UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM 6-K
REPORT OF FOREIGN PRIVATE ISSUER
PURSUANT TO RULE 13A-16 OR 15D-16
UNDER THE SECURITIES EXCHANGE ACT OF 1934
April 02, 2020
Barclays PLC
(Name of Registrant)
1 Churchill Place
London E14 5HP
England
(Address of Principal Executive Office)
Indicate by check mark whether the registrant files or will file annual reports
under cover of Form 20-F or Form 40-F.
Form 20-F x Form 40-F
Indicate by check mark whether the registrant by furnishing the information
contained in this Form is also thereby furnishing the information to the
Commission pursuant to Rule 12g3-2(b) under the Securities Exchange Act of 1934.
Yes No x
If "Yes" is marked, indicate below the file number assigned to the registrant
in connection with Rule 12g3-2(b):
This Report on Form 6-K is filed by Barclays PLC.
This Report comprises:
Information given to The London Stock Exchange and furnished pursuant to
General Instruction B to the General Instructions to Form 6-K.
EXHIBIT INDEX
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BARCLAYS PLC | |
(Registrant) |
Date: April 02, 2020
By: /s/ Karen Rowe -------------------------------- | |
Karen Rowe | |
Assistant Secretary |
12 March 2020
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
Barclays PLC (the "Company") announces certain transactions by persons discharging managerial responsibility ("PDMRs") in ordinary shares of the Company with a nominal value of 25 pence each ("Shares").
1. On 9 March 2020 the Company granted conditional awards to acquire Shares under:
a. the Barclays Long Term Incentive Plan ("LTIP");
b. the Barclays Group Share Value Plan ("SVP"); and
c. the Barclays Group Deferred Share Value Plan ("DSVP"),
in respect of the deferred Share portion of PDMRs' variable remuneration for 2019. These awards are subject to continued employment over the deferral period and, in the case of the LTIP are based on performance in 2019 and are subject to the satisfaction of performance conditions over the 3 year performance period (2020 - 2022).
Director/ PDMR | SVP/DSVP (Shares) | LTIP (Shares) | Total gross (shares) | Gross value at award (£) | Net value at award (£) |
Jes Staley | 1,124,436 | 4,117,455 | 5,241,891 | £4,542,200 | n/a |
Tushar Morzaria | 651,938 | 2,773,959 | 3,425,897 | £2,943,000 | n/a |
Mark Ashton-Rigby | 1,204,952 | 1,204,952 | £1,070,600 | n/a | |
Paul Compton | 1,940,602 | 1,940,602 | £1,895,600 | n/a | |
Alistair Currie | 361,739 | 361,739 | £289,500 | n/a | |
Stephen Dainton | 935,999 | 935,999 | £822,500 | n/a | |
Matthew Hammerstein | 307,834 | 307,834 | £246,360 | n/a | |
Bob Hoyt | 558,552 | 558,552 | £545,600 | n/a | |
Joseph McGrath | 2,303,983 | 2,303,983 | £2,042,458 | n/a | |
Laura Padovani | 305,960 | 305,960 | £244,860 | n/a | |
Tristram Roberts | 749,893 | 749,893 | £650,000 | n/a | |
Ashok Vaswani | 1,128,377 | 1,128,377 | £1,000,600 | n/a | |
C.S. Venkatakrishnan | 1,041,944 | 1,041,944 | £920,600 | n/a | |
Total | 12,616,209 | 6,891,414 | 19,507,623 | £17,213,878 | n/a |
In line with our standard approach, the number of Shares awarded is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446, discounted from the spot rate at grant to reflect the absence of dividend equivalents during the deferral period.
While the share price has trended lower recently due to various global factors, we believe that these are mostly not specific to Barclays. It is also noted that under the LTIP for Executive Directors, the Committee has full discretion to ensure that the final outcomes are warranted based on the performance of the Group in light of all relevant factors and that there have not been any windfall gains.
2. On 9 March 2020 the trustee of the Barclays Group (PSP) Employees' Benefit Trust ("Trustee") notified the Company that on that date it delivered Shares in respect of the delivery of the non-deferred Share portion of PDMRs' variable remuneration for 2019 performance year (the Share Incentive Award (Holding Period) Shares ("SIA (HP)")). The Shares are subject to a 12 month holding period during which they cannot be charged, pledged, transferred or otherwise encumbered.
Director/ PDMR | Gross - SIA (HP) (Shares) | SIA (HP) (Shares) sold to cover tax and social security liability | Net - SIA (HP) (Shares) | Gross value (£) | Net value (£) |
Jes Staley | 160,694 | 92,816 | 67,878 | £200,000 | £84,481 |
Tushar Morzaria | 160,694 | 75,526 | 85,168 | £200,000 | £106,001 |
Mark Ashton-Rigby | 160,694 | 75,526 | 85,168 | £200,000 | £106,001 |
Paul Compton | 160,694 | 89,458 | 71,236 | £200,000 | £88,661 |
Alistair Currie | 155,069 | 72,882 | 82,187 | £193,000 | £102,290 |
Stephen Dainton | 160,694 | 75,526 | 85,168 | £200,000 | £106,001 |
Matthew Hammerstein | 131,962 | 62,022 | 69,940 | £164,240 | £87,048 |
Bob Hoyt | 160,694 | 75,526 | 85,168 | £200,000 | £106,001 |
Joseph McGrath | 165,184 | 76,050 | 89,134 | £205,589 | £110,937 |
Laura Padovani | 131,158 | 61,644 | 69,514 | £163,240 | £86,518 |
Tristram Roberts | 160,694 | 75,526 | 85,168 | £200,000 | £106,001 |
Ashok Vaswani | 160,694 | 75,526 | 85,168 | £200,000 | £106,001 |
C.S. Venkatakrishnan | 160,694 | 81,986 | 78,708 | £200,000 | £97,960 |
Total | 2,029,619 | 990,014 | 1,039,605 | £2,526,069 | £1,293,901 |
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446.
3. On 9 March 2020 the Trustee notified the Company that on that date it delivered Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year).
Director/ PDMR | Gross - Fixed Pay (Shares) | Shares sold to cover income tax and social security liability | Net - Fixed Pay (Shares) | Gross value (£) | Net value (£) |
Jes Staley | 236,019 | 138,920 | 97,099 | £293,750 | £120,850 |
Tushar Morzaria | 165,715 | 77,886 | 87,829 | £206,250 | £109,312 |
Mark Ashton-Rigby | 140,607 | 66,085 | 74,522 | £175,000 | £92,751 |
Paul Compton | 220,954 | 123,005 | 97,949 | £275,000 | £121,908 |
Alistair Currie | 72,814 | 34,222 | 38,592 | £90,625 | £48,032 |
Stephen Dainton | 273,682 | 128,630 | 145,052 | £340,625 | £180,532 |
Matthew Hammerstein | 40,173 | 18,881 | 21,292 | £50,000 | £26,501 |
Bob Hoyt | 190,824 | 89,687 | 101,137 | £237,500 | £125,876 |
Joseph McGrath | 277,219 | 127,631 | 149,588 | £345,028 | £186,178 |
Laura Padovani | 90,390 | 42,483 | 47,907 | £112,500 | £59,626 |
Tristram Roberts | 145,629 | 68,445 | 77,184 | £181,250 | £96,064 |
Ashok Vaswani | 165,715 | 77,886 | 87,829 | £206,250 | £109,312 |
C.S. Venkatakrishnan | 215,932 | 110,168 | 105,764 | £268,750 | £131,634 |
Total | 2,235,673 | 1,103,929 | 1,131,744 | £2,782,528 | £1,408,576 |
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446.
4. On 9 March 2020 the Trustee notified the Company that on that date it delivered Shares in respect of the release of Share awards granted in prior years (including the buy-out of former-employer awards forfeited on joining Barclays) under:
a. the SVP;
b. Schedule 1 to the SVP (the "JSVP");
c. the DSVP; and
d. Schedule 1 to the DSVP (the "JDSVP").
Director/ PDMR | SVP/ DSVP (Shares) | JSVP/ JDSVP (Shares) | Total Gross (Shares) | Shares sold to cover income tax and social security liability | Total net (Shares) | Gross value (£) | Net value (£) |
Jes Staley | 221,975 | 221,975 | 128,012 | 93,963 | £276,271 | £116,947 | |
Tushar Morzaria | 159,951 | 159,951 | 75,176 | 84,775 | £199,076 | £105,511 | |
Mark Ashton-Rigby | 394,429 | 132,862 | 527,291 | 247,826 | 279,465 | £656,267 | £347,823 |
Paul Compton | 659,356 | 659,356 | 367,063 | 292,293 | £820,635 | £363,788 | |
Alistair Currie | 61,157 | 21,495 | 82,652 | 38,846 | 43,806 | £102,869 | £54,521 |
Stephen Dainton | 231,575 | 231,575 | 108,840 | 122,735 | £288,219 | £152,756 | |
Matthew Hammerstein | 55,406 | 55,406 | 26,040 | 29,366 | £68,959 | £36,549 | |
Bob Hoyt | 367,066 | 367,066 | 172,520 | 194,546 | £456,851 | £242,132 | |
Joseph McGrath | 615,994 | 615,994 | 283,603 | 332,391 | £766,667 | £413,694 | |
Laura Padovani | 12,705 | 12,705 | 5,971 | 6,734 | £15,813 | £8,382 | |
Tristram Roberts | 157,805 | 157,805 | 74,168 | 83,637 | £196,405 | £104,095 | |
Ashok Vaswani | 237,418 | 237,418 | 111,586 | 125,832 | £295,491 | £156,611 | |
C.S. Venkatakrishnan | 193,564 | 171,253 | 364,817 | 186,128 | 178,689 | £454,052 | £222,397 |
Total | 3,368,401 | 325,610 | 3,694,011 | 1,825,779 | 1,868,232 | £4,597,575 | £2,325,206 |
The number of Shares delivered is based on the 10 a.m. Share price on the London Stock Exchange on 9 March 2020 of £1.2446.
Notification and public disclosure of transactions by persons discharging managerial responsibilities and persons closely associated with them
1.a. Barclays Long Term Incentive Plan ("LTIP")
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years, subject to performance conditions being met. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 4,117,455 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Long Term Incentive Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years subject to performance conditions being met. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 2,773,959 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1.b. Barclays Group Share Value Plan ("SVP")
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 1,124,436 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Share Value Plan (the "Award"). Shares under the Award typically vest in two tranches over two years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 651,938 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1.c. Barclays Group Deferred Share Value Plan ("DSVP")
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 1,204,952 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Compton | |
2 | Reason for the notification | ||
a) | Position/status | President of Barclays Bank PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 1,940,602 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alistair Currie | |
2 | Reason for the notification | ||
a) | Position/status | Head of Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 361,739 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Dainton | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 935,999 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Matthew Hammerstein | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Barclays Bank UK PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 307,834 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Bob Hoyt | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above conditional awards to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over five years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 558,552 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Joseph McGrath | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above conditional awards to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 2,303,983 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Laura Padovani | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Compliance Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in five tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 305,960 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Tristram Roberts | |||
2 | Reason for the notification | ||||
a) | Position/status | Group HR Director | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 749,893 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | Outside a trading venue | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Ashok Vaswani | |||
2 | Reason for the notification | ||||
a) | Position/status | Global Head of Consumer Banking and Payments | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 1,128,377 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | Outside a trading venue | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The Company granted the individual described above a conditional award to acquire Shares under the Barclays Deferred Share Value Plan (the "Award"). Shares under the Award typically vest in seven tranches over seven years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 1,041,944 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | Outside a trading venue |
2. Share Incentive Award (Holding Period) Shares ("SIA (HP)"))
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4 .1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4 .2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 92,816 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 75,526 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 75,526 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Compton | |
2 | Reason for the notification | ||
a) | Position/status | President of Barclays Bank PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 89,458 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alistair Currie | |
2 | Reason for the notification | ||
a) | Position/status | Head of Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period lifting during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 155,069 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 72,882 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Dainton | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 75,526 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Matthew Hammerstein | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Barclays Bank UK PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 131,962 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 62,022 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Bob Hoyt | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 75,526 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Joseph McGrath | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 165,184 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 76,050 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Laura Padovani | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Compliance Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 131,158 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 61,644 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Tristram Roberts | |||
2 | Reason for the notification | ||||
a) | Position/status | Group HR Director | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 160,694 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
£1.2446 per Share | 75,526 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Ashok Vaswani | |||
2 | Reason for the notification | ||||
a) | Position/status | Global Head of Consumer Banking and Payments | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 160,694 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
£1.2446 per Share | 75,526 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of Share Incentive (Holding Period) Shares. The Shares are subject to a 12 month holding period during which they cannot be charged, pledged or otherwise encumbered. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 160,694 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Share Incentive (Holding Period) Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 81,986 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
3. Shares in respect of the quarterly payment of the Share element of PDMRs' fixed remuneration
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 7 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 236,019 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): |
£1.2446 per Share | 138,920 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 165,715 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 77,886 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 14 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over three or five years. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 140,607 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 66,085 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Compton | |
2 | Reason for the notification | ||
a) | Position/status | President of Barclays Bank PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 220,954 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 123,005 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alistair Currie | |
2 | Reason for the notification | ||
a) | Position/status | Head of Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 72,814 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares | |
c) | Price(s) and volume(s) | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Dainton | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 30 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 273,682 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 128,630 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Matthew Hammerstein | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Barclays Bank UK PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 40,173 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 18,881 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Bob Hoyt | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 190,824 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 89,687 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Joseph McGrath | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 28 August 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 277,219 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 127,631 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Laura Padovani | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Compliance Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 21 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 90,390 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 42,483 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Tristram Roberts | |||
2 | Reason for the notification | ||||
a) | Position/status | Group HR Director | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 145,629 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
£1.2446 per Share | 68,445 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Ashok Vaswani | |||
2 | Reason for the notification | ||||
a) | Position/status | Global Head of Consumer Banking and Payments | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 20 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 165,715 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
£1.2446 per Share | 77,886 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above pursuant to a trading plan entered into on 6 March 2019. The Shares delivered are in respect of the quarterly payment of the Share element of the individual's fixed remuneration for the three month period to 31 March 2020. The Shares are subject to a holding period with restrictions lifting in equal tranches over five years (20% each year). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 215,932 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 110,168 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
4.a. SVP
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Jes Staley | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Executive Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 221,975 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the SVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 128,012 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Tushar Morzaria | |
2 | Reason for the notification | ||
a) | Position/status | Group Finance Director | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Share Value Plan ("SVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 159,951 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the SVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 75,176 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
4.c. DSVP
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 394,429 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 185,381 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Paul Compton | |
2 | Reason for the notification | ||
a) | Position/status | President of Barclays Bank PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 659,356 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 367,063 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Alistair Currie | |
2 | Reason for the notification | ||
a) | Position/status | Head of Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 61,157 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 28,744 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Stephen Dainton | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Markets | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 231,575 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 108,840 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Matthew Hammerstein | |
2 | Reason for the notification | ||
a) | Position/status | CEO, Barclays Bank UK PLC | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 55,406 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 26,040 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Bob Hoyt | |
2 | Reason for the notification | ||
a) | Position/status | Group General Counsel | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 367,066 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 172,520 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Joseph McGrath | |
2 | Reason for the notification | ||
a) | Position/status | Global Head of Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 615,994 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 283,603 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Laura Padovani | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Compliance Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 12,705 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 5,971 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Tristram Roberts | |||
2 | Reason for the notification | ||||
a) | Position/status | Group HR Director | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six or twelve months. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 157,805 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
£1.2446 per Share | 74,168 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||||
a) | Name | Ashok Vaswani | |||
2 | Reason for the notification | ||||
a) | Position/status | Global Head of Consumer Banking and Payments | |||
b) | Initial notification /Amendment | Initial notification | |||
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||||
a) | Name | Barclays PLC | |||
b) | LEI | 213800LBQA1Y9L22JB70 | |||
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months or twelve months. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received | ||
£1.2446 per Share | 237,418 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |||
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |||
c) | Price(s) and volume(s) | Price(s) | Volume(s) | ||
£1.2446 per Share | 111,586 | ||||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |||
e) | Date of the transaction | 2020-03-09 | |||
f) | Place of the transaction | London Stock Exchange (XLON) | |||
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employees' Benefit Trust delivered Shares to the individual described above. The Shares delivered are in respect of the Barclays Deferred Share Value Plan ("DSVP"). The Shares are subject to a holding period with restrictions lifting after six months or twelve months. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 193,564 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 98,756 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
4.b. Schedule 1 to the SVP (the "JSVP") and 4.d. Schedule 1 to the DSVP (the "JDSVP")
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | Mark Ashton-Rigby | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Operating Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to awards made under Schedule 1 to the Barclays Group Share Value Plan ("SVP"). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 132,862 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under Schedule 1 to the SVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 62,445 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Alistair Currie | ||
2 | Reason for the notification | ||
a) | Position/status | Head of Corporate Banking | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Deferred Share Value Plan ("JDSVP"). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 21,495 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under Schedule 1 to the DSVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 10,102 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
1 | Details of the person discharging managerial responsibilities / person closely associated | ||
a) | Name | C.S. Venkatakrishnan | |
2 | Reason for the notification | ||
a) | Position/status | Group Chief Risk Officer | |
b) | Initial notification /Amendment | Initial notification | |
3 | Details of the issuer, emission allowance market participant, auction platform, auctioneer or auction monitor | ||
a) | Name | Barclays PLC | |
b) | LEI | 213800LBQA1Y9L22JB70 | |
4.1 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | The trustee of the Barclays Group (PSP) Employee Benefit Trust delivered Shares to the individual set out above to satisfy the release of Shares subject to an award made under Schedule 1 to the Barclays Group Share Value Plan ("SVP"). | |
c) | Price(s) and volume(s) | Price(s) | Volume(s): Number of Shares received |
£1.2446 per Share | 171,253 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) | |
4.2 | Details of the transaction(s): section to be repeated for (i) each type of instrument; (ii) each type of transaction; (iii) each date; and (iv) each place where transactions have been conducted | ||
a) | Description of the financial instrument, type of instrument Identification code | Ordinary shares with a nominal value of 25 pence each ("Shares") GB0031348658 | |
b) | Nature of the transaction | Sale of Shares to cover income tax and social security liability due on the delivery of Shares under Schedule 1 to the SVP. | |
c) | Price(s) and volume(s) | Price(s) | Volume(s) |
£1.2446 per Share | 87,372 | ||
d) | Aggregated information - Aggregated volume - Price | Not applicable | |
e) | Date of the transaction | 2020-03-09 | |
f) | Place of the transaction | London Stock Exchange (XLON) |
For further information please contact:
Investor Relations | Media Relations |
Chris Manners | Tom Hoskin |
+ 44 (0) 20 7773 2136 | +44 (0)20 7116 4755 |