided custodial services to the Fund during the reporting period:
Custodians Record: 1
i. Full name
The Bank of New York Mellon
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button not checked Yes Radio button checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button not checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 2
i. Full name
UniCredit Bank Austria AG
ii. LEI, if any

D1HEB8VEU6D9M8ZUXG17

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 3
i. Full name
Citigroup Pty Limited
ii. LEI, if any

MLU0ZO3ML4LN2LL2TL39

iii. State, if applicable
iv. Foreign country, if applicable
AUSTRALIA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 4
i. Full name
The Bank of New York Mellon SA/NV
ii. LEI, if any

549300OZ46BRLZ8Y6F65

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 5
i. Full name
The Bank of New York Mellon SA/NV
ii. LEI, if any

CGYP50QBGGR6NCHTSN68

iii. State, if applicable
iv. Foreign country, if applicable
BELGIUM
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 6
i. Full name
CIBC Mellon Trust Company (CIBC Mellon)
ii. LEI, if any

549300IYUUH221WBZ505

iii. State, if applicable
iv. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 7
i. Full name
Credit Suisse (Switzerland) Ltd.
ii. LEI, if any

549300CWR0W0BCS9Q144

iii. State, if applicable
iv. Foreign country, if applicable
SWITZERLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 8
i. Full name
The Bank of New York Mellon SA/NV, Asset Servicing, Niederlassung Frankfurt am Main
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
GERMANY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 9
i. Full name
Skandinaviska Enskilda Banken AB (Publ)
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
DENMARK
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 10
i. Full name
Banco Bilbao Vizcaya Argentaria, S.A.
ii. LEI, if any

95980020140005970915

iii. State, if applicable
iv. Foreign country, if applicable
SPAIN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 11
i. Full name
Skandinaviska Enskilda Banken AB (Publ)
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
FINLAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 12
i. Full name
BNP Paribas Securities Services S.C.A.
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
FRANCE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 13
i. Full name
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 14
i. Full name
Depository and Clearing Centre (DCC) Deutsche Bank AG, London Branch
ii. LEI, if any

HPFHU0OQ28E4N0NFVK49

iii. State, if applicable
iv. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 15
i. Full name
Deutsche Bank AG
ii. LEI, if any

2HI3YI5320L3RW6NJ957

iii. State, if applicable
iv. Foreign country, if applicable
HONG KONG
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 16
i. Full name
Bank Hapoalim B.M.
ii. LEI, if any

B6ARUI4946ST4S7WOU88

iii. State, if applicable
iv. Foreign country, if applicable
ISRAEL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 17
i. Full name
The Bank of New York Mellon SA/NV
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
ITALY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 18
i. Full name
Mizuho Bank, Ltd.
ii. LEI, if any

C3GTMMZIHMY46P4OIX74

iii. State, if applicable
iv. Foreign country, if applicable
JAPAN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 19
i. Full name
Deutsche Bank AG
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
KOREA (THE REPUBLIC OF)
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 20
i. Full name
Banco Nacional de Mexico S.A., integrante del GrupoFinanciero Banamex
ii. LEI, if any

6SHGI4ZSSLCXXQSBB395

iii. State, if applicable
iv. Foreign country, if applicable
MEXICO
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 21
i. Full name
The Bank of New York Mellon SA/NV
ii. LEI, if any

N/A

iii. State, if applicable
iv. Foreign country, if applicable
NETHERLANDS
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 22
i. Full name
Skandinaviska Enskilda Banken AB (Publ)
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
NORWAY
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 23
i. Full name
The Hongkong and Shanghai Banking CorporationLimited
ii. LEI, if any

213800GJYUJERRTNRE86

iii. State, if applicable
iv. Foreign country, if applicable
NEW ZEALAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 24
i. Full name
Deutsche Bank AG
ii. LEI, if any

7LTWFZYICNSX8D621K86

iii. State, if applicable
iv. Foreign country, if applicable
PHILIPPINES
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 25
i. Full name
Citibank Europe Plc
ii. LEI, if any

N1FBEDJ5J41VKZLO2475

iii. State, if applicable
iv. Foreign country, if applicable
PORTUGAL
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 26
i. Full name
Skandinaviska Enskilda Banken AB (Publ)
ii. LEI, if any

F3JS33DEI6XQ4ZBPTN86

iii. State, if applicable
iv. Foreign country, if applicable
SWEDEN
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 27
i. Full name
DBS Bank Ltd
ii. LEI, if any

ATUEL7OJR5057F2PV266

iii. State, if applicable
iv. Foreign country, if applicable
SINGAPORE
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 28
i. Full name
The Hongkong and Shanghai Banking CorporationLimited
ii. LEI, if any

MLU0ZO3ML4LN2LL2TL39

iii. State, if applicable
iv. Foreign country, if applicable
THAILAND
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other
Custodians Record: 29
i. Full name
The Standard Bank of South Africa Limited
ii. LEI, if any

QFC8ZCW3Q5PRXU1XTM60

iii. State, if applicable
iv. Foreign country, if applicable
SOUTH AFRICA
v. Is the custodian an affiliated person of the Fund or its investment adviser(s)? Radio button not checked Yes Radio button checked No
vi. Is the custodian a sub-custodian? Radio button checked Yes Radio button not checked No
vii. With respect to the custodian, check below to indicate the type of custody: Radio button not checked 1.Bank - section 17(f)(1) (15 U.S.C. 80a-17(f)(1))
Radio button not checked 2.Member national securities exchange - rule 17f-1 (17 CFR 270.17f-1)
Radio button not checked 3.Self - rule 17f-2 (17 CFR 270.17f-2)
Radio button not checked 4.Securities depository - rule 17f-4 (17 CFR 270.17f-4)
Radio button checked 5.Foreign custodian - rule 17f-5 (17 CFR 270.17f-5)
Radio button not checked 6.Futures commission merchants and commodity clearing organizations - rule 17f-6 (17 CFR 270.17f-6)
Radio button not checked 7.Foreign securities depository - rule 17f-7 (17 CFR 270.17f-7)
Radio button not checked 8.Insurance company sponsor - rule 26a-2 (17 CFR 270.26a-2)
Radio button not checked 9.Other

b. Has a custodian been hired or terminated during the reporting period?* Radio button not checked Yes Radio button checked No

Item C.13. Shareholder servicing agents.

a. Provide the following information about each shareholder servicing agent of the Fund:
Shareholder servicing agents Record: 1
i. Full name
BNY Mellon Transfer, Inc.
ii. LEI, if any, or provide and describe other identifying number

84-06102

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the shareholder servicing agent an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the shareholder servicing agent a sub-shareholder servicing agent? Radio button not checked Yes Radio button checked No
b. Has a shareholder servicing agent been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.14. Administrators.

a. Provide the following information about each administrator of the Fund:
Administrators Record: 1
i. Full name
BNY Mellon Investment Adviser, Inc.
ii. LEI, if any, or other identifying number

54930067A504FBYASH16

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button not checked Yes Radio button checked No
Administrators Record: 2
i. Full name
The Bank of New York Mellon
ii. LEI, if any, or other identifying number

HPFHU0OQ28E4N0NFVK49

Description of other identifying number

iii. State, if applicable
NEW YORK
iv. Foreign country, if applicable
UNITED STATES OF AMERICA
v. Is the administrator an affiliated person of the Fund or its investment adviser(s)? Radio button checked Yes Radio button not checked No
vi. Is the administrator a sub-administrator? Radio button checked Yes Radio button not checked No
b.Has a third-party administrator been hired or terminated during the reporting period? Radio button not checked Yes Radio button checked No

Item C.15. Affiliated broker-dealers.

Provide the following information about each affiliated broker-dealer:
Broker Dealers Record: 1
a. Full name
BNY Mellon Capital Markets, LLC
b. SEC file number

008-35255

c. CRD number
000017454
d. LEI, if any

VJW2DOOHGDT6PR0ZRO63

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 2
a. Full name
Hedgemark Securities, LLC
b. SEC file number

008-69106

c. CRD number
000164503
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 3
a. Full name
BNY Mellon Securities Corporation
b. SEC file number

008-13801

c. CRD number
000000231
d. LEI, if any

N/A

e. State, if applicable
NEW YORK
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 4
a. Full name
Pershing Advisor Solutions LLC
b. SEC file number

008-47425

c. CRD number
000036671
d. LEI, if any

549300KTC63JRN36GZ84

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 5
a. Full name
Pershing LLC
b. SEC file number

008-17574

c. CRD number
000007560
d. LEI, if any

ZI8Q1A8EI8LQFJNM0D94

e. State, if applicable
NEW JERSEY
f. Foreign country, if applicable
UNITED STATES OF AMERICA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 6
a. Full name
BNY Mellon Asset Management Canada Ltd.
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 7
a. Full name
BNY Mellon Capital Markets EMEA Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

213800O5FBGOWU89LN14

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 8
a. Full name
BNY Mellon Investment Management Australia Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

2ZQTMYGDRJZ57CRSPU33

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 9
a. Full name
BNY Mellon Investment Management EMEA Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

213800X5NCNIAF9USD75

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 10
a. Full name
BNY Mellon Investment Management Hong Kong Limited
b. SEC file number

008-00000

c. CRD number
000169689
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
HONG KONG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 11
a. Full name
BNY MELLON SERVICOS FINACEIROS DISTRIBUIDORA DE TITULOS E VALORES MOBILIARIOS (DTVM) S.A
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
BRAZIL
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 12
a. Full name
BNY Mellon Wealth Management, Advisory Services, Inc.
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 13
a. Full name
Pershing (Channel Islands) Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

2138009CM5DCI2OQW132

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 14
a. Full name
Pershing Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

213800R6YVGU4VP7XK84

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 15
a. Full name
Pershing Securities Australia Pty Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

5493008201YNLL3CPG58

e. State, if applicable
f. Foreign country, if applicable
AUSTRALIA
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 16
a. Full name
Pershing Securities Canada Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

5493000WV47FDC28QG89

e. State, if applicable
f. Foreign country, if applicable
CANADA (FEDERAL LEVEL)
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 17
a. Full name
Pershing Securities International Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

549300PPJGN9E26TI110

e. State, if applicable
f. Foreign country, if applicable
IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 18
a. Full name
Pershing Securities Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

549300NC3GURN0AEZU06

e. State, if applicable
f. Foreign country, if applicable
UNITED KINGDOM OF GREAT BRITAIN AND NORTHERN IRELAND
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 19
a. Full name
The Bank of New York Mellon Securities Company Japan Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
JAPAN
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 20
a. Full name
The Bank of New York Mellon, S.A., Institucion de Banca Multiple
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
MEXICO
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 21
a. Full name
BNY Mellon Fund Management (Luxemboug), S.A.
b. SEC file number

008-00000

c. CRD number
000283267
d. LEI, if any

5N2ES2M2WGR2TO0Q5G40

e. State, if applicable
f. Foreign country, if applicable
LUXEMBOURG
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00

Broker Dealers Record: 22
a. Full name
Pershing Securities Singapore Private Limited
b. SEC file number

008-00000

c. CRD number
N/A
d. LEI, if any

N/A

e. State, if applicable
f. Foreign country, if applicable
SINGAPORE
g. Total commissions paid to the affiliated broker-dealer for the reporting period:

0.00


Item C.16. Brokers.

Instructions to Item C.16 and Item C.17.
To help Registrants distinguish between agency and principal transactions, and to promote consistent reporting of the information required by these items, the following criteria should be used:
1. If a security is purchased or sold in a transaction for which the confirmation specifies the amount of the commission to be paid by the Registrant, the transaction should be considered an agency transaction and included in determining the answers to Item C.16.
2. If a security is purchased or sold in a transaction for which the confirmation specifies only the net amount to be paid or received by the Registrant and such net amount is equal to the market value of the security at the time of the transaction, the transaction should be considered a principal transaction and included in determining the amounts in Item C.17.
3. If a security is purchased by the Registrant in an underwritten offering, the acquisition should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the underwriters are receiving from the issuer.
4. If a security is sold by the Registrant in a tender offer, the sale should be considered a principal transaction and included in answering Item C.17 even though the Registrant has knowledge of the amount the offeror is paying to soliciting brokers or dealers.
5. If a security is purchased directly from the issuer (such as a bank CD), the purchase should be considered a principal transaction and included in answering Item C.17.
6. The value of called or maturing securities should not be counted in either agency or principal transactions and should not be included in determining the amounts shown in Item C.16 and Item C.17. This means that the acquisition of a security may be included, but it is possible that its disposition may not be included. Disposition of a repurchase agreement at its expiration date should not be included.
7. The purchase or sales of securities in transactions not described in paragraphs (1) through (6) above should be evaluated by the Fund based upon the guidelines established in those paragraphs and classified accordingly. The agents considered in Item C.16 may be persons or companies not registered under the Exchange Act as securities brokers. The persons or companies from whom the investment company purchased or to whom it sold portfolio instruments on a principal basis may be persons or entities not registered under the Exchange Act as securities dealers.
a. For each of the ten brokers that received the largest dollar amount of brokerage commissions (excluding dealer concessions in underwritings) by virtue of direct or indirect participation in the Fund’s portfolio transactions, provide the information below:
Brokers Record: 1
i. Full name of broker
J.P. MORGAN SECURITIES LLC
ii. SEC file number

008-35008

iii. CRD number
000000079
iv. LEI, if any

ZBUT11V806EZRVTWT807

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

22831.00

Brokers Record: 2
i. Full name of broker
COWEN EXECUTION SERVICES LLC
ii. SEC file number

008-46838

iii. CRD number
000035693
iv. LEI, if any

5493005RJDJD18OPUP27

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

17415.00

Brokers Record: 3
i. Full name of broker
CITIGROUP GLOBAL MARKETS INC.
ii. SEC file number

008-08177

iii. CRD number
000007059
iv. LEI, if any

MBNUM2BPBDO7JBLYG310

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

16134.00

Brokers Record: 4
i. Full name of broker
UBS SECURITIES LLC
ii. SEC file number

008-22651

iii. CRD number
000007654
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

10915.00

Brokers Record: 5
i. Full name of broker
MORGAN STANLEY & CO. LLC
ii. SEC file number

008-15869

iii. CRD number
000008209
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

9587.00

Brokers Record: 6
i. Full name of broker
RBC CAPITAL MARKETS, LLC
ii. SEC file number

008-45411

iii. CRD number
000031194
iv. LEI, if any

549300LCO2FLSSVFFR64

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

5981.00

Brokers Record: 7
i. Full name of broker
LIQUIDNET, INC.
ii. SEC file number

008-52461

iii. CRD number
000103987
iv. LEI, if any

213800HSKBBO1GCVRG79

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

4254.00

Brokers Record: 8
i. Full name of broker
SANFORD C. BERNSTEIN & CO., LLC
ii. SEC file number

008-42942

iii. CRD number
000104474
iv. LEI, if any

549300GA5IHQHIM7CU60

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

3217.00

Brokers Record: 9
i. Full name of broker
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ii. SEC file number

008-07221

iii. CRD number
000007691
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Gross commissions paid by the Fund for the reporting period

1457.00

b. Aggregate brokerage commissions paid by Fund during the reporting period:

91790.00


Item C.17. Principal transactions.

a. For each of the ten entities acting as principals with which the Fund did the largest dollar amount of principal transactions (include all short-term obligations, and U.S. government and tax-free securities) in both the secondary market and in underwritten offerings, provide the information below:
Principal Transactions Record: 1
i. Full name of dealer
J.P. MORGAN SECURITIES LLC
ii. SEC file number

008-35008

iii. CRD number
000000079
iv. LEI, if any

ZBUT11V806EZRVTWT807

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

73381428.00

Principal Transactions Record: 2
i. Full name of dealer
COWEN EXECUTION SERVICES LLC
ii. SEC file number

008-46838

iii. CRD number
000035693
iv. LEI, if any

5493005RJDJD18OPUP27

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

58048481.00

Principal Transactions Record: 3
i. Full name of dealer
MORGAN STANLEY & CO. LLC
ii. SEC file number

008-15869

iii. CRD number
000008209
iv. LEI, if any

9R7GPTSO7KV3UQJZQ078

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

47617014.00

Principal Transactions Record: 4
i. Full name of dealer
CITIGROUP GLOBAL MARKETS INC.
ii. SEC file number

008-08177

iii. CRD number
000007059
iv. LEI, if any

MBNUM2BPBDO7JBLYG310

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

35499238.00

Principal Transactions Record: 5
i. Full name of dealer
UBS SECURITIES LLC
ii. SEC file number

008-22651

iii. CRD number
000007654
iv. LEI, if any

T6FIZBDPKLYJKFCRVK44

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

32211610.00

Principal Transactions Record: 6
i. Full name of dealer
RBC CAPITAL MARKETS, LLC
ii. SEC file number

008-45411

iii. CRD number
000031194
iv. LEI, if any

549300LCO2FLSSVFFR64

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

11955175.00

Principal Transactions Record: 7
i. Full name of dealer
LIQUIDNET, INC.
ii. SEC file number

008-52461

iii. CRD number
000103987
iv. LEI, if any

213800HSKBBO1GCVRG79

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

8890338.00

Principal Transactions Record: 8
i. Full name of dealer
SANFORD C. BERNSTEIN & CO., LLC
ii. SEC file number

008-42942

iii. CRD number
000104474
iv. LEI, if any

549300GA5IHQHIM7CU60

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

6437059.00

Principal Transactions Record: 9
i. Full name of dealer
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
ii. SEC file number

008-07221

iii. CRD number
000007691
iv. LEI, if any

8NAV47T0Y26Q87Y0QP81

v. State, if applicable
NEW YORK
vi. Foreign country, if applicable
UNITED STATES OF AMERICA
vii. Total value of purchases and sales (excluding maturing securities) with Fund:

2916370.00

b. Aggregate value of principal purchase/sale transactions of Fund during the reporting period:

276956712.00


Item C.18. Payments for brokerage and research.

During the reporting period, did the Fund pay commissions to broker-dealers for "brokerage and research services" within the meaning of section 28(e) of the Exchange Act (15 U.S.C. 78bb)? Radio button not checked Yes Radio button checked No

Item C.19. Average net assets.

a. Provide the Fund's (other than a money market fund's) monthly average net assets during the reporting period

426041493.00

b. Provide the money market fund's daily average net assets during the reporting period


Item C.20. Lines of credit, interfund lending and interfund borrowing.

For open-end management investment companies, respond to the following:
a. Does the Fund have available a line of credit?Radio button checked Yes Radio button not checked No
If yes, for each line of credit, provide the information requested below:
Line of Credit details Record: 1
i. Is the line of credit a committed or uncommitted line of credit? Radio button checked Committed Radio button not checked Uncommitted
ii. What size is the line of credit?

688500000.00

iii. With which institution(s) is the line of credit?
Line Institutions Record: 1
Name of institution
Citibank, N.A
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared
1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
BNY Mellon Absolute Insight Funds, Inc.-BNY Mellon Core Plus Fund
SEC File number( e.g., 811- )
811-23036
Shared Credit Users Record: 2
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Dynamic Total Return Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 3
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Dynamic Value Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 4
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Global Dynamic Bond Income Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 5
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Global Real Return Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 6
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Opportunistic Midcap Value Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 7
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Opportunistic Small Cap Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 8
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Structured Midcap Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 9
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Sustainable Balanced Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 10
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Technology Growth Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 11
Name of fund
BNY Mellon Appreciation Fund, Inc.
SEC File number( e.g., 811- )
811-03081
Shared Credit Users Record: 12
Name of fund
BNY Mellon California AMT-Free Municipal Bond Fund, Inc.
SEC File number( e.g., 811- )
811-03757
Shared Credit Users Record: 13
Name of fund
BNY Mellon Funds Trust-BNY Mellon Asset Allocation Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 14
Name of fund
BNY Mellon Funds Trust-BNY Mellon Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 15
Name of fund
BNY Mellon Funds Trust-BNY Mellon Corporate Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 16
Name of fund
BNY Mellon Funds Trust-BNY Mellon Emerging Markets Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 17
Name of fund
BNY Mellon Funds Trust-BNY Mellon Focused Equity Opportunities Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 18
Name of fund
BNY Mellon Funds Trust-BNY Mellon Income Stock Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 19
Name of fund
BNY Mellon Funds Trust-BNY Mellon Intermediate Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 20
Name of fund
BNY Mellon Funds Trust-BNY Mellon International Equity Income Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 21
Name of fund
BNY Mellon Funds Trust-BNY Mellon International Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 22
Name of fund
BNY Mellon Funds Trust-BNY Mellon Large Cap Stock Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 23
Name of fund
BNY Mellon Funds Trust-BNY Mellon Massachusetts Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 24
Name of fund
BNY Mellon Funds Trust-BNY Mellon Mid Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 25
Name of fund
BNY Mellon Funds Trust-BNY Mellon Municipal Opportunities Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 26
Name of fund
BNY Mellon Funds Trust-BNY Mellon National Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 27
Name of fund
BNY Mellon Funds Trust-BNY Mellon National Short-Term Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 28
Name of fund
BNY Mellon Funds Trust-BNY Mellon New York Intermediate Tax-Exempt Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 29
Name of fund
BNY Mellon Funds Trust-BNY Mellon Pennsylvania Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 30
Name of fund
BNY Mellon Funds Trust-BNY Mellon Short-Term U.S. Government Securities Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 31
Name of fund
BNY Mellon Funds Trust-BNY Mellon Small Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 32
Name of fund
BNY Mellon Funds Trust-BNY Mellon Small/Mid Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 33
Name of fund
BNY Mellon Funds Trust-BNY Mellon Tax-Sensitive Large Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 34
Name of fund
BNY Mellon Index Funds, Inc.-BNY Mellon International Stock Index Fund
SEC File number( e.g., 811- )
811-05883
Shared Credit Users Record: 35
Name of fund
BNY Mellon Index Funds, Inc.-BNY Mellon Smallcap Stock Index Fund
SEC File number( e.g., 811- )
811-05883
Shared Credit Users Record: 36
Name of fund
BNY Mellon Index Funds, Inc.-BNY Mellon S&P 500 Index Fund
SEC File number( e.g., 811- )
811-05883
Shared Credit Users Record: 37
Name of fund
BNY Mellon Intermediate Municipal Bond Fund, Inc.
SEC File number( e.g., 811- )
811-03721
Shared Credit Users Record: 38
Name of fund
BNY Mellon International Securities Funds, Inc.-BNY Mellon Emerging Markets Securities Fund
SEC File number( e.g., 811- )
811-07502
Shared Credit Users Record: 39
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Diversified Emerging Markets Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 40
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Global Fixed Income Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 41
Name of fund
BNY Mellon Investment Funds I-BNY Mellon International Equity Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 42
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Small Cap Growth Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 43
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Small Cap Value Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 44
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Small/Mid Cap Growth Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 45
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Tax Sensitive Total Return Bond Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 46
Name of fund
BNY Mellon Investment Funds II, Inc.-BNY Mellon Alternative Diversifier Strategies Fund
SEC File number( e.g., 811- )
811-22912
Shared Credit Users Record: 47
Name of fund
BNY Mellon Investment Funds II, Inc.-BNY Mellon Global Emerging Markets Fund
SEC File number( e.g., 811- )
811-22912
Shared Credit Users Record: 48
Name of fund
BNY Mellon Investment Funds II, Inc.-BNY Mellon Yield Enhancement Strategy Fund
SEC File number( e.g., 811- )
811-22912
Shared Credit Users Record: 49
Name of fund
BNY Mellon Investment Funds III-BNY Mellon Equity Income Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 50
Name of fund
BNY Mellon Investment Funds III-BNY Mellon Global Equity Income Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 51
Name of fund
BNY Mellon Investment Funds III-BNY Mellon High Yield Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 52
Name of fund
BNY Mellon Investment Funds III-BNY Mellon International Bond Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 53
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Institutional S&P 500 Stock Index Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 54
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Bond Market Index Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 55
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Floating Rate Income Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 56
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Tax Managed Growth Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 57
Name of fund
BNY Mellon Investment Funds V, Inc.-BNY Mellon Diversified International Fund
SEC File number( e.g., 811- )
811-06490
Shared Credit Users Record: 58
Name of fund
BNY Mellon Investment Funds V, Inc.-BNY Mellon Global Real Estate Securities Fund
SEC File number( e.g., 811- )
811-06490
Shared Credit Users Record: 59
Name of fund
BNY Mellon Investment Funds V, Inc.-BNY Mellon Large Cap Equity Fund
SEC File number( e.g., 811- )
811-06490
Shared Credit Users Record: 60
Name of fund
BNY Mellon Investment Funds VI-BNY Mellon Balanced Opportunity Fund
SEC File number( e.g., 811- )
811-06718
Shared Credit Users Record: 61
Name of fund
BNY Mellon Investment Grade Funds, Inc.-BNY Mellon Short Term Income Fund
SEC File number( e.g., 811- )
811-08673
Shared Credit Users Record: 62
Name of fund
BNY Mellon Investment Portfolios-MidCap Stock Portfolio
SEC File number( e.g., 811- )
811-08673
Shared Credit Users Record: 63
Name of fund
BNY Mellon Investment Portfolios-Small Cap Stock Index Portfolio
SEC File number( e.g., 811- )
811-08673
Shared Credit Users Record: 64
Name of fund
BNY Mellon Investment Portfolios-Technology Growth Portfolio
SEC File number( e.g., 811- )
811-00523
Shared Credit Users Record: 65
Name of fund
BNY Mellon Large Cap Securities Fund, Inc.
SEC File number( e.g., 811- )
811-02653
Shared Credit Users Record: 66
Name of fund
BNY Mellon Midcap Index Fund, Inc.
SEC File number( e.g., 811- )
811-06325
Shared Credit Users Record: 67
Name of fund
BNY Mellon Municipal Bond Funds, Inc.-BNY Mellon Municipal Bond Fund
SEC File number( e.g., 811- )
811-21327
Shared Credit Users Record: 68
Name of fund
BNY Mellon Municipal Funds, Inc.-BNY Mellon AMT-Free Municipal Bond Fund
SEC File number( e.g., 811- )
811-06377
Shared Credit Users Record: 69
Name of fund
BNY Mellon Municipal Funds, Inc.-BNY Mellon High Yield Municipal Bond Fund
SEC File number( e.g., 811- )
811-06377
Shared Credit Users Record: 70
Name of fund
BNY Mellon New Jersey Municipal Bond Fund, Inc.
SEC File number( e.g., 811- )
811-05454
Shared Credit Users Record: 71
Name of fund
BNY Mellon New York AMT-Free Municipal Bond Fund
SEC File number( e.g., 811- )
811-04765
Shared Credit Users Record: 72
Name of fund
BNY Mellon New York Tax Exempt Bond Fund, Inc.
SEC File number( e.g., 811- )
811-03726
Shared Credit Users Record: 73
Name of fund
BNY Mellon Opportunistic Municipal Securities Fund
SEC File number( e.g., 811- )
811-04764
Shared Credit Users Record: 74
Name of fund
BNY Mellon Opportunity Funds-BNY Mellon Japan Womenomics Fund
SEC File number( e.g., 811- )
811-09891
Shared Credit Users Record: 75
Name of fund
BNY Mellon Opportunity Funds-BNY Mellon Natural Resources Fund
SEC File number( e.g., 811- )
811-09891
Shared Credit Users Record: 76
Name of fund
BNY Mellon Research Growth Fund, Inc.
SEC File number( e.g., 811- )
811-01899
Shared Credit Users Record: 77
Name of fund
BNY Mellon Short-Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-05021
Shared Credit Users Record: 78
Name of fund
BNY Mellon State Municipal Bond Funds-BNY Mellon Connecticut Fund
SEC File number( e.g., 811- )
811-04906
Shared Credit Users Record: 79
Name of fund
BNY Mellon State Municipal Bond Funds-BNY Mellon Massachusetts Fund
SEC File number( e.g., 811- )
811-04906
Shared Credit Users Record: 80
Name of fund
BNY Mellon State Municipal Bond Funds-BNY Mellon Pennsylvania Fund
SEC File number( e.g., 811- )
811-04906
Shared Credit Users Record: 81
Name of fund
BNY Mellon Stock Funds-BNY Mellon International Core Equity Fund
SEC File number( e.g., 811- )
811-21236
Shared Credit Users Record: 82
Name of fund
BNY Mellon Stock Funds-BNY Mellon International Small Cap Fund
SEC File number( e.g., 811- )
811-21236
Shared Credit Users Record: 83
Name of fund
BNY Mellon Stock Index Fund, Inc.
SEC File number( e.g., 811- )
811-05719
Shared Credit Users Record: 84
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Active MidCap Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 85
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Select Managers Small Cap Growth Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 86
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Select Managers Small Cap Value Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 87
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon U.S. Equity Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 88
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Global Stock Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 89
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon International Stock Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 90
Name of fund
BNY Mellon Sustainable U.S. Equity Portfolio, Inc.
SEC File number( e.g., 811- )
811-07044
Shared Credit Users Record: 91
Name of fund
BNY Mellon Sustainable U.S. Equity Fund, Inc.
SEC File number( e.g., 811- )
811-02192
Shared Credit Users Record: 92
Name of fund
BNY Mellon Ultra Short Income Fund
SEC File number( e.g., 811- )
811-04888
Shared Credit Users Record: 93
Name of fund
BNY Mellon U.S. Mortgage Fund, Inc.
SEC File number( e.g., 811- )
811-04215
Shared Credit Users Record: 94
Name of fund
BNY Mellon Variable Investment Fund-Appreciation Portfolio
SEC File number( e.g., 811- )
811-05125
Shared Credit Users Record: 95
Name of fund
BNY Mellon Variable Investment Fund-Growth and Income Portfolio
SEC File number( e.g., 811- )
811-05125
Shared Credit Users Record: 96
Name of fund
BNY Mellon Variable Investment Fund-Opportunistic Small Cap Portfolio
SEC File number( e.g., 811- )
811-05125
Shared Credit Users Record: 97
Name of fund
BNY Mellon Worldwide Growth Fund, Inc.
SEC File number( e.g., 811- )
811-07512
v. Did the Fund draw on the line of credit this period?Radio button checked Yes Radio button not checked No vi. If the fund drew on the line of credit during this period, what was the average amount outstanding when the line of credit was in use?
2450000.00
vii. If the fund drew on the line of credit during this period, what was the number of days that the line of credit was in use?
2


Line of Credit details Record: 2 i. Is the line of credit a committed or uncommitted line of credit? Radio button not checked Committed Radio button checked Uncommitted ii. What size is the line of credit?

300000000.00

iii. With which institution(s) is the line of credit? Line Institutions Record: 1Name of institution
The Bank of New York Mellon
iv. Is the line of credit just for the Fund, or is it shared among multiple funds? Radio button not checked Sole Radio button checked Shared 1. If shared, list the names of other funds that may use the line of credit.
Shared Credit Users Record: 1
Name of fund
BNY Mellon Absolute Insight Funds, Inc.-BNY Mellon Core Plus Fund
SEC File number( e.g., 811- )
811-23036
Shared Credit Users Record: 2
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Dynamic Total Return Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 3
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Dynamic Value Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 4
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Global Dynamic Bond Income Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 5
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Global Real Return Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 6
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Opportunistic Midcap Value Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 7
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Opportunistic Small Cap Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 8
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Structured Midcap Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 9
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Sustainable Balanced Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 10
Name of fund
BNY Mellon Advantage Funds, Inc.-BNY Mellon Technology Growth Fund
SEC File number( e.g., 811- )
811-07123
Shared Credit Users Record: 11
Name of fund
BNY Mellon Appreciation Fund, Inc.
SEC File number( e.g., 811- )
811-03081
Shared Credit Users Record: 12
Name of fund
BNY Mellon California AMT-Free Municipal Bond Fund, Inc.
SEC File number( e.g., 811- )
811-03757
Shared Credit Users Record: 13
Name of fund
BNY Mellon Funds Trust-BNY Mellon Asset Allocation Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 14
Name of fund
BNY Mellon Funds Trust-BNY Mellon Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 15
Name of fund
BNY Mellon Funds Trust-BNY Mellon Corporate Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 16
Name of fund
BNY Mellon Funds Trust-BNY Mellon Emerging Markets Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 17
Name of fund
BNY Mellon Funds Trust-BNY Mellon Focused Equity Opportunities Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 18
Name of fund
BNY Mellon Funds Trust-BNY Mellon Income Stock Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 19
Name of fund
BNY Mellon Funds Trust-BNY Mellon Intermediate Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 20
Name of fund
BNY Mellon Funds Trust-BNY Mellon International Equity Income Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 21
Name of fund
BNY Mellon Funds Trust-BNY Mellon International Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 22
Name of fund
BNY Mellon Funds Trust-BNY Mellon Large Cap Stock Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 23
Name of fund
BNY Mellon Funds Trust-BNY Mellon Massachusetts Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 24
Name of fund
BNY Mellon Funds Trust-BNY Mellon Mid Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 25
Name of fund
BNY Mellon Funds Trust-BNY Mellon Municipal Opportunities Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 26
Name of fund
BNY Mellon Funds Trust-BNY Mellon National Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 27
Name of fund
BNY Mellon Funds Trust-BNY Mellon National Short-Term Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 28
Name of fund
BNY Mellon Funds Trust-BNY Mellon New York Intermediate Tax-Exempt Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 29
Name of fund
BNY Mellon Funds Trust-BNY Mellon Pennsylvania Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 30
Name of fund
BNY Mellon Funds Trust-BNY Mellon Short-Term U.S. Government Securities Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 31
Name of fund
BNY Mellon Funds Trust-BNY Mellon Small Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 32
Name of fund
BNY Mellon Funds Trust-BNY Mellon Small/Mid Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 33
Name of fund
BNY Mellon Funds Trust-BNY Mellon Tax-Sensitive Large Cap Multi-Strategy Fund
SEC File number( e.g., 811- )
811-09903
Shared Credit Users Record: 34
Name of fund
BNY Mellon Index Funds, Inc.-BNY Mellon International Stock Index Fund
SEC File number( e.g., 811- )
811-05883
Shared Credit Users Record: 35
Name of fund
BNY Mellon Index Funds, Inc.-BNY Mellon Smallcap Stock Index Fund
SEC File number( e.g., 811- )
811-05883
Shared Credit Users Record: 36
Name of fund
BNY Mellon Index Funds, Inc.-BNY Mellon S&P 500 Index Fund
SEC File number( e.g., 811- )
811-05883
Shared Credit Users Record: 37
Name of fund
BNY Mellon Intermediate Municipal Bond Fund, Inc.
SEC File number( e.g., 811- )
811-03721
Shared Credit Users Record: 38
Name of fund
BNY Mellon International Securities Funds, Inc.-BNY Mellon Emerging Markets Securities Fund
SEC File number( e.g., 811- )
811-07502
Shared Credit Users Record: 39
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Diversified Emerging Markets Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 40
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Global Fixed Income Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 41
Name of fund
BNY Mellon Investment Funds I-BNY Mellon International Equity Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 42
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Small Cap Growth Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 43
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Small Cap Value Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 44
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Small/Mid Cap Growth Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 45
Name of fund
BNY Mellon Investment Funds I-BNY Mellon Tax Sensitive Total Return Bond Fund
SEC File number( e.g., 811- )
811-04813
Shared Credit Users Record: 46
Name of fund
BNY Mellon Investment Funds II, Inc.-BNY Mellon Alternative Diversifier Strategies Fund
SEC File number( e.g., 811- )
811-22912
Shared Credit Users Record: 47
Name of fund
BNY Mellon Investment Funds II, Inc.-BNY Mellon Global Emerging Markets Fund
SEC File number( e.g., 811- )
811-22912
Shared Credit Users Record: 48
Name of fund
BNY Mellon Investment Funds II, Inc.-BNY Mellon Yield Enhancement Strategy Fund
SEC File number( e.g., 811- )
811-22912
Shared Credit Users Record: 49
Name of fund
BNY Mellon Investment Funds III-BNY Mellon Equity Income Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 50
Name of fund
BNY Mellon Investment Funds III-BNY Mellon Global Equity Income Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 51
Name of fund
BNY Mellon Investment Funds III-BNY Mellon High Yield Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 52
Name of fund
BNY Mellon Investment Funds III-BNY Mellon International Bond Fund
SEC File number( e.g., 811- )
811-00524
Shared Credit Users Record: 53
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Institutional S&P 500 Stock Index Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 54
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Bond Market Index Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 55
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Floating Rate Income Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 56
Name of fund
BNY Mellon Investment Funds IV, Inc.-BNY Mellon Tax Managed Growth Fund
SEC File number( e.g., 811- )
811-05202
Shared Credit Users Record: 57
Name of fund
BNY Mellon Investment Funds V, Inc.-BNY Mellon Diversified International Fund
SEC File number( e.g., 811- )
811-06490
Shared Credit Users Record: 58
Name of fund
BNY Mellon Investment Funds V, Inc.-BNY Mellon Global Real Estate Securities Fund
SEC File number( e.g., 811- )
811-06490
Shared Credit Users Record: 59
Name of fund
BNY Mellon Investment Funds V, Inc.-BNY Mellon Large Cap Equity Fund
SEC File number( e.g., 811- )
811-06490
Shared Credit Users Record: 60
Name of fund
BNY Mellon Investment Funds VI-BNY Mellon Balanced Opportunity Fund
SEC File number( e.g., 811- )
811-06718
Shared Credit Users Record: 61
Name of fund
BNY Mellon Investment Grade Funds, Inc.-BNY Mellon Short Term Income Fund
SEC File number( e.g., 811- )
811-08673
Shared Credit Users Record: 62
Name of fund
BNY Mellon Investment Portfolios-MidCap Stock Portfolio
SEC File number( e.g., 811- )
811-08673
Shared Credit Users Record: 63
Name of fund
BNY Mellon Investment Portfolios-Small Cap Stock Index Portfolio
SEC File number( e.g., 811- )
811-08673
Shared Credit Users Record: 64
Name of fund
BNY Mellon Investment Portfolios-Technology Growth Portfolio
SEC File number( e.g., 811- )
811-00523
Shared Credit Users Record: 65
Name of fund
BNY Mellon Large Cap Securities Fund, Inc.
SEC File number( e.g., 811- )
811-02653
Shared Credit Users Record: 66
Name of fund
BNY Mellon Midcap Index Fund, Inc.
SEC File number( e.g., 811- )
811-06325
Shared Credit Users Record: 67
Name of fund
BNY Mellon Municipal Bond Funds, Inc.-BNY Mellon Municipal Bond Fund
SEC File number( e.g., 811- )
811-21327
Shared Credit Users Record: 68
Name of fund
BNY Mellon Municipal Funds, Inc.-BNY Mellon AMT-Free Municipal Bond Fund
SEC File number( e.g., 811- )
811-06377
Shared Credit Users Record: 69
Name of fund
BNY Mellon Municipal Funds, Inc.-BNY Mellon High Yield Municipal Bond Fund
SEC File number( e.g., 811- )
811-06377
Shared Credit Users Record: 70
Name of fund
BNY Mellon New Jersey Municipal Bond Fund, Inc.
SEC File number( e.g., 811- )
811-05454
Shared Credit Users Record: 71
Name of fund
BNY Mellon New York AMT-Free Municipal Bond Fund
SEC File number( e.g., 811- )
811-04765
Shared Credit Users Record: 72
Name of fund
BNY Mellon New York Tax Exempt Bond Fund, Inc.
SEC File number( e.g., 811- )
811-03726
Shared Credit Users Record: 73
Name of fund
BNY Mellon Opportunistic Municipal Securities Fund
SEC File number( e.g., 811- )
811-04764
Shared Credit Users Record: 74
Name of fund
BNY Mellon Opportunity Funds-BNY Mellon Japan Womenomics Fund
SEC File number( e.g., 811- )
811-09891
Shared Credit Users Record: 75
Name of fund
BNY Mellon Opportunity Funds-BNY Mellon Natural Resources Fund
SEC File number( e.g., 811- )
811-09891
Shared Credit Users Record: 76
Name of fund
BNY Mellon Research Growth Fund, Inc.
SEC File number( e.g., 811- )
811-01899
Shared Credit Users Record: 77
Name of fund
BNY Mellon Short-Intermediate Municipal Bond Fund
SEC File number( e.g., 811- )
811-05021
Shared Credit Users Record: 78
Name of fund
BNY Mellon State Municipal Bond Funds-BNY Mellon Connecticut Fund
SEC File number( e.g., 811- )
811-04906
Shared Credit Users Record: 79
Name of fund
BNY Mellon State Municipal Bond Funds-BNY Mellon Massachusetts Fund
SEC File number( e.g., 811- )
811-04906
Shared Credit Users Record: 80
Name of fund
BNY Mellon State Municipal Bond Funds-BNY Mellon Pennsylvania Fund
SEC File number( e.g., 811- )
811-04906
Shared Credit Users Record: 81
Name of fund
BNY Mellon Stock Funds-BNY Mellon International Core Equity Fund
SEC File number( e.g., 811- )
811-21236
Shared Credit Users Record: 82
Name of fund
BNY Mellon Stock Funds-BNY Mellon International Small Cap Fund
SEC File number( e.g., 811- )
811-21236
Shared Credit Users Record: 83
Name of fund
BNY Mellon Stock Index Fund, Inc.
SEC File number( e.g., 811- )
811-05719
Shared Credit Users Record: 84
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Active MidCap Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 85
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Select Managers Small Cap Growth Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 86
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Select Managers Small Cap Value Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 87
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon U.S. Equity Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 88
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon Global Stock Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 89
Name of fund
BNY Mellon Strategic Funds, Inc.-BNY Mellon International Stock Fund
SEC File number( e.g., 811- )
811-03940
Shared Credit Users Record: 90
Name of fund
BNY Mellon Sustainable U.S. Equity Portfolio, Inc.
SEC File number( e.g., 811- )
811-07044
Shared Credit Users Record: 91
Name of fund
BNY Mellon Sustainable U.S. Equity Fund, Inc.
SEC File number( e.g., 811- )
811-02192
Shared Credit Users Record: 92
Name of fund
BNY Mellon Ultra Short Income Fund
SEC File number( e.g., 811- )
811-04888
Shared Credit Users Record: 93
Name of fund
BNY Mellon U.S. Mortgage Fund, Inc.
SEC File number( e.g., 811- )
811-04215
Shared Credit Users Record: 94
Name of fund
BNY Mellon Variable Investment Fund-Appreciation Portfolio
SEC File number( e.g., 811- )
811-05125
Shared Credit Users Record: 95
Name of fund
BNY Mellon Variable Investment Fund-Growth and Income Portfolio
SEC File number( e.g., 811- )
811-05125
Shared Credit Users Record: 96
Name of fund
BNY Mellon Variable Investment Fund-Opportunistic Small Cap Portfolio
SEC File number( e.g., 811- )
811-05125
Shared Credit Users Record: 97
Name of fund
BNY Mellon Worldwide Growth Fund, Inc.
SEC File number( e.g., 811- )
811-07512
v. Did the Fund draw on the line of credit this period?Radio button not checked Yes Radio button checked No


b. Did the Fund engage in interfund lending? Radio button not checked Yes Radio button checked No

c.Did the Fund engage in interfund borrowing? Radio button not checked Yes Radio button checked No

Item C.21. Swing pricing.

For open-end management investment companies, respond to the following:
a. Did the Fund (if not a Money Market Fund, Exchange-Traded Fund, or Exchange-Traded Managed Fund) engage in swing pricing? Radio button not checked Yes Radio button checked No

N-CEN:Part G: Attachments

Item G.1a. Attachments.

Attachments applicable to all Registrants. All Registrants shall file the following attachments, as applicable, with the current report. Indicate the attachments filed with the current report by checking the applicable items below: Checkbox not checked i. Legal proceedings
Checkbox not checked ii. Provision of financial support
Checkbox checked iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only)
Checkbox not checked iv. Change in accounting principles and practices
Checkbox not checked v. Information required to be filed pursuant to exemptive orders
Checkbox not checked vi. Other information required to be included as an attachment pursuant to Commission rules and regulations

Instructions.

1. Item G.1.a.i. Legal proceedings.

(a) If the Registrant responded "YES" to Item B.11.a., provide a brief description of the proceedings. As part of the description, provide the case or docket number (if any), and the full names of the principal parties to the proceeding.
(b) If the Registrant responded "YES" to Item B.11.b., identify the proceeding and give its date of termination.

2. Item G.1.a.ii. Provision of financial support. If the Registrant responded "YES" to Item B.14., provide the following information (unless the Registrant is a Money Market Fund): (a) Description of nature of support.

(b) Person providing support.

(c) Brief description of relationship between the person providing support and the Registrant.

(d) Date support provided.

(e) Amount of support.

(f) Security supported (if applicable). Disclose the full name of the issuer, the title of the issue (including coupon or yield, if applicable) and at least two identifiers, if available (e.g., CIK, CUSIP, ISIN, LEI).
(g) Value of security supported on date support was initiated (if applicable).

(h) Brief description of reason for support.

(i) Term of support.

(j) Brief description of any contractual restrictions relating to support.

3. Item G.1.a.iii. Independent public accountant's report on internal control (management investment companies other than small business investment companies only). Each management investment company shall furnish a report of its independent public accountant on the company's system of internal accounting controls. The accountant's report shall be based on the review, study and evaluation of the accounting system, internal accounting controls, and procedures for safeguarding securities made during the audit of the financial statements for the reporting period. The report should disclose any material weaknesses in: (a) the accounting system; (b) system of internal accounting control; or (c) procedures for safeguarding securities which exist as of the end of the Registrant's fiscal year.

The accountant's report shall be furnished as an exhibit to the form and shall: (1) be addressed to the Registrant's shareholders and board of directors; (2) be dated; (3) be signed manually; and (4) indicate the city and state where issued.

Attachments that include a report that discloses a material weakness should include an indication by the Registrant of any corrective action taken or proposed.

The fact that an accountant's report is attached to this form shall not be regarded as acknowledging any review of this form by the independent public accountant.

4. Item G.1.a.iv. Change in accounting principles and practices. If the Registrant responded "YES" to Item B.21, provide an attachment that describes the change in accounting principles or practices, or the change in the method of applying any such accounting principles or practices. State the date of the change and the reasons therefor. A letter from the Registrant's independent accountants, approving or otherwise commenting on the change, shall accompany the description.

5. Item G.1.a.v. Information required to be filed pursuant to exemptive orders. File as an attachment any information required to be reported on Form N-CEN or any predecessor form to Form N-CEN (e.g., Form N-SAR) pursuant to exemptive orders issued by the Commission and relied on by the Registrant.

6. Item G.1.a.vi. Other information required to be included as an attachment pursuant to Commission rules and regulations. File as an attachment any other information required to be included as an attachment pursuant to Commission rules and regulations.

N-CEN: Signature

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
Registrant
BNY Mellon Sustainable U.S. Equity Fund, Inc.
Date
2021-08-05
Signature
James Bitetto
Title
Vice President and Secretary