UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-03023
FORUM FUNDS
Three Canal Plaza, Suite 600
Portland, Maine 04101
207-347-2090
Jessica Chase, President
Three Canal Plaza, Suite 600
Portland, Maine 04101
Date of fiscal year end:
MARCH 31
Absolute Capital Opportunities Fund, Absolute Convertible Arbitrage Fund, Absolute Strategies Fund, Adalta International Fund*, Beck, Mack & Oliver Partners Fund, LMCG Global MultiCap Fund*, LMCG International Small Cap Fund, Merk Absolute Return Currency Fund*, Merk Hard Currency Fund, Payson Total Return Fund
APRIL 30
Monongahela All Cap Value Fund
JUNE 30
Auxier Focus Fund, DF Dent Midcap Growth Fund, DF Dent Premier Growth Fund, DF Dent Small Cap Growth Fund,
AUGUST 31
MAI Managed Volatility Fund
DECEMBER 31
Lisanti Small Cap Growth Fund, Polaris Global Value Fund, The BeeHive Fund
Date of reporting period: July 1, 2019—June 30, 2020
* | Voting information for (1) Adalta International Fund is for the period July 1, 2019 through November 30, 2019 (termination of operations); (2) LMCG Global Multicap Fund is for the period July 1, 2019 through January 15, 2020 (termination of operations); (3) Merk Absolute Return Currency Fund is for the period July 1, 2019 through July 31, 2019 (termination of operations). |
ITEM 1: PROXY VOTING RECORD
Kovitz Investment Group/Absolute Capital Opportunities Fund
Proxy Voting Record
July 1, 2019 - June 30, 2020
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director Edward J. (Joe) Shoen | Management | Yes | Withhold | Yes | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director James E. Acridge | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director John P. Brogan | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director John M. Dodds | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director James J. Grogan | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director Richard J. Herrera | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director Karl A. Schmidt | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Elect Director Samuel J. Shoen | Management | Yes | Withhold | Yes | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | No | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Ratify and Affirm Decisions and Actions Taken by the Board and Executive Officers for Fiscal 2019 | Share Holder | Yes | Against | Yes | ||||||||||
AMERCO | UHAL | 023586100 | 22-Aug-19 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Gregory E. Abel | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Alexandre Behring | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Joao M. Castro-Neves | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Tracy Britt Cool | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director John T. Cahill | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Feroz Dewan | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Jeanne P. Jackson | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Jorge Paulo Lemann | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director John C. Pope | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director Alexandre Van Damme | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Elect Director George Zoghbi | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Report on Protein Diversification | Share Holder | Yes | Against | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 12-Sep-19 | Report on Efforts to Reduce Pesticide Use in the Company’s Supply Chain | Share Holder | Yes | For | Yes | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director John A. Edwardson | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Marvin R. Ellison | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Susan Patricia Griffith | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director John C. (Chris) Inglis | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Kimberly A. Jabal | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Shirley Ann Jackson | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director R. Brad Martin | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Joshua Cooper Ramo | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Susan C. Schwab | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Frederick W. Smith | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director David P. Steiner | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Elect Director Paul S. Walsh | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Approve Omnibus Stock Plan | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
FedEx Corporation | FDX | 31428X106 | 23-Sep-19 | Report on Employee Representation on the Board of Directors | Share Holder | Yes | Against | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Samuel Altman | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Susan C. Athey | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director A. George ‘Skip’ Battle | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Chelsea Clinton | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Barry Diller | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Craig A. Jacobson | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Victor A. Kaufman | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Peter M. Kern | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Dara Khosrowshahi | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Mark D. Okerstrom | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Alexander von Furstenberg | Management | Yes | Withhold | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Elect Director Julie Whalen | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Approve Securities Transfer Restrictions | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Approve Change-of-Control Clause | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 03-Dec-19 | Ratify Ernst & Young as Auditors | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Steven J. Demetriou | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Christopher M.T. Thompson | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Joseph R. Bronson | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Robert C. Davidson, Jr. | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Ralph E. Eberhart | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Georgette D. Kiser | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Linda Fayne Levinson | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Barbara L. Loughran | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Robert A. McNamara | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Elect Director Peter J. Robertson | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Jacobs Engineering Group Inc. | J | 469814107 | 14-Jan-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0408V102 | 04-Feb-20 | Approve Scheme of Arrangement | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0408V102 | 04-Feb-20 | Approve Reduction of Share Capital and Creation of Distributable Profits | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0408V102 | 04-Feb-20 | Approve Terms of an Off-Exchange Buyback and Cancellation of Class B Ordinary Shares | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0408V102 | 04-Feb-20 | Approve Delisting of Shares from the New York Stock Exchange | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0408V102 | 04-Feb-20 | Adjourn Meeting | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0408V102 | 04-Feb-20 | Approve Scheme of Arrangement | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director James Bell | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director Tim Cook | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director Al Gore | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director Andrea Jung | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director Art Levinson | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director Ron Sugar | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Elect Director Sue Wagner | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Proxy Access Amendments | Share Holder | Yes | For | Yes | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | Against | No | ||||||||||
Apple Inc. | AAPL | 037833100 | 26-Feb-20 | Report on Freedom of Expression and Access to Information Policies | Share Holder | Yes | For | Yes | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Ray Stata | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Vincent Roche | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director James A. Champy | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Anantha P. Chandrakasan | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Bruce R. Evans | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Edward H. Frank | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Karen M. Golz | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Mark M. Little | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Kenton J. Sicchitano | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Elect Director Susie Wee | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Approve Omnibus Stock Plan | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Analog Devices, Inc. | ADI | 032654105 | 11-Mar-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Susan E. Arnold | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Mary T. Barra | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Safra A. Catz | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Francis A. deSouza | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Michael B.G. Froman | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Robert A. Iger | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Maria Elena Lagomasino | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Mark G. Parker | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Elect Director Derica W. Rice | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
The Walt Disney Company | DIS | 254687106 | 11-Mar-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Elect Director Stephen F. Angel | Management | Yes | For | No | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Elect Director Hugh Grant | Management | Yes | For | No | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Elect Director Melanie L. Healey | Management | Yes | For | No | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Elect Director Kathleen A. Ligocki | Management | Yes | For | No | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Declassify the Board of Directors | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Reduce Supermajority Vote Requirement | Management | Yes | For | No | ||||||||||
PPG Industries, Inc. | PPG | 693506107 | 16-Apr-20 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Michael L. Corbat | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Ellen M. Costello | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Grace E. Dailey | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Barbara J. Desoer | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director John C. Dugan | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Duncan P. Hennes | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Peter B. Henry | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director S. Leslie Ireland | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Lew W. (Jay) Jacobs, IV | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Renee J. James | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Gary M. Reiner | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Diana L. Taylor | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director James S. Turley | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Deborah C. Wright | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Alexander R. Wynaendts | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Elect Director Ernesto Zedillo Ponce de Leon | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Amend Proxy Access Right | Share Holder | Yes | For | Yes | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Review on Governance Documents | Share Holder | Yes | Against | No | ||||||||||
Citigroup Inc. | C | 172967424 | 21-Apr-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | Against | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Sharon L. Allen | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Susan S. Bies | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Jack O. Bovender, Jr. | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Frank P. Bramble, Sr. | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Pierre J.P. de Weck | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Arnold W. Donald | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Linda P. Hudson | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Monica C. Lozano | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Thomas J. May | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Brian T. Moynihan | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Lionel L. Nowell, III | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Denise L. Ramos | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Clayton S. Rose | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Michael D. White | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Thomas D. Woods | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director R. David Yost | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Elect Director Maria T. Zuber | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Amend Proxy Access Right | Share Holder | Yes | For | Yes | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Report on Gender Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Bank of America Corporation | BAC | 060505104 | 22-Apr-20 | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices | Share Holder | Yes | Against | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Robert A. Bradway | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director David L. Calhoun | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Arthur D. Collins, Jr. | Management | Yes | Against | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Edmund P. Giambastiani, Jr. | Management | Yes | Against | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Lynn J. Good | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Nikki R. Haley - Withdrawn Resolution | Management | Yes | No | |||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Akhil Johri | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Lawrence W. Kellner | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Caroline B. Kennedy | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Steven M. Mollenkopf | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director John M. Richardson | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Susan C. Schwab | Management | Yes | Against | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Elect Director Ronald A. Williams | Management | Yes | Against | Yes |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Require Director Nominee Qualifications | Share Holder | Yes | Against | No | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Require Independent Board Chairman | Share Holder | Yes | For | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Adopt Share Retention Policy For Senior Executives | Share Holder | Yes | For | Yes | ||||||||||
The Boeing Company | BA | 097023105 | 27-Apr-20 | Increase Disclosure of Compensation Adjustments | Share Holder | Yes | For | Yes | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director W. Lance Conn | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Kim C. Goodman | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Craig A. Jacobson | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Gregory B. Maffei | Management | Yes | Against | Yes | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director John D. Markley, Jr. | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director David C. Merritt | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director James E. Meyer | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Steven A. Miron | Management | Yes | Against | Yes | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Balan Nair | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Michael A. Newhouse | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Mauricio Ramos | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Thomas M. Rutledge | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Elect Director Eric L. Zinterhofer | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Charter Communications, Inc. | CHTR | 16119P108 | 28-Apr-20 | Require Independent Board Chairman | Share Holder | Yes | For | Yes | ||||||||||
Valmont Industries, Inc. | VMI | 920253101 | 28-Apr-20 | Elect Director Mogens C. Bay | Management | Yes | For | No | ||||||||||
Valmont Industries, Inc. | VMI | 920253101 | 28-Apr-20 | Elect Director Walter Scott, Jr. | Management | Yes | For | No | ||||||||||
Valmont Industries, Inc. | VMI | 920253101 | 28-Apr-20 | Elect Director Clark T. Randt, Jr. | Management | Yes | For | No | ||||||||||
Valmont Industries, Inc. | VMI | 920253101 | 28-Apr-20 | Elect Director Richard Lanoha | Management | Yes | For | No | ||||||||||
Valmont Industries, Inc. | VMI | 920253101 | 28-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Valmont Industries, Inc. | VMI | 920253101 | 28-Apr-20 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director William D. Anderson | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Donald C. Berg | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Maryse Bertrand | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Marc Caira | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Glenn J. Chamandy | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Shirley E. Cunningham | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Russell Goodman | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Charles M. Herington | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Luc Jobin | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Craig A. Leavitt | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Elect Director Anne Martin-Vachon | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Approve Shareholder Rights Plan | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Advisory Vote on Executive Compensation Approach | Management | Yes | For | No | ||||||||||
Gildan Activewear Inc. | GIL | 375916103 | 30-Apr-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director M. Michele Burns | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Drew G. Faust | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Mark A. Flaherty | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Ellen J. Kullman | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Lakshmi N. Mittal | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Adebayo O. Ogunlesi | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Peter Oppenheimer | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director David M. Solomon | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Jan E. Tighe | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director David A. Viniar | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Elect Director Mark O. Winkelman | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
The Goldman Sachs Group, Inc. | GS | 38141G104 | 30-Apr-20 | Review of Statement on the Purpose of a Corporation | Share Holder | Yes | Against | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Warren E. Buffett | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Charles T. Munger | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Gregory E. Abel | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Howard G. Buffett | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Stephen B. Burke | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Kenneth I. Chenault | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Susan L. Decker | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director David S. Gottesman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Charlotte Guyman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Ajit Jain | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Thomas S. Murphy | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Ronald L. Olson | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Walter Scott, Jr. | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Meryl B. Witmer | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Adopt a Policy on Board Diversity | Share Holder | Yes | Against | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Warren E. Buffett | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Charles T. Munger | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Gregory E. Abel | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Howard G. Buffett | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Stephen B. Burke | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Kenneth I. Chenault | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Susan L. Decker | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director David S. Gottesman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Charlotte Guyman | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Ajit Jain | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Thomas S. Murphy | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Ronald L. Olson | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Walter Scott, Jr. | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Elect Director Meryl B. Witmer | Management | Yes | For | No | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | Yes | ||||||||||
Berkshire Hathaway Inc. | BRK.B | 084670702 | 02-May-20 | Adopt a Policy on Board Diversity | Share Holder | Yes | Against | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Charlene Barshefsky | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director John J. Brennan | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Peter Chernin | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Ralph de la Vega | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Anne Lauvergeon | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Michael O. Leavitt | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Theodore J. Leonsis | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Karen L. Parkhill | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Lynn A. Pike | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Stephen J. Squeri | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Daniel L. Vasella | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Ronald A. Williams | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Elect Director Christopher D. Young | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
American Express Company | AXP | 025816109 | 05-May-20 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Andre Calantzopoulos | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Louis C. Camilleri | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Werner Geissler | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Lisa A. Hook | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Jennifer Li | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Jun Makihara | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Kalpana Morparia | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Lucio A. Noto | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Frederik Paulsen | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Elect Director Robert B. Polet | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Philip Morris International Inc. | PM | 718172109 | 06-May-20 | Ratify PricewaterhouseCoopers SA as Auditor | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Gregory E. Abel | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Alexandre Behring | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director John T. Cahill | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Joao M. Castro-Neves | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Timothy Kenesey | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Jorge Paulo Lemann | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Susan Mulder | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director John C. Pope | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Elio Leoni Sceti | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director Alexandre Van Damme | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Elect Director George Zoghbi | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Approve Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
The Kraft Heinz Company | KHC | 500754106 | 07-May-20 | Reduce Supermajority Vote Requirement | Share Holder | Yes | Against | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Gregory Q. Brown | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Kenneth D. Denman | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Egon P. Durban | Management | Yes | Against | Yes | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Clayton M. Jones | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Judy C. Lewent | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Gregory K. Mondre | Management | Yes | Against | Yes | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Anne R. Pramaggiore | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Elect Director Joseph M. Tucci | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Motorola Solutions, Inc. | MSI | 620076307 | 11-May-20 | Report on Political Contributions | Share Holder | Yes | For | Yes | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Elect Director William S. Haraf | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Elect Director Frank C. Herringer | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Elect Director Roger O. Walther | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Provide Proxy Access Right | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Adopt Policy to Annually Disclose EEO-1 Data | Share Holder | Yes | For | Yes | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 12-May-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 13-May-20 | Elect Director Sandra L. Helton | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 13-May-20 | Elect Director Sharon Wienbar | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 13-May-20 | Elect Director Benjamin Wolin | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 13-May-20 | Ratify BDO USA, LLP as Auditors | Management | Yes | For | No | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 13-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
Covetrus, Inc. | CVET | 22304C100 | 13-May-20 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Brandon B. Boze | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Beth F. Cobert | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Curtis F. Feeny | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Reginald H. Gilyard | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Shira D. Goodman | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Christopher T. Jenny | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Gerardo I. Lopez | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Robert E. Sulentic | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Laura D. Tyson | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Ray Wirta | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Elect Director Sanjiv Yajnik | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CBRE Group, Inc. | CBRE | 12504L109 | 14-May-20 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Yes | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Kenneth A. Bronfin | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Michael R. Burns | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Hope F. Cochran | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Crispin H. Davis | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director John A. Frascotti | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Lisa Gersh | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Brian D. Goldner | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Alan G. Hassenfeld | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Tracy A. Leinbach | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Edward M. Philip | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Richard S. Stoddart | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Mary Beth West | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Elect Director Linda K. Zecher | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Amend Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
Hasbro, Inc. | HAS | 418056107 | 14-May-20 | Ratify KPMG LLP as Auditor | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Linda B. Bammann | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Stephen B. Burke | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Todd A. Combs | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director James S. Crown | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director James Dimon | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Timothy P. Flynn | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Mellody Hobson | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Michael A. Neal | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Lee R. Raymond | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Elect Director Virginia M. Rometty | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Require Independent Board Chair | Share Holder | Yes | For | Yes | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Report on Reputational Risk Related to Canadian Oil Sands, Oil Sands Pipeline Companies and Arctic Oil and Gas Exploration and Production. | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Report on Climate Change | Share Holder | Yes | For | Yes | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Amend Shareholder Written Consent Provisions | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Report on Charitable Contributions | Share Holder | Yes | Against | No | ||||||||||
JPMorgan Chase & Co. | JPM | 46625H100 | 19-May-20 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Julia L. Coronado | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Dirk A. Kempthorne | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Harold M. Messmer, Jr. | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Marc H. Morial | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Barbara J. Novogradac | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Robert J. Pace | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director Frederick A. Richman | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Elect Director M. Keith Waddell | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Robert Half International Inc. | RHI | 770323103 | 20-May-20 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 20-May-20 | Elect Director Normand A. Boulanger | Management | Yes | Withhold | Yes | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 20-May-20 | Elect Director David A. Varsano | Management | Yes | Withhold | Yes | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 20-May-20 | Elect Director Michael J. Zamkow | Management | Yes | Withhold | Yes | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 20-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
SS&C Technologies Holdings, Inc. | SSNC | 78467J100 | 20-May-20 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Carolyn Corvi | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Barney Harford | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Michele J. Hooper | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Walter Isaacson | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director James A. C. Kennedy | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director J. Scott Kirby | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Oscar Munoz | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Edward M. Philip | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director Edward L. Shapiro | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director David J. Vitale | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Elect Director James M. Whitehurst | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
United Airlines Holdings, Inc. | UAL | 910047109 | 20-May-20 | Report on Global Warming-Related Lobbying Activities | Share Holder | Yes | For | Yes | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Elect Director Karen A. Smith Bogart | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Elect Director Jeffrey S. Lorberbaum | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Elect Director Karen A. Smith Bogart | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Elect Director Jeffrey S. Lorberbaum | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
Mohawk Industries, Inc. | MHK | 608190104 | 21-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Jeffrey P. Bezos | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Rosalind G. Brewer | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Jamie S. Gorelick | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Daniel P. Huttenlocher | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Judith A. McGrath | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Indra K. Nooyi | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Jonathan J. Rubinstein | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Thomas O. Ryder | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Patricia Q. Stonesifer | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Elect Director Wendell P. Weeks | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | Yes | For | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Management of Food Waste | Share Holder | Yes | For | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Customers’ Use of its Surveillance and Computer Vision Products or Cloud-Based Services | Share Holder | Yes | For | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Potential Human Rights Impacts of Customers’ Use of Rekognition | Share Holder | Yes | For | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Products Promoting Hate Speech and Sales of Offensive Products | Share Holder | Yes | For | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Require Independent Board Chairman | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Global Median Gender/Racial Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Reducing Environmental and Health Harms to Communities of Color | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Viewpoint Discrimination | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Promotion Velocity | Share Holder | Yes | Against | No | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Human Rights Risk Assessment | Share Holder | Yes | For | Yes | ||||||||||
Amazon.com, Inc. | AMZN | 023135106 | 27-May-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Peggy Alford | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Marc L. Andreessen | Management | Yes | Withhold | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Andrew W. Houston | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Nancy Killefer | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Robert M. Kimmitt | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Sheryl K. Sandberg | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Peter A. Thiel | Management | Yes | Withhold | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Tracey T. Travis | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Elect Director Mark Zuckerberg | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Approve Non-Employee Director Compensation Policy | Management | Yes | Against | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | For | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Require Independent Board Chair | Share Holder | Yes | For | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Report on Political Advertising | Share Holder | Yes | For | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Report on Civil and Human Rights Risk Assessment | Share Holder | Yes | Against | No | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Report on Online Child Sexual Exploitation | Share Holder | Yes | For | Yes | ||||||||||
Facebook, Inc. | FB | 30303M102 | 27-May-20 | Report on Median Gender/Racial Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Earl C. (Duke) Austin, Jr. | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Doyle N. Beneby | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director J. Michal Conaway | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Vincent D. Foster | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Bernard Fried | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Worthing F. Jackman | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director David M. McClanahan | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Margaret B. Shannon | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Pat Wood, III | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Martha B. Wyrsch | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Earl C. (Duke) Austin, Jr. | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Doyle N. Beneby | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director J. Michal Conaway | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Vincent D. Foster | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Bernard Fried | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Worthing F. Jackman | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director David M. McClanahan | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Margaret B. Shannon | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Pat Wood, III | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Elect Director Martha B. Wyrsch | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Quanta Services, Inc. | PWR | 74762E102 | 28-May-20 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Larry Page | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Sergey Brin | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Sundar Pichai | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director John L. Hennessy | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Frances H. Arnold | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director L. John Doerr | Management | Yes | Withhold | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Roger W. Ferguson Jr. | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Ann Mather | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Alan R. Mulally | Management | Yes | Withhold | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director K. Ram Shiram | Management | Yes | Withhold | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Elect Director Robin L. Washington | Management | Yes | Withhold | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | For | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Report on Arbitration of Employment-Related Claims | Share Holder | Yes | For | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Establish Human Rights Risk Oversight Committee | Share Holder | Yes | For | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Require Shareholder Approval of Bylaw Amendments Adopted by the Board of Directors | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Assess Feasibility of Including Sustainability as a Performance Measure for Senior Executive Compensation | Share Holder | Yes | For | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Report on Takedown Requests | Share Holder | Yes | For | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Yes |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Report on Gender/Racial Pay Gap | Share Holder | Yes | Against | No | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Require Independent Director Nominee with Human and/or Civil Rights Experience | Share Holder | Yes | For | Yes | ||||||||||
Alphabet Inc. | GOOGL | 02079K305 | 03-Jun-20 | Report on Whistleblower Policies and Practices | Share Holder | Yes | Against | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 03-Jun-20 | Elect Director Mark Garrett | Management | Yes | Withhold | Yes | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 03-Jun-20 | Elect Director Ryan Roslansky | Management | Yes | Withhold | Yes | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 03-Jun-20 | Elect Director Lee E. Wittlinger | Management | Yes | Withhold | Yes | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 03-Jun-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
GoDaddy Inc. | GDDY | 380237107 | 03-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Yes | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Timothy M. Armstrong | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Jeffery H. Boyd | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Glenn D. Fogel | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Mirian M. Graddick-Weir | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Wei Hopeman | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Robert J. Mylod, Jr. | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Charles H. Noski | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Nicholas J. Read | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Thomas E. Rothman | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Bob van Dijk | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Lynn M. Vojvodich | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Elect Director Vanessa A. Wittman | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | No | ||||||||||
Booking Holdings Inc. | BKNG | 09857L108 | 04-Jun-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 04-Jun-20 | Issue Shares in Connection with Merger | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 04-Jun-20 | Amend Charter | Management | Yes | For | No | ||||||||||
The Charles Schwab Corporation | SCHW | 808513105 | 04-Jun-20 | Adjourn Meeting | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Samuel Altman | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Susan C. Athey | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director A. George ‘Skip’ Battle | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Chelsea Clinton | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Barry Diller | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Jon T. Gieselman | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Craig A. Jacobson | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Peter M. Kern | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Dara Khosrowshahi | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Greg Mondre | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director David Sambur | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Alexander von Furstenberg | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Elect Director Julie Whalen | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Amend Omnibus Stock Plan | Management | Yes | Against | Yes | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Ratify Ernst & Young as Auditors | Management | Yes | For | No | ||||||||||
Expedia Group, Inc. | EXPE | 30212P303 | 10-Jun-20 | Report on Political Contributions and Expenditures | Share Holder | Yes | For | Yes | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Mary T. Barra | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Wesley G. Bush | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Linda R. Gooden | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Joseph Jimenez | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Jane L. Mendillo | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Judith A. Miscik | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Patricia F. Russo | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Thomas M. Schoewe | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Theodore M. Solso | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Carol M. Stephenson | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Elect Director Devin N. Wenig | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Approve Omnibus Stock Plan | Management | Yes | For | No | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Provide Right to Act by Written Consent | Share Holder | Yes | For | Yes | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Amend Proxy Access Right | Share Holder | Yes | For | Yes |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Report on Human Rights Policy Implementation | Share Holder | Yes | For | Yes | ||||||||||
General Motors Company | GM | 37045V100 | 16-Jun-20 | Report on Lobbying Payments and Policy | Share Holder | Yes | For | Yes | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Andrew Anagnost | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Karen Blasing | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Reid French | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Ayanna Howard | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Blake Irving | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Mary T. McDowell | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Stephen Milligan | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Lorrie M. Norrington | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Betsy Rafael | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Elect Director Stacy J. Smith | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Autodesk, Inc. | ADSK | 052769106 | 18-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Lester B. Knight | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Gregory C. Case | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Jin-Yong Cai | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Jeffrey C. Campbell | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Fulvio Conti | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Cheryl A. Francis | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director J. Michael Losh | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Richard B. Myers | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Richard C. Notebaert | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Gloria Santona | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Elect Director Carolyn Y. Woo | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | Yes | For | No | ||||||||||
Aon plc | AON | G0403H108 | 19-Jun-20 | Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | No | ||||||||||
Del Taco Restaurants, Inc. | TACO | 245496104 | 19-Jun-20 | Elect Director Lawrence F. Levy | Management | Yes | For | No | ||||||||||
Del Taco Restaurants, Inc. | TACO | 245496104 | 19-Jun-20 | Elect Director Eileen Aptman | Management | Yes | For | No | ||||||||||
Del Taco Restaurants, Inc. | TACO | 245496104 | 19-Jun-20 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | No | ||||||||||
Del Taco Restaurants, Inc. | TACO | 245496104 | 19-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Peter J. Bensen | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Ronald E. Blaylock | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Sona Chawla | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Thomas J. Folliard | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Shira Goodman | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Robert J. Hombach | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director David W. McCreight | Management | Yes | For | No |
Issuer Name | Exchange Ticker Symbol | CUSIP# | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director William D. Nash | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Mark F. O’Neil | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Pietro Satriano | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Marcella Shinder | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Elect Director Mitchell D. Steenrod | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Ratify KPMG LLP as Auditors | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | No | ||||||||||
CarMax, Inc. | KMX | 143130102 | 23-Jun-20 | Amend Omnibus Stock Plan | Management | Yes | For | No |
[ABSOLUTE / ST JAMES / ASFIX]
Proxy Voting Record
July 1, 2019-June 30, 2020
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ROYAL GOLD, INC. | RGLD | 780287108 | 11/20/2019 | 1A. Election of Director: William M. Hayes | Issuer | Y | For | For | ||||||||
1B. Election of Director: Ronald J. Vance | Issuer | Y | For | For | ||||||||||||
2. The approval, on an advisory basis, of the compensation of the Named Executive Officers. | Issuer | Y | For | For | ||||||||||||
3. The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2020. | Issuer | Y | For | For | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 3/11/2020 | 1A. Election of Director: Susan E. Arnold | Issuer | Y | For | For | ||||||||
1B. Election of Director: Mary T. Barra | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Safra A. Catz | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Francis A. deSouza | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Michael B. G. Froman | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Robert A. Iger | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Maria Elena Lagomasino | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Mark G. Parker | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Derica W. Rice | Issuer | Y | For | For | ||||||||||||
2. To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2020. | Issuer | Y | For | For | ||||||||||||
3. To approve the advisory resolution on executive compensation. | Issuer | Y | For | For | ||||||||||||
4. To approve an amendment to the Company’s Amended and Restated 2011 Stock Incentive Plan. | Issuer | Y | For | For | ||||||||||||
5. Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ABB LTD | ABB | 000375204 | 3/26/2020 | 1. Approval of the management report, the consolidated financial statements and the annual financial statements for 2019. | Issuer | Y | For | For | ||||||||
2. Consultative vote on the 2019 Compensation Report. | Issuer | Y | For | For | ||||||||||||
3. Discharge of the Board of Directors and the persons entrusted with management. | Issuer | Y | For | For | ||||||||||||
4. Appropriation of earnings. | Issuer | Y | For | For | ||||||||||||
5. Amendment to the Articles of Incorporation. | Issuer | Y | For | For | ||||||||||||
6.1 Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2020 Annual General Meeting to the 2021 Annual General Meeting. | Issuer | Y | For | For | ||||||||||||
6.2 Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2021. | Issuer | Y | For | For | ||||||||||||
7A. Election of Matti Alahuhta as Director. | Issuer | Y | For | For | ||||||||||||
7B. Election of Gunnar Brock as Director. | Issuer | Y | For | For | ||||||||||||
7C. Election of David Constable as Director. | Issuer | Y | For | For | ||||||||||||
7D. Election of Frederico Fleury Curado as Director. | Issuer | Y | For | For | ||||||||||||
7E. Election of Lars Förberg as Director. | Issuer | Y | For | For | ||||||||||||
7F. Election of Jennifer Xin-Zhe Li as Director. | Issuer | Y | For | For | ||||||||||||
7G. Election of Geraldine Matchett as Director. | Issuer | Y | For | For | ||||||||||||
7H. Election of David Meline as Director. | Issuer | Y | For | For | ||||||||||||
7I. Election of Satish Pai as Director. | Issuer | Y | For | For | ||||||||||||
7J. Election of Jacob Wallenberg as Director. | Issuer | Y | For | For | ||||||||||||
7K. Election of Peter Voser as Director and Chairman. | Issuer | Y | For | For | ||||||||||||
8.1 Election of Member to the Compensation Committee: David Constable | Issuer | Y | For | For | ||||||||||||
8.2 Election of Member to the Compensation Committee: Frederico Fleury Curado | Issuer | Y | For | For | ||||||||||||
8.3 Election of Member to the Compensation Committee: Jennifer Xin-Zhe Li | Issuer | Y | For | For | ||||||||||||
9. Election of the independent proxy, Dr. Hans Zehnder | Issuer | Y | For | For | ||||||||||||
10. Election of the auditors, KPMG AG. | Issuer | Y | For | For | ||||||||||||
11. In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 4/1/2020 | 1A. Election of Director: Patrick de La Chevardière | Issuer | Y | For | For | ||||||||
1B. Election of Director: Miguel M. Galuccio | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Olivier Le Peuch | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Tatiana A. Mitrova | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Lubna S. Olayan | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Mark G. Papa | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Leo Rafael Reif | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Henri Seydoux | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Jeff W. Sheets | Issuer | Y | For | For | ||||||||||||
2. Approval of the advisory resolution to approve our executive compensation. | Issuer | Y | For | For | ||||||||||||
3. Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors’ declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Issuer | Y | For | For | ||||||||||||
4. Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
THE BANK OF NEW YORK MELLON CORPORATION | BK | 064058100 | 4/15/2020 | 1A. Election of Director: Linda Z. Cook | Issuer | Y | For | For | ||||||||
1B. Election of Director: Joseph J. Echevarria | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Thomas P. “Todd” Gibbons | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Jeffrey A. Goldstein | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Edmund F. “Ted” Kelly | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Jennifer B. Morgan | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Elizabeth E. Robinson | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Samuel C. Scott III | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Frederick O. Terrell | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Alfred W. “Al” Zollar | Issuer | Y | For | For | ||||||||||||
2. Advisory resolution to approve the 2019 compensation of our named executive officers. | Issuer | Y | For | For | ||||||||||||
3. Ratification of KPMG LLP as our independent auditor for 2020. | Issuer | Y | For | For | ||||||||||||
4. Stockholder proposal regarding pay equity report. | Shareholder | Y | Against | For | ||||||||||||
5. Stockholder proposal regarding stockholder vote on bylaw and charter amendments. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
CORTEVA INC. | CTVA | 22052L104 | 4/28/2020 | 1A. Election of Director: Lamberto Andreotti | Issuer | Y | For | For | ||||||||
1B. Election of Director: Robert A. Brown | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: James C. Collins, Jr. | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Klaus A. Engel | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Michael O. Johanns | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Lois D. Juliber | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Rebecca B. Liebert | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Marcos M. Lutz | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Nayaki Nayyar | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Gregory R. Page | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Lee M. Thomas | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Patrick J. Ward | Issuer | Y | For | For | ||||||||||||
2. Advisory resolution to approve executive compensation of the Company’s named executive officers. | Issuer | Y | For | For | ||||||||||||
3. Advisory resolution on the frequency of the stockholder vote on the compensation of the Company’s named executive officers. | Issuer | Y | 1 Year | For | ||||||||||||
4. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020. | Issuer | Y | For | For | ||||||||||||
5. Approval of Corteva, Inc. Global Omnibus Employee Stock Purchase Plan. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
SANOFI | SNY | 80105N105 | 4/28/2020 | 1. Approval of the individual company financial statements for the year ended December 31, 2019 | Issuer | Y | For | For | ||||||||
2. Approval of the consolidated financial statements for the year ended December 31, 2019 | Issuer | Y | For | For | ||||||||||||
3. Appropriation of results for the year ended December 31, 2019 and declaration of dividend | Issuer | Y | For | For | ||||||||||||
4. Approval of regulated agreements and commitments falling within the scope of Articles L. 225-38 et seq of the French Commercial Code | Issuer | Y | For | For | ||||||||||||
5. Ratification of the co-opting of Paul Hudson as a Director | Issuer | Y | For | For | ||||||||||||
6. Reappointment of Laurent Attal as a Director | Issuer | Y | For | For | ||||||||||||
7. Reappointment of Carole Piwnica as a Director | Issuer | Y | For | For | ||||||||||||
8. Reappointment of Diane Souza as a Director | Issuer | Y | For | For | ||||||||||||
9. Reappointment of Thomas Südhof as a Director | Issuer | Y | For | For | ||||||||||||
10. Appointment of Rachel Duan as a Director | Issuer | Y | For | For | ||||||||||||
11. Appointment of Lise Kingo as a Director | Issuer | Y | For | For | ||||||||||||
12. Determination of the compensation amount for the Board of Directors | Issuer | Y | For | For | ||||||||||||
13. Approval of the compensation policy for directors | Issuer | Y | For | For | ||||||||||||
14. Approval of the compensation policy for the Chairman of the Board of Directors | Issuer | Y | For | For | ||||||||||||
15. Approval of the compensation policy for the Chief Executive Officer | Issuer | Y | For | For | ||||||||||||
16. Approval of the report on the compensation of corporate officers issued in accordance with Article L. 225-37-3 I. of the French Commercial Code | Issuer | Y | For | For | ||||||||||||
17. Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Serge Weinberg, Chairman of the Board | Issuer | Y | For | For | ||||||||||||
18. Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Paul Hudson, Chief Executive Officer from September 1, 2019 | Issuer | Y | For | For | ||||||||||||
19. Approval of the components of the compensation paid or awarded in respect of the year ended 31 December 2019 to Olivier Brandicourt, Chief Executive Officer until August 31, 2019 | Issuer | Y | For | For | ||||||||||||
20. Authorization to the Board of Directors to carry out transactions in the Company’s shares (usable outside the period of a public tender offer) | Issuer | Y | For | For | ||||||||||||
21. Powers for formalities | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 4/29/2020 | 1A. Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||
1B. Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
1C. Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
5. Approval of the statutory annual accounts | Issuer | Y | For | For | ||||||||||||
6. Discharge to the directors | Issuer | Y | For | For | ||||||||||||
7. Discharge to the statutory auditor | Issuer | Y | For | For | ||||||||||||
8A. Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. ...(due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8B. Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8C. Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8D. Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8E. Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8F. Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8G. Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8H. Appointment of director: Proposed resolution: acknowledging the end of the mandate of Mr. Marcel Herrmann Telles as director (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8I. Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8J. Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
8K. Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
9. Remuneration policy and remuneration report: Proposed (due to space limits, see proxy material for full proposal). | Issuer | Y | For | For | ||||||||||||
10. Filings | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
AGNICO EAGLE MINES LIMITED | AEM | 008474108 | 5/1/2020 | 1. DIRECTOR | ||||||||||||
1. Dr. Leanne M. Baker | Issuer | Y | For | For | ||||||||||||
2. Sean Boyd | Issuer | Y | For | For | ||||||||||||
3. Martine A. Celej | Issuer | Y | For | For | ||||||||||||
4. Robert J. Gemmell | Issuer | Y | For | For | ||||||||||||
5. Mel Leiderman | Issuer | Y | For | For | ||||||||||||
6. Deborah McCombe | Issuer | Y | For | For | ||||||||||||
7. James D. Nasso | Issuer | Y | For | For | ||||||||||||
8. Dr. Sean Riley | Issuer | Y | For | For | ||||||||||||
9. J. Merfyn Roberts | Issuer | Y | For | For | ||||||||||||
10. Jamie C. Sokalsky | Issuer | Y | For | For | ||||||||||||
2. Appointment of Ernst & Young LLP as Auditors of the Company for the ensuing year and authorizing the Directors to fix their remuneration. | Issuer | Y | For | For | ||||||||||||
3. Consideration of and, if deemed advisable, the passing of a non- binding, advisory resolution accepting the Company’s approach to executive compensation. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 5/2/2020 | 1. DIRECTOR | ||||||||||||
1. Warren E. Buffett | Issuer | Y | For | For | ||||||||||||
2. Charles T. Munger | Issuer | Y | For | For | ||||||||||||
3. Gregory E. Abel | Issuer | Y | For | For | ||||||||||||
4. Howard G. Buffett | Issuer | Y | For | For | ||||||||||||
5. Stephen B. Burke | Issuer | Y | For | For | ||||||||||||
6. Kenneth I. Chenault | Issuer | Y | For | For | ||||||||||||
7. Susan L. Decker | Issuer | Y | For | For | ||||||||||||
8. David S. Gottesman | Issuer | Y | For | For | ||||||||||||
9. Charlotte Guyman | Issuer | Y | For | For | ||||||||||||
10. Ajit Jain | Issuer | Y | For | For | ||||||||||||
11. Thomas S. Murphy | Issuer | Y | For | For | ||||||||||||
12. Ronald L. Olson | Issuer | Y | For | For | ||||||||||||
13. Walter Scott, Jr. | Issuer | Y | For | For | ||||||||||||
14. Meryl B. Witmer | Issuer | Y | For | For | ||||||||||||
2. Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2020 Proxy Statement. | Issuer | Y | For | For | ||||||||||||
3. Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Issuer | Y | 3 Years | For | ||||||||||||
4. Shareholder proposal regarding diversity. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ENBRIDGE INC. | ENB | 29250N105 | 5/5/2020 | 1. DIRECTOR | ||||||||||||
1. PAMELA L. CARTER | Issuer | Y | For | For | ||||||||||||
2. MARCEL R. COUTU | Issuer | Y | For | For | ||||||||||||
3. SUSAN M. CUNNINGHAM | Issuer | Y | For | For | ||||||||||||
4. GREGORY L. EBEL | Issuer | Y | For | For | ||||||||||||
5. J. HERB ENGLAND | Issuer | Y | For | For | ||||||||||||
6. CHARLES W. FISCHER | Issuer | Y | For | For | ||||||||||||
7. GREGORY J. GOFF | Issuer | Y | For | For | ||||||||||||
8. V.M. KEMPSTON DARKES | Issuer | Y | For | For | ||||||||||||
9. TERESA S. MADDEN | Issuer | Y | For | For | ||||||||||||
10. AL MONACO | Issuer | Y | For | For | ||||||||||||
11. DAN C. TUTCHER | Issuer | Y | For | For | ||||||||||||
2. APPOINT THE AUDITORS APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF ENBRIDGE AT REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Issuer | Y | For | For | ||||||||||||
3. AMEND, RECONFIRM AND APPROVE THE SHAREHOLDER RIGHTS PLAN OF ENBRIDGE | Issuer | Y | For | For | ||||||||||||
4. RATIFY, CONFIRM AND APPROVE THE AMENDMENTS TO GENERAL BY-LAW NO. 1 OF ENBRIDGE | Issuer | Y | For | For | ||||||||||||
5. ADVISORY VOTE TO APPROVE ENBRIDGE’S APPROACH TO EXECUTIVE COMPENSATION | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
BARRICK GOLD CORPORATION | GOLD | 067901108 | 5/5/2020 | 1. DIRECTOR | ||||||||||||
1. D. M. Bristow | Issuer | Y | For | For | ||||||||||||
2. G. A. Cisneros | Issuer | Y | For | For | ||||||||||||
3. C. L. Coleman | Issuer | Y | For | For | ||||||||||||
4. J. M. Evans | Issuer | Y | For | For | ||||||||||||
5. B. L. Greenspun | Issuer | Y | For | For | ||||||||||||
6. J. B. Harvey | Issuer | Y | For | For | ||||||||||||
7. A. J. Quinn | Issuer | Y | For | For | ||||||||||||
8. M. L. Silva | Issuer | Y | For | For | ||||||||||||
9. J. L. Thornton | Issuer | Y | For | For | ||||||||||||
2. RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP as the auditor of Barrick and authorizing the directors to fix its remuneration. | Issuer | Y | For | For | ||||||||||||
3. ADVISORY RESOLUTION ON APPROACH TO EXECUTIVE COMPENSATION. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
DOMINION ENERGY, INC. | D | 25746U109 | 5/6/2020 | 1A.Election of Director: James A. Bennett | Issuer | Y | For | For | ||||||||
1B. Election of Director: Helen E. Dragas | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: James O. Ellis, Jr. | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Thomas F. Farrell, II | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: D. Maybank Hagood | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: John W. Harris | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Ronald W. Jibson | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Mark J. Kington | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Joseph M. Rigby | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Pamela J. Royal, M.D. | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Robert H. Spilman, Jr. | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Susan N. Story | Issuer | Y | For | For | ||||||||||||
1M. Election of Director: Michael E. Szymanczyk | Issuer | Y | For | For | ||||||||||||
2. Ratification of Appointment of Independent Auditor. | Issuer | Y | For | For | ||||||||||||
3. Advisory Vote on Approval of Executive Compensation (Say on Pay). | Issuer | Y | For | For | ||||||||||||
4. Shareholder Proposal Regarding a Policy to Require an Independent Chair | Shareholder | Y | Against | For | ||||||||||||
5. Shareholder Proposal Regarding the Right of Shareholders to Act by Written Consent | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
LOEWS CORPORATION | L | 540424108 | 5/12/2020 | 1A. Election of Director: Ann E. Berman | Issuer | Y | For | For | ||||||||
1B. Election of Director: Joseph L. Bower | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Charles D. Davidson | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Charles M. Diker | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Paul J. Fribourg | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Walter L. Harris | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Philip A. Laskawy | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Susan P. Peters | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Andrew H. Tisch | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: James S. Tisch | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Jonathan M. Tisch | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Anthony Welters | Issuer | Y | For | For | ||||||||||||
2. Approve, on an advisory basis, executive compensation. | Issuer | Y | For | For | ||||||||||||
3. Ratify Deloitte & Touche LLP as independent auditors. | Issuer | Y | For | For | ||||||||||||
4. Shareholder proposal requesting certain disclosures regarding political contributions, if presented at the meeting. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 5/14/2020 | 1A. Election of Director: Fernando Aguirre | Issuer | Y | For | For | ||||||||
1B. Election of Director: C. David Brown II | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Alecia A. DeCoudreaux | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Nancy-Ann M. DeParle | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: David W. Dorman | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Roger N. Farah | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Anne M. Finucane | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Edward J. Ludwig | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Larry J. Merlo | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Jean-Pierre Millon | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Mary L. Schapiro | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: William C. Weldon | Issuer | Y | For | For | ||||||||||||
1M. Election of Director: Tony L. White | Issuer | Y | For | For | ||||||||||||
2. Ratification of the appointment of our independent registered public accounting firm for 2020. | Issuer | Y | For | For | ||||||||||||
3. Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Issuer | Y | For | For | ||||||||||||
4. Proposal to amend the Company’s 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Issuer | Y | For | For | ||||||||||||
5. Proposal to amend the Company’s 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Issuer | Y | For | For | ||||||||||||
6. Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Y | Against | For | ||||||||||||
7. Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
THE HOWARD HUGHES CORPORATION | HHC | 44267D107 | 5/14/2020 | 1A. Election of Director: William Ackman | Issuer | Y | For | For | ||||||||
1B. Election of Director: Adam Flatto | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Jeffrey Furber | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Beth Kaplan | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Paul Layne | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Allen Model | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: R. Scot Sellers | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Steven Shepsman | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Mary Ann Tighe | Issuer | Y | For | For | ||||||||||||
2. Advisory vote to approve executive compensation (Say-on-Pay) | Issuer | Y | For | For | ||||||||||||
3. Approval of The Howard Hughes Corporation 2020 Equity Incentive Plan | Issuer | Y | For | For | ||||||||||||
4. Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
HD SUPPLY HOLDINGS, INC. | HDS | 40416M105 | 5/19/2020 | 1. DIRECTOR | Issuer | |||||||||||
1. Kathleen J. Affeldt | Y | For | For | |||||||||||||
2. Joseph J. DeAngelo | Y | For | For | |||||||||||||
3. Peter A. Dorsman | Y | For | For | |||||||||||||
4. Stephen J. Konenkamp | Y | For | For | |||||||||||||
5. Patrick R. McNamee | Y | For | For | |||||||||||||
6. Scott D. Ostfeld | Y | For | For | |||||||||||||
7. Charles W. Peffer | Y | For | For | |||||||||||||
8. James A. Rubright | Y | For | For | |||||||||||||
9. Lauren Taylor Wolfe | Y | For | For | |||||||||||||
2. To ratify our board of directors’ appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending on January 31, 2021. | Issuer | Y | For | For | ||||||||||||
3. To conduct an advisory vote to approve named executive officer compensation. | Issuer | Y | For | For | ||||||||||||
4. To conduct an advisory vote on the frequency of advisory votes to approve named executive officer compensation. | Issuer | Y | 1 Year | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
ROYAL DUTCH SHELL PLC | RDSB | 780259107 | 5/19/2020 | 1. Receipt of Annual Report & Accounts | Issuer | Y | For | For | ||||||||
2. Approval of Directors’ Remuneration Policy | Issuer | Y | For | For | ||||||||||||
3. Approval of Directors’ Remuneration Report | Issuer | Y | For | For | ||||||||||||
4. Appointment of Dick Boer as a Director of the Company | Issuer | Y | For | For | ||||||||||||
5. Appointment of Andrew Mackenzie as a Director of the Company | Issuer | Y | For | For | ||||||||||||
6. Appointment of Martina Hund-Mejean as a Director of the Company | Issuer | Y | For | For | ||||||||||||
7. Reappointment of Director: Ben van Beurden | Issuer | Y | For | For | ||||||||||||
8. Reappointment of Director: Neil Carson | Issuer | Y | For | For | ||||||||||||
9. Reappointment of Director: Ann Godbehere | Issuer | Y | For | For | ||||||||||||
10. Reappointment of Director: Euleen Goh | Issuer | Y | For | For | ||||||||||||
11. Reappointment of Director: Charles O. Holliday | Issuer | Y | For | For | ||||||||||||
12. Reappointment of Director: Catherine Hughes | Issuer | Y | For | For | ||||||||||||
13. Reappointment of Director: Sir Nigel Sheinwald | Issuer | Y | For | For | ||||||||||||
14. Reappointment of Director: Jessica Uhl | Issuer | Y | For | For | ||||||||||||
15. Reappointment of Director: Gerrit Zalm | Issuer | Y | For | For | ||||||||||||
16. Reappointment of Auditors | Issuer | Y | For | For | ||||||||||||
17. Remuneration of Auditors | Issuer | Y | For | For | ||||||||||||
18. Authority to allot shares | Issuer | Y | For | For | ||||||||||||
19. Disapplication of pre-emption rights | Issuer | Y | For | For | ||||||||||||
20. Authority to purchase own shares | Issuer | Y | For | For | ||||||||||||
21. Shareholder Resolution | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
INGREDION INC | INGR | 457187102 | 5/20/2020 | 1A. Election of Director: Luis Aranguren-Trellez | Issuer | Y | For | For | ||||||||
1B. Election of Director: David B. Fischer | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Paul Hanrahan | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Rhonda L. Jordan | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Gregory B. Kenny | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Barbara A. Klein | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Victoria J. Reich | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Stephan B. Tanda | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Jorge A. Uribe | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Dwayne A. Wilson | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: James P. Zallie | Issuer | Y | For | For | ||||||||||||
2. To approve, by advisory vote, the compensation of the Company’s “named executive officers.” | Issuer | Y | For | For | ||||||||||||
3. To ratify the appointment of KPMG LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
THE TRAVELERS COMPANIES, INC. | TRV | 89417E109 | 5/21/2020 | 1A. Election of Director: Alan L. Beller | Issuer | Y | For | For | ||||||||
1B. Election of Director: Janet M. Dolan | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Patricia L. Higgins | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: William J. Kane | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Clarence Otis Jr. | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Elizabeth E. Robinson | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Philip T. Ruegger III | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Todd C. Schermerhorn | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Alan D. Schnitzer | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Donald J. Shepard | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Laurie J. Thomsen | Issuer | Y | For | For | ||||||||||||
2. Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc. independent registered public accounting firm for 2020. | Issuer | Y | For | For | ||||||||||||
3. Non-binding vote to approve executive compensation. | Issuer | Y | For | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
CERNER CORPORATION | CERN | 156782104 | 5/22/2020 | 1a. Election of Class I Director: Julie L. Gerberding, M.D., M.P.H. | Issuer | Y | For | For | ||||||||
1b. Election of Class I Director: Brent Shafer | Issuer | Y | For | For | ||||||||||||
1c. Election of Class I Director: William D. Zollars | Issuer | Y | For | For | ||||||||||||
2. Ratification of the appointment of KPMG LLP as the independent registered public accounting firm of Cerner Corporation for 2020. | Issuer | Y | For | For | ||||||||||||
3. Approval, on an advisory basis, of the compensation of our Named Executive Officers. | Issuer | Y | For | For | ||||||||||||
4. Approval of the proposed amendment to our Third Restated Certificate of Incorporation to declassify the Board of Directors. | Issuer | Y | For | For | ||||||||||||
5. Approval of the proposed amendment to our Third Restated Certificate of Incorporation to amend the advance notice provisions for director nominations. | Issuer | Y | For | For | ||||||||||||
DUPONT DE NEMOURS INC | DD | 26614N102 | 5/27/2020 | 1A. Election of Director: Amy G. Brady | Issuer | Y | For | For | ||||||||
1B. Election of Director: Edward D. Breen | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Ruby R. Chandy | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: Franklin K. Clyburn, Jr. | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Terrence R. Curtin | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Alexander M. Cutler | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Eleuthère I. du Pont | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Rajiv L. Gupta | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Luther C. Kissam | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: Frederick M. Lowery | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Raymond J. Milchovich | Issuer | Y | For | For | ||||||||||||
1L. Election of Director: Steven M. Sterin | Issuer | Y | For | For | ||||||||||||
2. Advisory Resolution to Approve Executive Compensation | Issuer | Y | For | For | ||||||||||||
3. Approval of the DuPont 2020 Equity and Incentive Plan | Issuer | Y | For | For | ||||||||||||
4. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020 | Issuer | Y | For | For | ||||||||||||
5. Modification of Threshold for Calling Special Stockholder Meetings | Shareholder | Y | Against | For | ||||||||||||
6. Employee Board Advisory Position | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 6/9/2020 | 1A. Election of Director: Zein Abdalla | Issuer | Y | For | For | ||||||||
1B. Election of Director: Alan M. Bennett | Issuer | Y | For | For | ||||||||||||
1C. Election of Director: Rosemary T. Berkery | Issuer | Y | For | For | ||||||||||||
1D. Election of Director: David T. Ching | Issuer | Y | For | For | ||||||||||||
1E. Election of Director: Ernie Herrman | Issuer | Y | For | For | ||||||||||||
1F. Election of Director: Michael F. Hines | Issuer | Y | For | For | ||||||||||||
1G. Election of Director: Amy B. Lane | Issuer | Y | For | For | ||||||||||||
1H. Election of Director: Carol Meyrowitz | Issuer | Y | For | For | ||||||||||||
1I. Election of Director: Jackwyn L. Nemerov | Issuer | Y | For | For | ||||||||||||
1J. Election of Director: John F. O’Brien | Issuer | Y | For | For | ||||||||||||
1K. Election of Director: Willow B. Shire | Issuer | Y | For | For | ||||||||||||
2. Ratification of appointment of PricewaterhouseCoopers as TJX’s independent registered public accounting firm for fiscal 2021 | Issuer | Y | For | For | ||||||||||||
3. Advisory approval of TJX’s executive compensation (the say-on-pay vote) | Issuer | Y | For | For | ||||||||||||
4. Shareholder proposal for a report on reduction in chemical footprint | Shareholder | Y | Against | For | ||||||||||||
5. Shareholder proposal for a report on animal welfare | Shareholder | Y | Against | For | ||||||||||||
6. Shareholder proposal for setting target amounts for CEO compensation | Shareholder | Y | Against | For | ||||||||||||
7. Shareholder proposal for disclosure regarding executive share retention | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
BROOKFIELD ASSET MANAGEMENT INC. | BAM | 112585104 | 6/12/2020 | 1. DIRECTOR | Issuer | |||||||||||
1. M. Elyse Allan | Y | For | For | |||||||||||||
2. Angela F. Braly | Y | For | For | |||||||||||||
3. Murilo Ferreira | Y | For | For | |||||||||||||
4. Janice Fukakusa | Y | For | For | |||||||||||||
5. Frank J. McKenna | Y | For | For | |||||||||||||
6. Rafael Miranda | Y | For | For | |||||||||||||
7. Seek Ngee Huat | Y | For | For | |||||||||||||
8. Diana L. Taylor | Y | For | For | |||||||||||||
2. The appointment of Deloitte LLP as the external auditor and authorizing the directors to set its remuneration. | Issuer | Y | For | For | ||||||||||||
3. The Say on Pay Resolution set out in the Corporation’s Management Information Circular dated April 27, 2020 (the “Circular”). | Issuer | Y | For | For | ||||||||||||
4. The Shareholder Proposal One set out in the Circular. | Shareholder | Y | Against | For | ||||||||||||
5. The Shareholder Proposal Two set out in the Circular. | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP# | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote was Cast | Fund Vote For/ | ||||||||
EQUITY COMMONWEALTH | EQC | 294628102 | 6/23/2020 | 1. DIRECTOR | Issuer | |||||||||||
1. Sam Zell | Y | For | For | |||||||||||||
2. James S. Corl | Y | For | For | |||||||||||||
3. Martin L. Edelman | Y | For | For | |||||||||||||
4. Edward A. Glickman | Y | For | For | |||||||||||||
5. David A. Helfand | Y | For | For | |||||||||||||
6. Peter Linneman | Y | For | For | |||||||||||||
7. James L. Lozier, Jr. | Y | For | For | |||||||||||||
8. Mary Jane Robertson | Y | For | For | |||||||||||||
9. Kenneth Shea | Y | For | For | |||||||||||||
10. Gerald A. Spector | Y | For | For | |||||||||||||
11. James A. Star | Y | For | For | |||||||||||||
2. To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Issuer | Y | For | For | ||||||||||||
3. To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Issuer | Y | For | For |
Adalta International Fund
Proxy Voting Record
July 1, 2019-November 30, 2019
Investment Company Report
ALIBABA GROUP HOLDING LIMITED
Security | 01609W102 | Meeting Type | Annual | |||
Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | |||
ISIN | US01609W1027 | Agenda | 935052302 - Management |
Item | Proposal | Proposed | Vote | Management | For/Against | |||||
1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company’s Ordinary Shares. | Management | For | For | For | |||||
2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | For | |||||
2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | For | |||||
2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | For | |||||
2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | For | |||||
3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | For |
STONECO LTD |
Security | G85158106 | Meeting Type | Annual | |||||
Ticker Symbol | STNE | Meeting Date | 14-Nov-2019 | |||||
ISIN | KYG851581069 | Agenda | 935094552 - Management |
Item | Proposal | Proposed | Vote | Management | For/Against | |||||
1. | DIRECTOR | Management | ||||||||
1 André Street | For | For | For | |||||||
2 Eduardo Pontes | For | For | For | |||||||
3 Roberto Thompson Motta | For | For | For | |||||||
4 Thomas A Patterson | For | For | For | |||||||
5 Ali Mazanderani | For | For | For | |||||||
6 Silvio José Morais | For | For | For | |||||||
2. | THE ADOPTION AND RATIFICATION OF STONECO LTD.’S FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2018. | Management | For | For | For |
Beck, Mack & Oliver Partners Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Investment Company Report
ARMSTRONG WORLD INDUSTRIES, INC.
Security | 04247X102 | Meeting Type | Annual | |||
Ticker Symbol | AWI | Meeting Date | 11-Jul-2019 | |||
ISIN | US04247X1028 | Agenda | 935037134 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Stan A. Askren | For | For | ||||||
2 Victor D. Grizzle | For | For | ||||||
3 Tao Huang | For | For | ||||||
4 Barbara L. Loughran | For | For | ||||||
5 Larry S. McWilliams | For | For | ||||||
6 James C. Melville | For | For | ||||||
7 John J. Roberts | For | For | ||||||
8 Wayne R. Shurts | For | For | ||||||
9 Roy W. Templin | For | For | ||||||
10 Cherryl T. Thomas | For | For | ||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2019. | Management | For | For | ||||
3. | To approve, on an advisory basis, our executive compensation program. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 19,000 | 0 | 05-Jun-2019 | 12-Jul-2019 |
ADVANCED DRAINAGE SYSTEMS, INC./WMS
Security | 00790R104 | Meeting Type | Annual | |||
Ticker Symbol | WMS | Meeting Date | 23-Jul-2019 | |||
ISIN | US00790R1041 | Agenda | 935049848 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1a. | Election of Director: Ross M. Jones | Management | For | For | ||||
1b. | Election of Director: C. Robert Kidder | Management | For | For | ||||
1c. | Election of Director: Manuel J. Perez de la Mesa | Management | For | For | ||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm for fiscal year 2020. | Management | For | For | ||||
3. | Approval, in a non-binding advisory vote, of the compensation for named executive officers. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 28,000 | 0 | 19-Jun-2019 | 24-Jul-2019 |
ENSTAR GROUP LIMITED
Security | G3075P101 | Meeting Type | Special | |||
Ticker Symbol | ESGR | Meeting Date | 25-Nov-2019 | |||
ISIN | BMG3075P1014 | Agenda | 935098562 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | Approval of the amended and restated 2016 Enstar Group Limited Equity Incentive Plan. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 11,500 | 0 | 20-Nov-2019 | 20-Nov-2019 |
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||
ISIN | US5949181045 | Agenda | 935092849 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: William H. Gates III | Management | For | For | ||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | ||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | ||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | ||||
1E. | Election of Director: Satya Nadella | Management | For | For | ||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | ||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | ||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | ||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | ||||
1J. | Election of Director: John W. Stanton | Management | For | For | ||||
1K. | Election of Director: John W. Thompson | Management | For | For | ||||
1L. | Election of Director: Emma Walmsley | Management | For | For | ||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | ||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | ||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | For | Against | ||||
5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | For | Against |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 16,000 | 0 | 02-Dec-2019 | 02-Dec-2019 |
THE SHERWIN-WILLIAMS COMPANY
Security | 824348106 | Meeting Type | Annual | |||
Ticker Symbol | SHW | Meeting Date | 22-Apr-2020 | |||
ISIN | US8243481061 | Agenda | 935137352 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: K.B. Anderson | Management | For | For | ||||
1B. | Election of Director: A.F. Anton | Management | For | For | ||||
1C. | Election of Director: J.M. Fettig | Management | For | For | ||||
1D. | Election of Director: R.J. Kramer | Management | For | For | ||||
1E. | Election of Director: S.J. Kropf | Management | For | For | ||||
1F. | Election of Director: J.G. Morikis | Management | For | For | ||||
1G. | Election of Director: C.A. Poon | Management | For | For | ||||
1H. | Election of Director: M.H. Thaman | Management | For | For | ||||
1I. | Election of Director: M. Thornton III | Management | For | For | ||||
1J. | Election of Director: S.H. Wunning | Management | For | For | ||||
2. | Advisory approval of the compensation of the named executives. | Management | For | For | ||||
3. | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2020. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 1,500 | 0 | 14-Apr-2020 | 14-Apr-2020 |
ABBOTT LABORATORIES
Security | 002824100 | Meeting Type | Annual | |||
Ticker Symbol | ABT | Meeting Date | 24-Apr-2020 | |||
ISIN | US0028241000 | Agenda | 935138570 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 R.J. Alpern | For | For | ||||||
2 R.S. Austin | Withheld | Against | ||||||
3 S.E. Blount | For | For | ||||||
4 R.B. Ford | For | For | ||||||
5 M.A. Kumbier | For | For | ||||||
6 E.M. Liddy | Withheld | Against | ||||||
7 D.W. McDew | For | For | ||||||
8 N. McKinstry | For | For | ||||||
9 P.N. Novakovic | For | For | ||||||
10 W.A. Osborn | For | For | ||||||
11 D.J. Starks | For | For | ||||||
12 J.G. Stratton | For | For | ||||||
13 G.F. Tilton | For | For | ||||||
14 M.D. White | For | For | ||||||
2. | Ratification of Ernst & Young LLP as Auditors. | Management | For | For | ||||
3. | Say on Pay - An Advisory Vote to Approve Executive Compensation. | Management | For | For | ||||
4. | Shareholder Proposal - Lobbying Disclosure. | Shareholder | For | Against | ||||
5. | Shareholder Proposal - Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | For | Against | ||||
6. | Shareholder Proposal - Shareholder Voting on By-Law Amendments. | Shareholder | Against | For | ||||
7. | Shareholder Proposal - Simple Majority Vote. | Shareholder | For | Against |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 9,000 | 0 | 22-Apr-2020 | 22-Apr-2020 |
THE CHARLES SCHWAB CORPORATION
Security | 808513105 | Meeting Type | Annual | |||
Ticker Symbol | SCHW | Meeting Date | 12-May-2020 | |||
ISIN | US8085131055 | Agenda | 935165565 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: William S. Haraf | Management | For | For | ||||
1B. | Election of Director: Frank C. Herringer | Management | For | For | ||||
1C. | Election of Director: Roger O. Walther | Management | For | For | ||||
2. | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation | Management | For | For | ||||
4. | Approve the 2013 Stock Incentive Plan as Amended and Restated | Management | For | For | ||||
5. | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Management | For | For | ||||
6. | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Against | For | ||||
7. | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 6,000 | 0 | 25-Apr-2020 | 25-Apr-2020 |
WATERS CORPORATION |
Security | 941848103 | Meeting Type | Annual | |||
Ticker Symbol | WAT | Meeting Date | 12-May-2020 | |||
ISIN | US9418481035 | Agenda | 935160236 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Linda Baddour | Management | For | For | ||||
1B. | Election of Director: Michael J Berendt, PH.D | Management | For | For | ||||
1C. | Election of Director: Edward Conard | Management | For | For | ||||
1D. | Election of Director: Laurie H. Glimcher, M.D | Management | For | For | ||||
1E. | Election of Director: Gary E. Hendrickson | Management | For | For | ||||
1F. | Election of Director: Christopher A. Kuebler | Management | For | For | ||||
1G. | Election of Director: Christopher J O’Connell | Management | For | For | ||||
1H. | Election of Director: Flemming Ornskov, M.D., M.P.H | Management | For | For | ||||
1I. | Election of Director: JoAnn A. Reed | Management | For | For | ||||
1J. | Election of Director: Thomas P. Salice | Management | For | For | ||||
2. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, by non-binding vote, named executive officer compensation. | Management | For | For | ||||
4. | To approve the 2020 Equity Incentive Plan. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 3,500 | 0 | 08-May-2020 | 08-May-2020 |
LABORATORY CORP. OF AMERICA HOLDINGS
Security | 50540R409 | Meeting Type | Annual | |||
Ticker Symbol | LH | Meeting Date | 13-May-2020 | |||
ISIN | US50540R4092 | Agenda | 935165933 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Kerrii B. Anderson | Management | Against | Against | ||||
1B. | Election of Director: Jean-Luc Bélingard | Management | For | For | ||||
1C. | Election of Director: Jeffrey A. Davis | Management | For | For | ||||
1D. | Election of Director: D. Gary Gilliland, M.D., Ph.D. | Management | For | For | ||||
1E. | Election of Director: Garheng Kong, M.D., Ph.D. | Management | Against | Against | ||||
1F. | Election of Director: Peter M. Neupert | Management | For | For | ||||
1G. | Election of Director: Richelle P. Parham | Management | For | For | ||||
1H. | Election of Director: Adam H. Schechter | Management | For | For | ||||
1I. | Election of Director: R. Sanders Williams, M.D. | Management | For | For | ||||
2. | To approve, by non-binding vote, executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as Laboratory Corporation of America Holdings’ independent registered public accounting firm for 2020. | Management | For | For | ||||
4. | Shareholder proposal seeking the power for shareholders of 10% or more of our common stock to call a special shareholder meeting. | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 9,500 | 0 | 08-May-2020 | 08-May-2020 |
WESTINGHOUSE AIR BRAKE TECHNOLOGIES CORP
Security | 929740108 | Meeting Type | Annual | |||
Ticker Symbol | WAB | Meeting Date | 15-May-2020 | |||
ISIN | US9297401088 | Agenda | 935159928 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Rafael Santana | For | For | ||||||
2 Lee B. Foster, II | For | For | ||||||
2. | Approve an advisory (non-binding) resolution relating to the approval of 2019 named executive officer compensation. | Management | For | For | ||||
3. | Approve the amendment to the 2011 Stock Incentive Plan to increase the number of shares available under the Plan. | Management | For | For | ||||
4. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 23,000 | 0 | 28-Apr-2020 | 28-Apr-2020 |
JPMORGAN CHASE & CO.
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||
ISIN | US46625H1005 | Agenda | 935170833 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | ||||
1B. | Election of Director: Stephen B. Burke | Management | For | For | ||||
1C. | Election of Director: Todd A. Combs | Management | For | For | ||||
1D. | Election of Director: James S. Crown | Management | For | For | ||||
1E. | Election of Director: James Dimon | Management | For | For | ||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | ||||
1G. | Election of Director: Mellody Hobson | �� | Management | For | For | |||
1H. | Election of Director: Michael A. Neal | Management | For | For | ||||
1I. | Election of Director: Lee R. Raymond | Management | For | For | ||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | ||||
2. | Advisory resolution to approve executive compensation | Management | For | For | ||||
3. | Ratification of independent registered public accounting firm | Management | For | For | ||||
4. | Independent board chairman | Shareholder | Against | For | ||||
5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Against | For | ||||
6. | Climate change risk reporting | Shareholder | Against | For | ||||
7. | Amend shareholder written consent provisions | Shareholder | Against | For | ||||
8. | Charitable contributions disclosure | Shareholder | Against | For | ||||
9. | Gender/Racial pay equity | Shareholder | Against | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 16,000 | 0 | 26-Apr-2020 | 26-Apr-2020 |
CENTURYLINK, INC.
Security | 156700106 | Meeting Type | Annual | |||
Ticker Symbol | CTL | Meeting Date | 20-May-2020 | |||
ISIN | US1567001060 | Agenda | 935174487 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Martha H. Bejar | Management | For | For | ||||
1B. | Election of Director: Virginia Boulet | Management | For | For | ||||
1C. | Election of Director: Peter C. Brown | Management | For | For | ||||
1D. | Election of Director: Kevin P. Chilton | Management | For | For | ||||
1E. | Election of Director: Steven T. Clontz | Management | For | For | ||||
1F. | Election of Director: T. Michael Glenn | Management | For | For | ||||
1G. | Election of Director: W. Bruce Hanks | Management | For | For | ||||
1H. | Election of Director: Hal S. Jones | Management | For | For | ||||
1I. | Election of Director: Michael J. Roberts | Management | For | For | ||||
1J. | Election of Director: Laurie A. Siegel | Management | For | For | ||||
1K. | Election of Director: Jeffrey K. Storey | Management | For | For | ||||
2. | Ratify the appointment of KPMG LLP as our independent auditor for 2020. | Management | For | For | ||||
3. | Amend our 2018 Equity Incentive Plan. | Management | For | For | ||||
4. | Advisory vote to approve our executive compensation. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 176,000 | 0 | 28-Apr-2020 | 28-Apr-2020 |
RADNET, INC.
Security | 750491102 | Meeting Type | Annual | |||
Ticker Symbol | RDNT | Meeting Date | 01-Jun-2020 | |||
ISIN | US7504911022 | Agenda | 935187775 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Howard G. Berger, MD | For | For | ||||||
2 Marvin S. Cadwell | For | For | ||||||
3 John V. Crues, III, MD | For | For | ||||||
4 Laura P. Jacobs | For | For | ||||||
5 Lawrence L. Levitt | For | For | ||||||
6 David L. Swartz | For | For | ||||||
7 Ruth V. Wilson | For | For | ||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
3. | An advisory vote to approve the compensation of the Company’s Named Executive Officers. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 65,000 | 0 | 29-Apr-2020 | 29-Apr-2020 |
THE CHARLES SCHWAB CORPORATION
Security | 808513105 | Meeting Type | Special | |||
Ticker Symbol | SCHW | Meeting Date | 04-Jun-2020 | |||
ISIN | US8085131055 | Agenda | 935219091 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | Management | For | For | ||||
2. | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | Management | For | For | ||||
3. | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 6,000 | 0 | 18-May-2020 | 18-May-2020 |
MATADOR RESOURCES COMPANY
Security | 576485205 | Meeting Type | Annual | |||
Ticker Symbol | MTDR | Meeting Date | 05-Jun-2020 | |||
ISIN | US5764852050 | Agenda | 935192613 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Joseph Wm. Foran | Management | For | For | ||||
1B. | Election of Director: Reynald A. Baribault | Management | For | For | ||||
1C. | Election of Director: Monika U. Ehrman | Management | For | For | ||||
1D. | Election of Director: Timothy E. Parker | Management | For | For | ||||
2. | Advisory vote to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 90,000 | 0 | 20-May-2020 | 20-May-2020 |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual | |||
Ticker Symbol | TEVA | Meeting Date | 09-Jun-2020 | |||
ISIN | US8816242098 | Agenda | 935200422 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Dr. Sol J. Barer | Management | For | For | ||||
1B. | Election of Director: Jean-Michel Halfon | Management | For | For | ||||
1C. | Election of Director: Nechemia (Chemi) J. Peres | Management | For | For | ||||
1D. | Election of Director: Janet S. Vergis | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation for Teva’s named executive officers. | Management | For | For | ||||
3. | To approve Teva’s 2020 Long-Term Equity-Based Incentive Plan, substantially in the form attached as Appendix A to the Proxy Statement. | Management | For | For | ||||
4. | To approve an amendment to the terms of office and employment of Teva’s President and Chief Executive Officer. | Management | For | For | ||||
5. | To approve an amendment to Teva’s Articles of Association. | Management | For | For | ||||
6. | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva’s independent registered public accounting firm until Teva’s 2021 annual meeting of shareholders. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 130,000 | 0 | 03-Jun-2020 | 03-Jun-2020 |
TEVA PHARMACEUTICAL INDUSTRIES LIMITED
Security | 881624209 | Meeting Type | Annual | |||
Ticker Symbol | TEVA | Meeting Date | 09-Jun-2020 | |||
ISIN | US8816242098 | Agenda | 935211588 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: Dr. Sol J. Barer | Management | For | For | ||||
1B. | Election of Director: Jean-Michel Halfon | Management | For | For | ||||
1C. | Election of Director: Nechemia (Chemi) J. Peres | Management | For | For | ||||
1D. | Election of Director: Janet S. Vergis | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation for Teva’s named executive officers. | Management | For | For | ||||
3. | To approve Teva’s 2020 Long-Term Equity-Based Incentive Plan, substantially in the form attached as Appendix A to the Proxy Statement. | Management | For | For | ||||
4. | To approve an amendment to the terms of office and employment of Teva’s President and Chief Executive Officer. | Management | For | For | ||||
5. | To approve an amendment to Teva’s Articles of Association. | Management | For | For | ||||
6. | To appoint Kesselman & Kesselman, a member of PricewaterhouseCoopers International Ltd., as Teva’s independent registered public accounting firm until Teva’s 2021 annual meeting of shareholders. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 130,000 | 0 | 03-Jun-2020 | 03-Jun-2020 |
ENSTAR GROUP LIMITED
Security | G3075P101 | Meeting Type | Annual | |||
Ticker Symbol | ESGR | Meeting Date | 11-Jun-2020 | |||
ISIN | BMG3075P1014 | Agenda | 935202173 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1A. | Election of Director: B. Frederick Becker | Management | For | For | ||||
1B. | Election of Director: James Carey | Management | For | For | ||||
1C. | Election of Director: W. Myron Hendry, Jr. | Management | For | For | ||||
1D. | Election of Director: Hitesh Patel | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of KPMG Audit Limited as our independent registered public accounting firm for 2020 and to authorize the Board of Directors, acting through the Audit Committee, to approve the fees for the independent registered public accounting firm. | Management | For | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 11,500 | 0 | 03-Jun-2020 | 03-Jun-2020 |
BLACKBERRY LIMITED
Security | 09228F103 | Meeting Type | Annual | |||
Ticker Symbol | BB | Meeting Date | 23-Jun-2020 | |||
ISIN | CA09228F1036 | Agenda | 935218215 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 John Chen | For | For | ||||||
2 Michael A. Daniels | For | For | ||||||
3 Timothy Dattels | For | For | ||||||
4 Lisa Disbrow | For | For | ||||||
5 Richard Lynch | For | For | ||||||
6 Laurie Smaldone Alsup | For | For | ||||||
7 Barbara Stymiest | For | For | ||||||
8 V. Prem Watsa | For | For | ||||||
9 Wayne Wouters | For | For | ||||||
2. | Appointment of Auditors - Resolution approving the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the Board of Directors to fix their remuneration. | Management | For | For | ||||
3. | Approval of Amendments to the Equity Incentive Plan - Resolution approving amendments to the Company’s Equity Incentive Plan as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | ||||
4. | Approval of Unallocated Entitlements under the DSU Plan - Resolution approving the unallocated entitlements under the Company’s Deferred Share Unit Plan for Directors as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | ||||
5. | Approval of Amendment to the Employee Share Purchase Plan - Resolution approving an amendment to the Company’s Employee Share Purchase Plan as disclosed in the Management Proxy Circular for the Meeting. | Management | For | For | ||||
6. | Advisory Vote on Executive Compensation - Non-binding advisory resolution that the shareholders accept the Company’s approach to executive compensation as disclosed in the Management Proxy Circular for the Meeting (the “Say on Pay Vote”). | Management | For | For | ||||
7. | Advisory Vote on Frequency of Say on Pay Vote - Non- binding advisory resolution on how frequently the Company should hold the non-binding advisory vote on the Company’s approach to executive compensation. | Management | 1 Year | For |
Account | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 215,000 | 0 | 17-Jun-2020 | 17-Jun-2020 |
ARMSTRONG WORLD INDUSTRIES, INC.
Security | 04247X102 | Meeting Type | Annual | |||
Ticker Symbol | AWI | Meeting Date | 25-Jun-2020 | |||
ISIN | US04247X1028 | Agenda | 935202832 - Management |
Item | Proposal | Proposed | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Stan A. Askren | For | For | ||||||
2 Victor D. Grizzle | For | For | ||||||
3 Tao Huang | For | For | ||||||
4 Barbara L. Loughran | For | For | ||||||
5 Larry S. McWilliams | For | For | ||||||
6 James C. Melville | For | For | ||||||
7 Wayne R. Shurts | For | For | ||||||
8 Roy W. Templin | For | For | ||||||
9 Cherryl T. Thomas | For | For | ||||||
2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||
3. | To approve, on an advisory basis, our executive compensation program. | Management | For | For |
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date | |||||||
000839431 | 715 -FF BM O PARTNERS | 715 | BNY MELLON | 17,000 | 0 | 22-Jun-2020 | 22-Jun-2020 |
LMCG Global Multicap Fund
Proxy Voting Record
July 1, 2019-January 15, 2020
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Alibaba Group Holding Limited | BABA | Cayman Islands | US01609W1027 | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Management | 1 | Approve Share Subdivision | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Alibaba Group Holding Limited | BABA | Cayman Islands | US01609W1027 | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Management | 2.1 | Elect Daniel Yong Zhang as Director | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Alibaba Group Holding Limited | BABA | Cayman Islands | US01609W1027 | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Management | 2.2 | Elect Chee Hwa Tung as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Alibaba Group Holding Limited | BABA | Cayman Islands | US01609W1027 | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Management | 2.3 | Elect Jerry Yang as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Alibaba Group Holding Limited | BABA | Cayman Islands | US01609W1027 | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Management | 2.4 | Elect Wan Ling Martello as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Alibaba Group Holding Limited | BABA | Cayman Islands | US01609W1027 | 01609W102 | Annual | 15-Jul-19 | 07-Jun-19 | Management | 3 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Banco Santander SA | SAN | Spain | ES0113900J37 | E19790109 | Special | 22-Jul-19 | 17-Jul-19 | Management | 1 | Approve Issuance of Shares in Connection with Acquisition of Shares of Banco Santander Mexico SA, Institucion de Banca Multiple, Grupo Financiero Santander Mexico | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Banco Santander SA | SAN | Spain | ES0113900J37 | E19790109 | Special | 22-Jul-19 | 17-Jul-19 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2019 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 2 | Approve Dividends for N Ordinary and A Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with V Myburgh as the Individual Registered Auditor | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 4 | Re-elect Nolo Letele as Directors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 5.1 | Re-elect Koos Bekker as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 5.2 | Re-elect Steve Pacak as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 5.3 | Re-elect Cobus Stofberg as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 5.4 | Re-elect Ben van der Ross as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 5.5 | Re-elect Debra Meyer as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 6.1 | Re-elect Don Eriksson as Member of the Audit Committee | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 6.2 | Re-elect Ben van der Ross as Member of the Audit Committee | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 6.3 | Re-elect Rachel Jafta as Member of the Audit Committee | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 7 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 8 | Approve Implementation of the Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 9 | Place Authorised but Unissued Shares under Control of Directors | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 10 | Authorise Board to Issue Shares for Cash | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 11 | Approve Amendments to the Trust Deed constituting the Naspers Restricted Stock Plan Trust and the Share Scheme envisaged by such Trust Deed | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 12 | Authorise Ratification of Approved Resolutions | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.1 | Approve Fees of the Board Chairman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.2 | Approve Fees of the Board Member | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.3 | Approve Fees of the Audit Committee Chairman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.4 | Approve Fees of the Audit Committee Member | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.5 | Approve Fees of the Risk Committee Chairman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.6 | Approve Fees of the Risk Committee Member | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.7 | Approve Fees of the Human Resources and Remuneration Committee Chairman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.8 | Approve Fees of the Human Resources and Remuneration Committee Member | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.9 | Approve Fees of the Nomination Committee Chairman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.10 | Approve Fees of the Nomination Committee Member | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.11 | Approve Fees of the Social and Ethics Committee Chairman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.12 | Approve Fees of the Social and Ethics Committee Member | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 1.13 | Approve Fees of the Trustees of Group Share Schemes/Other Personnel Funds | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 2 | Approve Financial Assistance in Terms of Section 44 of the Companies Act | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 3 | Approve Financial Assistance in Terms of Section 45 of the Companies Act | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 4 | Authorise Repurchase of N Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 5 | Authorise Repurchase of A Ordinary Shares | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Annual | 23-Aug-19 | 16-Aug-19 | Management | 6 | Authorise Specific Repurchase of N Ordinary Shares from Holders of N Ordinary Shares | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Naspers Ltd. | NPN | South Africa | ZAE000015889 | S53435103 | Special | 23-Aug-19 | 16-Aug-19 | Management | 1 | Approve Matters in Relation to the Implementation of the Proposed Transaction | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | IRB Brasil Resseguros SA | IRBR3 | Brazil | BRIRBRACNOR4 | P5876C106 | Special | 19-Sep-19 | Management | 1 | Elect Thais Ricarte Peters as Alternate Director | For | For | Yes | No | |||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | IRB Brasil Resseguros SA | IRBR3 | Brazil | BRIRBRACNOR4 | P5876C106 | Special | 19-Sep-19 | Management | 2 | Elect Otavio Ladeira de Medeiros as Fiscal Council Member | For | For | Yes | No | |||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | IRB Brasil Resseguros SA | IRBR3 | Brazil | BRIRBRACNOR4 | P5876C106 | Special | 19-Sep-19 | Management | 3 | Approve 3-for-1 Stock Split | For | For | Yes | No | |||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | IRB Brasil Resseguros SA | IRBR3 | Brazil | BRIRBRACNOR4 | P5876C106 | Special | 19-Sep-19 | Management | 4 | Amend Article 5 to Reflect Changes in Capital | For | For | Yes | No | |||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | MMC Norilsk Nickel PJSC | GMKN | Russia | RU0007288411 | 55315J102 | Special | 26-Sep-19 | 30-Aug-19 | Management | 1 | Approve Interim Dividends of RUB 883.93 per Share for First Half Year of Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 1.1 | Elect Director Kirkland B. Andrews | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 1.2 | Elect Director David A. Daberko | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 1.3 | Elect Director Thomas S. Gross | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 1.4 | Elect Director Frank C. Sullivan | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 3 | Amend Omnibus Stock Plan | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | RPM International Inc. | RPM | USA | US7496851038 | 749685103 | Annual | 03-Oct-19 | 09-Aug-19 | Management | 4 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Prudential Plc | PRU | United Kingdom | GB0007099541 | G72899100 | Special | 15-Oct-19 | 11-Oct-19 | Management | 1 | Approve Matters Relating to the Demerger of the M&G Group from the Prudential Group | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Prudential Plc | PRU | United Kingdom | GB0007099541 | G72899100 | Special | 15-Oct-19 | 11-Oct-19 | Management | 2 | Elect Amy Yip as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Daelim Industrial Co., Ltd. | 000210 | South Korea | KR7000210005 | Y1860N109 | Special | 16-Oct-19 | 20-Sep-19 | Management | 1 | Elect Bae Won-bok as Inside Director | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 2 | Appoint Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 3 | Authorise the Risk and Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 4 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 5 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 6 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 7 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 8 | Approve Remuneration Report for UK Law Purposes | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 9 | Approve Remuneration Report for Australian Law Purposes | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 10 | Approve Grant of Awards under the Group’s Incentive Plans to Andrew Mackenzie | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 11 | Elect Ian Cockerill as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 12 | Elect Susan Kilsby as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 13 | Re-elect Terry Bowen as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 14 | Re-elect Malcolm Broomhead as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 15 | Re-elect Anita Frew as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 16 | Re-elect Andrew Mackenzie as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 17 | Re-elect Lindsay Maxsted as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 18 | Re-elect John Mogford as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 19 | Re-elect Shriti Vadera as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 20 | Re-elect Ken MacKenzie as Director | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Share Holder | 21 | Amend Constitution of BHP Group Limited | Against | Against | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | BHP Group Plc | BHP | United Kingdom | GB00BH0P3Z91 | G10877127 | Annual | 17-Oct-19 | 15-Oct-19 | Share Holder | 22 | Approve Suspension of Memberships of Industry Associations That Are Involved in Lobbying Inconsistent with the Goals of the Paris Agreement | Against | Against | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | China Construction Bank Corporation | 939 | China | CNE1000002H1 | Y1397N101 | Special | 30-Oct-19 | 27-Sep-19 | Management | 1 | Elect Wang Yongqing as Supervisor | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | China Construction Bank Corporation | 939 | China | CNE1000002H1 | Y1397N101 | Special | 30-Oct-19 | 27-Sep-19 | Management | 2 | Elect Michel Madelain as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | China Construction Bank Corporation | 939 | China | CNE1000002H1 | Y1397N101 | Special | 30-Oct-19 | 27-Sep-19 | Management | 3 | Approve Remuneration Distribution and Settlement Plan for Directors of the Bank in 2018 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | China Construction Bank Corporation | 939 | China | CNE1000002H1 | Y1397N101 | Special | 30-Oct-19 | 27-Sep-19 | Management | 4 | Approve Remuneration Distribution and Settlement Plan for Supervisors of the Bank in 2018 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | China Construction Bank Corporation | 939 | China | CNE1000002H1 | Y1397N101 | Special | 30-Oct-19 | 27-Sep-19 | Management | 5 | Approve Authorization for Additional Temporary Limit on Poverty Alleviation Donations | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1a | Elect Kwok Kai-Chun, Geoffrey as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1b | Elect Wu Xiang-Dong as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1c | Elect Kwok Ping-Luen, Raymond as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1d | Elect Wong Chik-Wing, Mike as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1e | Elect Li Ka-Cheung, Eric as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1f | Elect Leung Ko May-Yee, Margaret as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1g | Elect Kwok Kai-Wang, Christopher as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.1h | Elect Tung Chi-Ho, Eric as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 3.2 | Approve Directors’ Fees | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 4 | Approve Deloitte Touche Tohmatsu as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Sun Hung Kai Properties Limited | 16 | Hong Kong | HK0016000132 | Y82594121 | Annual | 07-Nov-19 | 01-Nov-19 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1.1 | Re-elect Peter Cooper as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1.2 | Re-elect Sonja de Bruyn as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1.3 | Re-elect Laurie Dippenaar as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1.4 | Re-elect Jannie Durand as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1.5 | Re-elect Per-Erik Lagerstrom as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1.6 | Re-elect Murphy Morobe as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 2 | Approve Remuneration Implementation Report | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 2 | Place Authorised but Unissued Shares under Control of Directors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 3 | Authorise Board to Issue Shares for Cash | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 4 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company and Authorise Their Remuneration | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 5.1 | Re-elect Johan Burger as Member of the Audit and Risk Committee | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 5.2 | Re-elect Sonja de Bruyn as Member of the Audit and Risk Committee | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 5.3 | Re-elect Per-Erik Lagerstrom as Member of the Audit and Risk Committee | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 5.4 | Re-elect James Teeger as Member of the Audit and Risk Committee | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 6 | Authorise Ratification of Approved Resolutions | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 1 | Approve Remuneration of Non-executive Directors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 2 | Authorise Repurchase of Issued Share Capital | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 3 | Authorise Issue of Shares and/or Options Pursuant to a Reinvestment Option | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 4 | Approve Financial Assistance to Directors, Prescribed Officers and Employee Share Scheme Beneficiaries | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Rand Merchant Investment Holdings Ltd. | RMI | South Africa | ZAE000210688 | S6815J118 | Annual | 14-Nov-19 | 08-Nov-19 | Management | 5 | Approve Financial Assistance to Related and Inter-related Entities | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | CNOOC Limited | 883 | Hong Kong | HK0883013259 | Y1662W117 | Special | 21-Nov-19 | 15-Nov-19 | Management | 1 | Approve Non-exempt Continuing Connected Transactions | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | CNOOC Limited | 883 | Hong Kong | HK0883013259 | Y1662W117 | Special | 21-Nov-19 | 15-Nov-19 | Management | 2 | Approve Proposed Caps for Each Category of the Non-exempt Continuing Connected Transactions | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Management | 1 | Elect Gu Shu as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Management | 2 | Approve Payment Plan of Remuneration to Directors for 2018 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Management | 3 | Approve Payment Plan of Remuneration to Supervisors for 2018 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Management | 4 | Approve Application for Provisional Authorization Limit on External Donations | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Share Holder | 5 | Elect Cao Liqun as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 22-Nov-19 | 22-Oct-19 | Share Holder | 6 | Elect Feng Weidong as Director | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.1 | Elect Director William H. Gates, III | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.2 | Elect Director Reid G. Hoffman | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.3 | Elect Director Hugh F. Johnston | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.4 | Elect Director Teri L. List-Stoll | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.5 | Elect Director Satya Nadella | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.6 | Elect Director Sandra E. Peterson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.7 | Elect Director Penny S. Pritzker | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.8 | Elect Director Charles W. Scharf | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.9 | Elect Director Arne M. Sorenson | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.10 | Elect Director John W. Stanton | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.11 | Elect Director John W. Thompson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.12 | Elect Director Emma N. Walmsley | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 1.13 | Elect Director Padmasree Warrior | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Management | 3 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Share Holder | 4 | Report on Employee Representation on the Board of Directors | Against | Against | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Microsoft Corporation | MSFT | USA | US5949181045 | 594918104 | Annual | 04-Dec-19 | 08-Oct-19 | Share Holder | 5 | Report on Gender Pay Gap | Against | For | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1a | Elect Director Richard H. Anderson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1b | Elect Director Craig Arnold | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1c | Elect Director Scott C. Donnelly | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1d | Elect Director Andrea J. Goldsmith | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1e | Elect Director Randall J. Hogan, III | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1f | Elect Director Omar Ishrak | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1g | Elect Director Michael O. Leavitt | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1h | Elect Director James T. Lenehan | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1i | Elect Director Geoffrey S. Martha | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1j | Elect Director Elizabeth G. Nabel | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1k | Elect Director Denise M. O’Leary | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 1l | Elect Director Kendall J. Powell | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 4 | Renew the Board’s Authority to Issue Shares Under Irish Law | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 5 | Renew the Board’s Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Medtronic plc | MDT | Ireland | IE00BTN1Y115 | G5960L103 | Annual | 06-Dec-19 | 10-Oct-19 | Management | 6 | Authorize Overseas Market Purchases of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1a | Elect Director M. Michele Burns | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1b | Elect Director Wesley G. Bush | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1c | Elect Director Michael D. Capellas | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1d | Elect Director Mark Garrett | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1e | Elect Director Kristina M. Johnson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1f | Elect Director Roderick C. McGeary | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1g | Elect Director Charles H. Robbins | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1h | Elect Director Arun Sarin | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1i | Elect Director Brenton L. Saunders | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 1j | Elect Director Carol B. Tome | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Cisco Systems, Inc. | CSCO | USA | US17275R1023 | 17275R102 | Annual | 10-Dec-19 | 11-Oct-19 | Share Holder | 4 | Require Independent Board Chairman | Against | Against | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | MMC Norilsk Nickel PJSC | GMKN | Russia | RU0007288411 | 55315J102 | Special | 16-Dec-19 | 22-Nov-19 | Management | 1 | Approve Interim Dividends of RUB 604.09 per Share for First Nine Months of Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Industrial & Commercial Bank of China Limited | 1398 | China | CNE1000003G1 | Y3990B112 | Special | 08-Jan-20 | 27-Dec-19 | Share Holder | 1 | Elect Yang Guozhong as Supervisor | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.1 | Elect Director Robert L. Bailey | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.2 | Elect Director Richard M. Beyer | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.3 | Elect Director Steven J. Gomo | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.4 | Elect Director Mary Pat McCarthy | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.5 | Elect Director Sanjay Mehrotra | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.6 | Elect Director Robert E. Switz | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 1.7 | Elect Director MaryAnn Wright | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Micron Technology, Inc. | MU | USA | US5951121038 | 595112103 | Annual | 16-Jan-20 | 18-Nov-19 | Management | 3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1a | Elect Director Lloyd A. Carney | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1b | Elect Director Mary B. Cranston | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1c | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1d | Elect Director Alfred F. Kelly, Jr. | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1e | Elect Director Ramon L. Laguarta | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1f | Elect Director John F. Lundgren | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1g | Elect Director Robert W. Matschullat | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1h | Elect Director Denise M. Morrison | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1i | Elect Director Suzanne Nora Johnson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1j | Elect Director John A. C. Swainson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 1k | Elect Director Maynard G. Webb, Jr. | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Visa Inc. | V | USA | US92826C8394 | 92826C839 | Annual | 28-Jan-20 | 29-Nov-19 | Management | 3 | Ratify KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1a | Elect Director Gerald W. Evans, Jr. | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1b | Elect Director Richard J. Freeland | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1c | Elect Director Stephen F. Kirk | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1d | Elect Director Carol H. Kruse | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1e | Elect Director Stephen E. Macadam | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1f | Elect Director Vada O. Manager | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1g | Elect Director Samuel J. Mitchell, Jr. | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1h | Elect Director Charles M. Sonsteby | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1i | Elect Director Mary J. Twinem | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 2 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Valvoline Inc. | VVV | USA | US92047W1018 | 92047W101 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1a | Elect Director Jose E. Almeida | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1b | Elect Director Janice M. Babiak | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1c | Elect Director David J. Brailer | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1d | Elect Director William C. Foote | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1e | Elect Director Ginger L. Graham | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1f | Elect Director John A. Lederer | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1g | Elect Director Dominic P. Murphy | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1h | Elect Director Stefano Pessina | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1i | Elect Director Nancy M. Schlichting | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 1j | Elect Director James A. Skinner | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Share Holder | 4 | Require Independent Board Chairman | Against | For | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Share Holder | 5 | Adopt a Policy on Bonus Banking *Withdrawn Resolution* | N/A | N/A | Yes | N/A | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Walgreens Boots Alliance, Inc. | WBA | USA | US9314271084 | 931427108 | Annual | 30-Jan-20 | 02-Dec-19 | Share Holder | 6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Against | For | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1a | Elect Director John Tyson | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1b | Elect Director Gaurdie E. Banister, Jr. | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1c | Elect Director Dean Banks | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1d | Elect Director Mike Beebe | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1e | Elect Director Mikel A. Durham | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1f | Elect Director Jonathan D. Mariner | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1g | Elect Director Kevin M. McNamara | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1h | Elect Director Cheryl S. Miller | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1i | Elect Director Jeffrey K. Schomburger | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1j | Elect Director Robert Thurber | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 1k | Elect Director Barbara A. Tyson | For | Against | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | �� | Management | 1l | Elect Director Noel White | For | For | Yes | No |
Institutional | Institutional | Company | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Management | 3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Share Holder | 4 | Report on Deforestation Impacts in Company’s Supply Chain | Against | For | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Share Holder | 5 | Report on Lobbying Payments and Policy | Against | For | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Share Holder | 6 | Report on Human Rights Risk Assessment Process | Against | For | Yes | Yes | ||||||||||||||||
Forum Funds - LMCG Global Multicap Fund | GMC300 | Tyson Foods, Inc. | TSN | USA | US9024941034 | 902494103 | Annual | 06-Feb-20 | 09-Dec-19 | Share Holder | 7 | Adopt Share Retention Policy For Senior Executives | Against | For | Yes | Yes |
LMCG International Small Cap Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 03-Jul-19 | 19-Jun-19 | Management | 1 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 03-Jul-19 | 19-Jun-19 | Management | 2 | Amend Articles to Reflect Changes in Capital and Include Transition Clauses | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 03-Jul-19 | 19-Jun-19 | Management | 0 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 03-Jul-19 | 19-Jun-19 | Management | 2 | Amend Articles to Reflect Changes in Capital and Include Transition Clauses | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 2 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 4 | Re-elect Peter Cowgill as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 5 | Re-elect Neil Greenhalgh as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 6 | Re-elect Andrew Leslie as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 7 | Re-elect Martin Davies as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 8 | Re-elect Heather Jackson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 9 | Re-elect Kath Smith as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 10 | Re-elect Andrew Rubin as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 11 | Approve Grant of Special Bonus to Peter Cowgill | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 12 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 13 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JD Sports Fashion Plc | JD | United Kingdom | GB00BYX91H57 | G5144Y112 | Annual | 03-Jul-19 | 01-Jul-19 | Management | 15 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Special | 09-Jul-19 | 11-Jun-19 | Management | 1 | Open Meeting | N/A | N/A | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Special | 09-Jul-19 | 11-Jun-19 | Management | 2 | Elect Matthijs Storm to Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Special | 09-Jul-19 | 11-Jun-19 | Management | 3 | Allow Questions | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Special | 09-Jul-19 | 11-Jun-19 | Management | 4 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4A | Re-elect Tony DeNunzio as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4B | Re-elect Peter Pritchard as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4C | Re-elect Mike Iddon as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4D | Re-elect Dennis Millard as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4E | Re-elect Paul Moody as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4F | Re-elect Sharon Flood as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4G | Re-elect Stanislas Laurent as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 4H | Re-elect Susan Dawson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 5 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 6 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 7 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 8 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 9 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 11 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pets At Home Group Plc | PETS | United Kingdom | GB00BJ62K685 | G7041J107 | Annual | 11-Jul-19 | 09-Jul-19 | Management | 12 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 2 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 4 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 5 | Elect Bessie Lee as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 6 | Elect David Sleath as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 7 | Re-elect Bertrand Bodson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 8 | Re-elect Louisa Burdett as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 9 | Re-elect David Egan as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 10 | Re-elect Karen Guerra as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 11 | Re-elect Peter Johnson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 12 | Re-elect John Pattullo as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 13 | Re-elect Simon Pryce as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 14 | Re-elect Lindsley Ruth as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 16 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 17 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 22 | Approve UK Share Incentive Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Electrocomponents Plc | ECM | United Kingdom | GB0003096442 | G29848101 | Annual | 17-Jul-19 | 15-Jul-19 | Management | 23 | Approve Global Share Purchase Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree North Asia Commercial Trust | RW0U | Singapore | SG2F55990442 | Y5759X102 | Annual | 17-Jul-19 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree North Asia Commercial Trust | RW0U | Singapore | SG2F55990442 | Y5759X102 | Annual | 17-Jul-19 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize the Manager to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree North Asia Commercial Trust | RW0U | Singapore | SG2F55990442 | Y5759X102 | Annual | 17-Jul-19 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 1 | Accept Financial Statements and Statutory Reports for Fiscal 2018 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 2 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 3 | Approve Discharge of Personally Liable Partner for Fiscal 2018 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2018 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 5 | Approve Discharge of Shareholders’ Committee for Fiscal 2018 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 6 | Ratify KPMG AG as Auditors for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AURELIUS Equity Opportunities SE & Co. KGaA | AR4 | Germany | DE000A0JK2A8 | D0R9AT103 | Annual | 19-Jul-19 | 27-Jun-19 | Management | 7 | Approve Creation of EUR 15.8 Million Pool of Capital with Partial Exclusion of Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | SG2D18969584 | Y5759T101 | Annual | 24-Jul-19 | Management | 1 | Adopt Report of the Trustee, Statement by the Manager, Audited Financial Statements and Auditors’ Report | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | SG2D18969584 | Y5759T101 | Annual | 24-Jul-19 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditor and Authorize Manager to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | SG2D18969584 | Y5759T101 | Annual | 24-Jul-19 | Management | 3 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 4 | Re-elect Paul Walker as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 5 | Re-elect Andrew Williams as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 6 | Re-elect Adam Meyers as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 7 | Re-elect Daniela Barone Soares as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 8 | Re-elect Roy Twite as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 9 | Re-elect Tony Rice as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 10 | Re-elect Carole Cran as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 11 | Re-elect Jo Harlow as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 12 | Re-elect Jennifer Ward as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 13 | Re-elect Marc Ronchetti as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 14 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 15 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Halma Plc | HLMA | United Kingdom | GB0004052071 | G42504103 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 4 | Re-elect Dr Gerry Murphy as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 5 | Re-elect Nick Hampton as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 6 | Elect Imran Nawaz as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 7 | Re-elect Paul Forman as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 8 | Re-elect Lars Frederiksen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 9 | Re-elect Anne Minto as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 10 | Elect Kimberly Nelson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 11 | Re-elect Dr Ajai Puri as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 12 | Re-elect Sybella Stanley as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 13 | Elect Warren Tucker as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 14 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 16 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 17 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tate & Lyle Plc | TATE | United Kingdom | GB0008754136 | G86838128 | Annual | 25-Jul-19 | 23-Jul-19 | Management | 22 | Adopt New Articles of Association | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 2 | Elect Chairman of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 3 | Prepare and Approve List of Shareholders | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 4 | Approve Agenda of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 7 | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 8 | Receive President’s Report | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 9 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 10 | Approve Allocation of Income and Dividends of SEK 1.80 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 11 | Approve Discharge of Board and President | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 12 | Receive Nominating Committee’s Report | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 13 | Determine Number of Members (8) and Deputy Members (0) of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 14 | Approve Remuneration of Directors in the Aggregate Amount of SEK 5.1 Million; Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 15 | Reelect Laurent Leksell, Caroline Leksell Cooke, Johan Malmqvist, Tomas Puusepp, Wolfgang Reim, Jan Secher, Birgitta Stymne Goransson and Cecilia Wikstrom as Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 16 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 18.a | Approve Performance Share Plan 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 18.b | Approve Equity Plan Financing | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 19 | Approve Equity Plan Financing of 2017 and 2018 Performance Share Plans | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 20.a | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 20.b | Authorize Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 21 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Share Holder | 22.a | Eliminate Differentiated Voting Rights | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Share Holder | 22.b | Delete Following Paragraphs in Article 5 | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Share Holder | 22.c | Convert All Shares of Series A and Series B into Shares without Serial Designation | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Share Holder | 22.d | Instruct Board to Work for the Swedish Companies Act to be Amended so that the Possibility of Differentiation of Voting Rights is Abolished | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Share Holder | 22.e | Instruct Board to Present Proposal to Represent Small and Middle-sized Shareholders in Board and Nominating Committee | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Elekta AB | EKTA.B | Sweden | SE0000163628 | W2479G107 | Annual | 22-Aug-19 | 16-Aug-19 | Management | 23 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 3 | Appropriation of Retained Earnings and Declaration of Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 4 | Approve Discharge of Board and Senior Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5A | Elect Director Patrick Aebischer | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5B | Elect Director Wendy Becker | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5C | Elect Director Edouard Bugnion | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5D | Elect Director Bracken Darrell | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5E | Elect Director Guerrino De Luca | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5F | Elect Director Didier Hirsch | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5G | Elect Director Neil Hunt | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5H | Elect Director Marjorie Lao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5I | Elect Director Neela Montgomery | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5J | Elect Director Guy Gecht | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 5K | Elect Director Michael Polk | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 6 | Elect Wendy Becker as Board Chairman | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 7A | Appoint Edouard Bugnion as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 7B | Appoint Neil Hunt as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 7C | Appoint Michael Polk as Member of the Compensation Committee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 8 | Approve Remuneration of Board of Directors in the Amount of CHF 4,900,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 9 | Approve Remuneration of the Group Management Team in the Amount of USD 28,600,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 10 | Ratify KPMG AG as Auditors and Ratify KPMG LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | 11 | Designate Etude Regina Wenger & Sarah Keiser-Wuger as Independent Representative | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Logitech International S.A. | LOGN | Switzerland | CH0025751329 | H50430232 | Annual | 04-Sep-19 | 29-Aug-19 | Management | A | Authorize Independent Representative to Vote on Any Amendment to Previous Resolutions | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 1.1 | Acknowledge Information on Important Changes to Assets or Liabilities of Companies Taking Part in Segregation between Announcement of Segregation Plan and EGM Date | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 1.2 | Approve Segregation of All Assets and Liabilities to Fully-Owned Subsidiary GA Mediaset | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 1.3 | Acknowledge Share Capital Increase of GA Mediaset | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 2.1 | Acknowledge Information on Important Changes to Assets or Liabilities of Merging Companies between Announcement of Merger Plan and EGM Date | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 2.2 | Approve Tripartite Cross-Border Merger by Absorption of Company and Mediaset SpA by Mediaset Investment NV | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 2.3 | Acknowledge Share Capital Increase of Mediaset Investment | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 3 | Authorize Share Repurchase Program | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 04-Sep-19 | 30-Aug-19 | Management | 4 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 3 | Elect Richard Green as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 4 | Re-elect Philip Meeson as Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 5 | Re-elect Stephen Heapy as Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 6 | Re-elect Mark Laurence as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 7 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 8 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 9 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 10 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 11 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dart Group Plc | DTG | United Kingdom | GB00B1722W11 | G2657C132 | Annual | 05-Sep-19 | 03-Sep-19 | Management | 12 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 2 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 4 | Re-elect Mike Coupe as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 5 | Re-elect Gordon Fryett as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 6 | Re-elect Rob Rowley as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 7 | Re-elect Richard Smothers as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 8 | Re-elect Lynne Weedall as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 9 | Re-elect Philip Yea as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 10 | Elect Nick Mackenzie as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 11 | Elect Sandra Turner as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 12 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 13 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 14 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 16 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Greene King Plc | GNK | United Kingdom | GB00B0HZP136 | G40880133 | Annual | 06-Sep-19 | 04-Sep-19 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 1 | Approve the Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 2 | Elect Mark Andrew Hine as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 3 | Elect Terrence John Strapp as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 4 | Approve Incentive Rights Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 5 | Approve Issuance of Performance Rights to Mark Norwell for the Financial Year Ended 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 6 | Approve Issuance of Performance Rights to Mark Norwell for the Financial Year Ending 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 7 | Approve Issuance of STI Rights to Mark Norwell | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 8 | Approve the Increase in the Maximum Number of Directors from 7 to 8 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 9 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Ausdrill Limited | ASL | Australia | AU000000ASL2 | Q0695U105 | Annual | 01-Oct-19 | 29-Sep-19 | Management | 10 | Approve the Change of Company Name to Perenti Global Limited | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | SG2D18969584 | Y5759T101 | Special | 15-Oct-19 | Management | 1 | Approve Proposed Acquisition | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | SG2D18969584 | Y5759T101 | Special | 15-Oct-19 | Management | 2 | Approve Issuance of New Units Under the Equity Fund Raising | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mapletree Commercial Trust | N2IU | Singapore | SG2D18969584 | Y5759T101 | Special | 15-Oct-19 | Management | 3 | Approve Whitewash Resolution | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Whitehaven Coal Limited | WHC | Australia | AU000000WHC8 | Q97664108 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 1 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Whitehaven Coal Limited | WHC | Australia | AU000000WHC8 | Q97664108 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 2 | Approve Grant of Rights to Paul Flynn | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Whitehaven Coal Limited | WHC | Australia | AU000000WHC8 | Q97664108 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 3 | Elect Lindsay Ward as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Whitehaven Coal Limited | WHC | Australia | AU000000WHC8 | Q97664108 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 4 | Elect Mark Vaile as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Whitehaven Coal Limited | WHC | Australia | AU000000WHC8 | Q97664108 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 5 | Elect John Conde as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Whitehaven Coal Limited | WHC | Australia | AU000000WHC8 | Q97664108 | Annual | 17-Oct-19 | 15-Oct-19 | Management | 6 | Approve Amendments to the Constitution | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | St. Barbara Limited | SBM | Australia | AU000000SBM8 | Q8744Q173 | Annual | 23-Oct-19 | 21-Oct-19 | Management | 1 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | St. Barbara Limited | SBM | Australia | AU000000SBM8 | Q8744Q173 | Annual | 23-Oct-19 | 21-Oct-19 | Management | 2 | Elect David Moroney as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | St. Barbara Limited | SBM | Australia | AU000000SBM8 | Q8744Q173 | Annual | 23-Oct-19 | 21-Oct-19 | Management | 3 | Elect Stef Loader as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | St. Barbara Limited | SBM | Australia | AU000000SBM8 | Q8744Q173 | Annual | 23-Oct-19 | 21-Oct-19 | Management | 4 | Elect Steven Dean as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | St. Barbara Limited | SBM | Australia | AU000000SBM8 | Q8744Q173 | Annual | 23-Oct-19 | 21-Oct-19 | Management | 5 | Approve Issuance of Performance Rights to Robert (Bob) Vassie | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 2a | Announce Intention to Appoint Ingrid de Graaf-de Swart as Member of the Executive Board | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 3a | Announce Intention to Appoint Gisella van Vollenhoven and Gerard van Olphen as Supervisory Board Members | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 3b | Elect Gisella van Vollenhoven to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 3c | Elect Gerard van Olphen to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 4 | Allow Questions | N/A | N/A | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASR Nederland NV | ASRNL | Netherlands | NL0011872643 | N0709G103 | Special | 30-Oct-19 | 02-Oct-19 | Management | 5 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Retail REIT | CQR | Australia | AU000000CQR9 | Q2308D108 | Annual | 30-Oct-19 | 28-Oct-19 | Management | 1 | Elect Sue Palmer as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Special | 30-Oct-19 | 28-Oct-19 | Management | 1 | Approve Issuance of Consideration Shares to PartPay Shareholders | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Special | 30-Oct-19 | 28-Oct-19 | Management | 2 | Ratify Past Issuance of Shares to Certain Institutional, Sophisticated and Professional Investors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Special | 30-Oct-19 | 28-Oct-19 | Management | 3 | Ratify Past Issuance of Shares to Westpac Banking Corporation Limited | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 3 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 4 | Elect Clare Hollingsworth as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 5 | Elect Elodie Brian as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 6 | Re-elect Katherine Innes Ker as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 7 | Re-elect Adrian Ewer as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 8 | Re-elect Harry Holt as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 9 | Re-elect Leanne Wood as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 10 | Re-elect David Brown as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 11 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 12 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 13 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 14 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 16 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Go-Ahead Group Plc | GOG | United Kingdom | GB0003753778 | G87976109 | Annual | 31-Oct-19 | 29-Oct-19 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Credit Corp. Group Limited | CCP | Australia | AU000000CCP3 | Q2980K107 | Annual | 04-Nov-19 | 01-Nov-19 | Management | 2a | Elect Trudy Vonhoff as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Credit Corp. Group Limited | CCP | Australia | AU000000CCP3 | Q2980K107 | Annual | 04-Nov-19 | 01-Nov-19 | Management | 2b | Elect John Nesbitt as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Credit Corp. Group Limited | CCP | Australia | AU000000CCP3 | Q2980K107 | Annual | 04-Nov-19 | 01-Nov-19 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Special | 06-Nov-19 | 09-Oct-19 | Management | 1 | Open Meeting and Receive Announcements | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Special | 06-Nov-19 | 09-Oct-19 | Management | 2 | Elect R. Provoost to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Special | 06-Nov-19 | 09-Oct-19 | Management | 3 | Other Business (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Special | 06-Nov-19 | 09-Oct-19 | Management | 4 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Group | CHC | Australia | AU000000CHC0 | Q2308A138 | Annual/Special | 13-Nov-19 | 11-Nov-19 | Management | 2.1 | Elect David Clarke as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Group | CHC | Australia | AU000000CHC0 | Q2308A138 | Annual/Special | 13-Nov-19 | 11-Nov-19 | Management | 2.2 | Elect Karen Moses as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Group | CHC | Australia | AU000000CHC0 | Q2308A138 | Annual/Special | 13-Nov-19 | 11-Nov-19 | Management | 2.3 | Elect Greg Paramor as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Group | CHC | Australia | AU000000CHC0 | Q2308A138 | Annual/Special | 13-Nov-19 | 11-Nov-19 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Group | CHC | Australia | AU000000CHC0 | Q2308A138 | Annual/Special | 13-Nov-19 | 11-Nov-19 | Management | 4 | Approve Issuance of Service Rights to David Harrison | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Group | CHC | Australia | AU000000CHC0 | Q2308A138 | Annual/Special | 13-Nov-19 | 11-Nov-19 | Management | 5 | Approve Issuance of Performance Rights to David Harrison | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gaztransport & Technigaz SA | GTT | France | FR0011726835 | F42674113 | Special | 14-Nov-19 | 12-Nov-19 | Management | 1 | Authorize up to 150,000 Shares for Use in Restricted Stock Plans | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gaztransport & Technigaz SA | GTT | France | FR0011726835 | F42674113 | Special | 14-Nov-19 | 12-Nov-19 | Management | 2 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kogan.com Limited | KGN | Australia | AU000000KGN2 | Q53502102 | Annual | 19-Nov-19 | 17-Nov-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kogan.com Limited | KGN | Australia | AU000000KGN2 | Q53502102 | Annual | 19-Nov-19 | 17-Nov-19 | Management | 3.1 | Elect Greg Ridder as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kogan.com Limited | KGN | Australia | AU000000KGN2 | Q53502102 | Annual | 19-Nov-19 | 17-Nov-19 | Management | 3.2 | Elect Michael Hirschowitz as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 1 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 2 | Elect Belinda Robson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 3 | Elect Steven Crane as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 4 | Elect Beth Laughton as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 5 | Approve Executive Incentive Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 6 | Approve Issuance of Short Term Incentive Rights to Anthony Mellowes | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 7 | Approve Issuance of Long Term Incentive Rights to Anthony Mellowes | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 8 | Approve Issuance of Short Term Incentive Rights to Mark Fleming | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shopping Centres Australasia Property Group RE Ltd. | SCP | Australia | AU000000SCP9 | Q8501T105 | Annual | 20-Nov-19 | 18-Nov-19 | Management | 9 | Approve Issuance of Long Term Incentive Rights to Mark Fleming | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 1 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 2 | Elect Steve Scudamore as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 3 | Elect Fiona Morgan as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 4 | Approve the Regis Resources Limited Executive Incentive Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 5 | Approve Grant of Long Term Incentive Performance Rights to Jim Beyer | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 6 | Approve Grant of Short Term Incentive Performance Rights to Jim Beyer | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Regis Resources Limited | RRL | Australia | AU000000RRL8 | Q8059N120 | Annual | 26-Nov-19 | 24-Nov-19 | Management | 7 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 1 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 2 | Elect Paul Hallam as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 3 | Elect Maree Arnason as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 4 | Approve Grant of Rights to Karl M Simich | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 6 | Approve the Change of Company Type from a Public No Liability Company to a Public Company Limited | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 7 | Approve the Change of Company Name to Sandfire Resources Limited | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sandfire Resources NL | SFR | Australia | AU000000SFR8 | Q82191109 | Annual | 27-Nov-19 | 25-Nov-19 | Management | 8 | Adopt New Constitution | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 2 | Elect Jane Tongs as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 3 | Elect Lisa Scenna as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 4 | Elect Tanya Cox as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Share Holder | 5 | Elect Gary Weiss as Director | Against | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 6 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 7 | Ratify Past Issuance of Stapled Securities to Certain Institutional Investors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 8 | Approve Cromwell Property Group Performance Rights Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Annual/Special | 28-Nov-19 | 26-Nov-19 | Management | 9 | Approve Grant of Performance Rights and Stapled Securities to Paul Weightman | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Annual | 29-Nov-19 | 27-Nov-19 | Management | 1 | Approve Remuneration Report | For | �� | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Annual | 29-Nov-19 | 27-Nov-19 | Management | 2 | Elect Philip Crutchfield as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Annual | 29-Nov-19 | 27-Nov-19 | Management | 3 | Approve Issuance of Shares to Larry Diamond | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Annual | 29-Nov-19 | 27-Nov-19 | Management | 4 | Approve Issuance of Shares to Peter Gray | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Zip Co Limited | Z1P | Australia | AU000000Z1P6 | Q9899L134 | Annual | 29-Nov-19 | 27-Nov-19 | Management | 5 | Approve the Increase in Maximum Aggregate Remuneration of Non-Executive Directors | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 1 | Approve Acquisition of the Linden Homes and Partnerships & Regeneration Businesses of Galliford Try plc | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 2 | Authorise Issue of Equity Pursuant to the Acquisition | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 3 | Approve Long Term Incentive Plan | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 4 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 5 | Approve the Bonus Issue | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 6 | Authorise Issue of Bonus Issue Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 7 | Amend Articles of Association | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bovis Homes Group Plc | BVS | United Kingdom | GB0001859296 | G12698109 | Special | 02-Dec-19 | 28-Nov-19 | Management | 8 | Authorise the Directors to Change the Company’s Name | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 4 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 5 | Approve Special Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 6 | Re-elect Graeme Watt as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 7 | Re-elect Martin Hellawell as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 8 | Re-elect Graham Charlton as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 9 | Re-elect Vin Murria as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 10 | Re-elect Peter Ventress as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 11 | Elect Robyn Perriss as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 12 | Elect Karen Slatford as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 13 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 14 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Softcat Plc | SCT | United Kingdom | GB00BYZDVK82 | G8251T108 | Annual | 05-Dec-19 | 03-Dec-19 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nishio Rent All Co., Ltd. | 9699 | Japan | JP3657500009 | J56902109 | Annual | 18-Dec-19 | 30-Sep-19 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 70 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Open House Co., Ltd. | 3288 | Japan | JP3173540000 | J3072G101 | Annual | 18-Dec-19 | 30-Sep-19 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 66 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Open House Co., Ltd. | 3288 | Japan | JP3173540000 | J3072G101 | Annual | 18-Dec-19 | 30-Sep-19 | Management | 2 | Amend Articles to Amend Business Lines | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Open House Co., Ltd. | 3288 | Japan | JP3173540000 | J3072G101 | Annual | 18-Dec-19 | 30-Sep-19 | Management | 3 | Appoint Alternate Statutory Auditor Ido, Kazumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 19-Dec-19 | 01-Nov-19 | Management | 1 | Elect Executive Director Miura, Yoshiyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Navigator Co. SA | POELF | Portugal | PTPTI0AM0006 | X67182109 | Special | 20-Dec-19 | 13-Dec-19 | Management | 1 | Approve Dividends Charged Against Reserves | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 3 | Re-elect John Nicholas as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 4 | Elect Johnny Thomson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 5 | Re-elect Nigel Lingwood as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 6 | Re-elect Charles Packshaw as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 7 | Re-elect Andy Smith as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 8 | Re-elect Anne Thorburn as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 9 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 10 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 11 | Approve Remuneration Policy | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 12 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 13 | Approve 2020 Performance Share Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 14 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Diploma Plc | DPLM | United Kingdom | GB0001826634 | G27664112 | Annual | 15-Jan-20 | 13-Jan-20 | Management | 18 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hansteen Holdings Plc | HSTN | United Kingdom | GB00B0PPFY88 | G4383U105 | Court | 31-Jan-20 | 29-Jan-20 | Management | 1 | Approve Scheme of Arrangement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hansteen Holdings Plc | HSTN | United Kingdom | GB00B0PPFY88 | G4383U105 | Special | 31-Jan-20 | 29-Jan-20 | Management | 1 | Approve Matters Relating to the Recommended Cash Acquisition of Hansteen Holdings plc by Potter UK Bidco Limited | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 05-Feb-20 | 30-Jan-20 | Management | 1 | Amend Certain Terms of Proposed Bylaws of Mediaset Investment N.V. and Terms and Conditions for Special Voting Shares, for Initial Allocation of Special Voting A Shares and for Initial Allocation of Special Voting A Shares - Mediaset Espana | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Special | 05-Feb-20 | 30-Jan-20 | Management | 2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2018/19 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 2.1 | Approve Discharge of Management Board Member Bernhard Duettmann for Fiscal 2018/19 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 2.2 | Approve Discharge of Management Board Member Karin Sonnenmoser for Fiscal 2018/19 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 2.3 | Approve Discharge of Management Board Member Joern Werner for Fiscal 2018/19 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 2.4 | Approve Discharge of Management Board Member Haag Molkenteller for Fiscal 2018/19 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 2.5 | Approve Discharge of Management Board Member Mark Frese for Fiscal 2018/19 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 2.6 | Approve Discharge of Management Board Member Pieter Haas for Fiscal 2018/19 | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 3 | Approve Discharge of Supervisory Board for Fiscal 2018/19 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 4 | Ratify KPMG AG as Auditors for Fiscal 2019/20 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 5 | Elect Christoph Vilanek to the Supervisory Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CECONOMY AG | CEC | Germany | DE0007257503 | D1497L107 | Annual | 12-Feb-20 | 21-Jan-20 | Management | 6 | Amend Articles Re: Participation Requirements and Proof of Entitlement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 1 | Receive Report of Board | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 2 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 3 | Approve Discharge of Management and Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 4 | Approve Allocation of Income and Dividends of DKK 1.45 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 5 | Approve Remuneration of Directors in the Amount of DKK 870,000 for Chairman, DKK 580,000 for Vice Chairman, and DKK 290,000 for Other Members; Approve Remuneration for Committee Work; Approve Meeting Fees | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.1 | Reelect Per Wold-Olsen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.2 | Reelect Wolfgang Reim as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.3 | Reelect Helene Barnekow as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.4 | Reelect Ronica Wang as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.5 | Elect Jukka Pekka Pertola as New Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.6 | Elect Montserrat Maresch Pascual as New Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 6.7 | Elect Anette Weber as New Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 8.1 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 8.2 | Approve DKK 16.7 Million Reduction in Share Capital via Share Cancellation | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 8.3 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 8.4 | Amend Articles Re: Advisory Vote on Remuneration Report on Annual General Meetings | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GN Store Nord A/S | GN | Denmark | DK0010272632 | K4001S214 | Annual | 11-Mar-20 | 04-Mar-20 | Management | 9 | Other Business (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Partron Co., Ltd. | 091700 | South Korea | KR7091700005 | Y6750Z104 | Annual | 24-Mar-20 | 31-Dec-19 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Partron Co., Ltd. | 091700 | South Korea | KR7091700005 | Y6750Z104 | Annual | 24-Mar-20 | 31-Dec-19 | Management | 2 | Elect Kim Jong-gu as Inside Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Partron Co., Ltd. | 091700 | South Korea | KR7091700005 | Y6750Z104 | Annual | 24-Mar-20 | 31-Dec-19 | Management | 3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Partron Co., Ltd. | 091700 | South Korea | KR7091700005 | Y6750Z104 | Annual | 24-Mar-20 | 31-Dec-19 | Management | 4 | Authorize Board to Fix Remuneration of Internal Auditor(s) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 1 | Approve Financial Statements and Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 2.1 | Elect Three Inside Directors (Bundled) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 2.2 | Elect Three Outside Directors (Bundled) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 3 | Elect Three Members of Audit Committee (Bundled) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 4 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 5 | Approve Stock Option Grants | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | NICE Information Service Co., Ltd. | 030190 | South Korea | KR7030190003 | Y6436G108 | Annual | 26-Mar-20 | 31-Dec-19 | Management | 6 | Amend Articles of Incorporation | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 12 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.1 | Elect Director Usui, Kenichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.2 | Elect Director Ito, Hisashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.3 | Elect Director Okamura, Toshimi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.4 | Elect Director Kuwabara, Yasuhiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.5 | Elect Director Furukawa, Noriatsu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 3.1 | Elect Director and Audit Committee Member Imada, Yoshikazu | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 3.2 | Elect Director and Audit Committee Member Yagi, Yasuyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 3.3 | Elect Director and Audit Committee Member Hanafusa, Yukinori | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ARCLAND SERVICE HOLDINGS CO., LTD. | 3085 | Japan | JP3100090004 | J0201Q109 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 4 | Elect Alternate Director and Audit Committee Member Shinohara, Kazuhiro | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.1 | Elect Director Shinohara, Hideaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.2 | Elect Director Tsurukawa, Junichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.3 | Elect Director Miura, Yoshiaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.4 | Elect Director Nishibori, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.5 | Elect Director Irie, Hiroyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 2.6 | Elect Director Tamaki, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 3 | Appoint Statutory Auditor Inoue, Katsuji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Shinoken Group Co., Ltd. | 8909 | Japan | JP3354100004 | J7384K106 | Annual | 27-Mar-20 | 31-Dec-19 | Management | 4 | Appoint Alternate Statutory Auditor Kunisawa, Yoichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cromwell Property Group | CMW | Australia | AU000000CMW8 | Q2995J103 | Special | 30-Mar-20 | 28-Mar-20 | Share Holder | 1 | Elect Gary Weiss as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Management | 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Management | 2 | Approve Remuneration Policy and Second Section of the Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.1 | Fix Number of Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.2 | Fix Board Terms for Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.3.1 | Slate 1 Submitted by Banco BPM Spa | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.3.2 | Slate 2 Submitted by Poste Italiane Spa | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.3.3 | Slate 3 Submitted by Institutional Shareholders (Assogestioni) | None | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.4 | Elect Livio Raimondi as Board Chair | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 3.5 | Approve Remuneration of Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 4.1.1 | Slate 1 Submitted by Banco BPM Spa | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 4.1.2 | Slate 2 Submitted by Institutional Shareholders (Assogestioni) | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 4.2 | Appoint Chairman of Internal Statutory Auditors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Share Holder | 4.3 | Approve Internal Auditors’ Remuneration | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Management | 5 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Anima Holding SpA | ANIM | Italy | IT0004998065 | T0409R106 | Annual/Special | 31-Mar-20 | 20-Mar-20 | Management | 1 | Authorize Cancellation of Treasury Shares without Reduction of Share Capital; Amend Article 5 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 2 | Approve Allocation of Income and Dividends of CHF 1.60 per Share | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 3 | Approve Discharge of Board and Senior Management | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 4.1 | Reelect Urs Kaufmann as Director and as Board Chairman | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 4.2 | Reelect Beat Kaelin as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 4.3 | Reelect Monika Buetler as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 4.4 | Reelect Rolf Seiffert as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 4.5 | Reelect Franz Studer as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 4.6 | Reelect Joerg Walther as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 5.1 | Reappoint Urs Kaufmann as Member of the Nomination and Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 5.2 | Reappoint Beat Kaelin as Member of the Nomination and Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 6.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 640,000 from 2020 AGM until 2021 AGM | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 6.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 3.5 Million for the Period July 1, 2020 - June 30, 2021 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 6.3 | Approve Share-Based Remuneration of Directors in the Amount of CHF 850,000 from 2019 AGM until 2020 AGM | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 6.4 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 2.2 Million for Fiscal 2019 | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 7 | Ratify Ernst & Young AG as Auditors | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 8 | Designate Bratschi AG as Independent Proxy | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HUBER+SUHNER AG | HUBN | Switzerland | CH0030380734 | H44229187 | Annual | 01-Apr-20 | Management | 9 | Transact Other Business (Voting) | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 1 | Receive Report of Board | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 2 | Receive Annual Report and Auditor’s Report | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 3 | Accept Financial Statements and Statutory Reports; Approve Discharge of Management and Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 4 | Approve Remuneration of Directors for 2020/2021 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 5 | Approve Allocation of Income and Dividends of DKK 32.00 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 6a | Reelect Carsten Bjerg as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 6b | Elect Rebekka Glasser Herlofsen as New Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 6c | Reelect Soren Kahler as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 6d | Reelect Thomas Kahler as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 6e | Reelect Andreas Ronken as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 6f | Reelect Jorgen Tang-Jensen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 7 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 8a | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 8b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Share Holder | 8c | Assess Environmental and Community Impacts from Siting of Manufacturing Facilities and Use of Water | Against | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Rockwool International A/S | ROCK.B | Denmark | DK0010219153 | K8254S144 | Annual | 01-Apr-20 | 25-Mar-20 | Management | 9 | Other Business | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 1 | Receive Report of Board | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 2 | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 3 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of DKK 17 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 4a | Amend Articles Re: Voting on the Company’s Remuneration Report at Annual General Meetings | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 4b | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 4c | Approve Remuneration of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Share Holder | 4d | Instruct Board to Annually Publish Statement for the Exercise of Active Ownership in Coal, Oil and Gas Companies; Dispose Shares in Coal, Oil and Gas Companies where Active Ownership does Not Lead to Fulfillment of the Paris Agreement | Against | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 5a | Reelect Anne Louise Eberhard as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 5b | Reelect Cristina Lage as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 5c | Reelect Petri Niemisvirta as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 5d | Reelect Morten Thorsrud as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 5e | Reelect Ricard Wennerklint as Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 5f | Reelect Jens Aalose as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 6 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Topdanmark A/S | TOP | Denmark | DK0060477503 | K96213176 | Annual | 02-Apr-20 | 26-Mar-20 | Management | 7 | Other Business | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Retail REIT | CQR | Australia | AU000000CQR9 | Q2308D108 | Special | 07-Apr-20 | 05-Apr-20 | Management | 1 | Ratify Past Issuance of Units to Certain Institutional, Professional and Other Wholesale Investors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Charter Hall Retail REIT | CQR | Australia | AU000000CQR9 | Q2308D108 | Special | 07-Apr-20 | 05-Apr-20 | Management | 2 | ***Withdrawn Resolution*** Ratify Past Issuance of Units to Successful Applicants Under the Unit Purchase Plan | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1a | Elect Director Peter F. Cohen | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1b | Elect Director John (Jack) P. Curtin Jr | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1c | Elect Director Christopher Galvin | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1d | Elect Director P. Jane Gavan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1e | Elect Director Stephen J. Harper | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1f | Elect Director Jay S. Hennick | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1g | Elect Director Katherine M. Lee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1h | Elect Director Benjamin F. Stein | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 1i | Elect Director L. Frederick Sutherland | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Colliers International Group Inc. | CIGI | Canada | CA1946931070 | 194693107 | Annual | 07-Apr-20 | 06-Mar-20 | Management | 3 | Advisory Vote on Executive Compensation Approach | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 2.1 | Approve Allocation of Income | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 2.2 | Approve Dividends of CHF 4.40 per Share from Foreign Capital Contribution Reserves | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 3 | Approve Discharge of Board and Senior Management | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.1 | Reelect Ingo Arnold as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.2 | Reelect Ingrid Deltenre as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.3 | Reelect Michael Krammer as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.4 | Reelect Christoph Vilanek as Director | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.5 | Elect Thomas Meyer as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.6 | Elect Thomas Karlovits as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.7 | Elect Sonja Stirnimann as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.8 | Elect Henriette Wendt as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.1.9 | Elect Thomas Meyer as Board Chairman | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.2.1 | Reappoint Ingrid Deltenre as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.2.2 | Reappoint Michael Krammer as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.2.3 | Reappoint Christoph Vilanek as Member of the Compensation Committee | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.2.4 | Appoint Thomas Meyer as Member of the Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 4.2.5 | Appoint Ingrid Deltenre as Chairman of the Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 5 | Designate Keller KLG as Independent Proxy | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 6 | Ratify Ernst & Young AG as Auditors | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 7.1 | Approve Remuneration Report (Non-Binding) | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 7.2 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 7.3 | Approve Remuneration of Executive Committee in the Amount of CHF 13.5 Million | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 8 | Approve Creation of CHF 4.2 Million Pool of Capital without Preemptive Rights | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sunrise Communications Group AG | SRCG | Switzerland | CH0267291224 | H83659104 | Annual | 08-Apr-20 | Management | 9 | Transact Other Business (Voting) | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 2 | Approve Allocation of Income and Dividends of CHF 25 per Bearer Share and CHF 5 per Registered Share | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 3 | Approve Discharge of Board and Senior Management | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.1 | Reelect Peter Leupp as Director and Board Chairman | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.2.1 | Reelect Stefan Breitenstein as Director | For | Do Not Vote | No | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.2.2 | Reelect Bettina Gerharz-Kalte as Director | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.2.3 | Reelect Nick Huber as Director | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.2.4 | Reelect Urs Kaufmann as Director | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.2.5 | Reelect Philippe Royer as Director | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.3.1 | Appoint Bettina Gerharz-Kalte as Member of the Compensation Committee | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.3.2 | Reappoint Nick Huber as Member of the Compensation Committee | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.3.3 | Reappoint Urs Kaufmann as Member of the Compensation Committee | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.3.4 | Reappoint Peter Leupp as Member of the Compensation Committee | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.4 | Designate Vischer AG as Independent Proxy | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 4.5 | Ratify PricewaterhouseCoopers AG as Auditors | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 5 | Amend Articles Re: Remuneration of Executive Committee | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 6 | Approve Remuneration Report | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 7 | Approve Fixed Remuneration of Directors in the Amount of CHF 1 Million | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 8 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 3.3 Million for the Period July 1, 2020 - June 30, 2021 | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 9 | Approve Performance-Based Remuneration of Executive Committee in the Amount of CHF 3.15 Million for the Period January 1, 2020 - December 31, 2020 | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gurit Holding AG | GUR | Switzerland | CH0008012236 | H3420V174 | Annual | 15-Apr-20 | Management | 10 | Transact Other Business (Voting) | For | Do Not Vote | No | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 2.a | Receive Report of Supervisory Board (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 2.b | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 3 | Receive Report of Management Board (Non-Voting) | N/A | N/A | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 4 | Adopt Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 5 | Approve Dividends of EUR 0.02 Per Share | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 6.a | Approve Discharge of Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 6.b | Approve Discharge of Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 7.a | Approve Remuneration Policy for Supervisory Board Members | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 7.b | Approve Remuneration Policy for Management Board Members | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 8.a | Elect H.Th.E.M. Rottinghuis to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 8.b | Reelect H.L.J. Noy to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 9.a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 9.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 11 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 12 | Other Business (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Royal BAM Groep NV | BAMNB | Netherlands | NL0000337319 | N0157T177 | Annual | 15-Apr-20 | 18-Mar-20 | Management | 13 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 3 | Approve Allocation of Income and Dividends of 3.75 per Share | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 4 | Approve Discharge of Board and Senior Management | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.1.1 | Reelect Felix Weber as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.1.2 | Reelect Peter Athanas as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.1.3 | Reelect Urs Baumann as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.1.4 | Reelect Denis Hall as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.1.5 | Reelect Katrina Machin as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.1.6 | Reelect Monica Maechler as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.2 | Elect Thomas Buess as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.3 | Reelect Felix Weber as Board Chairman | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.4.1 | Reappoint Urs Baumann as Member of the Compensation and Nomination Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.4.2 | Reappoint Katrina Machin as Member of the Compensation and Nomination Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.4.3 | Appoint Peter Athanas as Member of the Compensation and Nomination Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.5 | Designate Keller KLG as Independent Proxy | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 5.6 | Ratify KPMG AG as Auditors | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 6.1 | Approve Remuneration of Directors in the Amount of CHF 1.5 Million | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 6.2 | Approve Fixed and Variable Remuneration of Executive Committee in the Amount of CHF 6.4 Million | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cembra Money Bank AG | CMBN | Switzerland | CH0225173167 | H1329L107 | Annual | 16-Apr-20 | Management | 7 | Transact Other Business (Voting) | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 1.1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 1.2 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 2 | Approve Remuneration of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 3 | Integrate Remuneration of External Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 4a1 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 4a2 | Approve Second Section of the Remuneration Report | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 4b | Approve Incentive Bonus Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 4c | Approve Fixed-Variable Compensation Ratio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | BPER Banca SpA | BPE | Italy | IT0000066123 | T1325T119 | Annual/Special | 22-Apr-20 | 09-Apr-20 | Management | 1 | Approve Capital Increase with Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 4 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 5 | Elect John Baxter as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 6 | Re-elect Philip Cox as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 7 | Re-elect Will Gardiner as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 8 | Re-elect Nicola Hodson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 9 | Re-elect Andy Koss as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 10 | Re-elect David Nussbaum as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 11 | Re-elect Vanessa Simms as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 12 | Re-elect Andy Skelton as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 13 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 15 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 19 | Approve Long Term Incentive Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Drax Group Plc | DRX | United Kingdom | GB00B1VNSX38 | G2904K127 | Annual | 22-Apr-20 | 20-Apr-20 | Management | 20 | Authorize the Company to Call EGM with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Piaggio & C SpA | PIA | Italy | IT0003073266 | T74237107 | Annual | 22-Apr-20 | 09-Apr-20 | Management | 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Piaggio & C SpA | PIA | Italy | IT0003073266 | T74237107 | Annual | 22-Apr-20 | 09-Apr-20 | Management | 2.1 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Piaggio & C SpA | PIA | Italy | IT0003073266 | T74237107 | Annual | 22-Apr-20 | 09-Apr-20 | Management | 2.2 | Approve Second Section of the Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Piaggio & C SpA | PIA | Italy | IT0003073266 | T74237107 | Annual | 22-Apr-20 | 09-Apr-20 | Management | 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Piaggio & C SpA | PIA | Italy | IT0003073266 | T74237107 | Annual | 22-Apr-20 | 09-Apr-20 | Management | 4 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 3 | Approve Final Dividend | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 4 | Elect Sarah Kuijlaars as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 5 | Re-elect Ken Hanna as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 6 | Re-elect Chris Weston as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 7 | Re-elect Heath Drewett as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 8 | Re-elect Dame Nicola Brewer as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 9 | Re-elect Barbara Jeremiah as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 10 | Re-elect Uwe Krueger as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 11 | Re-elect Diana Layfield as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 12 | Re-elect Ian Marchant as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 13 | Re-elect Miles Roberts as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 14 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Aggreko Plc | AGK | United Kingdom | GB00BK1PTB77 | G0116S185 | Annual | 23-Apr-20 | 21-Apr-20 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 2 | Approve Discharge of Board and Senior Management | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 3 | Approve Allocation of Income and Dividends of CHF 5.00 per Share | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.1 | Reelect Doris Schurter as Director and Board Chairman | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.1 | Reelect Beat Fellmann as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.2 | Reelect Jean-Rene Fournier as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.3 | Reelect Ivo Furrer as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.4 | Reelect Hans Kuenzle as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.5 | Reelect Christoph Lechner as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.6 | Reelect Gabriela Payer as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.7 | Reelect Thomas Schmueckli as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.8 | Reelect Andreas von Planta as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.2.9 | Reelect Regula Wallimann as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.3.1 | Appoint Jean-Rene Fournier as Member of the Nomination and Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.3.2 | Reappoint Gabriela Payer as Member of the Nomination and Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.3.3 | Reappoint Andreas von Planta as Member of the Nomination and Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 4.3.4 | Reappoint Regula Wallimann as Member of the Nomination and Compensation Committee | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 5 | Approve Creation of CHF 149,177 Pool of Authorized Capital without Preemptive Rights | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | �� | Annual | 24-Apr-20 | Management | 6.1 | Approve Fixed Remuneration of Directors in the Amount of CHF 3 Million | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 6.2 | Approve Fixed Remuneration of Executive Committee in the Amount of CHF 7.8 Million | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 6.3 | Approve Variable Remuneration of Executive Committee in the Amount of CHF 5.5 Million | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 7 | Designate Schmuki Bachmann as Independent Proxy | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 8 | Ratify KPMG AG as Auditors | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Helvetia Holding AG | HELN | Switzerland | CH0466642201 | H3701P102 | Annual | 24-Apr-20 | Management | 9 | Transact Other Business (Voting) | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 2 | Receive Report of Management Board (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 3.a | Approve Remuneration Report Containing Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 3.b | Receive Auditors’ Report (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 3.c | Adopt Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 3.d | Approve Dividends of EUR 2.52 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 3.e | Approve Discharge of Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 3.f | Approve Discharge of Supervisory Board | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 4 | Approve Remuneration Policy for Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 5 | Reelect G. van de Weerdhof to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 7 | Allow Questions | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wereldhave NV | WHA | Netherlands | NL0000289213 | N95060120 | Annual | 24-Apr-20 | 27-Mar-20 | Management | 8 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 3 | Approve Directors’ Fees | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 4 | Elect Kaneyalall Hawabhay as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 5 | Elect Foo Meng Kee as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 6 | Elect Christian G H Gautier De Charnace as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 7 | Elect Khemraj Sharma Sewraz as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 8 | Elect Lew Syn Pau as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 9 | Approve Moore Stephens LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 10 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 11 | Authorize Share Repurchase Program | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Golden Agri-Resources Ltd | E5H | Mauritius | MU0117U00026 | V39076134 | Annual | 27-Apr-20 | Management | 12 | Approve Mandate for Interested Person Transactions | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 1 | Open Meeting | N/A | N/A | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 2 | Registration of Attending Shareholders and Proxies | N/A | N/A | No | No | ||||||||||||||||
LMCG International Small Cap Fund | �� | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 3 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | For | Do Not Vote | No | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 4 | Approve Notice of Meeting and Agenda | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 5 | Presentation of Business Activities | N/A | N/A | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 6 | Accept Financial Statements and Statutory Reports | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 7 | Approve Dividends of NOK 1.95 Per Share | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 8a | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Advisory) | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 8b | Approve Remuneration Policy And Other Terms of Employment For Executive Management (Binding) | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 9 | Approve Remuneration of Directors | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 10 | Approve Remuneration of Auditors | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 11 | Elect Pal Wibe as Director | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 12a | Elect Mai-Lill Ibsen, Inger Johanne Solhaug and Alf Inge Gjerde as Members of Nominating Committee | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 12b | Approve Remuneration of Members of Nominating Committee | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 13 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Europris ASA | EPR | Norway | NO0010735343 | R2R97J126 | Annual | 29-Apr-20 | 22-Apr-20 | Management | 14 | Approve Creation of NOK 16.7 Million Pool of Capital without Preemptive Rights | For | Do Not Vote | No | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 3a | Elect Gerald Lokchung Chan as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 3b | Elect Lap-Chee Tsui as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 3c | Elect Martin Cheung Kong Liao as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 3d | Elect Adriel Wenbwo Chan as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 3e | Authorize Board to Fix Remuneration of Directors | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 4 | Approve KPMG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 5 | Authorize Repurchase of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hang Lung Group Limited | 10 | Hong Kong | HK0010000088 | Y30148111 | Annual | 29-Apr-20 | 23-Apr-20 | Management | 7 | Authorize Reissuance of Repurchased Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | 1 | Amend Company Bylaws Re: Articles 16, 26, and 34 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | 2 | Amend Company Bylaws Re: Article 17 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | 1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | 2.1 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | 2.2 | Approve Second Section of the Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | 3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 4.1 | Slate 1 Submitted by the Shareholder Agreement (41.58 Percent of the Share Capital) | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 4.2 | Slate 2 Submitted by Gruppo Societa Gas Rimini SpA | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 4.3 | Slate 3 Submitted by Institutional Investors (Assogestioni) | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 5 | Approve Remuneration of Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 6.1 | Slate 1 Submitted by the Shareholder Agreement (41.58 Percent of the Share Capital) | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 6.2 | Slate 2 Submitted by Gruppo Societa Gas Rimini SpA | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 6.3 | Slate 3 Submitted by Institutional Investors (Assogestioni) | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Share Holder | 7 | Approve Internal Auditors’ Remuneration | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hera SpA | HER | Italy | IT0001250932 | T5250M106 | Annual/Special | 29-Apr-20 | 20-Apr-20 | Management | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 3 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 4 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 5 | Re-elect Richard Beyer as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 6 | Re-elect Michael Cannon as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 7 | Re-elect Mary Chan as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 8 | Elect Joanne Curin as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 9 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 10 | Authorise Issue of Equity in Connection with a Rights Issue | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 11 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 12 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 13 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Barclays Bank plc | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 14 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Goldman Sachs International | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 15 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with HSBC Bank plc | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 16 | Authorise the Company to Enter into a Contingent Forward Share Purchase Contract with Merrill Lynch International | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Dialog Semiconductor Plc | DLG | United Kingdom | GB0059822006 | G5821P111 | Annual | 30-Apr-20 | 28-Apr-20 | Management | 17 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 1 | Approve Individual and Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 2 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 3 | Appraise Management and Supervision of Company and Approve Vote of Confidence to Corporate Bodies | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 4 | Approve Statement on Remuneration Policy | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 5 | Authorize Issuance of Convertible Bonds without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 6 | Eliminate Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 7 | Approve Capital Raising Re: Issuance of Convertible Bonds | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 8 | Authorize Repurchase and Reissuance of Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 9 | Authorize Repurchase and Reissuance of Bonds | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sonae SGPS SA | SON | Portugal | PTSON0AM0001 | X8252W176 | Annual | 30-Apr-20 | 23-Apr-20 | Management | 10 | Authorize Company Subsidiaries to Purchase Shares in Parent | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 6 | Approve Remuneration Policy for Management Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 7.1 | Approve Remuneration Policy for Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 7.2 | Approve Remuneration of Supervisory Board Members | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 8 | Authorize Share Repurchase Program with Reverse Exclusion of Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Wienerberger AG | WIE | Austria | AT0000831706 | A95384110 | Annual | 05-May-20 | 25-Apr-20 | Management | 10 | Amend Articles Re: Remuneration of Supervisory Board, Supervisory Board’ Right to Amend the Articles of Association, Convocation of AGM | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 3 | Approve Final Dividend | For | Abstain | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 4 | Elect Louise Fowler as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 5 | Re-elect Karen Caddick as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 6 | Re-elect Andrew Cripps as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 7 | Re-elect Geoff Drabble as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 8 | Re-elect Andrew Livingston as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 9 | Re-elect Richard Pennycook as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 10 | Re-elect Mark Robson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 11 | Re-elect Debbie White as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 12 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 13 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 14 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 15 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 18 | Adopt New Articles of Association | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Howden Joinery Group Plc | HWDN | United Kingdom | GB0005576813 | G4647J102 | Annual | 07-May-20 | 05-May-20 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 3 | Approve Final Dividend | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 4 | Re-elect Sir John Armitt as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 5 | Re-elect Matt Ashley as Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 6 | Re-elect Jorge Cosmen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 7 | Re-elect Matthew Crummack as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 8 | Re-elect Chris Davies as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 9 | Re-elect Dean Finch as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 10 | Elect Ana de Pro Gonzalo as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 11 | Elect Karen Geary as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 12 | Re-elect Mike McKeon as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 13 | Re-elect Chris Muntwyler as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 14 | Re-elect Elliot (Lee) Sander as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 15 | Re-elect Dr Ashley Steel as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 16 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 17 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 18 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 19 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 20 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 21 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 22 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 23 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | National Express Group Plc | NEX | United Kingdom | GB0006215205 | G6374M109 | Annual | 07-May-20 | 05-May-20 | Management | 24 | Adopt New Articles of Association | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 2 | Elect Chairman of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 3 | Prepare and Approve List of Shareholders | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 4 | Approve Agenda of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 7 | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 8 | Receive President’s Report | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 9 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 10 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 11 | Approve Discharge of Board and President | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 12 | Determine Number of Members (8) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 3 Million; Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 14 | Reelect Marianne Alexandersson, Lars Backsell (Chairman), Carlos von Bonhorst, Anders Carlberg, Thomas Eldered, Ashwini Kakkar, Helena Levander and Eva Sjokvist as Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 15 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 17.a | Approve Performance Share Matching Plan 2020 | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 17.b | Approve Equity Plan Financing Through Issuance of Series D Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 17.c | Approve Equity Plan Financing Through Repurchase of Series D Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 18 | Approve Creation of SEK 2 Billion Pool of Capital with Preemptive Rights; Approve Creation of SEK 500 Million Pool of Capital without Preemptive Rights | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 19 | Amend Articles of Association Re: Participation at General Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Recipharm AB | RECI.B | Sweden | SE0005757267 | W7S15G123 | Annual | 12-May-20 | 06-May-20 | Management | 20 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 2 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 6 | Approve Extension of Stock Option Plan; Approve Creation of EUR 5 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ADVA Optical Networking SE | ADV | Germany | DE0005103006 | D0190E105 | Annual | 13-May-20 | 30-Apr-20 | Management | 7 | Amend Articles Re: Company Announcements, AGM Convocation, Proof of Entitlement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 1 | Receive Directors’ Reports (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 2 | Receive Auditors’ Reports (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.35 per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 5.1 | Approve Discharge of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 5.2 | Approve Discharge of Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 6.1 | Elect Oswald Schmid as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 6.2 | Elect Henrietta Fenger Ellekrog as Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 6.3 | Elect Eriikka Soderstrom as Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 6.4 | Reelect Christophe Jacobs van Merlen as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 6.5 | Reelect Emilie van de Walle de Ghelcke as Director | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 6.6 | Reelect Henri Jean Velge as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 7.1 | Approve Remuneration of Directors Re: Reduction of 10 Percent | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 7.2 | Approve Remuneration of Directors Re: Duties as Member of a Committee of the Board During the Financial Year 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 7.3 | Approve Remuneration of Chairman of the Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 7.4 | Approve Remuneration of Executive Manager | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 8 | Approve Change-of-Control Clauses Re: Article 7:151 of the Code on Companies and Associations | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Annual | 13-May-20 | 29-Apr-20 | Management | 9 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 1 | Amend Articles of Association Re: Alignment on Companies and Associations Code | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 2 | Amend Article 4 Re: Corporate Purpose | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 3 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 4 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 5 | Authorize Reissuance of Repurchased Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 6 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 7 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 8 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 1 | Amend Articles of Association Re: Alignment on Companies and Associations Code | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 2 | Amend Article 4 Re: Corporate Purpose | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 3 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 4 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 5 | Authorize Reissuance of Repurchased Shares | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 6 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 7 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bekaert SA | BEKB | Belgium | BE0974258874 | B6346B111 | Special | 13-May-20 | 29-Apr-20 | Management | 8 | Authorize Board to Issue Shares in the Event of a Public Tender Offer or Share Exchange Offer and Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 3 | Re-elect Alicja Kornasiewicz as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 4 | Re-elect Nisan Cohen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 5 | Re-elect Israel Greidinger as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 6 | Re-elect Moshe Greidinger as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 7 | Re-elect Renana Teperberg as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 8 | Re-elect Camela Galano as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 9 | Re-elect Dean Moore as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 10 | Re-elect Scott Rosenblum as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 11 | Re-elect Arni Samuelsson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 12 | Re-elect Eric Senat as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 13 | Appoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 14 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 15 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Cineworld Group Plc | CINE | United Kingdom | GB00B15FWH70 | G219AH100 | Annual | 13-May-20 | 11-May-20 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 2 | Approve Final Dividend | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 4 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 5 | Re-elect Rene Medori as Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 6 | Re-elect Andrea Abt as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 7 | Re-elect Sara Akbar as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 8 | Re-elect Matthias Bichsel as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 9 | Re-elect David Davies as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 10 | Re-elect Francesca Di Carlo as a Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 11 | Re-elect George Pierson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 12 | Re-elect Ayman Asfari as Director | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 13 | Re-elect Alastair Cochran as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 14 | Ratify Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 15 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Petrofac Ltd. | PFC | Jersey | GB00B0H2K534 | G7052T101 | Annual | 15-May-20 | 13-May-20 | Management | 19 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 2 | Receive Report of Management Board (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 3 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 4 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 5 | Adopt Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 6.a | Approve Regular Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 6.b | Approve Extra-Ordinary Dividend | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 7 | Approve Discharge of Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 8 | Approve Discharge of Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 9 | Elect Benjamin Gek Lim Loh to Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 10.a | Elect Monica de Virgiliis to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 10.b | Elect Didier Lamouche to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 10.c | Reelect Martin van Pernis to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 11 | Amend Article 34 Re: Implementation Act SRDII | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 12 | Ratify KPMG as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 13.a | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 13.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 15 | Approve Cancellation of Repurchased Shares | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 16 | Other Business (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ASM International NV | ASM | Netherlands | NL0000334118 | N07045201 | Annual | 18-May-20 | 20-Apr-20 | Management | 17 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 2 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 3 | Re-elect Neil Janin as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 4 | Re-elect Alasdair Breach as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 5 | Re-elect Archil Gachechiladze as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 6 | Re-elect Tamaz Georgadze as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 7 | Re-elect Hanna Loikkanen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 8 | Re-elect Veronique McCarroll as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 9 | Re-elect Jonathan Muir as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 10 | Re-elect Cecil Quillen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 11 | Reappoint Ernst & Young LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 12 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 13 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 14 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 15 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 16 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Bank of Georgia Group Plc | BGEO | United Kingdom | GB00BF4HYT85 | G0R1NA104 | Annual | 18-May-20 | 14-May-20 | Management | 17 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 2 | Approve Discharge of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 3 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 4 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 5 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 6 | Reelect Luce Gendry as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 7 | Reelect Jean-Pierre Denis as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 8 | Reelect Jerome Grivet as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 9 | Reelect Magali Smets as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 10 | Elect Luc Touchet as Representative of Employee Shareholders to the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 11 | Elect Jean-Paul Belot as Representative of Employee Shareholders to the Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 12 | Renew Appointment of KPMG Audit IS as Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 13 | Renew Appointment of Mazars as Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 14 | Approve Compensation Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 15 | Approve Compensation of Alain Dinin, Chairman of the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 16 | Approve Compensation of Jean-Philippe Ruggieri, CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 17 | Approve Compensation of Julien Carmona, Vice-CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 18 | Approve Remuneration Policy of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 19 | Approve Remuneration Policy of Chairman of the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 20 | Approve Remuneration Policy of CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 21 | Approve Remuneration Policy of Vice-CEO | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 22 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 23 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 24 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 25 | Exclude Possibility to Use Authorizations of Capital Issuances under Items 26-31 in the Event of a Public Tender Offer | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 26 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to 25 Percent of Issued Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 25 Percent of Issued Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 28 | Approve Issuance of Equity or Equity-Linked Securities for Private Placements, up to 10 Percent of Issued Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 29 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 26-28 | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 30 | Authorize Capitalization of Reserves of Up to 25 Percent for Bonus Issue or Increase in Par Value | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 31 | Authorize Capital Increase of Up to 10 Percent for Future Exchange Offers | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 32 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 33 | Set Total Limit for Capital Increase to Result from Issuance Requests Under Items 26-31 at 25 Percent of Issued Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 34 | Amend Article 11 of Bylaws Re: Employee Representatives | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 35 | Amend Article 14 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 36 | Amend Article 16 of Bylaws Re: Age Limit of CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 37 | Amend Articles of Bylaws to Comply with Legal Changes | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nexity SA | NXI | France | FR0010112524 | F6527B126 | Annual/Special | 19-May-20 | 15-May-20 | Management | 38 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 1 | Presentation by CEO | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 3 | Receive Explanation on Company’s Reserves and Dividend Policy | N/A | N/A | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 4 | Adopt Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 5.a | Approve Discharge of Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 5.b | Approve Discharge of Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 6.a | Reelect Eric Rondolat to Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 6.b | Reelect Rene van Schooten to Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 6.c | Elect Maria Letizia Mariani to Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 7.a | Reelect Arthur van der Poel to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 7.b | Reelect Rita Lane to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 7.c | Elect Frank Lubnau to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 7.d | Elect Pamela Knapp to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 8.a | Approve Remuneration Policy for Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 8.b | Approve Remuneration Policy for Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 9 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 10.a | Grant Board Authority to Issue Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 10.b | Authorize Board to Exclude Preemptive Rights from Share Issuances | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 12 | Approve Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Signify NV | LIGHT | Netherlands | NL0011821392 | N8063K107 | Annual | 19-May-20 | 21-Apr-20 | Management | 13 | Other Business (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 1 | Receive and Approve Board’s Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 2 | Receive and Approve Auditor’s Reports | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 3 | Approve Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 4 | Approve Consolidated Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 5 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 6 | Approve Discharge of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 7 | Approve Discharge of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 8 | Renew Appointment of PricewaterhouseCoopers as Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 9 | Approve Resignation of Jack Gisinger as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 10 | Elect Ingrid Jagering as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 11 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Annual | 20-May-20 | 06-May-20 | Management | 12 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 1 | Increase Authorized Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 2 | Amend Article Re: Reflect Changes Resulting from the Capital Increase | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 3 | Acknowledge Board Report Re: Reasons for the Creation of a New Authorised Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 4 | Approve Cancellation of the Existing Authorised Capital on the Creation of a NewAuthorised Capital and to Exclude the Shareholders’ Subscription Rights | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 5 | Amend Article Re: Reflect Changes Resulting from the Cancellation of Existing Authorize Capital and Creation of New Authorize Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 1 | Acknowledge Board Report Re: Justifying the Legal and Economic Aspects of Proposed Transfer and Explaining the Implications of the Transfer for Shareholders | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 2 | Amend Article Re: Transfer of Company’s Registered Office from Grand Duchy of Luxembourg to Germany, Conversion from Par Value Shares to No-Par-Value Shares, and Change of Management System | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 3 | Change Location of Registered Office from the Grand Duchy of Luxembourg to Germany | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 4.a | Elect Matthias Arleth to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 4.b | Elect Ingrid Jagering to Supervisory Board | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 4.c | Elect Martin Kleinschmitt to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 4.d | Elect Martina Merz to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 4.e | Elect Carsten Reinhardt to Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 5 | Acknowledge Board Report Re: Reasons for Granting an Authorization to Issue Convertible Bonds, Option Bonds, and Income Bonds or Profit Participation Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 6 | Authorize Issuance of Convertible Bonds, Option Bonds, Income Bonds or Profit Participation | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 7 | Amend Article Re: Reflect Changes Resulting from the Creation of New Conditional Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SAF-HOLLAND SA | SFQ | Luxembourg | LU0307018795 | L7999A102 | Special | 20-May-20 | 06-May-20 | Management | 8 | Renew Appointment of Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.1 | Elect Director Sugiura, Hirokazu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.2 | Elect Director Sakakibara, Eiichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.3 | Elect Director Sugiura, Katsunori | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.4 | Elect Director Sugiura, Shinya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.5 | Elect Director Kamino, Shigeyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.6 | Elect Director Hayama, Yoshiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 1.7 | Elect Director Hori, Michiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 2.1 | Appoint Statutory Auditor Sakamoto, Toshihiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sugi Holdings Co., Ltd. | 7649 | Japan | JP3397060009 | J7687M106 | Annual | 20-May-20 | 29-Feb-20 | Management | 2.2 | Appoint Statutory Auditor Kamiya, Makoto | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 2 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 3 | Re-elect Ian Tyler as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 4 | Re-elect Margaret Browne as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 5 | Re-elect Ralph Findlay as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 6 | Re-elect Nigel Keen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 7 | Re-elect Michael Stansfield as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 8 | Re-elect Katherine Ker as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 9 | Re-elect Gregory Fitzgerald as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 10 | Re-elect Earl Sibley as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 11 | Re-elect Graham Prothero as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 12 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 13 | Authorise Board to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 14 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 15 | Adopt New Articles of Association | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 16 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Vistry Group Plc | VTY | United Kingdom | GB0001859296 | G9424B107 | Annual | 20-May-20 | 18-May-20 | Management | 18 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 2 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 4 | Approve Second Section of the Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 5 | Approve Long Term Incentive Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 6 | Fix Number of Directors | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Share Holder | 7 | Fix Board Terms for Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Share Holder | 8.1 | Slate 1 Submitted by Ministry of Economy and Finance | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Share Holder | 8.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Share Holder | 8.3 | Slate 3 Submitted by Inarcassa and Fondazione Enpam | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Share Holder | 9 | Elect Francesca Isgro as Board Chair | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Share Holder | 10 | Approve Remuneration of Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | 11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | ENAV SpA | ENAV | Italy | IT0005176406 | T3R4KN103 | Annual | 21-May-20 | 12-May-20 | Management | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 2 | Approve Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 3 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 4 | Approve Final Dividend | For | Abstain | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 5 | Re-elect Stefan Bomhard as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 6 | Re-elect Jerry Buhlmann as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 7 | Elect Gijsbert de Zoeten as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 8 | Re-elect Rachel Empey as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 9 | Elect Alexandra Jensen as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 10 | Re-elect Jane Kingston as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 11 | Re-elect John Langston as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 12 | Re-elect Nigel Stein as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 13 | Re-elect Till Vestring as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 14 | Reappoint Deloitte LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 16 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 17 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 19 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Inchcape Plc | INCH | United Kingdom | GB00B61TVQ02 | G47320208 | Annual | 21-May-20 | 19-May-20 | Management | 20 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 2 | Approve Final and Special Dividend | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 3 | Approve Directors’ Fees | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 4a | Elect Christopher James Williams as Director | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 4b | Elect Kelvin Lo Kee Wai as Director | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 5 | Elect Brian Riady as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 6 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 7 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | OUE Limited | LJ3 | Singapore | SG2B80958517 | Y6573U100 | Annual | 22-May-20 | Management | 8 | Authorize Share Repurchase Program | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saras SpA | SRS | Italy | IT0000433307 | T83058106 | Annual | 22-May-20 | 13-May-20 | Management | 1.1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saras SpA | SRS | Italy | IT0000433307 | T83058106 | Annual | 22-May-20 | 13-May-20 | Management | 1.2 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saras SpA | SRS | Italy | IT0000433307 | T83058106 | Annual | 22-May-20 | 13-May-20 | Management | 2.1 | Approve Remuneration Policy | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saras SpA | SRS | Italy | IT0000433307 | T83058106 | Annual | 22-May-20 | 13-May-20 | Management | 2.2 | Approve Second Section of the Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saras SpA | SRS | Italy | IT0000433307 | T83058106 | Annual | 22-May-20 | 13-May-20 | Share Holder | 3 | Appoint Fabrizio Colombo as Internal Statutory Auditor | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saras SpA | SRS | Italy | IT0000433307 | T83058106 | Annual | 22-May-20 | 13-May-20 | Management | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.18 per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 3.1 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 3.2 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 4 | Approve Remuneration of Supervisory Board Members | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 5 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 6 | Ratify PwC Wirtschaftspruefung GmbH as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 8 | Amend Articles Re: Management Board Size | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UNIQA Insurance Group AG | UQA | Austria | AT0000821103 | A90015131 | Annual | 25-May-20 | 15-May-20 | Management | 9 | Elect Johann Strobl as Supervisory Board Member | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 3 | Approve Auditors’ Special Report on Related-Party Transactions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 4 | Approve Allocation of Income and Absence of Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 5 | Reelect Miriam Maes as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 6 | Reelect Sonia Sikorav as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 7 | Approve Remuneration Policy of Directors | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 8 | Approve Remuneration Policy of Christel Bories, Chairman and CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 9 | Approve Compensation Report of Corporate Officers | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 10 | Approve Compensation of Christel Bories, Chairman and CEO | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Share Holder | 12 | Elect Sonia Backes as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 13 | Amend Article 11 of Bylaws Re: Lead Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 14 | Amend Article 13 of Bylaws Re: Board Powers | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 15 | Amend Article 10 of Bylaws Re: Board Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 16 | Amend Article 10 of Bylaws Re: Employee Representative | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 17 | Amend Article 21 of Bylaws Re: Quorum | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 18 | Amend Article 22 of Bylaws Re: Special Meetings | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Eramet SA | ERA | France | FR0000131757 | F3145H130 | Annual/Special | 26-May-20 | 22-May-20 | Management | 19 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 1 | Approve Business Operations Report and Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 2 | Approve Profit Distribution | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 3 | Approve the Issuance of New Shares by Capitalization of Profit | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 4 | Amend Rules and Procedures Regarding Shareholder’s General Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.1 | Elect Yu Ling Kuo, Representative of China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.2 | Elect Hui Chi Shih, Representative of China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.3 | Elect Shan Jung Yu, Representative of China Development Financial Holding Corporation, with Shareholder No. 461419, as Non-Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.4 | Elect Stephanie Hwang, Representative of Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.5 | Elect Tony T.M. Hsu, Representative of Tai Li Investment Co Ltd, with Shareholder No. 213450, as Non-Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.6 | Elect Johnson F.H.Huang, with ID No. A121695XXX, as Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.7 | Elect Cheng Hsien Tsai, with ID No. D120899XXX, as Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.8 | Elect Da Bai Shen, with ID No. A122103XXX, as Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 5.9 | Elect Ming Rong Lai, with ID No. A121224XXX, as Independent Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | China Life Insurance Co. Ltd. (Taiwan) | 2823 | Taiwan | TW0002823002 | Y1478C107 | Annual | 27-May-20 | 27-Mar-20 | Management | 6 | Approve Release of Restrictions on Competitive Activities of Newly Appointed Directors and Representatives | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 0.04 per Share | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 6 | Amend Articles of Association | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 7 | Approve Creation of EUR 12.8 Million Pool of Capital without Preemptive Rights | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 640 Million; Approve Creation of EUR 12.8 Million Pool of Capital to Guarantee Conversion Rights | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | freenet AG | FNTN | Germany | DE000A0Z2ZZ5 | D3689Q134 | Annual | 27-May-20 | Management | 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 2 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 3 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 4 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal 2020 | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 5 | Approve Decrease in Size of Supervisory Board to Six Members | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 6.1 | Elect Wendy Johnson to the Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 6.2 | Elect George Golumbeski to the Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 6.3 | Elect Michael Brosnan to the Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 7 | Amend Articles Re: Proof of Entitlement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 8 | Amend Articles Re: Supervisory Board Attendance at General Meetings | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 9 | Approve Remuneration of Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 10 | Approve Creation of EUR 3.3 Million Pool of Capital without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | MorphoSys AG | MOR | Germany | DE0006632003 | D55040105 | Annual | 27-May-20 | 05-May-20 | Management | 11 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.3 Million Pool of Conditional Capital to Guarantee Conversion Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 1 | Amend Articles to Amend Provisions on Number of Directors - Amend Provisions on Number of Statutory Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.1 | Elect Director Fukuda, Michio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.2 | Elect Director Kimura, Osamu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.3 | Elect Director Fukuda, Taiki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.4 | Elect Director Kindo, Masayuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.5 | Elect Director Kitamura, Yoshiaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.6 | Elect Director Kurashige, Hideki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.7 | Elect Director Matsui, Tadamitsu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.8 | Elect Director Akutsu, Satoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 2.9 | Elect Director Horie, Hiromi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.1 | Appoint Statutory Auditor Matsuda, Tsuyoshi | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.2 | Appoint Statutory Auditor Ebihara, Kazuhiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 4 | Approve Compensation Ceiling for Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 5 | Approve Compensation Ceiling for Statutory Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Adastria Co., Ltd. | 2685 | Japan | JP3856000009 | J0011S105 | Annual | 28-May-20 | 29-Feb-20 | Management | 6 | Approve Trust-Type Equity Compensation Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 2 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 5 | Ratify KPMG AG as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 6 | Approve Creation of EUR 114 Million Pool of Capital with Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 7 | Approve Creation of EUR 38 Million Pool of Capital without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 8 | Authorize Issuance of Participation Certificates and Other Hybrid Notes up to Aggregate Nominal Value of EUR 2 Billion | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 10 | Authorize Use of Financial Derivatives when Repurchasing Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 11 | Amend Articles Re: Special Rules for Convening a General Shareholders Meeting for the Purpose of a Recovery | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche Pfandbriefbank AG | PBB | Germany | DE0008019001 | D1R83Y100 | Annual | 28-May-20 | 06-May-20 | Management | 12 | Amend Articles Re: Information Sent to Shareholders, proof of Entitlement, Exercise of Voting Rights by Proxy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 3 | Approve Non-Deductible Expenses | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 4 | Approve Treatment of Losses | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 5 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Conventions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 6 | Reelect Carole Ferrand as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 7 | Reelect Brigitte Taittinger-Jouyet as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 8 | Reelect Delphine Mousseau as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 10 | Approve Remuneration Policy of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 11 | Approve Remuneration Policy of Chairman of the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 12 | Approve Remuneration Policy of CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 13 | Approve Compensation Report of Corporate Officers | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 14 | Approve Compensation of Jacques Veyrat, Chairman of the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 15 | Approve Compensation of Enrique Martinez, CEO | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 17 | Amend Article 12 of Bylaws Re: Employee Representatives | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 18 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 19 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 20 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plans Within Performance Conditions Attached | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 21 | Amend Article 15 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 22 | Amend Articles 19 and 22 of Bylaws to Comply With Legal Changes | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 23 | Textual References Regarding Change of Codification | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fnac Darty SA | FNAC | France | FR0011476928 | F3808N101 | Annual/Special | 28-May-20 | 26-May-20 | Management | 24 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 1 | Amend Articles to Change Japanese Era Year to Western Year - Amend Provisions on Deemed Approval System - Amend Permitted Investment Types | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 2 | Elect Executive Director Miura, Yoshiyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 3 | Elect Alternate Executive Director Miki, Hisatake | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 4.1 | Elect Supervisory Director Inoue, Toraki | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 4.2 | Elect Supervisory Director Yamaguchi, Kota | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GLP-J REIT | 3281 | Japan | JP3047510007 | J17305103 | Special | 28-May-20 | 29-Feb-20 | Management | 5 | Elect Alternate Supervisory Director Kase, Yutaka | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 2 | Amend Articles to Amend Business Lines | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.1 | Elect Director Hikida, Naotaro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.2 | Elect Director Miyanaga, Shunichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.3 | Elect Director Kato, Takaaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.4 | Elect Director Sakakieda, Mamoru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.5 | Elect Director Narita, Yukio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.6 | Elect Director Tanaka, Yoshihiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.7 | Elect Director Murakami, Fumihiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.8 | Elect Director Kuboyama, Mitsuru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.9 | Elect Director Nitori, Akio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.10 | Elect Director Tabata, Akira | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.11 | Elect Director Otagaki, Keiichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 3.12 | Elect Director Nakazawa, Takashi | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kohnan Shoji Co., Ltd. | 7516 | Japan | JP3283750002 | J3479K101 | Annual | 28-May-20 | 29-Feb-20 | Management | 4 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Management | 2 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Management | 3.1 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Management | 3.2 | Approve Second Section of the Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Share Holder | 4.1 | Fix Number of Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Share Holder | 4.2.1 | Slate Submitted by Roma Capitale | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Share Holder | 4.2.2 | Slate Submitted by Suez SA | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Share Holder | 4.2.3 | Slate Submitted by FINCAL SpA | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Share Holder | 4.3 | Elect Michaela Castelli as Board Chair | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Share Holder | 4.4 | Approve Remuneration of Directors | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Acea SpA | ACE | Italy | IT0001207098 | T0040K106 | Annual | 29-May-20 | 20-May-20 | Management | A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 2 | Call the Meeting to Order | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 4 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 5 | Prepare and Approve List of Shareholders | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 6 | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 7 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 8 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | �� | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 9 | Approve Discharge of Board and President | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 11 | Approve Remuneration of Directors in the Amount of EUR 63,000 for Chairman, EUR 32,700 for Vice Chairman, EUR 32,700 for Committee Chairmen, and EUR 30,300 for Other Directors; Approve Meeting Fees | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 12 | Fix Number of Directors at Nine | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 13 | Reelect Tiina Alahuhta-Kasko, Colm Barrington, Montie Brewer, Mengmeng Du, Jukka Erlund, Jouko Karvinen (Chair), Henrik Kjellberg and Jaana Tuominen as Directors; Elect Maija Strandberg as New Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 14 | Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 15 | Ratify KPMG as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 16 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 17 | Authorize Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 18 | Approve Issuance of up to 6.5 Billion Shares with Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 19 | Amend Corporate Purpose | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 20 | Approve Charitable Donations of up to EUR 250,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Finnair Oyj | FIA1S | Finland | FI0009003230 | X24877106 | Annual | 29-May-20 | 18-May-20 | Management | 21 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 1 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.1 | Elect Osama Bedier as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.2 | Elect Mikhail Fridman as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.3 | Elect Gennady Gazin as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.4 | Elect Andrei Gusev as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.5 | Elect Gunnar Holt as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.6 | Elect Robert Jan van de Kraats as Director | None | Against | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.7 | Elect Alexander Pertsovsky as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.8 | Elect Hans Holger Albrecht as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.9 | Elect Mariano De Beer as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.10 | Elect Peter Derby as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.11 | Elect Amos Genish as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 2.12 | Elect Stephen Pusey as Director | None | Against | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | VEON Ltd. | VEON | Bermuda | US91822M1062 | 91822M106 | Annual | 01-Jun-20 | 01-May-20 | Management | 3 | If you are holding less than 5% of the Company’s total issued and outstanding shares, vote FOR. Otherwise vote AGAINST. | None | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 1 | Receive and Approve Board’s and Auditor’s Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 2 | Approve Allocation of Income | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 3 | Approve Discharge of Management Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 4 | Approve Discharge of Supervisory Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 5.1 | Elect Georg Allendorf to Supervisory Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 5.2 | Elect Gabriele Apfelbacher to Supervisory Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 5.3 | Elect Timothy Blackwell to Supervisory Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 5.4 | Elect Marc Driessen to Supervisory Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 5.5 | Elect Olaf Klinger to Supervisory Board | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 6 | Appoint Ernst & Young as Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CORESTATE Capital Holding SA | CCAP | Luxembourg | LU1296758029 | L1994V104 | Annual | 05-Jun-20 | 22-May-20 | Management | 7 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 1 | Approve Consolidated and Standalone Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 2 | Approve Non-Financial Information Statement | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 3 | Approve Allocation of Income and Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 4 | Approve Discharge of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 5 | Maintain Number of Directors at 13 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 6 | Approve Stock-for-Salary Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 7 | Renew Appointment of Deloitte as Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 8 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mediaset Espana Comunicacion SA | TL5 | Spain | ES0152503035 | E7418Y101 | Annual | 10-Jun-20 | 04-Jun-20 | Management | 9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 2 | Call the Meeting to Order | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 4 | Acknowledge Proper Convening of Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 5 | Prepare and Approve List of Shareholders | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 6 | Fix Number of Directors at Ten | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 7 | Elect Yehuda (Judah) L. Angster and Mr Zvi Gordon as New Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Citycon Oyj | CTY1S | Finland | FI4000369947 | X1422T280 | Special | 11-Jun-20 | 01-Jun-20 | Management | 8 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 2 | Call the Meeting to Order | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 4 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 5 | Prepare and Approve List of Shareholders | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 6 | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 7 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 8 | Approve Allocation of Income and Dividends of EUR 0.65 Per Share; Authorize Board to Decide on the Distribution of an Extra Dividend of up to EUR 0.55 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 9 | Approve Discharge of Board and President | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 11 | Approve Remuneration of Directors in the Amount of EUR 140,000 for Chairman, EUR 100,000 for Vice Chairman and EUR 70,000 for Other Directors; Approve Meeting Fees and Compensation for Committee Work | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 12 | Fix Number of Directors at Seven | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 13 | Reelect Janina Kugel, Ulf Liljedahl, Per Vegard Nerseth, Paivi Rekonen and Christoph Vitzthum (Chair) as Directors; Elect Niko Mokkila and Janne Martin as New Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 14 | Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 15 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 16 | Amend Articles Re: Board of Directors and Term of Office | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 17 | Approve Charter for the Shareholders’ Nomination Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 18 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 19 | Approve Issuance of up to 7.5 Million Shares without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 20 | Authorize Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 21 | Approve Transfer of up to 500,000 Shares in Connection to Share Saving Plans for Entitled Participants | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 22 | Approve Charitable Donations of up to EUR 200,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Konecranes Oyj | KCR | Finland | FI0009005870 | X4550J108 | Annual | 11-Jun-20 | 01-Jun-20 | Management | 23 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Yoshino, Takayuki | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Arai, Toru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Hirakawa, Shinji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Takeshita, Takafumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Tanaka, Takuya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Shinoura, Fumihiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Imai, Mitsuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Nishikawa, Rieko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Hayano, Ryugo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Kusaka, Shigeki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Horii, Keiichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Suda, Hideki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 3.3 | Appoint Statutory Auditor Iizuka, Sachiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Net One Systems Co., Ltd. | 7518 | Japan | JP3758200004 | J48894109 | Annual | 11-Jun-20 | 31-Mar-20 | Management | 4 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 1 | Approve Consolidated and Standalone Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 2 | Approve Non-Financial Information Statement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 3 | Approve Treatment of Net Loss | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 4 | Approve Discharge of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 5 | Renew Appointment of Deloitte as Auditor for FY 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 6 | Appoint Ernst & Young as Auditor for FY 2021, 2022 and 2023 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 7.1 | Reelect Silvia Villar-Mir de Fuentes as Director | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 8 | Fix Number of Directors at 9 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 9 | Advisory Vote on Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 10 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 11 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Obrascon Huarte Lain SA | OHL | Spain | ES0142090317 | E7795C102 | Annual | 12-Jun-20 | 05-Jun-20 | Management | 12 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hi-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Special | 15-Jun-20 | Management | 1 | Adopt New Constitution | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Hi-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Special | 15-Jun-20 | Management | 2 | Authorize Share Repurchase Program | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 3 | Elect Yeo Tiong Eng as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 4 | Elect Gerald Lim Thien Su as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 5 | Elect Seow Choke Meng as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 6 | Elect Ho Kheong Chun as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 7 | Approve Directors’ Fees | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 8 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | HI-P International Limited | H17 | Singapore | SG1O83915098 | Y32268107 | Annual | 15-Jun-20 | Management | 9 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Walsin Technology Corp. | 2492 | Taiwan | TW0002492006 | Y9494B102 | Annual | 15-Jun-20 | 16-Apr-20 | Management | 1 | Approve Business Report and Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Walsin Technology Corp. | 2492 | Taiwan | TW0002492006 | Y9494B102 | Annual | 15-Jun-20 | 16-Apr-20 | Management | 2 | Approve Profit Distribution | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Walsin Technology Corp. | 2492 | Taiwan | TW0002492006 | Y9494B102 | Annual | 15-Jun-20 | 16-Apr-20 | Management | 3 | Amend Rules and Procedures Regarding Shareholder’s General Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Walsin Technology Corp. | 2492 | Taiwan | TW0002492006 | Y9494B102 | Annual | 15-Jun-20 | 16-Apr-20 | Management | 4 | Approve Release of Restrictions of Competitive Activities of Director Yu Heng Chiao | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 2 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 5 | Ratify BDO AG as Auditors for Fiscal 2020 | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 6 | Elect Roland Werner to the Supervisory Board | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Deutsche EuroShop AG | DEQ | Germany | DE0007480204 | D1854M102 | Annual | 16-Jun-20 | Management | 7 | Amend Articles Re: Power of Attorney | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 20 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Ueda, Kazuyasu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Torii, Nobutoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Tomiyama, Joji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Hirata, Keisuke | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Takahashi, Katsufumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Hirosawa, Kiyoyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Kobayashi, Tetsuya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Tanaka, Sanae | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kintetsu World Express, Inc. | 9375 | Japan | JP3262900008 | J33384108 | Annual | 16-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Yanai, Jun | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 2 | Elect Chairman of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 3 | Prepare and Approve List of Shareholders | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 4 | Approve Agenda of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 7.a | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 7.b | Approve Allocation of Income and Dividends of EUR 0.42 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 7.c | Approve Discharge of Board and President | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 8 | Determine Number of Members (6) and Deputy Members (0) of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 150,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 10 | Reelect Jens von Bahr (Chairman), Joel Citron, Jonas Engwall, Cecilia Lager, Ian Livingstone and Fredrik Osterberg as Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 11 | Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 12 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 13 | Approve Nomination Committee Procedures | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 14 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 15 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 16 | Authorize Reissuance of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 17 | Approve EUR 1,014 Reduction in Share Capital via Share Cancellation; Increase Share Capital Through Bonus Issue of EUR 1,014 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 18 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Evolution Gaming Group AB | EVO | Sweden | SE0012673267 | W3287P115 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 19 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 14 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Saito, Etsuro | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Niwayama, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Sakamaki, Hisashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Terasaka, Fumiaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Kuwayama, Mieko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Yamaguchi, Hirohisa | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Kosuda, Tsunenao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Hasegawa, Tadashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Yokoyama, Hiroyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Sugiyama, Masaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Statutory Auditor Hirose, Yoichi | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 4 | Appoint Alternate Statutory Auditor Nishimura, Yasuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 5 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Fujitsu General Ltd. | 6755 | Japan | JP3818400008 | J15624109 | Annual | 17-Jun-20 | 31-Mar-20 | Management | 6 | Approve Restricted Stock Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 2 | Approve Management of Company and Grant Discharge to Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 3 | Elect Directors (Bundled) | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 4 | Elect Members of Audit Committee (Bundled) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 5 | Approve Allocation of Income and Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 6 | Approve Auditors and Fix Their Remuneration | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 7 | Approve Director Remuneration | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 8 | Approve Advance Payments for Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 9 | Approve Profit Sharing to Directors and Key Personnel | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 10 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 11 | Amend Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Motor Oil (Hellas) Corinth Refineries SA | MOH | Greece | GRS426003000 | X55904100 | Annual | 17-Jun-20 | 11-Jun-20 | Management | 12 | Advisory Vote on Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 1.1 | Approve Consolidated and Standalone Financial Statements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 1.2 | Approve Non-Financial Information Statement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 1.3 | Approve Allocation of Income and Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 1.4 | Approve Discharge of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 2 | Renew Appointment of PricewaterhouseCoopers as Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 3 | Authorize Share Repurchase and Capital Reduction via Amortization of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 4 | Approve Reverse Stock Split | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 5 | Approve Bonus Matching Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 6 | Approve Extraordinary Bonus for Board Chairman | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 7 | Advisory Vote on Remuneration Report | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 8 | Approve Remuneration Policy | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 9 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Pharma Mar SA | PHM | Spain | ES0169501030 | E8075H100 | Annual | 17-Jun-20 | 12-Jun-20 | Management | 10 | Receive Amendments to Board of Directors Regulations | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Z Energy Limited | ZEL | New Zealand | NZZELE0001S1 | Q9898K103 | Annual | 18-Jun-20 | 16-Jun-20 | Management | 1 | Authorize Board to Fix Remuneration of the Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Z Energy Limited | ZEL | New Zealand | NZZELE0001S1 | Q9898K103 | Annual | 18-Jun-20 | 16-Jun-20 | Management | 2 | Elect Mark Malpass as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 2 | Accept Financial Statements and Statutory Reports for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 3 | Approve Allocation of Income and Omission of Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 4 | Approve Discharge of Personally Liable Partner for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 5 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 6 | Ratify KPMG AG as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 7 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 8 | Approve Decrease in Size of Supervisory Board to Three Members | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | CTS Eventim AG & Co. KGaA | EVD | Germany | DE0005470306 | D1648T108 | Annual | 19-Jun-20 | 28-May-20 | Management | 9 | Amend Articles Re: Participation Requirements | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Nishida, Koichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Kitamura, Tomoaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Sakamoto, Takao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Takeuchi, Minoru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Kobayashi, Hirotoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Asami, Isao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Hagiwara, Tadayuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Hirata, Masayuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Shishido, Shinya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Yamada, Shinichi | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Statutory Auditor Yukimoto, Kenji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | DTS Corp. | 9682 | Japan | JP3548500002 | J1261S100 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 4 | Appoint Ernst & Young ShinNihon LLC as New External Audit Firm | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Tsuji, Takao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Abe, Yasuyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Eguchi, Shoichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Miyamoto, Masatoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Nomura, Masao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Sonoda, Yoshio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Suzuki, Akira | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Iwata, Shinjiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Hamasaki, Yuji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.1 | Appoint Statutory Auditor Imai, Masaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.2 | Appoint Statutory Auditor Saito, Katsumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 2.3 | Appoint Statutory Auditor Kurihara, Katsumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | JVCKenwood Corp. | 6632 | Japan | JP3386410009 | J29697109 | Annual | 19-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Alternate Statutory Auditor Kuribayashi, Tsutomu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 1 | Amend Articles to Amend Provisions on Number of Statutory Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Shimada, Kazuyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Yamaguchi, Tomochika | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Yanagisawa, Akihiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Sumida, Yasushi | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Fujita, Shinro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Nakakubo, Mitsuaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Hashimoto, Keiichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Matsumoto, Akira | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Tsuboi, Junko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Takahashi, Seiichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | FANCL Corp. | 4921 | Japan | JP3802670004 | J1341M107 | Annual | 20-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Maruo, Naoya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 1 | Approve Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 2 | Approve Consolidated Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 3 | Approve Allocation of Income and Absence of Dividends | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 4 | Approve Compensation of Sophie Boissard, CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 5 | Approve Compensation of Christian Chautard, Chairman of the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 6 | Approve Compensation Report of CEO, Chairman of the Board and Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 7 | Approve Remuneration Policy of CEO | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 8 | Approve Remuneration Policy of Chairman of the Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 9 | Approve Remuneration Policy of Directors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 10 | Approve Auditors’ Special Report on Related-Party Transactions Mentioning the Absence of New Transactions | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 11 | Appoint Jerome de Pastors as Alternate Auditor | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 12 | Reelect Christian Chautard as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 13 | Reelect Markus Muschenich as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 14 | Elect Philippe Dumont as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 15 | Elect Sophie Boissard as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 16 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 17 | Authorize Decrease in Share Capital via Cancellation of Repurchased Shares | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 206,827,000 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights to Aggregate Nominal Amount of EUR 41,365,400 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 20 | Approve Issuance of Equity or Equity-Linked Securities Reserved for Qualified Investors or Restricted Number of Investors, up to Aggregate Nominal Amount of EUR 41,365,400 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 21 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 22 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 23 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Contributions in Kind | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 24 | Authorize Capital Increase of Up to EUR 41,365,400 for Future Exchange Offers | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 25 | Approve Issuance of Equity or Equity-Linked Securities for Specific Beneficiaries, up to Aggregate Nominal Amount of EUR 41,365,400 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 26 | Authorize Capitalization of Reserves of Up to EUR 20 Million for Bonus Issue or Increase in Par Value | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 27 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plans | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 28 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 29 | Authorize Capital Issuances for Use in Employee Stock Purchase Plans Reserved for Employees of the Group’s Subsidiaries | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 30 | Amend Articles 11.1.5, 13, 11.3, and 15.1 of Bylaws to Comply with Legal Changes Re: Remuneration of Directors, Role of Board, Corporate Officers and General Meetings | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 31 | Amend Article 11.2.3 of Bylaws Re: Board Members Deliberation via Written Consultation | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 32 | Delegate Power to the Board to Amend Bylaws to Comply with Legal Changes | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Korian SA | KORI | France | FR0010386334 | F5412L108 | Annual/Special | 22-Jun-20 | 17-Jun-20 | Management | 33 | Authorize Filing of Required Documents/Other Formalities | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 1 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 2 | Approve Remuneration Report | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 3 | Approve Restricted Share Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 4 | Approve Remuneration Policy | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 5 | Re-elect Patrick O’Sullivan as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 6 | Re-elect James Quin as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 7 | Re-elect Orna NiChionna as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 8 | Re-elect Eva Eisenschimmel as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 9 | Re-elect Julie Hopes as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 10 | Re-elect Gareth Hoskin as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 11 | Re-elect Gareth Williams as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 12 | Elect Euan Sutherland as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 13 | Elect Cheryl Agius as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 14 | Reappoint KPMG LLP as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 15 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 16 | Authorise EU Political Donations and Expenditure | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 17 | Authorise Issue of Equity | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 20 | Authorise Market Purchase of Ordinary Shares | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Saga Plc | SAGA | United Kingdom | GB00BLT1Y088 | G7770H108 | Annual | 22-Jun-20 | 18-Jun-20 | Management | 21 | Authorise the Company to Call General Meeting with Two Weeks’ Notice | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Tabuchi, Masao | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Tanihara, Toru | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Fukunaga, Tetsuya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Kato, Kei | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Tamura, Tatsuro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Haga, Bin | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Matsuda, Kiyoto | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SCSK Corp. | 9719 | Japan | JP3400400002 | J70081104 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2 | Elect Director and Audit Committee Member Shiraishi, Kazuko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Kuno, Takahisa | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Ogami, Hidetoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Yoshida, Nobuaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Kobayashi, Arata | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Kawarasaki, Yasushi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Okano, Yoshiharu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Shirai, Sayuri | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Yamamoto, Isao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Machida, Emi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Statutory Auditor Sumida, Sayaka | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | The Nisshin OilliO Group, Ltd. | 2602 | Japan | JP3677200002 | J57719122 | Annual | 23-Jun-20 | 31-Mar-20 | Management | 4 | Appoint Alternate Statutory Auditor Matsumura, Tatsuhiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 2 | Approve Final Dividend | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 3 | Approve Special Dividend | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 4 | Elect Loh Meng Chong, Stanley as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 5 | Elect Chay Yiowmin as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 6 | Approve Directors’ Fees | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 7 | Approve Moore Stephens LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 8 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | UMS Holdings Limited | 558 | Singapore | SG1J94892465 | Y9050L106 | Annual | 23-Jun-20 | Management | 9 | Authorize Share Repurchase Program | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Sone, Hirozumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Yamamoto, Kiyohiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Yokota, Takayuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Iwasaki, Masato | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Hojo, Yoshimitsu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Hamada, Kazuyasu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Tanabe, Katsuhiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Ito, Takeshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Fujiso, Waka | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Nagahama, Mitsuhiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Azbil Corp. | 6845 | Japan | JP3937200008 | J0370G106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Anne Ka Tse Hung | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gerresheimer AG | GXI | Germany | DE000A0LD6E6 | D2852S109 | Annual | 24-Jun-20 | 02-Jun-20 | Management | 1 | Receive Financial Statements and Statutory Reports for Fiscal 2019 (Non-Voting) | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gerresheimer AG | GXI | Germany | DE000A0LD6E6 | D2852S109 | Annual | 24-Jun-20 | 02-Jun-20 | Management | 2 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gerresheimer AG | GXI | Germany | DE000A0LD6E6 | D2852S109 | Annual | 24-Jun-20 | 02-Jun-20 | Management | 3 | Approve Discharge of Management Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gerresheimer AG | GXI | Germany | DE000A0LD6E6 | D2852S109 | Annual | 24-Jun-20 | 02-Jun-20 | Management | 4 | Approve Discharge of Supervisory Board for Fiscal 2019 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gerresheimer AG | GXI | Germany | DE000A0LD6E6 | D2852S109 | Annual | 24-Jun-20 | 02-Jun-20 | Management | 5 | Ratify Deloitte GmbH as Auditors for Fiscal 2020 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Gerresheimer AG | GXI | Germany | DE000A0LD6E6 | D2852S109 | Annual | 24-Jun-20 | 02-Jun-20 | Management | 6 | Amend Articles Re: Proof of Entitlement | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Shimojima, Masayuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Tanigawa, Kaoru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Miyabe, Yoshiya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Tsutano, Tetsuro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Tahara, Yuko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Tanaka, Kazuhiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2 | Appoint Statutory Auditor Hirai, Motohisa | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kanematsu Corp. | 8020 | Japan | JP3217100001 | J29868106 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Alternate Statutory Auditor Inaba, Nobuko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Yamaguchi, Mitsugu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Koshiishi, Fusaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Shibata, Koichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Kitagawa, Jiro | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Katsukawa, Yoshihiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Kitabata, Takao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Bamba, Hiroyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Ito, Yumiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Mizuguchi, Makoto | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.10 | Elect Director Morisaki, Kazuto | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1.11 | Elect Director Nagara, Hajime | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director and Audit Committee Member Ishikawa, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director and Audit Committee Member Tsushima, Yasushi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director and Audit Committee Member Miyata, Yoshiiku | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director and Audit Committee Member Miura, Kunio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director and Audit Committee Member Kono, Masaaki | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kobe Steel, Ltd. | 5406 | Japan | JP3289800009 | J34555250 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 3 | Elect Alternate Director and Audit Committee Member Shioji, Hiromi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tokuyama Corp. | 4043 | Japan | JP3625000009 | J86506110 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tokuyama Corp. | 4043 | Japan | JP3625000009 | J86506110 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Yokota, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tokuyama Corp. | 4043 | Japan | JP3625000009 | J86506110 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Adachi, Hideki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tokuyama Corp. | 4043 | Japan | JP3625000009 | J86506110 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Sugimura, Hideo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tokuyama Corp. | 4043 | Japan | JP3625000009 | J86506110 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Nomura, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tokuyama Corp. | 4043 | Japan | JP3625000009 | J86506110 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Iwasaki, Fumiaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Towa Pharmaceutical Co., Ltd. | 4553 | Japan | JP3623150004 | J90505108 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 22 | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Towa Pharmaceutical Co., Ltd. | 4553 | Japan | JP3623150004 | J90505108 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Yoshida, Itsuro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Towa Pharmaceutical Co., Ltd. | 4553 | Japan | JP3623150004 | J90505108 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Konno, Kazuhiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Towa Pharmaceutical Co., Ltd. | 4553 | Japan | JP3623150004 | J90505108 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Tanaka, Masao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Towa Pharmaceutical Co., Ltd. | 4553 | Japan | JP3623150004 | J90505108 | Annual | 24-Jun-20 | 31-Mar-20 | Management | 3 | Elect Director and Audit Committee Member Oishi, Kaori | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Endo, Yuzo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Yoshikawa, Yasushi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Kosaka, Masaaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Imai, Noriyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Kubo, Koji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Ogino, Tsunehisa | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Yasuda, Kana | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Sasano, Kazuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | GEO Holdings Corp. | 2681 | Japan | JP3282400005 | J1710A106 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Hattori, Shinya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Special | 25-Jun-20 | Management | 1 | Approve Proposed Disposal of 25 Percent of the Issued Shares in AustAsia InvestmentHoldings Pte. Ltd. | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 2 | Approve First and Final Dividend | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 3 | Elect Handojo Santosa @ Kang Kiem Han as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 4 | Elect Hendrick Kolonas as Director | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 5 | Elect Tan Yong Nang as Director | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 6 | Elect Kevin John Monteiro as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 7 | Elect Ng Quek Peng as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 8 | Elect Lien Siaou-Sze as Director | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 9 | Elect Manu Bhaskaran as Director | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 10 | Elect Tan Kian Chew as Director | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 11 | Approve Directors’ Fees | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 12 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 13 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 14 | Approve Grant of Awards and Issuance of Shares Under the Japfa Ltd Performance Share Plan | For | Against | Yes | Yes | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Japfa Ltd | UD2 | Singapore | SG1AB9000005 | Y4288X105 | Annual | 25-Jun-20 | Management | 15 | Authorize Share Repurchase Program | For | For | Yes | No | |||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Meitec Corp. | 9744 | Japan | JP3919200000 | J42067108 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 115.5 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 1 | Elect Chairman of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 2 | Prepare and Approve List of Shareholders | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 3 | Approve Agenda of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 4 | Designate Inspector(s) of Minutes of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 5 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 6 | Receive President’s Report | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 7 | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 8 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 9 | Approve Allocation of Income and Dividends of SEK 2.00 Per Share | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 10 | Approve Discharge of Board and President | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 11 | Determine Number of Members (6) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 12 | Approve Remuneration of Directors in the Aggregate Amount of SEK 2.4 Million; Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 13 | Reelect Anna Belfrage, Katarina Bonde, Robert Larsson, Staffan Dahlstrom and Patrik Tigerschiold (Chair) as Directors; Elect Arun Bansal as New Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 14 | Ratify Ernst & Young as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 16 | Approve Nomination Committee Procedures | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 17 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 18 | Authorize Share Repurchase Program | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 19.a | Approve Performance Based Share Plan LTIP 2020 | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 19.b | Approve Equity Plan Financing Through Transfer of Shares | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 19.c | Approve Alternative Equity Plan Financing | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Mycronic AB | MYCR | Sweden | SE0000375115 | W5632Y105 | Annual | 25-Jun-20 | 18-Jun-20 | Management | 20 | Amend Articles of Association Re: Company Name; Share Registrar; Participation at General Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 37.5 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Hiraoka, Akiyoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Saito, Noboru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Katsuya, Koji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Nagai, Kazuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Sugimoto, Toshiki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Kawada, Go | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Sonoda, Ayako | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Sato, Chie | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Statutory Auditor Teranishi, Yuji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Nihon Unisys, Ltd. | 8056 | Japan | JP3754200008 | J51097103 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4 | Approve Deep Discount Stock Option Plan | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 24 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Shimizu, Takuzo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Ueda, Kazuya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Noguchi, Tetsushi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Tahara, Ryoji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Watanabe, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Katsumura, Junji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Yamashita, Tomoyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Kawashima, Yasuhiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Takahashi, Hidenori | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Furuya, Naoki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Kuraishi, Hideaki | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Penta-Ocean Construction Co., Ltd. | 1893 | Japan | JP3309000002 | J63653109 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Suganami, Shin | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Ogawa, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Inoue, Masao | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Yuki, Toshio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Otobe, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Okahashi, Terukazu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Arima, Toshiaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Ogawa, Makoto | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Sankyu Inc. | 9065 | Japan | JP3326000001 | J68037100 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3 | Appoint Alternate Statutory Auditor Nishi, Yoshihiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Yamato Kogyo Co., Ltd. | 5444 | Japan | JP3940400009 | J96524111 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Yamato Kogyo Co., Ltd. | 5444 | Japan | JP3940400009 | J96524111 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 2 | Amend Articles to Authorize Public Announcements in Electronic Format | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Yamato Kogyo Co., Ltd. | 5444 | Japan | JP3940400009 | J96524111 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.1 | Elect Director Kobayashi, Mikio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Yamato Kogyo Co., Ltd. | 5444 | Japan | JP3940400009 | J96524111 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.2 | Elect Director Yamauchi, Yasuhiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Yamato Kogyo Co., Ltd. | 5444 | Japan | JP3940400009 | J96524111 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 3.3 | Elect Director Akamatsu, Kiyoshige | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Yamato Kogyo Co., Ltd. | 5444 | Japan | JP3940400009 | J96524111 | Annual | 25-Jun-20 | 31-Mar-20 | Management | 4 | Appoint Statutory Auditor Nakaya, Kengo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AOYAMA TRADING Co., Ltd. | 8219 | Japan | JP3106200003 | J01722107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Accounting Transfers | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AOYAMA TRADING Co., Ltd. | 8219 | Japan | JP3106200003 | J01722107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2 | Amend Articles to Amend Business Lines | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AOYAMA TRADING Co., Ltd. | 8219 | Japan | JP3106200003 | J01722107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Ogi, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | AOYAMA TRADING Co., Ltd. | 8219 | Japan | JP3106200003 | J01722107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Takegawa, Kiyoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.1 | Elect Director Shimizu, Tadashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.2 | Elect Director Komata, Takeo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.3 | Elect Director Maeda, Kazuhiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.4 | Elect Director Kume, Takashi | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.5 | Elect Director Miyauchi, Toru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.6 | Elect Director Irisawa, Minoru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.7 | Elect Director Aizawa, Masuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.8 | Elect Director Nishide, Tetsuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Central Glass Co., Ltd. | 4044 | Japan | JP3425000001 | J05502109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1.9 | Elect Director Koinuma, Kimi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 2 | Elect Chairman of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 3 | Prepare and Approve List of Shareholders | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 4 | Approve Agenda of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 7.a | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 7.b | Receive Consolidated Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 7.c | Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 7.d | Receive Board’s Proposal on Dividend Payment | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 8 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 9 | Approve Allocation of Income and Dividends of SEK 1.50 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.a | Approve Discharge of Board Member Carl Bennet | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.b | Approve Discharge of Board Member Johan Bygge | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.c | Approve Discharge of Board Member Cecilia Daun Wennborg | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.d | Approve Discharge of Board Member Barbro Friden | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.e | Approve Discharge of Board Member Dan Frohm | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.f | Approve Discharge of Board Member Sofia Hasselberg | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.g | Approve Discharge of Board Chairman Johan Malmquist | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.h | Approve Discharge of Board Member Mattias Perjos | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.i | Approve Discharge of Board Member Malin Persson | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.j | Approve Discharge of Board Member Johan Stern | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.k | Approve Discharge of Employee Representative Peter Jormalm | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.l | Approve Discharge of Employee Representative Rickard Karlsson | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.m | Approve Discharge of Employee Representative Ake Larsson | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 10.n | Approve Discharge of Employee Representative Mattias Perjos | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 11.a | Determine Number of Members (10) and Deputy Members (0) of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 11.b | Determine Number of Auditors (1) and Deputy Auditors (0) | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 6.3 Million; Approve Remuneration for Committee Work | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 12.b | Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.a | Reelect Carl Bennet as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.b | Reelect Johan Bygge as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.c | Reelect Cecilia Daun Wennborg as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.d | Reelect Barbro Friden as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.e | Reelect Dan Frohm as Director | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.f | Reelect Sofia Hasselberg as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.g | Reelect Johan Malmquist as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.h | Reelect Mattias Perjos as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.i | Reelect Malin Persson as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.j | Reelect Johan Stern as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 13.k | Reelect Johan Malmquist as Board Chairman | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 14 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 15 | Authorize Chairman of Board and Representatives of Four of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 17 | Amend Articles of Association Re: Editorial Changes of Article 1; Notice of Meeting; Editorial Changes of Article 13 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Getinge AB | GETI.B | Sweden | SE0000202624 | W3443C107 | Annual | 26-Jun-20 | 19-Jun-20 | Management | 18 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Kubo, Masami | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Fukai, Yoshihiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Tahara, Norihito | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Horiuchi, Toshihiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Murakami, Katsumi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Hiramatsu, Koichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Nagata, Yukihiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Shiino, Kazuhisa | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Ishibashi, Nobuko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Suzuki, Mitsuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Kobayashi, Yasuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | �� | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Nakao, Takumi | For | For | Yes | No | |||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4 | Appoint Alternate Statutory Auditor Saeki, Kuniharu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kamigumi Co., Ltd. | 9364 | Japan | JP3219000001 | J29438165 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 5 | Approve Compensation Ceilings for Directors and Statutory Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 13 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Goto, Kiyoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Morito, Yoshimi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Nakama, Toshio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Takaoka, Shigenori | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Kashiwabara, Shoichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Kitayama, Shinichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Miyauchi, Shinichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Ueda, Yuji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Tsuru, Koji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Iida, Nobuhiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Sugizaki, Hitoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.12 | Elect Director Uchino, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.13 | Elect Director Ishizuka, Masataka | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.14 | Elect Director Saito, Hajime | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Yukimura, Toru | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Tanaka, Hidekazu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.3 | Appoint Statutory Auditor Okawa, Sumihito | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.4 | Appoint Statutory Auditor Suetsuna, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.5 | Appoint Statutory Auditor Muto, Shoichi | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Kandenko Co., Ltd. | 1942 | Japan | JP3230600003 | J29653102 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 35 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Matsumoto, Namio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Matsumoto, Kiyo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Matsumoto, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Ota, Takao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Obe, Shingo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Ishibashi, Akio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Matsushita, Isao | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Omura, Hiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Kimura, Keiji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Okiyama, Tomoko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.1 | Appoint Statutory Auditor Koike, Noriko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3.2 | Appoint Statutory Auditor Watanabe, Shoichi | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Matsumotokiyoshi Holdings Co., Ltd. | 3088 | Japan | JP3869010003 | J41208109 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 4 | Appoint Alternate Statutory Auditor Seno, Yoshiaki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 75 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Furukawa, Kunihisa | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Konishi, Kenzo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Ogawa, Hirotaka | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Ohashi, Futoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Okimoto, Koichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Kobayashi, Hiroyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Yokoyama, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Shimada, Shoji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Umino, Atsushi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Sano, Seiichiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Imabeppu, Toshio | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | SHIP HEALTHCARE HOLDINGS, INC. | 3360 | Japan | JP3274150006 | J7T445100 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.12 | Elect Director Ito, Fumiyo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Tomiyama, Kantaro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Kojima, Kazuhiro | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Konosu, Takashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Kutsuzawa, Hiroya | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Tomiyama, Akio | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Mito, Shigeyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Mimura, Mariko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Sato, Fumitoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Tonomura, Shinichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Iyoku, Miwako | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Yasue, Reiko | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Tomy Co., Ltd. | 7867 | Japan | JP3630550006 | J89258107 | Annual | 26-Jun-20 | 31-Mar-20 | Management | 3 | Approve Annual Bonus | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 1 | Open Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 2 | Elect Chairman of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 3 | Prepare and Approve List of Shareholders | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 4 | Approve Agenda of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 5 | Designate Inspector(s) of Minutes of Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 6 | Acknowledge Proper Convening of Meeting | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 7.a | Receive Financial Statements and Statutory Reports | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 7.b | Receive Financial Statements and Statutory Reports on Consolidated Accounts | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 7.c | Receive Auditor’s Report on Application of Guidelines for Remuneration for Executive Management | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 7.d | Receive Board’s Dividend Proposal | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 8 | Accept Financial Statements and Statutory Reports | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 9 | Approve Allocation of Income and Dividends of SEK 0.65 Per Share | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.a | Approve Discharge of Board Chairman Johan Malmquist | For | For | Yes | No |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.b | Approve Discharge of Board Member Carl Bennet | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.c | Approve Discharge of Board Member Eva Elmstedt | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.d | Approve Discharge of Board Member Dan Frohm | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.e | Approve Discharge of Board Member Ulf Grunander | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.f | Approve Discharge of Board Member Carola Lemne | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.g | Approve Discharge of Board Member and CEO Joacim Lindoff | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.h | Approve Discharge of Employee Representative Sten Borjesson | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.i | Approve Discharge of Employee Representative Ingrid Hultgren | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.j | Approve Discharge of Deputy Employee Representative Kajsa Haraldsson | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.k | Approve Discharge of Deputy Employee Representative Eva Sandling Gralen | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 10.l | Approve Discharge of Former Deputy Employee Representative Susanna Bjuno | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 11.a | Determine Number of Members (7) and Deputy Members (0) of Board | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 11.b | Determine Number of Auditors and Deputy Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 12.a | Approve Remuneration of Directors in the Aggregate Amount of SEK 4.5 Million; Approve Remuneration for Committee Work | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 12.b | Approve Remuneration of Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.a | Reelect Johan Malmquist as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.b | Reelect Carl Bennet as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.c | Reelect Eva Elmstedt as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.d | Reelect Dan Frohm as Director | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.e | Reelect Ulf Grunander as Director | For | Against | Yes | Yes |
Institutional | Institutional | Company Name | Ticker | Country | Primary | Provider | Meeting | Meeting | Record | Proponent | Proposal | Proposal Text | Management | Vote | Voted | Vote Against | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.f | Reelect Carola Lemne as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.g | Reelect Joacim Lindoff as Director | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 13.h | Reelect Johan Malmquist as Board Chairman | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 14 | Ratify PricewaterhouseCoopers as Auditors | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 15 | Authorize Chairman of Board and Representatives of Three of Company’s Largest Shareholders to Serve on Nominating Committee | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 16 | Amend Articles of Association Re: Participation at General Meetings | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | For | Against | Yes | Yes | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Arjo AB | ARJO.B | Sweden | SE0010468116 | W0634J115 | Annual | 29-Jun-20 | 23-Jun-20 | Management | 18 | Close Meeting | N/A | N/A | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.1 | Elect Director Ouchi, Atsushi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.2 | Elect Director Kojima, Kazuhito | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.3 | Elect Director Takahara, Choichi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.4 | Elect Director Hara, Yoshiyuki | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.5 | Elect Director Yamawake, Hiroshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.6 | Elect Director Kamiya, Tadashi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.7 | Elect Director Yokote, Toshikazu | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.8 | Elect Director Matsunaga, Kazuo | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.9 | Elect Director Yabunaka, Mitoji | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.10 | Elect Director Fujimura, Kiyoshi | For | For | Yes | No | ||||||||||||||||
LMCG International Small Cap Fund | ISC008 | Takasago Thermal Engineering Co., Ltd. | 1969 | Japan | JP3455200000 | J81023111 | Annual | 29-Jun-20 | 31-Mar-20 | Management | 2.11 | Elect Director Seki, Yoko | For | For | Yes | No |
Payson Total Return Fund
Proxy Voting Record
July 1, 2019 - June 30, 2020
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
WORLDPAY INC. | WP | 981558109 | 24-Jul-2019 | Approve Motion to Adjourn Meeting | 23000 | 23000 | 0 | 0 | Management | F | ||||||||||
WORLDPAY INC. | WP | 981558109 | 24-Jul-2019 | Approve Merger Agreement | 23000 | 23000 | 0 | 0 | Management | F | ||||||||||
WORLDPAY INC. | WP | 981558109 | 24-Jul-2019 | 14A Executive Compensation | 23000 | 23000 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | Approve Motion to Adjourn Meeting | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | Approve Merger Agreement | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | Approve Motion to Adjourn Meeting | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | Approve Merger Agreement | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Ratify Appointment of Independent Auditors | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | S/H Proposal - Corporate Governance | 24560 | 0 | 24560 | 0 | Shareholder | N | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | Election of Directors (Majority Voting) | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 14A Executive Compensation | 24560 | 24560 | 0 | 0 | Management | F | ||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | S/H Proposal - Gender Pay Equality | 24560 | 0 | 24560 | 0 | Shareholder | N | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Ratify Appointment of Independent Auditors | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | Election of Directors (Majority Voting) | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | S/H Proposal - Establish Independent Chairman | 66853 | 0 | 66853 | 0 | Shareholder | N | ||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 14A Executive Compensation | 66853 | 66853 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Ratify Appointment of Independent Auditors | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | Election of Directors (Majority Voting) | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 14A Executive Compensation | 29100 | 29100 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Ratify Appointment of Independent Auditors | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Eliminate Pre-Emptive Rights | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Stock Issuance | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Allot Securities | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Election of Directors (Full Slate) | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | Amend Stock Compensation Plan | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
ACCENTURE PLC | ACN | G1151C101 | 30-Jan-2020 | 14A Executive Compensation | 17804 | 17804 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | S/H Proposal - Political/Government | 19027 | 0 | 19027 | 0 | Shareholder | N | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Ratify Appointment of Independent Auditors | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | Election of Directors (Majority Voting) | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | S/H Proposal - Shareholders be Given Access to Proxy | 19027 | 0 | 19027 | 0 | Shareholder | N | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | S/H Proposal - Executive Compensation | 19027 | 0 | 19027 | 0 | Shareholder | N | ||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 14A Executive Compensation | 19027 | 19027 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Ratify Appointment of Independent Auditors | 15510 | 15510 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | Election of Directors (Majority Voting) | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 14A Executive Compensation | 15510 | 15510 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | S/H Proposal - Political/Government | 91337 | 0 | 91337 | 0 | Shareholder | N | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Ratify Appointment of Independent Auditors | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | S/H Proposal - Corporate Governance | 91337 | 0 | 91337 | 0 | Shareholder | N | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | Election of Directors (Majority Voting) | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | S/H Proposal - Shareholders be Given Access to Proxy | 91337 | 0 | 91337 | 0 | Shareholder | N | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | S/H Proposal - Establish Independent Chairman | 91337 | 0 | 91337 | 0 | Shareholder | N | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 14A Executive Compensation | 91337 | 91337 | 0 | 0 | Management | F | ||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | S/H Proposal - Gender Pay Gap | 91337 | 0 | 91337 | 0 | Shareholder | N | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Ratify Appointment of Independent Auditors | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Director Removal Without Cause | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | S/H Proposal - Corporate Governance | 26780 | 0 | 26780 | 0 | Shareholder | N | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | S/H Proposal - Establish Independent Chairman | 26780 | 0 | 26780 | 0 | Shareholder | N | ||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 14A Executive Compensation | 26780 | 26780 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Ratify Appointment of Independent Auditors | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | Election of Directors (Majority Voting) | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
TEXAS INSTRUMENTS INCORPORATED | TXN | 882508104 | 23-Apr-2020 | 14A Executive Compensation | 13590 | 13590 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Ratify Appointment of Independent Auditors | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | Election of Directors (Majority Voting) | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
APTIV PLC | APTV | G6095L109 | 23-Apr-2020 | 14A Executive Compensation | 24757 | 24757 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Ratify Appointment of Independent Auditors | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | S/H Proposal - Corporate Governance | 17300 | 0 | 17300 | 0 | Shareholder | N/A | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | S/H Proposal - Corporate Governance | 17300 | 0 | 17300 | 0 | Shareholder | N | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | Election of Directors (Majority Voting) | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 14A Executive Compensation | 17300 | 17300 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Ratify Appointment of Independent Auditors | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | S/H Proposal - Corporate Governance | 26700 | 0 | 26700 | 0 | Shareholder | N | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | S/H Proposal - Corporate Governance | 26700 | 26700 | 0 | 0 | Shareholder | N | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | Election of Directors (Majority Voting) | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | S/H Proposal - Establish Independent Chairman | 26700 | 0 | 26700 | 0 | Shareholder | N | ||||||||||
INTERNATIONAL BUSINESS MACHINES CORP. | IBM | 459200101 | 28-Apr-2020 | 14A Executive Compensation | 26700 | 26700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Ratify Appointment of Independent Auditors | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Eliminate Supermajority Requirements | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Eliminate Supermajority Requirements | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | Election of Directors (Majority Voting) | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | S/H Proposal - Shareholders be Given Access to Proxy | 4700 | 0 | 4700 | 0 | Shareholder | N | ||||||||||
LEIDOS HOLDINGS, INC. | LDOS | 525327102 | 01-May-2020 | 14A Executive Compensation | 4700 | 4700 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | 19139 | 0 | 19139 | 0 | Shareholder | N | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | Election of Directors | 19139 | 19139 | 0 | 0 | Management | F | ||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 14A Executive Compensation | 19139 | 19139 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Ratify Appointment of Independent Auditors | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | Election of Directors (Majority Voting) | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AFLAC INCORPORATED | AFL | 001055102 | 04-May-2020 | 14A Executive Compensation | 54976 | 54976 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | 24040 | 0 | 24040 | 0 | Shareholder | N | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Ratify Appointment of Independent Auditors | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | S/H Proposal - Corporate Governance | 24040 | 24040 | 0 | 0 | Shareholder | N | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Election of Directors (Majority Voting) | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | Amend Stock Compensation Plan | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
AMERICAN EXPRESS COMPANY | AXP | 025816109 | 05-May-2020 | 14A Executive Compensation | 24040 | 24040 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Ratify Appointment of Independent Auditors | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | S/H Proposal - Corporate Governance | 23621 | 0 | 23621 | 0 | Shareholder | N | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | Election of Directors (Majority Voting) | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
DANAHER CORPORATION | DHR | 235851102 | 05-May-2020 | 14A Executive Compensation | 23621 | 23621 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Ratify Appointment of Independent Auditors | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | S/H Proposal - Corporate Governance | 12177 | 0 | 12177 | 0 | Shareholder | N | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | Election of Directors (Majority Voting) | 12177 | 12177 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 06-May-2020 | 14A Executive Compensation | 12177 | 12177 | 0 | 0 | Management | F | ||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2020 | Ratify Appointment of Independent Auditors | 17000 | 17000 | 0 | 0 | Management | F | ||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2020 | Adopt Omnibus Stock Option Plan | 17000 | 17000 | 0 | 0 | Management | F | ||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2020 | Election of Directors (Majority Voting) | 17000 | 17000 | 0 | 0 | Management | F | ||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2020 | Election of Directors (Majority Voting) | 17000 | 17000 | 0 | 0 | Management | F | ||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2020 | Election of Directors (Majority Voting) | 17000 | 17000 | 0 | 0 | Management | F | ||||||||||
AMETEK INC. | AME | 031100100 | 06-May-2020 | 14A Executive Compensation | 17000 | 17000 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | S/H Proposal - Political/Government | 23500 | 0 | 23500 | 0 | Shareholder | N | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | Election of Directors | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | Election of Directors | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | Election of Directors | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | Election of Directors | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | Ratify Appointment of Independent Auditors | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | Eliminate Supermajority Requirements | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | S/H Proposal - Corporate Governance | 23500 | 0 | 23500 | 0 | Shareholder | N | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | S/H Proposal - Establish Independent Chairman | 23500 | 0 | 23500 | 0 | Shareholder | N | ||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 14A Executive Compensation | 23500 | 23500 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Ratify Appointment of Independent Auditors | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | S/H Proposal - Corporate Governance | 9600 | 0 | 9600 | 0 | Shareholder | N | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | Election of Directors (Majority Voting) | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
CUMMINS INC. | CMI | 231021106 | 12-May-2020 | 14A Executive Compensation | 9600 | 9600 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Ratify Appointment of Independent Auditors | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Director Removal Without Cause | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | Election of Directors (Majority Voting) | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
S&P GLOBAL INC. | SPGI | 78409V104 | 13-May-2020 | 14A Executive Compensation | 11500 | 11500 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | 88808 | 0 | 88808 | 0 | Shareholder | N | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Ratify Appointment of Independent Auditors | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Amend Employee Stock Purchase Plan | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | S/H Proposal - Corporate Governance | 88808 | 0 | 88808 | 0 | Shareholder | N | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | Election of Directors (Majority Voting) | 88808 | 88808 | 0 | 0 | Management | F | ||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 14A Executive Compensation | 88808 | 88808 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | S/H Proposal - Political/Government | 20172 | 0 | 20172 | 0 | Shareholder | N | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Election of Directors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | Ratify Appointment of Independent Auditors | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
FISERV, INC. | FISV | 337738108 | 14-May-2020 | 14A Executive Compensation | 20172 | 20172 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Ratify Appointment of Independent Auditors | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | Election of Directors (Majority Voting) | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | S/H Proposal - Establish Independent Chairman | 20457 | 0 | 20457 | 0 | Shareholder | N | ||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 14A Executive Compensation | 20457 | 20457 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | S/H Proposal - Environmental | 22516 | 0 | 22516 | 0 | Shareholder | N | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Ratify Appointment of Independent Auditors | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | S/H Proposal - Corporate Governance | 22516 | 0 | 22516 | 0 | Shareholder | N | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | S/H Proposal - Corporate Governance | 22516 | 22516 | 0 | 0 | Shareholder | N | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | S/H Proposal - Corporate Governance | 22516 | 0 | 22516 | 0 | Shareholder | N | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | Election of Directors (Majority Voting) | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | S/H Proposal - Establish Independent Chairman | 22516 | 0 | 22516 | 0 | Shareholder | N | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 14A Executive Compensation | 22516 | 22516 | 0 | 0 | Management | F | ||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | S/H Proposal - Gender Pay Equality | 22516 | 0 | 22516 | 0 | Shareholder | N | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Ratify Appointment of Independent Auditors | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | �� | 0 | Management | F | |||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | Election of Directors (Majority Voting) | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
THERMO FISHER SCIENTIFIC INC. | TMO | 883556102 | 20-May-2020 | 14A Executive Compensation | 10325 | 10325 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Ratify Appointment of Independent Auditors | 40000 | 40000 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Election of Directors (Majority Voting) | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | Approve Stock Compensation Plan | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
COLFAX CORPORATION | CFX | 194014106 | 21-May-2020 | 14A Executive Compensation | 40000 | 40000 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Ratify Appointment of Independent Auditors | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | Election of Directors (Majority Voting) | 23075 | 23075 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
CDW CORP | CDW | 12514G108 | 21-May-2020 | 14A Executive Compensation | 23075 | 23075 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Ratify Appointment of Independent Auditors | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | S/H Proposal - Corporate Governance | 12831 | 12831 | 0 | 0 | Shareholder | N | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | S/H Proposal - Corporate Governance | 12831 | 0 | 12831 | 0 | Shareholder | N | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | S/H Proposal - Corporate Governance | 12831 | 0 | 12831 | 0 | Shareholder | N | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | S/H Proposal - Corporate Governance | 12831 | 0 | 12831 | 0 | Shareholder | N | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | Election of Directors (Majority Voting) | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 14A Executive Compensation | 12831 | 12831 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Ratify Appointment of Independent Auditors | 28845 | 28845 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | S/H Proposal - Corporate Governance | 28845 | 0 | 28845 | 0 | Shareholder | N | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | S/H Proposal - Corporate Governance | 28845 | 0 | 28845 | 0 | Shareholder | N | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | Election of Directors (Majority Voting) | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 14A Executive Compensation | 28845 | 28845 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Political/Government | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Election of Directors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Ratify Appointment of Independent Auditors | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Corporate Governance | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Corporate Governance | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Corporate Governance | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | Miscellaneous Compensation Plans | 18250 | 18250 | 0 | 0 | Management | F | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Election of Directors By Majority Vote | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Establish Independent Chairman | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Human Rights Related | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | S/H Proposal - Human Rights Related | 18250 | 0 | 18250 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Create a Non-Discriminatory Sexual Orientation Policy | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Adopt Conservation Policy | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Political/Government | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Ratify Appointment of Independent Auditors | 2615 | 2615 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Corporate Governance | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Approve Charter Amendment | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | Election of Directors (Majority Voting) | 2615 | 2615 | 0 | 0 | Management | F | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | S/H Proposal - Establish Independent Chairman | 2615 | 0 | 2615 | 0 | Shareholder | N | ||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 14A Executive Compensation | 2615 | 2615 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Ratify Appointment of Independent Auditors | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | Election of Directors (Majority Voting) | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
FIDELITY NAT’L INFORMATION SERVICES,INC. | FIS | 31620M106 | 28-May-2020 | 14A Executive Compensation | 19860 | 19860 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Ratify Appointment of Independent Auditors | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | S/H Proposal - Corporate Governance | 7476 | 0 | 7476 | 0 | Shareholder | N | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Election of Directors (Majority Voting) | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | Approve Stock Compensation Plan | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 14A Executive Compensation | 7476 | 7476 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 0 | 0 | 4875 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Election of Directors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Ratify Appointment of Independent Auditors | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | S/H Proposal - Corporate Governance | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | S/H Proposal - Corporate Governance | 4875 | 0 | 4875 | 0 | Shareholder | N |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | S/H Proposal - Corporate Governance | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | S/H Proposal - Corporate Governance | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | S/H Proposal - Corporate Governance | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | S/H Proposal - Corporate Governance | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Amend Stock Compensation Plan | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Miscellaneous Shareholder Proposal | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Miscellaneous Shareholder Proposal | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Miscellaneous Shareholder Proposal | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | Miscellaneous Shareholder Proposal | 4875 | 0 | 4875 | 0 | Shareholder | N | ||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 14A Executive Compensation | 4875 | 4875 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Ratify Appointment of Independent Auditors | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | S/H Proposal - Corporate Governance | 49546 | 0 | 49546 | 0 | Shareholder | N | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | S/H Proposal - Corporate Governance | 49546 | 0 | 49546 | 0 | Shareholder | N | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | S/H Proposal - Corporate Governance | 49546 | 0 | 49546 | 0 | Shareholder | N | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | Election of Directors (Majority Voting) | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | S/H Proposal - Animal Rights | 49546 | 0 | 49546 | 0 | Shareholder | N | ||||||||||
THE TJX COMPANIES, INC. | TJX | 872540109 | 09-Jun-2020 | 14A Executive Compensation | 49546 | 49546 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Ratify Appointment of Independent Auditors | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F |
Company Name | Primary | Security ID | Meeting Date | Proposal Short Text | Voted | Shares | Shares | Shares | Proposed By | Recommended | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | �� | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | |||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | Election of Directors (Majority Voting) | 18420 | 18420 | 0 | 0 | Management | F | ||||||||||
MASTERCARD INCORPORATED | MA | 57636Q104 | 16-Jun-2020 | 14A Executive Compensation | 18420 | 18420 | 0 | 0 | Management | F |
Monongahela All Cap Value Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR R KERRY CLARK | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR DAVID M CORDANI | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR ROGER W FERGUSON JR | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR JEFFREY HARMENING | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR MARIA HENRY | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR ELIZABETH LEMPRES | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR DIANE NEAL | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR STEVE ODLAND | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR MARIA SASTRE | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR ERIC SPRUNK | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | DIRECTOR JORGE URIBE | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
GENERAL MILLS | GIS | 370334104 | 9/24/2019 | RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
NEOGEN CORP | NEOG | 640491106 | 10/3/2019 | DIRECTOR JOHN ADENT | ISSUER | YES | FOR | FOR | ||||||||
NEOGEN CORP | NEOG | 640491106 | 10/3/2019 | DIRECTOR WILLIAM T BOEHM | ISSUER | YES | FOR | FOR | ||||||||
NEOGEN CORP | NEOG | 640491106 | 10/3/2019 | DIRECTOR JAMES P TOBIN | ISSUER | YES | FOR | FOR | ||||||||
NEOGEN CORP | NEOG | 640491106 | 10/3/2019 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
NEOGEN CORP | NEOG | 640491106 | 10/3/2019 | RATIFY BDO AS PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR FRANCIS S BLAKE | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR ANGELA F BRALY | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR AMY L CHANG | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR SCOTT D COOK | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR JOSEPH JIMENEZ | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR TERRY J LUNDGREN | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR CHRISTINE MCCARTHY | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR W JAMES MCNERNEY JR | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR NELSON PELTZ | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR DAVID S TAYLOR | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR MARGARET C WHITMAN | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | DIRECTOR PATRICIA A WOERTZ | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
PROCTER & GAMBLE | PG | 742718109 | 10/8/2019 | APPROVE 2019 STOCK AND INCENTIVE PLAN | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR WILLIAM D MOSLEY | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR STEPHEN LUCZO | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR MARK ADAMS | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR JUDY BRUNER | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR MICHAEL CANNON | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR WILLIAM COLEMAN | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR JAY GELDMACHER | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR DYLAN HAGGART | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR STEPHENIE TILENIUS | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | DIRECTOR EDWARD ZANDER | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | APPROVE EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | APPROVE 2012 EQUITY INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | AUTHORITY TO ISSUE AND ALLOCATE SHARES | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | AUTHORITY TO OPT OUT OF PRE-EMPTION RIGHTS | ISSUER | YES | FOR | FOR | ||||||||
SEAGATE TECHNOLOGY PLC | STX | G7945M107 | 10/29/2019 | PRICE RANGE TO RE-ALLOTCATE TREASURY SHARES | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR SOHAIL AHMED | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR TIMOTHY ARCHER | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR ERIC BRANDT | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR MICHAEL CANNON | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR YOUSSEF EL-MANSY | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR CATHERINE LEGO | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR BETHANY MAYER | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR ABHIJIT TALWALKAR | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR LIH SHYNG TSAI | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | DIRECTOR LESLIE VARON | ISSUER | YES | FOR | FOR | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
LAM RESEARCH CORP | LRCX | 512807108 | 11/5/2019 | RATIFY INDEPENDENT ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR DARRELL CAVENS | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR DAVID DENTON | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR ANNE GATES | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR ANDREA GUERRA | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR SUSAN KROPF | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR ANNABELL YU LONG | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR IVAN MENEZES | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | DIRECTOR JIDE ZEITLIN | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | RATIFY DELOITTE & TOUCHE LLP | ISSUER | YES | FOR | FOR | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
TAPESTRY INC | TPR | 876030107 | 11/7/2019 | APPROVE 2018 STOCK INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/13/2019 | DIRECTOR STEPHEN LACY | ISSUER | YES | FOR | FOR | ||||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/13/2019 | DIRECTOR CHRISTOPHER ROBERTS | ISSUER | YES | FOR | FOR | ||||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/13/2019 | DIRECTOR D MELL MEREDTIH FRAZIER | ISSUER | YES | FOR | FOR | ||||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/13/2019 | DIRECTOR BETH KAPLAN | ISSUER | YES | FOR | FOR | ||||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/13/2019 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
MEREDITH CORPORATION | MDP | 589433101 | 11/13/2019 | RATIFY KPMG | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR JOSE A ALMEIDA | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR JANICE M BABIAK | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR DAVID J BRAILER | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR WILLIAM FOOTE | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR GINGER GRAHAM | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR LOHN LEDERER | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR DOMINC MURPHY | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR STEFANO PESSINA | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR NANCY SCHLICTING | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DIRECTOR JAMES SKINNER | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | RATIFY DELOITTE & TOUCHE LLP | ISSUER | YES | FOR | FOR | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | YES | FOR | AGAINST | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | DEFERAL PERIOD FOR EXECUTIVE COMPENSATION | SHAREHOLDER | YES | FOR | AGAINST | ||||||||
WALGREENS BOOTS ALLIANCE | WBA | 931427108 | 1/30/2020 | OWNERSHIP THRESHOLD FOR CALLING SPECIAL MEETING | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | DIRECTOR MS CRAIGHEAD | ISSUER | YES | FOR | FOR | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | DIRECTOR DN FARR | ISSUER | YES | FOR | FOR | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | DIRECTOR GA FLACH | ISSUER | YES | FOR | FOR | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | DIRECTOR MS LEVATICH | ISSUER | YES | FOR | FOR | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | RATIFY KPMG | ISSUER | YES | FOR | FOR | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
EMERSON ELECTRIC | EMR | 291011104 | 2/4/2020 | DECLASSIFY BOARD OF DIRECTORS | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR PRITHVIRAJ BANERJEE | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR BRUCE BLAKLEY | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR MAUREEN BREAKIRON-EVANS | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR DENISE DEVINE | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR BRADLEY FELDMAN | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR CAROLYN FLOWERS | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR JANICE HAMBY | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR DAVID MELCHER | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | DIRECTOR STEVEN NORRIS | ISSUER | YES | FOR | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | FOR | ||||||||
CUBIC CORP | CUB | 229669106 | 2/17/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR STEPHEN MACMILLAN | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR SALLY CRAWFORD | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR CHARLES DOCKENDORFF | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR SCOTT GARRETT | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR LUDWIG HANTSON | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR NAMAL NAWANA | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR CHRISTIANA STAMOULIS | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | DIRECTOR AMY WENDELL | ISSUER | YES | FOR | FOR | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
HOLOGIC | HOLX | 436440101 | 3/5/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DIRECTOR DAVID ANDERSON | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DIRECTOR DAVID BAUER | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DIRECTOR BARBARA BAUMANN | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DIRECTOR JEFF SHAW | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DIRECTOR THOMAS SKAINS | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DIRECTOR RONALD TANSKI | ISSUER | YES | AGAINST | AGAINST | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
NATIONAL FUEL GAS | NFG | 636180101 | 3/11/2020 | DECLASSIFY BOARD OF DIRECTORS | SHAREHOLDER | YES | FOR | AGAINST | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR HERBERT A ALLEN | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR MARC BOLLAND | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR ANA BOTIN | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR CHRISTOPHER DAVIS | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR BARRY DILLER | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRETOR HELENE GAYLE | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR ALEXIS HERMAN | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR ROBERT KOTICK | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR MARIA ELENA LAGOMASINO | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR JAMES QUINCEY | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR CAROLINE TSAY | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | DIRECTOR DAVID WEINBERG | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
THE COCA COLA COMPANY | KO | 191216100 | 4/22/2020 | SUGAR & PULIC HEALTH | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR DONALD BULLOCK | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR JEFF GORMAN | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR ANN HARLAN | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR CHRISTOPHER LAKE | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR SONJA MCCLELLAND | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR VINCENT PETRELLA | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR KENNETH REYNOLDS | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | DIRECTOR RICK TAYLOR | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
GORMAN RUPP COMPANY | GRC | 383082104 | 4/23/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR TODD ADAMS | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR KENNETH BOCKHORST | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR GALE KLAPPA | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR GAIL LIONE | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR JAMES MCGILL | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR TESSA MYERS | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR JAMES STERN | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | DIRECTOR GLEN TELLOCK | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
BADGER METER INC | BMI | 056525108 | 4/24/2020 | EMPLOYEE REPRESENTATION ON BOARD | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR THOMAS BUBERL | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR MICHAEL ESKEW | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR DAVID FARR | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR ALEX GORSKY | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR MICHELLE HOWARD | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR ARVIND KRISHNA | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR ANDREW LIVERIS | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR WILLIAM MCNABB III | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR MARTH POLLACK | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR VIRGINIA ROMETTY | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR JOSEPH SWEDISH | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR SIDNEY TAUREL | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR PETER VOSER | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | DIRECTOR FREDERICK WADDELL | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | SHAREHOLDER RIGHT TO REMOVE DIRECTORS | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | RIGHT TO ACT BY WRITTEN CONSENT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
INTERNATIONAL BUSINESS MACHINES | IBM | 459200101 | 4/28/2020 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | YES | AGAINST | AGAINST | ||||||||
FORTUNE BRANDS HOME AND SEC | FBHS | 34964C106 | 4/28/2020 | DIRECTOR NICHOLAS FINK | ISSUER | YES | FOR | FOR | ||||||||
FORTUNE BRANDS HOME AND SEC | FBHS | 34964C106 | 4/28/2020 | DIRECTOR DAVID MACKAY | ISSUER | YES | FOR | FOR | ||||||||
FORTUNE BRANDS HOME AND SEC | FBHS | 34964C106 | 4/28/2020 | DIRECTOR DAVID THOMAS | ISSUER | YES | FOR | FOR | ||||||||
FORTUNE BRANDS HOME AND SEC | FBHS | 34964C106 | 4/28/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
FORTUNE BRANDS HOME AND SEC | FBHS | 34964C106 | 4/28/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR PETER BARRETT | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR SAMUEL CHAPIN | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR SYLVIA GREGOIRE | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR ALEXIS MICHAS | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR PRAHLAD SINGH | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR MICHEL VOUNATSOS | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR FRANK WITNEY | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | DIRECTOR PASCALE WITZ | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | RATIFY DELOITTE & TOUCHE LLP | ISSUER | YES | FOR | FOR | ||||||||
PERKINELMER INC | PKI | 714046109 | 4/28/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2020 | DIRECTOR JAMES JANIK | ISSUER | YES | FOR | FOR | ||||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2020 | DIRECTOR JAMES STALEY | ISSUER | YES | FOR | FOR | ||||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2020 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
DOUGLAS DYNAMICS | PLOW | 25960R105 | 4/28/2020 | APPROVE 2010 STOCK INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | ADOPT FINANCIAL STATEMENTS | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | ADOPT DIVIDEND | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | RENUMERATION REPORT 2019 | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | DISCHARGE MEMBERS OF THE BOARD OF MANAGEMENT | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | DISCHARGE MEMBERS OF SUPERVISORY BOAD | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | ADOPT RENUMERATION POLICY FOR BOARD OF MANAGEMENT | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | LONG TERM INCENTIVE PLAN FOR BOARD OF MANAGEMENT | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | ADOPT RENUMERATION POLICY FOR SUPERVISORY BOARD | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | REAPPOINT N DHAWAN TO SUPERVISORY BOARD | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | APPOINT F SIJBESMA TO SUPERVISORY BOARD | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | APPOINT P LOSCHER TO SUPERVISORY BOARD | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | AUTHORIZE BOARD OF MANAGEMENT TO ISSUE SHARES OR ACQUIRE SHARES | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | AUTHORIZE BOARD TO RESTRICT OR EXCLUDE PREEMPTION RIGHTS | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | AUTHORIZE BOARD TO ACQUIRE SHARES | ISSUER | YES | FOR | NONE | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 4/30/2020 | PROPOSAL TO CANCEL SHARES | ISSUER | YES | FOR | NONE |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
TELEFLEX INC | TFX | 879369106 | 5/1/2020 | DIRECTOR GEORGE BABICH | ISSUER | YES | FOR | FOR | ||||||||
TELEFLEX INC | TFX | 879369106 | 5/1/2020 | DIRECTOR GRETCHEN HAGGERTY | ISSUER | YES | FOR | FOR | ||||||||
TELEFLEX INC | TFX | 879369106 | 5/1/2020 | DIRECTOR LIAM KELLY | ISSUER | YES | FOR | FOR | ||||||||
TELEFLEX INC | TFX | 879369106 | 5/1/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
TELEFLEX INC | TFX | 879369106 | 5/1/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR DONALD BLAIR | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR LESLIE BRUN | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR STEPHANIE BURNS | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR RICHARD CLARK | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR ROBERT CUMMINGS | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR DEBORAH HENRETTA | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR DANIEL HUTTENLOCHER | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR KURT LANDGRAF | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR KEVIN MARTIN | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR DEBORAH RIEMAN | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR HANSEL TOOKES II | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR WENDELL WEEKS | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | DIRECTOR MARK WRIGHTON | ISSUER | YES | FOR | FOR | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
CORNING INC | GLW | 219350105 | 4/30/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | DIRECTOR ML ESKEW | ISSUER | NO | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | DIRECTOR WG KAELIN | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | DIRECTOR DA RICKS | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | DIRECTOR MS RUNGE | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | DIRECTOR K WALKER | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | ELIMINATE CLASSIFIED BOARD STRUCTURE | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | ELIMINATE SUPERMAJORITY VOTING | ISSUER | YES | FOR | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | LOBBYING ACTIVITIES REPORT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | FORCED SWIM TEST REPORT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | BOARD DIVERSITY PROPOSAL | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | DRUG PRICES AND EXECUTIVE COMPENSATION | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | BONUS DEFERRAL POLICY | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ELI LILLY AND COMPANY | LLY | 532457108 | 5/4/2020 | CLAWBACKS ON EXECUTIVE COMPSENSATION RE MISCONDUCT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR CHARLENE BARSHEFSKY | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR JOHN BRENNAN | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR PETER CHERNIN | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR RALPH DE LA VEGA | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR ANNE LAUVERGEON | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR MICHAEL O LEAVITT | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR THEODORE LEONSIS | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR KAREN PARKHILL | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR LYNN PIKE | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR STEPHEN SQUERI | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR DANIEL VASELLA | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR RONALD WILLIAMS | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | DIRECTOR CHRISTOPHER YOUNG | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | AMENDED AND RESTATED INCENTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | WRITTEN CONSENT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
AMERICAN EXPRESS CO | AXP | 025816109 | 5/5/2020 | GENDER/ RACIAL PAY EQUITY | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR CARLOS CARDOSO | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR ANTHONY GUZZI | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR NEAL KEATING | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR BONNIE LIND | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR JOHN MALLOY | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR DAVID NORD | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR JOHN RUSSELL | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | DIRECTOR STEVEN SHAWLEY | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
HUBBELL INC | HUBB | 443510607 | 5/5/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
PHILLIPS 66 | PSX | 718546104 | 5/6/2020 | DIRECTOR CHARLES HOLLEY | ISSUER | YES | FOR | FOR | ||||||||
PHILLIPS 66 | PSX | 718546104 | 5/6/2020 | DIRECTOR GLENN TILTON | ISSUER | YES | FOR | FOR | ||||||||
PHILLIPS 66 | PSX | 718546104 | 5/6/2020 | DIRECTOR MARNA WHITTINGTON | ISSUER | YES | FOR | FOR | ||||||||
PHILLIPS 66 | PSX | 718546104 | 5/6/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
PHILLIPS 66 | PSX | 718546104 | 5/6/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
PHILLIPS 66 | PSX | 718546104 | 5/6/2020 | GULF COAST PETROCHEMICAL REPORT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR MARCELLO BOTTOLI | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR MICHAEL DUCKER | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR DAVID EPSTEIN | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR ROGER FERGUSON JR | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR JOHN FERRARO | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR ANDREAS FIBIG | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR CHRISTINA GOLD | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR KATHERINE HUDSON | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR DALE MORRISON | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR DR LI-HUEI TSAI | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | DIRECTOR STEPHEN WILLIAMSON | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
INTERNATIONAL FLAVORS & FRAGS | IFF | 459506101 | 5/6/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR SHELLYE ARCHAMBEAU | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR MARK BERTOLINI | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR VITTORIO COLAO | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR MELANIE HEALEY | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR CLARENCE OTIS | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR DANIEL SCHULMAN | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR RODNEY SLATER | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR HANS VESTBERG | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | DIRECTOR GREOGRY WEAVER | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | NONQUALIFIED SAVINGS PLAN | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | SPECIAL SHAREHOLDER MEETINGS | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | LOBBYING ACTIVITIES REPORT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | USER PRIVACY METRIC | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
VERIZON COMMUNICATIONS | VZ | 92343V104 | 5/7/2020 | AMEND SEVERENCE APPROVAL POLICY | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR SCOTT ANDERSON | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR ROBERT BIESTERFELD JT | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR WAYNE FORTUN | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR TIMOTHY GOKEY | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR MARY STEELE GUILFOILE | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR JODEE KOZLAK | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR BRIAN SHORT | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR JAMES STAKE | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | DIRECTOR PAULA TOLLIVER | ISSUER | YES | FOR | FOR | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
CH ROBINSON WORLDWIDE | CHRW | 12541W209 | 5/7/2020 | RATIFY DELOITTE & TOUCHE LLP | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | DIRECTOR ROBERT ALPERN | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | DIRECTOR EDWARD LIDDY | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | DIRECTOR MELODY MEYER | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | DIRECTOR FREDERICK WADDELL | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | ELIMINATE SUPERMAJORITY VOTING | ISSUER | YES | FOR | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | LOBBYING ACTIVITIES REPORT | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | INDEPENDENT BOARD CHAIRMAN | SHAREHOLDER | YES | AGAINST | FOR | ||||||||
ABBVIE INC | ABBV | 00287Y109 | 5/8/2020 | DRUG PRICING REPORT | SHAREHOLDER | YES | AGAINST | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR LINDA BADDOUR | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR MICHAEL BERENDT | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR EDWARD CONARD | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR LAURIE GLIMCHER | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR GARY HENDRICKSON | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR CHRISTOPHER KUEBLER | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR CHRISTOPHER O’CONNELL | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR FLEMMING ORNSKOV | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR JOANN REED | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | DIRECTOR THOMAS SALICE | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
WATERS CORPORATION | WAT | 941848103 | 5/12/2020 | 2020 EQUITY INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR KENNETH BRONFIN | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR MICHAEL BURNS | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR CRISPIN DAVIS | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR JOHN FRASCOTTI | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR LISA GERSH | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR BRIAN GOLDNER | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR ALAN HASSENFELD | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR TRACY LEINBACH | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR EDWARD PHILIP | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR RICHARD STODDART | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR MARY BETH WEST | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | DIRECTOR LINDA ZECHER | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | 2003 STOCK INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
HASBRO INC | HAS | 418056107 | 5/13/2020 | RATIFY KPMG | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | DIRECTOR ROBERT RUBINGER | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | DIRECTOR KENNETH GLOBUS | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | DIRECTOR LAWRENCE MAIETTA | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | DIRECTOR ARTHUR DRESNER | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | DIRECTOR ANDREW BOCCONE | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | DIRECTOR ARI PAPOULIAS | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | YEARLY VOTE ON EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
UNITED GUARDIAN INC | UG | 910571108 | 5/20/2020 | RATIFY BAKER TILLY VIRGWOW KRAUSE AS ACCOUNTANTS | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR DANIEL KAYE | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR JOAN LAMM TENNANT | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR KRISTI MATUS | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR RAMON DE OLIVEIRA | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR MARK PEARSON | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR BERTRAM SCOTT | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR GEORGE STANSFIELD | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | DIRECTOR CHARLES STONEHILL | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | RATIFY PRICEWATERHOUSE COOPERS | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
EQUITABLE HOLDINGS INC | EQH | 29452E101 | 5/20/2020 | APPROVE 2019 OMNIBUS INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | DIRECTOR CHARLES KOVALESKI | ISSUER | YES | FOR | FOR | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | DIRECTOR CRAIG SMIDDY | ISSUER | YES | FOR | FOR | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | DIRECTOR ARNOLD STEINER | ISSUER | YES | FOR | FOR | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | DIRECTOR FREDRICKA TAUBITZ | ISSUER | YES | FOR | FOR | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | DIRECTOR ALDO ZUCARO | ISSUER | YES | FOR | FOR | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | RATIFY KPMG | ISSUER | YES | FOR | FOR | ||||||||
OLD REPUBLIC INTERNATIONAL CORP | ORI | 680223104 | 5/22/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR THEODORE WAHL | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR JOHN BRIGGS | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR ROBERT FROME | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR DINO OTTAVIANO | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR MICHAEL MCBRYAN | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR DIANE CASEY | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR JOHN MCFADDEN | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR JUDE VISCONTO | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR DAIELA CASTAGNINO | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | DIRECTOR LAURA GRANT | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | RATIFY GRANT THORNTON AS ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
HEALTHCARE SERVICE GROUP | HCSG | 421906108 | 5/26/2020 | APPROVE 2020 OMNIBUS INCENTIVE PLAN | ISSUER | YES | AGAINST | AGAINST | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR DOUGLAS VANOORT | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR STEVEN JONES | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR KEVIN JOHNSON | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR RAYMOND HIPP | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR BRUCE CROWTHER | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR LYNN TETRAULT | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR ALISON HANNAH | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR STEPHEN KANOVSKY | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | DIRECTOR RACHEL STAHLER | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
NEOGENOMICS INC | NEO | 64049M209 | 5/28/2020 | RATIFY PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/2/2020 | DIRECTOR SAMUEL BORGESE | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/2/2020 | DIRECTOR MARK BULLER | ISSUER | YES | FOR | FOR | ||||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/2/2020 | DIRECTOR JOHN M ROTH | ISSUER | YES | FOR | FOR | ||||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/2/2020 | RATIFY BDO AS PUBLIC ACCOUNTING FIRM | ISSUER | YES | FOR | FOR | ||||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/2/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | AGAINST | AGAINST | ||||||||
EL POLLO LOCO HOLDINGS INC | LOCO | 268603107 | 6/2/2020 | FREQUENCY OF VOTE ON COMPENSATION | ISSUER | YES | 1 YEAR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | DIRECTOR LAURA ALBER | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | DIRECTOR SCOTT DAHNKE | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | DIRECTOR ANNE MULCAHY | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | DIRECTOR WILLIAM READY | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | DIRECTOR SABRINA SIMMONS | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | DIRECTOR FRITS VAN PAASSCHEN | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
WILLIAMS SONOMA INC | WSM | 969904101 | 6/3/2020 | RATIFY DELOITTE & TOUCHE LLP | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR DOUGLAS BAKER | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR GEORGE BARRETT | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR BRIAN CORNELL | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR CALVIN DARDEN | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR ROBERT EDWARDS | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR MELANIE HEALEY | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR DONALD KNAUSS | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR MONICA LOZANO | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR MARY MINNICK | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR KEN SALAZAR | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | DIRECTOR DMITRI STOCKTON | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | RATIFY ERNST & YOUNG LLP | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
TARGET CORP | TGT | 87612E106 | 6/10/2020 | 2020 LONG TERM INCENTIVE PLAN | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR CHERYL GRISE | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR CARLOS GUITIERREZ | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR GERALD HASSELL | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR DAVID HERZOG | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR GLENN HUBBARD | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR ED KELLY III | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR WILLIAM KENNARD | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR MICHEL KHALAF | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR CATHERINE KINNEY | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR DIANA MCKENZIE | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR DENISE MORRISON | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | DIRECTOR MARK WEINBERGER | ISSUER | YES | FOR | FOR | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | RATIFY DELOITTE & TOUCHE LLP | ISSUER | YES | FOR | FOR |
NAME OF ISSUER | NPX- 2020 Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Vote | How Vote | FOR/AGAINST MGMG | ||||||||
METLIFE INC | MET | 59156R108 | 6/16/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | DIRECTOR MARK FOX | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | DIRECTOR WILLIAM GROVES | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | DIRECTOR JOHN LACARTE | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | DIRECTOR WILLIAM PETROPLUS | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | DIRECTOR DAVID POLLOCK | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | RATIFY BAKER TILLY VIRGWOW KRAUSE AS ACCOUNTANTS | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | EXECUTIVE COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
CB FINANCIAL SERVICES | CBFV | 12479G101 | 6/17/2020 | FREQUENCY OF VOTE ON COMPENSATION | ISSUER | YES | FOR | FOR | ||||||||
KONINKLIJKE PHILIPS NV | PHG | 500472303 | 6/26/2020 | .85 EUR DIVIDEND | ISSUER | YES | FOR | FOR |
Auxier Focus Fd
Proxy Voting Record
July 1, 2019-June 30, 2020
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Legg Mason | LM | 524901105 | 7/30/2019 | directors | M | Y | for | with | ||||||||||
Legg Mason | LM | 524901105 | 7/30/2019 | executive compensation | M | Y | for | with | ||||||||||
Legg Mason | LM | 524901105 | 7/30/2019 | auditors | M | Y | for | with | ||||||||||
Legg Mason | LM | 524901105 | 7/30/2019 | remove supermajority | S | Y | against | with | ||||||||||
JM Smuckers | SJM | 832696405 | 8/14/2019 | directors | M | Y | for | with | ||||||||||
JM Smuckers | SJM | 832696405 | 8/14/2019 | executive compensation | M | Y | for | with | ||||||||||
JM Smuckers | SJM | 832696405 | 8/14/2019 | auditors | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 9/12/2019 | share repurchase | M | Y | for | with | ||||||||||
Lyondellbasell Industries | LYB | N53745100 | 9/12/2019 | cancellation of Shares | M | Y | for | with | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/19/2019 | reports & accts 2019 | M | N | n/a | n/a | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/19/2019 | renumertion report | M | N | n/a | n/a | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/19/2019 | declare dividend | M | N | n/a | n/a | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/19/2019 | directors | M | N | n/a | n/a | ||||||||||
Diageo PLC | DEO | 25243q205 | 9/19/2019 | auditors | M | N | n/a | n/a | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/23/2019 | directors | M | Y | for | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/23/2019 | executive compensation | M | Y | for | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/23/2019 | omnibus stock plan | M | Y | for | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/23/2019 | auditors | M | Y | for | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/23/2019 | lobbying activity | S | Y | against | with | ||||||||||
FedEx Corp | FDX | 31428x106 | 9/23/2019 | employee rep on the board | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Lamb Weston Holdings | LW | 513272104 | 9/26/2019 | directors | M | Y | for | with | ||||||||||
Lamb Weston Holdings | LW | 513272104 | 9/26/2019 | executive compensation | M | Y | for | with | ||||||||||
Lamb Weston Holdings | LW | 513272104 | 9/26/2019 | auditors | M | Y | for | with | ||||||||||
Lamb Weston Holdings | LW | 513272104 | 9/26/2019 | pesticide use | S | Y | against | with | ||||||||||
Gates Industrial Corp PLC | GTES | g39108108 | 10/7/2019 | share repurchase | M | Y | for | with | ||||||||||
Gates Industrial Corp PLC | GTES | g39108108 | 10/7/2019 | issue new share class | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/8/2019 | directors | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/8/2019 | auditors | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/8/2019 | executive compensation | M | Y | for | with | ||||||||||
Procter & Gamble Company | PG | 742718109 | 10/8/2019 | stock & incentive plan | M | Y | for | with | ||||||||||
Raytheon Company | RTX | 755111507 | 10/11/2019 | merger | M | Y | for | with | ||||||||||
Raytheon Company | RTX | 755111507 | 10/11/2019 | executive compensation | M | Y | for | with | ||||||||||
Raytheon Company | RTX | 755111507 | 10/11/2019 | adjournment of special meeting | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | scheme of arrangement | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | authorize directors | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | cancellation of ordinary shares | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | allot new shares | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | amned the articles | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | executive compensation | M | Y | for | with | ||||||||||
Allergan PLC | AGN | g0177j108 | 10/14/2019 | adjournment of special meeting | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Oracle Corp | ORCL | 68389x105 | 11/19/2019 | directors | M | Y | for | with | ||||||||||
Oracle Corp | ORCL | 68389x105 | 11/19/2019 | executive compensation | M | Y | for | with | ||||||||||
Oracle Corp | ORCL | 68389x105 | 11/19/2019 | auditors | M | Y | for | with | ||||||||||
Oracle Corp | ORCL | 68389x105 | 11/19/2019 | pay equity report | S | Y | against | with | ||||||||||
Oracle Corp | ORCL | 68389x105 | 11/19/2019 | independent board chair | S | Y | against | with | ||||||||||
Becle SAB | BCCLF | p0929y106 | 11/25/2019 | approval of financial statements | M | Y | for | with | ||||||||||
Becle SAB | BCCLF | p0929y106 | 11/25/2019 | approval of fusion becle as subsisye | M | Y | for | with | ||||||||||
Becle SAB | BCCLF | p0929y106 | 11/25/2019 | appointment of delegates | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/4/2019 | directors | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/4/2019 | executive compensation | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/4/2019 | auditors | M | Y | for | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/4/2019 | employee rep on the board | S | Y | against | with | ||||||||||
Microsoft Corp | MSFT | 594918104 | 12/4/2019 | gender pay gap | S | Y | against | with | ||||||||||
Medtronic PLC | MDT | g5960l103 | 12/6/2019 | directors | M | Y | for | with | ||||||||||
Medtronic PLC | MDT | g5960l103 | 12/6/2019 | auditors | M | Y | for | with | ||||||||||
Medtronic PLC | MDT | g5960l103 | 12/6/2019 | executive compensation | M | Y | for | with | ||||||||||
Medtronic PLC | MDT | g5960l103 | 12/6/2019 | renew authority to issue shares | M | Y | for | with | ||||||||||
Medtronic PLC | MDT | g5960l103 | 12/6/2019 | opt out of pre-emption rights | M | Y | for | with | ||||||||||
Medtronic PLC | MDT | g5960l103 | 12/6/2019 | purchase of ORD shares | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275r102 | 12/10/2019 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Cisco Systems | CSCO | 17275r102 | 12/10/2019 | executive compensation | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275r102 | 12/10/2019 | auditors | M | Y | for | with | ||||||||||
Cisco Systems | CSCO | 17275r102 | 12/10/2019 | independent board chair | S | Y | against | with | ||||||||||
DR Horton, Inc. | DHI | 23331a109 | 1/22/2020 | directors | M | Y | for | with | ||||||||||
DR Horton, Inc. | DHI | 23331a109 | 1/22/2020 | executive compensation | M | Y | for | with | ||||||||||
DR Horton, Inc. | DHI | 23331a109 | 1/22/2020 | auditors | M | Y | for | with | ||||||||||
Visa Inc | V | 92826c839 | 1/28/2020 | directors | M | Y | for | with | ||||||||||
Visa Inc | V | 92826c839 | 1/28/2020 | executive compensation | M | Y | for | with | ||||||||||
Visa Inc | V | 92826c839 | 1/28/2020 | auditors | M | Y | for | with | ||||||||||
Becton, Dickinson & Company | BDX | 075887109 | 1/28/2020 | directors | M | Y | for | with | ||||||||||
Becton, Dickinson & Company | BDX | 075887109 | 1/28/2020 | auditors | M | Y | for | with | ||||||||||
Becton, Dickinson & Company | BDX | 075887109 | 1/28/2020 | executive compensation | M | Y | for | with | ||||||||||
Becton, Dickinson & Company | BDX | 075887109 | 1/28/2020 | equity bases compensation plan | M | Y | for | with | ||||||||||
Becton, Dickinson & Company | BDX | 075887109 | 1/28/2020 | special shareholders meetings | S | Y | against | with | ||||||||||
Sally Beauty Holdings | SBH | 79546e104 | 1/30/2020 | directors | M | Y | for | with | ||||||||||
Sally Beauty Holdings | SBH | 79546e104 | 1/30/2020 | executive compensation | M | Y | for | with | ||||||||||
Sally Beauty Holdings | SBH | 79546e104 | 1/30/2020 | auditors | M | Y | for | with | ||||||||||
Franklin Resources, Inc | BEN | 354613101 | 2/11/2020 | directors | M | Y | for | with | ||||||||||
Franklin Resources, Inc | BEN | 354613101 | 2/11/2020 | auditors | M | Y | for | with | ||||||||||
Franklin Resources, Inc | BEN | 354613101 | 2/11/2020 | 1998 employee stock investment plan | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Franklin Resources, Inc | BEN | 354613101 | 2/11/2020 | executive compensation | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/7/2020 | directors | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/7/2020 | auditors | M | Y | for | with | ||||||||||
Colliers Intl Group | CIGI | 194693107 | 4/7/2020 | executive compensation | M | Y | for | with | ||||||||||
Dow Inc | DOW | 260557103 | 4/9/2020 | directors | M | Y | for | with | ||||||||||
Dow Inc | DOW | 260557103 | 4/9/2020 | executive compensation | M | Y | for | with | ||||||||||
Dow Inc | DOW | 260557103 | 4/9/2020 | frequency of executive comp | M | Y | for | with | ||||||||||
Dow Inc | DOW | 260557103 | 4/9/2020 | auditors | M | Y | for | with | ||||||||||
The Bank of NY Mellon | BK | 064058100 | 4/15/2020 | directors | M | Y | for | with | ||||||||||
The Bank of NY Mellon | BK | 064058101 | 4/15/2020 | executive compensation | M | Y | for | with | ||||||||||
The Bank of NY Mellon | BK | 064058102 | 4/15/2020 | auditors | M | Y | for | with | ||||||||||
The Bank of NY Mellon | BK | 064058103 | 4/15/2020 | pay equity report | S | Y | against | with | ||||||||||
The Bank of NY Mellon | BK | 064058104 | 4/15/2020 | stockholder vote on bylaws | S | Y | against | with | ||||||||||
Celanese Corp | CE | 150870103 | 4/16/2020 | directors | M | Y | for | with | ||||||||||
Celanese Corp | CE | 150870103 | 4/16/2020 | auditors | M | Y | for | with | ||||||||||
Celanese Corp | CE | 150870103 | 4/16/2020 | executive compensation | M | Y | for | with | ||||||||||
Domino’s Pizza | DPZ | 25754a201 | 4/21/2020 | directors | M | Y | for | with | ||||||||||
Domino’s Pizza | DPZ | 25754a201 | 4/21/2020 | auditors | M | Y | for | with | ||||||||||
Domino’s Pizza | DPZ | 25754a201 | 4/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | auditors | M | Y | for | with | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | stock incentive plan | M | Y | for | with | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | proxy access | S | Y | against | with | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | “purpose of corporation” | S | Y | against | with | ||||||||||
Citigroup Inc | C | 172967424 | 4/21/2020 | lobbying activity | S | Y | against | with | ||||||||||
US Bancorp | USB | 902973304 | 4/21/2020 | directors | M | Y | for | with | ||||||||||
US Bancorp | USB | 902973304 | 4/21/2020 | auditors | M | Y | for | with | ||||||||||
US Bancorp | USB | 902973304 | 4/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | annual accts | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | renumeration report | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | discharge directors | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | directors | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | auditors | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | issue of shares | M | Y | for | with | ||||||||||
Unilever NV | UN | 904784709 | 4/30/2020 | pre-emption rights | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523100 | 4/22/2020 | directors | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523101 | 4/23/2020 | executive compensation | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523102 | 4/24/2020 | auditors | M | Y | for | with | ||||||||||
Cigna Corp | CI | 125523103 | 4/25/2020 | right to a special meeting | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Cigna Corp | CI | 125523104 | 4/26/2020 | gender pay gap | S | Y | against | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/22/2020 | directors | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/22/2020 | executive compensation | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/22/2020 | auditors | M | Y | for | with | ||||||||||
Coca-Cola Company | KO | 191216100 | 4/22/2020 | sugar & public health | S | Y | against | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | directors | M | Y | for | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | executive compensation | M | Y | for | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | auditors | M | Y | for | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | sholderholder proxy | S | Y | against | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | written consent | S | Y | against | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | gender pay gap | S | Y | against | with | ||||||||||
The Bank of America | BAC | 060505104 | 4/22/2020 | review of statement | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | directors | M | Y | for | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | auditors | M | Y | for | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | executive compensation | M | Y | for | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | written consent | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | enhancing proxy access | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | lobbying activity | S | Y | against | with | ||||||||||
Pfizer Inc. | PFE | 717081103 | 4/23/2020 | gender pay gap | S | Y | against | with | ||||||||||
America Movil | AMX | 02364w105 | 4/24/2020 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
America Movil | AMX | 02364w105 | 4/24/2020 | adoption of resolutions | M | N | n/a | n/a | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/24/2020 | directors | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/24/2020 | auditors | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/24/2020 | executive compensation | M | Y | for | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/24/2020 | financial performance | S | Y | against | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/24/2020 | by law amendments | S | Y | against | with | ||||||||||
Abbott Laboratories | ABT | 002824100 | 4/24/2020 | simply majority vote | S | Y | against | with | ||||||||||
Central Pacific Financial | CPF | 154760409 | 4/23/2020 | directors | M | Y | for | with | ||||||||||
Central Pacific Financial | CPF | 154760409 | 4/23/2020 | executive compensation | M | Y | for | with | ||||||||||
Central Pacific Financial | CPF | 154760409 | 4/23/2020 | auditors | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 4/28/2020 | directors | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 4/28/2020 | executive compensation | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 4/28/2020 | frequency of executive comp | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 4/28/2020 | auditors | M | Y | for | with | ||||||||||
Corteva Inc. | CTVA | 22052L104 | 4/28/2020 | employee stock plan | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | directors | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | executive compensation | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | auditors | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | permit removal of directors without cause | M | Y | for | with | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | independent board chair | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Johnson & Johnson | JNJ | 478160104 | 4/23/2020 | opiods related risks | S | Y | against | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | directors | M | Y | for | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | executive compensation | M | Y | for | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | auditors | M | Y | for | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | disclosure of director skills | S | Y | against | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | lobbying activity | S | Y | against | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | independent board chair | S | Y | against | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | written consent | S | Y | against | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | retention of stock by employees | S | Y | against | with | ||||||||||
Boeing Company | BA | 080817842 | 4/27/2020 | disclosure of compensation | S | Y | against | with | ||||||||||
Amerprise Financial | AMP | 03076c106 | 4/29/2020 | directors | M | Y | for | with | ||||||||||
Amerprise Financial | AMP | 03076c106 | 4/29/2020 | executive compensation | M | Y | for | with | ||||||||||
Amerprise Financial | AMP | 03076c106 | 4/29/2020 | auditors | M | Y | for | with | ||||||||||
Wells Fargo & Company | WFC | 949746101 | 4/28/2020 | directors | M | Y | for | with | ||||||||||
Wells Fargo & Company | WFC | 949746101 | 4/28/2020 | executive compensation | M | Y | for | with | ||||||||||
Wells Fargo & Company | WFC | 949746101 | 4/28/2020 | auditors | M | Y | for | with | ||||||||||
Wells Fargo & Company | WFC | 949746101 | 4/28/2020 | by-law amendments | S | Y | against | with | ||||||||||
Wells Fargo & Company | WFC | 949746101 | 4/28/2020 | incentive based compensation | S | Y | against | with | ||||||||||
Wells Fargo & Company | WFC | 949746101 | 4/28/2020 | pay gap | S | Y | against | with | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/30/2020 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/30/2020 | auditors | M | Y | for | with | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/30/2020 | executive compensation | M | Y | for | with | ||||||||||
Valero Energy Corp | VLO | 91913y100 | 4/30/2020 | approve 2020 stock plan | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/30/2020 | directors | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/30/2020 | executive compensation | M | Y | for | with | ||||||||||
Corning Inc. | GLW | 219350105 | 4/30/2020 | auditors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | 2019 conpensation report | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | 2019 management report | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | discharge board | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | distribution of dividend | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | capital reduction | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | directors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | executive compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | incentive compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | fixed compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | long term compensation | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | auditors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | special auditors | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | independent proxy | M | Y | for | with | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | shareholder proposals | S | N | n/ a | n/a |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Credit Suisse Group | CS | 225401108 | 4/30/2020 | directors proposals | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | 2019 annual report | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | directors renumeration | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | auditors | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | auditors renumeration | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | directors | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | allot shares | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | disapply pre-emption rights | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | purchase of own shares | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | political donations | M | Y | for | with | ||||||||||
British American Tobacco | BTI | 110448107 | 4/30/2020 | general meeting | M | Y | for | with | ||||||||||
Berkshire Hathaway B | BRKB | 084670702 | 5/2/2020 | directors | M | Y | for | with | ||||||||||
Berkshire Hathaway B | BRKB | 084670702 | 5/2/2020 | executive compensation | M | Y | for | with | ||||||||||
Berkshire Hathaway B | BRKB | 084670702 | 5/2/2020 | frequency of executive comp | M | Y | for | with | ||||||||||
Berkshire Hathaway B | BRKB | 084670702 | 5/2/2020 | diversity | S | Y | against | with | ||||||||||
Aflac Inc | AFL | 001055102 | 5/4/2020 | directors | M | Y | for | with | ||||||||||
Aflac Inc | AFL | 001055102 | 5/4/2020 | executive compensation | M | Y | for | with | ||||||||||
Aflac Inc | AFL | 001055102 | 5/4/2020 | auditors | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/6/2020 | directors | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/6/2020 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Phillips 66 | PSX | 718546104 | 5/6/2020 | executive compensation | M | Y | for | with | ||||||||||
Phillips 66 | PSX | 718546104 | 5/6/2020 | risk of Gulf Coast petrochemicals | S | Y | against | with | ||||||||||
Pepsico, Inc. | PEP | 713448108 | 5/5/2020 | directors | M | Y | for | with | ||||||||||
Pepsico, Inc. | PEP | 713448108 | 5/5/2020 | auditors | M | Y | for | with | ||||||||||
Pepsico, Inc. | PEP | 713448108 | 5/5/2020 | executive compensation | M | Y | for | with | ||||||||||
Pepsico, Inc. | PEP | 713448108 | 5/5/2020 | call special meeting | S | Y | against | with | ||||||||||
Pepsico, Inc. | PEP | 713448108 | 5/5/2020 | report on sugar | S | Y | against | with | ||||||||||
Philip Morris Intl | PM | 718172109 | 5/6/2020 | directors | M | Y | for | with | ||||||||||
Philip Morris Intl | PM | 718172109 | 5/6/2020 | executive compensation | M | Y | for | with | ||||||||||
Philip Morris Intl | PM | 718172109 | 5/6/2020 | auditors | M | Y | for | with | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/8/2020 | directors | M | Y | for | with | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/8/2020 | auditors | M | Y | for | with | ||||||||||
Yum China Holdings | YUMC | 98850p109 | 5/8/2020 | executive compensation | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/8/2020 | directors | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/8/2020 | auditors | M | Y | for | with | ||||||||||
Zimmer Biomet Holdings | ZBH | 98956p102 | 5/8/2020 | executive compensation | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/12/2020 | directors | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/12/2020 | auditors | M | Y | for | with | ||||||||||
Conocophillips | COP | 20825c104 | 5/12/2020 | executive compensation | M | Y | for | with | ||||||||||
American Intl Group | AIG | 026874784 | 5/13/2020 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
American Intl Group | AIG | 026874784 | 5/13/2020 | executive compensation | M | Y | for | with | ||||||||||
American Intl Group | AIG | 026874784 | 5/13/2020 | restrict certain transfers of stock | M | Y | for | with | ||||||||||
American Intl Group | AIG | 026874784 | 5/13/2020 | tax asset protection plan | M | Y | for | with | ||||||||||
American Intl Group | AIG | 026874784 | 5/13/2020 | auditors | M | Y | for | with | ||||||||||
American Intl Group | AIG | 026874784 | 5/13/2020 | special meetings | S | Y | against | with | ||||||||||
United Parcel Services | UPS | 911312106 | 5/14/2020 | directors | M | Y | for | with | ||||||||||
United Parcel Services | UPS | 911312106 | 5/14/2020 | executive compensation | M | Y | for | with | ||||||||||
United Parcel Services | UPS | 911312106 | 5/14/2020 | auditors | M | Y | for | with | ||||||||||
United Parcel Services | UPS | 911312106 | 5/14/2020 | lobbying activity | S | Y | against | with | ||||||||||
United Parcel Services | UPS | 911312106 | 5/14/2020 | reduce voting power class A shares | S | Y | against | with | ||||||||||
United Parcel Services | UPS | 911312106 | 5/14/2020 | climate change | S | Y | against | with | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 5/14/2020 | directors | M | N | n/a | n/a | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 5/14/2020 | executive compensation | M | N | n/a | n/a | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 5/14/2020 | renumeration report | M | N | n/a | n/a | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 5/14/2020 | ratify auditors | M | N | n/a | n/a | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 5/14/2020 | reppoint auditors | M | N | n/a | n/a | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 5/14/2020 | renumeration of auditors | M | N | n/a | n/a | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | directors | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | auditors | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | executive compensation | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | 2017 incentive plan | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | 2007 employee stock purchase plan | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | written consent | M | Y | for | with | ||||||||||
CVS Health Corp | CVS | 126650100 | 5/13/2020 | independent board chair | S | Y | against | with | ||||||||||
Altria Group | MO | 02209s103 | 5/14/2020 | directors | M | Y | for | with | ||||||||||
Altria Group | MO | 02209s103 | 5/14/2020 | executive compensation | M | Y | for | with | ||||||||||
Altria Group | MO | 02209s103 | 5/14/2020 | 2020 performance incentive | M | Y | for | with | ||||||||||
Altria Group | MO | 02209s103 | 5/14/2020 | lobbying activity | S | Y | against | with | ||||||||||
Altria Group | MO | 02209s103 | 5/14/2020 | underage tobacco prevention | S | Y | against | with | ||||||||||
YUM Brands | YUM | 988498101 | 5/14/2020 | directors | M | Y | for | with | ||||||||||
YUM Brands | YUM | 988498101 | 5/14/2020 | auditors | M | Y | for | with | ||||||||||
YUM Brands | YUM | 988498101 | 5/14/2020 | executive compensation | M | Y | for | with | ||||||||||
YUM Brands | YUM | 988498101 | 5/14/2020 | reduce deforestation | S | Y | against | with | ||||||||||
Quest Diagnostics | DGX | 74834L100 | 5/19/2020 | directors | M | Y | for | with | ||||||||||
Quest Diagnostics | DGX | 74834L100 | 5/19/2020 | auditors | M | Y | for | with | ||||||||||
Quest Diagnostics | DGX | 74834L100 | 5/19/2020 | executive compensation | M | Y | for | with | ||||||||||
Centurylink Inc | CTL | 156700106 | 5/20/2020 | directors | M | Y | for | with | ||||||||||
Centurylink Inc | CTL | 156700106 | 5/20/2020 | auditors | M | Y | for | with | ||||||||||
Centurylink Inc | CTL | 156700106 | 5/20/2020 | 2018 equity incentive plan | M | Y | for | with | ||||||||||
Centurylink Inc | CTL | 156700106 | 5/20/2020 | executive compensation | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Centurylink Inc | CTL | 156700106 | 5/20/2020 | other business | M | Y | for | with | ||||||||||
Amgen Inc. | AMGN | 031162100 | 5/19/2020 | directors | M | Y | for | with | ||||||||||
Amgen Inc. | AMGN | 031162100 | 5/19/2020 | auditors | M | Y | for | with | ||||||||||
Amgen Inc. | AMGN | 031162100 | 5/19/2020 | executive compensation | M | Y | for | with | ||||||||||
Amgen Inc. | AMGN | 031162100 | 5/19/2020 | independent board chair | S | Y | against | with | ||||||||||
Molson Coors Brewing | TAP | 60871R209 | 5/20/2020 | directors | M | Y | for | with | ||||||||||
Molson Coors Brewing | TAP | 60871R209 | 5/20/2020 | executive compensation | M | Y | for | with | ||||||||||
Travelers Companies | TRV | 89417e109 | 5/21/2020 | directors | M | Y | for | with | ||||||||||
Travelers Companies | TRV | 89417e109 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
Travelers Companies | TRV | 89417e109 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Marsh & McLennan Companies | MMC | 571748102 | 5/21/2020 | directors | M | Y | for | with | ||||||||||
Marsh & McLennan Companies | MMC | 571748102 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
Marsh & McLennan Companies | MMC | 571748102 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Marsh & McLennan Companies | MMC | 571748102 | 5/21/2020 | 2020 stock incentive plan | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/21/2020 | directors | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Anthem Inc | ANTM | 036752103 | 5/21/2020 | call special meeting | S | Y | against | with | ||||||||||
Alkermes PLC | ALKS | G01767105 | 5/20/2020 | directors | M | Y | for | with | ||||||||||
Alkermes PLC | ALKS | G01767105 | 5/20/2020 | executive compensation | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Alkermes PLC | ALKS | G01767105 | 5/20/2020 | auditors | M | Y | for | with | ||||||||||
Alkermes PLC | ALKS | G01767105 | 5/20/2020 | 2018 stock option plan | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/21/2020 | directors | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/21/2020 | 2012 stock ownership plan | M | Y | for | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/21/2020 | call special meetings | S | Y | against | with | ||||||||||
McDonald’s Corp | MCD | 580135101 | 5/21/2020 | sugar & public health | S | Y | against | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | directors | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | written consent | S | Y | against | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | EEO-1 disclosure | S | Y | against | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | ownership control | S | Y | against | with | ||||||||||
The Home Depot | HD | 437076102 | 5/21/2020 | electioneering | S | Y | against | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/21/2020 | directors | M | Y | for | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
The Mosiac Company | MOS | 61945C103 | 5/21/2020 | written consent | S | Y | against | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/21/2020 | directors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/21/2020 | executive compensation | M | Y | for | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/21/2020 | auditors | M | Y | for | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/21/2020 | written consent | S | Y | against | with | ||||||||||
Paypal Holdings | PYPL | 70450Y103 | 5/21/2020 | human rights | S | Y | against | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | annual report | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | directors renumeration report | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | directors renumeration policy | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | directors | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | auditors | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | auditors renumeration | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | executive compensation | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | political donationsallot shares | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | special resolution | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | special resolution | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | special resolution | M | Y | for | with | ||||||||||
BP PLC | BP | 055622104 | 5/27/2020 | special resolution | M | Y | for | with | ||||||||||
Merck & Co | MRK | 58933y105 | 5/26/2020 | directors | M | Y | for | with | ||||||||||
Merck & Co | MRK | 58933y105 | 5/26/2020 | executive compensation | M | Y | for | with | ||||||||||
Merck & Co | MRK | 58933y105 | 5/26/2020 | auditors | M | Y | for | with | ||||||||||
Merck & Co | MRK | 58933y105 | 5/26/2020 | written consent | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Merck & Co | MRK | 58933y105 | 5/26/2020 | corp tax savings | S | Y | against | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | directors | M | Y | for | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | executive compensation | M | Y | for | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | auditors | M | Y | for | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | lobbying activity | S | Y | against | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | climate change | S | Y | against | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | petrochemical risk | S | Y | against | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | human rights | S | Y | against | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | special meetings | S | Y | against | with | ||||||||||
Chevron | CVX | 166764100 | 5/27/2020 | independent board chair | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | directors | M | Y | for | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | executive compensation | M | Y | for | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | auditors | M | Y | for | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | change in stockholder voting | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | independent board chair | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | majority voting for directors | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | political advertising | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | human rights expert | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | human rights risks | S | Y | against | with | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | child exploitation | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Facebook, Inc. | FB | 30303m102 | 5/27/2020 | pay gap | S | Y | against | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/29/2020 | directors | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/29/2020 | executive compensation | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/29/2020 | auditors | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/29/2020 | special meeting to 15% | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/29/2020 | 2020 employee stock purchase plan | M | Y | for | with | ||||||||||
Lowe’s Companies | LOW | 548661107 | 5/29/2020 | special meeting to 10% | S | Y | against | with | ||||||||||
Unitedhealth Group | UNH | 91324P102 | 6/1/2020 | directors | M | Y | for | with | ||||||||||
Unitedhealth Group | UNH | 91324P102 | 6/1/2020 | executive compensation | M | Y | for | with | ||||||||||
Unitedhealth Group | UNH | 91324P102 | 6/1/2020 | auditors | M | Y | for | with | ||||||||||
Unitedhealth Group | UNH | 91324P102 | 6/1/2020 | 2020 stock incentive plan | M | Y | for | with | ||||||||||
Unitedhealth Group | UNH | 91324P102 | 6/1/2020 | non-binding shareholder vote | S | Y | against | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/22/2020 | directors | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/22/2020 | executive compensation | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/22/2020 | auditors | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/22/2020 | declassify board | M | Y | for | with | ||||||||||
Cerner Corp | CERN | 156782104 | 5/22/2020 | advance notice provisions | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614n102 | 5/27/2020 | directors | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614n102 | 5/27/2020 | executive compensation | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614n102 | 5/27/2020 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Dupont De Nemours | DD | 26614n102 | 5/27/2020 | 2020 stock incentive plan | M | Y | for | with | ||||||||||
Dupont De Nemours | DD | 26614n102 | 5/27/2020 | special meeting | S | Y | against | with | ||||||||||
Dupont De Nemours | DD | 26614n102 | 5/27/2020 | employee board position | S | Y | against | with | ||||||||||
Unum Group | UNM | 91529y106 | �� | 5/28/2020 | directors | M | Y | for | with | |||||||||
Unum Group | UNM | 91529y106 | 5/28/2020 | executive compensation | M | Y | for | with | ||||||||||
Unum Group | UNM | 91529y106 | 5/28/2020 | auditors | M | Y | for | with | ||||||||||
Unum Group | UNM | 91529y106 | 5/28/2020 | 2020 employee stock plan | M | Y | for | with | ||||||||||
Unum Group | UNM | 91529y106 | 5/28/2020 | Unum European | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | directors | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | discharge directors for liability | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | 2019 Dutch accts | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | auditors Dutch accts | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | auditors | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | executive compensation | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | dividends | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | share repurchase | M | Y | for | with | ||||||||||
Lyondellbassell Industries | LYB | N53745100 | 5/29/2020 | cancel shares | M | Y | for | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | directors | M | Y | for | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | executive compensation | M | Y | for | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | ASDA sharesave plan | M | Y | for | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | plastic bags | S | Y | against | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | antibiotic use | S | Y | against | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | director candidates | S | Y | against | with | ||||||||||
Walmart Inc | WMT | 931142103 | 6/3/2020 | sexual harrassemt | S | Y | against | with | ||||||||||
Biogen Inc | BIIB | 09062x103 | 6/3/2020 | directors | M | Y | for | with | ||||||||||
Biogen Inc | BIIB | 09062x103 | 6/3/2020 | executive compensation | M | Y | for | with | ||||||||||
Biogen Inc | BIIB | 09062x103 | 6/3/2020 | auditors | M | Y | for | with | ||||||||||
Monster Beverage Corp | MNST | 61174x109 | 6/3/2020 | directors | M | Y | for | with | ||||||||||
Monster Beverage Corp | MNST | 61174x109 | 6/3/2020 | executive compensation | M | Y | for | with | ||||||||||
Monster Beverage Corp | MNST | 61174x109 | 6/3/2020 | auditors | M | Y | for | with | ||||||||||
Monster Beverage Corp | MNST | 61174x109 | 6/3/2020 | 2020 Omnibus incentive plan | M | Y | for | with | ||||||||||
Manitex Intl | MNTX | 563420108 | 6/3/2020 | directors | M | Y | for | with | ||||||||||
Manitex Intl | MNTX | 563420108 | 6/3/2020 | executive compensation | M | Y | for | with | ||||||||||
Manitex Intl | MNTX | 563420108 | 6/3/2020 | auditors | M | Y | for | with | ||||||||||
Manitex Intl | MNTX | 563420108 | 6/3/2020 | 2019 equity incentive plan | M | Y | for | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | directors | M | Y | for | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | executive compensation | M | Y | for | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | auditors | M | Y | for | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | 2012 stock plan | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | equal shareholder voting | S | Y | against | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | employment related claims | S | Y | against | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | human rights | S | Y | against | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | non-binding shareholder vote | S | Y | against | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | sustainability metrics | S | Y | against | with | ||||||||||
Alphabet Inc. | GOOGL | 022079k305 | 6/3/2020 | takedown request | S | Y | against | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | directors | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | auditors | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | 2003 stock plan | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | 2002 restricted stock plan | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | executive compensation | M | Y | for | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | independent board chair | S | Y | against | with | ||||||||||
Comcast Corp | CMCSA | 20030n101 | 6/3/2020 | sexual harrassemt | S | Y | against | with | ||||||||||
Booking Holdings | BKNG | 09857L106 | 6/4/2020 | directors | M | Y | for | with | ||||||||||
Booking Holdings | BKNG | 09857L106 | 6/4/2020 | executive compensation | M | Y | for | with | ||||||||||
Booking Holdings | BKNG | 09857L106 | 6/4/2020 | auditors | M | Y | for | with | ||||||||||
Booking Holdings | BKNG | 09857L106 | 6/4/2020 | written consent | S | Y | against | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/10/2020 | directors | M | Y | for | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/10/2020 | executive compensation | M | Y | for | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/10/2020 | auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/10/2020 | lobbying activity | S | Y | against | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/10/2020 | independent board chair | S | Y | against | with | ||||||||||
Caterpillar Inc. | CAT | 149123101 | 6/10/2020 | written consent | S | Y | against | with | ||||||||||
Lincoln Educational Services Corp | LINC | 533535100 | 6/16/2020 | directors | M | Y | for | with | ||||||||||
Lincoln Educational Services Corp | LINC | 533535100 | 6/16/2020 | executive compensation | M | Y | for | with | ||||||||||
Lincoln Educational Services Corp | LINC | 533535100 | 6/16/2020 | auditors | M | Y | for | with | ||||||||||
Lincoln Educational Services Corp | LINC | 533535100 | 6/16/2020 | 2020 long term incentive plan | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | directors | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | executive compensation | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | frequency of executive comp | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | auditors | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | 2020 long term incentive plan | M | Y | for | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | written consent | S | Y | against | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | proxy access | S | Y | against | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | human rights | S | Y | against | with | ||||||||||
General Motors | GM | 37045v100 | 6/16/2020 | lobbying activity | S | Y | against | with | ||||||||||
Discovery, Inc. | DISCA | 25470f104 | 6/18/2020 | directors | M | Y | for | with | ||||||||||
Discovery, Inc. | DISCA | 25470f104 | 6/18/2020 | auditors | M | Y | for | with | ||||||||||
Discovery, Inc. | DISCA | 25470f104 | 6/18/2020 | executive compensation | M | Y | for | with | ||||||||||
Discovery, Inc. | DISCA | 25470f104 | 6/18/2020 | simple majority vote | S | Y | against | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Mastercard Inc. | MA | 57636q104 | 6/16/2020 | directors | M | Y | for | with | ||||||||||
Mastercard Inc. | MA | 57636q104 | 6/16/2020 | executive compensation | M | Y | for | with | ||||||||||
Mastercard Inc. | MA | 57636q104 | 6/16/2020 | auditors | M | Y | for | with | ||||||||||
The Kroger Co | KR | 501044101 | 6/25/2020 | directors | M | Y | for | with | ||||||||||
The Kroger Co | KR | 501044101 | 6/25/2020 | executive compensation | M | Y | for | with | ||||||||||
The Kroger Co | KR | 501044101 | 6/25/2020 | auditors | M | Y | for | with | ||||||||||
The Kroger Co | KR | 501044101 | 6/25/2020 | unrecycling package | S | Y | against | with | ||||||||||
The Kroger Co | KR | 501044101 | 6/25/2020 | human rights | S | Y | against | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | directors | M | Y | for | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | executive compensation | M | Y | for | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | auditors | M | Y | for | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | written consent | S | Y | against | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | climate lobbying | S | Y | against | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | political advertising | S | Y | against | with | ||||||||||
Delta Airlines | DAL | 247361702 | 6/18/2020 | sexual harrassemt | S | Y | against | with | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 6/22/2020 | directors | M | Y | for | with | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 6/22/2020 | executive compensation | M | Y | for | with | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 6/22/2020 | renumeration report | M | Y | for | with | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 6/22/2020 | ratify auditors | M | Y | for | with | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 6/22/2020 | reppoint auditors | M | Y | for | with |
Issuer Name | Exchange Ticker Symbol | CUSIP # | Shareholder Meeting Date | Proposal/Description of the Matter Voted | Proposed by Issurer/Shareholder | Did Fund Cast Vote on Matter (Y/N) | How Vote was Cast (For/Against Proposal or Abstain) | Fund Vote For/ Against Management | ||||||||||
Gates Industrial Corp PLC | GTES | G39108108 | 6/22/2020 | renumeration of auditors | M | Y | for | with | ||||||||||
Cognizant Technology Solutions Corp | CTSH | 192446102 | 6/2/2020 | directors | M | N | n/ a | n/a | ||||||||||
Cognizant Technology Solutions Corp | CTSH | 192446102 | 6/2/2020 | executive compensation | M | N | n/ a | n/a | ||||||||||
Cognizant Technology Solutions Corp | CTSH | 192446102 | 6/2/2020 | renumeration report | M | N | n/ a | n/a | ||||||||||
Cognizant Technology Solutions Corp | CTSH | 192446102 | 6/2/2020 | written consent | S | N | n/ a | n/a |
DF Dent Midcap Growth Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Vote Summary
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Special | |||
Ticker Symbol | TDG | Meeting Date | 03-Oct-2019 | |||
ISIN | US8936411003 | Agenda | 935077518 - Management | |||
Record Date | 16-Aug-2019 | Holding Recon Date | 16-Aug-2019 | |||
City / Country | / United States | Vote Deadline Date | 02-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To approve and adopt the Company’s 2019 Stock Option Plan. | Management | For | For |
BIO-TECHNE CORP
Security | 09073M104 | Meeting Type | Annual | |||
Ticker Symbol | TECH | Meeting Date | 24-Oct-2019 | |||
ISIN | US09073M1045 | Agenda | 935077784 - Management | |||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | |||
City / Country | / United States | Vote Deadline Date | 23-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: John L. Higgins | Management | For | For | ||||
2C. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2D. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2E. | Election of Director: Roeland Nusse | Management | For | For | ||||
2F. | Election of Director: Alpna Seth | Management | For | For | ||||
2G. | Election of Director: Randolph Steer | Management | For | For | ||||
2H. | Election of Director: Rupert Vessey | Management | For | For | ||||
2I. | Election of Director: Harold J. Wiens | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
BROOKS AUTOMATION, INC.
Security | 114340102 | Meeting Type | Annual | |||
Ticker Symbol | BRKS | Meeting Date | 24-Jan-2020 | |||
ISIN | US1143401024 | Agenda | 935111625 - Management | |||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||
City / Country | / United States | Vote Deadline Date | 23-Jan-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | DIRECTOR | Management | ||||||
1 A. Clinton Allen | For | For | ||||||
2 Robyn C. Davis | For | For | ||||||
3 Joseph R. Martin | For | For | ||||||
4 Krishna G. Palepu | For | For | ||||||
5 Michael Rosenblatt | For | For | ||||||
6 Stephen S. Schwartz | For | For | ||||||
7 Alfred Woollacott, III | For | For | ||||||
8 Mark S. Wrighton | For | For | ||||||
9 Ellen M. Zane | For | For | ||||||
2. | To approve by a non-binding advisory vote the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the 2020 fiscal year. | Management | For | For |
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 24-Mar-2020 | |||
ISIN | US8936411003 | Agenda | 935129355 - Management | |||
Record Date | 27-Jan-2020 | Holding Recon Date | 27-Jan-2020 | |||
City / Country | / United States | Vote Deadline Date | 23-Mar-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 David Barr | For | For | ||||||
2 William Dries | For | For | ||||||
3 Mervin Dunn | For | For | ||||||
4 Michael Graff | For | For | ||||||
5 Sean Hennessy | For | For | ||||||
6 W. Nicholas Howley | For | For | ||||||
7 Raymond Laubenthal | For | For | ||||||
8 Gary E. McCullough | For | For | ||||||
9 Michele Santana | For | For | ||||||
10 Robert Small | For | For | ||||||
11 John Staer | For | For | ||||||
12 Kevin Stein | For | For | ||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2020. | Management | For | For | ||||
4. | To consider a stockholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Against | For |
MOODY’S CORPORATION
Security | 615369105 | Meeting Type | Annual | |||
Ticker Symbol | MCO | Meeting Date | 21-Apr-2020 | |||
ISIN | US6153691059 | Agenda | 935140563 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 20-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Basil L. Anderson | Management | For | For | ||||
1B. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||
1C. | Election of Director: Thérèse Esperdy | Management | For | For | ||||
1D. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||
1E. | Election of Director: Kathryn M. Hill | Management | For | For | ||||
1F. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | ||||
1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Management | For | For | ||||
1H. | Election of Director: Leslie F. Seidman | Management | For | For | ||||
1I. | Election of Director: Bruce Van Saun | Management | For | For | ||||
2A. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Management | For | For | ||||
2B. | Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Management | For | For | ||||
2C. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Management | For | For | ||||
4. | Advisory resolution approving executive compensation. | Management | For | For |
INTUITIVE SURGICAL, INC.
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 23-Apr-2020 | |||
ISIN | US46120E6023 | Agenda | 935141717 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||
1J. | Election of Director: Mark J. Rubash | Management | For | For | ||||
2. | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated 2010 Incentive Award Plan. | Management | For | For | ||||
5. | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | Management | For | For | ||||
6. | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | Management | For | For |
FASTENAL COMPANY
Security | 311900104 | Meeting Type | Annual | |||
Ticker Symbol | FAST | Meeting Date | 25-Apr-2020 | |||
ISIN | US3119001044 | Agenda | 935137667 - Management | |||
Record Date | 26-Feb-2020 | Holding Recon Date | 26-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 24-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Willard D. Oberton | Management | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Management | For | For | ||||
1C. | Election of Director: Michael J. Dolan | Management | For | For | ||||
1D. | Election of Director: Stephen L. Eastman | Management | For | For | ||||
1E. | Election of Director: Daniel L. Florness | Management | For | For | ||||
1F. | Election of Director: Rita J. Heise | Management | For | For | ||||
1G. | Election of Director: Daniel L. Johnson | Management | For | For | ||||
1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | ||||
1I. | Election of Director: Scott A. Satterlee | Management | For | For | ||||
1J. | Election of Director: Reyne K. Wisecup | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||
4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | For |
PROS HOLDINGS, INC.
Security | 74346Y103 | Meeting Type | Annual | |||
Ticker Symbol | PRO | Meeting Date | 29-Apr-2020 | |||
ISIN | US74346Y1038 | Agenda | 935143406 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Greg B. Petersen# | For | For | ||||||
2 Timothy V. Williams# | For | For | ||||||
3 Mariette M Woestemeyer# | For | For | ||||||
4 Carlos Dominguez* | For | For | ||||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2020. | Management | For | For |
TELEFLEX INCORPORATED
Security | 879369106 | Meeting Type | Annual | |||
Ticker Symbol | TFX | Meeting Date | 01-May-2020 | |||
ISIN | US8793691069 | Agenda | 935164335 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: George Babich, Jr. | Management | For | For | ||||
1B. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||
1C. | Election of Director: Liam J. Kelly | Management | For | For | ||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020. | Management | For | For |
BLACKLINE, INC.
Security | 09239B109 | Meeting Type | Annual | |||
Ticker Symbol | BL | Meeting Date | 06-May-2020 | |||
ISIN | US09239B1098 | Agenda | 935145400 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Marc Huffman | For | For | ||||||
2 Therese Tucker | For | For | ||||||
3 Thomas Unterman | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2019 compensation of the Company’s named executive officers. | Management | For | For |
ECOLAB INC.
Security | 278865100 | Meeting Type | Annual | |||
Ticker Symbol | ECL | Meeting Date | 07-May-2020 | |||
ISIN | US2788651006 | Agenda | 935147795 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||
1B. | Election of Director: Shari L. Ballard | Management | For | For | ||||
1C. | Election of Director: Barbara J. Beck | Management | For | For | ||||
1D. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||
1E. | Election of Director: Arthur J. Higgins | Management | For | For | ||||
1F. | Election of Director: Michael Larson | Management | For | For | ||||
1G. | Election of Director: David W. MacLennan | Management | For | For | ||||
1H. | Election of Director: Tracy B. McKibben | Management | For | For | ||||
1I. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||
1J. | Election of Director: Victoria J. Reich | Management | For | For | ||||
1K. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||
1L. | Election of Director: John J. Zillmer | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2020. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | For |
VULCAN MATERIALS COMPANY
Security | 929160109 | Meeting Type | Annual | |||
Ticker Symbol | VMC | Meeting Date | 08-May-2020 | |||
ISIN | US9291601097 | Agenda | 935151554 - Management | |||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Melissa H. Anderson | Management | For | For | ||||
1B. | Election of Director: O. B. Grayson Hall, Jr. | Management | For | For | ||||
1C. | Election of Director: James T. Prokopanko | Management | For | For | ||||
1D. | Election of Director: George Willis | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For |
MARKEL CORPORATION
Security | 570535104 | Meeting Type | Annual | |||
Ticker Symbol | MKL | Meeting Date | 11-May-2020 | |||
ISIN | US5705351048 | Agenda | 935138568 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 08-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1B. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1C. | Election of Director: Stewart M. Kasen | Management | For | For | ||||
1D. | Election of Director: Diane Leopold | Management | For | For | ||||
1E. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1F. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1G. | Election of Director: Steven A. Markel | Management | For | For | ||||
1H. | Election of Director: Darrell D. Martin | Management | For | For | ||||
1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||
1J. | Election of Director: Michael O’Reilly | Management | For | For | ||||
1K. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Approve the Company’s 2020 Employee Stock Purchase Plan. | Management | For | For | ||||
4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
TYLER TECHNOLOGIES, INC.
Security | 902252105 | Meeting Type | Annual | |||
Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||
ISIN | US9022521051 | Agenda | 935189325 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||
1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||
1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||
1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||
1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||
1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||
1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||
1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||
1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For |
ENVESTNET, INC.
Security | 29404K106 | Meeting Type | Annual | |||
Ticker Symbol | ENV | Meeting Date | 13-May-2020 | |||
ISIN | US29404K1060 | Agenda | 935182561 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Luis A. Aguilar | For | For | ||||||
2 Ross Chapin | For | For | ||||||
3 William Crager | For | For | ||||||
4 James Fox | For | For | ||||||
2. | The approval, on an advisory basis, of 2019 executive compensation. | Management | For | For | ||||
3. | The ratification of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
CBRE GROUP, INC.
Security | 12504L109 | Meeting Type | Annual | |||
Ticker Symbol | CBRE | Meeting Date | 14-May-2020 | |||
ISIN | US12504L1098 | Agenda | 935158546 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Brandon B. Boze | Management | For | For | ||||
1B. | Election of Director: Beth F. Cobert | Management | For | For | ||||
1C. | Election of Director: Curtis F. Feeny | Management | For | For | ||||
1D. | Election of Director: Reginald H. Gilyard | Management | For | For | ||||
1E. | Election of Director: Shira D. Goodman | Management | For | For | ||||
1F. | Election of Director: Christopher T. Jenny | Management | For | For | ||||
1G. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||
1H. | Election of Director: Robert E. Sulentic | Management | For | For | ||||
1I. | Election of Director: Laura D. Tyson | Management | For | For | ||||
1J. | Election of Director: Ray Wirta | Management | For | For | ||||
1K. | Election of Director: Sanjiv Yajnik | Management | For | For | ||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation for 2019. | Management | For | For | ||||
4. | Stockholder proposal regarding our stockholders’ ability to call special stockholder meetings. | Shareholder | Against | For |
SBA COMMUNICATIONS CORPORATION
Security | 78410G104 | Meeting Type | Annual | |||
Ticker Symbol | SBAC | Meeting Date | 14-May-2020 | |||
ISIN | US78410G1040 | Agenda | 935159221 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Steven E. Bernstein | Management | For | For | ||||
1.2 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Duncan H. Cocroft | Management | For | For | ||||
1.3 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Fidelma Russo | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of SBA’s named executive officers. | Management | For | For | ||||
4. | Approval of the 2020 Performance and Equity Incentive Plan. | Management | For | For |
ANSYS, INC.
Security | 03662Q105 | Meeting Type | Annual | |||
Ticker Symbol | ANSS | Meeting Date | 15-May-2020 | |||
ISIN | US03662Q1058 | Agenda | 935167418 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Class III Director for three-year term: Ajei S. Gopal | Management | For | For | ||||
1B. | Election of Class III Director for three-year term: Glenda M. Dorchak | Management | For | For | ||||
1C. | Election of Class III Director for three-year term: Robert M. Calderoni | Management | For | For | ||||
2. | The ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
3. | The advisory vote to approve compensation of our named executive officers. | Management | For | For |
WASTE CONNECTIONS, INC.
Security | 94106B101 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | WCN | Meeting Date | 15-May-2020 | |||
ISIN | CA94106B1013 | Agenda | 935172510 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | DIRECTOR | Management | ||||||
1 Ronald J. Mittelstaedt | For | For | ||||||
2 Edward E. Guillet | For | For | ||||||
3 Michael W. Harlan | For | For | ||||||
4 Larry S. Hughes | For | For | ||||||
5 Worthing F. Jackman | For | For | ||||||
6 Elise L. Jordan | For | For | ||||||
7 Susan Lee | For | For | ||||||
8 William J. Razzouk | For | For | ||||||
2 | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (“say on pay”). | Management | For | For | ||||
3 | Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2021 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | ||||
4 | Approval of the Waste Connections, Inc. 2020 Employee Share Purchase Plan. | Management | For | For |
CABLE ONE, INC.
Security | 12685J105 | Meeting Type | Annual | |||
Ticker Symbol | CABO | Meeting Date | 15-May-2020 | |||
ISIN | US12685J1051 | Agenda | 935195025 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Mary E. Meduski | Management | For | For | ||||
1B. | Election of Director: Alan G. Spoon | Management | For | For | ||||
1C. | Election of Director: Wallace R. Weitz | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020 | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2019 | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated Certificate of Incorporation, as amended and restated to declassify the Board of Directors to provide for the annual election of directors | Management | For | For |
VERISK ANALYTICS INC
Security | 92345Y106 | Meeting Type | Annual | |||
Ticker Symbol | VRSK | Meeting Date | 20-May-2020 | |||
ISIN | US92345Y1064 | Agenda | 935160515 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Christopher M. Foskett | Management | For | For | ||||
1B. | Election of Director: David B. Wright | Management | For | For | ||||
1C. | Election of Director: Annell R. Bay | Management | For | For | ||||
2. | To approve executive compensation on an advisory, non- binding basis. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2020 fiscal year. | Management | For | For |
OLD DOMINION FREIGHT LINE, INC.
Security | 679580100 | Meeting Type | Annual | |||
Ticker Symbol | ODFL | Meeting Date | 20-May-2020 | |||
ISIN | US6795801009 | Agenda | 935195075 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Sherry A. Aaholm | For | For | ||||||
2 Earl E. Congdon | For | For | ||||||
3 David S. Congdon | For | For | ||||||
4 John R. Congdon, Jr. | For | For | ||||||
5 Bradley R. Gabosch | For | For | ||||||
6 Greg C. Gantt | For | For | ||||||
7 Patrick D. Hanley | For | For | ||||||
8 John D. Kasarda | For | For | ||||||
9 Wendy T. Stallings | For | For | ||||||
10 Leo H. Suggs | For | For | ||||||
11 D. Michael Wray | For | For | ||||||
2. | Approval, on an advisory basis, of the compensation of the Company’s named executive officers. | Management | Against | Against | ||||
3. | Approval of an amendment to the Company’s Amended and Restated Articles of Incorporation to increase the number of authorized shares of the Company’s common stock. | Management | For | For | ||||
4. | Ratification of the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 27-May-2020 | |||
ISIN | US4523271090 | Agenda | 935180618 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Caroline Dorsa | Management | For | For | ||||
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||
1D. | Election of Director: Philip W. Schiller | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | To approve, on an advisory basis, a stockholder proposal regarding political disclosures. | Shareholder | Against | For |
COUPA SOFTWARE INCORPORATED
Security | 22266L106 | Meeting Type | Annual | |||
Ticker Symbol | COUP | Meeting Date | 27-May-2020 | |||
ISIN | US22266L1061 | Agenda | 935186139 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Scott Thompson | For | For | ||||||
2. | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 31, 2021. | Management | For | For | ||||
3. | Advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For |
COSTAR GROUP, INC.
Security | 22160N109 | Meeting Type | Annual | |||
Ticker Symbol | CSGP | Meeting Date | 03-Jun-2020 | |||
ISIN | US22160N1090 | Agenda | 935189313 - Management | |||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Michael R. Klein | Management | For | For | ||||
1B. | Election of Director: Andrew C. Florance | Management | For | For | ||||
1C. | Election of Director: Laura Cox Kaplan | Management | For | For | ||||
1D. | Election of Director: Michael J. Glosserman | Management | For | For | ||||
1E. | Election of Director: John W. Hill | Management | For | For | ||||
1F. | Election of Director: Robert W. Musslewhite | Management | For | For | ||||
1G. | Election of Director: Christopher J. Nassetta | Management | For | For | ||||
1H. | Election of Director: Louise S. Sams | Management | For | For | ||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020. | Management | For | For | ||||
3. | Proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For |
TWILIO INC.
Security | 90138F102 | Meeting Type | Annual | |||
Ticker Symbol | TWLO | Meeting Date | 03-Jun-2020 | |||
ISIN | US90138F1021 | Agenda | 935198829 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Richard Dalzell | For | For | ||||||
2 Jeffrey Immelt | For | For | ||||||
3 Erika Rottenberg | For | For | ||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For |
ROPER TECHNOLOGIES, INC.
Security | 776696106 | Meeting Type | Annual | |||
Ticker Symbol | ROP | Meeting Date | 08-Jun-2020 | |||
ISIN | US7766961061 | Agenda | 935189868 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Shellye L. Archambeau | For | For | ||||||
2 Amy Woods Brinkley | For | For | ||||||
3 John F. Fort, III | For | For | ||||||
4 L. Neil Hunn | For | For | ||||||
5 Robert D. Johnson | For | For | ||||||
6 Robert E. Knowling, Jr. | For | For | ||||||
7 Wilbur J. Prezzano | For | For | ||||||
8 Laura G. Thatcher | For | For | ||||||
9 Richard F. Wallman | For | For | ||||||
10 Christopher Wright | For | For | ||||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | Management | For | For |
QUALYS, INC.
Security | 74758T303 | Meeting Type | Annual | |||
Ticker Symbol | QLYS | Meeting Date | 10-Jun-2020 | |||
ISIN | US74758T3032 | Agenda | 935187953 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 General Peter Pace | For | For | ||||||
2 Wendy M. Pfeiffer | For | For | ||||||
2. | To ratify the appointment of Grant Thornton LLP as Qualys, Inc.’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, on an advisory and non-binding basis, the compensation of Qualys, Inc.’s named executive officers as described in the proxy statement. | Management | For | For |
BLACK KNIGHT, INC.
Security | 09215C105 | Meeting Type | Annual | |||
Ticker Symbol | BKI | Meeting Date | 10-Jun-2020 | |||
ISIN | US09215C1053 | Agenda | 935190897 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Anthony M. Jabbour | For | For | ||||||
2 Richard N. Massey | For | For | ||||||
3 John D. Rood | For | For | ||||||
4 Nancy L. Shanik | For | For | ||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
OKTA, INC.
Security | 679295105 | Meeting Type | Annual | |||
Ticker Symbol | OKTA | Meeting Date | 16-Jun-2020 | |||
ISIN | US6792951054 | Agenda | 935198146 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Shellye Archambeau | For | For | ||||||
2 Robert L. Dixon, Jr. | For | For | ||||||
3 Patrick Grady | For | For | ||||||
4 Ben Horowitz | For | For | ||||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For |
CARMAX, INC.
Security | 143130102 | Meeting Type | Annual | |||
Ticker Symbol | KMX | Meeting Date | 23-Jun-2020 | |||
ISIN | US1431301027 | Agenda | 935212390 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director for a one year term: Peter J. Bensen | Management | For | For | ||||
1B. | Election of Director for a one year term: Ronald E. Blaylock | Management | For | For | ||||
1C. | Election of Director for a one year term: Sona Chawla | Management | For | For | ||||
1D. | Election of Director for a one year term: Thomas J. Folliard | Management | For | For | ||||
1E. | Election of Director for a one year term: Shira Goodman | Management | For | For | ||||
1F. | Election of Director for a one year term: Robert J. Hombach | Management | For | For | ||||
1G. | Election of Director for a one year term: David W. McCreight | Management | For | For | ||||
1H. | Election of Director for a one year term: William D. Nash | Management | For | For | ||||
1I. | Election of Director for a one year term: Mark F. O’Neil | Management | For | For | ||||
1J. | Election of Director for a one year term: Pietro Satriano | Management | For | For | ||||
1K. | Election of Director for a one year term: Marcella Shinder | Management | For | For | ||||
1L. | Election of Director for a one year term: Mitchell D. Steenrod | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
4. | To approve the CarMax, Inc. 2002 Stock Incentive Plan, as amended and restated. | Management | For | For |
VEEVA SYSTEMS INC.
Security | 922475108 | Meeting Type | Annual | |||
Ticker Symbol | VEEV | Meeting Date | 25-Jun-2020 | |||
ISIN | US9224751084 | Agenda | 935212415 - Management | |||
Record Date | 01-May-2020 | Holding Recon Date | 01-May-2020 | |||
City / Country | / United States | Vote Deadline Date | 24-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Mark Carges | For | For | ||||||
2 Paul E. Chamberlain | For | For | ||||||
3 Paul Sekhri | For | For | ||||||
2. | Ratify the appointment of KPMG LLP as Veeva Systems Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For |
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 29-Jun-2020 | |||
ISIN | US8936411003 | Agenda | 935221414 - Management | |||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 David Barr | For | For | ||||||
2 William Dries | For | For | ||||||
3 Mervin Dunn | For | For | ||||||
4 Michael Graff | For | For | ||||||
5 Sean Hennessy | For | For | ||||||
6 W. Nicholas Howley | For | For | ||||||
7 Raymond Laubenthal | For | For | ||||||
8 Gary E. McCullough | For | For | ||||||
9 Michele Santana | For | For | ||||||
10 Robert Small | For | For | ||||||
11 John Staer | For | For | ||||||
12 Kevin Stein | For | For | ||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2020. | Management | For | For | ||||
4. | To consider a stockholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Against | For |
DF Dent Premier Growth Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Vote Summary
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Special | |||
Ticker Symbol | TDG | Meeting Date | 03-Oct-2019 | |||
ISIN | US8936411003 | Agenda | 935077518 - Management | |||
Record Date | 16-Aug-2019 | Holding Recon Date | 16-Aug-2019 | |||
City / Country | / United States | Vote Deadline Date | 02-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To approve and adopt the Company’s 2019 Stock Option Plan. | Management | For | For |
BIO-TECHNE CORP
Security | 09073M104 | Meeting Type | Annual | |||
Ticker Symbol | TECH | Meeting Date | 24-Oct-2019 | |||
ISIN | US09073M1045 | Agenda | 935077784 - Management | |||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | |||
City / Country | / United States | Vote Deadline Date | 23-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: John L. Higgins | Management | For | For | ||||
2C. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2D. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2E. | Election of Director: Roeland Nusse | Management | For | For | ||||
2F. | Election of Director: Alpna Seth | Management | For | For | ||||
2G. | Election of Director: Randolph Steer | Management | For | For | ||||
2H. | Election of Director: Rupert Vessey | Management | For | For | ||||
2I. | Election of Director: Harold J. Wiens | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
BROOKS AUTOMATION, INC.
Security | 114340102 | Meeting Type | Annual | |||
Ticker Symbol | BRKS | Meeting Date | 24-Jan-2020 | |||
ISIN | US1143401024 | Agenda | 935111625 - Management | |||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||
City / Country | / United States | Vote Deadline Date | 23-Jan-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | DIRECTOR | Management | ||||||
1 A. Clinton Allen | For | For | ||||||
2 Robyn C. Davis | For | For | ||||||
3 Joseph R. Martin | For | For | ||||||
4 Krishna G. Palepu | For | For | ||||||
5 Michael Rosenblatt | For | For | ||||||
6 Stephen S. Schwartz | For | For | ||||||
7 Alfred Woollacott, III | For | For | ||||||
8 Mark S. Wrighton | For | For | ||||||
9 Ellen M. Zane | For | For | ||||||
2. | To approve by a non-binding advisory vote the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the 2020 fiscal year. | Management | For | For |
VISA INC.
Security | 92826C839 | Meeting Type | Annual | |||
Ticker Symbol | V | Meeting Date | 28-Jan-2020 | |||
ISIN | US92826C8394 | Agenda | 935113807 - Management | |||
Record Date | 29-Nov-2019 | Holding Recon Date | 29-Nov-2019 | |||
City / Country | / United States | Vote Deadline Date | 27-Jan-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | �� | For/Against | |||
1A. | Election of Director: Lloyd A. Carney | Management | For | For | ||||
1B. | Election of Director: Mary B. Cranston | Management | For | For | ||||
1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | ||||
1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | ||||
1E. | Election of Director: Ramon L. Laguarta | Management | For | For | ||||
1F. | Election of Director: John F. Lundgren | Management | For | For | ||||
1G. | Election of Director: Robert W. Matschullat | Management | For | For | ||||
1H. | Election of Director: Denise M. Morrison | Management | For | For | ||||
1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | ||||
1J. | Election of Director: John A. C. Swainson | Management | For | For | ||||
1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 24-Mar-2020 | |||
ISIN | US8936411003 | Agenda | 935129355 - Management | |||
Record Date | 27-Jan-2020 | Holding Recon Date | 27-Jan-2020 | |||
City / Country | / United States | Vote Deadline Date | 23-Mar-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 David Barr | For | For | ||||||
2 William Dries | For | For | ||||||
3 Mervin Dunn | For | For | ||||||
4 Michael Graff | For | For | ||||||
5 Sean Hennessy | For | For | ||||||
6 W. Nicholas Howley | For | For | ||||||
7 Raymond Laubenthal | For | For | ||||||
8 Gary E. McCullough | For | For | ||||||
9 Michele Santana | For | For | ||||||
10 Robert Small | For | For | ||||||
11 John Staer | For | For | ||||||
12 Kevin Stein | For | For | ||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2020. | Management | For | For | ||||
4. | To consider a stockholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Against | For |
MOODY’S CORPORATION
Security | 615369105 | Meeting Type | Annual | |||
Ticker Symbol | MCO | Meeting Date | 21-Apr-2020 | |||
ISIN | US6153691059 | Agenda | 935140563 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 20-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Basil L. Anderson | Management | For | For | ||||
1B. | Election of Director: Jorge A. Bermudez | Management | For | For | ||||
1C. | Election of Director: Thérèse Esperdy | Management | For | For | ||||
1D. | Election of Director: Vincent A. Forlenza | Management | For | For | ||||
1E. | Election of Director: Kathryn M. Hill | Management | For | For | ||||
1F. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | ||||
1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Management | For | For | ||||
1H. | Election of Director: Leslie F. Seidman | Management | For | For | ||||
1I. | Election of Director: Bruce Van Saun | Management | For | For | ||||
2A. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Management | For | For | ||||
2B. | Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Management | For | For | ||||
2C. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Management | For | For | ||||
3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Management | For | For | ||||
4. | Advisory resolution approving executive compensation. | Management | For | For |
INTUITIVE SURGICAL, INC.
Security | 46120E602 | Meeting Type | Annual | |||
Ticker Symbol | ISRG | Meeting Date | 23-Apr-2020 | |||
ISIN | US46120E6023 | Agenda | 935141717 - Management | |||
Record Date | 28-Feb-2020 | Holding Recon Date | 28-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Craig H. Barratt, Ph.D. | Management | For | For | ||||
1B. | Election of Director: Joseph C. Beery | Management | For | For | ||||
1C. | Election of Director: Gary S. Guthart, Ph.D. | Management | For | For | ||||
1D. | Election of Director: Amal M. Johnson | Management | For | For | ||||
1E. | Election of Director: Don R. Kania, Ph.D. | Management | For | For | ||||
1F. | Election of Director: Amy L. Ladd, M.D. | Management | For | For | ||||
1G. | Election of Director: Keith R. Leonard, Jr. | Management | For | For | ||||
1H. | Election of Director: Alan J. Levy, Ph.D. | Management | For | For | ||||
1I. | Election of Director: Jami Dover Nachtsheim | Management | For | For | ||||
1J. | Election of Director: Mark J. Rubash | Management | For | For | ||||
2. | To approve, by advisory vote, the compensation of the Company’s Named Executive Officers. | Management | For | For | ||||
3. | The ratification of appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated 2010 Incentive Award Plan. | Management | For | For | ||||
5. | To approve the amendment of the Certificate of Incorporation to adopt simple majority voting provisions. | Management | For | For | ||||
6. | To approve the amendment of the Certificate of Incorporation to permit stockholders to call a special meeting. | Management | For | For |
FASTENAL COMPANY
Security | 311900104 | Meeting Type | Annual | |||
Ticker Symbol | FAST | Meeting Date | 25-Apr-2020 | |||
ISIN | US3119001044 | Agenda | 935137667 - Management | |||
Record Date | 26-Feb-2020 | Holding Recon Date | 26-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 24-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Willard D. Oberton | Management | For | For | ||||
1B. | Election of Director: Michael J. Ancius | Management | For | For | ||||
1C. | Election of Director: Michael J. Dolan | Management | For | For | ||||
1D. | Election of Director: Stephen L. Eastman | Management | For | For | ||||
1E. | Election of Director: Daniel L. Florness | Management | For | For | ||||
1F. | Election of Director: Rita J. Heise | Management | For | For | ||||
1G. | Election of Director: Daniel L. Johnson | Management | For | For | ||||
1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | ||||
1I. | Election of Director: Scott A. Satterlee | Management | For | For | ||||
1J. | Election of Director: Reyne K. Wisecup | Management | For | For | ||||
2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | ||||
4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | For |
PROS HOLDINGS, INC.
Security | 74346Y103 | Meeting Type | Annual | |||
Ticker Symbol | PRO | Meeting Date | 29-Apr-2020 | |||
ISIN | US74346Y1038 | Agenda | 935143406 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Greg B. Petersen# | For | For | ||||||
2 Timothy V. Williams# | For | For | ||||||
3 Mariette M Woestemeyer# | For | For | ||||||
4 Carlos Dominguez* | For | For | ||||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2020. | Management | For | For |
TELEFLEX INCORPORATED
Security | 879369106 | Meeting Type | Annual | |||
Ticker Symbol | TFX | Meeting Date | 01-May-2020 | |||
ISIN | US8793691069 | Agenda | 935164335 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 30-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: George Babich, Jr. | Management | For | For | ||||
1B. | Election of Director: Gretchen R. Haggerty | Management | For | For | ||||
1C. | Election of Director: Liam J. Kelly | Management | For | For | ||||
2. | Approval, on an advisory basis, of named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2020. | Management | For | For |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual | |||
Ticker Symbol | DHR | Meeting Date | 05-May-2020 | |||
ISIN | US2358511028 | Agenda | 935150615 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 04-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Linda Hefner Filler | Management | For | For | ||||
1B. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | ||||
1C. | Election of Director: Teri List-Stoll | Management | For | For | ||||
1D. | Election of Director: Walter G. Lohr, Jr. | Management | For | For | ||||
1E. | Election of Director: Jessica L. Mega, MD, MPH | Management | For | For | ||||
1F. | Election of Director: Pardis C. Sabeti, MD, D. Phil. | Management | For | For | ||||
1G. | Election of Director: Mitchell P. Rales | Management | For | For | ||||
1H. | Election of Director: Steven M. Rales | Management | For | For | ||||
1I. | Election of Director: John T. Schwieters | Management | For | For | ||||
1J. | Election of Director: Alan G. Spoon | Management | For | For | ||||
1K. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | ||||
1L. | Election of Director: Elias A. Zerhouni, MD | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2020 | Management | For | For | ||||
3. | To approve on an advisory basis the Company’s named executive officer compensation | Management | For | For | ||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% | Shareholder | Against | For |
BLACKLINE, INC.
Security | 09239B109 | Meeting Type | Annual | |||
Ticker Symbol | BL | Meeting Date | 06-May-2020 | |||
ISIN | US09239B1098 | Agenda | 935145400 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Marc Huffman | For | For | ||||||
2 Therese Tucker | For | For | ||||||
3 Thomas Unterman | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2019 compensation of the Company’s named executive officers. | Management | For | For |
ECOLAB INC.
Security | 278865100 | Meeting Type | Annual | |||
Ticker Symbol | ECL | Meeting Date | 07-May-2020 | |||
ISIN | US2788651006 | Agenda | 935147795 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 06-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | For | ||||
1B. | Election of Director: Shari L. Ballard | Management | For | For | ||||
1C. | Election of Director: Barbara J. Beck | Management | For | For | ||||
1D. | Election of Director: Jeffrey M. Ettinger | Management | For | For | ||||
1E. | Election of Director: Arthur J. Higgins | Management | For | For | ||||
1F. | Election of Director: Michael Larson | Management | For | For | ||||
1G. | Election of Director: David W. MacLennan | Management | For | For | ||||
1H. | Election of Director: Tracy B. McKibben | Management | For | For | ||||
1I. | Election of Director: Lionel L. Nowell, III | Management | For | For | ||||
1J. | Election of Director: Victoria J. Reich | Management | For | For | ||||
1K. | Election of Director: Suzanne M. Vautrinot | Management | For | For | ||||
1L. | Election of Director: John J. Zillmer | Management | For | For | ||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2020. | Management | For | For | ||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | For | ||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | For |
VULCAN MATERIALS COMPANY
Security | 929160109 | Meeting Type | Annual | |||
Ticker Symbol | VMC | Meeting Date | 08-May-2020 | |||
ISIN | US9291601097 | Agenda | 935151554 - Management | |||
Record Date | 11-Mar-2020 | Holding Recon Date | 11-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Melissa H. Anderson | Management | For | For | ||||
1B. | Election of Director: O. B. Grayson Hall, Jr. | Management | For | For | ||||
1C. | Election of Director: James T. Prokopanko | Management | For | For | ||||
1D. | Election of Director: George Willis | Management | For | For | ||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2020. | Management | For | For |
MARRIOTT INTERNATIONAL, INC.
Security | 571903202 | Meeting Type | Annual | |||
Ticker Symbol | MAR | Meeting Date | 08-May-2020 | |||
ISIN | US5719032022 | Agenda | 935180391 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 07-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: J.W. Marriott, Jr. | Management | For | For | ||||
1B. | Election of Director: Bruce W. Duncan | Management | For | For | ||||
1C. | Election of Director: Deborah M. Harrison | Management | For | For | ||||
1D. | Election of Director: Frederick A. Henderson | Management | For | For | ||||
1E. | Election of Director: Eric Hippeau | Management | For | For | ||||
1F. | Election of Director: Lawrence W. Kellner | Management | For | For | ||||
1G. | Election of Director: Debra L. Lee | Management | For | For | ||||
1H. | Election of Director: Aylwin B. Lewis | Management | For | For | ||||
1I. | Election of Director: Margaret M. McCarthy | Management | For | For | ||||
1J. | Election of Director: George Muñoz | Management | For | For | ||||
1K. | Election of Director: Susan C. Schwab | Management | For | For | ||||
1L. | Election of Director: Arne M. Sorenson | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2020 | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL RECOMMENDING ELIMINATION OF SUPERMAJORITY VOTING PROVISIONS | Shareholder | Against | For | ||||
5. | SHAREHOLDER PROPOSAL RECOMMENDING INCREASED DIVERSITY DISCLOSURE | Shareholder | Against | For |
MARKEL CORPORATION
Security | 570535104 | Meeting Type | Annual | |||
Ticker Symbol | MKL | Meeting Date | 11-May-2020 | |||
ISIN | US5705351048 | Agenda | 935138568 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 08-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: K. Bruce Connell | Management | For | For | ||||
1B. | Election of Director: Thomas S. Gayner | Management | For | For | ||||
1C. | Election of Director: Stewart M. Kasen | Management | For | For | ||||
1D. | Election of Director: Diane Leopold | Management | For | For | ||||
1E. | Election of Director: Lemuel E. Lewis | Management | For | For | ||||
1F. | Election of Director: Anthony F. Markel | Management | For | For | ||||
1G. | Election of Director: Steven A. Markel | Management | For | For | ||||
1H. | Election of Director: Darrell D. Martin | Management | For | For | ||||
1I. | Election of Director: Harold L. Morrison, Jr. | Management | For | For | ||||
1J. | Election of Director: Michael O’Reilly | Management | For | For | ||||
1K. | Election of Director: Richard R. Whitt, III | Management | For | For | ||||
2. | Advisory vote on approval of executive compensation. | Management | For | For | ||||
3. | Approve the Company’s 2020 Employee Stock Purchase Plan. | Management | For | For | ||||
4. | Ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For |
TYLER TECHNOLOGIES, INC.
Security | 902252105 | Meeting Type | Annual | |||
Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||
ISIN | US9022521051 | Agenda | 935189325 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||
1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||
1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||
1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||
1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||
1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||
1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||
1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||
1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For |
S&P GLOBAL INC.
Security | 78409V104 | Meeting Type | Annual | |||
Ticker Symbol | SPGI | Meeting Date | 13-May-2020 | |||
ISIN | US78409V1044 | Agenda | 935162064 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Marco Alverà | Management | For | For | ||||
1B. | Election of Director: William J. Amelio | Management | For | For | ||||
1C. | Election of Director: William D. Green | Management | For | For | ||||
1D. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | ||||
1E. | Election of Director: Stephanie C. Hill | Management | For | For | ||||
1F. | Election of Director: Rebecca Jacoby | Management | For | For | ||||
1G. | Election of Director: Monique F. Leroux | Management | For | For | ||||
1H. | Election of Director: Maria R. Morris | Management | For | For | ||||
1I. | Election of Director: Douglas L. Peterson | Management | For | For | ||||
1J. | Election of Director: Edward B. Rust, Jr. | Management | For | For | ||||
1K. | Election of Director: Kurt L. Schmoke | Management | For | For | ||||
1L. | Election of Director: Richard E. Thornburgh | Management | For | For | ||||
2. | Approve, on an advisory basis, the executive compensation program for the Company’s named executive officers. | Management | For | For | ||||
3. | Approve an amendment to the Company’s Certificate of Incorporation to permit removal of a Director with or without cause. | Management | For | For | ||||
4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | Management | For | For |
ENVESTNET, INC.
Security | 29404K106 | Meeting Type | Annual | |||
Ticker Symbol | ENV | Meeting Date | 13-May-2020 | |||
ISIN | US29404K1060 | Agenda | 935182561 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Luis A. Aguilar | For | For | ||||||
2 Ross Chapin | For | For | ||||||
3 William Crager | For | For | ||||||
4 James Fox | For | For | ||||||
2. | The approval, on an advisory basis, of 2019 executive compensation. | Management | For | For | ||||
3. | The ratification of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
CBRE GROUP, INC.
Security | 12504L109 | Meeting Type | Annual | |||
Ticker Symbol | CBRE | Meeting Date | 14-May-2020 | |||
ISIN | US12504L1098 | Agenda | 935158546 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Brandon B. Boze | Management | For | For | ||||
1B. | Election of Director: Beth F. Cobert | Management | For | For | ||||
1C. | Election of Director: Curtis F. Feeny | Management | For | For | ||||
1D. | Election of Director: Reginald H. Gilyard | Management | For | For | ||||
1E. | Election of Director: Shira D. Goodman | Management | For | For | ||||
1F. | Election of Director: Christopher T. Jenny | Management | For | For | ||||
1G. | Election of Director: Gerardo I. Lopez | Management | For | For | ||||
1H. | Election of Director: Robert E. Sulentic | Management | For | For | ||||
1I. | Election of Director: Laura D. Tyson | Management | For | For | ||||
1J. | Election of Director: Ray Wirta | Management | For | For | ||||
1K. | Election of Director: Sanjiv Yajnik | Management | For | For | ||||
2. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | ||||
3. | Advisory vote to approve named executive officer compensation for 2019. | Management | For | For | ||||
4. | Stockholder proposal regarding our stockholders’ ability to call special stockholder meetings. | Shareholder | Against | For |
SBA COMMUNICATIONS CORPORATION
Security | 78410G104 | Meeting Type | Annual | |||
Ticker Symbol | SBAC | Meeting Date | 14-May-2020 | |||
ISIN | US78410G1040 | Agenda | 935159221 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Steven E. Bernstein | Management | For | For | ||||
1.2 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Duncan H. Cocroft | Management | For | For | ||||
1.3 | Election of Director For a three-year term expiring at the 2023 Annual Meeting: Fidelma Russo | Management | For | For | ||||
2. | Ratification of the appointment of Ernst & Young LLP as SBA’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | ||||
3. | Approval, on an advisory basis, of the compensation of SBA’s named executive officers. | Management | For | For | ||||
4. | Approval of the 2020 Performance and Equity Incentive Plan. | Management | For | For |
ANSYS, INC.
Security | 03662Q105 | Meeting Type | Annual | |||
Ticker Symbol | ANSS | Meeting Date | 15-May-2020 | |||
ISIN | US03662Q1058 | Agenda | 935167418 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Class III Director for three-year term: Ajei S. Gopal | Management | For | For | ||||
1B. | Election of Class III Director for three-year term: Glenda M. Dorchak | Management | For | For | ||||
1C. | Election of Class III Director for three-year term: Robert M. Calderoni | Management | For | For | ||||
2. | The ratification of the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | Management | For | For | ||||
3. | The advisory vote to approve compensation of our named executive officers. | Management | For | For |
WASTE CONNECTIONS, INC.
Security | 94106B101 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | WCN | Meeting Date | 15-May-2020 | |||
ISIN | CA94106B1013 | Agenda | 935172510 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | DIRECTOR | Management | ||||||
1 Ronald J. Mittelstaedt | For | For | ||||||
2 Edward E. Guillet | For | For | ||||||
3 Michael W. Harlan | For | For | ||||||
4 Larry S. Hughes | For | For | ||||||
5 Worthing F. Jackman | For | For | ||||||
6 Elise L. Jordan | For | For | ||||||
7 Susan Lee | For | For | ||||||
8 William J. Razzouk | For | For | ||||||
2 | Approval, on a non-binding, advisory basis, of the compensation of our named executive officers as disclosed in the Proxy Statement (“say on pay”). | Management | For | For | ||||
3 | Appointment of Grant Thornton LLP as our independent registered public accounting firm until the close of the 2021 Annual Meeting of Shareholders of the Company and authorization of our Board of Directors to fix the remuneration of the independent registered public accounting firm. | Management | For | For | ||||
4 | Approval of the Waste Connections, Inc. 2020 Employee Share Purchase Plan. | Management | For | For |
CABLE ONE, INC.
Security | 12685J105 | Meeting Type | Annual | |||
Ticker Symbol | CABO | Meeting Date | 15-May-2020 | |||
ISIN | US12685J1051 | Agenda | 935195025 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Mary E. Meduski | Management | For | For | ||||
1B. | Election of Director: Alan G. Spoon | Management | For | For | ||||
1C. | Election of Director: Wallace R. Weitz | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020 | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2019 | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated Certificate of Incorporation, as amended and restated to declassify the Board of Directors to provide for the annual election of directors | Management | For | For |
AMERICAN TOWER CORPORATION
Security | 03027X100 | Meeting Type | Annual | |||
Ticker Symbol | AMT | Meeting Date | 18-May-2020 | |||
ISIN | US03027X1000 | Agenda | 935169450 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Thomas A. Bartlett | Management | For | For | ||||
1B. | Election of Director: Raymond P. Dolan | Management | For | For | ||||
1C. | Election of Director: Robert D. Hormats | Management | For | For | ||||
1D. | Election of Director: Gustavo Lara Cantu | Management | For | For | ||||
1E. | Election of Director: Grace D. Lieblein | Management | For | For | ||||
1F. | Election of Director: Craig Macnab | Management | For | For | ||||
1G. | Election of Director: JoAnn A. Reed | Management | For | For | ||||
1H. | Election of Director: Pamela D.A. Reeve | Management | For | For | ||||
1I. | Election of Director: David E. Sharbutt | Management | For | For | ||||
1J. | Election of Director: Bruce L. Tanner | Management | For | For | ||||
1K. | Election of Director: Samme L. Thompson | Management | For | For | ||||
2. | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020. | Management | For | For | ||||
3. | To approve, on an advisory basis, the Company’s executive compensation. | Management | For | For | ||||
4. | To require periodic reports on political contributions and expenditures. | Shareholder | Against | For | ||||
5. | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Against | For |
VERISK ANALYTICS INC
Security | 92345Y106 | Meeting Type | Annual | |||
Ticker Symbol | VRSK | Meeting Date | 20-May-2020 | |||
ISIN | US92345Y1064 | Agenda | 935160515 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Christopher M. Foskett | Management | For | For | ||||
1B. | Election of Director: David B. Wright | Management | For | For | ||||
1C. | Election of Director: Annell R. Bay | Management | For | For | ||||
2. | To approve executive compensation on an advisory, non- binding basis. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as our independent auditor for the 2020 fiscal year. | Management | For | For |
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 20-May-2020 | |||
ISIN | US8835561023 | Agenda | 935170136 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Marc N. Casper | Management | For | For | ||||
1B. | Election of Director: Nelson J. Chai | Management | For | For | ||||
1C. | Election of Director: C. Martin Harris | Management | For | For | ||||
1D. | Election of Director: Tyler Jacks | Management | For | For | ||||
1E. | Election of Director: Judy C. Lewent | Management | For | For | ||||
1F. | Election of Director: Thomas J. Lynch | Management | For | For | ||||
1G. | Election of Director: Jim P. Manzi | Management | For | For | ||||
1H. | Election of Director: James C. Mullen | Management | For | For | ||||
1I. | Election of Director: Lars R. Sørensen | Management | For | For | ||||
1J. | Election of Director: Debora L. Spar | Management | For | For | ||||
1K. | Election of Director: Scott M. Sperling | Management | For | For | ||||
1L. | Election of Director: Dion J. Weisler | Management | For | For | ||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2020. | Management | For | For |
DOLLAR GENERAL CORPORATION
Security | 256677105 | Meeting Type | Annual | |||
Ticker Symbol | DG | Meeting Date | 27-May-2020 | |||
ISIN | US2566771059 | Agenda | 935166579 - Management | |||
Record Date | 19-Mar-2020 | Holding Recon Date | 19-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Warren F. Bryant | Management | For | For | ||||
1B. | Election of Director: Michael M. Calbert | Management | For | For | ||||
1C. | Election of Director: Sandra B. Cochran | Management | For | For | ||||
1D. | Election of Director: Patricia D. Fili-Krushel | Management | For | For | ||||
1E. | Election of Director: Timothy I. McGuire | Management | For | For | ||||
1F. | Election of Director: William C. Rhodes, III | Management | For | For | ||||
1G. | Election of Director: Debra A. Sandler | Management | For | For | ||||
1H. | Election of Director: Ralph E. Santana | Management | For | For | ||||
1I. | Election of Director: Todd J. Vasos | Management | For | For | ||||
2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation’s named executive officers as disclosed in the proxy statement. | Management | For | For | ||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation’s independent registered public accounting firm for fiscal 2020. | Management | For | For | ||||
4. | To approve amendments to the amended and restated charter, as amended, of Dollar General Corporation to replace supermajority voting requirements with a majority voting requirement as described in the proxy statement. | Management | For | For | ||||
5. | To approve an amendment to the amended and restated bylaws of Dollar General Corporation to replace the supermajority voting requirement with a majority voting requirement as described in the proxy statement. | Management | For | For |
ILLUMINA, INC.
Security | 452327109 | Meeting Type | Annual | |||
Ticker Symbol | ILMN | Meeting Date | 27-May-2020 | |||
ISIN | US4523271090 | Agenda | 935180618 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Caroline Dorsa | Management | For | For | ||||
1B. | Election of Director: Robert S. Epstein, M.D. | Management | For | For | ||||
1C. | Election of Director: Scott Gottlieb, M.D. | Management | For | For | ||||
1D. | Election of Director: Philip W. Schiller | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 3, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | To approve, on an advisory basis, a stockholder proposal regarding political disclosures. | Shareholder | Against | For |
AMAZON.COM, INC.
Security | 023135106 | Meeting Type | Annual | |||
Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | |||
ISIN | US0231351067 | Agenda | 935186305 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of director: Jeffrey P. Bezos | Management | For | For | ||||
1B. | Election of director: Rosalind G. Brewer | Management | For | For | ||||
1C. | Election of director: Jamie S. Gorelick | Management | For | For | ||||
1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | ||||
1E. | Election of director: Judith A. McGrath | Management | For | For | ||||
1F. | Election of director: Indra K. Nooyi | Management | For | For | ||||
1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | ||||
1H. | Election of director: Thomas O. Ryder | Management | For | For | ||||
1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | ||||
1J. | Election of director: Wendell P. Weeks | Management | For | For | ||||
2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | ||||
3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | ||||
4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | ||||
5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | For | ||||
6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | ||||
7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | For | ||||
8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | For | ||||
9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | For | ||||
10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | For | ||||
11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | For | ||||
12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | For | ||||
13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | For | ||||
14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | For | ||||
15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | For | ||||
16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | For |
COSTAR GROUP, INC.
Security | 22160N109 | Meeting Type | Annual | |||
Ticker Symbol | CSGP | Meeting Date | 03-Jun-2020 | |||
ISIN | US22160N1090 | Agenda | 935189313 - Management | |||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Michael R. Klein | Management | For | For | ||||
1B. | Election of Director: Andrew C. Florance | Management | For | For | ||||
1C. | Election of Director: Laura Cox Kaplan | Management | For | For | ||||
1D. | Election of Director: Michael J. Glosserman | Management | For | For | ||||
1E. | Election of Director: John W. Hill | Management | For | For | ||||
1F. | Election of Director: Robert W. Musslewhite | Management | For | For | ||||
1G. | Election of Director: Christopher J. Nassetta | Management | For | For | ||||
1H. | Election of Director: Louise S. Sams | Management | For | For | ||||
2. | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2020. | Management | For | For | ||||
3. | Proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | For | For |
TWILIO INC.
Security | 90138F102 | Meeting Type | Annual | |||
Ticker Symbol | TWLO | Meeting Date | 03-Jun-2020 | |||
ISIN | US90138F1021 | Agenda | 935198829 - Management | |||
Record Date | 06-Apr-2020 | Holding Recon Date | 06-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Richard Dalzell | For | For | ||||||
2 Jeffrey Immelt | For | For | ||||||
3 Erika Rottenberg | For | For | ||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For |
ROPER TECHNOLOGIES, INC.
Security | 776696106 | Meeting Type | Annual | |||
Ticker Symbol | ROP | Meeting Date | 08-Jun-2020 | |||
ISIN | US7766961061 | Agenda | 935189868 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Shellye L. Archambeau | For | For | ||||||
2 Amy Woods Brinkley | For | For | ||||||
3 John F. Fort, III | For | For | ||||||
4 L. Neil Hunn | For | For | ||||||
5 Robert D. Johnson | For | For | ||||||
6 Robert E. Knowling, Jr. | For | For | ||||||
7 Wilbur J. Prezzano | For | For | ||||||
8 Laura G. Thatcher | For | For | ||||||
9 Richard F. Wallman | For | For | ||||||
10 Christopher Wright | For | For | ||||||
2. | To consider, on a non-binding advisory basis, a resolution approving the compensation of our named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | To approve an amendment to the Roper Technologies, Inc. Director Compensation Plan. | Management | For | For |
QUALYS, INC.
Security | 74758T303 | Meeting Type | Annual | |||
Ticker Symbol | QLYS | Meeting Date | 10-Jun-2020 | |||
ISIN | US74758T3032 | Agenda | 935187953 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 General Peter Pace | For | For | ||||||
2 Wendy M. Pfeiffer | For | For | ||||||
2. | To ratify the appointment of Grant Thornton LLP as Qualys, Inc.’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, on an advisory and non-binding basis, the compensation of Qualys, Inc.’s named executive officers as described in the proxy statement. | Management | For | For |
BLACK KNIGHT, INC.
Security | 09215C105 | Meeting Type | Annual | |||
Ticker Symbol | BKI | Meeting Date | 10-Jun-2020 | |||
ISIN | US09215C1053 | Agenda | 935190897 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Anthony M. Jabbour | For | For | ||||||
2 Richard N. Massey | For | For | ||||||
3 John D. Rood | For | For | ||||||
4 Nancy L. Shanik | For | For | ||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
MASTERCARD INCORPORATED
Security | 57636Q104 | Meeting Type | Annual | |||
Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |||
ISIN | US57636Q1040 | Agenda | 935196332 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Richard Haythornthwaite | Management | For | For | ||||
1B. | Election of Director: Ajay Banga | Management | For | For | ||||
1C. | Election of Director: Richard K. Davis | Management | For | For | ||||
1D. | Election of Director: Steven J. Freiberg | Management | For | For | ||||
1E. | Election of Director: Julius Genachowski | Management | For | For | ||||
1F. | Election of Director: Choon Phong Goh | Management | For | For | ||||
1G. | Election of Director: Merit E. Janow | Management | For | For | ||||
1H. | Election of Director: Oki Matsumoto | Management | For | For | ||||
1I. | Election of Director: Youngme Moon | Management | For | For | ||||
1J. | Election of Director: Rima Qureshi | Management | For | For | ||||
1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | ||||
1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | ||||
1M. | Election of Director: Jackson Tai | Management | For | For | ||||
1N. | Election of Director: Lance Uggla | Management | For | For | ||||
2. | Advisory approval of Mastercard’s executive compensation | Management | For | For | ||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For |
OKTA, INC.
Security | 679295105 | Meeting Type | Annual | |||
Ticker Symbol | OKTA | Meeting Date | 16-Jun-2020 | |||
ISIN | US6792951054 | Agenda | 935198146 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Shellye Archambeau | For | For | ||||||
2 Robert L. Dixon, Jr. | For | For | ||||||
3 Patrick Grady | For | For | ||||||
4 Ben Horowitz | For | For | ||||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For |
CARMAX, INC.
Security | 143130102 | Meeting Type | Annual | |||
Ticker Symbol | KMX | Meeting Date | 23-Jun-2020 | |||
ISIN | US1431301027 | Agenda | 935212390 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director for a one year term: Peter J. Bensen | Management | For | For | ||||
1B. | Election of Director for a one year term: Ronald E. Blaylock | Management | For | For | ||||
1C. | Election of Director for a one year term: Sona Chawla | Management | For | For | ||||
1D. | Election of Director for a one year term: Thomas J. Folliard | Management | For | For | ||||
1E. | Election of Director for a one year term: Shira Goodman | Management | For | For | ||||
1F. | Election of Director for a one year term: Robert J. Hombach | Management | For | For | ||||
1G. | Election of Director for a one year term: David W. McCreight | Management | For | For | ||||
1H. | Election of Director for a one year term: William D. Nash | Management | For | For | ||||
1I. | Election of Director for a one year term: Mark F. O’Neil | Management | For | For | ||||
1J. | Election of Director for a one year term: Pietro Satriano | Management | For | For | ||||
1K. | Election of Director for a one year term: Marcella Shinder | Management | For | For | ||||
1L. | Election of Director for a one year term: Mitchell D. Steenrod | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm. | Management | For | For | ||||
3. | To vote on an advisory resolution to approve the compensation of our named executive officers. | Management | For | For | ||||
4. | To approve the CarMax, Inc. 2002 Stock Incentive Plan, as amended and restated. | Management | For | For |
VEEVA SYSTEMS INC.
Security | 922475108 | Meeting Type | Annual | |||
Ticker Symbol | VEEV | Meeting Date | 25-Jun-2020 | |||
ISIN | US9224751084 | Agenda | 935212415 - Management | |||
Record Date | 01-May-2020 | Holding Recon Date | 01-May-2020 | |||
City / Country | / United States | Vote Deadline Date | 24-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Mark Carges | For | For | ||||||
2 Paul E. Chamberlain | For | For | ||||||
3 Paul Sekhri | For | For | ||||||
2. | Ratify the appointment of KPMG LLP as Veeva Systems Inc.’s independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For |
TRANSDIGM GROUP INCORPORATED
Security | 893641100 | Meeting Type | Annual | |||
Ticker Symbol | TDG | Meeting Date | 29-Jun-2020 | |||
ISIN | US8936411003 | Agenda | 935221414 - Management | |||
Record Date | 04-May-2020 | Holding Recon Date | 04-May-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 David Barr | For | For | ||||||
2 William Dries | For | For | ||||||
3 Mervin Dunn | For | For | ||||||
4 Michael Graff | For | For | ||||||
5 Sean Hennessy | For | For | ||||||
6 W. Nicholas Howley | For | For | ||||||
7 Raymond Laubenthal | For | For | ||||||
8 Gary E. McCullough | For | For | ||||||
9 Michele Santana | For | For | ||||||
10 Robert Small | For | For | ||||||
11 John Staer | For | For | ||||||
12 Kevin Stein | For | For | ||||||
2. | To approve (in an advisory vote) compensation paid to the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of Ernst & Young LLP as the Company’s independent accountants for the fiscal year ending September 30, 2020. | Management | For | For | ||||
4. | To consider a stockholder proposal to adopt greenhouse gas emissions reduction targets. | Shareholder | Against | For |
DF Dent Small Cap Growth Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Vote Summary
MONRO, INC.
Security | 610236101 | Meeting Type | Annual | |||
Ticker Symbol | MNRO | Meeting Date | 13-Aug-2019 | |||
ISIN | US6102361010 | Agenda | 935062252 - Management | |||
Record Date | 24-Jun-2019 | Holding Recon Date | 24-Jun-2019 | |||
City / Country | / United States | Vote Deadline Date | 12-Aug-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Frederick M. Danziger | For | For | ||||||
2 Stephen C. McCluski | For | For | ||||||
3 Robert E. Mellor | For | For | ||||||
4 Peter J. Solomon | For | For | ||||||
2. | To approve, on a non-binding basis, the compensation paid to the Company’s Named Executive Officers. | Management | For | For | ||||
3. | To ratify the re-appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the fiscal year ending March 28, 2020. | Management | For | For |
HAMILTON LANE INCORPORATED
Security | 407497106 | Meeting Type | Annual | |||
Ticker Symbol | HLNE | Meeting Date | 05-Sep-2019 | |||
ISIN | US4074971064 | Agenda | 935063153 - Management | |||
Record Date | 15-Jul-2019 | Holding Recon Date | 15-Jul-2019 | |||
City / Country | / United States | Vote Deadline Date | 04-Sep-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Hartley R. Rogers | For | For | ||||||
2 Mario L. Giannini | For | For | ||||||
2. | Advisory, non-binding vote to approve named executive officer compensation. | Management | For | For | ||||
3. | Advisory, non-binding vote on the frequency of future advisory votes to approve named executive officer compensation. | Management | 1 Year | For | ||||
4. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending March 31, 2020. | Management | For | For |
GENESEE & WYOMING INC.
Security | 371559105 | Meeting Type | Special | |||
Ticker Symbol | GWR | Meeting Date | 03-Oct-2019 | |||
ISIN | US3715591059 | Agenda | 935073774 - Management | |||
Record Date | 19-Aug-2019 | Holding Recon Date | 19-Aug-2019 | |||
City / Country | / United States | Vote Deadline Date | 02-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To adopt the Agreement and Plan of Merger, dated as of July 1, 2019, among Genesee & Wyoming Inc., DJP XX, LLC and MKM XXII Corp., as amended or modified from time to time. | Management | For | For | ||||
2. | To approve, on a non-binding, advisory basis, certain compensation that will or may be paid by Genesee & Wyoming Inc. to its named executive officers that is based on or otherwise relates to the merger. | Management | For | For | ||||
3. | To adjourn the special meeting of stockholders of Genesee & Wyoming Inc. from time to time, if necessary or appropriate, for the purpose of soliciting additional votes if there are insufficient votes at the time of the special meeting to adopt the Agreement and Plan of Merger. | Management | For | For |
BIO-TECHNE CORP
Security | 09073M104 | Meeting Type | Annual | |||
Ticker Symbol | TECH | Meeting Date | 24-Oct-2019 | |||
ISIN | US09073M1045 | Agenda | 935077784 - Management | |||
Record Date | 30-Aug-2019 | Holding Recon Date | 30-Aug-2019 | |||
City / Country | / United States | Vote Deadline Date | 23-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | To set the number of Directors at nine. | Management | For | For | ||||
2A. | Election of Director: Robert V. Baumgartner | Management | For | For | ||||
2B. | Election of Director: John L. Higgins | Management | For | For | ||||
2C. | Election of Director: Joseph D. Keegan | Management | For | For | ||||
2D. | Election of Director: Charles R. Kummeth | Management | For | For | ||||
2E. | Election of Director: Roeland Nusse | Management | For | For | ||||
2F. | Election of Director: Alpna Seth | Management | For | For | ||||
2G. | Election of Director: Randolph Steer | Management | For | For | ||||
2H. | Election of Director: Rupert Vessey | Management | For | For | ||||
2I. | Election of Director: Harold J. Wiens | Management | For | For | ||||
3. | Cast a non-binding vote on named executive officer compensation. | Management | For | For | ||||
4. | Ratify the appointment of the Company’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
MESA LABORATORIES, INC.
Security | 59064R109 | Meeting Type | Annual | |||
Ticker Symbol | MLAB | Meeting Date | 05-Nov-2019 | |||
ISIN | US59064R1095 | Agenda | 935082709 - Management | |||
Record Date | 13-Sep-2019 | Holding Recon Date | 13-Sep-2019 | |||
City / Country | / United States | Vote Deadline Date | 04-Nov-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 J. Sullivan | For | For | ||||||
2 G. Owens | For | For | ||||||
3 J. Schmieder | For | For | ||||||
4 R. Dwyer | For | For | ||||||
5 E. Guillemin | For | For | ||||||
6 D. Kelly | For | For | ||||||
7 D. Perez | For | For | ||||||
8 J. Alltoft | For | For | ||||||
2. | To approve, on an advisory basis, the compensation of our named executive officers as disclosed in the Compensation Discussion and Analysis section and the Executive Compensation section of our Proxy Statement. | Management | For | For | ||||
3. | To ratify the appointment of Plante & Moran, PLCC (“The Audit Firm”) as the Company’s independent registered public accounting firm for the year ending March 31, 2020 (the “Ratification of Auditors Proposal”). | Management | For | For | ||||
4. | Non-binding, advisory vote regarding the frequency of voting on the compensation paid to the Company’s named executive officers. | Management | 1 Year | For |
WD-40 COMPANY
Security | 929236107 | Meeting Type | Annual | |||
Ticker Symbol | WDFC | Meeting Date | 10-Dec-2019 | |||
ISIN | US9292361071 | Agenda | 935096164 - Management | |||
Record Date | 15-Oct-2019 | Holding Recon Date | 15-Oct-2019 | |||
City / Country | / United States | Vote Deadline Date | 09-Dec-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Daniel T. Carter | For | For | ||||||
2 Melissa Claassen | For | For | ||||||
3 Eric P. Etchart | For | For | ||||||
4 Trevor I. Mihalik | For | For | ||||||
5 David B. Pendarvis | For | For | ||||||
6 Daniel E. Pittard | For | For | ||||||
7 Garry O. Ridge | For | For | ||||||
8 Gregory A. Sandfort | For | For | ||||||
9 Anne G. Saunders | For | For | ||||||
10 Neal E. Schmale | For | For | ||||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | Management | For | For |
GUIDEWIRE SOFTWARE INC
Security | 40171V100 | Meeting Type | Annual | |||
Ticker Symbol | GWRE | Meeting Date | 17-Dec-2019 | |||
ISIN | US40171V1008 | Agenda | 935107804 - Management | |||
Record Date | 21-Oct-2019 | Holding Recon Date | 21-Oct-2019 | |||
City / Country | / United States | Vote Deadline Date | 16-Dec-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Margaret Dillon | For | For | ||||||
2 Michael Keller | For | For | ||||||
3 Mike Rosenbaum | For | For | ||||||
2. | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | ||||
3. | To approve, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Proxy Statement. | Management | For | For | ||||
4. | To approve the amendment and restatement of the Company’s restated certificate of incorporation to eliminate the classified structure of the Company’s Board of Directors. | Management | For | For | ||||
5. | To consider a stockholder proposal regarding majority voting for the election of directors, if properly presented at the annual meeting. | Shareholder | Against | For |
CANTEL MEDICAL CORP.
Security | 138098108 | Meeting Type | Annual | |||
Ticker Symbol | CMD | Meeting Date | 18-Dec-2019 | |||
ISIN | US1380981084 | Agenda | 935108705 - Management | |||
Record Date | 05-Nov-2019 | Holding Recon Date | 05-Nov-2019 | |||
City / Country | / United States | Vote Deadline Date | 17-Dec-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Charles M. Diker | Management | For | For | ||||
1B. | Election of Director: Alan R. Batkin | Management | For | For | ||||
1C. | Election of Director: Ann E. Berman | Management | For | For | ||||
1D. | Election of Director: Mark N. Diker | Management | For | For | ||||
1E. | Election of Director: Anthony B. Evnin | Management | For | For | ||||
1F. | Election of Director: Laura L. Forese | Management | For | For | ||||
1G. | Election of Director: George L. Fotiades | Management | For | For | ||||
1H. | Election of Director: Ronnie Myers | Management | For | For | ||||
1I. | Election of Director: Karen N. Prange | Management | For | For | ||||
1J. | Election of Director: Peter J. Pronovost | Management | For | For | ||||
2. | Advisory vote to approve Named Executive Officer compensation. | Management | For | For | ||||
3. | Ratify the selection of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For |
BROOKS AUTOMATION, INC.
Security | 114340102 | Meeting Type | Annual | |||
Ticker Symbol | BRKS | Meeting Date | 24-Jan-2020 | |||
ISIN | US1143401024 | Agenda | 935111625 - Management | |||
Record Date | 25-Nov-2019 | Holding Recon Date | 25-Nov-2019 | |||
City / Country | / United States | Vote Deadline Date | 23-Jan-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | DIRECTOR | Management | ||||||
1 A. Clinton Allen | For | For | ||||||
2 Robyn C. Davis | For | For | ||||||
3 Joseph R. Martin | For | For | ||||||
4 Krishna G. Palepu | For | For | ||||||
5 Michael Rosenblatt | For | For | ||||||
6 Stephen S. Schwartz | For | For | ||||||
7 Alfred Woollacott, III | For | For | ||||||
8 Mark S. Wrighton | For | For | ||||||
9 Ellen M. Zane | For | For | ||||||
2. | To approve by a non-binding advisory vote the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered accounting firm for the 2020 fiscal year. | Management | For | For |
BEACON ROOFING SUPPLY, INC.
Security | 073685109 | Meeting Type | Annual | |||
Ticker Symbol | BECN | Meeting Date | 11-Feb-2020 | |||
ISIN | US0736851090 | Agenda | 935122123 - Management | |||
Record Date | 17-Dec-2019 | Holding Recon Date | 17-Dec-2019 | |||
City / Country | / United States | Vote Deadline Date | 10-Feb-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Robert R. Buck | For | For | ||||||
2 Julian G. Francis | For | For | ||||||
3 Carl T. Berquist | For | For | ||||||
4 Barbara G. Fast | For | For | ||||||
5 Richard W. Frost | For | For | ||||||
6 Alan Gershenhorn | For | For | ||||||
7 Philip W. Knisely | For | For | ||||||
8 Robert M. McLaughlin | For | For | ||||||
9 Neil S. Novich | For | For | ||||||
10 Stuart A. Randle | For | For | ||||||
11 Nathan K. Sleeper | For | For | ||||||
12 Douglas L. Young | For | For | ||||||
2. | To ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020 (Proposal No. 2). | Management | For | For | ||||
3. | To approve the compensation for our named executive officers as presented in the Compensation Discussion and Analysis, the compensation tables, and the related disclosures contained in the accompanying proxy statement on a non-binding, advisory basis (Proposal No. 3). | Management | For | For | ||||
4. | To approve the share increase under the Company’s second Amended and Restated 2014 stock plan (Proposal No. 4). | Management | For | For |
HEICO CORPORATION
Security | 422806208 | Meeting Type | Annual | |||
Ticker Symbol | HEIA | Meeting Date | 20-Mar-2020 | |||
ISIN | US4228062083 | Agenda | 935128973 - Management | |||
Record Date | 24-Jan-2020 | Holding Recon Date | 24-Jan-2020 | |||
City / Country | / United States | Vote Deadline Date | 19-Mar-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Thomas M. Culligan | For | For | ||||||
2 Adolfo Henriques | For | For | ||||||
3 Mark H. Hildebrandt | For | For | ||||||
4 Eric A. Mendelson | For | For | ||||||
5 Laurans A. Mendelson | For | For | ||||||
6 Victor H. Mendelson | For | For | ||||||
7 Julie Neitzel | For | For | ||||||
8 Dr. Alan Schriesheim | For | For | ||||||
9 Frank J. Schwitter | For | For | ||||||
2. | ADVISORY APPROVAL OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020. | Management | For | For |
CALAVO GROWERS, INC.
Security | 128246105 | Meeting Type | Annual | |||
Ticker Symbol | CVGW | Meeting Date | 22-Apr-2020 | |||
ISIN | US1282461052 | Agenda | 935143800 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 21-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Lecil E. Cole | For | For | ||||||
2 Steven Hollister | For | For | ||||||
3 James D. Helin | For | For | ||||||
4 Donald M. Sanders | For | For | ||||||
5 Marc L. Brown | For | For | ||||||
6 Michael A. DiGregorio | For | For | ||||||
7 Scott Van Der Kar | For | For | ||||||
8 J. Link Leavens | For | For | ||||||
9 Dorcas H. Thille | For | For | ||||||
10 John M. Hunt | For | For | ||||||
11 Egidio Carbone, Jr. | For | For | ||||||
12 Harold Edwards | For | For | ||||||
13 Kathleen M. Holmgren | For | For | ||||||
2. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CALAVO GROWERS, INC. FOR THE YEAR ENDING OCTOBER 31, 2020. | Management | For | For | ||||
3. | ADVISORY VOTE APPROVING THE EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | ||||
4. | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT DIRECTOR REPRESENTATION. | Shareholder | For | Against |
LITTELFUSE, INC.
Security | 537008104 | Meeting Type | Annual | |||
Ticker Symbol | LFUS | Meeting Date | 23-Apr-2020 | |||
ISIN | US5370081045 | Agenda | 935138633 - Management | |||
Record Date | 27-Feb-2020 | Holding Recon Date | 27-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Kristina Cerniglia | Management | For | For | ||||
1B. | Election of Director: Tzau-Jin Chung | Management | For | For | ||||
1C. | Election of Director: Cary Fu | Management | For | For | ||||
1D. | Election of Director: Maria Green | Management | For | For | ||||
1E. | Election of Director: Anthony Grillo | Management | For | For | ||||
1F. | Election of Director: David Heinzmann | Management | For | For | ||||
1G. | Election of Director: Gordon Hunter | Management | For | For | ||||
1H. | Election of Director: John Major | Management | For | For | ||||
1I. | Election of Director: William Noglows | Management | For | For | ||||
1J. | Election of Director: Nathan Zommer | Management | For | For | ||||
2. | Advisory vote to approve executive compensation. | Management | For | For | ||||
3. | Approve and ratify the appointment of Grant Thornton LLP as the Company’s independent auditors for 2020. | Management | For | For |
DOUGLAS DYNAMICS, INC
Security | 25960R105 | Meeting Type | Annual | |||
Ticker Symbol | PLOW | Meeting Date | 28-Apr-2020 | |||
ISIN | US25960R1059 | Agenda | 935166911 - Management | |||
Record Date | 06-Mar-2020 | Holding Recon Date | 06-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 27-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 James L. Janik | For | For | ||||||
2 James D. Staley | For | For | ||||||
2. | Advisory vote (non-binding) to approve the compensation of the Company’s named executive officers. | Management | For | For | ||||
3. | The ratification of the appointment of Deloitte & Touche LLP to serve as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | ||||
4. | Approval of the Company’s Amended and Restated 2010 Stock Incentive Plan. | Management | For | For |
TREX COMPANY, INC.
Security | 89531P105 | Meeting Type | Annual | |||
Ticker Symbol | TREX | Meeting Date | 29-Apr-2020 | |||
ISIN | US89531P1057 | Agenda | 935137744 - Management | |||
Record Date | 02-Mar-2020 | Holding Recon Date | 02-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Director: Jay M. Gratz | Management | For | For | ||||
1.2 | Election of Director: Kristine L. Juster | Management | For | For | ||||
1.3 | Election of Director: Ronald W. Kaplan | Management | For | For | ||||
1.4 | Election of Director: Gerald Volas | Management | For | For | ||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve the Fourth Certificate of Amendment to the Restated Certificate of Incorporation of Trex Company, Inc. to increase the number of authorized shares of common stock, $0.01 par value per share, from 120,000,000 to 180,000,000. | Management | For | For | ||||
4. | To ratify the appointment of Ernst & Young LLP as Trex Company’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
PROS HOLDINGS, INC.
Security | 74346Y103 | Meeting Type | Annual | |||
Ticker Symbol | PRO | Meeting Date | 29-Apr-2020 | |||
ISIN | US74346Y1038 | Agenda | 935143406 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Greg B. Petersen# | For | For | ||||||
2 Timothy V. Williams# | For | For | ||||||
3 Mariette M Woestemeyer# | For | For | ||||||
4 Carlos Dominguez* | For | For | ||||||
2. | To conduct an advisory vote on executive compensation. | Management | For | For | ||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of PROS Holdings, Inc. for the fiscal year ending December 31, 2020. | Management | For | For |
BLACKLINE, INC.
Security | 09239B109 | Meeting Type | Annual | |||
Ticker Symbol | BL | Meeting Date | 06-May-2020 | |||
ISIN | US09239B1098 | Agenda | 935145400 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Marc Huffman | For | For | ||||||
2 Therese Tucker | For | For | ||||||
3 Thomas Unterman | For | For | ||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP (“PwC”) as the Company’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Approval, on a non-binding, advisory basis, of the 2019 compensation of the Company’s named executive officers. | Management | For | For |
COGENT COMMUNICATIONS HOLDINGS, INC.
Security | 19239V302 | Meeting Type | Annual | |||
Ticker Symbol | CCOI | Meeting Date | 06-May-2020 | |||
ISIN | US19239V3024 | Agenda | 935148963 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Dave Schaeffer | For | For | ||||||
2 D. Blake Bath | For | For | ||||||
3 Steven D. Brooks | For | For | ||||||
4 Lewis H. Ferguson, III | For | For | ||||||
5 Carolyn Katz | For | For | ||||||
6 Sheryl Kennedy | For | For | ||||||
7 Marc Montagner | For | For | ||||||
2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | Non-binding advisory vote to approve named executive officer compensation. | Management | For | For |
WAYFAIR INC
Security | 94419L101 | Meeting Type | Annual | |||
Ticker Symbol | W | Meeting Date | 12-May-2020 | |||
ISIN | US94419L1017 | Agenda | 935151465 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Niraj Shah | Management | For | For | ||||
1B. | Election of Director: Steven Conine | Management | For | For | ||||
1C. | Election of Director: Julie Bradley | Management | For | For | ||||
1D. | Election of Director: Andrea Jung | Management | For | For | ||||
1E. | Election of Director: Michael Kumin | Management | For | For | ||||
1F. | Election of Director: James Miller | Management | For | For | ||||
1G. | Election of Director: Jeffrey Naylor | Management | For | For | ||||
1H. | Election of Director: Anke Schäferkordt | Management | For | For | ||||
2. | To ratify the appointment of Ernst & Young LLP as the Corporation’s independent registered public accountants for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | A non-binding advisory resolution to approve executive compensation. | Management | For | For |
TYLER TECHNOLOGIES, INC.
Security | 902252105 | Meeting Type | Annual | |||
Ticker Symbol | TYL | Meeting Date | 12-May-2020 | |||
ISIN | US9022521051 | Agenda | 935189325 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Donald R. Brattain | Management | For | For | ||||
1B. | Election of Director: Glenn A. Carter | Management | For | For | ||||
1C. | Election of Director: Brenda A. Cline | Management | For | For | ||||
1D. | Election of Director: J. Luther King Jr. | Management | For | For | ||||
1E. | Election of Director: Mary L. Landrieu | Management | For | For | ||||
1F. | Election of Director: John S. Marr Jr. | Management | For | For | ||||
1G. | Election of Director: H. Lynn Moore Jr. | Management | For | For | ||||
1H. | Election of Director: Daniel M. Pope | Management | For | For | ||||
1I. | Election of Director: Dustin R. Womble | Management | For | For | ||||
2. | Ratification of Ernst & Young LLP as independent auditors. | Management | For | For | ||||
3. | Approval of an advisory resolution on executive compensation. | Management | For | For |
FLOOR & DECOR HOLDINGS INC
Security | 339750101 | Meeting Type | Annual | |||
Ticker Symbol | FND | Meeting Date | 13-May-2020 | |||
ISIN | US3397501012 | Agenda | 935158558 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: David B. Kaplan | Management | For | For | ||||
1B. | Election of Director: Peter M. Starrett | Management | For | For | ||||
1C. | Election of Director: George Vincent West | Management | For | For | ||||
2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the Company’s 2020 fiscal year. | Management | For | For | ||||
3. | To approve, by non-binding vote, the compensation paid to the Company’s named executive officers. | Management | For | For |
SITEONE LANDSCAPE SUPPLY, INC.
Security | 82982L103 | Meeting Type | Annual | |||
Ticker Symbol | SITE | Meeting Date | 13-May-2020 | |||
ISIN | US82982L1035 | Agenda | 935164676 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 William W. Douglas, III | For | For | ||||||
2 Jeri L. Isbell | For | For | ||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for the year ending January 3, 2021. | Management | For | For | ||||
3. | Advisory vote to approve executive compensation. | Management | For | For | ||||
4. | Approve management’s proposal to approve the SiteOne Landscape Supply, Inc. 2020 Omnibus Equity Incentive Plan. | Management | For | For |
ENVESTNET, INC.
Security | 29404K106 | Meeting Type | Annual | |||
Ticker Symbol | ENV | Meeting Date | 13-May-2020 | |||
ISIN | US29404K1060 | Agenda | 935182561 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Luis A. Aguilar | For | For | ||||||
2 Ross Chapin | For | For | ||||||
3 William Crager | For | For | ||||||
4 James Fox | For | For | ||||||
2. | The approval, on an advisory basis, of 2019 executive compensation. | Management | For | For | ||||
3. | The ratification of KPMG LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
REPLIGEN CORPORATION
Security | 759916109 | Meeting Type | Annual | |||
Ticker Symbol | RGEN | Meeting Date | 13-May-2020 | |||
ISIN | US7599161095 | Agenda | 935202046 - Management | |||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Nicolas M. Barthelemy | Management | For | For | ||||
1B. | Election of Director: Karen A. Dawes | Management | For | For | ||||
1C. | Election of Director: Tony J. Hunt | Management | For | For | ||||
1D. | Election of Director: Rohin Mhatre, Ph.D. | Management | For | For | ||||
1E. | Election of Director: Glenn P. Muir | Management | For | For | ||||
1F. | Election of Director: Thomas F. Ryan, Jr. | Management | For | For | ||||
2. | To ratify the selection of Ernst & Young LLP as independent registered public accountants for fiscal year 2020. | Management | For | For | ||||
3. | Advisory vote to approve the compensation paid to Repligen Corporation’s named executive officers. | Management | For | For |
JOHN BEAN TECHNOLOGIES CORPORATION
Security | 477839104 | Meeting Type | Annual | |||
Ticker Symbol | JBT | Meeting Date | 15-May-2020 | |||
ISIN | US4778391049 | Agenda | 935163244 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Barbara L. Brasier | Management | For | For | ||||
1B. | Election of Director: Thomas W. Giacomini | Management | For | For | ||||
1C. | Election of Director: Polly B. Kawalek | Management | For | For | ||||
2. | Approve on an advisory basis a non-binding resolution regarding the compensation of named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For |
CABLE ONE, INC.
Security | 12685J105 | Meeting Type | Annual | |||
Ticker Symbol | CABO | Meeting Date | 15-May-2020 | |||
ISIN | US12685J1051 | Agenda | 935195025 - Management | |||
Record Date | 30-Mar-2020 | Holding Recon Date | 30-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 14-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Mary E. Meduski | Management | For | For | ||||
1B. | Election of Director: Alan G. Spoon | Management | For | For | ||||
1C. | Election of Director: Wallace R. Weitz | Management | For | For | ||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of the Company for the year ending December 31, 2020 | Management | For | For | ||||
3. | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers for 2019 | Management | For | For | ||||
4. | To approve the Company’s Amended and Restated Certificate of Incorporation, as amended and restated to declassify the Board of Directors to provide for the annual election of directors | Management | For | For |
ATRION CORPORATION
Security | 049904105 | Meeting Type | Annual | |||
Ticker Symbol | ATRI | Meeting Date | 21-May-2020 | |||
ISIN | US0499041053 | Agenda | 935169587 - Management | |||
Record Date | 23-Mar-2020 | Holding Recon Date | 23-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 20-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Emile A Battat | Management | For | For | ||||
1B. | Election of Director: Ronald N. Spaulding | Management | For | For | ||||
2. | Ratification of the appointment of Grant Thornton LLP as the Company’s independent registered public accounting firm for the year 2020. | Management | For | For | ||||
3. | Advisory vote to approve executive officer compensation. | Management | For | For |
NOVANTA INC.
Security | 67000B104 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | NOVT | Meeting Date | 26-May-2020 | |||
ISIN | CA67000B1040 | Agenda | 935202589 - Management | |||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 21-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
01 | DIRECTOR | Management | ||||||
1 STEPHEN W. BERSHAD | For | For | ||||||
2 LONNY J. CARPENTER | For | For | ||||||
3 DEBORAH DISANZO | For | For | ||||||
4 MATTHIJS GLASTRA | For | For | ||||||
5 BRIAN D. KING | For | For | ||||||
6 IRA J. LAMEL | For | For | ||||||
7 MAXINE L. MAURICIO | For | For | ||||||
8 DOMINIC A. ROMEO | For | For | ||||||
9 THOMAS N. SECOR | For | For | ||||||
02 | APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPANY’S EXECUTIVE COMPENSATION. | Management | For | For | ||||
03 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO SERVE UNTIL THE 2021 ANNUAL MEETING OF SHAREHOLDERS. | Management | For | For | ||||
04 | TO APPROVE AN AMENDMENT TO THE COMPANY’S BY-LAWS TO ALLOW FOR REMOTE PARTICIPATION AT THE COMPANY’S SHAREHOLDER MEETINGS. | Management | For | For |
COUPA SOFTWARE INCORPORATED
Security | 22266L106 | Meeting Type | Annual | |||
Ticker Symbol | COUP | Meeting Date | 27-May-2020 | |||
ISIN | US22266L1061 | Agenda | 935186139 - Management | |||
Record Date | 02-Apr-2020 | Holding Recon Date | 02-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 26-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Scott Thompson | For | For | ||||||
2. | Ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for fiscal year ending January 31, 2021. | Management | For | For | ||||
3. | Advisory (non-binding) vote to approve named executive officer compensation. | Management | For | For |
EVERTEC, INC.
Security | 30040P103 | Meeting Type | Annual | |||
Ticker Symbol | EVTC | Meeting Date | 28-May-2020 | |||
ISIN | PR30040P1032 | Agenda | 935171710 - Management | |||
Record Date | 31-Mar-2020 | Holding Recon Date | 31-Mar-2020 | |||
City / Country | / Puerto Rico | Vote Deadline Date | 27-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Frank G. D’Angelo | Management | For | For | ||||
1B. | Election of Director: Morgan M. Schuessler, Jr. | Management | For | For | ||||
1C. | Election of Director: Olga Botero | Management | For | For | ||||
1D. | Election of Director: Jorge A. Junquera | Management | For | For | ||||
1E. | Election of Director: Iván Pagán | Management | For | For | ||||
1F. | Election of Director: Aldo J. Polak | Management | For | For | ||||
1G. | Election of Director: Alan H. Schumacher | Management | For | For | ||||
1H. | Election of Director: Brian J. Smith | Management | For | For | ||||
1I. | Election of Director: Thomas W. Swidarski | Management | For | For | ||||
2. | Advisory Vote on Executive Compensation. | Management | For | For | ||||
3. | Ratification of the Appointment of Deloitte & Touche LLP as the Company’s Independent Registered Public Accounting Firm. | Management | For | For |
EXPONENT, INC.
Security | 30214U102 | Meeting Type | Annual | |||
Ticker Symbol | EXPO | Meeting Date | 28-May-2020 | |||
ISIN | US30214U1025 | Agenda | 935173221 - Management | |||
Record Date | 01-Apr-2020 | Holding Recon Date | 01-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 27-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1.1 | Election of Director: Catherine Ford Corrigan | Management | For | For | ||||
1.2 | Election of Director: Paul R. Johnston | Management | For | For | ||||
1.3 | Election of Director: Carol Lindstrom | Management | For | For | ||||
1.4 | Election of Director: Karen A. Richardson | Management | For | For | ||||
1.5 | Election of Director: John B. Shoven | Management | For | For | ||||
1.6 | Election of Director: Debra L. Zumwalt | Management | For | For | ||||
2. | To ratify the appointment of KPMG LLP as independent registered public accounting firm for the Company for the fiscal year ending January 1, 2021. | Management | For | For | ||||
3. | To approve, on an advisory basis, the fiscal 2019 compensation of the Company’s named executive officers. | Management | For | For |
TELADOC HEALTH, INC.
Security | 87918A105 | Meeting Type | Annual | |||
Ticker Symbol | TDOC | Meeting Date | 28-May-2020 | |||
ISIN | US87918A1051 | Agenda | 935178132 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 27-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Ms. Helen Darling | For | For | ||||||
2 Mr. William H. Frist MD | For | For | ||||||
3 Mr. Michael Goldstein | For | For | ||||||
4 Mr. Jason Gorevic | For | For | ||||||
5 Ms. C. A. Jacobson | For | For | ||||||
6 Mr. Thomas G. McKinley | For | For | ||||||
7 Mr. Kenneth H. Paulus | For | For | ||||||
8 Mr. David Shedlarz | For | For | ||||||
9 Mr. Mark D. Smith, MD | For | For | ||||||
10 Mr. David B. Snow, Jr. | For | For | ||||||
2. | Approve, on an advisory basis, the compensation of Teladoc Health’s named executive officers. | Management | For | For | ||||
3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For |
THE DESCARTES SYSTEMS GROUP INC.
Security | 249906108 | Meeting Type | Annual and Special Meeting | |||
Ticker Symbol | DSGX | Meeting Date | 28-May-2020 | |||
ISIN | CA2499061083 | Agenda | 935211184 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / Canada | Vote Deadline Date | 22-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1 | DIRECTOR | Management | ||||||
1 Deepak Chopra | For | For | ||||||
2 Deborah Close | For | For | ||||||
3 Eric Demirian | For | For | ||||||
4 Dennis Maple | For | For | ||||||
5 Chris Muntwyler | For | For | ||||||
6 Jane O’Hagan | For | For | ||||||
7 Edward J. Ryan | For | For | ||||||
8 John J. Walker | For | For | ||||||
2 | Appointment of KPMG LLP, Chartered Professional Accountants, Licensed Public Accountants, as auditors of the Corporation to hold office until the next annual meeting of shareholders or until a successor is appointed. | Management | For | For | ||||
3 | Approval of the Say-On-Pay Resolution as set out on page 18 of the Corporation’s Management Information Circular dated April 27, 2020. | Management | For | For | ||||
4 | Approval of the Shareholder Rights Plan Resolution as set out on page 19 of the Corporation’s Management Information Circular dated April 27, 2020. | Management | For | For |
LIVE NATION ENTERTAINMENT, INC.
Security | 538034109 | Meeting Type | Annual | |||
Ticker Symbol | LYV | Meeting Date | 03-Jun-2020 | |||
ISIN | US5380341090 | Agenda | 935191445 - Management | |||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Director: Maverick Carter | Management | For | For | ||||
1B. | Election of Director: Ariel Emanuel | Management | For | For | ||||
1C. | Election of Director: Ping Fu | Management | For | For | ||||
1D. | Election of Director: Jeffrey T. Hinson | Management | For | For | ||||
1E. | Election of Director: Chad Hollingsworth | Management | For | For | ||||
1F. | Election of Director: James lovine | Management | For | For | ||||
1G. | Election of Director: James S. Kahan | Management | For | For | ||||
1H. | Election of Director: Gregory B. Maffei | Management | For | For | ||||
1I. | Election of Director: Randall T. Mays | Management | For | For | ||||
1J. | Election of Director: Michael Rapino | Management | For | For | ||||
1K. | Election of Director: Mark S. Shapiro | Management | For | For | ||||
1L. | Election of Director: Dana Walden | Management | For | For | ||||
2. | Advisory non-binding vote on the compensation of Live Nation Entertainment’s named executive officers. | Management | For | For | ||||
3. | Ratification of the appointment of Ernst & Young LLP as Live Nation Entertainment’s independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
ORTHOPEDIATRICS CORP.
Security | 68752L100 | Meeting Type | Annual | |||
Ticker Symbol | KIDS | Meeting Date | 03-Jun-2020 | |||
ISIN | US68752L1008 | Agenda | 935191750 - Management | |||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 David R. Pelizzon | For | For | ||||||
2 Harald Ruf | For | For | ||||||
3 Terry D. Schlotterback | For | For | ||||||
4 Kevin L. Unger | For | For | ||||||
2. | To approve, on an advisory basis, the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2020. | Management | For | For |
THE MIDDLEBY CORPORATION
Security | 596278101 | Meeting Type | Annual | |||
Ticker Symbol | MIDD | Meeting Date | 08-Jun-2020 | |||
ISIN | US5962781010 | Agenda | 935205030 - Management | |||
Record Date | 09-Apr-2020 | Holding Recon Date | 09-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Sarah Palisi Chapin | For | For | ||||||
2 Timothy J. FitzGerald | For | For | ||||||
3 Cathy L. McCarthy | For | For | ||||||
4 John R. Miller III | For | For | ||||||
5 Robert A. Nerbonne | For | For | ||||||
6 Gordon O’Brien | For | For | ||||||
7 Nassem Ziyad | For | For | ||||||
2. | Ratification of the selection of Ernst & Young LLP as the Company’s independent public accountants for the current fiscal year ending January 2, 2021 | Management | For | For | ||||
3. | Approval, by an advisory vote, of the 2019 compensation of the Company’s named executive officers, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission (“SEC”) | Management | For | For |
QUALYS, INC.
Security | 74758T303 | Meeting Type | Annual | |||
Ticker Symbol | QLYS | Meeting Date | 10-Jun-2020 | |||
ISIN | US74758T3032 | Agenda | 935187953 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 General Peter Pace | For | For | ||||||
2 Wendy M. Pfeiffer | For | For | ||||||
2. | To ratify the appointment of Grant Thornton LLP as Qualys, Inc.’s independent registered public accounting firm for its fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, on an advisory and non-binding basis, the compensation of Qualys, Inc.’s named executive officers as described in the proxy statement. | Management | For | For |
BLACK KNIGHT, INC.
Security | 09215C105 | Meeting Type | Annual | |||
Ticker Symbol | BKI | Meeting Date | 10-Jun-2020 | |||
ISIN | US09215C1053 | Agenda | 935190897 - Management | |||
Record Date | 13-Apr-2020 | Holding Recon Date | 13-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Anthony M. Jabbour | For | For | ||||||
2 Richard N. Massey | For | For | ||||||
3 John D. Rood | For | For | ||||||
4 Nancy L. Shanik | For | For | ||||||
2. | Approval of a non-binding advisory resolution on the compensation paid to our named executive officers. | Management | Against | Against | ||||
3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For |
TRUPANION, INC.
Security | 898202106 | Meeting Type | Annual | |||
Ticker Symbol | TRUP | Meeting Date | 11-Jun-2020 | |||
ISIN | US8982021060 | Agenda | 935196433 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 10-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Dan Levitan | For | For | ||||||
2 Murray Low | For | For | ||||||
3 Howard Rubin | For | For | ||||||
2. | To ratify the selection of Ernst & Young LLP as Trupanion, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | ||||
3. | To approve, by non-binding advisory vote, the compensation of our named executive officers for the year ended December 31, 2019. | Management | For | For |
EVO PAYMENTS, INC.
Security | 26927E104 | Meeting Type | Annual | |||
Ticker Symbol | EVOP | Meeting Date | 11-Jun-2020 | |||
ISIN | US26927E1047 | Agenda | 935199580 - Management | |||
Record Date | 14-Apr-2020 | Holding Recon Date | 14-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 10-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Laura M. Miller | For | For | ||||||
2 Gregory S. Pope | For | For | ||||||
3 Matthew W. Raino | For | For | ||||||
2. | Approval, on an advisory basis, of the Company’s executive compensation. | Management | For | For | ||||
3. | Advisory vote on the frequency of future advisory votes on the Company’s executive compensation. | Management | 1 Year | For | ||||
4. | Approval of an amendment to the EVO Payments, Inc. 2018 Omnibus Incentive Plan. | Management | For | For | ||||
5. | Ratification of Deloitte & Touche LLP as the Company’s independent auditors for the fiscal year ending December 31, 2020. | Management | For | For |
OKTA, INC.
Security | 679295105 | Meeting Type | Annual | |||
Ticker Symbol | OKTA | Meeting Date | 16-Jun-2020 | |||
ISIN | US6792951054 | Agenda | 935198146 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1. | DIRECTOR | Management | ||||||
1 Shellye Archambeau | For | For | ||||||
2 Robert L. Dixon, Jr. | For | For | ||||||
3 Patrick Grady | For | For | ||||||
4 Ben Horowitz | For | For | ||||||
2. | A proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2021. | Management | For | For | ||||
3. | To approve, on an advisory non-binding basis, the compensation of our named executive officers. | Management | For | For |
BRIGHT HORIZONS FAMILY SOLUTIONS INC.
Security | 109194100 | Meeting Type | Annual | |||
Ticker Symbol | BFAM | Meeting Date | 16-Jun-2020 | |||
ISIN | US1091941005 | Agenda | 935203644 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Class I Director, for a term of three years: Stephen H. Kramer | Management | For | For | ||||
1B. | Election of Class I Director, for a term of three years: Dr. Sara Lawrence-Lightfoot | Management | For | For | ||||
1C. | Election of Class I Director, for a term of three years: David H. Lissy | Management | For | For | ||||
1D. | Election of Class I Director, for a term of three years: Cathy E. Minehan | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation paid by the Company to its named executive officers. | Management | For | For | ||||
3. | To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for the fiscal year ending December 31, 2020. | Management | For | For |
IAA, INC
Security | 449253103 | Meeting Type | Annual | |||
Ticker Symbol | IAA | Meeting Date | 17-Jun-2020 | |||
ISIN | US4492531037 | Agenda | 935198893 - Management | |||
Record Date | 20-Apr-2020 | Holding Recon Date | 20-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 16-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | For/Against | ||||
1A. | Election of Class I Director: John W. Kett | Management | For | For | ||||
1B. | Election of Class I Director: Peter H. Kamin | Management | For | For | ||||
1C. | Election of Class I Director: Lynn Jolliffe | Management | For | For | ||||
2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | ||||
3. | To approve, on an advisory basis, the frequency of future advisory votes on named executive officer compensation. | Management | 1 Year | For | ||||
4. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 27, 2020. | Management | For | For |
MAI Managed Volatility Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 5. | Ratify Appointment of Independent Auditors | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered accounting firm for fiscal 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 2. | Amend Employee Stock Purchase Plan | Proposal to approve an amendment to the Company’s 1990 Employee Qualified Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 shares. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1a. | Election of Directors (Majority Voting) | Election of Director: Dennis Segers | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1b. | Election of Directors (Majority Voting) | Election of Director: Raman K. Chitkara | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1c. | Election of Directors (Majority Voting) | Election of Director: Saar Gillai | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1d. | Election of Directors (Majority Voting) | Election of Director: Ronald S. Jankov | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1e. | Election of Directors (Majority Voting) | Election of Director: Mary Louise Krakauer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1f. | Election of Directors (Majority Voting) | Election of Director: Thomas H. Lee | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1g. | Election of Directors (Majority Voting) | Election of Director: J. Michael Patterson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1h. | Election of Directors (Majority Voting) | Election of Director: Victor Peng | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1i. | Election of Directors (Majority Voting) | Election of Director: Marshall C. Turner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1j. | Election of Directors (Majority Voting) | Election of Director: Elizabeth W. Vanderslice | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 3. | Amend Stock Compensation Plan | Proposal to approve an amendment to the Company’s 2007 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 6,000,000 shares. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 4. | 14A Executive Compensation | Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 5. | Ratify Appointment of Independent Auditors | Proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered accounting firm for fiscal 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 2. | Amend Employee Stock Purchase Plan | Proposal to approve an amendment to the Company’s 1990 Employee Qualified Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 shares. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1a. | Election of Directors (Majority Voting) | Election of Director: Dennis Segers | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1b. | Election of Directors (Majority Voting) | Election of Director: Raman K. Chitkara | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1c. | Election of Directors (Majority Voting) | Election of Director: Saar Gillai | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1d. | Election of Directors (Majority Voting) | Election of Director: Ronald S. Jankov | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1e. | Election of Directors (Majority Voting) | Election of Director: Mary Louise Krakauer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1f. | Election of Directors (Majority Voting) | Election of Director: Thomas H. Lee | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1g. | Election of Directors (Majority Voting) | Election of Director: J. Michael Patterson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1h. | Election of Directors (Majority Voting) | Election of Director: Victor Peng | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1i. | Election of Directors (Majority Voting) | Election of Director: Marshall C. Turner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 1j. | Election of Directors (Majority Voting) | Election of Director: Elizabeth W. Vanderslice | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 3. | Amend Stock Compensation Plan | Proposal to approve an amendment to the Company’s 2007 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 6,000,000 shares. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
XILINX, INC. | XLNX | 983919101 | 08-Aug-2019 | 4. | 14A Executive Compensation | Proposal to approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 13. | Ratify Appointment of Independent Auditors | Re-appointment of auditor. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 18. | Eliminate Pre-Emptive Rights | Disapplication of pre-emption rights. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 16. | Allot Securities | Authority to allot shares. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 3. | Dividends | Declaration of final dividend. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 19. | Authorize Directors to Repurchase Shares | Authority to purchase own shares. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 15. | Miscellaneous Corporate Actions | Authority to make political donations and/or to incur political expenditure. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 20. | Miscellaneous Corporate Actions | Reduced notice of a general meeting other than an AGM. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 5. | Election of Directors (Full Slate) | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 6. | Election of Directors (Full Slate) | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 7. | Election of Directors (Full Slate) | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 8. | Election of Directors (Full Slate) | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 9. | Election of Directors (Full Slate) | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 10. | Election of Directors (Full Slate) | Re-election of I Menezes as a director. (chairman of Executive committee) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 11. | Election of Directors (Full Slate) | Re-election of K Mikells as a director. (Executive) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 12. | Election of Directors (Full Slate) | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 4. | Election of Directors (Majority Voting) | Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 14. | Approve Remuneration of Directors and Auditors | Remuneration of auditor. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 1. | Adopt Accounts for Past Year | Report and accounts 2019. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 21. | Approve Article Amendments | Adoption and approval of new articles of association. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 17. | Share Scheme | Approval of the Irish Sharesave scheme. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 2. | Receive Directors’ Report | Directors’ remuneration report 2019. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 13. | Ratify Appointment of Independent Auditors | Re-appointment of auditor. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 18. | Eliminate Pre-Emptive Rights | Disapplication of pre-emption rights. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 16. | Allot Securities | Authority to allot shares. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 3. | Dividends | Declaration of final dividend. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 19. | Authorize Directors to Repurchase Shares | Authority to purchase own shares. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 15. | Miscellaneous Corporate Actions | Authority to make political donations and/or to incur political expenditure. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 20. | Miscellaneous Corporate Actions | Reduced notice of a general meeting other than an AGM. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 5. | Election of Directors (Full Slate) | Re-election of Lord Davies as a director. (Audit, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 6. | Election of Directors (Full Slate) | Re-election of J Ferrán as a director. (Chairman of Nomination Committee) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 7. | Election of Directors (Full Slate) | Re-election of S Kilsby as a director. (Audit, Nomination and chairman of Remuneration committee) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 8. | Election of Directors (Full Slate) | Re-election of H KwonPing as a director. (Audit, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 9. | Election of Directors (Full Slate) | Re-election of N Mendelsohn as a director. (Audit, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 10. | Election of Directors (Full Slate) | Re-election of I Menezes as a director. (chairman of Executive committee) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 11. | Election of Directors (Full Slate) | Re-election of K Mikells as a director. (Executive) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 12. | Election of Directors (Full Slate) | Re-election of A Stewart as a director. (chairman of Audit committee, Nomination and Remuneration) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 4. | Election of Directors (Majority Voting) | Election of D Crew as a director. (Audit, Nomination and Remuneration.) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 14. | Approve Remuneration of Directors and Auditors | Remuneration of auditor. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 1. | Adopt Accounts for Past Year | Report and accounts 2019. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 21. | Approve Article Amendments | Adoption and approval of new articles of association. (Special resolution) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 17. | Share Scheme | Approval of the Irish Sharesave scheme. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
DIAGEO PLC | DEO | 25243Q205 | 19-Sep-2019 | 2. | Receive Directors’ Report | Directors’ remuneration report 2019. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 3. | Ratify Appointment of Independent Auditors | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 2. | 14A Executive Compensation | To approve executive compensation by an advisory vote. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 3. | Ratify Appointment of Independent Auditors | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NIKE, INC. | NKE | 654106103 | 19-Sep-2019 | 2. | 14A Executive Compensation | To approve executive compensation by an advisory vote. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 2. | Ratify Appointment of Independent Auditors | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: Francis S. Blake | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Angela F. Braly | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Amy L. Chang | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Scott D. Cook | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Joseph Jimenez | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Terry J. Lundgren | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Christine M. McCarthy | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: W. James McNerney, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Nelson Peltz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: David S. Taylor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1K. | Election of Directors (Majority Voting) | Election of Director: Margaret C. Whitman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1L. | Election of Directors (Majority Voting) | Election of Director: Patricia A. Woertz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 4. | Approve Stock Compensation Plan | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 3. | 14A Executive Compensation | Advisory Vote to Approve the Company’s Executive Compensation (the “Say on Pay” vote) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 2. | Ratify Appointment of Independent Auditors | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: Francis S. Blake | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Angela F. Braly | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Amy L. Chang | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Scott D. Cook | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Joseph Jimenez | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Terry J. Lundgren | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Christine M. McCarthy | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: W. James McNerney, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Nelson Peltz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: David S. Taylor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1K. | Election of Directors (Majority Voting) | Election of Director: Margaret C. Whitman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 1L. | Election of Directors (Majority Voting) | Election of Director: Patricia A. Woertz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 4. | Approve Stock Compensation Plan | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE PROCTER & GAMBLE COMPANY | PG | 742718109 | 08-Oct-2019 | 3. | 14A Executive Compensation | Advisory Vote to Approve the Company’s Executive Compensation (the “Say on Pay” vote) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 3. | Approve Motion to Adjourn Meeting | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 1. | Approve Merger Agreement | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “merger agreement”). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 2. | 14A Extraordinary Transaction Executive Compensation | Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company’s named executive officers in connection with the merger contemplated by the merger agreement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 3. | Approve Motion to Adjourn Meeting | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 1. | Approve Merger Agreement | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “merger agreement”). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 2. | 14A Extraordinary Transaction Executive Compensation | Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company’s named executive officers in connection with the merger contemplated by the merger agreement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 2. | Approve Motion to Adjourn Meeting | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 1. | Approve Merger Agreement | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “UTC share issuance proposal”). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 2. | Approve Motion to Adjourn Meeting | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 1. | Approve Merger Agreement | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “UTC share issuance proposal”). | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 3. | Approve Motion to Adjourn Meeting | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 1. | Approve Merger Agreement | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “merger agreement”). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 2. | 14A Extraordinary Transaction Executive Compensation | Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company’s named executive officers in connection with the merger contemplated by the merger agreement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 3. | Approve Motion to Adjourn Meeting | Raytheon adjournment proposal: To approve the adjournment of the Special Meeting of Stockholders of Raytheon Company to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Special Meeting of Stockholders of Raytheon Company to adopt the Raytheon merger proposal. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 1. | Approve Merger Agreement | Raytheon merger proposal: To adopt the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “merger agreement”). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
RAYTHEON COMPANY | RTN | 755111507 | 11-Oct-2019 | 2. | 14A Extraordinary Transaction Executive Compensation | Raytheon merger-related compensation proposal: To approve, by advisory (non-binding) vote, certain compensation arrangements that may be paid or become payable to Raytheon Company’s named executive officers in connection with the merger contemplated by the merger agreement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 2. | Approve Motion to Adjourn Meeting | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 1. | Approve Merger Agreement | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “UTC share issuance proposal”). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 2. | Approve Motion to Adjourn Meeting | Approve the adjournment of the UTC special meeting to a later date or dates, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the UTC special meeting to approve the UTC share issuance proposal. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 11-Oct-2019 | 1. | Approve Merger Agreement | Approve the issuance of UTC common stock, par value $1.00 per share, to Raytheon stockholders in connection with the merger contemplated by the Agreement and Plan of Merger, dated as of June 9, 2019, by and among United Technologies Corporation, Light Merger Sub Corp. and Raytheon Company (the “UTC share issuance proposal”). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 7. | Approve Motion to Adjourn Meeting | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 4. | Allot Securities | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 3. | Miscellaneous Corporate Actions | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 5. | Approve Article Amendments | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 1. | Share Scheme | COURT MEETING: Approve the scheme of arrangement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 2. | Share Scheme | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 6. | 14A Executive Compensation | Extraordinary General Meeting: Approve, on a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 7. | Approve Motion to Adjourn Meeting | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 4. | Allot Securities | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 3. | Miscellaneous Corporate Actions | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 5. | Approve Article Amendments | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 1. | Share Scheme | COURT MEETING: Approve the scheme of arrangement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 2. | Share Scheme | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-2019 | 6. | 14A Executive Compensation | Extraordinary General Meeting: Approve, on a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 3. | Ratify Appointment of Independent Auditors | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 4. | S/H Proposal—Corporate Governance | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 5. | S/H Proposal—Establish Independent Chairman | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 2. | 14A Executive Compensation | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 3. | Ratify Appointment of Independent Auditors | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 4. | S/H Proposal—Corporate Governance | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 5. | S/H Proposal—Establish Independent Chairman | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ORACLE CORPORATION | ORCL | 68389X105 | 19-Nov-2019 | 2. | 14A Executive Compensation | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 3. | Ratify Appointment of Independent Auditors | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal—Report on Employee Representation on Board of Directors | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: William H. Gates III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Reid G. Hoffman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Hugh F. Johnston | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Teri L. List-Stoll | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Satya Nadella | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Sandra E. Peterson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Penny S. Pritzker | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: Charles W. Scharf | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Arne M. Sorenson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: John W. Stanton | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1K. | Election of Directors (Majority Voting) | Election of Director: John W. Thompson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1L. | Election of Directors (Majority Voting) | Election of Director: Emma Walmsley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1M. | Election of Directors (Majority Voting) | Election of Director: Padmasree Warrior | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 2. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 5. | S/H Proposal—Gender Pay Equality | Shareholder Proposal—Report on Gender Pay Gap | Shareholder | Y | Against | For | Against | MAI Managed Volatility Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 3. | Ratify Appointment of Independent Auditors | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal—Report on Employee Representation on Board of Directors | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: William H. Gates III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Reid G. Hoffman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Hugh F. Johnston | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Teri L. List-Stoll | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Satya Nadella | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Sandra E. Peterson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Penny S. Pritzker | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: Charles W. Scharf | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Arne M. Sorenson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: John W. Stanton | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1K. | Election of Directors (Majority Voting) | Election of Director: John W. Thompson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1L. | Election of Directors (Majority Voting) | Election of Director: Emma Walmsley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 1M. | Election of Directors (Majority Voting) | Election of Director: Padmasree Warrior | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 2. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 04-Dec-2019 | 5. | S/H Proposal—Gender Pay Equality | Shareholder Proposal—Report on Gender Pay Gap | Shareholder | Y | Against | For | Against | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 2. | Ratify Appointment of Independent Auditors | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic’s independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 5. | Eliminate Pre-Emptive Rights | To renew the Board’s authority to opt out of pre-emption rights. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 4. | Stock Issuance | To renew the Board’s authority to issue shares. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 6. | Authorize Directors to Repurchase Shares | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: Richard H. Anderson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Craig Arnold | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Scott C. Donnelly | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Randall J. Hogan, III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Omar Ishrak | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Michael O. Leavitt | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: James T. Lenehan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Geoffrey S. Martha | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: Elizabeth G. Nabel, M.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1K. | Election of Directors (Majority Voting) | Election of Director: Denise M. O’Leary | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1L. | Election of Directors (Majority Voting) | Election of Director: Kendall J. Powell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 3. | 14A Executive Compensation | To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 2. | Ratify Appointment of Independent Auditors | To ratify, in a non-binding vote, the appointment of PricewaterhouseCoopers LLP as Medtronic’s independent auditor for fiscal year 2020 and to authorize, in a binding vote, the Board of Directors, acting through the Audit Committee, to set the auditor’s remuneration. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 5. | Eliminate Pre-Emptive Rights | To renew the Board’s authority to opt out of pre-emption rights. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 4. | Stock Issuance | To renew the Board’s authority to issue shares. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 6. | Authorize Directors to Repurchase Shares | Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Medtronic ordinary shares. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: Richard H. Anderson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Craig Arnold | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Scott C. Donnelly | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Andrea J. Goldsmith, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Randall J. Hogan, III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Omar Ishrak | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Michael O. Leavitt | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: James T. Lenehan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Geoffrey S. Martha | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: Elizabeth G. Nabel, M.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1K. | Election of Directors (Majority Voting) | Election of Director: Denise M. O’Leary | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 1L. | Election of Directors (Majority Voting) | Election of Director: Kendall J. Powell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MEDTRONIC PLC | MDT | G5960L103 | 06-Dec-2019 | 3. | 14A Executive Compensation | To approve, in a non-binding advisory vote, named executive officer compensation (a “Say-on-Pay” vote). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 3. | Ratify Appointment of Independent Auditors | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: M. Michele Burns | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Wesley G. Bush | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Michael D. Capellas | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Mark Garrett | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Dr. Kristina M. Johnson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Roderick C. McGeary | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Charles H. Robbins | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: Arun Sarin | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Brenton L. Saunders | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: Carol B. Tomé | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 4. | S/H Proposal—Establish Independent Chairman | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 2. | 14A Executive Compensation | Approval, on an advisory basis, of executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 3. | Ratify Appointment of Independent Auditors | Ratification of PricewaterhouseCoopers LLP as Cisco’s independent registered public accounting firm for fiscal 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1A. | Election of Directors (Majority Voting) | Election of Director: M. Michele Burns | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1B. | Election of Directors (Majority Voting) | Election of Director: Wesley G. Bush | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1C. | Election of Directors (Majority Voting) | Election of Director: Michael D. Capellas | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1D. | Election of Directors (Majority Voting) | Election of Director: Mark Garrett | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1E. | Election of Directors (Majority Voting) | Election of Director: Dr. Kristina M. Johnson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1F. | Election of Directors (Majority Voting) | Election of Director: Roderick C. McGeary | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1G. | Election of Directors (Majority Voting) | Election of Director: Charles H. Robbins | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1H. | Election of Directors (Majority Voting) | Election of Director: Arun Sarin | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1I. | Election of Directors (Majority Voting) | Election of Director: Brenton L. Saunders | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 1J. | Election of Directors (Majority Voting) | Election of Director: Carol B. Tomé | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 4. | S/H Proposal—Establish Independent Chairman | Approval to have Cisco’s Board adopt a policy to have an independent Board chairman. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CISCO SYSTEMS, INC. | CSCO | 17275R102 | 10-Dec-2019 | 2. | 14A Executive Compensation | Approval, on an advisory basis, of executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 31-Dec-2019 | 1. | Miscellaneous Corporate Governance | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. | Management | N | For | n/a | n/a | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 31-Dec-2019 | 1. | Miscellaneous Corporate Governance | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. | Management | N | For | n/a | n/a | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of selection of independent auditors. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 4. | Director Removal Without Cause | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 3. | 14A Executive Compensation | Approval, on an advisory basis, of executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of selection of independent auditors. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 4. | Director Removal Without Cause | Approval to amend Articles of Incorporation to permit removal of directors without cause. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder proposal regarding a director skills matrix and disclosure of director ideological perspectives. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
COSTCO WHOLESALE CORPORATION | COST | 22160K105 | 22-Jan-2020 | 3. | 14A Executive Compensation | Approval, on an advisory basis, of executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
GOLDMAN SACHS TRUST | FOAXX | 38141W265 | 23-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
GOLDMAN SACHS TRUST | FOAXX | 38141W265 | 23-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
GOLDMAN SACHS TRUST | FOAXX | 38141W265 | 23-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
GOLDMAN SACHS TRUST | FOAXX | 38141W265 | 23-Jan-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 3. | Ratify Appointment of Independent Auditors | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Susan K. Carter | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Charles I. Cogut | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Chadwick C. Deaton | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Seifollah Ghasemi | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: David H. Y. Ho | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Margaret G. McGlynn | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Edward L. Monser | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Matthew H. Paull | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 2. | 14A Executive Compensation | Advisory vote approving the compensation of the Company’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 3. | Ratify Appointment of Independent Auditors | Ratify the appointment of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Susan K. Carter | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Charles I. Cogut | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Chadwick C. Deaton | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Seifollah Ghasemi | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: David H. Y. Ho | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Margaret G. McGlynn | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Edward L. Monser | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Matthew H. Paull | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AIR PRODUCTS AND CHEMICALS, INC. | APD | 009158106 | 23-Jan-2020 | 2. | 14A Executive Compensation | Advisory vote approving the compensation of the Company’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Lloyd A. Carney | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Mary B. Cranston | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Francisco Javier Fernández-Carbajal | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Alfred F. Kelly, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Ramon L. Laguarta | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: John F. Lundgren | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Robert W. Matschullat | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Denise M. Morrison | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: John A. C. Swainson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Maynard G. Webb, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 2. | 14A Executive Compensation | Advisory vote to approve executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Lloyd A. Carney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Mary B. Cranston | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Francisco Javier Fernández-Carbajal | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Alfred F. Kelly, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Ramon L. Laguarta | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: John F. Lundgren | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Robert W. Matschullat | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Denise M. Morrison | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: John A. C. Swainson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Maynard G. Webb, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VISA INC. | V | 92826C839 | 28-Jan-2020 | 2. | 14A Executive Compensation | Advisory vote to approve executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 6. | S/H Proposal—Political/Government | A shareholder proposal relating to policies on freedom of expression | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: James Bell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Tim Cook | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Al Gore | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Andrea Jung | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Art Levinson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Ron Sugar | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Sue Wagner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 4. | S/H Proposal—Shareholders be Given Access to Proxy | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 5. | S/H Proposal—Executive Compensation | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 3. | 14A Executive Compensation | Advisory vote to approve executive compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 6. | S/H Proposal—Political/Government | A shareholder proposal relating to policies on freedom of expression | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: James Bell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Tim Cook | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Al Gore | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Andrea Jung | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Art Levinson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Ron Sugar | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Sue Wagner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 4. | S/H Proposal—Shareholders be Given Access to Proxy | A shareholder proposal entitled “Shareholder Proxy Access Amendments” | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 5. | S/H Proposal—Executive Compensation | A shareholder proposal relating to sustainability and executive compensation | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
APPLE INC. | AAPL | 037833100 | 26-Feb-2020 | 3. | 14A Executive Compensation | Advisory vote to approve executive compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mark Fields | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Jeffrey W. Henderson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ann M. Livermore | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Harish Manwani | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Mark D. McLaughlin | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Steve Mollenkopf | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Clark T. Randt, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Irene B. Rosenfeld | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Kornelis “Neil” Smit | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Anthony J. Vinciquerra | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 3. | Amend Stock Compensation Plan | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 5. | 14A Executive Compensation Vote Frequency | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | Y | 1 | 1 | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 4. | 14A Executive Compensation | To approve, on an advisory basis, our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 27, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mark Fields | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Jeffrey W. Henderson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ann M. Livermore | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Harish Manwani | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Mark D. McLaughlin | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Steve Mollenkopf | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Clark T. Randt, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Irene B. Rosenfeld | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Kornelis “Neil” Smit | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Anthony J. Vinciquerra | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 3. | Amend Stock Compensation Plan | To approve the amended and restated 2016 Long-Term Incentive Plan, including an increase in the share reserve by 74,500,000 shares. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 5. | 14A Executive Compensation Vote Frequency | To approve, on an advisory basis, the frequency of future advisory votes on our executive compensation. | Management | Y | 1 | 1 | For | MAI Managed Volatility Fund | ||||||||||||
QUALCOMM INCORPORATED | QCOM | 747525103 | 10-Mar-2020 | 4. | 14A Executive Compensation | To approve, on an advisory basis, our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 5. | S/H Proposal—Political/Government | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Susan E. Arnold | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Mary T. Barra | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Safra A. Catz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Francis A. deSouza | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Michael B.G. Froman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Robert A. Iger | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Maria Elena Lagomasino | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Mark G. Parker | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Derica W. Rice | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 4. | Amend Stock Compensation Plan | To approve an amendment to the Company’s Amended and Restated 2011 Stock Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 3. | 14A Executive Compensation | To approve the advisory resolution on executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 5. | S/H Proposal—Political/Government | Shareholder proposal requesting an annual report disclosing information regarding the Company’s lobbying policies and activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s registered public accountants for fiscal 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Susan E. Arnold | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Mary T. Barra | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Safra A. Catz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Francis A. deSouza | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Michael B.G. Froman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Robert A. Iger | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Maria Elena Lagomasino | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Mark G. Parker | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Derica W. Rice | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 4. | Amend Stock Compensation Plan | To approve an amendment to the Company’s Amended and Restated 2011 Stock Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE WALT DISNEY COMPANY | DIS | 254687106 | 11-Mar-2020 | 3. | 14A Executive Compensation | To approve the advisory resolution on executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 1, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mr. Hock E. Tan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Dr. Henry Samueli | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Mr. Eddy W. Hartenstein | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Ms. Diane M. Bryant | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Ms. Gayla J. Delly | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Mr. Raul J. Fernandez | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Mr. Check Kian Low | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Ms. Justine F. Page | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Mr. Harry L. You | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 3. | 14A Executive Compensation | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of PricewaterhouseCoopers LLP as Broadcom’s independent registered public accounting firm for the fiscal year ending November 1, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mr. Hock E. Tan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Dr. Henry Samueli | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Mr. Eddy W. Hartenstein | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Ms. Diane M. Bryant | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Ms. Gayla J. Delly | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Mr. Raul J. Fernandez | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Mr. Check Kian Low | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Ms. Justine F. Page | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Mr. Harry L. You | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BROADCOM INC | AVGO | 11135F101 | 30-Mar-2020 | 3. | 14A Executive Compensation | Non-binding, advisory vote to approve compensation of Broadcom’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 4. | Ratify Appointment of Independent Auditors | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Patrick de La Chevardière | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Miguel M. Galuccio | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Olivier Le Peuch | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Tatiana A. Mitrova | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Lubna S. Olayan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Mark G. Papa | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Leo Rafael Reif | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Henri Seydoux | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Jeff W. Sheets | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 3. | Receive Consolidated Financial Statements | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors’ declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 2. | 14A Executive Compensation | Approval of the advisory resolution to approve our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 4. | Ratify Appointment of Independent Auditors | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Patrick de La Chevardière | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Miguel M. Galuccio | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Olivier Le Peuch | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Tatiana A. Mitrova | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Lubna S. Olayan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Mark G. Papa | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Leo Rafael Reif | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Henri Seydoux | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Jeff W. Sheets | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 3. | Receive Consolidated Financial Statements | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors’ declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.) | SLB | 806857108 | 01-Apr-2020 | 2. | 14A Executive Compensation | Approval of the advisory resolution to approve our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2020 fiscal year. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Warner L. Baxter | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Dorothy J. Bridges | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Elizabeth L. Buse | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Marc N. Casper | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Andrew Cecere | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Kimberly J. Harris | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Roland A. Hernandez | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Olivia F. Kirtley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Karen S. Lynch | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Richard P. McKenney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Yusuf I. Mehdi | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: John P. Wiehoff | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Scott W. Wine | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 3. | 14A Executive Compensation | An advisory vote to approve the compensation of our executives disclosed in this proxy statement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | The ratification of the selection of Ernst & Young LLP as our independent auditor for the 2020 fiscal year. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Warner L. Baxter | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Dorothy J. Bridges | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Elizabeth L. Buse | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Marc N. Casper | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Andrew Cecere | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Kimberly J. Harris | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Roland A. Hernandez | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Olivia F. Kirtley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Karen S. Lynch | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Richard P. McKenney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Yusuf I. Mehdi | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: John P. Wiehoff | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Scott W. Wine | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
U.S. BANCORP | USB | 902973304 | 21-Apr-2020 | 3. | 14A Executive Compensation | An advisory vote to approve the compensation of our executives disclosed in this proxy statement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 7. | S/H Proposal—Political/Government | Stockholder proposal requesting a report disclosing information regarding Citi’s lobbying policies and activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Stockholder proposal requesting an amendment to Citi’s proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Stockholder proposal requesting that the Board review Citi’s governance documents and make recommendations to shareholders on how the “Purpose of a Corporation” signed by Citi’s CEO can be fully implemented. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Michael L. Corbat | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Ellen M. Costello | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Grace E. Dailey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Barbara J. Desoer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: John C. Dugan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Duncan P. Hennes | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Peter B. Henry | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: S. Leslie Ireland | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Lew W. (Jay) Jacobs, IV | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Renée J. James | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Gary M. Reiner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Diana L. Taylor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: James S. Turley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1N. | Election of Directors (Majority Voting) | Election of Director: Deborah C. Wright | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1O. | Election of Directors (Majority Voting) | Election of Director: Alexander R. Wynaendts | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1P. | Election of Directors (Majority Voting) | Election of Director: Ernesto Zedillo Ponce de Leon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 4. | Amend Stock Compensation Plan | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 3. | 14A Executive Compensation | Advisory vote to approve Citi’s 2019 Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 7. | S/H Proposal—Political/Government | Stockholder proposal requesting a report disclosing information regarding Citi’s lobbying policies and activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Stockholder proposal requesting an amendment to Citi’s proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Stockholder proposal requesting that the Board review Citi’s governance documents and make recommendations to shareholders on how the “Purpose of a Corporation” signed by Citi’s CEO can be fully implemented. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Michael L. Corbat | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Ellen M. Costello | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Grace E. Dailey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Barbara J. Desoer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: John C. Dugan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Duncan P. Hennes | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Peter B. Henry | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: S. Leslie Ireland | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Lew W. (Jay) Jacobs, IV | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Renée J. James | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Gary M. Reiner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Diana L. Taylor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: James S. Turley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1N. | Election of Directors (Majority Voting) | Election of Director: Deborah C. Wright | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1O. | Election of Directors (Majority Voting) | Election of Director: Alexander R. Wynaendts | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 1P. | Election of Directors (Majority Voting) | Election of Director: Ernesto Zedillo Ponce de Leon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 4. | Amend Stock Compensation Plan | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CITIGROUP INC. | C | 172967424 | 21-Apr-2020 | 3. | 14A Executive Compensation | Advisory vote to approve Citi’s 2019 Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 6. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Report Concerning Gender/Racial Pay Equity. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Make Shareholder Proxy Access More Accessible. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Adopt a New Shareholder Right—Written Consent | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 7. | S/H Proposal—Corporate Governance | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Sharon L. Allen | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Susan S. Bies | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Jack O. Bovender, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Frank P. Bramble, Sr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Pierre J.P. de Weck | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Arnold W. Donald | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Linda P. Hudson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Monica C. Lozano | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Thomas J. May | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Brian T. Moynihan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Lionel L. Nowell III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Denise L. Ramos | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Clayton S. Rose | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1N. | Election of Directors (Majority Voting) | Election of Director: Michael D. White | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1O. | Election of Directors (Majority Voting) | Election of Director: Thomas D. Woods | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1P. | Election of Directors (Majority Voting) | Election of Director: R. David Yost | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1Q. | Election of Directors (Majority Voting) | Election of Director: Maria T. Zuber | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 2. | 14A Executive Compensation | Approving Our Executive Compensation (an Advisory, Non-binding “Say on Pay” Resolution). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 6. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Report Concerning Gender/Racial Pay Equity. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Make Shareholder Proxy Access More Accessible. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Adopt a New Shareholder Right—Written Consent | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 7. | S/H Proposal—Corporate Governance | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Sharon L. Allen | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Susan S. Bies | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Jack O. Bovender, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Frank P. Bramble, Sr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Pierre J.P. de Weck | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Arnold W. Donald | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Linda P. Hudson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Monica C. Lozano | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Thomas J. May | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Brian T. Moynihan | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Lionel L. Nowell III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Denise L. Ramos | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Clayton S. Rose | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1N. | Election of Directors (Majority Voting) | Election of Director: Michael D. White | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1O. | Election of Directors (Majority Voting) | Election of Director: Thomas D. Woods | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1P. | Election of Directors (Majority Voting) | Election of Director: R. David Yost | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 1Q. | Election of Directors (Majority Voting) | Election of Director: Maria T. Zuber | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BANK OF AMERICA CORPORATION | BAC | 060505104 | 22-Apr-2020 | 2. | 14A Executive Compensation | Approving Our Executive Compensation (an Advisory, Non-binding “Say on Pay” Resolution). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 4. | Director Removal Without Cause | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Report on Governance of Opioids-Related Risks | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mary C. Beckerle | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election Of Director: D. Scott Davis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ian E. L. Davis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Jennifer A. Doudna | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Alex Gorsky | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Marillyn A. Hewson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Hubert Joly | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Mark B. McClellan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Anne M. Mulcahy | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Charles Prince | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: A. Eugene Washington | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Mark A. Weinberger | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Ronald A. Williams | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 5. | S/H Proposal—Establish Independent Chairman | Independent Board Chair | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 4. | Director Removal Without Cause | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Report on Governance of Opioids-Related Risks | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mary C. Beckerle | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election Of Director: D. Scott Davis | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ian E. L. Davis | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Jennifer A. Doudna | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Alex Gorsky | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Marillyn A. Hewson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Hubert Joly | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Mark B. McClellan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Anne M. Mulcahy | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Charles Prince | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: A. Eugene Washington | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Mark A. Weinberger | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Ronald A. Williams | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 5. | S/H Proposal—Establish Independent Chairman | Independent Board Chair | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JOHNSON & JOHNSON | JNJ | 478160104 | 23-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 6. | S/H Proposal—Political/Government | Shareholder proposal regarding report on lobbying activities | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder proposal regarding right to act by written consent | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Ronald E. Blaylock | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Albert Bourla | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: W. Don Cornwell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Joseph J. Echevarria | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Scott Gottlieb | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Helen H. Hobbs | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Susan Hockfield | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: James M. Kilts | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Dan R. Littman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Shantanu Narayen | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: James Quincey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: James C. Smith | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 9. | Election of Directors (Majority Voting) | Election of Director: Susan Desmond-Hellmann | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 5. | S/H Proposal—Shareholders be Given Access to Proxy | Shareholder proposal regarding enhancing proxy access | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 7. | S/H Proposal—Establish Independent Chairman | Shareholder proposal regarding independent chair policy | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 3. | 14A Executive Compensation | 2020 advisory approval of executive compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 8. | S/H Proposal—Gender Pay Gap | Shareholder proposal regarding gender pay gap | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 6. | S/H Proposal—Political/Government | Shareholder proposal regarding report on lobbying activities | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder proposal regarding right to act by written consent | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Ronald E. Blaylock | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Albert Bourla | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: W. Don Cornwell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Joseph J. Echevarria | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Scott Gottlieb | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Helen H. Hobbs | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Susan Hockfield | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: James M. Kilts | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Dan R. Littman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Shantanu Narayen | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Suzanne Nora Johnson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: James Quincey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: James C. Smith | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 9. | Election of Directors (Majority Voting) | Election of Director: Susan Desmond-Hellmann | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 5. | S/H Proposal—Shareholders be Given Access to Proxy | Shareholder proposal regarding enhancing proxy access | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 7. | S/H Proposal—Establish Independent Chairman | Shareholder proposal regarding independent chair policy | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 3. | 14A Executive Compensation | 2020 advisory approval of executive compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PFIZER INC. | PFE | 717081103 | 23-Apr-2020 | 8. | S/H Proposal—Gender Pay Gap | Shareholder proposal regarding gender pay gap | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 4. | S/H Proposal—Political/Government | Shareholder Proposal—Lobbying Disclosure. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Ernst & Young LLP as Auditors. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder Proposal—Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Shareholder Proposal—Shareholder Voting on By-Law Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 7. | S/H Proposal—Corporate Governance | Shareholder Proposal—Simple Majority Vote. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 3. | 14A Executive Compensation | Say on Pay—An Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 4. | S/H Proposal—Political/Government | Shareholder Proposal—Lobbying Disclosure. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Ernst & Young LLP as Auditors. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder Proposal—Non-GAAP Financial Performance Metrics Disclosure. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Shareholder Proposal—Shareholder Voting on By-Law Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 7. | S/H Proposal—Corporate Governance | Shareholder Proposal—Simple Majority Vote. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBOTT LABORATORIES | ABT | 002824100 | 24-Apr-2020 | 3. | 14A Executive Compensation | Say on Pay—An Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of appointment of independent auditors. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Employee Representative Director. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Improve Guiding Principles of Executive Compensation. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Randall L. Stephenson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Samuel A. Di Piazza, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Richard W. Fisher | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Scott T. Ford | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Glenn H. Hutchins | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: William E. Kennard | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Debra L. Lee | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Stephen J. Luczo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Michael B. McCallister | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Beth E. Mooney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Matthew K. Rose | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Cynthia B. Taylor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Geoffrey Y. Yang | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 4. | S/H Proposal—Establish Independent Chairman | Independent Board Chairman. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 3. | 14A Executive Compensation | Advisory approval of executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of appointment of independent auditors. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Employee Representative Director. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 6. | S/H Proposal—Corporate Governance | Improve Guiding Principles of Executive Compensation. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Randall L. Stephenson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Samuel A. Di Piazza, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Richard W. Fisher | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Scott T. Ford | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Glenn H. Hutchins | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: William E. Kennard | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Debra L. Lee | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Stephen J. Luczo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Michael B. McCallister | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Beth E. Mooney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Matthew K. Rose | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Cynthia B. Taylor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Geoffrey Y. Yang | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 4. | S/H Proposal—Establish Independent Chairman | Independent Board Chairman. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AT&T INC. | T | 00206R102 | 24-Apr-2020 | 3. | 14A Executive Compensation | Advisory approval of executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 5. | S/H Proposal—Political/Government | Additional Report on Lobbying Activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 7. | S/H Proposal—Corporate Governance | Written Consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 8. | S/H Proposal—Corporate Governance | Mandatory Retention of Significant Stock by Executives. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 9. | S/H Proposal—Corporate Governance | Additional Disclosure of Compensation Adjustments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Robert A. Bradway | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: David L. Calhoun | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Arthur D. Collins Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Edmund P. Giambastiani Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Lynn J. Good | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Nikki R. Haley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Akhil Johri | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Lawrence W. Kellner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Caroline B. Kennedy | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Steven M. Mollenkopf | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: John M. Richardson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Susan C. Schwab | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Ronald A. Williams | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 6. | S/H Proposal—Establish Independent Chairman | Policy Requiring Independent Board Chairman. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 2. | 14A Executive Compensation | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 5. | S/H Proposal—Political/Government | Additional Report on Lobbying Activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratify the Appointment of Deloitte & Touche LLP as Independent Auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Disclosure of Director Skills, Ideological Perspectives, and Experience and Minimum Director Qualifications. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 7. | S/H Proposal—Corporate Governance | Written Consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 8. | S/H Proposal—Corporate Governance | Mandatory Retention of Significant Stock by Executives. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 9. | S/H Proposal—Corporate Governance | Additional Disclosure of Compensation Adjustments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Robert A. Bradway | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: David L. Calhoun | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Arthur D. Collins Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Edmund P. Giambastiani Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Lynn J. Good | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Nikki R. Haley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Akhil Johri | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Lawrence W. Kellner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Caroline B. Kennedy | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Steven M. Mollenkopf | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: John M. Richardson | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Susan C. Schwab | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Ronald A. Williams | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 6. | S/H Proposal—Establish Independent Chairman | Policy Requiring Independent Board Chairman. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE BOEING COMPANY | BA | 097023105 | 27-Apr-2020 | 2. | 14A Executive Compensation | Approve, on an Advisory Basis, Named Executive Officer Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 5. | S/H Proposal—Political/Government | Report on Lobbying Activities and Expenditures. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Approval of Independent Accountants. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Darius Adamczyk | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Duncan B. Angove | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: William S. Ayer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Kevin Burke | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: D. Scott Davis | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Linnet F. Deily | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Deborah Flint | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Judd Gregg | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Clive Hollick | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Grace D. Lieblein | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Raymond T. Odierno | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: George Paz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Robin L. Washington | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 5. | S/H Proposal—Political/Government | Report on Lobbying Activities and Expenditures. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Approval of Independent Accountants. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Darius Adamczyk | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Duncan B. Angove | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: William S. Ayer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Kevin Burke | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: D. Scott Davis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Linnet F. Deily | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Deborah Flint | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Judd Gregg | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Clive Hollick | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Grace D. Lieblein | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Raymond T. Odierno | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: George Paz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Robin L. Washington | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 5. | S/H Proposal—Political/Government | Report on Lobbying Activities and Expenditures. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Approval of Independent Accountants. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Darius Adamczyk | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Duncan B. Angove | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: William S. Ayer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Kevin Burke | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: D. Scott Davis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Linnet F. Deily | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Deborah Flint | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Judd Gregg | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Clive Hollick | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Grace D. Lieblein | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Raymond T. Odierno | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: George Paz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Robin L. Washington | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
HONEYWELL INTERNATIONAL INC. | HON | 438516106 | 27-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | Y | n/a | Against | n/a | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Lloyd J. Austin III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Gregory J. Hayes | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Marshall O. Larsen | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Robert K. (Kelly) Ortberg | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Margaret L. O’Sullivan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Denise L. Ramos | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Fredric G. Reynolds | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Brian C. Rogers | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Appoint PricewaterhouseCoopers LLP to Serve as Independent Auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Shareowner Proposal regarding a Simple Majority Vote Requirement. | Shareholder | Y | n/a | Against | n/a | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 5. | S/H Proposal—Corporate Governance | Shareowner Proposal to Create a Committee to Prepare a Report regarding the Impact of Plant Closure on Communities and Alternatives to Help Mitigate the Effects. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Lloyd J. Austin III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Gregory J. Hayes | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Marshall O. Larsen | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Robert K. (Kelly) Ortberg | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Margaret L. O’Sullivan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Denise L. Ramos | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Fredric G. Reynolds | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Brian C. Rogers | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED TECHNOLOGIES CORPORATION | UTX | 913017109 | 27-Apr-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 6. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder Proposal—Report on Global Median Pay Gap. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 5. | S/H Proposal—Increase Disclosure of Executive Compensation | Shareholder Proposal—Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal—Shareholder Approval of By-Law Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Steven D. Black | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Celeste A. Clark | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Theodore F. Craver, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Wayne M. Hewett | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Donald M. James | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Maria R. Morris | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Charles H. Noski | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Richard B. Payne, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Juan A. Pujadas | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Ronald L. Sargent | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Charles W. Scharf | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Suzanne M. Vautrinot | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 2. | 14A Executive Compensation | Advisory resolution to approve executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 6. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder Proposal—Report on Global Median Pay Gap. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 5. | S/H Proposal—Increase Disclosure of Executive Compensation | Shareholder Proposal—Report on Incentive-Based Compensation and Risks of Material Losses. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal—Shareholder Approval of By-Law Amendments. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Steven D. Black | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Celeste A. Clark | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Theodore F. Craver, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Wayne M. Hewett | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Donald M. James | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Maria R. Morris | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Charles H. Noski | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Richard B. Payne, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Juan A. Pujadas | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Ronald L. Sargent | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Charles W. Scharf | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Suzanne M. Vautrinot | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WELLS FARGO & COMPANY | WFC | 949746101 | 28-Apr-2020 | 2. | 14A Executive Compensation | Advisory resolution to approve executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 6. | S/H Proposal—Increase Disclosure of Executive Compensation | Shareholder proposal seeking a report on integrating community impacts into the company’s executive compensation program. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the selection of PricewaterhouseCoopers LLP as the company’s independent auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 1. | Declassify Board | Approval of an amendment to the company’s Restated Certificate of Incorporation to phase out the classified Board of Directors. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2A. | Election of Directors (Majority Voting) | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2B. | Election of Directors (Majority Voting) | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2C. | Election of Directors (Majority Voting) | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2D. | Election of Directors (Majority Voting) | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 5. | S/H Proposal—Election of Directors By Majority Vote | Shareholder proposal seeking simple majority vote provisions. | Shareholder | Y | For | Against | Against | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 4. | 14A Executive Compensation | Approval, on an advisory basis, of the company’s named executive officer compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 6. | S/H Proposal—Increase Disclosure of Executive Compensation | Shareholder proposal seeking a report on integrating community impacts into the company’s executive compensation program. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the selection of PricewaterhouseCoopers LLP as the company’s independent auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 1. | Declassify Board | Approval of an amendment to the company’s Restated Certificate of Incorporation to phase out the classified Board of Directors. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2A. | Election of Directors (Majority Voting) | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2B. | Election of Directors (Majority Voting) | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2C. | Election of Directors (Majority Voting) | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 2D. | Election of Directors (Majority Voting) | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 5. | S/H Proposal—Election of Directors By Majority Vote | Shareholder proposal seeking simple majority vote provisions. | Shareholder | Y | For | Against | Against | MAI Managed Volatility Fund | ||||||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-2020 | 4. | 14A Executive Compensation | Approval, on an advisory basis, of the company’s named executive officer compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 6 | Director Removal Without Cause | Discharge to the directors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 7 | Director Removal Without Cause | Discharge to the statutory auditor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 10 | Miscellaneous Corporate Actions | Filings | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8A | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8B | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8C | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8D | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8E | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8F | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8G | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8H | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: acknowledging the end of the mandate of Mr. Marcel Herrmann Telles as director ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8I | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8J | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8K | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 9 | Approve Remuneration of Directors and Auditors | Remuneration policy and remuneration report: Proposed (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 5 | Receive Consolidated Financial Statements | Approval of the statutory annual accounts | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 1A | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 1B | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 1C | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 6 | Director Removal Without Cause | Discharge to the directors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 7 | Director Removal Without Cause | Discharge to the statutory auditor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 10 | Miscellaneous Corporate Actions | Filings | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8A | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8B | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8C | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8D | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8E | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8F | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8G | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8H | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: acknowledging the end of the mandate of Mr. Marcel Herrmann Telles as director ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8I | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8J | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 8K | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 9 | Approve Remuneration of Directors and Auditors | Remuneration policy and remuneration report: Proposed (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 5 | Receive Consolidated Financial Statements | Approval of the statutory annual accounts | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 1A | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 1B | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 29-Apr-2020 | 1C | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Janet F. Clark | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Charles R. Crisp | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Robert P. Daniels | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: James C. Day | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: C. Christopher Gaut | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Julie J. Robertson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Donald F. Textor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: William R. Thomas | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 3. | 14A Executive Compensation | To approve, by non-binding vote, the compensation of the Company’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment by the Audit Committee of the Board of Directors of Deloitte & Touche LLP, independent registered public accounting firm, as auditors for the Company for the year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Janet F. Clark | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Charles R. Crisp | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Robert P. Daniels | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: James C. Day | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: C. Christopher Gaut | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Julie J. Robertson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Donald F. Textor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: William R. Thomas | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EOG RESOURCES, INC. | EOG | 26875P101 | 30-Apr-2020 | 3. | 14A Executive Compensation | To approve, by non-binding vote, the compensation of the Company’s named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 4. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder proposal regarding diversity. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 3. | 14A Executive Compensation Vote Frequency | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | Y | 3 | 1 | Against | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 2. | 14A Executive Compensation | Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2020 Proxy Statement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 4. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Shareholder proposal regarding diversity. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 3. | 14A Executive Compensation Vote Frequency | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. | Management | Y | 3 | 1 | Against | MAI Managed Volatility Daily Fund | ||||||||||||
BERKSHIRE HATHAWAY INC. | BRKB | 084670702 | 02-May-2020 | 2. | 14A Executive Compensation | Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2020 Proxy Statement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of an independent registered public accounting firm. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Peter J. Arduini | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Robert Bertolini | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Michael W. Bonney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Giovanni Caforio, M.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Matthew W. Emmens | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Julia A. Haller, M.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Dinesh C. Paliwal | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Theodore R. Samuels | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Vicki L. Sato, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Gerald L. Storch | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Karen H. Vousden, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Phyllis R. Yale | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 4. | S/H Proposal—Separate Chairman/Coe | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 2. | 14A Executive Compensation | Advisory vote to approve the compensation of our Named Executive Officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of an independent registered public accounting firm. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Peter J. Arduini | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Robert Bertolini | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Michael W. Bonney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Giovanni Caforio, M.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Matthew W. Emmens | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Julia A. Haller, M.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Dinesh C. Paliwal | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Theodore R. Samuels | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Vicki L. Sato, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Gerald L. Storch | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Karen H. Vousden, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Phyllis R. Yale | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 4. | S/H Proposal—Separate Chairman/Coe | Shareholder Proposal on Separate Chair & CEO. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | BMY | 110122108 | 05-May-2020 | 2. | 14A Executive Compensation | Advisory vote to approve the compensation of our Named Executive Officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 5. | S/H Proposal—Health Issues | SHAREHOLDER PROPOSAL—REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal—Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Shona L. Brown | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Cesar Conde | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ian Cook | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Dina Dublon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Richard W. Fisher | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Michelle Gass | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Ramon L. Laguarta | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: David C. Page | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Robert C. Pohlad | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Daniel Vasella | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Darren Walker | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Alberto Weisser | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 3. | 14A Executive Compensation | Advisory approval of the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 5. | S/H Proposal—Health Issues | SHAREHOLDER PROPOSAL—REPORT ON SUGAR AND PUBLIC HEALTH. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of KPMG LLP as the Company’s independent registered public accounting firm for fiscal year 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal—Reduce Ownership Threshold to Call Special Shareholder Meetings. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Shona L. Brown | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Cesar Conde | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ian Cook | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Dina Dublon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Richard W. Fisher | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Michelle Gass | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Ramon L. Laguarta | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: David C. Page | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Robert C. Pohlad | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Daniel Vasella | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Darren Walker | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Alberto Weisser | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
PEPSICO, INC. | PEP | 713448108 | 06-May-2020 | 3. | 14A Executive Compensation | Advisory approval of the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 6. | S/H Proposal—Political/Government | Lobbying Activities Report | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 4. | S/H Proposal—Corporate Governance | Nonqualified Savings Plan Earnings | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 5. | S/H Proposal—Corporate Governance | Special Shareholder Meetings | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 7. | S/H Proposal—Corporate Governance | User Privacy Metric | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 8. | S/H Proposal—Corporate Governance | Amend Severance Approval Policy | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1a. | Election of Directors (Majority Voting) | Election of Director: Shellye L. Archambeau | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1b. | Election of Directors (Majority Voting) | Election of Director: Mark T. Bertolini | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1c. | Election of Directors (Majority Voting) | Election of Director: Vittorio Colao | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1d. | Election of Directors (Majority Voting) | Election of Director: Melanie L. Healey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1e. | Election of Directors (Majority Voting) | Election of Director: Clarence Otis, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1f. | Election of Directors (Majority Voting) | Election of Director: Daniel H. Schulman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1g. | Election of Directors (Majority Voting) | Election of Director: Rodney E. Slater | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1h. | Election of Directors (Majority Voting) | Election of Director: Hans E. Vestberg | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1i. | Election of Directors (Majority Voting) | Election of Director: Gregory G. Weaver | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 6. | S/H Proposal—Political/Government | Lobbying Activities Report | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 4. | S/H Proposal—Corporate Governance | Nonqualified Savings Plan Earnings | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 5. | S/H Proposal—Corporate Governance | Special Shareholder Meetings | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 7. | S/H Proposal—Corporate Governance | User Privacy Metric | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 8. | S/H Proposal—Corporate Governance | Amend Severance Approval Policy | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1a. | Election of Directors (Majority Voting) | Election of Director: Shellye L. Archambeau | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1b. | Election of Directors (Majority Voting) | Election of Director: Mark T. Bertolini | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1c. | Election of Directors (Majority Voting) | Election of Director: Vittorio Colao | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1d. | Election of Directors (Majority Voting) | Election of Director: Melanie L. Healey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1e. | Election of Directors (Majority Voting) | Election of Director: Clarence Otis, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1f. | Election of Directors (Majority Voting) | Election of Director: Daniel H. Schulman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1g. | Election of Directors (Majority Voting) | Election of Director: Rodney E. Slater | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1h. | Election of Directors (Majority Voting) | Election of Director: Hans E. Vestberg | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 1i. | Election of Directors (Majority Voting) | Election of Director: Gregory G. Weaver | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 07-May-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: John E. Caldwell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Nora M. Denzel | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Mark Durcan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Michael P. Gregoire | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Joseph A. Householder | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: John W. Marren | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Lisa T. Su | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Abhi Y. Talwalkar | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 3. | 14A Executive Compensation | Advisory vote to approve the executive compensation of our named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: John E. Caldwell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Nora M. Denzel | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Mark Durcan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Michael P. Gregoire | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Joseph A. Householder | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: John W. Marren | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Lisa T. Su | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Abhi Y. Talwalkar | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ADVANCED MICRO DEVICES, INC. | AMD | 007903107 | 07-May-2020 | 3. | 14A Executive Compensation | Advisory vote to approve the executive compensation of our named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 5. | S/H Proposal—Political/Government | Stockholder Proposal—to Issue an Annual Report on Lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 4. | Eliminate Supermajority Requirements | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 7. | S/H Proposal—Corporate Governance | Stockholder Proposal—to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 6. | S/H Proposal—Establish Independent Chairman | Stockholder Proposal—to Adopt a Policy to Require Independent Chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 3. | 14A Executive Compensation | Say on Pay—An advisory vote on the approval of executive compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 5. | S/H Proposal—Political/Government | Stockholder Proposal—to Issue an Annual Report on Lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Ernst & Young LLP as AbbVie’s independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 4. | Eliminate Supermajority Requirements | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 7. | S/H Proposal—Corporate Governance | Stockholder Proposal—to Issue a Compensation Committee Report on Drug Pricing | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 6. | S/H Proposal—Establish Independent Chairman | Stockholder Proposal—to Adopt a Policy to Require Independent Chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ABBVIE INC. | ABBV | 00287Y109 | 08-May-2020 | 3. | 14A Executive Compensation | Say on Pay—An advisory vote on the approval of executive compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 7. | S/H Proposal—Political/Government | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 6. | S/H Proposal—Corporate Governance | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 5. | Approve Charter Amendment | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: William S. Haraf | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Frank C. Herringer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Roger O. Walther | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 4. | Amend Stock Compensation Plan | Approve the 2013 Stock Incentive Plan as Amended and Restated | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 3. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 7. | S/H Proposal—Political/Government | Stockholder Proposal requesting disclosure of lobbying policy, procedures and oversight; lobbying expenditures; and participation in organizations engaged in lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the selection of Deloitte & Touche LLP as independent auditors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 6. | S/H Proposal—Corporate Governance | Stockholder Proposal requesting annual disclosure of EEO-1 data | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 5. | Approve Charter Amendment | Approve the Amended and Restated Bylaws to adopt a proxy access bylaw for director nominations by stockholders | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: William S. Haraf | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Frank C. Herringer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Roger O. Walther | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 4. | Amend Stock Compensation Plan | Approve the 2013 Stock Incentive Plan as Amended and Restated | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 12-May-2020 | 3. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Richard D. Kinder | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Steven J. Kean | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Kimberly A. Dang | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Ted A. Gardner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Anthony W. Hall, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Gary L. Hultquist | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Ronald L. Kuehn, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Deborah A. Macdonald | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Michael C. Morgan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Arthur C. Reichstetter | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Fayez Sarofim | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: C. Park Shaper | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: William A. Smith | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1N. | Election of Directors (Majority Voting) | Election of Director: Joel V. Staff | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1O. | Election of Directors (Majority Voting) | Election of Director: Robert F. Vagt | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1P. | Election of Directors (Majority Voting) | Election of Director: Perry M. Waughtal | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 3. | 14A Executive Compensation | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Richard D. Kinder | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Steven J. Kean | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Kimberly A. Dang | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Ted A. Gardner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Anthony W. Hall, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Gary L. Hultquist | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Ronald L. Kuehn, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Deborah A. Macdonald | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Michael C. Morgan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Arthur C. Reichstetter | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Fayez Sarofim | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: C. Park Shaper | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: William A. Smith | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1N. | Election of Directors (Majority Voting) | Election of Director: Joel V. Staff | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1O. | Election of Directors (Majority Voting) | Election of Director: Robert F. Vagt | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 1P. | Election of Directors (Majority Voting) | Election of Director: Perry M. Waughtal | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
KINDER MORGAN, INC. | KMI | 49456B101 | 13-May-2020 | 3. | 14A Executive Compensation | Approval, on an advisory basis, of the compensation of our named executive officers, as disclosed in the Proxy Statement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 4. | S/H Proposal—Corporate Governance | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Lewis W.K. Booth | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Charles E. Bunch | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Debra A. Crew | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Lois D. Juliber | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Peter W. May | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Jorge S. Mesquita | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Fredric G. Reynolds | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1H | Election of Directors (Majority Voting) | Election of Director: Christiana S. Shi | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Patrick T. Siewert | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Michael A. Todman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Jean-François M. L. van Boxmeer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Dirk Van de Put | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 4. | S/H Proposal—Corporate Governance | Consider Employee Pay in Setting Chief Executive Officer Pay. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Lewis W.K. Booth | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Charles E. Bunch | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Debra A. Crew | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Lois D. Juliber | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Peter W. May | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Jorge S. Mesquita | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Fredric G. Reynolds | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1H | Election of Directors (Majority Voting) | Election of Director: Christiana S. Shi | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Patrick T. Siewert | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Michael A. Todman | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Jean-François M. L. van Boxmeer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Dirk Van de Put | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MONDELEZ INTERNATIONAL, INC. | MDLZ | 609207105 | 13-May-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 5. | Amend Employee Stock Purchase Plan | Proposal to amend the Company’s 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 6. | S/H Proposal—Corporate Governance | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Fernando Aguirre | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: C. David Brown II | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Alecia A. DeCoudreaux | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Nancy-Ann M. DeParle | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: David W. Dorman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Roger N. Farah | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Anne M. Finucane | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Edward J. Ludwig | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Larry J. Merlo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Jean-Pierre Millon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Mary L. Schapiro | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: William C. Weldon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Tony L. White | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 4. | Approve Stock Compensation Plan | Proposal to amend the Company’s 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 7. | S/H Proposal—Establish Independent Chairman | Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 3. | 14A Executive Compensation | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of our independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 5. | Amend Employee Stock Purchase Plan | Proposal to amend the Company’s 2007 Employee Stock Purchase Plan to increase the number of shares available for sale under the Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 6. | S/H Proposal—Corporate Governance | Stockholder proposal for reducing the ownership threshold to request a stockholder action by written consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Fernando Aguirre | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: C. David Brown II | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Alecia A. DeCoudreaux | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Nancy-Ann M. DeParle | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: David W. Dorman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Roger N. Farah | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Anne M. Finucane | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Edward J. Ludwig | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Larry J. Merlo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Jean-Pierre Millon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Mary L. Schapiro | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: William C. Weldon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Tony L. White | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 4. | Approve Stock Compensation Plan | Proposal to amend the Company’s 2017 Incentive Compensation Plan to increase the number of shares authorized to be issued under the Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 7. | S/H Proposal—Establish Independent Chairman | Stockholder proposal regarding our independent Board Chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CVS HEALTH CORPORATION | CVS | 126650100 | 14-May-2020 | 3. | 14A Executive Compensation | Say on Pay, a proposal to approve, on an advisory basis, the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 5. | S/H Proposal—Political/Government | Shareholder Proposal—Disclosure of Lobbying Policies and Practices | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1a. | Election of Directors (Majority Voting) | Election of Director: John T. Casteen III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1b. | Election of Directors (Majority Voting) | Election of Director: Dinyar S. Devitre | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1c. | Election of Directors (Majority Voting) | Election of Director: Thomas F. Farrell II | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1d. | Election of Directors (Majority Voting) | Election of Director: Debra J. Kelly-Ennis | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1e. | Election of Directors (Majority Voting) | Election of Director: W. Leo Kiely III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1f. | Election of Directors (Majority Voting) | Election of Director: Kathryn B. McQuade | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1g. | Election of Directors (Majority Voting) | Election of Director: George Muñoz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1h. | Election of Directors (Majority Voting) | Election of Director: Mark E. Newman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1i. | Election of Directors (Majority Voting) | Election of Director: Nabil Y. Sakkab | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1j. | Election of Directors (Majority Voting) | Election of Director: Virginia E. Shanks | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1k. | Election of Directors (Majority Voting) | “Director withdrawn” | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 4. | Approve Stock Compensation Plan | Approval of the 2020 Performance Incentive Plan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 6. | S/H Proposal—Tobacco | Shareholder Proposal—Report on the Company’s Underage Tobacco Prevention Policies | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 3. | 14A Executive Compensation | Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 5. | S/H Proposal—Political/Government | Shareholder Proposal—Disclosure of Lobbying Policies and Practices | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the Selection of Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1a. | Election of Directors (Majority Voting) | Election of Director: John T. Casteen III | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1b. | Election of Directors (Majority Voting) | Election of Director: Dinyar S. Devitre | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1c. | Election of Directors (Majority Voting) | Election of Director: Thomas F. Farrell II | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1d. | Election of Directors (Majority Voting) | Election of Director: Debra J. Kelly-Ennis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1e. | Election of Directors (Majority Voting) | Election of Director: W. Leo Kiely III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1f. | Election of Directors (Majority Voting) | Election of Director: Kathryn B. McQuade | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1g. | Election of Directors (Majority Voting) | Election of Director: George Muñoz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1h. | Election of Directors (Majority Voting) | Election of Director: Mark E. Newman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1i. | Election of Directors (Majority Voting) | Election of Director: Nabil Y. Sakkab | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1j. | Election of Directors (Majority Voting) | Election of Director: Virginia E. Shanks | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 1k. | Election of Directors (Majority Voting) | “Director withdrawn” | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 4. | Approve Stock Compensation Plan | Approval of the 2020 Performance Incentive Plan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 6. | S/H Proposal—Tobacco | Shareholder Proposal—Report on the Company’s Underage Tobacco Prevention Policies | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALTRIA GROUP, INC. | MO | 02209S103 | 14-May-2020 | 3. | 14A Executive Compensation | Non-Binding Advisory Vote to Approve the Compensation of Altria’s Named Executive Officers | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Andrew H. Card Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: William J. DeLaney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: David B. Dillon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Lance M. Fritz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Deborah C. Hopkins | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Jane H. Lute | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Michael R. McCarthy | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Thomas F. McLarty III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Bhavesh V. Patel | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Jose H. Villarreal | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Christopher J. Williams | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 3. | 14A Executive Compensation | An advisory vote to approve executive compensation (“Say on Pay”). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder proposal regarding Climate Assessment Report if properly presented at the Annual Meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Andrew H. Card Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: William J. DeLaney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: David B. Dillon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Lance M. Fritz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Deborah C. Hopkins | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Jane H. Lute | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Michael R. McCarthy | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Thomas F. McLarty III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Bhavesh V. Patel | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Jose H. Villarreal | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Christopher J. Williams | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNION PACIFIC CORPORATION | UNP | 907818108 | 14-May-2020 | 3. | 14A Executive Compensation | An advisory vote to approve executive compensation (“Say on Pay”). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 6. | S/H Proposal—Environmental | To prepare a report on reducing UPS’s total contribution to climate change. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 4. | S/H Proposal—Political/Government | To prepare an annual report on lobbying activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 3. | Ratify Appointment of Independent Auditors | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 5. | S/H Proposal—Corporate Governance | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: David P. Abney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Rodney C. Adkins | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Michael J. Burns | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: William R. Johnson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Ann M. Livermore | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Rudy H.P. Markham | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Franck J. Moison | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Clark T. Randt, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Christiana Smith Shi | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: John T. Stankey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Carol B. Tomé | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Kevin M. Warsh | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 2. | 14A Executive Compensation | Approve on an advisory basis a resolution on executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 6. | S/H Proposal—Environmental | To prepare a report on reducing UPS’s total contribution to climate change. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 4. | S/H Proposal—Political/Government | To prepare an annual report on lobbying activities. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 3. | Ratify Appointment of Independent Auditors | To ratify the appointment of Deloitte & Touche LLP as UPS’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 5. | S/H Proposal—Corporate Governance | To reduce the voting power of class A stock from 10 votes per share to one vote per share. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: David P. Abney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Rodney C. Adkins | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Michael J. Burns | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: William R. Johnson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Ann M. Livermore | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Rudy H.P. Markham | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Franck J. Moison | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Clark T. Randt, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Christiana Smith Shi | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: John T. Stankey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Carol B. Tomé | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director to serve until the 2021 annual meeting: Kevin M. Warsh | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITED PARCEL SERVICE, INC. | UPS | 911312106 | 14-May-2020 | 2. | 14A Executive Compensation | Approve on an advisory basis a resolution on executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 6. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 4. | Amend Employee Stock Purchase Plan | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 5. | S/H Proposal—Corporate Governance | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: James J. Goetz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Alyssa Henry | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Omar Ishrak | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Risa Lavizzo-Mourey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Tsu-Jae King Liu | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Gregory D. Smith | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Robert (“Bob”) H. Swan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Andrew Wilson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Frank D. Yeary | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 3. | 14A Executive Compensation | Advisory vote to approve executive compensation of our listed officers | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 6. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 4. | Amend Employee Stock Purchase Plan | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 5. | S/H Proposal—Corporate Governance | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: James J. Goetz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Alyssa Henry | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Omar Ishrak | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Risa Lavizzo-Mourey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Tsu-Jae King Liu | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Gregory D. Smith | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Robert (“Bob”) H. Swan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Andrew Wilson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Frank D. Yeary | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
INTEL CORPORATION | INTC | 458140100 | 14-May-2020 | 3. | 14A Executive Compensation | Advisory vote to approve executive compensation of our listed officers | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of selection of independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mark A. Emmert | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Rick R. Holley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Sara Grootwassink Lewis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Al Monaco | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Nicole W. Piasecki | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Marc F. Racicot | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Lawrence A. Selzer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: D. Michael Steuert | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Devin W. Stockfish | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Kim Williams | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Charles R. Williamson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 2. | 14A Executive Compensation | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of selection of independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Mark A. Emmert | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Rick R. Holley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Sara Grootwassink Lewis | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Al Monaco | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Nicole W. Piasecki | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Marc F. Racicot | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Lawrence A. Selzer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: D. Michael Steuert | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Devin W. Stockfish | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Kim Williams | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Charles R. Williamson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WEYERHAEUSER COMPANY | WY | 962166104 | 15-May-2020 | 2. | 14A Executive Compensation | Approval, on an advisory basis, of the compensation of the named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 4. | S/H Proposal—Political/Government | To require periodic reports on political contributions and expenditures. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 5. | S/H Proposal—Corporate Governance | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | Management | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Thomas A. Bartlett | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Raymond P. Dolan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Robert D. Hormats | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Gustavo Lara Cantu | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Grace D. Lieblein | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Craig Macnab | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: JoAnn A. Reed | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Pamela D.A. Reeve | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: David E. Sharbutt | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Bruce L. Tanner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Samme L. Thompson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 3. | 14A Executive Compensation | To approve, on an advisory basis, the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 4. | S/H Proposal—Political/Government | To require periodic reports on political contributions and expenditures. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the selection of Deloitte & Touche LLP as the Company’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 5. | S/H Proposal—Corporate Governance | To amend the bylaws to reduce the ownership threshold required to call a special meeting of the stockholders. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Thomas A. Bartlett | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Raymond P. Dolan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Robert D. Hormats | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Gustavo Lara Cantu | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Grace D. Lieblein | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Craig Macnab | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: JoAnn A. Reed | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Pamela D.A. Reeve | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: David E. Sharbutt | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Bruce L. Tanner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Samme L. Thompson | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AMERICAN TOWER CORPORATION | AMT | 03027X100 | 18-May-2020 | 3. | 14A Executive Compensation | To approve, on an advisory basis, the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 3. | Ratify Appointment of Independent Auditors | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Dr. Wanda M. Austin | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Mr. Robert A. Bradway | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Dr. Brian J. Druker | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Mr. Robert A. Eckert | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Mr. Greg C. Garland | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Mr. Fred Hassan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Mr. Charles M. Holley, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Dr. Tyler Jacks | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Ms. Ellen J. Kullman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Dr. Ronald D. Sugar | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Dr. R. Sanders Williams | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Stockholder proposal to require an independent board chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 2. | 14A Executive Compensation | Advisory vote to approve our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 3. | Ratify Appointment of Independent Auditors | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Dr. Wanda M. Austin | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Mr. Robert A. Bradway | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Dr. Brian J. Druker | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Mr. Robert A. Eckert | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Mr. Greg C. Garland | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Mr. Fred Hassan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Mr. Charles M. Holley, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Dr. Tyler Jacks | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Ms. Ellen J. Kullman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Dr. Ronald D. Sugar | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Dr. R. Sanders Williams | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Stockholder proposal to require an independent board chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMGEN INC. | AMGN | 031162100 | 19-May-2020 | 2. | 14A Executive Compensation | Advisory vote to approve our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 6. | S/H Proposal—Environmental | Climate change risk reporting | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of independent registered public accounting firm | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 5. | S/H Proposal—Corporate Governance | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 7. | S/H Proposal—Corporate Governance | Amend shareholder written consent provisions | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 8. | S/H Proposal—Corporate Governance | Charitable contributions disclosure | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Linda B. Bammann | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Stephen B. Burke | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Todd A. Combs | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: James S. Crown | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: James Dimon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Timothy P. Flynn | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Mellody Hobson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Michael A. Neal | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Lee R. Raymond | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Virginia M. Rometty | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Independent board chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 2. | 14A Executive Compensation | Advisory resolution to approve executive compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 9. | S/H Proposal—Gender Pay Equality | Gender/Racial pay equity | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 6. | S/H Proposal—Environmental | Climate change risk reporting | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of independent registered public accounting firm | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 5. | S/H Proposal—Corporate Governance | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 7. | S/H Proposal—Corporate Governance | Amend shareholder written consent provisions | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 8. | S/H Proposal—Corporate Governance | Charitable contributions disclosure | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Linda B. Bammann | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Stephen B. Burke | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Todd A. Combs | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: James S. Crown | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: James Dimon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Timothy P. Flynn | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Mellody Hobson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Michael A. Neal | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Lee R. Raymond | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Virginia M. Rometty | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Independent board chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 2. | 14A Executive Compensation | Advisory resolution to approve executive compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-2020 | 9. | S/H Proposal—Gender Pay Equality | Gender/Racial pay equity | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 4A | Ratify Appointment of Independent Auditors | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 4B | Ratify Appointment of Independent Auditors | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 4C | Ratify Appointment of Independent Auditors | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7A | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7B | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7C | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7D | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 2B | Dividends | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 9 | Approve Charter Amendment | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 8 | Amend Articles-Board Related | Election of Homburger AG as independent proxy | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | A | Transact Other Business | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5A | Election of Directors (Majority Voting) | Election of Director: Evan G. Greenberg | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5B | Election of Directors (Majority Voting) | Election of Director: Michael G. Atieh | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5C | Election of Directors (Majority Voting) | Election of Director: Sheila P. Burke | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5D | Election of Directors (Majority Voting) | Election of Director: James I. Cash | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5E | Election of Directors (Majority Voting) | Election of Director: Mary Cirillo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5F | Election of Directors (Majority Voting) | Election of Director: Michael P. Connors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5G | Election of Directors (Majority Voting) | Election of Director: John A. Edwardson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5H | Election of Directors (Majority Voting) | Election of Director: Robert J. Hugin | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5I | Election of Directors (Majority Voting) | Election of Director: Robert W. Scully | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5J | Election of Directors (Majority Voting) | Election of Director: Eugene B. Shanks, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5K | Election of Directors (Majority Voting) | Election of Director: Theodore E. Shasta | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5L | Election of Directors (Majority Voting) | Election of Director: David H. Sidwell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5M | Election of Directors (Majority Voting) | Election of Director: Olivier Steimer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5N | Election of Directors (Majority Voting) | Election of Director: Frances F. Townsend | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 6 | Election of Directors (Majority Voting) | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 1 | Receive Consolidated Financial Statements | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 2A | Adopt Accounts for Past Year | Allocation of disposable profit | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 3 | Approve Discharge of Board and President | Discharge of the Board of Directors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 10 | 14A Executive Compensation | Reduction of share capital | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 11A | 14A Executive Compensation | Compensation of the Board of Directors until the next annual general meeting | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 11B | 14A Executive Compensation | Compensation of Executive Management for the next calendar year | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 12 | 14A Executive Compensation | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 4A | Ratify Appointment of Independent Auditors | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 4B | Ratify Appointment of Independent Auditors | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 4C | Ratify Appointment of Independent Auditors | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7A | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7B | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7C | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 7D | Miscellaneous Compensation Plans | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 2B | Dividends | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 9 | Approve Charter Amendment | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 8 | Amend Articles-Board Related | Election of Homburger AG as independent proxy | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | A | Transact Other Business | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5A | Election of Directors (Majority Voting) | Election of Director: Evan G. Greenberg | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5B | Election of Directors (Majority Voting) | Election of Director: Michael G. Atieh | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5C | Election of Directors (Majority Voting) | Election of Director: Sheila P. Burke | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5D | Election of Directors (Majority Voting) | Election of Director: James I. Cash | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5E | Election of Directors (Majority Voting) | Election of Director: Mary Cirillo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5F | Election of Directors (Majority Voting) | Election of Director: Michael P. Connors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5G | Election of Directors (Majority Voting) | Election of Director: John A. Edwardson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5H | Election of Directors (Majority Voting) | Election of Director: Robert J. Hugin | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5I | Election of Directors (Majority Voting) | Election of Director: Robert W. Scully | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5J | Election of Directors (Majority Voting) | Election of Director: Eugene B. Shanks, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5K | Election of Directors (Majority Voting) | Election of Director: Theodore E. Shasta | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5L | Election of Directors (Majority Voting) | Election of Director: David H. Sidwell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5M | Election of Directors (Majority Voting) | Election of Director: Olivier Steimer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 5N | Election of Directors (Majority Voting) | Election of Director: Frances F. Townsend | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 6 | Election of Directors (Majority Voting) | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 1 | Receive Consolidated Financial Statements | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 2A | Adopt Accounts for Past Year | Allocation of disposable profit | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 3 | Approve Discharge of Board and President | Discharge of the Board of Directors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 10 | 14A Executive Compensation | Reduction of share capital | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 11A | 14A Executive Compensation | Compensation of the Board of Directors until the next annual general meeting | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 11B | 14A Executive Compensation | Compensation of Executive Management for the next calendar year | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-2020 | 12 | 14A Executive Compensation | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the Appointment of KPMG LLP | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 6. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 7. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Gerard J. Arpey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Ari Bousbib | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Jeffery H. Boyd | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Gregory D. Brenneman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: J. Frank Brown | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Albert P. Carey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Helena B. Foulkes | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Linda R. Gooden | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Wayne M. Hewett | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Manuel Kadre | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Stephanie C. Linnartz | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Craig A. Menear | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 3. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the Appointment of KPMG LLP | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 6. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 7. | S/H Proposal—Corporate Governance | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Gerard J. Arpey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Ari Bousbib | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Jeffery H. Boyd | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Gregory D. Brenneman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: J. Frank Brown | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Albert P. Carey | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Helena B. Foulkes | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Linda R. Gooden | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Wayne M. Hewett | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Manuel Kadre | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Stephanie C. Linnartz | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Craig A. Menear | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE HOME DEPOT, INC. | HD | 437076102 | 21-May-2020 | 3. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation (“Say-on-Pay”) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 4. | S/H Proposal—Political/Government | A proposal entitled “Political Contributions Disclosure” to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 5. | S/H Proposal—Corporate Governance | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Sherry S. Barrat | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: James L. Camaren | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Kenneth B. Dunn | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Naren K. Gursahaney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Kirk S. Hachigian | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Toni Jennings | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Amy B. Lane | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: David L. Porges | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: James L. Robo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Rudy E. Schupp | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: John L. Skolds | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: William H. Swanson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Darryl L. Wilson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 3. | 14A Executive Compensation | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 4. | S/H Proposal—Political/Government | A proposal entitled “Political Contributions Disclosure” to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 5. | S/H Proposal—Corporate Governance | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Sherry S. Barrat | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: James L. Camaren | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Kenneth B. Dunn | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Naren K. Gursahaney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Kirk S. Hachigian | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Toni Jennings | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Amy B. Lane | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: David L. Porges | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: James L. Robo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Rudy E. Schupp | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: John L. Skolds | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: William H. Swanson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Darryl L. Wilson | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-2020 | 3. | 14A Executive Compensation | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 6. | S/H Proposal—Environmental | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 3. | Ratify Appointment of Independent Auditors | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 4. | Amend Omnibus Stock Option Plan | Vote to approve the Company’s Amended and Restated 2012 Omnibus Stock Ownership Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 5. | S/H Proposal—Corporate Governance | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Lloyd Dean | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Robert Eckert | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Richard Lenny | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: John Mulligan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Sheila Penrose | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Paul Walsh | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Miles White | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 2. | 14A Executive Compensation | Advisory vote to approve executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 6. | S/H Proposal—Environmental | Advisory vote on a shareholder proposal requesting the Board issue a report on sugar and public health, if properly presented. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 3. | Ratify Appointment of Independent Auditors | Advisory vote to approve the appointment of Ernst & Young LLP as independent auditor for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 4. | Amend Omnibus Stock Option Plan | Vote to approve the Company’s Amended and Restated 2012 Omnibus Stock Ownership Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 5. | S/H Proposal—Corporate Governance | Advisory vote on a shareholder proposal requesting to change the thresholds to call special shareholder meetings, if properly presented. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Lloyd Dean | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Robert Eckert | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Catherine Engelbert | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Margaret Georgiadis | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Enrique Hernandez, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Christopher Kempczinski | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Richard Lenny | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: John Mulligan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Sheila Penrose | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: John Rogers, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Paul Walsh | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director for a one-year term expiring in 2021: Miles White | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MCDONALD’S CORPORATION | MCD | 580135101 | 21-May-2020 | 2. | 14A Executive Compensation | Advisory vote to approve executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of the Company’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Leslie A. Brun | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Thomas R. Cech | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Mary Ellen Coe | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Pamela J. Craig | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Kenneth C. Frazier | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Thomas H. Glocer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Risa Lavizzo-Mourey | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Paul B. Rothman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Patricia F. Russo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Christine E. Seidman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Inge G. Thulin | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Kathy J. Warden | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Peter C. Wendell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 2. | 14A Executive Compensation | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of the Company’s independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 4. | S/H Proposal—Corporate Governance | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 5. | S/H Proposal—Corporate Governance | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Leslie A. Brun | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Thomas R. Cech | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Mary Ellen Coe | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Pamela J. Craig | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Kenneth C. Frazier | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Thomas H. Glocer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Risa Lavizzo-Mourey | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Paul B. Rothman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Patricia F. Russo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Christine E. Seidman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Inge G. Thulin | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Kathy J. Warden | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 1M. | Election of Directors (Majority Voting) | Election of Director: Peter C. Wendell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
MERCK & CO., INC. | MRK | 58933Y105 | 26-May-2020 | 2. | 14A Executive Compensation | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 5. | S/H Proposal—Environmental | Create a Board Committee on Climate Risk | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 6. | S/H Proposal—Environmental | Report on Climate Lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 7. | S/H Proposal—Environmental | Report on Petrochemical Risk | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 4. | S/H Proposal—Political/Government | Report on Lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 9. | S/H Proposal—Corporate Governance | Set Special Meeting Threshold at 10% | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: W. M. Austin | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: J. B. Frank | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: A. P. Gast | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: E. Hernandez, Jr. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: C. W. Moorman IV | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: D. F. Moyo | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: D. Reed-Klages | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: R. D. Sugar | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: D. J. Umpleby III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: M. K. Wirth | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 10. | S/H Proposal—Establish Independent Chairman | Adopt Policy for an Independent Chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 8. | S/H Proposal—Human Rights Related | Report on Human Rights Practices | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 3. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | �� | 5. | S/H Proposal—Environmental | Create a Board Committee on Climate Risk | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | |||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 6. | S/H Proposal—Environmental | Report on Climate Lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 7. | S/H Proposal—Environmental | Report on Petrochemical Risk | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 4. | S/H Proposal—Political/Government | Report on Lobbying | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Appointment of PwC as Independent Registered Public Accounting Firm | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 9. | S/H Proposal—Corporate Governance | Set Special Meeting Threshold at 10% | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: W. M. Austin | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: J. B. Frank | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: A. P. Gast | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: E. Hernandez, Jr. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: C. W. Moorman IV | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: D. F. Moyo | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: D. Reed-Klages | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: R. D. Sugar | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: D. J. Umpleby III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: M. K. Wirth | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 10. | S/H Proposal—Establish Independent Chairman | Adopt Policy for an Independent Chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 8. | S/H Proposal—Human Rights Related | Report on Human Rights Practices | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
CHEVRON CORPORATION | CVX | 166764100 | 27-May-2020 | 3. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 7. | S/H Proposal—Political/Government | A stockholder proposal regarding political advertising. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 4. | S/H Proposal—Corporate Governance | A stockholder proposal regarding change in stockholder voting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 10. | S/H Proposal—Corporate Governance | A stockholder proposal regarding child exploitation. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 11. | S/H Proposal—Corporate Governance | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 3. | Miscellaneous Compensation Plans | To approve the director compensation policy. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 6. | S/H Proposal—Election of Directors By Majority Vote | A stockholder proposal regarding majority voting for directors. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 5. | S/H Proposal—Establish Independent Chairman | A stockholder proposal regarding an independent chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 8. | S/H Proposal—Human Rights Related | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 9. | S/H Proposal—Human Rights Related | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 7. | S/H Proposal—Political/Government | A stockholder proposal regarding political advertising. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 4. | S/H Proposal—Corporate Governance | A stockholder proposal regarding change in stockholder voting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 10. | S/H Proposal—Corporate Governance | A stockholder proposal regarding child exploitation. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 11. | S/H Proposal—Corporate Governance | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 3. | Miscellaneous Compensation Plans | To approve the director compensation policy. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 6. | S/H Proposal—Election of Directors By Majority Vote | A stockholder proposal regarding majority voting for directors. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 5. | S/H Proposal—Establish Independent Chairman | A stockholder proposal regarding an independent chair. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 8. | S/H Proposal—Human Rights Related | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FACEBOOK, INC. | FB | 30303M102 | 27-May-2020 | 9. | S/H Proposal—Human Rights Related | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 10. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 12. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 5. | S/H Proposal—Adopt Conservation Policy | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 16. | S/H Proposal—Political/Government | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 6. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 7. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 8. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 11. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 13. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 14. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 15. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 4. | Approve Charter Amendment | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of director: Jeffrey P. Bezos | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of director: Rosalind G. Brewer | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of director: Jamie S. Gorelick | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of director: Daniel P. Huttenlocher | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of director: Judith A. McGrath | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of director: Indra K. Nooyi | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of director: Jonathan J. Rubinstein | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of director: Thomas O. Ryder | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of director: Patricia Q. Stonesifer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of director: Wendell P. Weeks | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 9. | S/H Proposal—Establish Independent Chairman | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 3. | 14A Executive Compensation | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 10. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 12. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 5. | S/H Proposal—Adopt Conservation Policy | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 16. | S/H Proposal—Political/Government | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 6. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 7. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 8. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 11. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 13. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 14. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 15. | S/H Proposal—Corporate Governance | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 4. | Approve Charter Amendment | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of director: Jeffrey P. Bezos | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of director: Rosalind G. Brewer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of director: Jamie S. Gorelick | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of director: Daniel P. Huttenlocher | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of director: Judith A. McGrath | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of director: Indra K. Nooyi | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of director: Jonathan J. Rubinstein | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of director: Thomas O. Ryder | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of director: Patricia Q. Stonesifer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of director: Wendell P. Weeks | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 9. | S/H Proposal—Establish Independent Chairman | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
AMAZON.COM, INC. | AMZN | 023135106 | 27-May-2020 | 3. | 14A Executive Compensation | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 6. | S/H Proposal—Environmental | Report on Environmental Expenditures (page 62) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 8. | S/H Proposal—Political/Government | Report on Political Contributions (page 66) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 9. | S/H Proposal—Political/Government | Report on Lobbying (page 67) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Independent Auditors (page 29) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 5. | S/H Proposal—Corporate Governance | Special Shareholder Meetings (page 61) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 7. | S/H Proposal—Corporate Governance | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Susan K. Avery | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Angela F. Braly | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ursula M. Burns | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Kenneth C. Frazier | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Joseph L. Hooley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Steven A. Kandarian | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Douglas R. Oberhelman | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Samuel J. Palmisano | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: William C. Weldon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Darren W. Woods | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Independent Chairman (page 59) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 3. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation (page 30) | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 6. | S/H Proposal—Environmental | Report on Environmental Expenditures (page 62) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 8. | S/H Proposal—Political/Government | Report on Political Contributions (page 66) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 9. | S/H Proposal—Political/Government | Report on Lobbying (page 67) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of Independent Auditors (page 29) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 5. | S/H Proposal—Corporate Governance | Special Shareholder Meetings (page 61) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 7. | S/H Proposal—Corporate Governance | Report on Risks of Petrochemical Investments (page 64) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Susan K. Avery | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Angela F. Braly | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Ursula M. Burns | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Kenneth C. Frazier | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Joseph L. Hooley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Steven A. Kandarian | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Douglas R. Oberhelman | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Samuel J. Palmisano | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: William C. Weldon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Darren W. Woods | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 4. | S/H Proposal—Establish Independent Chairman | Independent Chairman (page 59) | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
EXXON MOBIL CORPORATION | XOM | 30231G102 | 27-May-2020 | 3. | 14A Executive Compensation | Advisory Vote to Approve Executive Compensation (page 30) | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Selection of KPMG as Occidental’s Independent Auditor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 9. | Ratify Shareholder Rights Plan | Approve the Rights Agreement | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 5. | Stock Issuance | Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 6. | Authorize Common Stock Increase | Approve an Increase in Authorized Shares of Common Stock | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Stephen I. Chazen | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Andrew Gould | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Nicholas Graziano | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Carlos M. Gutierrez | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Vicki Hollub | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: William R. Klesse | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Andrew N. Langham | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Jack B. Moore | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Margarita Paláu-Hernández | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Avedick B. Poladian | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Robert M. Shearer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 8. | Restore Right to Call a Special Meeting | Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 7. | Limit/Eliminate Written Consent | Adopt Amendments to the Charter to Enhance Shareholders’ Ability to Act by Written Consent | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 4. | Amend Stock Compensation Plan | Approve Occidental’s Amended and Restated 2015 Long-Term Incentive Plan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Selection of KPMG as Occidental’s Independent Auditor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 9. | Ratify Shareholder Rights Plan | Approve the Rights Agreement | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 5. | Stock Issuance | Approve the Issuance of Common Stock Underlying the Berkshire Hathaway Warrant | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 6. | Authorize Common Stock Increase | Approve an Increase in Authorized Shares of Common Stock | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Stephen I. Chazen | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Andrew Gould | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Nicholas Graziano | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Carlos M. Gutierrez | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Vicki Hollub | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: William R. Klesse | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Andrew N. Langham | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Jack B. Moore | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Margarita Paláu-Hernández | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Avedick B. Poladian | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Robert M. Shearer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 8. | Restore Right to Call a Special Meeting | Adopt Amendments to the Charter to Lower the Ownership Threshold for Shareholders to Call Special Meetings to 15% and Make Other Clarifying Amendments | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 7. | Limit/Eliminate Written Consent | Adopt Amendments to the Charter to Enhance Shareholders’ Ability to Act by Written Consent | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 4. | Amend Stock Compensation Plan | Approve Occidental’s Amended and Restated 2015 Long-Term Incentive Plan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | OXY | 674599105 | 29-May-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 5. | S/H Proposal—Corporate Governance | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company’s Bylaws be subject to a non-binding shareholder vote. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | �� | UNH | 91324P102 | 01-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Richard T. Burke | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | |||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Timothy P. Flynn | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Stephen J. Hemsley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Michele J. Hooper | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: F. William McNabb III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: John H. Noseworthy, M.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Glenn M. Renwick | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: David S. Wichmann | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Gail R. Wilensky, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 4. | Approve Stock Compensation Plan | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 2. | 14A Executive Compensation | Advisory approval of the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 5. | S/H Proposal—Corporate Governance | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company’s Bylaws be subject to a non-binding shareholder vote. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Richard T. Burke | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Timothy P. Flynn | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Stephen J. Hemsley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Michele J. Hooper | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: F. William McNabb III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: John H. Noseworthy, M.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Glenn M. Renwick | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: David S. Wichmann | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Gail R. Wilensky, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 4. | Approve Stock Compensation Plan | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 01-Jun-2020 | 2. | 14A Executive Compensation | Advisory approval of the Company’s executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 8. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 6. | S/H Proposal—Political/Government | To provide a lobbying report | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | �� | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | |||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of our independent auditors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 4. | Amend Restricted Stock Award Plan | Approval of Amended 2002 Restricted Stock Plan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 3. | Amend Stock Option Plan | Approval of Amended 2003 Stock Option Plan | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 7. | S/H Proposal—Establish Independent Chairman | To require an independent board chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 5. | 14A Executive Compensation | Advisory vote on executive compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 8. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 6. | S/H Proposal—Political/Government | To provide a lobbying report | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of our independent auditors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 4. | Amend Restricted Stock Award Plan | Approval of Amended 2002 Restricted Stock Plan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 3. | Amend Stock Option Plan | Approval of Amended 2003 Stock Option Plan | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 7. | S/H Proposal—Establish Independent Chairman | To require an independent board chairman | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
COMCAST CORPORATION | CMCSA | 20030N101 | 03-Jun-2020 | 5. | 14A Executive Compensation | Advisory vote on executive compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 5. | S/H Proposal—Corporate Governance | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 6. | S/H Proposal—Corporate Governance | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Y | Against | Against | �� | For | MAI Managed Volatility Daily Fund | |||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 7. | S/H Proposal—Corporate Governance | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 8. | S/H Proposal—Corporate Governance | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 9. | S/H Proposal—Corporate Governance | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 10. | S/H Proposal—Corporate Governance | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 3. | Amend Stock Compensation Plan | An amendment to Alphabet’s Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 11. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Management | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 12. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Management | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 13. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Management | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 14. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Management | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 4. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 1. | Election of Directors | DIRECTOR | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 5. | S/H Proposal—Corporate Governance | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 6. | S/H Proposal—Corporate Governance | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 7. | S/H Proposal—Corporate Governance | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 8. | S/H Proposal—Corporate Governance | A stockholder proposal regarding non-binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 9. | S/H Proposal—Corporate Governance | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 10. | S/H Proposal—Corporate Governance | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 3. | Amend Stock Compensation Plan | An amendment to Alphabet’s Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 11. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Management | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 12. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Management | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 13. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Management | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 14. | Miscellaneous Shareholder Proposal | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Management | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
ALPHABET INC. | GOOGL | 02079K305 | 03-Jun-2020 | 4. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 8. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 5. | S/H Proposal—Environmental | Report on Impacts of Single-Use Plastic Bags | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 6. | S/H Proposal—Environmental | Report on Supplier Antibiotics Use Standards | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Ernst & Young LLP as Independent Accountants | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 7. | S/H Proposal—Corporate Governance | Policy to Include Hourly Associates as Director Candidates | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Cesar Conde | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Timothy P. Flynn | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Sarah J. Friar | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Carla A. Harris | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Thomas W. Horton | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Marissa A. Mayer | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: C. Douglas McMillon | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Gregory B. Penner | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Steven S Reinemund | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: S. Robson Walton | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Steuart L. Walton | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 4. | Approve Stock Compensation Plan | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 8. | S/H Proposal—Create a Non-Discriminatory Sexual Orientation Policy | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 5. | S/H Proposal—Environmental | Report on Impacts of Single-Use Plastic Bags | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 6. | S/H Proposal—Environmental | Report on Supplier Antibiotics Use Standards | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of Ernst & Young LLP as Independent Accountants | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 7. | S/H Proposal—Corporate Governance | Policy to Include Hourly Associates as Director Candidates | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Cesar Conde | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Timothy P. Flynn | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Sarah J. Friar | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Carla A. Harris | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Thomas W. Horton | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Marissa A. Mayer | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: C. Douglas McMillon | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Gregory B. Penner | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Steven S Reinemund | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: S. Robson Walton | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Steuart L. Walton | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 4. | Approve Stock Compensation Plan | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
WALMART INC. | WMT | 931142103 | 03-Jun-2020 | 2. | 14A Executive Compensation | Advisory Vote to Approve Named Executive Officer Compensation | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 5 | Ratify Appointment of Independent Auditors | Approval of the statutory annual accounts | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 6 | Director Removal Without Cause | Discharge to the directors | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 7 | Miscellaneous Corporate Actions | Discharge to the statutory auditor | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 10 | Miscellaneous Corporate Actions | Filings | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8A | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. Michele ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8B | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8C | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8D | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8E | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8F | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8G | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8H | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: acknowledging the end of the mandate of Mr. Marcel Herrmann Telles as director ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8I | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8J | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8K | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 9 | Approve Remuneration of Directors and Auditors | Remuneration policy and remuneration report: Proposed resolution: approving the remuneration report for the financial (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 1A | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 1B | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 1C | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 5 | Ratify Appointment of Independent Auditors | Approval of the statutory annual accounts | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 6 | Director Removal Without Cause | Discharge to the directors | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 7 | Miscellaneous Corporate Actions | Discharge to the statutory auditor | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 10 | Miscellaneous Corporate Actions | Filings | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8A | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Ms. Michele ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8B | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Board of Directors, renewing the appointment of Mr. Elio ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8C | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8D | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8E | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8F | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8G | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Reference Shareholder, renewing the appointment as director (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8H | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: acknowledging the end of the mandate of Mr. Marcel Herrmann Telles as director ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8I | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8J | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 8K | Election of Directors (Majority Voting) | Appointment of director: Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 9 | Approve Remuneration of Directors and Auditors | Remuneration policy and remuneration report: Proposed resolution: approving the remuneration report for the financial (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 1A | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 24.4 of the articles of association in order to ...(due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 1B | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending article 44 of the articles of association in order to (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
ANHEUSER-BUSCH INBEV SA | BUD | 03524A108 | 03-Jun-2020 | 1C | Approve Article Amendments | Revised text of articles of association: Proposed resolution: amending several provisions of the articles of association in (due to space limits, see proxy material for full proposal). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 04-Jun-2020 | 3. | Approve Motion to Adjourn Meeting | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 04-Jun-2020 | 1. | Approve Merger Agreement | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 04-Jun-2020 | 2. | Authorize Common Stock Increase | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 04-Jun-2020 | 3. | Approve Motion to Adjourn Meeting | Approve a proposal that will give the Schwab board of directors authority to adjourn the Schwab special meeting from time to time if necessary to solicit additional proxies if there are not sufficient votes to approve Proposals 1 and 2 above at the time of the Schwab special meeting, or any adjournment or postponement of the Schwab special meeting. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 04-Jun-2020 | 1. | Approve Merger Agreement | Approve the issuance of Schwab common shares, consisting of common stock and nonvoting common stock, to holders of shares of TD Ameritrade common stock in connection with the merger contemplated with TD Ameritrade. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
THE CHARLES SCHWAB CORPORATION | SCHW | 808513105 | 04-Jun-2020 | 2. | Authorize Common Stock Increase | Approve an amendment to the Schwab charter to increase the number of authorized shares of capital stock of Schwab by 300 million and create a new class of Schwab nonvoting common stock. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 5. | Amend Employee Stock Purchase Plan | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Robert K. Burgess | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Tench Coxe | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Persis S. Drell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Jen-Hsun Huang | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Dawn Hudson | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Harvey C. Jones | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Michael G. McCaffery | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Stephen C. Neal | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Mark L. Perry | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: A. Brooke Seawell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Mark A. Stevens | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 4. | Amend Stock Compensation Plan | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 2. | 14A Executive Compensation | Approval of our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 5. | Amend Employee Stock Purchase Plan | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Robert K. Burgess | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Tench Coxe | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Persis S. Drell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: Jen-Hsun Huang | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: Dawn Hudson | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Harvey C. Jones | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: Michael G. McCaffery | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Stephen C. Neal | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Mark L. Perry | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: A. Brooke Seawell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Mark A. Stevens | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 4. | Amend Stock Compensation Plan | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
NVIDIA CORPORATION | NVDA | 67066G104 | 09-Jun-2020 | 2. | 14A Executive Compensation | Approval of our executive compensation. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.’s Independent Auditor for 2020 | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Cheryl W. Grisé | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Carlos M. Gutierrez | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Gerald L. Hassell | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: David L. Herzog | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: R. Glenn Hubbard, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Edward J. Kelly, III | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: William E. Kennard | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Michel A. Khalaf | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Catherine R. Kinney | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Diana L. McKenzie | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Denise M. Morrison | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Mark A. Weinberger | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 3. | 14A Executive Compensation | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.’s Named Executive Officers | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | Ratification of appointment of Deloitte & Touche LLP as MetLife, Inc.’s Independent Auditor for 2020 | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: Cheryl W. Grisé | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Carlos M. Gutierrez | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Gerald L. Hassell | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1D. | Election of Directors (Majority Voting) | Election of Director: David L. Herzog | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1E. | Election of Directors (Majority Voting) | Election of Director: R. Glenn Hubbard, Ph.D. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1F. | Election of Directors (Majority Voting) | Election of Director: Edward J. Kelly, III | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1G. | Election of Directors (Majority Voting) | Election of Director: William E. Kennard | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1H. | Election of Directors (Majority Voting) | Election of Director: Michel A. Khalaf | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1I. | Election of Directors (Majority Voting) | Election of Director: Catherine R. Kinney | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1J. | Election of Directors (Majority Voting) | Election of Director: Diana L. McKenzie | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1K. | Election of Directors (Majority Voting) | Election of Director: Denise M. Morrison | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 1L. | Election of Directors (Majority Voting) | Election of Director: Mark A. Weinberger | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
METLIFE, INC. | MET | 59156R108 | 16-Jun-2020 | 3. | 14A Executive Compensation | Advisory (non-binding) vote to approve the compensation paid to MetLife, Inc.’s Named Executive Officers | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 4. | Declassify Board | To approve an amendment to our Restated Certificate of Incorporation to declassify our Board of Directors. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: William R. McDermott | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Anita M. Sands | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Dennis M. Woodside | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 5. | 14A Executive Compensation Vote Frequency | To hold an advisory vote on the frequency of future advisory votes on executive compensation. | Management | Y | 1 | 1 | For | MAI Managed Volatility Daily Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 2. | 14A Executive Compensation | To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 3. | Ratify Appointment of Independent Auditors | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 4. | Declassify Board | To approve an amendment to our Restated Certificate of Incorporation to declassify our Board of Directors. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 1A. | Election of Directors (Majority Voting) | Election of Director: William R. McDermott | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 1B. | Election of Directors (Majority Voting) | Election of Director: Anita M. Sands | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 1C. | Election of Directors (Majority Voting) | Election of Director: Dennis M. Woodside | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 5. | 14A Executive Compensation Vote Frequency | To hold an advisory vote on the frequency of future advisory votes on executive compensation. | Management | Y | 1 | 1 | For | MAI Managed Volatility Fund | ||||||||||||
SERVICENOW, INC. | NOW | 81762P102 | 17-Jun-2020 | 2. | 14A Executive Compensation | To approve, on an advisory basis, the compensation of our Named Executive Officers (“Say-on-Pay”). | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 4. | S/H Proposal—Corporate Governance | Stockholder proposal to allow stockholders to act by written consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 5. | S/H Proposal—Corporate Governance | Stockholder proposal for Fortinet to publish an annual report assessing Fortinet’s diversity and inclusion efforts. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.1 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Ken Xie | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.2 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Michael Xie | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.3 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Kelly Ducourty | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.4 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Jean Hu | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.5 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Ming Hsieh | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.6 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: William Neukom | Management | Y | For | For | For | MAI Managed Volatility Fund |
Company Name | Primary | Security | Meeting | Proposal | Proposal Short Text | Proposal Long Text | Committee | Cast Vote? | Recommended | Vote | For/Against Recommended | Account | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.7 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Christopher B. Paisley | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.8 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Judith Sim | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 3. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | Management | Y | For | For | For | MAI Managed Volatility Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 2. | Ratify Appointment of Independent Auditors | To ratify the appointment of Deloitte & Touche LLP as Fortinet’s independent registered accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 4. | S/H Proposal—Corporate Governance | Stockholder proposal to allow stockholders to act by written consent. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 5. | S/H Proposal—Corporate Governance | Stockholder proposal for Fortinet to publish an annual report assessing Fortinet’s diversity and inclusion efforts. | Shareholder | Y | Against | Against | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.1 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Ken Xie | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.2 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Michael Xie | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.3 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Kelly Ducourty | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.4 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Jean Hu | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.5 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Ming Hsieh | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.6 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: William Neukom | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.7 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Christopher B. Paisley | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 1.8 | Election of Directors (Majority Voting) | Election of Director to serve for a term of one year: Judith Sim | Management | Y | For | For | For | MAI Managed Volatility Daily Fund | ||||||||||||
FORTINET, INC. | FTNT | 34959E109 | 19-Jun-2020 | 3. | 14A Executive Compensation | Advisory vote to approve named executive officer compensation, as disclosed in the proxy statement. | Management | Y | For | For | For | MAI Managed Volatility Daily Fund |
Lisanti Capital Growth, LLC
Proxy Voting Record
July 1, 2019-June 30, 2020
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Reelect Alon Lumbroso as Director | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Reelect Dov Ofer as Director | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Elect Stephen Nigro as Director | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Elect Ronen Samuel as Director | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Approve amended Employment terms of CEO Re: Discretionary Bonus. | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Approve amended Employment terms of CEO Re: Equity-Based Compensation | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Approve Grant of Option to Ronen Samuel, CEO | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 8/22/2019 | Vote FOR if you are NOT a controlling shareholder and do NOT have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. If you vote AGAINST, please provide an explanation to your account manager | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director Greg Bettinelli | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director James G. Conroy | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director Lisa G. Laube | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director Anne MacDonald | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director Brenda I. Morris | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director Peter Starrett | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Elect Director Brad Weston | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Boot Barn Holdings, Inc. | BOOT | 099406100 | 8/28/2019 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/11/2019 | Elect Director Edward D. Stewart | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/11/2019 | Elect Director Daniel A. Bergeron | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/11/2019 | Elect Director Michael H. Ambrose | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/11/2019 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
RBC Bearings Incorporated | ROLL | 75524B104 | 9/11/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director John M. Gibbons | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Nelson C. Chan | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Cynthia (Cindy) L. Davis | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Michael F. Devine, III | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Dave Powers | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director James E. Quinn | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Lauri M. Shanahan | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Brian A. Spaly | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Elect Director Bonita C. Stewart | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Deckers Outdoor Corporation | DECK | 243537107 | 9/13/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Elect Director J. David Basto | Management | Yes | Withhold | Against | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Elect Director Lawrence S. Coben | Management | Yes | Withhold | Against | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Elect Director Walter N. George, III | Management | Yes | Withhold | Against | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Elect Director Craig D. Steeneck | Management | Yes | Withhold | Against | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Ratify KPMG LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Freshpet, Inc. | FRPT | 358039105 | 9/26/2019 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Mercury Systems, Inc. | MRCY | 589378108 | 10/23/2019 | Elect Director James K. Bass | Management | Yes | For | For | ||||||||
Mercury Systems, Inc. | MRCY | 589378108 | 10/23/2019 | Elect Director Michael A. Daniels | Management | Yes | For | For | ||||||||
Mercury Systems, Inc. | MRCY | 589378108 | 10/23/2019 | Elect Director Lisa S. Disbrow | Management | Yes | For | For | ||||||||
Mercury Systems, Inc. | MRCY | 589378108 | 10/23/2019 | Elect Director Barry R. Nearhos | Management | Yes | For | For | ||||||||
Mercury Systems, Inc. | MRCY | 589378108 | 10/23/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Mercury Systems, Inc. | MRCY | 589378108 | 10/23/2019 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
II-VI Incorporated | IIVI | 902104108 | 11/12/2019 | Elect Director Francis J. Kramer | Management | Yes | For | For | ||||||||
II-VI Incorporated | IIVI | 902104108 | 11/12/2019 | Elect Director Shaker Sadasivam | Management | Yes | For | For | ||||||||
II-VI Incorporated | IIVI | 902104108 | 11/12/2019 | Elect Director Enrico Digirolamo | Management | Yes | For | For | ||||||||
II-VI Incorporated | IIVI | 902104108 | 11/12/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
II-VI Incorporated | IIVI | 902104108 | 11/12/2019 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Cardiovascular Systems, Inc. | CSII | 141619106 | 11/13/2019 | Elect Director Scott R. Ward | Management | Yes | For | For | ||||||||
Cardiovascular Systems, Inc. | CSII | 141619106 | 11/13/2019 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Cardiovascular Systems, Inc. | CSII | 141619106 | 11/13/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Richard E. Belluzzo | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Keith Barnes | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Laura Black | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Tor Braham | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Timothy Campos | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Donald Colvin | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Masood A. Jabbar | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Elect Director Oleg Khaykin | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Viavi Solutions Inc. | VIAV | 925550105 | 11/13/2019 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Winnebago Industries, Inc. | WGO | 974637100 | 12/17/2019 | Elect Director Robert M. Chiusano | Management | Yes | For | For | ||||||||
Winnebago Industries, Inc. | WGO | 974637100 | 12/17/2019 | Elect Director Richard (Rick) D. Moss | Management | Yes | For | For | ||||||||
Winnebago Industries, Inc. | WGO | 974637100 | 12/17/2019 | Elect Director John M. Murabito | Management | Yes | For | For | ||||||||
Winnebago Industries, Inc. | WGO | 974637100 | 12/17/2019 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Winnebago Industries, Inc. | WGO | 974637100 | 12/17/2019 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Woodward, Inc. | WWD | 980745103 | 1/29/2020 | Elect Director Paul Donovan | Management | Yes | For | For | ||||||||
Woodward, Inc. | WWD | 980745103 | 1/29/2020 | Elect Director Mary L. Petrovich | Management | Yes | For | For | ||||||||
Woodward, Inc. | WWD | 980745103 | 1/29/2020 | Elect Director James R. Rulseh | Management | Yes | For | For | ||||||||
Woodward, Inc. | WWD | 980745103 | 1/29/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Woodward, Inc. | WWD | 980745103 | 1/29/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Woodward, Inc. | WWD | 980745103 | 1/29/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Kornit Digital Ltd. | KRNT | M6372Q113 | 2/27/2020 | Approval Renewal of Liability Insurance Policy to Directors/Officers | Management | Yes | For | For | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/5/2020 | Elect Director Charles Bland | Management | Yes | Withhold | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/5/2020 | Elect Director Stephen Daly | Management | Yes | Withhold | Against | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/5/2020 | Elect Director Susan Ocampo | Management | Yes | Withhold | Against | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/5/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
MACOM Technology Solutions Holdings, Inc. | MTSI | 55405Y100 | 3/5/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Elect Director Christopher Anzalone | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Elect Director Marianne De Backer | Management | Yes | �� | For | For | |||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Elect Director Mauro Ferrari | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Elect Director Douglass Given | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Elect Director Michael S. Perry | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Elect Director William Waddill | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Adopt Majority Voting for Uncontested Election of Directors | Management | Yes | For | For | ||||||||
Arrowhead Pharmaceuticals, Inc. | ARWR | 04280A100 | 3/19/2020 | Ratify Rose, Snyder & Jacobs LLP as Auditors | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Dorene C. Dominguez | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Timothy W. Finchem | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Stuart A. Gabriel | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Thomas W. Gilligan | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Kenneth M. Jastrow, II | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Robert L. Johnson | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Melissa Lora | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Jeffrey T. Mezger | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director James C. Weaver | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Elect Director Michael M. Wood | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
KB Home | KBH | 48666K109 | 4/9/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Mark G. Foletta | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Teri G. Fontenot | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director R. Jeffrey Harris | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Michael M.E. Johns | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Daphne E. Jones | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Martha H. Marsh | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Susan R. Salka | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Elect Director Douglas D. Wheat | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Management | Yes | For | For | ||||||||
AMN Healthcare Services, Inc. | AMN | 001744101 | 4/22/2020 | Approve Reduction of Threshold to Call Special Meetings to 10% of Outstanding Shares | Share Holder | Yes | For | Against | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Christopher L. Coleman | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Michael R. Dubin | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Olivia F. Kirtley | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Laurette T. Koellner | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Robert M. Lynch | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Jocelyn C. Mangan | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Sonya E. Medina | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Shaquille R. O’Neal | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Anthony M. Sanfilippo | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Elect Director Jeffrey C. Smith | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Papa John’s International, Inc. | PZZA | 698813102 | 4/23/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Alec C. Covington | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Gerald Volas | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Carl T. Camden | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Joseph S. Cantie | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Tina M. Donikowski | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Mark A. Petrarca | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Elect Director Nancy M. Taylor | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | Yes | For | For | ||||||||
TopBuild Corp. | BLD | 89055F103 | 4/27/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director April Anthony | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Tucker S. Bridwell | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Vianei Lopez Braun | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director David Copeland | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Mike Denny | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director F. Scott Dueser | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Murray Edwards | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Tim Lancaster | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Kade L. Matthews | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Robert C. Nickles, Jr. | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Elect Director Johnny E. Trotter | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
First Financial Bankshares, Inc. | FFIN | 32020R109 | 4/28/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Elect Director Jay M. Gratz | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Elect Director Kristine L. Juster | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Elect Director Ronald W. Kaplan | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Elect Director Gerald Volas | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Increase Authorized Common Stock | Management | Yes | For | For | ||||||||
Trex Company, Inc. | TREX | 89531P105 | 4/29/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Elect Director Gino Santini | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Elect Director James Shannon | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Elect Director Timothy Walbert | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Authorize Market Purchases or Overseas Market Purchases of Ordinary Shares | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Horizon Therapeutics plc | HZNP | G46188101 | 4/30/2020 | Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/30/2020 | Elect Director Gary L. Ellis | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/30/2020 | Elect Director Mudit K. Jain | Management | Yes | Withhold | Against | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/30/2020 | Elect Director Dana G. Mead, Jr. | Management | Yes | Withhold | Against | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/30/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/30/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Inspire Medical Systems, Inc. | INSP | 457730109 | 4/30/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Planet Fitness, Inc. | PLNT | 72703H101 | 4/30/2020 | Elect Director Stephen Spinelli, Jr. | Management | Yes | Withhold | Against | ||||||||
Planet Fitness, Inc. | PLNT | 72703H101 | 4/30/2020 | Elect Director Enshalla Anderson | Management | Yes | For | For | ||||||||
Planet Fitness, Inc. | PLNT | 72703H101 | 4/30/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Planet Fitness, Inc. | PLNT | 72703H101 | 4/30/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Arcosa, Inc. | ACA | 039653100 | 5/5/2020 | Elect Director Joseph Alvarado | Management | Yes | For | For | ||||||||
Arcosa, Inc. | ACA | 039653100 | 5/5/2020 | Elect Director Jeffrey A. Craig | Management | Yes | For | For | ||||||||
Arcosa, Inc. | ACA | 039653100 | 5/5/2020 | Elect Director John W. Lindsay | Management | Yes | For | For | ||||||||
Arcosa, Inc. | ACA | 039653100 | 5/5/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Arcosa, Inc. | ACA | 039653100 | 5/5/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director Kevin P. Chilton | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director Thomas A. Corcoran | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director Eileen P. Drake | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director James R. Henderson | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director Warren G. Lichtenstein | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director Lance W. Lord | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Elect Director Martin Turchin | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Aerojet Rocketdyne Holdings, Inc. | AJRD | 007800105 | 5/6/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
BlackLine, Inc. | BL | 09239B109 | 5/6/2020 | Elect Director Marc Huffman | Management | Yes | For | For | ||||||||
BlackLine, Inc. | BL | 09239B109 | 5/6/2020 | Elect Director Therese Tucker | Management | Yes | Withhold | Against | ||||||||
BlackLine, Inc. | BL | 09239B109 | 5/6/2020 | Elect Director Thomas Unterman | Management | Yes | Withhold | Against | ||||||||
BlackLine, Inc. | BL | 09239B109 | 5/6/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
BlackLine, Inc. | BL | 09239B109 | 5/6/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director Peter E. Baccile | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director Teresa Bryce Bazemore | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director Matthew S. Dominski | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director Bruce W. Duncan | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director H. Patrick Hackett, Jr. | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director Denise A. Olsen | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director John Rau | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Elect Director L. Peter Sharpe | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
First Industrial Realty Trust, Inc. | FR | 32054K103 | 5/6/2020 | Other Business | Management | Yes | Against | Against | ||||||||
Itron, Inc. | ITRI | 465741106 | 5/7/2020 | Elect Director Jerome J. Lande | Management | Yes | For | For | ||||||||
Itron, Inc. | ITRI | 465741106 | 5/7/2020 | Elect Director Frank M. Jaehnert | Management | Yes | For | For | ||||||||
Itron, Inc. | ITRI | 465741106 | 5/7/2020 | Elect Director Gary E. Pruitt | Management | Yes | For | For | ||||||||
Itron, Inc. | ITRI | 465741106 | 5/7/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Itron, Inc. | ITRI | 465741106 | 5/7/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Huron Consulting Group Inc. | HURN | 447462102 | 5/8/2020 | Elect Director H. Eugene Lockhart | Management | Yes | For | For | ||||||||
Huron Consulting Group Inc. | HURN | 447462102 | 5/8/2020 | Elect Director James H. Roth | Management | Yes | For | For | ||||||||
Huron Consulting Group Inc. | HURN | 447462102 | 5/8/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Huron Consulting Group Inc. | HURN | 447462102 | 5/8/2020 | Amend Nonqualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
Huron Consulting Group Inc. | HURN | 447462102 | 5/8/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Huron Consulting Group Inc. | HURN | 447462102 | 5/8/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Wendy Arienzo | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Balu Balakrishnan | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Nicholas E. Brathwaite | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Anita Ganti | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director William L. George | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Balakrishnan S. Iyer | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Necip Sayiner | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Elect Director Steven J. Sharp | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Power Integrations, Inc. | POWI | 739276103 | 5/8/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Insmed Incorporated | INSM | 457669307 | 5/12/2020 | Elect Director Clarissa Desjardins | Management | Yes | For | For | ||||||||
Insmed Incorporated | INSM | 457669307 | 5/12/2020 | Elect Director David W.J. McGirr | Management | Yes | For | For | ||||||||
Insmed Incorporated | INSM | 457669307 | 5/12/2020 | Elect Director Elizabeth McKee Anderson | Management | Yes | For | For | ||||||||
Insmed Incorporated | INSM | 457669307 | 5/12/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Insmed Incorporated | INSM | 457669307 | 5/12/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Insmed Incorporated | INSM | 457669307 | 5/12/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Douglas C. Bryant | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Kenneth F. Buechler | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Edward L. Michael | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Kathy P. Ordonez | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Mary Lake Polan | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Jack W. Schuler | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Charles P. Slacik | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Matthew W. Strobeck | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Elect Director Kenneth J. Widder | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | ||||||||
Quidel Corporation | QDEL | 74838J101 | 5/12/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Elect Director Nicolas M. Barthelemy | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Elect Director Karen A. Dawes | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Elect Director Tony J. Hunt | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Elect Director Rohin Mhatre | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Elect Director Glenn P. Muir | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Elect Director Thomas F. Ryan, Jr. | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Repligen Corporation | RGEN | 759916109 | 5/13/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
SiteOne Landscape Supply, Inc. | SITE | 82982L103 | 5/13/2020 | Elect Director William (Bill) W. Douglas, III | Management | Yes | For | For | ||||||||
SiteOne Landscape Supply, Inc. | SITE | 82982L103 | 5/13/2020 | Elect Director Jeri L. Isbell | Management | Yes | For | For | ||||||||
SiteOne Landscape Supply, Inc. | SITE | 82982L103 | 5/13/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
SiteOne Landscape Supply, Inc. | SITE | 82982L103 | 5/13/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
SiteOne Landscape Supply, Inc. | SITE | 82982L103 | 5/13/2020 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Everbridge, Inc. | EVBG | 29978A104 | 5/14/2020 | Elect Director Jaime Ellertson | Management | Yes | Withhold | Against | ||||||||
Everbridge, Inc. | EVBG | 29978A104 | 5/14/2020 | Elect Director Sharon Rowlands | Management | Yes | Withhold | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Everbridge, Inc. | EVBG | 29978A104 | 5/14/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Everbridge, Inc. | EVBG | 29978A104 | 5/14/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Five9, Inc. | FIVN | 338307101 | 5/18/2020 | Elect Director Kimberly Alexy | Management | Yes | Withhold | Against | ||||||||
Five9, Inc. | FIVN | 338307101 | 5/18/2020 | Elect Director Michael Burkland | Management | Yes | Withhold | Against | ||||||||
Five9, Inc. | FIVN | 338307101 | 5/18/2020 | Elect Director Robert Zollars | Management | Yes | Withhold | Against | ||||||||
Five9, Inc. | FIVN | 338307101 | 5/18/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Five9, Inc. | FIVN | 338307101 | 5/18/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
SolarEdge Technologies, Inc. | SEDG | 83417M104 | 5/18/2020 | Elect Director Tal Payne | Management | Yes | Against | Against | ||||||||
SolarEdge Technologies, Inc. | SEDG | 83417M104 | 5/18/2020 | Elect Director Marcel Gani | Management | Yes | Against | Against | ||||||||
SolarEdge Technologies, Inc. | SEDG | 83417M104 | 5/18/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
SolarEdge Technologies, Inc. | SEDG | 83417M104 | 5/18/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Michael H. Carrel | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Mark A. Collar | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Scott W. Drake | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Daniel P. Florin | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Regina E. Groves | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director B. Kristine Johnson | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Mark R. Lanning | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Karen N. Prange | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Sven A. Wehrwein | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Elect Director Robert S. White | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
AtriCure, Inc. | ATRC | 04963C209 | 5/20/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Enphase Energy, Inc. | ENPH | 29355A107 | 5/20/2020 | Elect Director Benjamin Kortlang | Management | Yes | For | For | ||||||||
Enphase Energy, Inc. | ENPH | 29355A107 | 5/20/2020 | Elect Director Richard S. Mora | Management | Yes | For | For | ||||||||
Enphase Energy, Inc. | ENPH | 29355A107 | 5/20/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Enphase Energy, Inc. | ENPH | 29355A107 | 5/20/2020 | Increase Authorized Common Stock | Management | Yes | For | For | ||||||||
Enphase Energy, Inc. | ENPH | 29355A107 | 5/20/2020 | Report on Sustainability | Share Holder | Yes | For | Against | ||||||||
Enphase Energy, Inc. | ENPH | 29355A107 | 5/20/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Elect Director Jeffrey S. Davis | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Elect Director Ralph C. Derrickson | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Elect Director James R. Kackley | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Elect Director David S. Lundeen | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Elect Director Brian L. Matthews | Management | Yes | Against | Against | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Elect Director Gary M. Wimberly | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Perficient, Inc. | PRFT | 71375U101 | 5/20/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Inphi Corporation | IPHI | 45772F107 | 5/21/2020 | Elect Director Nicholas E. Brathwaite | Management | Yes | For | For | ||||||||
Inphi Corporation | IPHI | 45772F107 | 5/21/2020 | Elect Director David E. Liddle | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Inphi Corporation | IPHI | 45772F107 | 5/21/2020 | Elect Director Bruce M. McWilliams | Management | Yes | For | For | ||||||||
Inphi Corporation | IPHI | 45772F107 | 5/21/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Inphi Corporation | IPHI | 45772F107 | 5/21/2020 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
Inphi Corporation | IPHI | 45772F107 | 5/21/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 5/21/2020 | Elect Director Barry E. Greene | Management | Yes | For | For | ||||||||
Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 5/21/2020 | Elect Director Mansoor Raza Mirza | Management | Yes | For | For | ||||||||
Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 5/21/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Karyopharm Therapeutics Inc. | KPTI | 48576U106 | 5/21/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director George J. Pedersen | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Richard L. Armitage | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Mary K. Bush | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Barry G. Campbell | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Richard J. Kerr | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Peter B. LaMontagne | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Kenneth A. Minihan | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Elect Director Kevin M. Phillips | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
ManTech International Corporation | MANT | 564563104 | 5/21/2020 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For | ||||||||
Nevro Corp. | NVRO | 64157F103 | 5/21/2020 | Elect Director Frank Fischer | Management | Yes | For | For | ||||||||
Nevro Corp. | NVRO | 64157F103 | 5/21/2020 | Elect Director Shawn T. McCormick | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Nevro Corp. | NVRO | 64157F103 | 5/21/2020 | Elect Director Kevin O’Boyle | Management | Yes | For | For | ||||||||
Nevro Corp. | NVRO | 64157F103 | 5/21/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Nevro Corp. | NVRO | 64157F103 | 5/21/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Omnicell, Inc. | OMCL | 68213N109 | 5/26/2020 | Elect Director Joanne B. Bauer | Management | Yes | For | For | ||||||||
Omnicell, Inc. | OMCL | 68213N109 | 5/26/2020 | Elect Director Robin G. Seim | Management | Yes | For | For | ||||||||
Omnicell, Inc. | OMCL | 68213N109 | 5/26/2020 | Elect Director Sara J. White | Management | Yes | For | For | ||||||||
Omnicell, Inc. | OMCL | 68213N109 | 5/26/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Omnicell, Inc. | OMCL | 68213N109 | 5/26/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/26/2020 | Elect Director Yakov Faitelson | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/26/2020 | Elect Director Ohad Korkus | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/26/2020 | Elect Director Thomas F. Mendoza | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/26/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Varonis Systems, Inc. | VRNS | 922280102 | 5/26/2020 | Ratify Kost Forer Gabbay & Kasierer as Auditors | Management | Yes | For | For | ||||||||
Coupa Software Incorporated | COUP | 22266L106 | 5/27/2020 | Elect Director Scott Thompson | Management | Yes | Withhold | Against | ||||||||
Coupa Software Incorporated | COUP | 22266L106 | 5/27/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Coupa Software Incorporated | COUP | 22266L106 | 5/27/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 5/27/2020 | Elect Director Kim D. Blickenstaff | Management | Yes | Withhold | Against | ||||||||
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 5/27/2020 | Elect Director Christopher J. Twomey | Management | Yes | Withhold | Against | ||||||||
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 5/27/2020 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | ||||||||
Tandem Diabetes Care, Inc. | TNDM | 875372203 | 5/27/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director Michael P. Kehoe | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director Steven J. Bensinger | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director Anne C. Kronenberg | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director Robert Lippincott, III | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director James J. Ritchie | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director Frederick L. Russell, Jr. | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Elect Director Gregory M. Share | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Kinsale Capital Group, Inc. | KNSL | 49714P108 | 5/28/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/28/2020 | Elect Director Rowan Chapman | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/28/2020 | Elect Director Herm Rosenman | Management | Yes | Withhold | Against | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/28/2020 | Elect Director Jonathan Sheena | Management | Yes | Withhold | Against | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/28/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/28/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Natera, Inc. | NTRA | 632307104 | 5/28/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Douglas M. VanOort | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Steven C. Jones | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Kevin C. Johnson | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Raymond R. Hipp | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Bruce K. Crowther | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Lynn A. Tetrault | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Alison L. Hannah | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Stephen M. Kanovsky | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Elect Director Rachel A. Stahler | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
NeoGenomics, Inc. | NEO | 64049M209 | 5/28/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Palomar Holdings, Inc. | PLMR | 69753M105 | 5/28/2020 | Elect Director Robert E. Dowdell | Management | Yes | Withhold | Against | ||||||||
Palomar Holdings, Inc. | PLMR | 69753M105 | 5/28/2020 | Elect Director Daryl Bradley | Management | Yes | For | For | ||||||||
Palomar Holdings, Inc. | PLMR | 69753M105 | 5/28/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Helen Darling | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director William H. Frist | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Michael Goldstein | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Jason Gorevic | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Catherine A. Jacobson | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Thomas G. McKinley | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Kenneth H. Paulus | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director David Shedlarz | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director Mark Douglas Smith | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Elect Director David B. Snow, Jr. | Management | Yes | For | For | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Teladoc Health, Inc. | TDOC | 87918A105 | 5/28/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Insulet Corporation | PODD | 45784P101 | 5/29/2020 | Elect Director Sally W. Crawford | Management | Yes | For | For | ||||||||
Insulet Corporation | PODD | 45784P101 | 5/29/2020 | Elect Director Michael R. Minogue | Management | Yes | For | For | ||||||||
Insulet Corporation | PODD | 45784P101 | 5/29/2020 | Elect Director Corinne H. Nevinny | Management | Yes | For | For | ||||||||
Insulet Corporation | PODD | 45784P101 | 5/29/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Insulet Corporation | PODD | 45784P101 | 5/29/2020 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||||||
Apellis Pharmaceuticals, Inc. | APLS | 03753U106 | 6/1/2020 | Elect Director Gerald Chan | Management | Yes | Withhold | Against | ||||||||
Apellis Pharmaceuticals, Inc. | APLS | 03753U106 | 6/1/2020 | Elect Director Cedric Francois | Management | Yes | Withhold | Against | ||||||||
Apellis Pharmaceuticals, Inc. | APLS | 03753U106 | 6/1/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Apellis Pharmaceuticals, Inc. | APLS | 03753U106 | 6/1/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 6/2/2020 | Elect Director Lynne M. Laube | Management | Yes | Withhold | Against | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 6/2/2020 | Elect Director John (“Jack”) Klinck | Management | Yes | Withhold | Against | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 6/2/2020 | Elect Director Tony Weisman | Management | Yes | Withhold | Against | ||||||||
Cardlytics, Inc. | CDLX | 14161W105 | 6/2/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 6/2/2020 | Elect Director Michael L. Battles | Management | Yes | For | For | ||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 6/2/2020 | Elect Director Joseph G. Doody | Management | Yes | For | For | ||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 6/2/2020 | Elect Director Emily Nagle Green | Management | Yes | For | For | ||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 6/2/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Casella Waste Systems, Inc. | CWST | 147448104 | 6/2/2020 | Ratify RSM US LLP as Auditors | Management | Yes | For | For | ||||||||
Cloudflare, Inc. | NET | 18915M107 | 6/2/2020 | Elect Director Scott Sandell | Management | Yes | Withhold | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Cloudflare, Inc. | NET | 18915M107 | 6/2/2020 | Elect Director Michelle Zatlyn | Management | Yes | Withhold | Against | ||||||||
Cloudflare, Inc. | NET | 18915M107 | 6/2/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director Clarence L. Granger | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director James P. Scholhamer | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director David T. ibnAle | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director Emily M. Liggett | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director Thomas T. Edman | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director Barbara V. Scherer | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director Ernest E. Maddock | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Elect Director Jacqueline A. Seto | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Ratify Moss Adams LLP as Auditors | Management | Yes | For | For | ||||||||
Ultra Clean Holdings, Inc. | UCTT | 90385V107 | 6/2/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Chegg, Inc. | CHGG | 163092109 | 6/3/2020 | Elect Director Renee Budig | Management | Yes | For | For | ||||||||
Chegg, Inc. | CHGG | 163092109 | 6/3/2020 | Elect Director Dan Rosensweig | Management | Yes | For | For | ||||||||
Chegg, Inc. | CHGG | 163092109 | 6/3/2020 | Elect Director Ted Schlein | Management | Yes | For | For | ||||||||
Chegg, Inc. | CHGG | 163092109 | 6/3/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Chegg, Inc. | CHGG | 163092109 | 6/3/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Elect Director Eugene Banucci | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Elect Director Edward G. Galante | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Elect Director Thomas J. Shields | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Elect Director John R. Welch | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Clean Harbors, Inc. | CLH | 184496107 | 6/3/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Steven E. West | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Travis D. Stice | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Vincent K. Brooks | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Michael P. Cross | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director David L. Houston | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Stephanie K. Mains | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Mark L. Plaumann | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Elect Director Melanie M. Trent | Management | Yes | For | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Diamondback Energy, Inc. | FANG | 25278X109 | 6/3/2020 | Ratify Grant Thornton LLP as Auditors | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Brenda J. Bacon | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Mark S. Bartlett | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Claudio Costamagna | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Vernon Ellis | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Nicholas C. Fanandakis | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Steven H. Gunby | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Gerard E. Holthaus | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Elect Director Laureen E. Seeger | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
FTI Consulting, Inc. | FCN | 302941109 | 6/3/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Penumbra, Inc. | PEN | 70975L107 | 6/3/2020 | Elect Director Arani Bose | Management | Yes | Withhold | Against | ||||||||
Penumbra, Inc. | PEN | 70975L107 | 6/3/2020 | Elect Director Bridget O’Rourke | Management | Yes | Withhold | Against | ||||||||
Penumbra, Inc. | PEN | 70975L107 | 6/3/2020 | Elect Director Surbhi Sarna | Management | Yes | For | For | ||||||||
Penumbra, Inc. | PEN | 70975L107 | 6/3/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Penumbra, Inc. | PEN | 70975L107 | 6/3/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Elect Director Kenneth W. Alterman | Management | Yes | Withhold | Against | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Elect Director John E. Bachman | Management | Yes | For | For | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Elect Director Thomas F. Herman | Management | Yes | Withhold | Against | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Elect Director Erik D. Ragatz | Management | Yes | Withhold | Against | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Grocery Outlet Holding Corp. | GO | 39874R101 | 6/8/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2020 | Elect Director Christopher Christie | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2020 | Elect Director Yvonne Greenstreet | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2020 | Elect Director Gary Pace | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2020 | Elect Director David Stack | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Pacira BioSciences, Inc. | PCRX | 695127100 | 6/8/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Wingstop Inc. | WING | 974155103 | 6/8/2020 | Elect Director Lynn Crump-Caine | Management | Yes | Withhold | Against | ||||||||
Wingstop Inc. | WING | 974155103 | 6/8/2020 | Elect Director Wesley S. McDonald | Management | Yes | Withhold | Against | ||||||||
Wingstop Inc. | WING | 974155103 | 6/8/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Wingstop Inc. | WING | 974155103 | 6/8/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Wingstop Inc. | WING | 974155103 | 6/8/2020 | Amend Certificate of Incorporation to Remove Certain Provisions | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Vickie L. Capps | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Molly J. Coye | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Julie D. Klapstein | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Teresa L. Kline | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Paul B. Kusserow | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Richard A. Lechleiter | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Bruce D. Perkins | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Elect Director Jeffrey A. Rideout | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Amedisys, Inc. | AMED | 023436108 | 6/9/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Kenneth C. Aldrich | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director J. Chris Brewster | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Glinda Bridgforth Hodges | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Rajeev V. Date | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Saturnino ‘Nino’ Fanlo | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director William I Jacobs | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Dan R. Henry | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Jeffrey B. Osher | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director Ellen Richey | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Elect Director George T. Shaheen | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Green Dot Corporation | GDOT | 39304D102 | 6/9/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Q2 Holdings, Inc. | QTWO | 74736L109 | 6/9/2020 | Elect Director R. Lynn Atchison | Management | Yes | For | For | ||||||||
Q2 Holdings, Inc. | QTWO | 74736L109 | 6/9/2020 | Elect Director Charles T. Doyle | Management | Yes | For | For | ||||||||
Q2 Holdings, Inc. | QTWO | 74736L109 | 6/9/2020 | Elect Director Carl James Schaper | Management | Yes | For | For | ||||||||
Q2 Holdings, Inc. | QTWO | 74736L109 | 6/9/2020 | Ratify Ernst & Young LLP as Auditor | Management | Yes | For | For | ||||||||
Q2 Holdings, Inc. | QTWO | 74736L109 | 6/9/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/10/2020 | Elect Director Thomas J. Smach | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/10/2020 | Elect Director Beth J. Kaplan | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/10/2020 | Ratify Deloitte & Touche LLP as Auditor | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/10/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Crocs, Inc. | CROX | 227046109 | 6/10/2020 | Approve Omnibus Stock Plan | Management | Yes | For | For | ||||||||
Deciphera Pharmaceuticals, Inc. | DCPH | 24344T101 | 6/10/2020 | Elect Director Patricia L. Allen | Management | Yes | Withhold | Against | ||||||||
Deciphera Pharmaceuticals, Inc. | DCPH | 24344T101 | 6/10/2020 | Elect Director Edward J. Benz, Jr. | Management | Yes | Withhold | Against | ||||||||
Deciphera Pharmaceuticals, Inc. | DCPH | 24344T101 | 6/10/2020 | Elect Director Dennis L. Walsh | Management | Yes | Withhold | Against | ||||||||
Deciphera Pharmaceuticals, Inc. | DCPH | 24344T101 | 6/10/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
Avalara, Inc. | AVLR | 05338G106 | 6/11/2020 | Elect Director William Ingram | Management | Yes | For | For | ||||||||
Avalara, Inc. | AVLR | 05338G106 | 6/11/2020 | Elect Director Brian Sharples | Management | Yes | For | For | ||||||||
Avalara, Inc. | AVLR | 05338G106 | 6/11/2020 | Elect Director Chelsea Stoner | Management | Yes | Withhold | Against | ||||||||
Avalara, Inc. | AVLR | 05338G106 | 6/11/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | Against | Against | ||||||||
Avalara, Inc. | AVLR | 05338G106 | 6/11/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
Avalara, Inc. | AVLR | 05338G106 | 6/11/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Accept Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Treatment of Net Loss | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Discharge of Board and Senior Management | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Rodger Novak as Director and Board Chairman | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Director Samarth Kulkarni | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Director Ali Behbahani | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Director Bradley Bolzon | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Director Simeon J. George | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Director John T. Greene | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Director Katherine A. High | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Elect Director Douglas A. Treco | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Elect Ali Behbahan as Member of the Compensation Committee | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect Simeon J. George as Member of the Compensation Committee | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Reelect John T. Greene as Member of the Compensation Committee | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Remuneration of Directors in the Amount of USD 320,000 | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Remuneration of Directors in the Amount of USD 5,911,650 | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Remuneration of Executive Committee in the Amount of USD 3,393,795 | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Remuneration of Executive Committee in the Amount of USD 2,379,619 | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve Remuneration of Executive Committee in the Amount of USD 53,069,700 | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Amend Pool of Conditional Capital for Employee Benefit Plans | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Approve CHF 915,548 Increase in Authorized Capital | Management | Yes | Against | Against | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Designate Marius Meier as Independent Proxy | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Ratify Ernst & Young LLP as Auditor and Ernst & Young AG as Statutory Auditor | Management | Yes | For | For | ||||||||
CRISPR Therapeutics AG | CRSP | H17182108 | 6/11/2020 | Transact Other Business (Voting) | Management | Yes | Against | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director David Blundin | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director Sanju Bansal | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director Seth Birnbaum | Management | Yes | Withhold | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director Paul Deninger | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director John Lunny | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director George Neble | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director John Shields | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Elect Director Mira Wilczek | Management | Yes | Withhold | Against | ||||||||
EverQuote, Inc. | EVER | 30041R108 | 6/11/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
LHC Group, Inc. | LHCG | 50187A107 | 6/11/2020 | Elect Director Jonathan Goldberg | Management | Yes | For | For | ||||||||
LHC Group, Inc. | LHCG | 50187A107 | 6/11/2020 | Elect Director Clifford S. Holtz | Management | Yes | For | For | ||||||||
LHC Group, Inc. | LHCG | 50187A107 | 6/11/2020 | Elect Director W.J. ‘Billy’ Tauzin | Management | Yes | For | For | ||||||||
LHC Group, Inc. | LHCG | 50187A107 | 6/11/2020 | Elect Director Brent Turner | Management | Yes | For | For | ||||||||
LHC Group, Inc. | LHCG | 50187A107 | 6/11/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
LHC Group, Inc. | LHCG | 50187A107 | 6/11/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director James P. Burra | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Rodolpho C. Cardenuto | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Bruce C. Edwards | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Saar Gillai | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Rockell N. Hankin | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Ye Jane Li | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director James T. Lindstrom | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Mohan R. Maheswaran | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Elect Director Sylvia Summers | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Semtech Corporation | SMTC | 816850101 | 6/11/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Tabula Rasa HealthCare, Inc. | TRHC | 873379101 | 6/12/2020 | Elect Director Jan Berger | Management | Yes | Withhold | Against | ||||||||
Tabula Rasa HealthCare, Inc. | TRHC | 873379101 | 6/12/2020 | Elect Director Kathrine O’Brien | Management | Yes | Withhold | Against | ||||||||
Tabula Rasa HealthCare, Inc. | TRHC | 873379101 | 6/12/2020 | Elect Director Michael Purcell | Management | Yes | Withhold | Against | ||||||||
Tabula Rasa HealthCare, Inc. | TRHC | 873379101 | 6/12/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Tabula Rasa HealthCare, Inc. | TRHC | 873379101 | 6/12/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Karuna Therapeutics, Inc. | KRTX | 48576A100 | 6/15/2020 | Elect Director Heather Preston | Management | Yes | Withhold | Against | ||||||||
Karuna Therapeutics, Inc. | KRTX | 48576A100 | 6/15/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Five Below, Inc. | FIVE | 33829M101 | 6/16/2020 | Elect Director Joel D. Anderson | Management | Yes | For | For | ||||||||
Five Below, Inc. | FIVE | 33829M101 | 6/16/2020 | Elect Director Kathleen S. Barclay | Management | Yes | For | For | ||||||||
Five Below, Inc. | FIVE | 33829M101 | 6/16/2020 | Elect Director Thomas M. Ryan | Management | Yes | For | For | ||||||||
Five Below, Inc. | FIVE | 33829M101 | 6/16/2020 | Ratify KPMG LLP as Auditors | Management | Yes | For | For | ||||||||
Five Below, Inc. | FIVE | 33829M101 | 6/16/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/17/2020 | Elect Director Paul S. Levy | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/17/2020 | Elect Director Cleveland A. Christophe | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/17/2020 | Elect Director Craig A. Steinke | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/17/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Builders FirstSource, Inc. | BLDR | 12008R107 | 6/17/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/17/2020 | Elect Director Michael D. Goldberg | Management | Yes | Withhold | Against | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/17/2020 | Elect Director Peter Maag | Management | Yes | Withhold | Against | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/17/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/17/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/17/2020 | Advisory Vote on Say on Pay Frequency | Management | Yes | One Year | For | ||||||||
CareDx, Inc. | CDNA | 14167L103 | 6/17/2020 | Amend Omnibus Stock Plan | Management | Yes | Against | Against | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/18/2020 | Elect Director Marcia J. Avedon | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/18/2020 | Elect Director Bennett J. Morgan | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/18/2020 | Elect Director Dominick P. Zarcone | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/18/2020 | Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For | ||||||||
Generac Holdings Inc. | GNRC | 368736104 | 6/18/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
MyoKardia, Inc. | MYOK | 62857M105 | 6/18/2020 | Elect Director David P. Meeker | Management | Yes | Withhold | Against | ||||||||
MyoKardia, Inc. | MYOK | 62857M105 | 6/18/2020 | Elect Director Mark L. Perry | Management | Yes | Withhold | Against | ||||||||
MyoKardia, Inc. | MYOK | 62857M105 | 6/18/2020 | Elect Director Wendy L. Yarno | Management | Yes | Withhold | Against | ||||||||
MyoKardia, Inc. | MYOK | 62857M105 | 6/18/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
MyoKardia, Inc. | MYOK | 62857M105 | 6/18/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director Laurence N. Charney | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director Yann Echelard | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director William J. Kennedy | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director Kenneth Hoberman | Management | Yes | Withhold | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund Cast | How Vote | Fund Vote For/ | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director Daniel Hume | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director Sagar Lonial | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Elect Director Michael S. Weiss | Management | Yes | Withhold | Against | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Ratify CohnReznick LLP as Auditors | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For | ||||||||
TG Therapeutics, Inc. | TGTX | 88322Q108 | 6/18/2020 | Require a Majority Vote for the Election of Directors | Share Holder | Yes | For | Against | ||||||||
iRhythm Technologies, Inc. | IRTC | 450056106 | 6/19/2020 | Elect Director Kevin M. King | Management | Yes | For | For | ||||||||
iRhythm Technologies, Inc. | IRTC | 450056106 | 6/19/2020 | Elect Director Raymond W. Scott | Management | Yes | Withhold | Against | ||||||||
iRhythm Technologies, Inc. | IRTC | 450056106 | 6/19/2020 | Declassify the Board of Directors | Management | Yes | For | For | ||||||||
iRhythm Technologies, Inc. | IRTC | 450056106 | 6/19/2020 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For | ||||||||
iRhythm Technologies, Inc. | IRTC | 450056106 | 6/19/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 6/23/2020 | Elect Director James M. Daly | Management | Yes | For | For | ||||||||
ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 6/23/2020 | Elect Director Edmund P. Harrigan | Management | Yes | For | For | ||||||||
ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 6/23/2020 | Amend Qualified Employee Stock Purchase Plan | Management | Yes | For | For | ||||||||
ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 6/23/2020 | Approve Non-Employee Director Compensation Policy | Management | Yes | For | For | ||||||||
ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 6/23/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
ACADIA Pharmaceuticals Inc. | ACAD | 004225108 | 6/23/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Momenta Pharmaceuticals, Inc. | MNTA | 60877T100 | 6/23/2020 | Elect Director Bruce L. Downey | Management | Yes | For | For | ||||||||
Momenta Pharmaceuticals, Inc. | MNTA | 60877T100 | 6/23/2020 | Elect Director Georges Gemayel | Management | Yes | For | For | ||||||||
Momenta Pharmaceuticals, Inc. | MNTA | 60877T100 | 6/23/2020 | Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For | ||||||||
Momenta Pharmaceuticals, Inc. | MNTA | 60877T100 | 6/23/2020 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Management | Yes | For | For | ||||||||
Momenta Pharmaceuticals, Inc. | MNTA | 60877T100 | 6/23/2020 | Amend Omnibus Stock Plan | Management | Yes | For | For |
Polaris Global Value Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS OF THE GROUP AND THE COMPANY FOR THE YEAR ENDED 31 MARCH 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS THEREON | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO APPROVE THE ANNUAL STATEMENT OF THE REMUNERATION COMMITTEE CHAIRMAN AND THE ANNUAL REPORT ON REMUNERATION (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY SET OUT ON PAGES 104 TO 113 OF THE COMPANY’S ANNUAL REPORT) SET OUT ON PAGES 101 AND 102 AND 114 TO 131 RESPECTIVELY OF THE COMPANY’S ANNUAL REPORT FOR THE YEAR ENDED 31 MARCH 2019 | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 MARCH 2019 OF 22.9P PER ORDINARY SHARE IN THE CAPITAL OF THE COMPANY, PAYABLE TO ALL ORDINARY SHAREHOLDERS ON THE REGISTER AT CLOSE OF BUSINESS ON 5 JULY 2019 | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO APPOINT RUTH CAIRNIE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT SIR DAVID OMAND AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT PROF. VICTOIRE DE MARGERIE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT IAN DUNCAN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT LUCY DIMES AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT MYLES LEE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT KJERSTI WIKLUND AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT JEFF RANDALL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT ARCHIE BETHEL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT FRANCO MARTINELLI AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT JOHN DAVIES AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO REAPPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE SHAREHOLDERS | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE (FOR AND ON BEHALF OF THE DIRECTORS OF THE COMPANY) TO SET THE REMUNERATION OF THE INDEPENDENT AUDITOR, AS THEY SHALL IN THEIR DISCRETION SEE FIT | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | POLITICAL DONATIONS | Management | Y | Against | Against | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | AUTHORITY TO ALLOT | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | BABCOCK 2019 PERFORMANCE SHARE PLAN | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | AUTHORITY TO PURCHASE OWN SHARES | Management | Y | For | For | ||||||||
BABCOCK INTERNATIONAL GROUP PLC | BAB LN | G0689Q152 | 18-Jul-19 | THAT A GENERAL MEETING OF THE COMPANY (OTHER THAN AN ANNUAL GENERAL MEETING) MAY BE CALLED BY THE DIRECTORS OF THE COMPANY ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Prof. Dr. Wolfgang Reitzle | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Stephen F. Angel | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Prof. DDr. Ann-Kristin Achleitner | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Prof. Dr. Clemens Börsig | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Dr. Nance K. Dicciani | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Dr. Thomas Enders | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Franz Fehrenbach | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Edward G. Galante | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Larry D. McVay | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Dr. Victoria Ossadnik | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Prof. Dr. Martin H. Richenhagen | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | Election of Director: Robert L. Wood | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | To ratify, on an advisory and non-binding basis, the appointment of PricewaterhouseCoopers (“PWC”) as the independent auditor. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | To authorize the Board, acting through the Audit Committee, to determine PWC’s remuneration. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | To determine the price range at which Linde plc can re-allot shares that it acquires as treasury shares under Irish law. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | To approve, on an advisory and non-binding basis, the compensation of Linde plc’s Named Executive Officers, as disclosed in the 2019 Proxy Statement. | Management | Y | For | For | ||||||||
LINDE PLC | LIN | G5494J103 | 26-Jul-19 | To recommend, on an advisory and non-binding basis, the frequency of holding future advisory shareholder votes on the compensation of Linde plc’s Named Executive Officers. | Management | Y | 1 Year | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 6-Aug-19 | TO CONSIDER AND APPROVE THE SALE OF ALL ORDINARY SHARES IN SCB LIFE ASSURANCE PUBLIC COMPANY LIMITED (‘SCB LIFE’ OR THE ‘INSURER’) HELD BY THE SIAM COMMERCIAL BANK PUBLIC COMPANY LIMITED (‘SCB’ OR ‘BANK’) TO FWD GROUP FINANCIAL SERVICES PTE. LTD AND/OR ITS AFFILIATES (‘FWD’) AND THE LONG-TERM BANCASSURANCE PARTNERSHIP BETWEEN SCB AND FWD UPON FULFILMENT OF THE CONDITIONS PRECEDENT AS AGREED | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 6-Aug-19 | TO CONSIDER AND APPROVE THE DELEGATION OF AUTHORITY TO THE EXECUTIVE COMMITTEE OR CHIEF EXECUTIVE OFFICER AND CHAIRMAN OF THE EXECUTIVE COMMITTEE TO HAVE POWER TO APPROVE AND PERFORM ANY ACTIONS RELATED TO THE SHARE SALE AGREEMENT, DISTRIBUTION AGREEMENT, OR OTHER RELEVANT AGREEMENTS AND DOCUMENTS | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 6-Aug-19 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS-ABSTAIN. | Non-Voting | N | N/A | N/A | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Kathryn W. Dindo | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Paul J. Dolan | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Jay L. Henderson | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Gary A. Oatey | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Kirk L. Perry | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Sandra Pianalto | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Nancy Lopez Russell | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Alex Shumate | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Mark T. Smucker | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Richard K. Smucker | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Timothy P. Smucker | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Election of Director for a term expire in 2020: Dawn C. Willoughby | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Ratification of appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for the 2020 fiscal year. | Management | Y | For | For | ||||||||
THE J. M. SMUCKER COMPANY | SJM | 832696405 | 14-Aug-19 | Advisory approval of the Company’s executive compensation. | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRE APPROVAL FROM MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION. | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | PLEASE NOTE THAT RESOLUTIONS 7 TO 9 ARE PROPOSED BY NOMINATION COMMITTEE AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: THE NUMBER OF BOARD MEMBERS SHALL BE SEVEN, WITHOUT DEPUTIES | Management | Y | For | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | ELECTION OF BOARD MEMBERS: NEW ELECTION OF LARS BLECKO AND JOHAN LUNDBERG AS BOARD MEMBERS FOR THE TIME UP TO AND INCLUDING THE CLOSE OF THE NEXT ANNUAL GENERAL MEETING. GUN NILSSON HAS DECLARED THAT SHE IS NO LONGER AT THE DISPOSAL FOR THE BOARD. IT IS NOTED THAT THE BOARD AFTER THE ELECTION THEREBY WILL CONSIST OF ALF GORANSSON (CHAIRMAN), PATRIK ANDERSSON, LARS BLECKO, INGRID BONDE, CECILIA DAUN WENNBORG, JOHAN LUNDBERG AND JAN SVENSSON | Management | Y | For | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | DETERMINATION OF FEES TO BOARD MEMBERS | Management | Y | For | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 28-Aug-19 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G08932165 | 28-Aug-19 | THAT THE DIRECTORS BE AUTHORISED TO TAKE ALL SUCH STEPS, EXECUTE ALL SUCH AGREEMENTS NECESSARY IN CONNECTION WITH THE TRANSACTION | Management | y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 SEP 2019. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | BALANCE SHEET AS OF 31 DECEMBER 2017, WITH BOARD OF DIRECTORS’ REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS’ REPORTS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2017 AND THE NON-FINANCIAL STATEMENT ISSUED AS PER LEGISLATIVE DECREE NO. 254/2016. RESOLUTIONS RELATED AND THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | BALANCE SHEET AS OF 31 DECEMBER 2018, WITH BOARD OF DIRECTORS’ REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS’ REPORTS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2018 AND THE NON-FINANCIAL STATEMENT ISSUED AS PER LEGISLATIVE DECREE NO. 254/2016. RESOLUTIONS RELATED AND THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | RESOLUTIONS ON THE FIRST SECTION OF THE REWARDING REPORT AS PER ART. 123- TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998, NO. 58 | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | TO STATE DIRECTORS’ NUMBER | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | TO STATE BOARD OF DIRECTORS’ TERM OF OFFICE | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT DIRECTORS: THE LIST OF CANDIDATES FOR THE OFFICE OF DIRECTOR PRESENTED BY FSI INVESTIMENTI S.P.A. AND POLARIS CAPITAL MANAGEMENT, LLC IS COMPOSED AS FOLLOWS: 1. CRISTINA FINOCCHI MAHNE, 2. LUCA D’AGNESE, 3. LUCA CAVIGLIA, 4. ALESSANDRO PICCIONI, 5. SERGIO IASI, 6. GIUSEPPE CASELLI, 7. RITA ROLLI, 8. MARTA DASSU, 9. ELISABETTA OLIVERI, 10. CESARE TREVISANI, 11. STEFANO TREVISANI | Shareholder | Y | For | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | TO STATE BOARD OF DIRECTORS’ EMOLUMENT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO APPOINT INTERNAL AUDITORS AND THEIR CHAIRMAN: THE LIST OF CANDIDATES FOR THE OFFICE OF STATUTORY AUDITOR PRESENTED BY FSI INVESTIMENTI S.P.A. AND POLARIS CAPITAL MANAGEMENT, LLC IS COMPOSED AS FOLLOWS: SECTION I—STANDING AUDITORS 1. MILENA TERESA MOTTA, 2. MARCO VICINI, 3. RAFFAELE FERRARA, SECTION 2—ALTERNATE AUDITORS, 1. MARA PIERINI, 2. MASSIMO GIONDI | Shareholder | Y | For | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | TO STATE EFFECTIVE AUDITORS’ EMOLUMENT | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | MEASURES AS PER ART. 2447 OF THE ITALIAN CIVIL CODE AND FOLLOWING. RESOLUTIONS RELATED THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | STOCK SPLIT OF TREVI FINANZIARIA INDUSTRIALE S.P.A SHARES: FIRST SPLIT WITH A RATIO OF 1 NEW ORDINARY SHARE EVERY 100 EXISTING SHARES TO BE EXECUTED BEFORE THE STOCK CAPITAL INCREASE WITH OPTION RESOLVED BY THE BOARD OF DIRECTORS ON 17 JULY 2019 AND SECOND SPLIT WITH A RATIO OF 1 NEW ORDINARY SHARE EVERY 100 EXISTING SHARES TO BE EXECUTED AFTER THE STOCK CAPITAL INCREASE WITH OPTION RESOLVED BY THE BOARD OF DIRECTORS ON 17 JULY 2019, IN BOTH CASES UPON THE ANNULMENT OF ORDINARY SHARES AS NECESSARY TO BALANCE NUMBERS WITHOUT DECREASING THE STOCK CAPITAL, TO AMEND ART. 6 OF THE BY-LAWS, RESOLUTIONS RELATED THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI IM | T9471T106 | 23-Sep-19 | TO AMEND ART. 5 (SHAREHOLDERS AND AUDITORS’ DOMICILE), 11, 12, 13 (SHAREHOLDERS’ MEETING), 25, 26 AND 28 (BOARD OF DIRECTORS) OF THE BY-LAWS. RESOLUTIONS RELATED THERETO | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of New Shares to a Third Party or Third Parties (1) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (1) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (2) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (3) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (4) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (5) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (6) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (7) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of Share Acquisition Rights to a Third Party or Third Parties (8) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Approve Issuance of New Shares to a Third Party or Third Parties (2) | Management | Y | For | For | ||||||||
NEXON CO.,LTD. | 3659 JP | J4914X104 | 25-Sep-19 | Appoint a Director who is not Audit and Supervisory Committee Member Hongwoo Lee | Management | Y | For | For | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | COURT MEETING: Approve the scheme of arrangement. | Management | Y | For | For | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | Y | For | For | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | Y | For | For | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | Y | For | For | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | Extraordinary General Meeting: Approve, on a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | Y | For | For | ||||||||
ALLERGAN PLC | AGN | G0177J108 | 14-Oct-19 | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To receive the 2019 Financial Statements and Reports for BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To appoint Ernst & Young LLP as the auditor of BHP Group Plc and Ernst & Young as the auditor of BHP Group Limited | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To authorise the Risk and Audit Committee to agree the remuneration of the auditor of BHP Group Plc | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To approve the general authority to issue shares in BHP Group Plc | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To approve the authority to allot equity securities in BHP Group Plc for cash | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To authorise the repurchase of shares in BHP Group Plc | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To approve the Directors’ remuneration policy | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To approve the 2019 Remuneration Report other than the part containing the Directors’ remuneration policy | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To approve the 2019 Remuneration Report | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To approve the grant to the Executive Director | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To elect Ian Cockerill as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To elect Susan Kilsby as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Terry Bowen as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Malcolm Broomhead as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Anita Frew as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Andrew Mackenzie as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Lindsay Maxsted as a Director of BHP | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect John Mogford as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Shriti Vadera as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To re-elect Ken MacKenzie as a Director of BHP | Management | Y | For | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To amend the constitution of BHP Group Limited | Shareholder | Y | Against | For | ||||||||
BHP GROUP PLC | BBL | 05545E209 | 17-Oct-19 | To suspend memberships of Industry Associations that are involved in lobbying inconsistent with the goals of the Paris Agreement | Shareholder | Y | Against | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Rodney C. Adkins | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: William J. Amelio | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Carlo Bozotti | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Michael A. Bradley | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Brenda L. Freeman | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Jo Ann Jenkins | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Oleg Khaykin | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: James A. Lawrence | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Avid Modjtabai | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: Adalio T. Sanchez | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Election of Director: William H. Schumann III | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Advisory vote on executive compensation. | Management | Y | For | For | ||||||||
AVNET,INC. | AVT | 053807103 | 19-Nov-19 | Ratification of appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year ending June 27, 2020. | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G08932165 | 22-Nov-19 | APPROVE SPECIAL DIVIDEND AND SHARE CONSOLIDATION | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G08932165 | 22-Nov-19 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G08932165 | 22-Nov-19 | 06 NOV 2019: PLEASE NOTE THAT THE MEETING TYPE WAS CHANGED FROM EGM TO OGM.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: William H. Gates III | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Reid G. Hoffman | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Hugh F. Johnston | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Teri L. List-Stoll | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Satya Nadella | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Sandra E. Peterson | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Penny S. Pritzker | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Charles W. Scharf | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Arne M. Sorenson | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: John W. Stanton | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: John W. Thompson | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Emma Walmsley | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Election of Director: Padmasree Warrior | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Advisory vote to approve named executive officer compensation | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | Y | For | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Shareholder Proposal—Report on Employee Representation on Board of Directors | Shareholder | Y | Against | For | ||||||||
MICROSOFT CORPORATION | MSFT | 594918104 | 4-Dec-19 | Shareholder Proposal—Report on Gender Pay Gap | Shareholder | Y | Against | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RECEIVE AND ADOPT THE ACCOUNTS, THE DIRECTORS’ REPORT AND THE AUDITOR’S REPORT THEREON, AND THE AUDITABLE PART OF THE REMUNERATION REPORT | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO APPROVE THE REMUNERATION REPORT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO DECLARE A FINAL DIVIDEND: 100.0P PER ORDINARY 12.5P SHARE | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RE-ELECT MR P N HAMPDEN SMITH AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RE-ELECT MR J M HONEYMAN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RE-ELECT MR K D ADEY AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RE-ELECT MRS D N JAGGER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RE-ELECT MS J CASEBERRY AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO RE-ELECT MR I MCHOUL AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO REAPPOINT KPMG LLP AS THE AUDITOR OF THE COMPANY | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO EXCLUDE THE APPLICATION OF PRE-EMPTION RIGHTS TO THE ALLOTMENT OF EQUITY SECURITIES | Management | Y | Against | Against | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | SUBJECT TO THE APPROVAL OF RESOLUTION 13 TO FURTHER EXCLUDE THE APPLICATION OF PRE-EMPTION RIGHTS TO THE ALLOTMENT OF EQUITY SECURITIES | Management | Y | Against | Against | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO AUTHORISE MARKET PURCHASES OF THE COMPANY’S OWN ORDINARY SHARES | Management | Y | For | For | ||||||||
BELLWAY PLC | BWY LN | G09744155 | 10-Dec-19 | TO ALLOW THE COMPANY TO HOLD GENERAL MEETINGS (OTHER THAN AGMS) AT 14 DAYS’ NOTICE | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | FOLLOWING A REVIEW OF THE COMPANY’S AFFAIRS TO RECEIVE AND CONSIDER THE FINANCIAL STATEMENTS AND REPORTS | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO DECLARE A FINAL ORDINARY DIVIDEND: TO DECLARE A FINAL DIVIDEND OF 3.75 PENCE PER ORDINARY SHARE OF GBP 0.01 EACH FOR THE YEAR ENDED 27 SEPTEMBER 2019, PAYABLE TO THE HOLDERS THEREOF ON THE REGISTER AT 5.00 P.M. ON 03 JANUARY 2020 AND TO BE PAID ON 28 FEBRUARY 2020 | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RECEIVE AND CONSIDER THE ANNUAL REPORT ON REMUNERATION | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RECEIVE AND CONSIDER THE 2020 REMUNERATION POLICY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: GARY KENNEDY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: PATRICK COVENEY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: EOIN TONGE | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: SLY BAILEY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: HEATHER ANN MCSHARRY | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: HELEN ROSE | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO RE-APPOINT THE DIRECTOR: JOHN WARREN | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO CONSIDER THE CONTINUATION OF DELOITTE IRELAND LLP AS AUDITOR | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO AUTHORISE THE DIRECTORS TO FIX THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO AUTHORISE THE DIRECTORS TO ISSUE SHARES | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO AUTHORISE THE COMPANY TO MAKE MARKET PURCHASES OF THE COMPANY’S SHARES | Management | Y | For | For | ||||||||
GREENCORE GROUP PLC | GNC LN | G40866124 | 28-Jan-20 | TO AUTHORISE THE RE-ALLOTMENT OF TREASURY SHARES | Management | Y | For | For | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 31-Jan-20 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING. | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 31-Jan-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 31-Jan-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 31-Jan-20 | ELECTION OF 6 MEMBERS TO THE CORPORATE ASSEMBLY FOR A PERIOD OF OFFICE OF FOUR YEARS: TROND MOHN, BJORN EKNES, ASMUND SKAR, BORGHILD STORAAS ONES, JON OLAV HEGGESETH AND LARS MARTIN LUNDE | Management | Y | For | For | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 31-Jan-20 | ELECTION OF 2 DEPUTY MEMBERS TO THE CORPORATE ASSEMBLY FOR A PERIOD OF OFFICE OF FOUR YEARS: SIRI SCHWINGS BIRKELAND AND MAGNE ROAR SANGOLT | Management | Y | For | For | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 31-Jan-20 | 16 JAN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF NAMES-UNDER RESOLUTIONS 1 & 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: John Tyson | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Gaurdie E. Banister Jr. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Dean Banks | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Mike Beebe | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Mikel A. Durham | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Jonathan D. Mariner | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Kevin M. McNamara | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Cheryl S. Miller | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Jeffrey K. Schomburger | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Robert Thurber | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Barbara A. Tyson | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Election of Director: Noel White | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending October 3, 2020. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Shareholder proposal to request a report regarding the Company’s efforts to eliminate deforestation from its supply chains. | Shareholder | Y | Against | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Shareholder proposal to request a report disclosing the policy and procedures, expenditures, and other activities related to lobbying and grassroots lobbying communications. | Shareholder | Y | Against | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Shareholder proposal to require the preparation of a report on the Company’s due diligence process assessing and mitigating human rights impacts. | Shareholder | Y | Against | For | ||||||||
TYSON FOODS, INC. | TSN | 902494103 | 6-Feb-20 | Shareholder proposal to request the adoption of a policy requiring senior executive officers to retain a percentage of shares received through equity compensation programs. | Shareholder | Y | Against | For | ||||||||
CINEWORLD GROUP PLC | CINE LN | B15FWH7 | 11-Feb-20 | THAT, THE PROPOSED ACQUISITION OF THE ENTIRE ISSUED AND TO BE ISSUED SHARE CAPITAL OF CINEPLEX INC. (THE “ACQUISITION”) PURSUANT TO THE TERMS AND SUBJECT TO THE CONDITIONS CONTAINED IN THE ARRANGEMENT AGREEMENT DATED 15 DECEMBER 2019 BETWEEN THE COMPANY, 1232743 B.C. LTD. AND CINEPLEX INC. (THE “ACQUISITION AGREEMENT”) AND ALL OTHER AGREEMENTS AND ANCILLARY ARRANGEMENTS CONTEMPLATED BY THE ACQUISITION AGREEMENT BE AND ARE HEREBY APPROVED AND THAT THE DIRECTORS OF THE COMPANY (THE “DIRECTORS”) (OR ANY DULY CONSTITUTED COMMITTEE OF THE DIRECTORS) BE AND ARE HEREBY AUTHORISED TO TAKE ALL SUCH STEPS AS MAY BE NECESSARY, EXPEDIENT OR DESIRABLE IN RELATION THERETO AND TO CARRY THE SAME INTO EFFECT WITH SUCH MODIFICATIONS, VARIATIONS, REVISIONS OR AMENDMENTS (PROVIDED SUCH MODIFICATIONS, VARIATIONS OR AMENDMENTS ARE NOT OF A MATERIAL NATURE) AS THEY SHALL DEEM NECESSARY, EXPEDIENT OR DESIRABLE | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Peter K. Barker | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Mariann Byerwalter | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Gregory E. Johnson | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Jennifer M. Johnson | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Rupert H. Johnson, Jr. | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Anthony J. Noto | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Mark C. Pigott | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Laura Stein | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Seth H. Waugh | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | Election of Director: Geoffrey Y. Yang | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for the fiscal year ending September 30, 2020. | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | To approve the amendment and restatement of our 1998 Employee Stock Investment Plan, which includes increasing the number of shares of common stock authorized for issuance thereunder by 5,000,000 shares. | Management | Y | For | For | ||||||||
FRANKLIN RESOURCES, INC. | BEN | 354613101 | 11-Feb-20 | To approve, on an advisory basis, the compensation of our named executive officers. | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | CALLING THE MEETING TO ORDER | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | ELECTION OF PERSON TO SCRUTINIZE THE MINUTES AND PERSONS TO SUPERVISE THE-COUNTING OF VOTES | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | PRESENTATION OF THE ANNUAL ACCOUNTS, THE REPORT OF THE BOARD OF DIRECTORS AND-THE AUDITOR’S REPORT FOR THE YEAR 2019: REVIEW BY THE PRESIDENT AND CEO | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | ADOPTION OF THE ANNUAL ACCOUNTS | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS: THE BOARD OF DIRECTORS PROPOSES THAT FOR THE FINANCIAL YEAR 2019 A DIVIDEND OF EUR 1.6975 IS PAID FOR EACH CLASS A SHARE AND A DIVIDEND OF EUR 1.70 IS PAID FOR EACH CLASS B SHARE. THE DATE OF RECORD FOR DIVIDEND DISTRIBUTION IS PROPOSED TO BE 27 FEBRUARY 2020 AND THE DIVIDEND IS PROPOSED TO BE PAID ON 5 MARCH 2020 | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY | Management | Y | For | For |
ıIssuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | CONSIDERATION OF THE REMUNERATION POLICY FOR GOVERNING BODIES | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | 30 JAN 2020: PLEASE NOTE THAT RESOLUTION 11 TO 13 ARE PROPOSED BY NOMINATION-AND COMPENSATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON-THESE PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION ON THE REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | Abstain | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: THE NOMINATION AND COMPENSATION COMMITTEE OF THE BOARD DIRECTORS PROPOSES THAT THE NUMBER OF BOARD MEMBERS IS INCREASED TO BE NINE | Management | Y | Abstain | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS: THE NOMINATION AND COMPENSATION COMMITTEE OF THE BOARD OF DIRECTORS PROPOSES THAT MATTI ALAHUHTA, ANNE BRUNILA, ANTTI HERLIN, IIRIS HERLIN, JUSSI HERLIN, RAVI KANT, JUHANI KASKEALA AND SIRPA PIETIKAINEN ARE RE-ELECTED TO THE BOARD OF DIRECTORS AND SUSAN DUINHOVEN IS ELECTED AS A NEW MEMBER TO THE BOARD OF DIRECTORS | Management | Y | Abstain | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | AMENDING OF THE ARTICLES OF ASSOCIATION: THE BOARD OF DIRECTORS PROPOSES THAT THE ARTICLES OF ASSOCIATION ARE AMENDED BY UPDATING THE ARTICLE CONCERNING THE LINE OF BUSINESS OF THE COMPANY (2 SECTION) AND CHANGING THE ARTICLES CONCERNING THE AUDITING (7 SECTION AND 10 SECTION). BY AMENDING THE ARTICLES OF ASSOCIATION IN RESPECT OF AUDITING, THE COMPANY PREPARES FOR THE CHANGES REGARDING THE ELECTION OF THE AUDITOR AS FURTHER DESCRIBED IN ITEM 15 OF THIS NOTICE TO GENERAL MEETING. THE BOARD OF DIRECTORS’ PROPOSAL FOR AMENDING THE ARTICLES OF ASSOCIATION WITH RESPECT TO ARTICLES 2 SECTION, 7 SECTION AND 10 SECTION IS PRESENTED IN ANNEX 1 OF THIS NOTICE TO GENERAL MEETING | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION REGARDING AUDITING: RESOLUTION ON THE REMUNERATION OF THE AUDITOR FOR TERMS 2020-2021 | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION REGARDING AUDITING: RESOLUTION ON THE NUMBER OF AUDITORS FOR TERM 2020: THE BOARD OF DIRECTORS PROPOSES ON THE RECOMMENDATION OF THE BOARD’S AUDIT COMMITTEE THAT TWO AUDITORS ARE ELECTED FOR THE TERM COMMENCING ON 25 FEBRUARY 2020 AND ENDING AT THE CONCLUSION OF THE FOLLOWING ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION REGARDING AUDITING: RESOLUTION ON THE NUMBER OF AUDITORS FOR TERM 2021: THE BOARD OF DIRECTORS PROPOSES ON THE RECOMMENDATION OF THE BOARD’S AUDIT COMMITTEE THAT ONE AUDITOR IS ELECTED FOR THE TERM COMMENCING FROM 2021 ANNUAL GENERAL MEETING AND ENDING AT THE CONCLUSION OF THE FOLLOWING ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION REGARDING AUDITING: ELECTION OF AUDITOR FOR TERM 2020: THE BOARD OF DIRECTORS PROPOSES ON THE RECOMMENDATION OF THE BOARD’S AUDIT COMMITTEE THAT AUTHORIZED PUBLIC ACCOUNTANTS PRICEWATERHOUSECOOPERS OY AND JOUKO MALINEN ARE RE-ELECTED AS AUDITORS FROM THIS ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | RESOLUTION REGARDING AUDITING: ELECTION OF AUDITOR FOR TERM 2021: THE BOARD OF DIRECTORS PROPOSES ON THE RECOMMENDATION OF THE BOARD’S AUDIT COMMITTEE THAT AUDIT FIRM ERNST & YOUNG OY IS ELECTED AS THE AUDITOR FROM THE 2021 ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | AUTHORIZING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF OPTIONS AND OTHER SPECIAL RIGHTS ENTITLING TO SHARES | Management | Y | For | For | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
KONE OYJ | KNEBV FH | B09M9D2 | 25-Feb-20 | 30 JAN 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE-REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | APPROVAL OF THE OPERATING AND FINANCIAL REVIEW OF NOVARTIS AG, THE FINANCIAL STATEMENTS OF NOVARTIS AG AND THE GROUP CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2019 FINANCIAL YEAR | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | DISCHARGE FROM LIABILITY OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE EXECUTIVE COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | APPROPRIATION OF AVAILABLE EARNINGS OF NOVARTIS AG AS PER BALANCE SHEET AND DECLARATION OF DIVIDEND FOR 2019 | Management | Y | For | For |
ıIssuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | REDUCTION OF SHARE CAPITAL | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE BOARD OF DIRECTORS FROM THE 2020 ANNUAL GENERAL MEETING TO THE 2021 ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | BINDING VOTE ON THE MAXIMUM AGGREGATE AMOUNT OF COMPENSATION FOR THE EXECUTIVE COMMITTEE FOR THE FINANCIAL YEAR 2021 | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | ADVISORY VOTE ON THE 2019 COMPENSATION REPORT | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF JOERG REINHARDT AS MEMBER AND CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF NANCY C. ANDREWS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF TON BUECHNER AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF ELIZABETH DOHERTY AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF ANN FUDGE AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF FRANS VAN HOUTEN AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF ANDREAS VON PLANTA AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF CHARLES L. SAWYERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | ELECTION OF SIMON MORONEY AS MEMBER OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF PATRICE BULA AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF SRIKANT DATAR AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For |
ıIssuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF ENRICO VANNI AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF WILLIAM T. WINTERS AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | ELECTION OF BRIDGETTE HELLER AS MEMBER OF THE COMPENSATION COMMITTEE | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF THE STATUTORY AUDITOR: PRICEWATERHOUSECOOPERS AG | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | RE-ELECTION OF THE INDEPENDENT PROXY: LIC. IUR. PETER ANDREAS ZAHN, ATTORNEY AT LAW, BASEL | Management | Y | For | For | ||||||||
NOVARTIS AG | NOVN VX | H5820Q150 | 28-Feb-20 | GENERAL INSTRUCTIONS IN CASE OF ALTERNATIVE MOTIONS UNDER THE AGENDA ITEMS PUBLISHED IN THE INVITATION TO THE ANNUAL GENERAL MEETING, AND/OR OF MOTIONS RELATING TO ADDITIONAL AGENDA ITEMS ACCORDING TO ARTICLE 700 PARAGRAPH 3 OF THE SWISS CODE OF OBLIGATIONS. I/WE INSTRUCT THE INDEPENDENT PROXY TO VOTE AS FOLLOWS: (FOR = ACCORDING TO THE MOTION OF THE BOARD OF DIRECTORS, AGAINST = AGAINST ALTERNATIVE AND/OR ADDITIONAL MOTIONS, ABSTAIN = ABSTAIN FROM VOTING) | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | PLEASE BE AWARE THAT SPLIT VOTING IS NOT ALLOWED IN THE COLOMBIAN MARKET.-CLIENTS THAT OPERATE UNDER THE STRUCTURE OF ONE TAX ID (NIT) WITH MULTIPLE-ACCOUNTS ACROSS THE SAME OR DIFFERENT GLOBAL CUSTODIANS MUST ENSURE THAT ALL-INSTRUCTIONS UNDER THE SAME TAX ID ARE SUBMITTED IN THE SAME MANNER.-CONFLICTING INSTRUCTIONS UNDER THE SAME TAX ID EITHER WITH THE SAME GLOBAL-CUSTODIAN OR DIFFERENT CUSTODIANS WILL BE REJECTED. IF YOU HAVE ANY-QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | VERIFICATION OF THE QUORUM | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | READING AND APPROVAL OF THE AGENDA | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | ELECTION OF THE COMMITTEE TO COUNT THE VOTES AND APPROVE AND SIGN THE MINUTES | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | ANNUAL REPORT FROM THE BOARD OF DIRECTORS AND FROM THE PRESIDENT | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | CORPORATE GOVERNANCE REPORT | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | REPORT FROM THE AUDIT COMMITTEE | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | OPINIONS AND REPORT FROM THE AUDITOR | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | APPROVAL OF THE FINANCIAL STATEMENTS AND OF THE REPORTS FROM THE MANAGERS | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | PLAN FOR THE DISTRIBUTION OF PROFIT AND ESTABLISHMENT OF A RESERVE FOR THE SOCIAL BENEFIT | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | ELECTION OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM 2020 THROUGH 2022 | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | COMPENSATION FOR THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
BANCOLOMBIA S.A. | BCOLO | P1329P141 | 13-Mar-20 | ELECTION OF THE AUDITOR FOR THE PERIOD FROM 2020 THROUGH 2022 AND COMPENSATION | Management | Y | For | For |
ıIssuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 16-Mar-20 | Approve the Agreement and Plan of Merger by and among Cambridge Bancorp, Cambridge Trust Company, Wellesley Bancorp, Inc., and Wellesley Bancorp, Inc.’s wholly-owned subsidiary, Wellesley Bank, pursuant to which (i) Wellesley Bancorp, Inc. will merge with and into Cambridge Bancorp and (ii) Wellesley Bank will merge with and into Cambridge Trust Company, with Cambridge Trust Company as the surviving entity, and the other transactions contemplated thereby. | Management | Y | For | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 16-Mar-20 | A proposal to approve one or more adjournments of the special meeting, if necessary, to permit further solicitation of proxies if there are insufficient votes at the time of the special meeting, or at any adjournment or postponement of that meeting, to approve the merger proposal. | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | APPROVAL OF FINANCIAL STATEMENT | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | APPROVAL OF STATEMENT OF APPROPRIATION OF RETAINED EARNING | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: KARL THOMAS NEUMANN | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: JANG YEONG WU | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | ELECTION OF INSIDE DIRECTOR CANDIDATE: JEONG EUI SEON | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: KARL THOMAS NEUMANN | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: JANG YEONG WU | Management | Y | For | For | ||||||||
HYUNDAI MOBIS | 12330 KS | Y3849A109 | 18-Mar-20 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 18-Mar-20 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 18-Mar-20 | ELECTION OF INSIDE DIRECTOR: HAN JONG HEE | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 18-Mar-20 | ELECTION OF INSIDE DIRECTOR: CHOE YUN HO | Management | Y | For | For | ||||||||
SAMSUNG ELECTRONICS CO LTD | 005930 KS | Y74718100 | 18-Mar-20 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | APPROVAL OF FINANCIAL STATEMENT | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF INSIDE DIRECTOR CANDIDATE: LEE SEOK HUI | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF A NONPERMANENT DIRECTOR CANDIDATE: PARK JEONG HO | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: SIN CHANG HWAN | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF OUTSIDE DIRECTOR CANDIDATE: HAN AE RA | Management | Y | For | For |
ıIssuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: HA YEONG GU | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: SIN CHANG HWAN | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER CANDIDATE: HAN AE RA | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | APPROVAL OF ENDOWMENT OF STOCK PURCHASE OPTION | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | APPROVAL OF ENDOWMENT OF STOCK PURCHASE OPTION (UNREGISTERED DIRECTOR) | Management | Y | For | For | ||||||||
SK HYNIX, INC. | 000660 KS | Y8085F100 | 20-Mar-20 | APPROVAL OF AMENDMENT OF ARTICLES ON RETIREMENT ALLOWANCE FOR BOARD MEMBERS | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | APPROVAL OF FINANCIAL STATEMENT | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | APPROVAL OF PARTIAL AMENDMENT TO ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: LEE JAE HO | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER: LEE JAE HO | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | APPROVAL OF DIVISION PLAN | Management | Y | For | For | ||||||||
LG UPLUS CORP, SEOUL | 32640 KS | Y5293P102 | 20-Mar-20 | DETAILS OF PHYSICAL SPLIT OFF. AGM RECORD DATE: 31DEC19. AGM DATE: 20MAR20.-SPLIT OFF EFFECTIVE DATE: 01JUN20. EXISTING COMPANY: LG UPLUS CORP.-(KR7032640005) .NEW COMPANY: TOSS PAYMENTS CO., LTD. (TENTATIVE NAME,-UNLISTED). SINCE THIS IS A PHYSICAL SPLIT OFF, NO BUY BACK OFFER WILL BE-GIVEN. THERE WILL BE NO EFFECT TO THE EXISTING LG UPLUS CORP | Non-Voting | N | N/A | N/A | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | ELECTION OF INSIDE DIRECTOR: JU U JEONG | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: GIM DEOK JUNG | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: GIM DONG WON | Management | Y | For | For | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER: GIM DEOK JUNG | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 24-Mar-20 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | PLEASE NOTE THAT THIS IS AN INFORMATIONAL MEETING, AS THE ISIN DOES NOT HOLD-VOTING RIGHTS. SHOULD YOU WISH TO ATTEND THE MEETING PERSONALLY, YOU MAY-REQUEST A NON-VOTING ENTRANCE CARD. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | OPENING OF THE MEETING BY THE CHAIR OF THE GENERAL MEETING | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | LIST OF ATTENDING MEMBERS | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | ELECTION OF TWO PERSONS TO CO-SIGN THE MINUTES TOGETHER WITH THE CHAIRMAN | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | APPROVAL OF THE NOTICE AND THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | BRIEFING BY THE CEO ON THE STATUS OF THE BUSINESS: BRIEFING BY CEO JAN ERIK-KJERPESETH | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | ANNUAL REPORT AND ACCOUNTS 2019 | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | DONATIONS FOR THE PUBLIC BENEFIT | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | PROPOSAL FOR RENEWAL OF THE AUTHORISATION TO PURCHASE OWN EQUITY CERTIFICATES | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | PROPOSAL FOR AMENDMENT OF THE ARTICLES OF ASSOCIATION | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | ELECTION OF OFFICERS | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANKEN VEST AS | SVEG NO | R8323C107 | 24-Mar-20 | REMUNERATION OF OFFICERS | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE CHAIRMAN OF THE MEETING: MR SVEN UNGER | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ESTABLISHMENT AND APPROVAL OF THE LIST OF VOTERS | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF TWO PERSONS TO COUNTERSIGN THE MINUTES | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | DETERMINING WHETHER THE MEETING HAS BEEN DULY CALLED | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | A PRESENTATION OF THE ANNUAL ACCOUNTS AND AUDITORS’ REPORT, AS WELL AS THE-CONSOLIDATED ANNUAL ACCOUNTS AND THE AUDITORS’ REPORT FOR THE GROUP, FOR-2019. IN CONNECTION WITH THIS: A PRESENTATION OF THE PAST YEAR’S WORK BY THE-BOARD AND ITS COMMITTEES, A SPEECH BY THE GROUP CHIEF EXECUTIVE, A-PRESENTATION OF AUDIT WORK | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | RESOLUTIONS CONCERNING ADOPTION OF THE INCOME STATEMENT AND THE BALANCE SHEET, AS WELL AS THE CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | RESOLUTION ON THE ALLOCATION OF THE BANK’S PROFITS IN ACCORDANCE WITH THE ADOPTED BALANCE SHEET AND ALSO CONCERNING THE RECORD DAY: THE BOARD PROPOSES A DIVIDEND OF SEK 5.50 PER SHARE | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | RESOLUTION ON RELEASE FROM LIABILITY FOR THE MEMBERS OF THE BOARD AND THE GROUP CHIEF EXECUTIVE FOR THE PERIOD REFERRED TO IN THE FINANCIAL REPORTS | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | THE BOARD’S PROPOSAL FOR AUTHORISATION FOR THE BOARD TO RESOLVE ON ACQUISITION AND DIVESTMENT OF SHARES IN THE BANK | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | THE BOARD’S PROPOSAL FOR ACQUISITION OF SHARES IN THE BANK FOR THE BANK’S TRADING BOOK PURSUANT TO CHAPTER 7, SECTION 6 OF THE SWEDISH SECURITIES MARKET ACT | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | THE BOARD’S PROPOSAL REGARDING AUTHORISATION FOR THE BOARD TO RESOLVE ON ISSUANCE OF CONVERTIBLE TIER 1 CAPITAL INSTRUMENTS | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | PLEASE NOTE THAT RESOLUTIONS 14, 15, 16, 17.1 TO 17.9 AND 18 ARE PROPOSED BY-NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | DETERMINING THE NUMBER OF MEMBERS OF THE BOARD TO BE APPOINTED BY THE MEETING: NINE (9) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | DETERMINING THE NUMBER OF AUDITORS TO BE APPOINTED BY THE MEETING: TWO (2) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | DETERMINING FEES FOR BOARD MEMBERS AND AUDITORS | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: JON-FREDRIK BAKSAAS (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: HANS BIORCK (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: PAR BOMAN (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: KERSTIN HESSIUS (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: LISE KAAE (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: FREDRIK LUNDBERG (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: ULF RIESE (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: ARJA TAAVENIKU (NEW ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE BOARD MEMBER: CARINA AKERSTROM (RE-ELECTION, PROPOSED BY THE NOMINATION COMMITTEE) | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF THE CHAIRMAN OF THE BOARD: MR PAR BOMAN | Management | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | ELECTION OF AUDITORS: IN ACCORDANCE WITH THE AUDIT COMMITTEE’S RECOMMENDATION, THE NOMINATION COMMITTEE PROPOSES THAT THE MEETING RE-ELECT ERNST & YOUNG AB AND PRICEWATERHOUSECOOPERS AB (“PWC”) AS AUDITORS FOR THE PERIOD UNTIL THE END OF THE AGM TO BE HELD IN 2021. THESE TWO AUDITING COMPANIES HAVE ANNOUNCED THAT, SHOULD THEY BE ELECTED, THEY WILL APPOINT AS AUDITORS IN CHARGE MR JESPER NILSSON (AUTHORISED PUBLIC ACCOUNTANT) FOR ERNST & YOUNG AB AND MR JOHAN RIPPE (AUTHORISED PUBLIC ACCOUNTANT) FOR PWC | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | THE BOARD’S PROPOSAL CONCERNING GUIDELINES FOR REMUNERATION TO EXECUTIVE OFFICERS | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | THE BOARD’S PROPOSAL CONCERNING THE APPOINTMENT OF AUDITORS IN FOUNDATIONS WITHOUT OWN MANAGEMENT | Management | Y | For | For | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM A SHAREHOLDER CONCERNING AN AMENDMENT TO THE ARTICLES OF ASSOCIATION: SECTION 4 & SECTION 5 OF THE ARTICLES OF ASSOCIATION | Shareholder | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM A SHAREHOLDER CONCERNING WORKING TO ABOLISH THE DIFFERENT LEVELS OF VOTING RIGHTS FOR SHARES | Shareholder | Y | For | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM A SHAREHOLDER CONCERNING REPRESENTATION FOR SMALL AND MEDIUM-SIZED SHAREHOLDERS ON THE COMPANY’S BOARD AND NOMINATION COMMITTEE | Shareholder | Y | Against | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSAL FROM A SHAREHOLDER CONCERNING A SPECIAL EXAMINATION | Shareholder | Y | Against | N/A | ||||||||
SVENSKA HANDELSBANKEN AB | SHBA SS | W9112U104 | 25-Mar-20 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Izumiya, Naoki | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Koji, Akiyoshi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Katsuki, Atsushi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Hemmi, Yutaka | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Taemin Park | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Tanimura, Keizo | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Kosaka, Tatsuro | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Shingai, Yasushi | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Director Christina L. Ahmadjian | Management | Y | For | For | ||||||||
ASAHI GROUP HOLDINGS,LTD. | 2502 JP | J02100113 | 25-Mar-20 | Appoint a Corporate Auditor Nishinaka, Naoko | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | OPENING OF THE ANNUAL GENERAL MEETING | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF A CHAIRMAN FOR THE ANNUAL GENERAL MEETING: SVEN UNGER | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | DRAWING UP AND APPROVAL OF THE VOTING LIST | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | APPROVAL OF AGENDA | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF PERSONS TO VERIFY THE MINUTES | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | CONSIDERATION OF WHETHER THE ANNUAL GENERAL MEETING HAS BEEN DULY CONVENED | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | PRESENTATION OF ANNUAL REPORT AND AUDIT REPORT AS WELL AS CONSOLIDATED-ACCOUNTS AND AUDIT REPORT FOR THE GROUP | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ADDRESS BY THE PRESIDENT | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | MATTER OF ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET AND CONSOLIDATED INCOME STATEMENT AND CONSOLIDATED BALANCE SHEET FOR THE GROUP | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | RESOLUTION REGARDING DISTRIBUTION OF PROFITS: 6.25 PER SHARE | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | MATTER OF DISCHARGE OF THE BOARD MEMBERS AND THE PRESIDENT FROM LIABILITY | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | PLEASE NOTE THAT THE RESOLUTIONS 12, 13, 14.1 TO 14.9 AND 15 ARE PROPOSED BY-NOMINATION COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE-PROPOSALS. THE STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | DETERMINATION OF NUMBER OF BOARD MEMBERS AND DEPUTY MEMBERS: NINE MEMBERS AND NO DEPUTY MEMBERS | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | DETERMINATION OF FEE FOR THE BOARD MEMBERS | Management | Y | For | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: HANS STRABERG | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: HOCK GOH | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: ALRIK DANIELSON | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: RONNIE LETEN | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: BARB SAMARDZICH | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: COLLEEN REPPLIER | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: GEERT FOLLENS | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: HAKAN BUSKHE | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF BOARD MEMBER AND DEPUTY BOARD MEMBER: SUSANNA SCHNEEBERGER | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTORS: HANS STRABERG | Management | Y | For | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | THE BOARD OF DIRECTORS’ PROPOSAL FOR A RESOLUTION ON PRINCIPLES OF REMUNERATION FOR GROUP MANAGEMENT | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | THE BOARD OF DIRECTORS’ PROPOSAL FOR A RESOLUTION ON SKF’S PERFORMANCE SHARE PROGRAMME 2020 | Management | Y | For | For | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | PLEASE NOTE THAT THE RESOLUTION 18 IS PROPOSED BY NOMINATION COMMITTEE AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THIS PROPOSAL. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SKF AB | SKFB | W84237143 | 26-Mar-20 | RESOLUTION REGARDING NOMINATION COMMITTEE | Management | Y | For | N/A | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | APPROVAL OF FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF INSIDE DIRECTOR: JO YONG BYEONG | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF A NON-PERMANENT DIRECTOR: PHILIP AVRIL | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: BAK AN SUN | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: BAK CHEOL | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: YUN JAE WON | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: JIN HYEON DEOK | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: CHOE GYEONG ROK | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: HIRAKAWA YUKI | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER: YUN JAE WON | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER: I YUN JAE | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | Y | For | For | ||||||||
SHINHAN FINANCIAL GROUP CO LTD | 055550 KR | Y7749X101 | 26-Mar-20 | 06 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO REVISION IN DIRECTOR-NAME FOR RESOLUTION 3.2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | APPROVAL OF FINANCIAL STATEMENT | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: KOYOONSUNG | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: KIM MYUNGCHEOL | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | ELECTION OF OUTSIDE DIRECTOR: HONG HYUN JONG | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER: KO YOONSUNG | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | ELECTION OF AUDIT COMMITTEE MEMBER: KIM MYUNG CHEOL | Management | Y | For | For | ||||||||
KT&G CORPORATION | 033780 | Y49904108 | 31-Mar-20 | APPROVAL OF LIMIT OF REMUNERATION FOR DIRECTORS | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Daniel Ammann | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Pamela L. Carter | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Jean M. Hobby | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: George R. Kurtz | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Raymond J. Lane | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Ann M. Livermore | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Antonio F. Neri | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Charles H. Noski | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Raymond E. Ozzie | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Gary M. Reiner | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Patricia F. Russo | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Lip-Bu Tan | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Election of Director: Mary Agnes Wilderotter | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||
HEWLETT PACKARD ENTERPRISE COMPANY | HPE | 42824C109 | 1-Apr-20 | Stockholder proposal entitled: “Shareholder Approval of Bylaw Amendments”. | Shareholder | Y | Against | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.13 AND 2. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: AMY W. BRINKLEY | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: BRIAN C. FERGUSON | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: COLLEEN A. GOGGINS | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: JEAN-RENE HALDE | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: DAVID E. KEPLER | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: BRIAN M. LEVITT | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: ALAN N. MACGIBBON | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: KAREN E. MAIDMENT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: BHARAT B. MASRANI | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: IRENE R. MILLER | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: NADIR H. MOHAMED | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: CLAUDE MONGEAU | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | ELECTION OF DIRECTOR: S. JANE ROWE | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | APPOINTMENT OF AUDITOR NAMED IN THE MANAGEMENT PROXY CIRCULAR: ERNST & YOUNG LLP | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE REPORT OF THE HUMAN RESOURCES COMMITTEE AND APPROACH TO EXECUTIVE COMPENSATION SECTIONS OF THE MANAGEMENT PROXY CIRCULAR | Management | Y | For | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BANK DISCLOSE THE COMPENSATION RATIO (EQUITY RATIO) USED BY THE COMPENSATION COMMITTEE IN ITS COMPENSATION DETERMINATION EXERCISE | Shareholder | Y | Against | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: IT IS PROPOSED THAT THE BANK SET A TARGET OF MORE THAN 40% FOR THE COMPOSITION OF ITS BOARD OF DIRECTORS FOR THE NEXT FIVE YEARS | Shareholder | Y | Against | For | ||||||||
THE TORONTO-DOMINION BANK | TD CN | 891160509 | 2-Apr-20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TARGETS FOR REDUCTION OF GREENHOUSE GAS EMISSIONS VIA UNDERWRITING AND LENDING ACTIVITIES | Shareholder | Y | Against | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 368359 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 12 MAY 2020. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS WILL-REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PRESENTATION OF THE REPORT OF THE BOARD OF DIRECTORS | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PROPOSAL TO GRANT AN AUTHORISED CAPITAL FOR THE AMOUNT OF EUR 158,000,000 | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PROPOSAL TO APPROVE THE REPLACEMENT OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PROPOSAL TO APPROVE THE DECISION TO AUTHORISE THE COMPANY TO ACQUIRE ITS OWN SHARES | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PROPOSAL TO APPROVE THE AMENDMENT OF THE TEXT OF ARTICLE 37 OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 3-Apr-20 | PROPOSAL TO APPROVE THE DECISION TO REPLACE THE CURRENT TEXT OF THE ARTICLES OF ASSOCIATION, IN RELATION TO THE FRENCH VERSION AS WELL AS THE DUTCH VERSION, WITH A NEW TEXT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RECEIVE AND CONSIDER THE ACCOUNTS FOR THE YEAR ENDED 31 DECEMBER 2019 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO DECLARE A FINAL DIVIDEND: 35.8P PER ORDINARY SHARE | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT PETER VENTRESS AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT FRANK VAN ZANTEN AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT RICHARD HOWES AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT VANDA MURRAY AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT LLOYD PITCHFORD AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT STEPHAN NANNINGA AS A DIRECTOR | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS TO HOLD OFFICE FROM THE CONCLUSION OF THIS YEAR’S AGM UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO AUTHORISE THE DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY AS SET OUT ON PAGES 88 TO 97 (INCLUSIVE) OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT AS SET OUT ON PAGES 85 TO 113 (INCLUSIVE) (EXCLUDING THE DIRECTORS’ REMUNERATION POLICY AS SET OUT ON PAGES 88 TO 97 (INCLUSIVE)) OF THE ANNUAL REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | AUTHORITY TO ALLOT ORDINARY SHARES | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | SPECIFIC AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS IN CONNECTION WITH AN ACQUISITION OR SPECIFIED CAPITAL INVESTMENT | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | PURCHASE OF OWN ORDINARY SHARES | Management | Y | For | For | ||||||||
BUNZL PLC | BNZL LN | G16968110 | 15-Apr-20 | NOTICE OF GENERAL MEETINGS | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RECEIVE THE DIRECTORS’ REPORT, STRATEGIC REPORT, REMUNERATION COMMITTEE REPORT, INDEPENDENT AUDITOR’S REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO DECLARE DUE AND PAYABLE ON 15 MAY 2020 A FINAL DIVIDEND OF 3.80 PENCE PER-ORDINARY SHARE OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 TO-SHAREHOLDERS ON THE REGISTER AT CLOSE OF BUSINESS ON 3 APRIL 2020 | Non-Voting | N | N/A | N/A | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO DECLARE DUE AND PAYABLE ON 10 JULY 2020 A SPECIAL DIVIDEND OF 10.99 PENCE-PER ORDINARY SHARE OF THE COMPANY TO SHAREHOLDERS ON THE REGISTER AT CLOSE OF-BUSINESS ON 5 JUNE 2020 | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO ELECT AS A DIRECTOR, IRENE DORNER | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, PETE REDFERN | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, CHRIS CARNEY | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, JENNIE DALY | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, KATE BARKER DBE | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, GWYN BURR | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, ANGELA KNIGHT CBE | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO ELECT AS A DIRECTOR, ROBERT NOEL | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-ELECT AS A DIRECTOR, HUMPHREY SINGER | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | SUBJECT TO THE PASSING OF RESOLUTION 13, TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR ON BEHALF OF THE BOARD | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT THE BOARD BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO ALLOT SHARES IN THE COMPANY AND TO GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: A. UP TO A NOMINAL AMOUNT OF GBP 10,945,757 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH B BELOW, IN EXCESS OF GBP 10,945,757); AND B. COMPRISING EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) UP TO A NOMINAL AMOUNT OF GBP 21,891,515 (SUCH AMOUNT TO BE REDUCED BY ANY ALLOTMENTS OR GRANTS MADE UNDER PARAGRAPH A ABOVE) IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE: I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER, SUCH AUTHORITIES TO APPLY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 22 JULY 2021) BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS DURING THIS PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES TO BE GRANTED AFTER THE AUTHORITY ENDS; AND THE BOARD MAY ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR CONVERT SECURITIES INTO SHARES UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT ENDED | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT IF RESOLUTION 15 IS PASSED, THE BOARD BE GIVEN POWER TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN BY THAT RESOLUTION AND / OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE LIMITED: A. TO THE ALLOTMENT OF EQUITY SECURITIES AND SALE OF TREASURY SHARES IN CONNECTION WITH AN OFFER OF, OR INVITATION TO APPLY FOR, EQUITY SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH B OF RESOLUTION 15, BY WAY OF A RIGHTS ISSUE ONLY): I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES, AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES, OR AS THE BOARD OTHERWISE CONSIDERS NECESSARY, AND SO THAT THE BOARD MAY IMPOSE ANY LIMITS OR RESTRICTIONS AND MAKE ANY ARRANGEMENTS WHICH IT CONSIDERS NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTERS; AND B. IN THE CASE OF THE AUTHORITY GRANTED UNDER PARAGRAPH A OF RESOLUTION 15 AND / OR IN THE CASE OF ANY SALE OF TREASURY SHARES, TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN UNDER PARAGRAPH A ABOVE) UP TO A NOMINAL AMOUNT OF GBP 1,641,863. SUCH POWER TO APPLY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 22 JULY 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT IF RESOLUTION 15 IS PASSED, THE BOARD BE GIVEN THE POWER IN ADDITION TO ANY POWER GRANTED UNDER RESOLUTION 16 TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GRANTED UNDER PARAGRAPH A OF RESOLUTION 15 AND / OR TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH POWER TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL AMOUNT OF GBP 1,641,863; AND B. USED ONLY FOR THE PURPOSES OF FINANCING A TRANSACTION WHICH THE BOARD DETERMINES TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE OR FOR THE PURPOSES OF REFINANCING SUCH A TRANSACTION WITHIN SIX MONTHS OF ITS TAKING PLACE. SUCH POWER TO APPLY UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY (OR, IF EARLIER, UNTIL THE CLOSE OF BUSINESS ON 22 JULY 2021) BUT, IN EACH CASE, DURING THIS PERIOD THE COMPANY MAY MAKE OFFERS, AND ENTER INTO AGREEMENTS, WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE POWER ENDS AND THE BOARD MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE POWER HAD NOT ENDED | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT THE COMPANY BE AUTHORISED FOR THE PURPOSES OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF THE ORDINARY SHARES OF 1 PENCE EACH OF THE COMPANY (ORDINARY SHARES), PROVIDED THAT: A. THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORISED TO BE PURCHASED SHALL BE 328,372,733; B. THE MINIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR ORDINARY SHARES IS 1 PENCE PER ORDINARY SHARE; C. THE MAXIMUM PRICE (EXCLUSIVE OF EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS THE HIGHEST OF: I. AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE (AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST) FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DATE ON WHICH SUCH ORDINARY SHARE IS PURCHASED; AND II. THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST INDEPENDENT BID ON THE TRADING VENUES WHERE THE PURCHASE IS CARRIED OUT; D. THE AUTHORITY HEREBY CONFERRED SHALL EXPIRE AT THE EARLIER OF THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AND 22 OCTOBER 2021 UNLESS SUCH AUTHORITY IS RENEWED PRIOR TO SUCH TIME; AND E. THE COMPANY MAY MAKE CONTRACTS TO PURCHASE ORDINARY SHARES UNDER THE AUTHORITY HEREBY CONFERRED PRIOR TO THE EXPIRY OF SUCH AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF SUCH AUTHORITY, AND MAY PURCHASE ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACTS, AS IF THE AUTHORITY CONFERRED BY THIS RESOLUTION HAD NOT EXPIRED | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019, AS SET OUT ON PAGES 106 TO 131 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, BE APPROVED IN ACCORDANCE WITH SECTION 439 OF THE COMPANIES ACT 2006 | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT THE DIRECTORS’ REMUNERATION POLICY, THE FULL TEXT OF WHICH IS SET OUT ON PAGES 115 TO 117 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, BE APPROVED IN ACCORDANCE WITH SECTION 439A OF THE COMPANIES ACT 2006, TO TAKE EFFECT FROM THE DATE OF THIS ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT IN ACCORDANCE WITH SECTIONS 366 AND 367 OF THE COMPANIES ACT 2006, THE COMPANY AND ALL COMPANIES WHICH ARE ITS SUBSIDIARIES WHEN THIS RESOLUTION IS PASSED ARE AUTHORISED TO: A. MAKE POLITICAL DONATIONS TO POLITICAL PARTIES AND / OR INDEPENDENT ELECTION CANDIDATES NOT EXCEEDING GBP 250,000 IN AGGREGATE; B. MAKE POLITICAL DONATIONS TO POLITICAL ORGANISATIONS OTHER THAN POLITICAL PARTIES NOT EXCEEDING GBP 250,000 IN AGGREGATE; AND C. INCUR POLITICAL EXPENDITURE NOT EXCEEDING GBP 250,000 IN AGGREGATE, DURING THE PERIOD BEGINNING WITH THE DATE OF PASSING THIS RESOLUTION AND THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. FOR THE PURPOSES OF THIS RESOLUTION THE TERMS ‘POLITICAL DONATIONS’, ‘POLITICAL PARTIES’, ‘INDEPENDENT ELECTION CANDIDATES’, ‘POLITICAL ORGANISATIONS’ AND ‘POLITICAL EXPENDITURE’ HAVE THE MEANINGS GIVEN BY SECTIONS 363 TO 365 OF THE COMPANIES ACT 2006 | Management | Y | Against | Against | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING OF THE COMPANY MAY CONTINUE TO BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
TAYLOR WIMPEY PLC | TW LN | G86954107 | 23-Apr-20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 372754 DUE TO DELETION OF-RESOLUTION 2 AND 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 384749 DUE TO CHANGE IN-SEQUENCE OF RESOLUTION 9. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE-REINSTRUCT ON THIS MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE-EXTENSIONS ARE NOT GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND-YOUR VOTE INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE-ENSURE VOTING IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS-SOON AS POSSIBLE ON THIS NEW AMENDED MEETING. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | THE CHAIR OF THE BOARD OPENS THE GENERAL MEETING | Non-Voting | N | N/A | N/A | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | APPROVAL OF THE NOTICE AND AGENDA | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTION OF ONE PERSON TO SIGN THE GENERAL MEETING MINUTES TOGETHER WITH THE CHAIR OF THE MEETING | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS AND ANNUAL REPORT FOR 2019 | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | CORPORATE GOVERNANCE OF SPAREBANK 1 SR-BANK | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | APPROVAL OF THE AUDITOR’S FEES | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | DECLARATION FROM THE BOARD OF DIRECTORS CONCERNING THE REMUNERATION OF EXECUTIVE PERSONNEL | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTIONS TO THE BOARD: DAG MEJDELL, CHAIR OF THE BOARD | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTIONS TO THE BOARD: INGRID RIDDERVOLL LORANGE | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTIONS TO THE BOARD: TRINE SAETHER ROMULD | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTION TO THE NOMINATION COMMITTEE: PER SEKSE, CHAIR | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTION TO THE NOMINATION COMMITTEE: KIRSTI TONNESEN | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTION TO THE NOMINATION COMMITTEE: GUNN-JANE HALAND | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTION TO THE NOMINATION COMMITTEE: TORE HEGGHEIM | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | ELECTION TO THE NOMINATION COMMITTEE: TORBJORN GJELSTAD | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | AMENDMENT TO ARTICLES OF ASSOCIATION | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | AUTHORITY TO ACQUIRE THE BANK’S OWN SHARES, AND USE THE BANK’S SHARES AS SECURITY FOR BORROWING | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | AUTHORITY TO ISSUE HYBRID TIER 1 SECURITIES AND SUBORDINATED NOTES | Management | Y | For | For | ||||||||
SPAREBANK 1 SR-BANK ASA | SRBANK NO | R8170W115 | 23-Apr-20 | AUTHORITY FOR THE BOARD TO INCREASE SHARE CAPITAL BY ISSUING NEW SHARES | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: William L. Atwell | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: John R. Ciulla | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: Elizabeth E. Flynn | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: E. Carol Hayles | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: Linda H. Ianieri | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: Laurence C. Morse | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: Karen R. Osar | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: Mark Pettie | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | Election of Director to serve for one year term: Lauren C. States | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | To approve, on a non-binding, advisory basis, the compensation of the named executive officers of the Company (Proposal 2). | Management | Y | For | For | ||||||||
WEBSTER FINANCIAL CORPORATION | WBS | 947890109 | 23-Apr-20 | To ratify the appointment by the Board of Directors of KPMG LLP as the independent registered public accounting firm of Webster Financial Corporation for the fiscal year ending December 31, 2020 (Proposal 3). | Management | Y | For | For | ||||||||
FIRST DEFIANCE FINANCIAL CORP. | FDEF | 32006W106 | 28-Apr-20 | DIRECTOR | Management | Y | For | For | ||||||||
FIRST DEFIANCE FINANCIAL CORP. | FDEF | 32006W106 | 28-Apr-20 | To consider and approve on a non-binding advisory basis the compensation of First Defiance’s named executive officers. | Management | Y | For | For | ||||||||
FIRST DEFIANCE FINANCIAL CORP. | FDEF | 32006W106 | 28-Apr-20 | To consider and vote on a proposal to ratify the appointment of Crowe LLP as the independent registered public accounting firm for First Defiance for the fiscal year 2020. | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | BLOCKING PROCESSES VARY ACCORDING TO THE LOCAL SUB-CUSTODIAN’S PRACTICES.-REGISTERED SHARES WILL BE DE-REGISTERED WHEN THERE IS TRADING ACTIVITY, OR AT-THE DE-REGISTRATION DATE, THOUGH THE SHARE REGISTER MAY BE UPDATED EITHER AT-THIS POINT, OR AFTER THE MEETING DATE.IF YOU WISH TO DELIVER/SETTLE A VOTED-POSITION BEFORE THE DE-REGISTRATION DATE, PLEASE CONTACT YOUR BROADRIDGE-CLIENT SERVICE REPRESENTATIVE FOR FURTHER INFORMATION | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | N | N/A | N/A | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 9.80 PER SHARE | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | ELECT CARSTEN SPOHR TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OR CANCELLATION OF REPURCHASED SHARES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | APPROVE ISSUANCE OF WARRANTS/BONDS WITH WARRANTS ATTACHED/CONVERTIBLE BONDS WITH PARTIAL EXCLUSION OF PREEMPTIVE RIGHTS UP TO AGGREGATE NOMINAL AMOUNT OF EUR 5 BILLION APPROVE CREATION OF EUR 117 MILLION POOL OF CAPITAL TO GUARANTEE CONVERSION RIGHTS | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AKTIENG | MUV2 GR | D55535104 | 29-Apr-20 | AMEND ARTICLES RE: EDITORIAL CHANGES | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Approval of an amendment to the company’s Restated Certificate of Incorporation to phase out the classified Board of Directors. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Election of Class III Director: Steven A. Davis (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Election of Class III Director: J. Michael Stice (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Election of Class III Director: John P. Surma (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Election of Class III Director: Susan Tomasky (One-year term expiring in 2021 if Item 1 is approved, or three year term expiring in 2023 if Item 1 is not approved). | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Ratification of the selection of PricewaterhouseCoopers LLP as the company’s independent auditor for 2020. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Approval, on an advisory basis, of the company’s named executive officer compensation. | Management | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Shareholder proposal seeking simple majority vote provisions. | Shareholder | Y | For | For | ||||||||
MARATHON PETROLEUM CORPORATION | MPC | 56585A102 | 29-Apr-20 | Shareholder proposal seeking a report on integrating community impacts into the company’s executive compensation program. | Shareholder | Y | Against | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.12 AND 2. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: DOUGLAS ARNELL | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: JAMES BERTRAM | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: PHILLIP COOK | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: PAUL DOBSON | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: JOHN FLOREN | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: MAUREEN HOWE | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: ROBERT KOSTELNIK | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: LESLIE O’DONOGHUE | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: JANICE RENNIE | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: KEVIN RODGERS | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: MARGARET WALKER | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO ELECT THE FOLLOWING PERSON AS DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE SOONER OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THEIR CEASING TO HOLD OFFICE: BENITA WARMBOLD | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | TO RE-APPOINT KPMG LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE COMPANY FOR THE ENSUING YEAR AND AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
METHANEX CORP | MEOH | 59151K108 | 30-Apr-20 | THE ADVISORY RESOLUTION ACCEPTING THE COMPANY’S APPROACH TO EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING INFORMATION CIRCULAR | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Richard D. Fairbank | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Aparna Chennapragada | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Ann Fritz Hackett | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Peter Thomas Killalea | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Cornelis “Eli” Leenaars | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Pierre E. Leroy | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Francois Locoh-Donou | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Peter E. Raskind | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Eileen Serra | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Mayo A. Shattuck III | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Bradford H. Warner | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Election of Director: Catherine G. West | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Ratification of the selection of Ernst & Young LLP as independent registered public accounting firm of Capital One for 2020. | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Advisory approval of Capital One’s 2019 Named Executive Officer compensation. | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Approval of amendments to Capital One’s Restated Certificate of Incorporation to allow stockholder to act by written consent. | Management | Y | For | For | ||||||||
CAPITAL ONE FINANCIAL CORPORATION | COF | 14040H105 | 30-Apr-20 | Stockholder proposal regarding an independent Board chairman, if properly presented at the meeting. | Shareholder | Y | Against | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | N | N/A | N/A | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE MANAGEMENT AND THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | ALLOCATION OF INCOME AND SETTING OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | OPTION FOR THE PAYMENT IN SHARES OF ALL OR PART OF THE DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE STATUTORY AUDITORS’ SPECIAL REPORT REFERRED TO IN ARTICLE L. 225-40 OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR EXECUTIVE CORPORATE OFFICERS | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS IN ACCORDANCE WITH ARTICLE L. 225-37-3 I. OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING 2019 OR ALLOCATED FOR 2019 TO MR. CONRAD KEIJZER | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING 2019 OR ALLOCATED FOR 2019, TO MR. GILLES MICHEL | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ALL KINDS PAID DURING THE LAST FINANCIAL YEAR OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. PATRICK KRON | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | RATIFICATION OF THE APPOINTMENT OF MR. PATRICK KRON AS DIRECTOR AS A REPLACEMENT FOR MR. GILLES MICHEL, WHO RESIGNED | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | RENEWAL OF THE TERM OF OFFICE OF MR. ALDO CARDOSO AS DIRECTOR | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | RENEWAL OF THE TERM OF OFFICE OF MR. PAUL DESMARAIS III AS DIRECTOR | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | RENEWAL OF THE TERM OF OFFICE OF MR. COLIN HALL AS DIRECTOR | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPOINTMENT OF MRS. ANNETTE MESSEMER AS DIRECTOR | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | APPOINTMENT OF MRS. VERONIQUE SAUBOT AS DIRECTOR | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | AUTHORIZATION TO THE BOARD OF DIRECTORS FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF A PUBLIC OFFERING, EXCLUDING THE OFFERS REFERRED TO IN ARTICLE L.411-2 1 DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE AND PROVIDED FOR IN THE TWENTIETH RESOLUTION | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS IMMEDIATELY OR IN THE FUTURE TO THE CAPITAL, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN OFFER TO QUALIFIED INVESTORS OR A LIMITED CIRCLE OF INVESTORS REFERRED TO IN ARTICLE L. 411-2 1 DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | OVERALL LIMITATION OF THE NOMINAL AMOUNT OF CAPITAL INCREASES AND ISSUES OF DEBT SECURITIES THAT MAY RESULT FROM THE PREVIOUS DELEGATIONS AND AUTHORIZATIONS | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO GRANT TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, OR TO CERTAIN CATEGORIES OF THEM, OPTIONS TO SUBSCRIBE FOR OR PURCHASE SHARES OF THE COMPANY | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH FREE ALLOCATIONS OF SHARES OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND ITS SUBSIDIARIES, OR CERTAIN CATEGORIES OF THEM | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE SHARE CAPITAL BY ISSUING SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL RESERVED FOR MEMBERS OF A COMPANY SAVINGS PLAN OF THE COMPANY OR OF ITS GROUP, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | STATUTORY AMENDMENTS | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | 10 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF ALL RESOLUTIONS AND ADDITION OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR-VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
IMERYS | NK FP | F49644101 | 4-May-20 | 10 APR 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202004102000869-44 | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL. | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE. | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORTS: PRESENTATION OF-THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2019 FINANCIAL YEAR WITH-THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL STATEMENTS AND GROUP-ANNUAL REPORT | Non-Voting | N | N/A | N/A | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 1,377,000,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 4 PER DIVIDEND-ENTITLED NO-PAR SHARE PAYMENT OF A SPECIAL DIVIDEND OF EUR 1.50 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 713,715,763 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: MAY 7, 2020 PAYABLE DATE: MAY 11, 2020 | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | RATIFICATION OF THE ACTS OF THE BOARD OF MDS | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF ITS SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE MAY 5, 2025. THE BOARD OF MDS SHALL BE AUTHORIZED TO USE THE SHARES FOR ALL LEGALLY PERMISSIBLE PURPOSES, ESPECIALLY TO RETIRE THE SHARES, TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO DISPOSE OF THE SHARES IN A MANNER OTHER THAN THE STOCK EXCHANGE OR A RIGHTS OFFERING IF THEY ARE SOLD AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, TO USE THE SHARES FOR SATISFYING CONVERSION AND OPTION RIGHTS, AND TO OFFER THE SHARES TO EMPLOYEES OF THE COMPANY OR AFFILIATED COMPANIES WITHIN THE SCOPE OF EMPLOYEE PARTICIPATION PROGRAMS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HANNOVER RUECK SE | HNR1 GR | D3015J135 | 6-May-20 | RESOLUTION ON THE AUTHORIZATION TO USE DERIVATIVES FOR THE ACQUISITION OF OWN SHARES SUPPLEMENTARY TO ITEM 5 OF THIS AGENDA, THE COMPANY SHALL BE AUTHORIZED TO USE CALL AND PUT OPTIONS FOR THE PURPOSE OF ACQUIRING OWN SHARES | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | ELECTION OF CHAIRMAN OF THE MEETING: ALF GORANSSON | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | ELECTION OF ONE OR TWO PERSON(S) TO APPROVE THE MINUTES | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | DETERMINATION OF COMPLIANCE WITH THE RULES OF CONVOCATION | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | PRESENTATION OF: THE ANNUAL REPORT AND THE AUDITOR’S REPORT AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE GROUP AUDITOR’S REPORT | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | PRESENTATION OF: THE STATEMENT BY THE AUDITOR ON THE COMPLIANCE WITH THE-GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT APPLICABLE SINCE THE LAST AGM | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | RESOLUTIONS REGARDING: ADOPTION OF THE STATEMENT OF INCOME AND THE BALANCE SHEET AND THE CONSOLIDATED STATEMENT OF INCOME AND THE CONSOLIDATED BALANCE SHEET AS PER 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | RESOLUTIONS REGARDING: APPROPRIATION OF THE COMPANY’S PROFIT ACCORDING TO THE ADOPTED BALANCE SHEET: THE BOARD OF DIRECTORS PROPOSES THAT NO DIVIDEND IS TO BE DISTRIBUTED FOR THE FINANCIAL YEAR 2019, AND THAT THE FUNDS AVAILABLE FOR DISTRIBUTION OF SEK 4,781,472,834, INCLUDING THIS YEAR’S PROFIT OF SEK 691,727,422, IS CARRIED FORWARD | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | RESOLUTIONS REGARDING: DISCHARGE OF THE BOARD OF DIRECTORS AND THE PRESIDENT FROM LIABILITY FOR THE FINANCIAL YEAR 2019 | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | PLEASE NOTE THAT RESOLUTIONS 9 TO 12 ARE PROPOSED BY NOMINATION COMMITTEE AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | DETERMINATION OF THE NUMBER OF BOARD MEMBERS: SIX | Management | Y | For | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | DETERMINATION OF FEES TO BOARD MEMBERS AND AUDITOR | Management | Y | For | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | ELECTION OF BOARD MEMBERS AND AUDITOR: THE NOMINATION COMMITTEE PROPOSES RE-ELECTION OF THE BOARD MEMBERS ALF GORANSSON, LARS BLECKO, JOHAN LUNDBERG, JAN SVENSSON AND CECILIA DAUN WENNBORG, AND NEW ELECTION OF JEANETTE ALMBERG FOR THE PERIOD UP TO AND INCLUDING THE AGM 2021, WITH ALF GORANSSON AS CHAIRMAN OF THE BOARD. INGRID BONDE HAS DECLINED RE-ELECTION. THE ACCOUNTING FIRM DELOITTE AB IS PROPOSED FOR RE-ELECTION FOR A PERIOD OF MANDATE OF ONE YEAR, IN ACCORDANCE WITH THE RECOMMENDATION OF THE AUDIT COMMITTEE. IN THE EVENT THAT DELOITTE AB IS ELECTED, THE ACCOUNTING FIRM HAS INFORMED THAT THE AUTHORIZED PUBLIC ACCOUNTANT PETER EKBERG WILL BE AUDITOR IN CHARGE | Management | Y | For | N/A | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | RESOLUTION ON INSTRUCTIONS FOR APPOINTMENT OF THE NOMINATION COMMITTEE AND THE NOMINATION COMMITTEE’S ASSIGNMENT | Management | Y | For | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | DETERMINATION OF GUIDELINES FOR REMUNERATION TO GROUP MANAGEMENT | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | RESOLUTION ON THE IMPLEMENTATION OF AN INCENTIVE SCHEME, INCLUDING HEDGING MEASURES THROUGH THE CONCLUSION OF A SHARE SWAP AGREEMENT | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | RESOLUTION ON AMENDMENTS IN THE ARTICLES OF ASSOCIATION: PROPOSED WORDING SECTION 5, PROPOSED WORDING SECTION 9 PARA. 1, PROPOSED WORDING SECTION 12 (SECTION 13 OF THE CURRENT ARTICLES OF ASSOCIATION) AND PROPOSED WORDING SECTION 1 (UNAMENDED) | Management | Y | For | For | ||||||||
LOOMIS AB | LOOMB SS | W5650X104 | 6-May-20 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Rudy F. deLeon | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Cecil D. Haney | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Mark M. Malcolm | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: James N. Mattis | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Phebe N. Novakovic | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: C. Howard Nye | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: William A. Osborn | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Catherine B. Reynolds | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Laura J. Schumacher | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: John G.Stratton | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Election of Director: Peter A. Wall | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Advisory Vote on the Selection of Independent Auditors | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Advisory Vote to approve Executive Compensation | Management | Y | For | For | ||||||||
GENERAL DYNAMICS CORPORATION | GD | 369550108 | 6-May-20 | Shareholder Proposal to reduce the ownership threshold required to call a Special Shareholder meeting | Shareholder | Y | Against | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO RECEIVE THE AUDITED FINANCIAL STATEMENTS OF MONDI PLC FOR THE YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE AUDIT COMMITTEE, THE DIRECTORS AND THE AUDITORS OF MONDI PLC | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY OF MONDI PLC AS SET OUT ON PAGES 123 TO 131 OF THE MONDI GROUP INTEGRATED REPORT AND FINANCIAL STATEMENTS 2019 | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO APPROVE THE DIRECTORS’ REMUNERATION REPORT OF MONDI PLC, OTHER THAN THE PART CONTAINING THE DIRECTORS’ REMUNERATION POLICY, FOR THE YEAR ENDED 31 DECEMBER 2019 AS SET OUT ON PAGES 132 TO 143 OF THE MONDI GROUP INTEGRATED REPORT AND FINANCIAL STATEMENTS 2019 | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO DECLARE A FINAL DIVIDEND OF 55.72 EURO CENTS PER ORDINARY SHARE IN MONDI PLC FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO ELECT ENOCH GODONGWANA AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO ELECT PHILIP YEA AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO RE-ELECT TANYA FRATTO AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO RE-ELECT STEPHEN HARRIS AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO RE-ELECT ANDREW KING AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO RE-ELECT DOMINIQUE REINICHE AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO RE-ELECT STEPHEN YOUNG AS A DIRECTOR OF MONDI PLC IN ACCORDANCE WITH THE PROVISIONS OF THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF MONDI PLC TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO BE HELD IN 2021 | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF PRICEWATERHOUSECOOPERS LLP | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | THAT THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED PURSUANT TO AND IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF MONDI PLC TO ALLOT SHARES OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES UP TO AN AGGREGATE NOMINAL AMOUNT OF EUR 4,855,537.80. SUCH AUTHORITY TO APPLY IN SUBSTITUTION FOR ALL PREVIOUS AUTHORITIES PURSUANT TO SECTION 551 OF THE COMPANIES ACT 2006 AND TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING TO BE HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021, BUT SO THAT MONDI PLC MAY MAKE OFFERS OR ENTER INTO AGREEMENTS DURING THE RELEVANT PERIOD WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | THAT, SUBJECT TO THE PASSING OF RESOLUTION 14, THE DIRECTORS BE AUTHORISED TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH UNDER THE AUTHORITY GIVEN IN RESOLUTION 14 AND/OR TO SELL ORDINARY SHARES HELD BY MONDI PLC AS TREASURY SHARES FOR CASH AS IF SECTION 561 OF THE COMPANIES ACT 2006 DID NOT APPLY TO ANY SUCH ALLOTMENT OR SALE, SUCH AUTHORITY BEING LIMITED TO: I. A RIGHTS ISSUE TO ORDINARY SHAREHOLDERS (EXCLUDING ANY HOLDING OF TREASURY SHARES) WHERE THE RIGHTS OF EACH SHAREHOLDER ARE, AS NEARLY AS PRACTICABLE, PROPORTIONATE TO THE NUMBER OF SHARES HELD. THE DIRECTORS MAY EXCLUDE CERTAIN SHAREHOLDERS, DEAL WITH FRACTIONS AND GENERALLY MANAGE THE RIGHTS ISSUE AS THEY THINK FIT; AND II. THE ALLOTMENT (OTHERWISE THAN UNDER PARAGRAPH I. ABOVE) OF EQUITY SECURITIES OR SALE OF TREASURY SHARES UP TO A NOMINAL VALUE OF EUR 4,855,537.80 BEING 5% OF THE NOMINAL VALUE OF THE EXISTING ISSUED SHARE CAPITAL AS AT 17 MARCH 2020; SUCH AUTHORITY TO EXPIRE AT THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING TO BE HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021, BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 15, ‘RIGHTS ISSUE’ HAS THE MEANING GIVEN TO THE TERM IN THE ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | THAT MONDI PLC IS GENERALLY AND UNCONDITIONALLY AUTHORISED FOR THE PURPOSE OF SECTION 701 OF THE COMPANIES ACT 2006 TO MAKE MARKET PURCHASES (AS DEFINED IN SECTION 693 OF THE COMPANIES ACT 2006) OF ITS OWN ORDINARY SHARES OF EUR 0.20 EACH IN THE CAPITAL OF MONDI PLC PROVIDED THAT: I. THE MAXIMUM NUMBER OF ORDINARY SHARES WHICH MAY BE PURCHASED IS 24,277,689 (REPRESENTING 5% OF MONDI PLC’S ISSUED ORDINARY SHARE CAPITAL); II. THE MINIMUM PRICE WHICH MAY BE PAID FOR ANY ORDINARY SHARE IS EUR 0.20; III. THE MAXIMUM PRICE WHICH MAY BE PAID FOR ANY ORDINARY SHARE IS NO MORE THAN 5% ABOVE THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS OF THE ORDINARY SHARES OF MONDI PLC AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY BEFORE THE DAY ON WHICH SUCH SHARE IS CONTRACTED TO BE PURCHASED; AND IV. THIS AUTHORITY WILL EXPIRE AT THE CONCLUSION OF THE ANNUAL GENERAL MEETING TO BE HELD IN 2021 OR, IF EARLIER, 30 JUNE 2021 (EXCEPT IN RELATION TO THE PURCHASE OF SHARES THE CONTRACT FOR WHICH WAS CONCLUDED BEFORE THE EXPIRY OF SUCH AUTHORITY AND WHICH MAY BE EXECUTED WHOLLY OR PARTLY AFTER SUCH EXPIRY) | Management | Y | For | For | ||||||||
MONDI PLC | MNDI | G6258S107 | 7-May-20 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’-ONLY FOR RESOLUTION 3 AND ‘IN FAVOR’ OR ‘ABSTAIN’ ONLY FOR RESOLUTION NUMBERS-1.1 TO 1.12 AND 2. THANK YOU | Non-Voting | Y | N/A | N/A | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: SCOTT B. BONHAM | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: PETER G. BOWIE | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: MARY S. CHAN | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: HON. V. PETER HARDER, P.C | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: DR. KURT J. LAUK | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: CYNTHIA A. NIEKAMP | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: WILLIAM A. RUH | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: DR. INDIRA V. SAMARASEKERA | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: DONALD J. WALKER | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: LISA S. WESTLAKE | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | ELECTION OF DIRECTOR: WILLIAM L. YOUNG | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | REAPPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT AUDITOR OF THE CORPORATION AND AUTHORIZATION OF THE AUDIT COMMITTEE TO FIX THE INDEPENDENT AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
MAGNA INTERNATIONAL INC | MG | 559222401 | 7-May-20 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLES AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRRULAR/PROXY STATEMENT | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | OPENING OF THE GENERAL MEETING, APPROVAL OF THE NOTICE AND THE AGENDA | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | ELECTION OF THE CHAIR OF THE MEETING AND A PERSON TO COSIGN THE MINUTES | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | APPROVAL OF THE ANNUAL ACCOUNTS AND REPORT OF THE BOARD OF DIRECTORS FOR 2019 FOR YARA INTERNATIONAL ASA AND THE GROUP, INCLUDING DISTRIBUTION OF DIVIDENDS | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | THE BOARD OF DIRECTORS DECLARATION ON STIPULATION OF SALARIES AND OTHER REMUNERATION TO EXECUTIVE PERSONNEL PURSUANT TO 6 16A OF THE NORWEGIAN PUBLIC LIMITED COMPANIES ACT: ADVISORY VOTE ON THE GUIDELINES FOR REMUNERATION TO MEMBERS OF EXECUTIVE MANAGEMENT | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | THE BOARD OF DIRECTORS DECLARATION ON STIPULATION OF SALARIES AND OTHER REMUNERATION TO EXECUTIVE PERSONNEL PURSUANT TO 6 16A OF THE NORWEGIAN PUBLIC LIMITED COMPANIES ACT: APPROVAL OF THE PROPOSED GUIDELINES FOR SHARE BASED COMPENSATION | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | REPORT ON CORPORATE GOVERNANCE ACCORDING TO THE NORWEGIAN ACCOUNTING ACT 3 3B | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | AUDITORS FEE FOR THE AUDIT OF YARA INTERNATIONAL ASA FOR THE FINANCIAL YEAR 2019 | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | REMUNERATION TO MEMBERS AND DEPUTY MEMBERS OF THE BOARD, MEMBERS OF THE HR COMMITTEE AND MEMBERS OF THE AUDIT COMMITTEE FOR THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | REMUNERATION TO MEMBERS OF THE NOMINATION COMMITTEE FOR THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | ELECT TROND BERGER, HAKON REISTAD FURE, KIMBERLY LEIN MATHISEN, ADELE BUGGE NORMAN PRAN, JOHN THUESTAD AND BIRGITTE RINGSTAD VARTDAL AS DIRECTORS | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | RE-ELECT OTTO SOBERG, THORUNN KATHRINE BAKKE, ANN KRISTIN BRAUTASET AND OTTAR ERTZEID AS MEMBERS OF NOMINATING COMMITTEE | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | CAPITAL REDUCTION BY CANCELLATION OF OWN SHARES AND BY REDEMPTION AND CANCELLATION OF SHARES HELD ON BEHALF OF THE NORWEGIAN STATE BY THE MINISTRY OF TRADE, INDUSTRY AND FISHERIES CHANGES TO THE ARTICLES OF ASSOCIATION 4 | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | POWER OF ATTORNEY TO THE BOARD REGARDING ACQUISITION OF OWN SHARES | Management | Y | For | For | ||||||||
YARA INTERNATIONAL ASA | YAR NO | R9900C106 | 7-May-20 | 08 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIRECTOR-AND NOMINATION COMMITTEE NAMES. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Shellye L. Archambeau | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Mark T. Bertolini | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Vittorio Colao | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Melanie L. Healey | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Clarence Otis, Jr. | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Daniel H. Schulman | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Rodney E. Slater | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Hans E. Vestberg | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Election of Director: Gregory G. Weaver | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Advisory Vote to Approve Executive Compensation | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | Y | For | For | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Nonqualified Savings Plan Earnings | Shareholder | Y | For | Against |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Special Shareholder Meetings | Shareholder | Y | For | Against | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Lobbying Activities Report | Shareholder | Y | For | Against | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | User Privacy Metric | Shareholder | Y | For | Against | ||||||||
VERIZON COMMUNICATIONS INC. | VZ | 92343V104 | 7-May-20 | Amend Severance Approval Policy | Shareholder | Y | For | Against | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | AN ABSTAIN VOTE CAN HAVE THE SAME EFFECT AS AN AGAINST VOTE IF THE MEETING-REQUIRES APPROVAL FROM THE MAJORITY OF PARTICIPANTS TO PASS A RESOLUTION | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | ELECTION OF THE CHAIRMAN OF THE MEETING: THOMAS GUSTAFSSON | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | PREPARATION AND APPROVAL OF THE VOTING LIST | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | ELECTION OF ONE OR TWO PERSONS TO CHECK THE MINUTES | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | DETERMINATION OF WHETHER THE MEETING HAS BEEN DULY CONVENED | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | APPROVAL OF THE AGENDA | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | PRESENTATION OF THE ANNUAL REPORT AND THE AUDITOR’S REPORT, AND THE-CONSOLIDATED FINANCIAL STATEMENTS AND THE CONSOLIDATED AUDIT REPORT | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | QUESTIONS FROM THE SHAREHOLDERS TO THE BOARD OF DIRECTORS AND THE MANAGEMENT | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | RESOLUTION ON ADOPTION OF THE INCOME STATEMENT AND BALANCE SHEET, AND OF THE CONSOLIDATED INCOME STATEMENT AND THE CONSOLIDATED BALANCE SHEET | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | RESOLUTION ON DISPOSITION OF THE COMPANY’S RESULT IN ACCORDANCE WITH THE APPROVED BALANCE SHEET | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | RESOLUTION ON DISCHARGE FROM PERSONAL LIABILITY OF THE DIRECTORS AND THE CEO | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | PLEASE NOTE THAT RESOLUTIONS 10 TO 12 AND 14 IS PROPOSED BY NOMINATION-COMMITTEE AND BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE-STANDING INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | RESOLUTION ON THE NUMBER OF DIRECTORS SHALL BE SIX | Management | Y | For | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | RESOLUTION ON REMUNERATION TO THE CHAIRMAN OF THE BOARD OF DIRECTORS, THE OTHER DIRECTORS AND TO THE AUDITOR | Management | Y | For | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | ELECTION OF DIRECTORS, CHAIRMAN OF THE BOARD OF DIRECTORS AND AUDITOR: NEW ELECTION OF MORTEN FALKENBERG, SVEN KNUTSSON AND PIA MARIONS AS DIRECTORS AND RE-ELECTION OF THE DIRECTORS THOMAS GUSTAFSSON, PAULINE LINDWALL AND ALEX MYERS. THOMAS GUSTAFSSON IS PROPOSED TO BE ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS. THE NOMINATION COMMITTEE HAS ALSO PROPOSED, IN ACCORDANCE WITH THE AUDIT COMMITTEE’S RECOMMENDATION, RE-ELECTION OF THE REGISTERED PUBLIC ACCOUNTING FIRM PRICEWATERHOUSECOOPERS AB FOR THE PERIOD UNTIL THE END OF THE NEXT ANNUAL GENERAL MEETING. PRICEWATERHOUSECOOPERS AB HAS INFORMED THAT CARL FOGELBERG WILL BE AUDITOR IN CHARGE | Management | Y | For | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | PROPOSAL BY THE BOARD OF DIRECTORS REGARDING GUIDELINES FOR REMUNERATION TO THE SENIOR EXECUTIVES | Management | Y | For | For | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | THE NOMINATION COMMITTEE’S PROPOSAL FOR RESOLUTION REGARDING THE NOMINATION COMMITTEE | Management | Y | For | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
DUNI AB | DUNI SS | W2410U124 | 12-May-20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 300995 DUE TO CHANGE IN-BOARD RECOMMENDATION FOR RESOLUTIONS 10-12 AND 14. ALL VOTES RECEIVED ON THE-PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS-MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) MAY BE REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | MANAGEMENT REPORT 2019 INCLUDING THE DECLARATION OF CORPORATE GOVERNANCE,-EXTERNAL AUDITOR’S REPORT | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IT IS PROPOSED TO APPROVE THE COMPENSATION REPORT FOUND IN CHAPTER 5 OF THE DECLARATION OF CORPORATE GOVERNANCE | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | CONSOLIDATED ACCOUNTS FROM 2019—EXTERNAL AUDIT REPORT ON THE CONSOLIDATED-ACCOUNTS | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | APPROVAL OF ANNUAL ACCOUNTS FROM 2019—ALLOCATION OF RESULTS, SETTING OF DIVIDEND | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IT IS PROPOSED TO DISCHARGE THE LIABILITY OF THE BOARD MEMBERS ON THE OPERATIONS RELATING TO 2019 FISCAL YEAR | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IT IS PROPOSED TO DISCHARGE THE LIABILITY OF THE EXTERNAL AUDITOR IN OFFICE ON THE OPERATIONS RELATING TO 2019 FISCAL YEAR | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IT IS PROPOSED TO APPROVE THE COMPENSATION POLICY | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | THE TERM OF MR. JEAN-MARIE SOLVAY WILL EXPIRE AT THE END OF THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | MR. JEAN-MARIE SOLVAY HAS DECIDED NOT TO REQUEST THE RENEWAL OF HIS MANDATE-AS BOARD MEMBERS | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IT IS PROPOSED TO APPOINT MRS. AUDE THIBAUT DE MAISIERES AS A BOARD MEMBER FOR A PERIOD OF FOUR YEARS TO REPLACE MR. JEAN-MARIE SOLVAY. THE MANDATE OF MRS. AUDE THIBAUT DE MAISIERES WILL EXPIRE AT THE END OF THE GENERAL SHAREHOLDERS’ MEETING IN MAY 2024 | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | IT IS PROPOSED TO DESIGNATE MRS. AUDE THIBAUT DE MAISIERES AS AN INDEPENDENT BOARD MEMBER ON THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | MISCELLANEOUS | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | REPORT OF THE BOARD OF DIRECTORS DRAWN UP IN ACCORDANCE WITH ARTICLE 7:199-PARAGRAPH 2 OF THE CODE OF COMPANIES AND ASSOCIATIONS | Non-Voting | N | N/A | N/A | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | A. TO GRANT, FOR A PERIOD OF 5 YEARS STARTING AT THE PUBLICATION IN THE BELGIAN STATE GAZETTE OF THIS DECISION, AN AUTHORISED CAPITAL FOR THE AMOUNT OF EUR 158,000,000, WITH THE POSSIBILITY TO INCORPORATE RESERVES, TO ISSUE SUBSCRIPTION RIGHTS AND CONVERTIBLE BONDS AND TO LIMIT OR CANCEL THE PREFERENTIAL SUBSCRIPTION RIGHT INCLUDING TO THE BENEFIT OF ONE OR MORE SPECIFIED PERSONS OTHER THAN MEMBERS OF THE PERSONNEL. B. TO REPLACE, CONSEQUENTLY, THE TEXT OF ARTICLE 7 BIS OF THE ARTICLES OF ASSOCIATION WITH THE FOLLOWING TEXT: “THE BOARD OF DIRECTORS MAY INCREASE THE CAPITAL ONCE OR SEVERAL TIMES BY AN AMOUNT OF ONE HUNDRED FIFTY-EIGHT MILLION EURO (EUR 158,000,000) . THE AUTHORISATION IS GRANTED FOR A PERIOD OF FIVE YEARS AS FROM THE DATE OF PUBLICATION OF THE MINUTES OF THE EXTRAORDINARY SHAREHOLDERS’ MEETING HELD ON 12 MAY 2020. ANY CAPITAL INCREASE DECIDED BY THE BOARD OF DIRECTORS ON THE BASIS OF THIS AUTHORIZATION MUST TAKE PLACE EITHER WITH STATUTORY PREFERENTIAL SUBSCRIPTION RIGHT OR NON-STATUTORY PREFERENTIAL SUBSCRIPTION RIGHT ANY CAPITAL INCREASE DECIDED ON THE BASIS OF THIS AUTHORISATION MAY BE ACHIEVED BY CONTRIBUTIONS IN CASH, BY CONTRIBUTIONS IN KIND, BY CAPITALISATION OF RESERVES, WHETHER AVAILABLE OR UNAVAILABLE FOR DISTRIBUTION OR BY CAPITALISATION OF ISSUE PREMIUM, WITH OR WITHOUT THE ISSUANCE OF NEW SHARES, WHETHER PREFERRED OR NOT, WITH OR WITHOUT VOTING RIGHT. THE BOARD OF DIRECTORS MAY, IN THE FRAMEWORK OF THIS AUTHORISATION, ISSUE SUBSCRIPTION RIGHTS OR CONVERTIBLE BONDS. THE BOARD OF DIRECTORS MAY LIMIT OR CANCEL THE PREFERENTIAL SUBSCRIPTION RIGHT. THIS OPTION INCLUDES THE LIMITATION OR CANCELLATION OF THE PREFERENTIAL SUBSCRIPTION RIGHT IN FAVOUR OF ONE OR MORE SPECIFIED PERSONS OTHER THAN THE EMPLOYEES OF THE COMPANY OR ITS SUBSIDIARIES.” | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | PROPOSAL TO DECIDE TO AUTHORISE THE COMPANY TO ACQUIRE ITS OWN SHARES UNDER THE CONDITIONS SET OUT IN THE TEXT PROVIDED HEREAFTER, AND CONSEQUENTLY, TO CANCEL ARTICLE 9 OF THE ARTICLES OF ASSOCIATION AND TO REPLACE THE TEXT OF ARTICLE 8 OF THE ARTICLES OF ASSOCIATION WITH THE FOLLOWING TEXT: “THE COMPANY MAY, WITHOUT PRIOR AUTHORISATION OF THE SHAREHOLDERS’ MEETING, ACQUIRE ITS OWN SHARES AT A UNIT PRICE WHICH MAY NOT BE MORE THAN TEN PERCENT (10%) LOWER THAN THE LOWEST PRICE OF THE LAST TWENTY (20) QUOTATIONS PRECEDING THE TRANSACTION AND WHICH MAY NOT BE MORE THAN TEN PERCENT (10%) HIGHER THAN THE HIGHEST PRICE OF THE LAST TWENTY (20) QUOTATIONS PRECEDING THE TRANSACTION. THE COMPANY MUST ALSO COMPLY WITH THE PRICE LIMITS PROVIDED FOR IN ARTICLES 7:215 AND FOLLOWING OF THE CODE OF COMPANIES AND ASSOCIATIONS AND ARTICLES 8:2 AND FOLLOWING OF THE ROYAL DECREE IMPLEMENTING THE CODE OF COMPANIES AND ASSOCIATIONS. THIS AUTHORISATION EXTENDS TO THE ACQUISITION OF SHARES OF THE COMPANY BY ONE OF ITS DIRECT SUBSIDIARIES, WITHIN THE MEANING AND LIMITS OF ARTICLE 7:221, PARAGRAPH 1 OF THE CODE OF COMPANIES AND ASSOCIATIONS. THE PAR VALUE OF THE ACQUIRED SHARES, INCLUDING THOSE THAT THE COMPANY WOULD HAVE ACQUIRED PREVIOUSLY AND THAT IT WOULD HAVE IN ITS PORTFOLIO AND THOSE ACQUIRED BY A DIRECT SUBSIDIARY WITHIN THE MEANING OF ARTICLE 7:221, PARAGRAPH 1 OF THE CODE OF COMPANIES AND ASSOCIATIONS, MAY NOT EXCEED TEN PERCENT (10%) OF THE SUBSCRIBED CAPITAL. THIS AUTHORISATION IS VALID FOR FIVE YEARS FROM THE PUBLICATION OF THE MINUTES OF THE EXTRAORDINARY SHAREHOLDERS’ MEETING OF 12 MAY 2020.” | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | PROPOSAL TO DECIDE TO REPLACE THE TEXT OF ARTICLE 37 OF THE ARTICLES OF ASSOCIATION WITH THE FOLLOWING TEXT: “VOTES AT THE MEETING SHALL BE EXPRESSED BY ELECTRONIC CONTROL OR BY ANY OTHER MEANS ENSURING THE SECRECY OF THE VOTE, UNLESS A MAJORITY OF THE SHAREHOLDERS’ MEETING DECIDES OTHERWISE.” | Management | Y | For | For | ||||||||
SOLVAY SA | SOLB BB | B82095116 | 12-May-20 | PROPOSAL TO DECIDE—IN ORDER TO ALIGN THE ARTICLES OF ASSOCIATION WITH THE CODE OF COMPANIES AND ASSOCIATIONS AND TO SIMPLIFY AND MODERNISE CERTAIN OF THEIR PROVISIONS—TO PURELY AND SIMPLY REPLACE THE CURRENT TEXT OF THE ARTICLES OF ASSOCIATION, IN RELATION TO THE FRENCH VERSION AS WELL AS THE DUTCH VERSION, WITH A NEW TEXT (INTEGRATING THE AMENDMENTS PROPOSED UNDER POINTS A(2B), B AND C(A) OF THE AGENDA). THIS NEW TEXT, TOGETHER WITH AN INFORMATIVE DOCUMENT REGARDING THE PROPOSED AMENDMENTS AND A DOCUMENT CONTAINING THE CURRENT ARTICLES OF ASSOCIATION WITH INDICATION OF THE AMENDMENTS (DELETIONS OR ADDITIONS) | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Kathryn W. Dindo | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: George G. Goldfarb | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Alan R. Hodnik | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: James J. Hoolihan | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Heidi E. Jimmerson | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Madeleine W. Ludlow | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Susan K. Nestegard | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Douglas C. Neve | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Bethany M. Owen | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Election of Director: Robert P. Powers | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Advisory vote to approve executive compensation. | Management | Y | For | For | ||||||||
ALLETE, INC. | ALE | 18522300 | 12-May-20 | Ratification of the selection of PricewaterhouseCoopers LLP as ALLETE’s independent registered public accounting firm for 2020. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | Election of Class 3 Director for a three-year term: Ignacio Alvarez | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | Election of Class 3 Director for a three-year term: MarÃ-a Luisa Ferré | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | Election of Class 3 Director for a three-year term: C. Kim Goodwin | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | To approve an amendment to Article SEVENTH of Popular, Inc.’s Restated Certificate of Incorporation to declassify the Board of Directors by the 2023 Annual Meeting of Shareholders. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | To approve an Amendment to the first sentence of Article SEVENTH of Popular, Inc.’s Restated Certificate of Incorporation to reduce the minimum and maximum amount of members comprising the Board of Directors. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | To approve an amendment to Article NINTH of Popular, Inc.’s Restated Certificate of Incorporation to eliminate supermajority vote requirements. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | Adoption of the Popular, Inc. 2020 Omnibus Incentive Plan. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | Approve, on an advisory basis, the Corporation’s executive compensation. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | To ratify the appointment of PricewaterhouseCoopers LLP as Popular, Inc.’s independent registered public accounting firm for 2020. | Management | Y | For | For | ||||||||
POPULAR, INC. | BPOP | 733174700 | 12-May-20 | To approve the adjournment or postponement of the meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are not sufficient votes to approve Proposals 2, 3, 4 and 5. | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RECEIVE AND ADOPT THE REPORT OF DIRECTORS AND THE AUDITED ACCOUNTS OF THE COMPANY FOR THE YEAR ENDED 31 DEC 19 | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RECEIVE AND APPROVE THE DIRECTORS’ REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT ALICJA KORNASIEWICZ AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT NISAN COHEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT ISRAEL GREIDINGER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT MOSHE ‘MOOKY’ GREIDINGER AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO ELECT RENANA TEPERBERG AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO ELECT CAMELA GALANO AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT DEAN MOORE AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT SCOTT ROSENBLUM AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT ARNI SAMUELSSON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-ELECT ERIC ‘RICK’ SENAT AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO RE-APPOINT PRICEWATERCOOPERS LLP AS AUDITORS OF THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO AUTHORISE THE DIRECTORS TO SET THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO GIVE THE DIRECTORS GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | Against | Against | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO GIVE THE DIRECTORS ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS FOR THE PURPOSES OF ACQUISITIONS OR SPECIFIED CAPITAL INVESTMENTS | Management | Y | Against | Against | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN SHARES | Management | Y | For | For | ||||||||
CINEWORLD GROUP PLC | CINE | G219AH100 | 13-May-20 | TO APPROVE SHORTER NOTICE PERIODS FOR CERTAIN GENERAL MEETINGS | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 13-May-20 | Election of Director: Margaret Boles Fitzgerald | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 13-May-20 | Election of Director: Bogdan Nowak | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 13-May-20 | Election of Director: Merrill W. Sherman | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 13-May-20 | Election of Director: Peter O. Wilde | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 13-May-20 | To ratify the appointment of KPMG LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Y | For | For | ||||||||
BROOKLINE BANCORP, INC. | BRKL | 11373M107 | 13-May-20 | To approve, on a non-binding advisory basis, the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RECEIVE AND ADOPT THE ACCOUNTS AND REPORTS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO APPROVE THE REMUNERATION POLICY | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO APPROVE THE REMUNERATION REPORT | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT JONATHAN BEWES AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT TRISTIA HARRISON AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT AMANDA JAMES AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT RICHARD PAPP AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT MICHAEL RONEY AS A DIRECTOR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT FRANCIS SALWAY AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT JANE SHIELDS AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT DAME DIANNE THOMPSON AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-ELECT LORD WOLFSON AS A DIRECTOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO AUTHORISE THE AUDIT COMMITTEE TO SET THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO AUTHORISE THE DIRECTORS TO AMEND THE RULES OF THE NEXT LTIP | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO EXTEND THE NEXT SMP | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO EXTEND THE NEXT SHARESAVE PLAN | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO EXTEND THE NEXT MSOP | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | DIRECTORS’ AUTHORITY TO ALLOT SHARES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | GENERAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | ADDITIONAL AUTHORITY TO DISAPPLY PRE-EMPTION RIGHTS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | AUTHORITY FOR ON-MARKET PURCHASE OF OWN SHARES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | AUTHORITY FOR OFF-MARKET PURCHASES OF OWN SHARES | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO INCREASE THE COMPANY’S BORROWING POWERS | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | TO ADOPT NEW ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
NEXT PLC | NXT | G6500M106 | 14-May-20 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | Y | For | For | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Proposal to amend the certificate of incorporation to remove supermajority voting requirements | Management | Y | For | For | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Proposal to amend the certificate of incorporation to provide for the annual election of directors | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Election of Director: Donna A. James | Management | Y | Against | Against | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Election of Director: Michael G. Morris | Management | Y | Against | Against | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Election of Director: Robert H. Schottenstein | Management | Y | Against | Against | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Ratification of the appointment of independent registered public accountants | Management | Y | For | For | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | The approval of the 2020 Stock Option and Performance Incentive Plan | Management | Y | Against | Against | ||||||||
L BRANDS, INC. | LB | 501797104 | 14-May-20 | Advisory vote to approve named executive officer compensation. | Management | Y | For | For | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Martin I. Cole | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Hikmet Ersek | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Richard A. Goodman | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Betsy D. Holden | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Jeffrey A. Joerres | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Michael A. Miles, JR. | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Timothy P. Murphy | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Jan Siegmund | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Angela A. Sun | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Election of Director: Solomon D. Trujillo | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Advisory Vote to Approve Executive Compensation | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Ratification of Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2020 | Management | N | N/A | N/A | ||||||||
THE WESTERN UNION COMPANY | WU | 959802109 | 14-May-20 | Stockholder Proposal Regarding Political Contributions Disclosure | Shareholder | N | N/A | N/A | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Hali Borenstein | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Amy Woods Brinkley | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Giuseppina Buonfantino | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Michael D. Casey | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: A. Bruce Cleverly | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Jevin S. Eagle | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Mark P. Hipp | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: William J. Montgoris | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Richard A. Noll | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Gretchen W. Price | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: David Pulver | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Election of Director: Thomas E. Whiddon | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Advisory approval of executive compensation. | Management | Y | For | For | ||||||||
CARTER’S INC. | CRI | 146229109 | 14-May-20 | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for fiscal 2020. | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT AMEE CHANDE AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT DAVID CROOK AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT WAYNE EDMUNDS AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT PETER EDWARDS AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT EMMA GILTHORPE AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT VICTORIA JARMAN AS DIRECTOR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT MARK JOHNSTONE AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT STEPHEN KING AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT SIR NIGEL RUDD AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | RE-ELECT PETER VENTRESS AS DIRECTOR | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | REAPPOINT DELOITTE LLP AS AUDITORS | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | APPROVE REMUNERATION REPORT | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | AUTHORISE ISSUE OF EQUITY | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | AUTHORISE ISSUE OF EQUITY WITHOUT PRE-EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | AUTHORISE MARKET PURCHASE OF ORDINARY SHARES | Management | Y | For | For | ||||||||
SIGNATURE AVIATION PLC | SIG LN | G8127H114 | 15-May-20 | AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS’ NOTICE | Management | Y | For | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 18-May-20 | DIRECTOR | Management | Y | For | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 18-May-20 | Consideration and approval of a non-binding advisory resolution on the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
CAMBRIDGE BANCORP | CATC | 132152109 | 18-May-20 | To ratify, on an advisory basis, the appointment of Wolf & Company, P.C. as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: J. De Anda | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: I. Greenblum | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: D. B. Howland | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: R. Miles | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: D. E. Nixon | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: L.A. Norton | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: R.R. Resendez | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | Election of Director: A. R. Sanchez, Jr. | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | PROPOSAL TO RATIFY THE APPOINTMENT OF RSM US LLP, as the independent auditors of the Company for the fiscal year ending December 31, 2020. | Management | Y | For | For | ||||||||
INTERNATIONAL BANCSHARES CORPORATION | IBOC | 459044103 | 18-May-20 | PROPOSAL TO CONSIDER AND VOTE ON a non-binding advisory resolution to approve the compensation of the Company’s named executives as described in the Compensation Discussion and Analysis and the tabular disclosure regarding named executive officer compensation in the Proxy Statement. | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Vicky B. Gregg | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Wright L. Lassiter III | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Timothy L. Main | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Denise M. Morrison | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Gary M. Pfeiffer | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Timothy M. Ring | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Stephen H. Rusckowski | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Daniel C. Stanzione | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Helen I. Torley | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Election of Director: Gail R. Wilensky | Management | Y | For | For | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | An advisory resolution to approve the executive officer compensation disclosed in the Company’s 2020 proxy statement | Management | Y | Against | Against | ||||||||
QUEST DIAGNOSTICS INCORPORATED | DGX | 74834L100 | 19-May-20 | Ratification of the appointment of our independent registered public accounting firm for 2020 | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Linda B. Bammann | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Stephen B. Burke | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Todd A. Combs | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: James S. Crown | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: James Dimon | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Timothy P. Flynn | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Mellody Hobson | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Michael A. Neal | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Lee R. Raymond | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Election of Director: Virginia M. Rometty | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Advisory resolution to approve executive compensation | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Ratification of independent registered public accounting firm | Management | Y | For | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Independent board chairman | Shareholder | Y | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Y | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Climate change risk reporting | Shareholder | Y | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Amend shareholder written consent provisions | Shareholder | Y | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Charitable contributions disclosure | Shareholder | Y | Against | For | ||||||||
JPMORGAN CHASE & CO. | JPM | 46625H100 | 19-May-20 | Gender/Racial pay equity | Shareholder | Y | Against | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RECEIVE THE ACCOUNTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO APPROVE THE DIRECTORS’ AND CEO REMUNERATION REPORT (EXCLUDING THE DIRECTORS’ AND CEO REMUNERATION POLICY) FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO APPROVE THE 2020 DIRECTORS’ AND CEO REMUNERATION POLICY, THE FULL TEXT OF WHICH IS SET OUT IN THE REMUNERATION SECTION OF THE ANNUAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO DECLARE A FINAL DIVIDEND: FINAL DIVIDEND OF 23.4 CENTS PER ORDINARY SHARE | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT JEAN-PAUL LUKSIC AS A DIRECTOR | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT OLLIE OLIVEIRA AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT RAMON JARA AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT JUAN CLARO AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT ANDRONICO LUKSIC AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT VIVIANNE BLANLOT AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT JORGE BANDE AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT FRANCISCA CASTRO AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-ELECT MICHAEL ANGLIN AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO ELECT TONY JENSEN AS A DIRECTOR | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS MEETING UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH THE ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | TO AUTHORISE THE AUDIT AND RISK COMMITTEE FOR AND ON BEHALF OF THE BOARD TO FIX THE REMUNERATION OF THE AUDITORS | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES, THE DIRECTORS BE GENERALLY AND UNCONDITIONALLY AUTHORISED IN ACCORDANCE WITH SECTION 551 OF THE COMPANIES ACT 2006 TO EXERCISE ALL THE POWERS OF THE COMPANY TO ALLOT SHARES (AS DEFINED IN SECTION 540 OF THE COMPANIES ACT 2006) IN THE COMPANY OR GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN THE COMPANY: A. UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 16,430,945; AND B. COMPRISING EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) UP TO A FURTHER AGGREGATE NOMINAL AMOUNT OF GBP 16,430,945 IN CONNECTION WITH AN OFFER BY WAY OF A RIGHTS ISSUE, SUCH AUTHORITIES TO LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST DAY BY WHICH THE COMPANY MUST HOLD AN ANNUAL GENERAL MEETING IN 2021) OR THE END OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING IN 2021 BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE SHARES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED AFTER THE AUTHORITY EXPIRES, AND THE DIRECTORS MAY ALLOT SHARES OR GRANT SUCH RIGHTS UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HAD NOT EXPIRED. REFERENCES IN THIS RESOLUTION 17 TO THE NOMINAL AMOUNT OF RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES (INCLUDING WHERE SUCH RIGHTS ARE REFERRED TO AS EQUITY SECURITIES AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) ARE TO THE NOMINAL AMOUNT OF SHARES THAT MAY BE ALLOTTED PURSUANT TO THE RIGHTS. FOR THE PURPOSES OF THIS RESOLUTION 17, “RIGHTS ISSUE” MEANS AN OFFER: I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, TO SUBSCRIBE FOR FURTHER SECURITIES BY MEANS OF THE ISSUE OF A RENOUNCEABLE LETTER (OR OTHER NEGOTIABLE DOCUMENT) WHICH MAY BE TRADED FOR A PERIOD BEFORE PAYMENT FOR THE SECURITIES IS DUE, INCLUDING AN OFFER TO WHICH THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE ANY ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | THAT, IN SUBSTITUTION FOR ALL EXISTING AUTHORITIES AND SUBJECT TO THE PASSING OF RESOLUTION 17, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 17 AND/OR PURSUANT TO SECTION 573 OF THE COMPANIES ACT 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE COMPANIES ACT 2006, SUCH AUTHORITY TO BE LIMITED: A. TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH IN CONNECTION WITH AN OFFER OF EQUITY SECURITIES (BUT IN THE CASE OF AN ALLOTMENT PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH B OF RESOLUTION 17, BY WAY OF A RIGHTS ISSUE ONLY): I. TO ORDINARY SHAREHOLDERS IN PROPORTION (AS NEARLY AS MAY BE PRACTICABLE) TO THEIR EXISTING HOLDINGS; AND II. TO HOLDERS OF OTHER EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006), AS REQUIRED BY THE RIGHTS OF THOSE SECURITIES OR, SUBJECT TO SUCH RIGHTS, AS THE DIRECTORS OTHERWISE CONSIDER NECESSARY, AND SO THAT THE DIRECTORS MAY IMPOSE ANY LIMITS OR RESTRICTIONS OR MAKE ANY OTHER ARRANGEMENTS WHICH THEY CONSIDER NECESSARY OR APPROPRIATE TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS, RECORD DATES, LEGAL, REGULATORY OR PRACTICAL PROBLEMS IN, OR UNDER THE LAWS OF, ANY TERRITORY OR ANY OTHER MATTER; AND B. TO THE ALLOTMENT OF EQUITY SECURITIES PURSUANT TO THE AUTHORITY GRANTED BY PARAGRAPH A OF RESOLUTION 17 AND/OR SALE OF TREASURY SHARES FOR CASH (IN EACH CASE OTHERWISE THAN IN THE CIRCUMSTANCES SET OUT IN PARAGRAPH A OF THIS RESOLUTION 18) UP TO A NOMINAL AMOUNT OF GBP 2,464,641 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS), SUCH AUTHORITY TO LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST DAY BY WHICH THE COMPANY MUST HOLD AN ANNUAL GENERAL MEETING IN 2021) OR THE CONCLUSION OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING IN 2021 BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY HEREBY CONFERRED HAD NOT EXPIRED. FOR THE PURPOSES OF THIS RESOLUTION 18, “RIGHTS ISSUE” HAS THE SAME MEANING AS IN RESOLUTION 17 ABOVE | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | THAT, IN ADDITION TO ANY AUTHORITY GRANTED UNDER RESOLUTION 18, AND SUBJECT TO THE PASSING OF RESOLUTION 17, THE DIRECTORS BE GENERALLY EMPOWERED PURSUANT TO SECTION 570 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (AS DEFINED IN SECTION 560(1) OF THE COMPANIES ACT 2006) FOR CASH PURSUANT TO THE AUTHORITY GRANTED BY RESOLUTION 17 AND/OR PURSUANT TO SECTION 573 OF THE COMPANIES ACT 2006 TO SELL ORDINARY SHARES HELD BY THE COMPANY AS TREASURY SHARES FOR CASH, IN EACH CASE FREE OF THE RESTRICTION IN SECTION 561 OF THE COMPANIES ACT 2006, SUCH AUTHORITY TO BE: A. LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES AND/OR SALE OF TREASURY SHARES FOR CASH UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 2,464,641 (CALCULATED, IN THE CASE OF EQUITY SECURITIES WHICH ARE RIGHTS TO SUBSCRIBE FOR, OR TO CONVERT SECURITIES INTO, ORDINARY SHARES BY REFERENCE TO THE AGGREGATE NOMINAL AMOUNT OF RELEVANT SHARES WHICH MAY BE ALLOTTED PURSUANT TO SUCH RIGHTS); AND B. USED ONLY FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT OF A KIND CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE, SUCH AUTHORITY TO LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST DAY BY WHICH THE COMPANY MUST HOLD AN ANNUAL GENERAL MEETING IN 2021) OR THE END OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING IN 2021 BUT, IN EACH CASE, SO THAT THE COMPANY MAY MAKE OFFERS AND ENTER INTO AGREEMENTS BEFORE THE AUTHORITY EXPIRES WHICH WOULD, OR MIGHT, REQUIRE EQUITY SECURITIES TO BE ALLOTTED OR RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES TO BE GRANTED (AND/OR TREASURY SHARES TO BE SOLD) AFTER THE AUTHORITY EXPIRES AND THE DIRECTORS MAY ALLOT EQUITY SECURITIES OR GRANT SUCH RIGHTS (AND/OR SELL TREASURY SHARES) UNDER ANY SUCH OFFER OR AGREEMENT AS IF THE AUTHORITY CONFERRED HEREBY HAD NOT EXPIRED | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | THAT THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED TO MAKE ONE OR MORE MARKET PURCHASES (WITHIN THE MEANING OF SECTION 693(4) OF THE COMPANIES ACT 2006) OF ORDINARY SHARES OF 5P IN THE CAPITAL OF THE COMPANY (“ORDINARY SHARES”), PROVIDED THAT: A. THE MAXIMUM AGGREGATE NUMBER OF ORDINARY SHARES AUTHORISED TO BE PURCHASED IS 98,585,669 (REPRESENTING 10% OF THE ISSUED ORDINARY SHARE CAPITAL); B. THE MINIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE IS 5P; C. THE MAXIMUM PRICE (EXCLUDING EXPENSES) WHICH MAY BE PAID FOR AN ORDINARY SHARE SHALL BE THE HIGHER OF: (1) AN AMOUNT EQUAL TO 105% OF THE AVERAGE OF THE MIDDLE MARKET QUOTATIONS FOR AN ORDINARY SHARE AS DERIVED FROM THE LONDON STOCK EXCHANGE DAILY OFFICIAL LIST FOR THE FIVE BUSINESS DAYS IMMEDIATELY PRECEDING THE DAY ON WHICH THAT ORDINARY SHARE IS PURCHASED; AND (2) THE HIGHER OF THE PRICE OF THE LAST INDEPENDENT TRADE AND THE HIGHEST CURRENT INDEPENDENT BID FOR AN ORDINARY SHARE ON THE TRADING VENUE WHERE THE PURCHASE IS CARRIED OUT; D. THIS AUTHORITY WILL LAST UNTIL THE EARLIER OF 30 JUNE 2021 (THE LAST DAY BY WHICH THE COMPANY MUST HOLD AN ANNUAL GENERAL MEETING IN 2021) OR THE END OF THE COMPANY’S NEXT ANNUAL GENERAL MEETING IN 2021; AND E. THE COMPANY MAY MAKE A CONTRACT TO PURCHASE ORDINARY SHARES UNDER THIS AUTHORITY BEFORE THE EXPIRY OF THE AUTHORITY WHICH WILL OR MAY BE EXECUTED WHOLLY OR PARTLY AFTER THE EXPIRY OF THE AUTHORITY, AND MAY MAKE A PURCHASE OF ORDINARY SHARES IN PURSUANCE OF ANY SUCH CONTRACT | Management | Y | For | For | ||||||||
ANTOFAGASTA PLC | ANTO | G0398N128 | 20-May-20 | THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Allocation of disposable profit | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Discharge of the Board of Directors | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Evan G. Greenberg | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Michael G. Atieh | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Sheila P. Burke | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: James I. Cash | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Mary Cirillo | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Michael P. Connors | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: John A. Edwardson | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Robert J. Hugin | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Robert W. Scully | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Eugene B. Shanks, Jr. | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Theodore E. Shasta | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: David H. Sidwell | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Olivier Steimer | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Director: Frances F. Townsend | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Election of Homburger AG as independent proxy | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Reduction of share capital | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Compensation of the Board of Directors until the next annual general meeting | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Compensation of Executive Management for the next calendar year | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | Y | For | For | ||||||||
CHUBB LIMITED | CB | H1467J104 | 20-May-20 | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019, TOGETHER WITH THE REPORTS OF THE DIRECTORS | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO APPROVE THE DIRECTORS’ REPORT ON REMUNERATION, OTHER THAN THE PART CONTAINING THE DIRECTORS’ REMUNERATION POLICY, FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO APPROVE THE DIRECTORS’ REMUNERATION POLICY CONTAINED IN THE DIRECTORS’ REPORT ON REMUNERATION | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO DECLARE A FINAL DIVIDEND OF 17.9 PENCE PER ORDINARY SHARE OF 10 PENCE IN THE CAPITAL OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT STEFAN BOMHARD AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT JERRY BUHLMANN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO ELECT GIJSBERT DE ZOETEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT RACHEL EMPEY AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO ELECT ALEXANDRA JENSEN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT JANE KINGSTON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT JOHN LANGSTON AS A DIRECTOR OF THE COMPANY | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT NIGEL STEIN AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-ELECT TILL VESTRING AS A DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO RE-APPOINT DELOITTE LLP AS AUDITOR OF THE COMPANY (THE “AUDITOR”) TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO DETERMINE THE AUDITOR’S REMUNERATION | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO AUTHORISE THE DIRECTORS GENERALLY AND UNCONDITIONALLY, TO EXERCISE ALL POWER OF THE COMPANY TO ALLOT RELEVANT SECURITIES | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS ON THE ALLOTMENT OF SHARES FOR AN ACQUISITION OR CAPITAL INVESTMENT | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | AUTHORITY TO MAKE MARKET PURCHASES OF OWN SHARES | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | TO APPROVE THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS’ NOTICE | Management | Y | For | For | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 389541 DUE TO INCLUSION-OF WITHDRAWAL RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
INCHCAPE PLC | INCH LN | G47320208 | 21-May-20 | 23 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO THE CHANGE IN VOTING-STATUS OF RESOLUTION 4, WHICH HAD PREVIOUSLY BEEN WITHDRAWN. IF YOU HAVE-ALREADY SENT IN YOUR VOTES TO MID 397612, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
ANTHEM, INC. | ANTM | 036752103 | 21-May-20 | Election of Director: Gail K. Boudreaux | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 036752103 | 21-May-20 | Election of Director: R. Kerry Clark | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 036752103 | 21-May-20 | Election of Director: Robert L. Dixon, Jr. | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 036752103 | 21-May-20 | Advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 036752103 | 21-May-20 | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2020. | Management | Y | For | For | ||||||||
ANTHEM, INC. | ANTM | 036752103 | 21-May-20 | Shareholder proposal to allow shareholders owning 10% or more of our common stock to call a special meeting of shareholders. | Shareholder | Y | Against | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Sherry S. Barrat | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: James L. Camaren | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Kenneth B. Dunn | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Naren K. Gursahaney | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Kirk S. Hachigian | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Toni Jennings | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Amy B. Lane | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: David L. Porges | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: James L. Robo | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Rudy E. Schupp | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: John L. Skolds | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: William H. Swanson | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Election of Director: Darryl L. Wilson | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy’s independent registered public accounting firm for 2020 | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | Approval, by non-binding advisory vote, of NextEra Energy’s compensation of its named executive officers as disclosed in the proxy statement | Management | Y | For | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | A proposal entitled “Political Contributions Disclosure” to request semiannual reports disclosing political contribution policies and expenditures | Shareholder | Y | Against | For | ||||||||
NEXTERA ENERGY, INC. | NEE | 65339F101 | 21-May-20 | A proposal entitled “Right to Act by Written Consent” to request action by written consent of shareholders | Shareholder | Y | Against | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 26-May-20 | DIRECTOR | Management | Y | For | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 26-May-20 | To solicit an advisory (non-binding) vote approving the Company’s executive compensation. | Management | Y | For | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 26-May-20 | To approve the Colony Bankcorp, Inc. 2020 Incentive Plan. | Management | Y | For | For | ||||||||
COLONY BANKCORP, INC. | CBAN | 19623P101 | 26-May-20 | To ratify the appointment of the Company’s independent registered public accounting firm. | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | 08 MAY 2020:PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:-https://www.journal-officiel.gouv.fr/balo/document/202004152000906-46;-https://www.journal-officiel.gouv.fr/balo/document/202005042001341-54 AND-https://www.journal-officiel.gouv.fr/balo/document/202005082001545-56; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINKS. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 AND SETTING OF THE DIVIDEND | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | OPTION FOR THE PAYMENT OF THE DIVIDEND IN CASH OR IN SHARES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | STATUTORY AUDITORS’ SPECIAL REPORT ON THE REGULATED AGREEMENTS REFERRED TO IN ARTICLE L.225-86 OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR THE MEMBERS OF THE SUPERVISORY BOARD FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR THE OTHER MEMBERS OF THE MANAGEMENT BOARD FOR THE FINANCIAL YEAR 2020 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE REPORT ON THE COMPENSATIONS FOR THE FINANCIAL YEAR 2019 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. MAURICE LEVY, CHAIRMAN OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. ARTHUR SADOUN, CHAIRMAN OF THE MANAGEMENT BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR TO MR. JEAN-MICHEL ETIENNE, MEMBER OF THE MANAGEMENT BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR 2019 TO MRS. ANNE-GABRIELLE HEILBRONNER, MEMBER OF THE MANAGEMENT BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR 2019 OR ALLOCATED FOR THE SAME FINANCIAL YEAR 2019 TO MR. STEVE KING, MEMBER OF THE MANAGEMENT BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE DULAC AS MEMBER OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | RENEWAL OF THE TERM OF OFFICE OF MR. THOMAS H. GLOCER AS MEMBER OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | RENEWAL OF THE TERM OF OFFICE OF MRS. MARIE-JOSEE KRAVIS AS MEMBER OF THE SUPERVISORY BOARD | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | RENEWAL OF THE TERM OF OFFICE OF MR. ANDRE KUDELSKI AS MEMBER OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF EIGHTEEN MONTHS, TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO DECIDE THE ISSUANCE, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO DECIDE THE ISSUANCE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, BY WAY OF PUBLIC OFFERINGS OTHER THAN THOSE REFERRED TO IN ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO DECIDE THE ISSUANCE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, BY WAY OF PUBLIC OFFERINGS REFERRED TO IN SECTION 1 OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE, WITH RETENTION OR CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, WITHIN THE LIMIT OF 15% OF THE INITIAL ISSUE CARRIED OUT PURSUANT TO THE TWENTY-FIRST TO TWENTY-THIRD RESOLUTIONS SUBMITTED TO THIS MEETING | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | AUTHORIZATION TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO SET THE ISSUE PRICE OF EQUITY SECURITIES IN THE EVENT OF CAPITAL INCREASES WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHTS, WITHIN THE LIMIT OF 10% OF THE CAPITAL PER YEAR | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO DECIDE TO INCREASE THE SHARE CAPITAL BY CAPITALIZATION OF RESERVES, PROFITS, PREMIUMS, OR OTHER | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO DECIDE THE ISSUANCE OF COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE EVENT OF A PUBLIC OFFERING INITIATED BY THE COMPANY | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, FOR THE PURPOSE OF ISSUING COMMON SHARES OF THE COMPANY AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF PRE-EMPTIVE SUBSCRIPTION RIGHTS, IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND GRANTED TO THE COMPANY AND CONSISTING OF EQUITY SECURITIES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, EXCEPT IN THE CASE OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF TWENTY-SIX MONTHS, TO DECIDE TO ISSUE COMMON SHARES OF THE COMPANY OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR THE BENEFIT OF MEMBERS OF A COMPANY SAVINGS PLAN | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGEMENT BOARD, FOR A PERIOD OF EIGHTEEN MONTHS, TO DECIDE TO ISSUE COMMON SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES OF THE COMPANY OR OF ONE OF ITS SUBSIDIARIES, WITH CANCELLATION OF PREFERENTIAL SUBSCRIPTION RIGHTS, FOR THE BENEFIT OF CERTAIN CATEGORIES OF BENEFICIARIES, IN CONTEXT OF THE IMPLEMENTATION OF EMPLOYEE SHAREHOLDING PLANS | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | ALIGNMENT OF CERTAIN ARTICLES OF THE BYLAWS WITH THE PROVISIONS OF THE PACTE LAW OF 22 MAY 2019 AND THE SIMPLIFICATION, CLARIFICATION AND UPDATING OF THE COMPANY LAW OF 19 JULY 2019 | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | ALIGNMENT OF ARTICLE 13 VI OF THE BYLAWS WITH THE PROVISIONS OF THE PACTE LAW CONCERNING THE NUMBER OF EMPLOYEE REPRESENTATIVES MANDATORILY APPOINTED TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | AMENDMENT TO ARTICLE 15 OF THE BYLAWS IN ACCORDANCE WITH THE PROVISIONS OF THE LAW OF SIMPLIFICATION, CLARIFICATION AND UPDATING OF COMPANY LAW OF 19 JULY 2019 IN ORDER TO AUTHORIZE THE SUPERVISORY BOARD TO MAKE, BY WRITTEN CONSULTATION, CERTAIN DECISIONS FALLING WITHIN ITS OWN ATTRIBUTIONS | Management | Y | For | For | ||||||||
PUBLICIS GROUPE SA | PUB | F7607Z165 | 27-May-20 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202004222001028-49 | Non-Voting | N | N/A | N/A | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 AND DISTRIBUTION OF A DIVIDEND OF EUR 0.45 PER SHARE | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | REGULATED AGREEMENTS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | RENEWAL OF THE TERM OF OFFICE OF MR. DIDIER TRUCHOT AS DIRECTOR | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | RECOGNITION OF THE TERMINATION OF THE TERM OF OFFICE OF MRS. MARY DUPONT-MADINIER AS DIRECTOR | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPOINTMENT OF MR. FILIPPO PIETRO LO FRANCO AS DIRECTOR | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | RATIFICATION OF THE CO-OPTATION, FOR REGULARIZATION, OF MRS. ELIANE ROUYER-CHEVALIER AS DIRECTOR | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL OF THE COMPENSATION ELEMENTS AND BENEFITS PAID OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. DIDIER TRUCHOT, CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | ADVISORY OPINION ON THE COMPENSATION ELEMENTS AND BENEFITS PAID OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. PIERRE LE MANH, DEPUTY CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | ADVISORY OPINION ON THE COMPENSATION ELEMENTS AND BENEFITS PAID OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MRS. LAURENCE STOCLET, DEPUTY CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | ADVISORY OPINION ON THE COMPENSATION ELEMENTS AND BENEFITS PAID OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. HENRI WALLARD, DEPUTY CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL IN AN ADVISORY CAPACITY OF THE COMPENSATION POLICY FOR DEPUTY CHIEF EXECUTIVE OFFICERS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL OF THE COMPENSATION POLICY FOR DIRECTORS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS, MENTIONED IN ARTICLE L225-37-3 I OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW THE COMPANY TO REPURCHASE ITS OWN SHARES WITHIN THE LIMIT OF A NUMBER OF SHARES EQUAL TO 10% OF ITS SHARE CAPITAL | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO CANCEL SHARES ACQUIRED BY THE COMPANY IN THE CONTEXT OF ITS SHARE REPURCHASE PROGRAMME, WITHIN THE LIMIT OF 10% OF ITS SHARE CAPITAL PER PERIOD OF 24 MONTHS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH THE FREE ALLOCATION OF EXISTING SHARES OR SHARES TO BE ISSUED OF THE COMPANY FOR THE BENEFIT OF EMPLOYEES OF THE COMPANY AND COMPANIES OF THE GROUP AND ELIGIBLE CORPORATE OFFICERS OF THE COMPANY, WITH WAIVER OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, WITH RETENTION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, BY WAY OF A PUBLIC OFFERING OTHER THAN THOSE REFERRED TO IN 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE, BY WAY OF OFFERS REFERRED TO IN 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO SET THE ISSUE PRICE OF COMMON SHARES AND/OR TRANSFERABLE SECURITIES ISSUED BY WAY OF A PUBLIC OFFERING, INCLUDING THOSE REFERRED TO IN 1DECREE OF ARTICLE L. 411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, WITHIN THE LIMIT OF 10% OF THE SHARE CAPITAL PER YEAR | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE AMOUNT OF ANY ISSUE THAT WOULD BE OVERSUBSCRIBED | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AUTHORIZATION TO ISSUE SHARES TO BE USED TO COMPENSATE ONE OR MORE CONTRIBUTIONS IN KIND WITH CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE COMMON SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO COMMON SHARES TO BE ISSUED IMMEDIATELY OR IN THE FUTURE BY THE COMPANY, AS COMPENSATION FOR CONTRIBUTIONS OF SHARES CARRIED OUT IN THE CONTEXT OF A PUBLIC EXCHANGE OFFER INITIATED BY THE COMPANY | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE CAPITAL BY INCORPORATION OF RESERVES, PROFITS, PREMIUMS OR OTHER AMOUNTS WHOSE CAPITALIZATION WOULD BE ALLOWED | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A CAPITAL INCREASE BY ISSUING SHARES RESERVED, AFTER CANCELLATION OF THE SHAREHOLDERS’ PRE-EMPTIVE SUBSCRIPTION RIGHT, FOR MEMBERS OF AN IPSOS GROUP SAVINGS PLAN | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | SETTING OF THE OVERALL CEILING FOR THE ISSUE OF SHARES OF THE COMPANY | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS IN ORDER TO MODIFY THE AGE LIMIT APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AMENDMENT TO ARTICLE 21 OF THE BY-LAWS IN ORDER ALLOW SHAREHOLDERS, UPON A PRIOR DECISION OF THE BOARD OF DIRECTORS, TO PARTICIPATE AND VOTE AT THE GENERAL MEETINGS BY ANY MEANS OF TELECOMMUNICATION AND TELETRANSMISSION—INCLUDING THE INTERNET, UNDER THE CONDITIONS PROVIDED FOR BY THE LEGAL AND REGULATORY PROVISIONS IN FORCE | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AMENDMENT TO ARTICLE 15 OF THE BY-LAWS IN ORDER TO ALLOW THE BOARD OF DIRECTORS TO TAKE DECISIONS BY WRITTEN CONSULTATION UNDER THE CONDITIONS SET BY THE LAW | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | ALIGNMENT OF ARTICLES 7, 17, 22 AND 23 OF THE BY-LAWS WITH LAW NO. 2019-486 OF 22 MAY 2019 AND LAW NO. 2019-744 OF 19 JULY 2019 | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | AMENDMENT TO ARTICLE 11-1 OF THE BY-LAWS IN ORDER TO COMPLY WITH THE NEW LEGAL PROVISIONS APPLICABLE TO THE APPOINTMENT OF DIRECTORS REPRESENTING EMPLOYEES | Management | Y | For | For | ||||||||
IPSOS SA | IPS FP | F5310M109 | 28-May-20 | POWERS TO CARRY OUT ALL LEGAL FORMALITIES REQUIRED IN ORDER TO IMPLEMENT THE DECISIONS OF THE GENERAL MEETING OF SHAREHOLDERS | Management | Y | For | For | ||||||||
WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 28-May-20 | DIRECTOR | Management | Y | For | For | ||||||||
WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 28-May-20 | Approve, on an advisory basis, the compensation of the Company’s named executive officers. | Management | Y | Against | Against | ||||||||
WESCO INTERNATIONAL, INC. | WCC | 95082P105 | 28-May-20 | Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2020. | Management | Y | For | For | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 28-May-20 | DIRECTOR | Management | Y | For | For | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 28-May-20 | Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the year ending December 31, 2020. | Management | Y | For | For | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 28-May-20 | Approval, by a non-binding advisory vote, of the compensation of the Company’s Named Executive Officers. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DIME COMMUNITY BANCSHARES, INC. | DCOM | 253922108 | 28-May-20 | Approval of the Dime Community Bancshares, Inc. 2020 Equity Incentive Plan. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Richard T. Burke | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Timothy P. Flynn | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Stephen J. Hemsley | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Michele J. Hooper | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: F. William McNabb III | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: John H. Noseworthy, M.D. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Glenn M. Renwick | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: David S. Wichmann | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Election of Director: Gail R. Wilensky, Ph.D. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Advisory approval of the Company’s executive compensation. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | Y | For | For | ||||||||
UNITEDHEALTH GROUP INCORPORATED | UNH | 91324P102 | 1-Jun-20 | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company’s Bylaws be subject to a non-binding shareholder vote. | Shareholder | Y | Against | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER’S-WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU-WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND-VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING. COUNTER PROPOSALS CANNOT-BE REFLECTED ON THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 412275 DUE TO SPLITTING-OF RESOLUTIONS 3 AND 4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 0.60 PER SHARE | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DR. BERND SCHEIFELE FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DR. DOMINIK VON ACHTEN FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER KEVIN GLUSKIE FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER HAKAN GURDAL FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER ERNEST JELITO FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER JON MORRISH FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DR. LORENZ NAEGER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER DR. ALBERT SCHEUER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD MEMBER CHRISTOPHER JAMES WARD FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER FRITZ JUERGEN HECKMANN FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER HEINZ SCHMITT FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BARBARA BREUNINGER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER JOSEF HEUMANN FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER BIRGIT JOCHENS FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER GABRIELE KAILING FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUDWIG MERCKLE FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER TOBIAS MERCKLE FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER LUKA MUCIC FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DR. INES PLOSS FOR FISCAL 2019 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER PETER RIEDEL FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DR. JUERGEN M. SCHNEIDER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER WERNER SCHRAEDER FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER MARGRET SUCKALE FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER STEPHAN WEHNING FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD MEMBER DR. MARION WEISSENBERGER-EIBL FOR FISCAL 2019 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | RATIFY PRICEWATERHOUSECOOPERS GMBH AS AUDITORS FOR FISCAL 2020 | Management | Y | For | For | ||||||||
HEIDELBERGCEMENT AG | HEI | D31709104 | 4-Jun-20 | APPROVE CREATION OF EUR 178.5 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | FINANCIAL STATEMENTS, DIRECTORS’ STATEMENT AND AUDITOR’S REPORT | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | FINAL AND SPECIAL DIVIDENDS | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | DIRECTORS’ FEES | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | AUDITOR AND ITS REMUNERATION: ERNST & YOUNG LLP | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | RE-ELECTION (MR WEE EE CHEONG) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | RE-ELECTION (MR ALEXANDER CHARLES HUNGATE) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | RE-ELECTION (MR MICHAEL LIEN JOWN LEAM) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | RE-ELECTION (MR STEVEN PHAN SWEE KIM) | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | AUTHORITY TO ISSUE ORDINARY SHARES | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | AUTHORITY TO ISSUE ORDINARY SHARES PURSUANT TO THE UOB SCRIP DIVIDEND SCHEME | Management | Y | For | For | ||||||||
UNITED OVERSEAS BANK LTD | UOB | Y9T10P105 | 5-Jun-20 | RENEWAL OF SHARE PURCHASE MANDATE | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | 28 APR 2020: PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE-BY CLICKING ON THE URL LINKS:-https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0424/2020042401290.pdf-AND-https://www1.hkexnews.hk/listedco/listconews/sehk/2020/0424/2020042401305.pdf | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE ‘IN FAVOR’ OR ‘AGAINST’ FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | N | N/A | N/A | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO CONSIDER AND RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS AND THE AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO DECLARE A FINAL DIVIDEND OF HKD 0.45 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO RE-ELECT MR. HUANG YI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO RE-ELECT MR. DAVID ALEXANDER NEWBIGGING AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO RE-ELECT MR. HSU DAVID AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO RE-ELECT MR. YING WEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO RE-ELECT MR. LI YANWEI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO APPOINT MR. LI GUOHUI AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO APPOINT MR. TANG XIANFENG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE RESPECTIVE DIRECTORS’ REMUNERATION | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO RE-APPOINT MESSRS. ERNST & YOUNG AS AUDITORS OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NUMBER OF THE SHARES BOUGHT BACK BY THE COMPANY | Management | Y | For | For | ||||||||
ZHONGSHENG GROUP HOLDINGS LTD | 881 | G9894K108 | 10-Jun-20 | 28 APR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF-COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
KIA MOTORS CORP | 000270 KS | Y47601102 | 10-Jun-20 | ELECTION OF INSIDE DIRECTOR : SONG HO SEONG | Management | Y | For | For | ||||||||
CROCS, INC. | CROX | 227046109 | 10-Jun-20 | DIRECTOR | Management | Y | For | For | ||||||||
CROCS, INC. | CROX | 227046109 | 10-Jun-20 | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2020. | Management | Y | For | For | ||||||||
CROCS, INC. | CROX | 227046109 | 10-Jun-20 | An advisory vote to approve the compensation of our named executive officers. | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CROCS, INC. | CROX | 227046109 | 10-Jun-20 | Approval of the Crocs, Inc. 2020 Equity Incentive Plan. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 11-Jun-20 | DIRECTOR | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 11-Jun-20 | Ratification of the appointment of Crowe LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 11-Jun-20 | Advisory approval of the compensation of the Company’s named executive officers. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 11-Jun-20 | Approval of the amendment of the Company’s articles of incorporation to increase the number of authorized shares of common stock from 100 million shares to 200 million shares. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 11-Jun-20 | Approval of the amendment of the Company’s articles of incorporation to eliminate the supermajority vote required to amend certain provisions of the Company’s articles of incorporation and bylaws. | Management | Y | For | For | ||||||||
AMERIS BANCORP | ABCB | 03076K108 | 11-Jun-20 | Approval of the amendment of the Company’s articles of incorporation and bylaws to declassify the Company’s Board of Directors. | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | A POA IS NEEDED TO APPOINT OWN REPRESENTATIVE BUT IS NOT NEEDED IF A FINNISH-SUB/BANK IS APPOINTED EXCEPT IF THE SHAREHOLDER IS FINNISH THEN A POA WOULD-STILL BE REQUIRED. | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | OPENING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | CALLING THE MEETING TO ORDER | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | ELECTION OF THE PERSONS TO SCRUTINISE THE MINUTES AND TO VERIFY THE COUNTING-OF THE VOTES | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RECORDING THE LEGALITY OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RECORDING THE ATTENDANCE AT THE MEETING AND ADOPTION OF THE LIST OF VOTES | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | PRESENTATION OF THE FINANCIAL STATEMENTS, THE CONSOLIDATED FINANCIAL-STATEMENTS, THE REPORT OF THE BOARD OF DIRECTORS AND THE AUDITOR’S REPORT FOR-THE YEAR 2019: REVIEW BY THE PRESIDENT AND CEO | Non-Voting | N | N/A | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | ADOPTION OF THE FINANCIAL STATEMENTS AND THE CONSOLIDATED FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RESOLUTION ON THE USE OF THE PROFIT SHOWN ON THE BALANCE SHEET AND THE PAYMENT OF DIVIDENDS: EUR 0.80 PER SHARE | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RESOLUTION ON THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE PRESIDENT AND CEO FROM LIABILITY | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | PRESENTATION OF THE REMUNERATION POLICY FOR GOVERNING BODIES | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | PLEASE NOTE THAT RESOLUTIONS 11 TO 13 ARE PROPOSED BY NOMINATION BOARD AND-BOARD DOES NOT MAKE ANY RECOMMENDATION ON THESE PROPOSALS. THE STANDING-INSTRUCTIONS ARE DISABLED FOR THIS MEETING | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RESOLUTION ON REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RESOLUTION ON THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS: SEVEN (7) | Management | Y | For | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS: VALMET OYJ’S NOMINATION BOARD PROPOSES THAT MR AARO CANTELL, MR PEKKA KEMPPAINEN, MS MONIKA MAURER, MR MIKAEL MAKINEN, MS ERIIKKA SODERSTROM, MS TARJA TYNI AND MR ROGERIO ZIVIANI BE RE-ELECTED AS MEMBERS OF THE BOARD OF DIRECTORS FOR THE TERM EXPIRING AT THE CLOSE OF THE ANNUAL GENERAL MEETING 2021. THE NOMINATION BOARD PROPOSES THAT MR MIKAEL MAKINEN BE RE-ELECTED AS CHAIRMAN OF THE BOARD OF DIRECTORS AND MR AARO CANTELL BE RE-ELECTED AS VICE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | Y | For | N/A | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | RESOLUTION ON REMUNERATION OF THE AUDITOR | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | ELECTION OF THE AUDITOR: BASED ON THE PROPOSAL OF THE AUDIT COMMITTEE, THE BOARD OF DIRECTORS PROPOSES THAT AUDIT FIRM PRICEWATERHOUSECOOPERS OY BE ELECTED AUDITOR OF THE COMPANY. PRICEWATERHOUSECOOPERS OY HAS STATED THAT MR PASI KARPPINEN, APA, WILL ACT AS THE RESPONSIBLE AUDITOR | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE REPURCHASE OF THE COMPANY’S OWN SHARES | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | AUTHORISING THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUANCE OF SHARES AS WELL AS THE ISSUANCE OF SPECIAL RIGHTS ENTITLING TO SHARES | Management | Y | For | For | ||||||||
VALMET CORP | VALMT | BH6XZT5 | 16-Jun-20 | CLOSING OF THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | IN THE SITUATION WHERE THE CHAIRMAN OF THE MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT AGENDA AS ABSTAIN | Non-Voting | N | N/A | N/A | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO ACKNOWLEDGE THE ANNUAL REPORT OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND APPROVE THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO ACKNOWLEDGE THE INTERIM DIVIDEND PAYMENT AND THE ALLOCATION OF REMAINING PROFIT FOR THE SECOND HALF OF THE YEAR 2019 AFTER THE DIVIDEND PAYMENT TO TIER 1 CAPITAL | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND APPROVE THE DIRECTORS REMUNERATION FOR THE YEAR 2020 AND THE DIRECTORS BONUS BASED ON THE YEAR 2019 OPERATIONAL RESULTS | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: ACM. SATITPONG SUKVIMOL | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: POL.COL. THUMNITHI WANICHTHANOM | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. KRIRK VANIKKUL | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. PASU DECHARIN | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND ELECT THE DIRECTOR IN REPLACEMENT OF THOSE RETIRING BY ROTATION: MR. EKAMOL KIRIWAT | Management | Y | For | For | ||||||||
THE SIAM COMMERCIAL BANK PUBLIC CO LTD | SCB/F TB | 6889935 | 16-Jun-20 | TO CONSIDER AND APPOINT THE AUDITORS AND FIX THE AUDIT FEE FOR THE YEAR 2020: KPMG PHOOMCHAI | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Please reference meeting materials. | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Tanaka, Takashi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Takahashi, Makoto | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Shoji, Takashi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Muramoto, Shinichi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Mori, Keiichi | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Morita, Kei | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Amamiya, Toshitake | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Takeyama, Hirokuni | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Yoshimura, Kazuyuki | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Yamaguchi, Goro | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Yamamoto, Keiji | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Oyagi, Shigeo | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Kano, Riyo | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Director Goto, Shigeki | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Corporate Auditor Takagi, Kenichiro | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Corporate Auditor Honto, Shin | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Corporate Auditor Matsumiya, Toshihiko | Management | Y | For | For | ||||||||
KDDI CORPORATION | 9433 JP | J31843105 | 17-Jun-20 | Appoint a Corporate Auditor Karube, Jun | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS AVAILABLE BY-CLICKING ON THE MATERIAL URL LINK:-https://www.journal-officiel.gouv.fr/balo/document/202005082001483-56 | Non-Voting | N | N/A | N/A | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019—APPROVAL OF THE AMOUNT OF NON-DEDUCTIBLE COSTS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | OPTION TO PAY THE FINAL DIVIDEND IN NEW SHARES | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPOINTMENT OF MR. BENOIT BAZIN AS DIRECTOR FOR A TERM OF OFFICE OF FOUR YEARS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | RENEWAL OF THE DELEGATION OF POWERS TO THE BOARD OF DIRECTORS FOR THE PURCHASE BY THE COMPANY OF ITS OWN SHARES | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPROVAL OF THE COMPENSATION POLICY FOR MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPROVAL OF THE COMPENSATION POLICY OF MR. XAVIER HUILLARD, THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPROVAL OF THE COMPENSATION REPORT | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | APPROVAL OF THE FIXED, VARIABLE AND EXCEPTIONAL ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR ATTRIBUTED TO MR. XAVIER HUILLARD, CHAIRMAN AND CHIEF EXECUTIVE OFFICER, FOR THE FINANCIAL YEAR 2019 | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | RENEWAL OF THE AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLING VINCI SHARES HELD BY THE COMPANY | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | DELEGATION OF AUTHORITY TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES OF VINCI GROUP AS PART OF THE SAVINGS PLANS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO PROCEED WITH CAPITAL INCREASES RESERVED FOR A CATEGORY OF BENEFICIARIES IN ORDER TO OFFER EMPLOYEES OF CERTAIN FOREIGN SUBSIDIARIES BENEFITS COMPARABLE TO THOSE OFFERED TO EMPLOYEES DIRECTLY OR INDIRECTLY SUBSCRIBING VIA AN FCPE AS PART OF A SAVINGS PLAN WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | AUTHORISATION GRANTED TO THE BOARD OF DIRECTORS TO MAKE FREE ALLOCATIONS OF EXISTING PERFORMANCE SHARES ACQUIRED BY THE COMPANY IN FAVOUR OF EMPLOYEES OF THE COMPANY AND CERTAIN RELATED COMPANIES AND GROUPS, IN ACCORDANCE WITH THE PROVISIONS OF ARTICLES L.225-197-1 AND FOLLOWING OF THE FRENCH COMMERCIAL CODE | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | AMENDMENT TO ARTICLE 13 OF THE BY-LAWS “DELIBERATIONS OF THE BOARD OF DIRECTORS” | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | AMENDMENT TO ARTICLE 14 OF THE BY-LAWS “ATTENDANCE FEES” | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | AMENDMENT TO ARTICLE 15 OF THE BY-LAWS “POWERS OF THE BOARD OF DIRECTORS” | Management | Y | For | For | ||||||||
VINCI SA | DG FP | F5879X108 | 18-Jun-20 | POWERS FOR FORMALITIES | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | N | N/A | N/A | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 3.30 PER SHARE | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | ELECT KURT BOCK TO THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | APPROVE REMUNERATION POLICY FOR THE MANAGEMENT BOARD | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | AMEND ARTICLES RE: SUPERVISORY BOARD TERM OF OFFICE | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | AMEND ARTICLES RE: REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | Y | For | For | ||||||||
BASF SE | BAS GR | D06216317 | 18-Jun-20 | APPROVE REMUNERATION POLICY FOR THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Edward H. Bastian | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Francis S. Blake | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Ashton B. Carter | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: David G. DeWalt | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: William H. Easter III | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Christopher A. Hazleton | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Michael P. Huerta | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Jeanne P. Jackson | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: George N. Mattson | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Sergio A.L. Rial | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: David S. Taylor | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | Election of Director: Kathy N. Waller | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | To approve, on an advisory basis, the compensation of Delta’s named executive officers. | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | To ratify the appointment of Ernst & Young LLP as Delta’s independent auditors for the year ending December 31, 2020. | Management | Y | For | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | A shareholder proposal related to the right to act by written consent. | Shareholder | Y | Against | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | A shareholder proposal related to a climate lobbying report. | Shareholder | Y | Against | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | A shareholder proposal related to a political contributions report. | Shareholder | Y | Against | For | ||||||||
DELTA AIR LINES, INC. | DAL | 247361702 | 18-Jun-20 | A shareholder proposal related to a sexual harassment policy. | Shareholder | Y | Against | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE-AVAILABLE AS A LINK UNDER THE ‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE-REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE-INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE-REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER’S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A-MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY’S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | SUBMISSIONS TO THE SHAREHOLDERS’ MEETING PURSUANT TO SECTION 176 (1) SENTENCE-1 OF THE GERMAN STOCK CORPORATION ACT (AKTIENGESETZ—AKTG) | Non-Voting | N | N/A | N/A | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | RESOLUTION ON THE APPROPRIATION OF NET INCOME: PAYMENT OF A DIVIDEND OF EUR 0.60 PER NO PAR VALUE SHARE CARRYING DIVIDEND RIGHTS = EUR 2,845,762,593.00 | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE BOARD OF MANAGEMENT FOR THE 2019 FINANCIAL YEAR | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | RESOLUTION ON THE APPROVAL OF THE ACTIONS OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE 2019 FINANCIAL YEAR | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR AND THE GROUP AUDITOR FOR THE 2020 FINANCIAL YEAR AS WELL AS THE INDEPENDENT AUDITOR TO REVIEW THE CONDENSED FINANCIAL STATEMENTS AND THE INTERIM MANAGEMENT REPORT IN THE 2020 FINANCIAL YEAR AND PERFORM ANY REVIEW OF ADDITIONAL INTERIM FINANCIAL INFORMATION: PRICEWATERHOUSECOOPERS GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | ELECTION OF A SUPERVISORY BOARD MEMBER: PROF. DR. MICHAEL KASCHKE | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | RESOLUTION ON THE APPROVAL OF THE SPIN-OFF AND TAKEOVER AGREEMENT BETWEEN DEUTSCHE TELEKOM AG AND TELEKOM DEUTSCHLAND GMBH WITH HEADQUARTERS IN BONN FROM APRIL 20, 2020 | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | RESOLUTION ON THE APPOINTMENT OF THE INDEPENDENT AUDITOR TO PERFORM ANY REVIEW OF ADDITIONAL INTERIM FINANCIAL INFORMATION FOR THE FIRST QUARTER OF 2021: ERNST & YOUNG GMBH WIRTSCHAFTSPRUFUNGSGESELLSCHAFT, STUTTGART | Management | Y | For | For | ||||||||
DEUTSCHE TELEKOM AG | DTE GR | D2035M136 | 19-Jun-20 | 18 MAY 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE OF RECORD DATE-FROM 12 JUN 2020 TO 16 JUN 2020. IF YOU HAVE ALREADY SENT IN YOUR VOTES,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Fudaba, Misao | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Ogawa, Yoshimi | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Sugimoto, Kotaro | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Sakaki, Yasuhiro | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Takabe, Akihisa | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Nogimori, Masafumi | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Kitayama, Teisuke | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Hatchoji, Sonoko | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Asano, Toshio | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Director Furuichi, Takeshi | Management | Y | For | For | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Corporate Auditor Imanaka, Hisanori | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
DAICEL CORPORATION | 4202 | J08484149 | 19-Jun-20 | Appoint a Corporate Auditor Makuta, Hideo | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | PLEASE NOTE THAT THE FRENCH PROXY CARD IS AVAILABLE AS A LINK UNDER THE-‘MATERIAL URL’ DROPDOWN AT THE TOP OF THE BALLOT | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO ‘AGAINST’, OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | 25 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINKS:-https://www.journal-officiel.gouv.fr/balo/document/202004152000966-46;-https://www.journal-officiel.gouv.fr/balo/document/202004222001023-49 AND-https://www.journal-officiel.gouv.fr/balo/document/202005252001970-63; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECIEPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | N | N/A | N/A | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2019 AND SETTING OF THE DIVIDEND | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | REGULATED AGREEMENTS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO ALLOW THE COMPANY TO TRADE IN ITS OWN SHARES, EXCEPT DURING A PUBLIC OFFERING PERIOD, IN THE CONTEXT OF A SHARE BUYBACK PROGRAMME WITH A MAXIMUM PURCHASE PRICE OF EUR 180 PER SHARE | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE MANAGERS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE MEMBERS OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF INFORMATION ON THE COMPENSATION OF CORPORATE OFFICERS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. FLORENT MENEGAUX, MANAGING GENERAL PARTNER AND, SINCE 17 MAY 2019, CHAIRMAN OF THE MANAGEMENT BOARD | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE COMPENSATION PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. YVES CHAPOT, NON-GENERAL MANAGING PARTNER | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. JEAN-DOMINIQUE SENARD, CHAIRMAN OF THE MANAGEMENT BOARD AND MANAGING GENERAL PARTNER UNTIL 17 MAY 2019 | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPROVAL OF THE COMPENSATION ELEMENTS PAID DURING OR ALLOCATED IN RESPECT OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 TO MR. MICHEL ROLLIER, CHAIRMAN OF THE SUPERVISORY BOARD | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPOINTMENT OF MRS. ANNE-SOPHIE DE LA BIGNE AS MEMBER OF THE SUPERVISORY BOARD, FOR A PERIOD OF FOUR YEARS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPOINTMENT OF MR. JEAN-PIERRE DUPRIEU AS MEMBER OF THE SUPERVISORY BOARD, FOR A PERIOD OF FOUR YEARS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | APPOINTMENT OF MR. PATRICK DE LA CHEVARDIERE AS MEMBER OF THE SUPERVISORY BOARD, FOR A PERIOD OF FOUR YEARS | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL, WITH RETENTION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL BY WAY OF A PUBLIC OFFERING, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO ISSUE SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE COMPANY’S CAPITAL IN THE CONTEXT OF AN OFFER REFERRED TO IN 1DECREE OF ARTICLE L.411-2 OF THE FRENCH MONETARY AND FINANCIAL CODE, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF OVERSUBSCRIPTION IN THE CONTEXT OF CAPITAL INCREASES CARRIED OUT WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO PROCEED WITH A CAPITAL INCREASE BY INCORPORATION OF RESERVES, PROFITS OR PREMIUMS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO PROCEED WITH A CAPITAL INCREASE BY ISSUING, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, COMMON SHARES USED TO REMUNERATE CONTRIBUTIONS OF SECURITIES IN THE EVENT OF PUBLIC EXCHANGE OFFERS OR CONTRIBUTIONS IN KIND | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO PROCEED WITH A CAPITAL INCREASE RESERVED FOR EMPLOYEES WHO ARE MEMBERS OF A GROUP SAVINGS PLAN AND/OR WITH SALES OF RESERVED SECURITIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | LIMITATION OF THE OVERALL NOMINAL AMOUNT OF CAPITAL INCREASES AND ISSUES OF TRANSFERABLE SECURITIES OR DEBT SECURITIES | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | AUTHORISATION TO BE GRANTED TO THE MANAGERS, OR TO ONE OF THEM, IN ORDER TO REDUCE THE CAPITAL BY CANCELLATION OF SHARES | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | AUTHORISATION TO BE GRANTED IN ORDER TO PROCEED WITH THE ALLOCATION OF FREE EXISTING SHARES OR SHARES TO BE ISSUED WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, RESERVED FOR EMPLOYEES OF THE COMPANY AND COMPANIES OF THE GROUP AND FOR THE COMPANY’S MANAGERS | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | AMENDMENTS TO THE BY-LAWS—MEMBERS OF THE SUPERVISORY BOARD REPRESENTING EMPLOYEES | Management | Y | For | For | ||||||||
CIE GENERALE DES ETABLISSEMENTS MICHELIN SA | ML FP | F61824144 | 23-Jun-20 | POWERS TO CARRY OUT FORMALITIES | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | The 4th to 29th Items of Business are proposals from shareholders. The Board-of Directors objects to all proposals from the 4th to 29th Items of Business.-For details, please find meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Amend Articles to: Adopt Reduction of Liability System for Directors, Transition to a Company with Three Committees | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Sakakibara, Sadayuki | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Okihara, Takamune | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Kobayashi, Tetsuya | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Sasaki, Shigeo | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Kaga, Atsuko | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Tomono, Hiroshi | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Takamatsu, Kazuko | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Naito, Fumio | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Morimoto, Takashi | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Misono, Toyokazu | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Inada, Koji | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Sugimoto, Yasushi | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Appoint a Director Yamaji, Susumu | Management | Y | For | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Abolish the Stock Compensation | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Approve Appropriation of Surplus | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Remove a Director Morimoto, Takashi | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Y | Against | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (6) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (7) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (1) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (2) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (3) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (4) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation (5) | Shareholder | Y | Against | For | ||||||||
THE KANSAI ELECTRIC POWER COMPANY,INCORPORATED | 9503 JP | J30169106 | 25-Jun-20 | Shareholder Proposal: Amend Articles of Incorporation | Shareholder | Y | Against | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Please reference meeting materials. | Non-Voting | N | N/A | N/A | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Approve Appropriation of Surplus | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Okubo, Tetsuo | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Araumi, Jiro | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Nishida, Yutaka | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Hashimoto, Masaru | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Kitamura, Kunitaro | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Tsunekage, Hitoshi | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Shudo, Kuniyuki | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Tanaka, Koji | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Suzuki, Takeshi | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Araki, Mikio | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Matsushita, Isao | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Saito, Shinichi | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Yoshida, Takashi | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Kawamoto, Hiroko | Management | Y | For | For | ||||||||
SUMITOMO MITSUI TRUST HOLDINGS,INC. | 8309 | J7772M102 | 26-Jun-20 | Appoint a Director Aso, Mitsuhiro | Management | Y | For | For | ||||||||
INFOSYS LIMITED | INFY | 456788108 | 27-Jun-20 | Adoption of financial statements. | Management | Y | For | N/A | ||||||||
INFOSYS LIMITED | INFY | 456788108 | 27-Jun-20 | Declaration of dividend. | Management | Y | For | N/A | ||||||||
INFOSYS LIMITED | INFY | 456788108 | 27-Jun-20 | Appointment of Salil Parekh as a director liable to retire by rotation. | Management | Y | For | N/A | ||||||||
INFOSYS LIMITED | INFY | 456788108 | 27-Jun-20 | Appointment of Uri Levine as an independent director. | Management | Y | For | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471T122 | 29-Jun-20 | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS IS REQUIRED FOR THIS MEETING. IF NO-BENEFICIAL OWNER DETAILS IS PROVIDED, YOUR INSTRUCTION MAY BE REJECTED. THANK-YOU. | Non-Voting | N | N/A | N/A | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471T122 | 29-Jun-20 | BALANCE SHEET AS OF 31 DECEMBER 2019, TOGETHER WITH BOARD OF DIRECTORS’ REPORT ON MANAGEMENT ACTIVITY, INTERNAL AND EXTERNAL AUDITORS’ REPORTS. TO PRESENT THE CONSOLIDATED BALANCE SHEET AS OF 31 DECEMBER 2019 AND THE NON-FINANCIAL DECLARATION ISSUED AS PER LEGISLATIVE DECREE NO. 254/2016. RESOLUTIONS RELATED AND THERETO | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471T122 | 29-Jun-20 | REWARDING POLICY AND EMOLUMENT PAID REPORT: RESOLUTION ON THE REWARDING POLICY OF THE COMPANY AS PER THE FIRST SECTION OF ART. 123-TER, ITEMS 3-BIS AND 3-TER OF THE LEGISLATIVE DECREE OF 24 FEBRUARY 1998, NO. 58 | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471T122 | 29-Jun-20 | REWARDING POLICY AND EMOLUMENT PAID REPORT: RESOLUTIONS ON THE SECOND SECTION OF THE REPORT AS PER ART. 123-TER, PARAGRAPH 6 OF LEGISLATIVE DECREE 24 FEBRUARY 1998, N. 58 | Management | Y | For | For | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471T122 | 29-Jun-20 | RESOLUTION ON THE EXTERNAL AUDITORS EMOLUMENT | Management | Y | For | For |
Issuer Name | Exchange | CUSIP # | Shareholder | Proposal/Description of the Matter Voted | Proposed by | Did Fund | How Vote | Fund Vote | ||||||||
TREVI—FINANZIARIA INDUSTRIALE S.P.A. | TFI | T9471T122 | 29-Jun-20 | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT REACH QUORUM, THERE WILL BE A-SECOND CALL ON 30 JUNE 2020 AT 11:00. CONSEQUENTLY, YOUR VOTING INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS UNLESS THE AGENDA IS AMENDED. THANK YOU. | Non-Voting | N | N/A | N/A | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 30-Jun-20 | TO ACCEPT 2019 BUSINESS REPORT AND FINANCIAL STATEMENTS | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 30-Jun-20 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2019 PROFITS. PROPOSED CASH DIVIDEND: TWD 10 PER SHARE | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 30-Jun-20 | TO RAISE FUNDS THROUGH ISSUING NEW SHARES OR GDR | Management | Y | For | For | ||||||||
CATCHER TECHNOLOGY CO LTD | 2474 | Y1148A101 | 30-Jun-20 | THE ELECTION OF THE DIRECTOR:YUNG YU INVESTMENT CO. LTD. ,SHAREHOLDER NO.281516,HUNG SHUI-SUNG AS REPRESENTATIVE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER OF ATTORNEY (POA) REQUIREMENTS-VARY BY CUSTODIAN. GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. THANK-YOU | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | SHARES HELD IN AN OMNIBUS/NOMINEE ACCOUNT NEED TO BE RE-REGISTERED IN THE-BENEFICIAL OWNERS NAME TO BE ALLOWED TO VOTE AT MEETINGS. SHARES WILL BE-TEMPORARILY TRANSFERRED TO A SEPARATE ACCOUNT IN THE BENEFICIAL OWNER’S NAME-ON THE PROXY DEADLINE AND TRANSFERRED BACK TO THE OMNIBUS/NOMINEE ACCOUNT THE-DAY AFTER THE MEETING | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | OPENING OF THE GENERAL MEETING AND SELECTION OF A PERSON TO CHAIR THE MEETING-BY THE CHAIR OF THE BOARD OF DIRECTORS | Non-Voting | N | N/A | N/A | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | APPROVAL OF THE NOTICE OF THE GENERAL MEETING AND THE AGENDA | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | ELECTION OF A PERSON TO SIGN THE MINUTES OF THE GENERAL MEETING ALONG WITH THE CHAIR | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | APPROVAL OF THE 2019 ANNUAL ACCOUNTS AND DIRECTORS REPORT | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | STATEMENT FROM THE BOARD OF DIRECTORS IN CONNECTION WITH REMUNERATION TO SENIOR EXECUTIVES: SUGGESTED GUIDELINES (CONSULTATIVE VOTE) | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | STATEMENT FROM THE BOARD OF DIRECTORS IN CONNECTION WITH REMUNERATION TO SENIOR EXECUTIVES: BINDING GUIDELINES (PRESENTED FOR APPROVAL) | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | CORPORATE GOVERNANCE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | APPROVAL OF THE AUDITORS REMUNERATION | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | REDUCTION IN CAPITAL THROUGH THE CANCELLATION OF OWN SHARES AND THE REDEMPTION OF SHARES BELONGING TO THE NORWEGIAN GOVERNMENT | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | AMENDMENTS TO DNBS ARTICLES OF ASSOCIATION | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | RAISING SUBORDINATED LOAN CAPITAL | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | ELECTION OF MEMBERS OF THE ELECTION COMMITTEE | Management | Y | For | For | ||||||||
DNB ASA | DNB NO | R1640U124 | 30-Jun-20 | APPROVAL OF REMUNERATION RATES FOR MEMBERS OF THE BOARD OF DIRECTORS AND THE ELECTION COMMITTEE | Management | Y | For | For |
The BeeHive Fund
Proxy Voting Record
July 1, 2019-June 30, 2020
ALLERGAN PLC
Vote Summary
Security | G0177J108 | Meeting Type | Special | |||
Ticker Symbol | AGN | Meeting Date | 14-Oct-2019 | |||
ISIN | IE00BY9D5467 | Agenda | 935082305 - Management | |||
Record Date | 16-Sep-2019 | Holding Recon Date | 16-Sep-2019 | |||
City / Country | / Ireland | Vote Deadline Date | 11-Oct-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | COURT MEETING: Approve the scheme of arrangement. | Management | For | For | For | For | ||||||
2. | Extraordinary General Meeting: Approve the scheme of arrangement and authorize the directors of Allergan plc to take all such actions as they consider necessary or appropriate for carrying the scheme of arrangement into effect. | Management | For | For | For | For | ||||||
3. | Extraordinary General Meeting: Approve the cancellation of any Allergan plc ordinary shares in issue at 11:59 p.m., Irish time, on the day before the Irish High Court hearing to sanction the scheme (excluding, in any case, any Allergan plc ordinary shares which are held from time to time by AbbVie Inc., Acquirer Sub (as defined in the scheme of arrangement) or any other subsidiary of AbbVie Inc., if any). | Management | For | For | For | For | ||||||
4. | Extraordinary General Meeting: Authorize the directors of Allergan plc to allot and issue new Allergan plc shares, fully paid up, to Acquirer Sub and/or its nominee(s) in connection with effecting the scheme. | Management | For | For | For | For | ||||||
5. | Extraordinary General Meeting: Amend the articles of association of Allergan plc so that any ordinary shares of Allergan plc that are issued on or after the Voting Record Time (as defined in the scheme of arrangement) to persons other than Acquirer Sub or its nominees will either be subject to the terms of the scheme or will be immediately and automatically acquired by Acquirer Sub and/or its nominee(s) for the scheme consideration. | Management | For | For | For | For | ||||||
6. | Extraordinary General Meeting: Approve, on a non-binding, advisory basis, specified compensatory arrangements between Allergan plc and its named executive officers relating to the transaction. | Management | For | For | For | For | ||||||
7. | Extraordinary General Meeting: Approve any motion by the Chairman to adjourn the extraordinary general meeting, or any adjournments thereof, to solicit additional proxies in favor of the approval of the resolutions if there are insufficient votes at the time of the extraordinary general meeting to approve resolutions 2 through 5. | Management | For | For | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 21,720 | 0 | 08-Oct-2019 | 08-Oct-2019 |
ORACLE CORPORATION
Security | 68389X105 | Meeting Type | Annual | |||
Ticker Symbol | ORCL | Meeting Date | 19-Nov-2019 | |||
ISIN | US68389X1054 | Agenda | 935087165 - Management | |||
Record Date | 20-Sep-2019 | Holding Recon Date | 20-Sep-2019 | |||
City / Country | / United States | Vote Deadline Date | 18-Nov-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal Proposed by | Vote | Management | For/Against | Preferred | |||||
1. | DIRECTOR Management | |||||||||
1 Jeffrey S. Berg | Withheld | For | Against | Withheld | ||||||
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||
2 Michael J. Boskin | Withheld | For | Against | Withheld | ||||||
Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||
3 Safra A. Catz | For | For | For | For | ||||||
4 Bruce R. Chizen | Withheld | For | Against | Withheld | ||||||
Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||
5 George H. Conrades | Withheld | For | Against | Withheld | ||||||
Comments: Affiliated Outside director serving as a member of the Compensation Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||
6 Lawrence J. Ellison | Withheld | For | Against | Withheld | ||||||
Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||
7 Rona A. Fairhead | For | For | For | For | ||||||
8 Hector Garcia-Molina | For | For | For | For | ||||||
9 Jeffrey O. Henley | For | For | For | For | ||||||
10 Mark V. Hurd | For | For | For | For | ||||||
11 Renée J. James | For | For | For | For | ||||||
12 Charles W. Moorman IV | For | For | For | For | ||||||
13 Leon E. Panetta | For | For | For | For | ||||||
14 William G. Parrett | For | For | For | For | ||||||
15 Naomi O. Seligman | For | For | For | For | ||||||
2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. Management | For | For | For | For | |||||
3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. Management | Against | For | Against | Against | |||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||
4. | Stockholder Proposal Regarding Pay Equity Report. Shareholder | For | Against | Against | For | |||||
Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ SRI Guidelines, we recommend a vote FOR this Proposal. | ||||||||||
5. | Stockholder Proposal Regarding Independent Board Chair. Shareholder | For | Against | Against | For | |||||
Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 104,780 | 0 | 23-Oct-2019 | 23-Oct-2019 |
MICROSOFT CORPORATION
Security | 594918104 | Meeting Type | Annual | |||
Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |||
ISIN | US5949181045 | Agenda | 935092849 - Management | |||
Record Date | 08-Oct-2019 | Holding Recon Date | 08-Oct-2019 | |||
City / Country | / United States | Vote Deadline Date | 03-Dec-2019 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: William H. Gates III | Management | For | For | For | For | ||||||
1B. | Election of Director: Reid G. Hoffman | Management | For | For | For | For | ||||||
1C. | Election of Director: Hugh F. Johnston | Management | For | For | For | For | ||||||
1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For | For | ||||||
1E. | Election of Director: Satya Nadella | Management | For | For | For | For | ||||||
1F. | Election of Director: Sandra E. Peterson | Management | For | For | For | For | ||||||
1G. | Election of Director: Penny S. Pritzker | Management | For | For | For | For | ||||||
1H. | Election of Director: Charles W. Scharf | Management | For | For | For | For | ||||||
1I. | Election of Director: Arne M. Sorenson | Management | For | For | For | For | ||||||
1J. | Election of Director: John W. Stanton | Management | For | For | For | For | ||||||
1K. | Election of Director: John W. Thompson | Management | For | For | For | For | ||||||
1L. | Election of Director: Emma Walmsley | Management | For | For | For | For | ||||||
1M. | Election of Director: Padmasree Warrior | Management | For | For | For | For | ||||||
2. | Advisory vote to approve named executive officer compensation | Management | For | For | For | For | ||||||
3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | Against | For | Against | ||||||
5. | Shareholder Proposal - Report on Gender Pay Gap Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 74,230 | 0 | 15-Nov-2019 | 15-Nov-2019 |
APPLE INC.
Security | 037833100 | Meeting Type | Annual | |||
Ticker Symbol | AAPL | Meeting Date | 26-Feb-2020 | |||
ISIN | US0378331005 | Agenda | 935121563 - Management | |||
Record Date | 02-Jan-2020 | Holding Recon Date | 02-Jan-2020 | |||
City / Country | / United States | Vote Deadline Date | 25-Feb-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: James Bell | Management | For | For | For | For | ||||||
1B. | Election of Director: Tim Cook | Management | For | For | For | For | ||||||
1C. | Election of Director: Al Gore Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1D. | Election of Director: Andrea Jung | Management | For | For | For | For | ||||||
1E. | Election of Director: Art Levinson Comments: Affiliated Outside director serving as a member of the Compensation Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1F. | Election of Director: Ron Sugar Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1G. | Election of Director: Sue Wagner | Management | For | For | For | For | ||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple’s independent registered public accounting firm for 2020 Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | Advisory vote to approve executive compensation | Management | For | For | For | For | ||||||
4. | A shareholder proposal entitled “Shareholder Proxy Access Amendments” Comments: We note that the Company has implemented Proxy Access through a change in its bylaws however, we believe that because the board of directors serves as the representatives of shareholders, shareholders should have the right to nominate their own representatives. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
5. | A shareholder proposal relating to sustainability and executive compensation Comments: After evaluating the details given about the shareholder proposal, we believe that corporate governance principles on executive pay need to be revised to specifically state links to sustainability issues or specific sustainability metrics, such as greenhouse gas emissions. In accordance with Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
6. | A shareholder proposal relating to policies on freedom of expression Comments: After evaluating the details given about the shareholder proposal, we believe that corporate governance principles on executive pay need to be revised to specifically state links to sustainability issues or specific sustainability metrics, such as greenhouse gas emissions. In accordance with Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 18,930 | 0 | 11-Feb-2020 | 11-Feb-2020 |
BRIGHTVIEW HOLDINGS, INC.
Security | 10948C107 | Meeting Type | Annual | |||
Ticker Symbol | BV | Meeting Date | 10-Mar-2020 | |||
ISIN | US10948C1071 | Agenda | 935125624 - Management | |||
Record Date | 13-Jan-2020 | Holding Recon Date | 13-Jan-2020 | |||
City / Country | / United States | Vote Deadline Date | 09-Mar-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 James R. Abrahamson | For | For | For | For | ||||||||
2 Jane Okun Bomba | For | For | For | For | ||||||||
3 Shamit Grover | For | For | For | For | ||||||||
4 Andrew V. Masterman | For | For | For | For | ||||||||
5 Paul E. Raether | Withheld | For | Against | Withheld | ||||||||
Comments: Inside director serving as a member of the Compensation and Nominating Committees Egan-Jones’ Proxy Guidelines state that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
6 Richard W. Roedel | For | For | For | For | ||||||||
7 Mara Swan | For | For | For | For | ||||||||
8 Joshua T. Weisenbeck | Withheld | For | Against | Withheld | ||||||||
Comments: Inside director serving as a member of the Compensation and Nominating Committees Egan-Jones’ Proxy Guidelines state that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as BrightView Holdings, Inc.’s independent registered public accounting firm for 2020. | Management | For | For | For | For | ||||||
3. | To approve the BrightView Holdings, Inc. Amended and Restated 2018 Omnibus Incentive Plan. | Management | For | For | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 106,770 | 0 | 24-Feb-2020 | 24-Feb-2020 |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Security | 806857108 | Meeting Type | Annual | |||
Ticker Symbol | SLB | Meeting Date | 01-Apr-2020 | |||
ISIN | AN8068571086 | Agenda | 935131021 - Management | |||
Record Date | 12-Feb-2020 | Holding Recon Date | 12-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 31-Mar-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Patrick de La Chevardière | Management | For | For | For | For | ||||||
1B. | Election of Director: Miguel M. Galuccio | Management | For | For | For | For | ||||||
1C. | Election of Director: Olivier Le Peuch | Management | For | For | For | For | ||||||
1D. | Election of Director: Tatiana A. Mitrova | Management | For | For | For | For | ||||||
1E. | Election of Director: Lubna S. Olayan | Management | For | For | For | For | ||||||
1F. | Election of Director: Mark G. Papa | Management | For | For | For | For | ||||||
1G. | Election of Director: Leo Rafael Reif Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
1H. | Election of Director: Henri Seydoux Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
1I. | Election of Director: Jeff W. Sheets Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
2. | Approval of the advisory resolution to approve our executive compensation. Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company;s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | Approval of our consolidated balance sheet as of December 31, 2019; our consolidated statement of income for the year ended December 31, 2019; and our Board of Directors’ declarations of dividends in 2019, as reflected in our 2019 Annual Report to Stockholders. | Management | For | For | For | For | ||||||
4. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 41,010 | 0 | 03-Mar-2020 | 03-Mar-2020 |
WHIRLPOOL CORPORATION
Security | 963320106 | Meeting Type | Annual | |||
Ticker Symbol | WHR | Meeting Date | 21-Apr-2020 | |||
ISIN | US9633201069 | Agenda | 935135548 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 20-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Samuel R. Allen Comments: Affiliated Outside director serving as a member of the Compensation and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1B. | Election of Director: Marc R. Bitzer Comments: Chairman of the Board and the Company earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | Management | Against | For | Against | Against | ||||||
1C. | Election of Director: Greg Creed | Management | For | For | For | For | ||||||
1D. | Election of Director: Gary T. DiCamillo Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1E. | Election of Director: Diane M. Dietz | Management | For | For | For | For | ||||||
1F. | Election of Director: Gerri T. Elliott | Management | For | For | For | For | ||||||
1G. | Election of Director: Jennifer A. LaClair | Management | For | For | For | For | ||||||
1H. | Election of Director: John D. Liu | Management | For | For | For | For | ||||||
1I. | Election of Director: James M. Loree | Management | For | For | For | For | ||||||
1J. | Election of Director: Harish Manwani | Management | For | For | For | For | ||||||
1K. | Election of Director: Patricia K. Poppe | Management | For | For | For | For | ||||||
1L. | Election of Director: Larry O. Spencer | Management | For | For | For | For | ||||||
1M. | Election of Director: Michael D. White Comments: Affiliated Outside director serving as a member of the Audit and Nominating Committees According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
2. | Advisory vote to approve Whirlpool Corporation’s executive compensation. | Management | For | For | For | For | ||||||
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation’s independent registered public accounting firm for 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 13,930 | 0 | 17-Mar-2020 | 17-Mar-2020 |
CITIGROUP INC.
Security | 172967424 | Meeting Type | Annual | |||
Ticker Symbol | C | Meeting Date | 21-Apr-2020 | |||
ISIN | US1729674242 | Agenda | 935139849 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 20-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Michael L. Corbat | Management | For | For | For | For | ||||||
1B. | Election of Director: Ellen M. Costello | Management | For | For | For | For | ||||||
1C. | Election of Director: Grace E. Dailey | Management | For | For | For | For | ||||||
1D. | Election of Director: Barbara J. Desoer | Management | For | For | For | For | ||||||
1E. | Election of Director: John C. Dugan Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Amendment to the Citigroup 2019 Stock Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | Management | Against | For | Against | Against | ||||||
1F. | Election of Director: Duncan P. Hennes Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Amendment to the Citigroup 2019 Stock Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | Management | Against | For | Against | Against | ||||||
1G. | Election of Director: Peter B. Henry | Management | For | For | For | For | ||||||
1H. | Election of Director: S. Leslie Ireland | Management | For | For | For | For | ||||||
1I. | Election of Director: Lew W. (Jay) Jacobs, IV Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Amendment to the Citigroup 2019 Stock Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | Management | Against | For | Against | Against | ||||||
1J. | Election of Director: Renée J. James | Management | For | For | For | For | ||||||
1K. | Election of Director: Gary M. Reiner Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Amendment to the Citigroup 2019 Stock Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | Management | Against | For | Against | Against | ||||||
1L. | Election of Director: Diana L. Taylor Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention and the Amendment to the Citigroup 2019 Stock Incentive Plan fails our dilution model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | Management | Against | For | Against | Against | ||||||
1M. | Election of Director: James S. Turley | Management | For | For | For | For | ||||||
1N. | Election of Director: Deborah C. Wright | Management | For | For | For | For | ||||||
1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | For | For | ||||||
1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | For | For | ||||||
2. | Proposal to ratify the selection of KPMG LLP as Citi’s independent registered public accounting firm for 2020. | Management | Against | For | Against | Against | ||||||
Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Advisory vote to approve Citi’s 2019 Executive Compensation. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
4. | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | Against | For | Against | Against | ||||||
Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
5. | Stockholder proposal requesting an amendment to Citi’s proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | For | Against | Against | For | ||||||
Comments: We note, however, that the Company has implemented Proxy Access through a change in its bylaws and we believe that shareholders should have the right to nominate their own representatives according to the shareholders’ criteria proposed in this proposal. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | ||||||||||||
6. | Stockholder proposal requesting that the Board review Citi’s governance documents and make recommendations to shareholders on how the “Purpose of a Corporation” signed by Citi’s CEO can be fully implemented. | Shareholder | Against | Against | For | Against | ||||||
Comments: We believe that the approval of this proposal would result in the Company incurring unnecessary costs and expenses by duplicating efforts that are already underway and providing additional reports with information that is already available to shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | ||||||||||||
7. | Stockholder proposal requesting a report disclosing information regarding Citi’s lobbying policies and activities. | Shareholder | Against | Against | For | Against | ||||||
Comments: We believe that it is in the best interests of the Company and the stockholders to belong to industry associations and coalitions, where the Company benefits from the general business, technical, and industry standard-setting expertise these organizations provide. We furthermore believe that the proposal seeks unnecessary line-item disclosure of lobbying expenditures. We believe that the requested report is unnecessary and would require expenditures and the use of Company resources without providing any meaningful benefit to the shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 49,437 | 0 | 30-Mar-2020 | 30-Mar-2020 |
APTIV PLC
Security | G6095L109 | Meeting Type | Annual | |||
Ticker Symbol | APTV | Meeting Date | 23-Apr-2020 | |||
ISIN | JE00B783TY65 | Agenda | 935134673 - Management | |||
Record Date | 24-Feb-2020 | Holding Recon Date | 24-Feb-2020 | |||
City / Country | / United States | Vote Deadline Date | 20-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | Election of Director: Kevin P. Clark | Management | For | For | For | For | ||||||
2. | Election of Director: Nancy E. Cooper | Management | For | For | For | For | ||||||
3. | Election of Director: Nicholas M. Donofrio Comments: Affiliated Outside director serving as a member of the Nominating Committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
4. | Election of Director: Rajiv L. Gupta Comments: Over-Boarded (Board Chair) According to Egan-Jones’ Proxy Guidelines, the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his fiduciary duties as a Chairman and that his integrity and efficiency are not compromised. | Management | Against | For | Against | Against | ||||||
5. | Election of Director: Joseph L. Hooley | Management | For | For | For | For | ||||||
6. | Election of Director: Sean O. Mahoney Comments: Affiliated Outside director serving as a member of the Nominating Committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
7. | Election of Director: Paul M. Meister | Management | For | For | For | For | ||||||
8. | Election of Director: Robert K. Ortberg | Management | For | For | For | For | ||||||
9. | Election of Director: Colin J. Parris | Management | For | For | For | For | ||||||
10. | Election of Director: Ana G. Pinczuk | Management | For | For | For | For | ||||||
11. | Election of Director: Lawrence A. Zimmerman Comments: Affiliated Outside director serving as a member of the Compensation Committee According to Egan-Jones’ Proxy Guidelines, a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
12. | Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
13. | Say-on-Pay - To approve, by advisory vote, executive compensation. | Management | For | For | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 35,760 | 0 | 17-Mar-2020 | 17-Mar-2020 |
CROWN HOLDINGS, INC.
Security | 228368106 | Meeting Type | Annual | |||
Ticker Symbol | CCK | Meeting Date | 23-Apr-2020 | |||
ISIN | US2283681060 | Agenda | 935146793 - Management | |||
Record Date | 03-Mar-2020 | Holding Recon Date | 03-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 22-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 John W. Conway | For | For | For | For | ||||||||
2 Timothy J. Donahue | For | For | For | For | ||||||||
3 Richard H. Fearon | For | For | For | For | ||||||||
4 Andrea J. Funk | For | For | For | For | ||||||||
5 Stephen J. Hagge | For | For | For | For | ||||||||
6 Rose Lee | For | For | For | For | ||||||||
7 James H. Miller | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
8 Josef M. Müller | For | For | For | For | ||||||||
9 B. Craig Owens | For | For | For | For | ||||||||
10 Caesar F. Sweitzer | For | For | For | For | ||||||||
11 Jim L. Turner | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
12 William S. Urkiel | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2. | Ratification of the appointment of independent auditors for the fiscal year ending December 31, 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Some Concerns and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | Approval by advisory vote of the resolution on executive compensation as described in the Proxy Statement. | Management | For | For | For | For | ||||||
4. | To consider and act upon a Shareholder’s proposal requesting the Board of Directors to adopt a policy for an independent Board Chairman. Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 63,950 | 0 | 26-Mar-2020 | 26-Mar-2020 |
NESTLE S.A.
Security | 641069406 | Meeting Type | Annual | |||
Ticker Symbol | NSRGY | Meeting Date | 23-Apr-2020 | |||
ISIN | US6410694060 | Agenda | 935155956 - Management | |||
Record Date | 16-Mar-2020 | Holding Recon Date | 16-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1.1 | Approval of the Annual Review, the financial statements of Nestlé S.A. and the consolidated financial statements of the Nestlé Group for 2019. | Management | For | For | For | For | ||||||
1.2 | Acceptance of the Compensation Report 2019 (advisory vote). | Management | For | For | For | For | ||||||
2 | Discharge to the members of the Board of Directors and of the Management. | Management | For | For | For | For | ||||||
3 | Appropriation of profit resulting from the balance sheet of Nestlé S.A. (proposed dividend) for the financial year 2019. | Management | For | For | For | For | ||||||
4AA | Re-election of Director: Mr. Paul Bulcke, as member and Chairman Comments: Over-Boarded (Board Chair) According to Egan-Jones’ Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised. | Management | Against | For | Against | Against | ||||||
4AB | Re-election of Director: Mr. Ulf Mark Schneider | Management | For | For | For | For | ||||||
4AC | Re-election of Director: Mr. Henri de Castries | Management | For | For | For | For | ||||||
4AD | Re-election of Director: Mr. Renato Fassbind | Management | For | For | For | For | ||||||
4AE | Re-election of Director: Mrs. Ann M. Veneman | Management | For | For | For | For | ||||||
4AF | Re-election of Director: Mrs. Eva Cheng | Management | For | For | For | For | ||||||
4AG | Re-election of Director: Mr. Patrick Aebischer | Management | For | For | For | For | ||||||
4AH | Re-election of Director: Mrs. Ursula M. Burns | Management | For | For | For | For | ||||||
4AI | Re-election of Director: Mr. Kasper Rorsted | Management | For | For | For | For | ||||||
4AJ | Re-election of Director: Mr. Pablo Isla | Management | For | For | For | For | ||||||
4AK | Re-election of Director: Mrs. Kimberly A. Ross | Management | For | For | For | For | ||||||
4AL | Re-election of Director: Mr. Dick Boer | Management | For | For | For | For | ||||||
4AM | Re-election of Director: Mr. Dinesh Paliwal | Management | For | For | For | For | ||||||
4B | Election of Director: Mrs. Hanne Jimenez de Mora | Management | For | For | For | For | ||||||
4C1 | Election of the member of the Compensation Committee: Mr. Patrick Aebischer | Management | For | For | For | For | ||||||
4C2 | Election of the member of the Compensation Committee: Mrs. Ursula M. Burns | Management | For | For | For | For | ||||||
4C3 | Election of the member of the Compensation Committee: Mr. Pablo Isla | Management | For | For | For | For | ||||||
4C4 | Election of the member of the Compensation Committee: Mr. Dick Boer | Management | For | For | For | For | ||||||
4D | Election of the statutory auditors Ernst & Young Ltd, Lausanne branch Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Resolution. | Management | Against | For | Against | Against | ||||||
4E | Election of the Independent Representative Hartmann Dreyer, Attorneys-at-law | Management | For | For | For | For | ||||||
5.1 | Approval of the compensation of the Board of Directors | Management | For | For | For | For | ||||||
5.2 | Approval of the compensation of the Executive Board | Management | For | For | For | For | ||||||
6 | Capital reduction (by cancellation of shares) | Management | For | For | For | For | ||||||
7 | In the event of any yet unknown new or modified proposal by a shareholder during the General Meeting, I instruct the Independent Representative to vote as follows. Comments: We note, however, that approval of this proposal is not in the best interests of the shareholders. Due to insufficient information provided to the shareholders beforehand, approval of this proposal could lead to a potential risk of recommending a proposal that will not maximize shareholder value. As such, we recommend a vote AGAINST this Resolution. | Shareholder | Against | Against | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 49,750 | 0 | 30-Mar-2020 | 30-Mar-2020 |
BALL CORPORATION
Security | 058498106 | Meeting Type | Annual | |||
Ticker Symbol | BLL | Meeting Date | 29-Apr-2020 | |||
ISIN | US0584981064 | Agenda | 935141731 - Management | |||
Record Date | 05-Mar-2020 | Holding Recon Date | 05-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 28-Apr-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 John A. Hayes | For | For | For | For | ||||||||
2 Cathy D. Ross | For | For | For | For | ||||||||
3 Betty Sapp | For | For | For | For | ||||||||
4 Stuart A. Taylor II | For | For | For | For | ||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Corporation for 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | To approve, by non-binding vote, the compensation paid to the named executive officers. | Management | For | For | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 81,370 | 0 | 07-Apr-2020 | 07-Apr-2020 |
BERKSHIRE HATHAWAY INC.
Security | 084670702 | Meeting Type | Annual | |||
Ticker Symbol | BRKB | Meeting Date | 02-May-2020 | |||
ISIN | US0846707026 | Agenda | 935144105 - Management | |||
Record Date | 04-Mar-2020 | Holding Recon Date | 04-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 01-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Warren E. Buffett | Withheld | For | Against | Withheld | ||||||||
Comments: F21 Combined CEO and Board Chair Positions and the Company Earns a Board Score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. | ||||||||||||
2 Charles T. Munger | For | For | For | For | ||||||||
3 Gregory E. Abel | For | For | For | For | ||||||||
4 Howard G. Buffett | For | For | For | For | ||||||||
5 Stephen B. Burke | For | For | For | For | ||||||||
6 Kenneth I. Chenault | For | For | For | For | ||||||||
7 Susan L. Decker | For | For | For | For | ||||||||
8 David S. Gottesman | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
9 Charlotte Guyman | For | For | For | For | ||||||||
10 Ajit Jain | For | For | For | For | ||||||||
11 Thomas S. Murphy | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
12 Ronald L. Olson | For | For | For | For | ||||||||
13 Walter Scott, Jr. | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
14 Meryl B. Witmer | For | For | For | For | ||||||||
2. | Non-binding resolution to approve the compensation of the Company’s Named Executive Officers, as described in the 2020 Proxy Statement. | Management | For | For | For | For | ||||||
3. | Non-binding resolution to determine the frequency (whether annual, biennial or triennial) with which shareholders of the Company shall be entitled to have an advisory vote on executive compensation. Comments: It is our opinion that an annual say-on-pay vote is the accepted standard for companies today and a requirement for good corporate governance. Furthermore, we believe that triennial advisory vote on executive compensation will hinder shareholders from providing the Company with direct input on their respective compensation philosophy, policies and practices as disclosed in the proxy statement. We do not concur with the current board’s recommendation of a triennial ratification (non-binding vote) on this issue. We recommend a vote AGAINST the option of triennial (every three years) as the frequency with which shareholders will be provided an advisory vote on executive compensation. | Management | 1 Year | 3 Years | Against | 1 Year | ||||||
4. | Shareholder proposal regarding diversity. Comments: We believe that the proposal warrants shareholder approval. We believe that the proposal would encourage good governance and enhance shareholder value by bringing together a diverse range of skills and experience necessary in building a constructive and challenging board. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 11,720 | 0 | 14-Apr-2020 | 14-Apr-2020 |
DANAHER CORPORATION
Security | 235851102 | Meeting Type | Annual | |||
Ticker Symbol | DHR | Meeting Date | 05-May-2020 | |||
ISIN | US2358511028 | Agenda | 935150615 - Management | |||
Record Date | 09-Mar-2020 | Holding Recon Date | 09-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 04-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Linda Hefner Filler | Management | For | For | For | For | ||||||
1B. | Election of Director: Thomas P. Joyce, Jr. | Management | For | For | For | For | ||||||
1C. | Election of Director: Teri List-Stoll | Management | For | For | For | For | ||||||
1D. | Election of Director: Walter G. Lohr, Jr. Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1E. | Election of Director: Jessica L. Mega, MD, MPH | Management | For | For | For | For | ||||||
1F. | Election of Director: Pardis C. Sabeti, MD, D. Phil. | Management | For | For | For | For | ||||||
1G. | Election of Director: Mitchell P. Rales | Management | For | For | For | For | ||||||
1H. | Election of Director: Steven M. Rales | Management | For | For | For | For | ||||||
1I. | Election of Director: John T. Schwieters Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1J. | Election of Director: Alan G. Spoon Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1K. | Election of Director: Raymond C. Stevens, Ph.D. | Management | For | For | For | For | ||||||
1L. | Election of Director: Elias A. Zerhouni, MD Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
2. | To ratify the selection of Ernst & Young LLP as Danaher’s independent registered public accounting firm for the year ending December 31, 2020 Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | To approve on an advisory basis the Company’s named executive officer compensation | Management | For | For | For | For | ||||||
4. | To act upon a shareholder proposal requesting that Danaher amend its governing documents to reduce the percentage of shares required for shareholders to call a special meeting of shareholders from 25% to 10% Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 43,600 | 0 | 16-Apr-2020 | 16-Apr-2020 |
GILEAD SCIENCES, INC.
Security | 375558103 | Meeting Type | Annual | |||
Ticker Symbol | GILD | Meeting Date | 06-May-2020 | |||
ISIN | US3755581036 | Agenda | 935151883 - Management | |||
Record Date | 13-Mar-2020 | Holding Recon Date | 13-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Jacqueline K. Barton, Ph.D. | Management | For | For | For | For | ||||||
1B. | Election of Director: Sandra J. Horning, M.D. | Management | For | For | For | For | ||||||
1C. | Election of Director: Kelly A. Kramer | Management | For | For | For | For | ||||||
1D. | Election of Director: Kevin E. Lofton Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
1E. | Election of Director: Harish Manwani Comments: F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
1F. | Election of Director: Daniel P. O’Day Comments: F21 Combined CEO and Board Chair Positions and the Company Earns a Board Score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. | Management | Against | For | Against | Against | ||||||
1G. | Election of Director: Richard J. Whitley, M.D. Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1H. | Election of Director: Per Wold-Olsen Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F18 Member of the Compensation Committee and the Company earns a compensation score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
2. | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement. Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director. Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
5. | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board eliminate the ownership threshold for stockholders to request a record date to take action by written consent. Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account Number | Account Name | Internal | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 34,115 | 0 | 20-Apr-2020 | 20-Apr-2020 |
WYNDHAM HOTELS & RESORTS, INC.
Security | 98311A105 | Meeting Type | Annual | |||
Ticker Symbol | WH | Meeting Date | 12-May-2020 | |||
ISIN | US98311A1051 | Agenda | 935160123 - Management | |||
Record Date | 17-Mar-2020 | Holding Recon Date | 17-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 11-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Myra J. Biblowit | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
2 Bruce B. Churchill | Withheld | For | Against | Withheld | ||||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Some Concerns Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
3 Pauline D.E. Richards | For | For | For | For | ||||||||
2A. | To vote on amendments to our Amended and Restated Certificate of Incorporation (“Certificate of Incorporation”) to eliminate supermajority voting requirements relating to amendments to our Certificate of Incorporation and Amended and Restated By-Laws and | Management | For | For | For | For | ||||||
2B. | To vote on an amendment to our Certificate of Incorporation to eliminate supermajority voting requirements relating to the removal of directors | Management | For | For | For | For | ||||||
3. | To vote on an advisory resolution to approve our executive compensation program. Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | To vote on a proposal to ratify the appointment of Deloitte & Touche LLP to serve as our independent registered public accounting firm for fiscal year 2020 | Management | For | For | For | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 44,230 | 0 | 28-Apr-2020 | 28-Apr-2020 |
MONDELEZ INTERNATIONAL, INC.
Security | 609207105 | Meeting Type | Annual | |||
Ticker Symbol | MDLZ | Meeting Date | 13-May-2020 | |||
ISIN | US6092071058 | Agenda | 935158736 - Management | |||
Record Date | 12-Mar-2020 | Holding Recon Date | 12-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Lewis W.K. Booth | Management | For | For | For | For | ||||||
1B. | Election of Director: Charles E. Bunch | Management | For | For | For | For | ||||||
1C. | Election of Director: Debra A. Crew | Management | For | For | For | For | ||||||
1D. | Election of Director: Lois D. Juliber | Management | For | For | For | For | ||||||
1E. | Election of Director: Peter W. May | Management | For | For | For | For | ||||||
1F. | Election of Director: Jorge S. Mesquita | Management | For | For | For | For | ||||||
1G. | Election of Director: Fredric G. Reynolds Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1H | Election of Director: Christiana S. Shi | Management | For | For | For | For | ||||||
1I. | Election of Director: Patrick T. Siewert | Management | For | For | For | For | ||||||
1J. | Election of Director: Michael A. Todman | Management | For | For | For | For | ||||||
1K. | Election of Director: Jean-François M. L. van Boxmeer | Management | For | For | For | For | ||||||
1L. | Election of Director: Dirk Van de Put Comments: F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | Management | Against | For | Against | Against | ||||||
2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | For | ||||||
3. | Ratification of PricewaterhouseCoopers LLP as Independent Registered Public Accountants for Fiscal Year Ending December 31, 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | Consider Employee Pay in Setting Chief Executive Officer Pay. Comments: We do not believe that implementing the proposal and gathering such information would justify the administrative costs and efforts, nor would it provide a corresponding meaningful benefit to the Company’s shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 81,940 | 0 | 30-Apr-2020 | 30-Apr-2020 |
AMERICAN INTERNATIONAL GROUP, INC.
Security | 026874784 | Meeting Type | Annual | |||
Ticker Symbol | AIG | Meeting Date | 13-May-2020 | |||
ISIN | US0268747849 | Agenda | 935159877 - Management | |||
Record Date | 18-Mar-2020 | Holding Recon Date | 18-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 12-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: W. DON CORNWELL | Management | For | For | For | For | ||||||
1B. | Election of Director: BRIAN DUPERREAULT | Management | For | For | For | For | ||||||
1C. | Election of Director: JOHN H. FITZPATRICK | Management | For | For | For | For | ||||||
1D. | Election of Director: WILLIAM G. JURGENSEN | Management | For | For | For | For | ||||||
1E. | Election of Director: CHRISTOPHER S. LYNCH Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1F. | Election of Director: HENRY S. MILLER Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1G. | Election of Director: LINDA A. MILLS | Management | For | For | For | For | ||||||
1H. | Election of Director: THOMAS F. MOTAMED | Management | For | For | For | For | ||||||
1I. | Election of Director: PETER R. PORRINO | Management | For | For | For | For | ||||||
1J. | Election of Director: AMY L. SCHIOLDAGER | Management | For | For | For | For | ||||||
1K. | Election of Director: DOUGLAS M. STEENLAND Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1L. | Election of Director: THERESE M. VAUGHAN | Management | For | For | For | For | ||||||
2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | For | For | For | For | ||||||
3. | To act upon a proposal to amend and restate AIG’s Amended and Restated Certificate of Incorporation to restrict certain transfers of AIG Common Stock in order to protect AIG’s tax attributes. | Management | For | For | For | For | ||||||
4. | To act upon a proposal to ratify the amendment to extend the expiration of the American International Group, Inc. Tax Asset Protection Plan. | Management | For | For | For | For | ||||||
5. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG’s independent registered public accounting firm for 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
6. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG’s outstanding common stock the right to call special meetings. Comments: We do not believe it is appropriate to enable holders of below 25% of the common stock to have an unlimited ability to call special meetings for any purpose at any time. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 105,250 | 0 | 04-May-2020 | 04-May-2020 |
JPMORGAN CHASE & CO.
Security | 46625H100 | Meeting Type | Annual | |||
Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |||
ISIN | US46625H1005 | Agenda | 935170833 - Management | |||
Record Date | 20-Mar-2020 | Holding Recon Date | 20-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 18-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Linda B. Bammann | Management | For | For | For | For | ||||||
1B. | Election of Director: Stephen B. Burke Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1C. | Election of Director: Todd A. Combs | Management | For | For | For | For | ||||||
1D. | Election of Director: James S. Crown | Management | For | For | For | For | ||||||
1E. | Election of Director: James Dimon | Management | For | For | For | For | ||||||
1F. | Election of Director: Timothy P. Flynn | Management | For | For | For | For | ||||||
1G. | Election of Director: Mellody Hobson | Management | For | For | For | For | ||||||
1H. | Election of Director: Michael A. Neal | Management | For | For | For | For | ||||||
1I. | Election of Director: Lee R. Raymond | Management | For | For | For | For | ||||||
1J. | Election of Director: Virginia M. Rometty | Management | For | For | For | For | ||||||
2. | Advisory resolution to approve executive compensation | Management | For | For | For | For | ||||||
3. | Ratification of independent registered public accounting firm Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | Independent board chairman Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands Comments: Given the Company’s existing efforts in addressing the issues raised in the proposal, we believe that the preparation of an additional report to stockholders as requested by the proponent would not be a good use of company resources. As such, in accordance with Egan-Jones’ Taft-Hartley Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against | ||||||
6. | Climate change risk reporting Comments: We believe that the report on climate change will develop new methods that can be applied globally when sufficient observations exist. Acknowledging climate change as an inevitable factor, and recognizing the need to adapt, involves bold decisions by business. Therefore, we believe that companies should review how climate change impacts the economy and portfolio companies and evaluate how shareholder resolutions on climate change may impact long-term shareholder value as it votes proxies. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
7. | Amend shareholder written consent provisions Comments: We believe that enabling to fix a record date will make the right to act by written consent more meaningful. After evaluating the provisions and tenets of the proposal, we determined that the proposed resolution contemplated thereby is advisable, substantively and procedurally fair to, and in the best interests of Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
8. | Charitable contributions disclosure Comments: We believe that the Company carefully evaluates and reviews the Company’s charitable activities, and makes information regarding the Company’s corporate giving publicly available, and we do not believe that implementing the proposal would justify the administrative costs and efforts, nor would it provide a corresponding meaningful benefit to the Company’s shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against | ||||||
9. | Gender/Racial pay equity Comments: We believe that approval of the report as requested in the proposal will enable the Company and its shareholders evaluate the fairness of its pay policy and practices to ensure that proper oversight is exercised on pay equity. In accordance to Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 31,610 | 0 | 07-May-2020 | 07-May-2020 |
ROYAL DUTCH SHELL PLC
Security | 780259107 | Meeting Type | Annual | |||
Ticker Symbol | RDSB | Meeting Date | 19-May-2020 | |||
ISIN | US7802591070 | Agenda | 935198627 - Management | |||
Record Date | 08-Apr-2020 | Holding Recon Date | 08-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 13-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | Receipt of Annual Report & Accounts | Management | For | For | For | For | ||||||
2. | Approval of Directors’ Remuneration Policy Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Resolution. | Management | Against | For | Against | Against | ||||||
3. | Approval of Directors’ Remuneration Report Comments: Given the Compensation Score we give this Company, in our view, the Company should re- evaluate and re-assess its Remuneration Policy to ensure that the interests of the key individuals are aligned with the business strategy and risk tolerance, objectives, values and long-term interests of the Company and will be consistent with the “pay-for-performance” principle. Accordingly, we recommend a vote AGAINST this Resolution. | Management | Against | For | Against | Against | ||||||
4. | Appointment of Dick Boer as a Director of the Company | Management | For | For | For | For | ||||||
5. | Appointment of Andrew Mackenzie as a Director of the Company | Management | For | For | For | For | ||||||
6. | Appointment of Martina Hund-Mejean as a Director of the Company | Management | For | For | For | For | ||||||
7. | Reappointment of Director: Ben van Beurden | Management | For | For | For | For | ||||||
8. | Reappointment of Director: Neil Carson Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
9. | Reappointment of Director: Ann Godbehere | Management | For | For | For | For | ||||||
10. | Reappointment of Director: Euleen Goh | Management | For | For | For | For | ||||||
11. | Reappointment of Director: Charles O. Holliday Comments: Over-Boarded (Board Chair) According to Egan-Jones’ Proxy Guidelines the Chairman, being responsible for the leadership of the Board and the creation of the conditions necessary for overall board and individual director effectiveness, should hold no more than one other public directorship to ensure the valuable and prudent exercise of his/her fiduciary duties as a Chairman and that his/her integrity and efficiency are not compromised. | Management | Against | For | Against | Against | ||||||
12. | Reappointment of Director: Catherine Hughes Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
13. | Reappointment of Director: Sir Nigel Sheinwald | Management | Against | For | Against | Against | ||||||
Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | ||||||||||||
14. | Reappointment of Director: Jessica Uhl | Management | For | For | For | For | ||||||
15. | Reappointment of Director: Gerrit Zalm Comments: Member of the Compensation Committee and the Company earns a compensation score of Needs Attention Egan-Jones’ Proxy Guidelines state that the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long- term success and the enhancement of shareholder value. | Management | Against | For | Against | Against | ||||||
16. | Reappointment of Auditors Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST these Resolutions. | Management | Against | For | Against | Against | ||||||
17. | Remuneration of Auditors Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After, taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST these Resolutions. | Management | Against | For | Against | Against | ||||||
18. | Authority to allot shares | Management | For | For | For | For | ||||||
19. | Disapplication of pre-emption rights | Management | For | For | For | For | ||||||
20. | Authority to purchase own shares Comments: We note, however, that in absence of the purpose of the proposed share repurchase, we believe that approval of the proposal could be detrimental to the interests of the shareholders and could unintentionally manipulate the Company’s true value. As such, we recommend a vote AGAINST this Resolution. | Management | Against | For | Against | Against | ||||||
21. | Shareholder Resolution Comments: We believe that setting clear-cut goals will help the Company reduce its risks related to climate change. We believe that approval of the proposal will develop new methods in mitigating risks related to climate change that can be applied globally when sufficient observations exist. Therefore, we believe that companies should re-align its targets with the goal of the Paris Climate Agreement to limit the impacts of global warming. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 84,940 | 0 | 04-May-2020 | 04-May-2020 |
CHUBB LIMITED
Security | H1467J104 | Meeting Type | Annual | |||
Ticker Symbol | CB | Meeting Date | 20-May-2020 | |||
ISIN | CH0044328745 | Agenda | 935169931 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / Country | / Bermuda | Vote Deadline Date | 18-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1 | Approval of the management report, standalone financial statements and consolidated financial statements of Chubb Limited for the year ended December 31, 2019 | Management | For | For | For | For | ||||||
2A | Allocation of disposable profit | Management | For | For | For | For | ||||||
2B | Distribution of a dividend out of legal reserves (by way of release and allocation to a dividend reserve) | Management | For | For | For | For | ||||||
3 | Discharge of the Board of Directors | Management | For | For | For | For | ||||||
4A | Election of Auditor: Election of PricewaterhouseCoopers AG (Zurich) as our statutory auditor Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4B | Election of Auditor: Ratification of appointment of PricewaterhouseCoopers LLP (United States) as independent registered public accounting firm for purposes of U.S. securities law reporting Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4C | Election of Auditor: Election of BDO AG (Zurich) as special audit firm | Management | For | For | For | For | ||||||
5A | Election of Director: Evan G. Greenberg | Management | For | For | For | For | ||||||
5B | Election of Director: Michael G. Atieh | Management | For | For | For | For | ||||||
5C | Election of Director: Sheila P. Burke | Management | For | For | For | For | ||||||
5D | Election of Director: James I. Cash | Management | For | For | For | For | ||||||
5E | Election of Director: Mary Cirillo | Management | For | For | For | For | ||||||
5F | Election of Director: Michael P. Connors | Management | For | For | For | For | ||||||
5G | Election of Director: John A. Edwardson | Management | For | For | For | For | ||||||
5H | Election of Director: Robert J. Hugin | Management | For | For | For | For | ||||||
5I | Election of Director: Robert W. Scully | Management | For | For | For | For | ||||||
5J | Election of Director: Eugene B. Shanks, Jr. | Management | For | For | For | For | ||||||
5K | Election of Director: Theodore E. Shasta Comments: Affiliated Outside director serving as a member of the Audit Committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, with the exception of diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
5L | Election of Director: David H. Sidwell | Management | For | For | For | For | ||||||
5M | Election of Director: Olivier Steimer | Management | For | For | For | For | ||||||
5N | Election of Director: Frances F. Townsend | Management | For | For | For | For | ||||||
6 | Election of Evan G. Greenberg as Chairman of the Board of Directors | Management | For | For | For | For | ||||||
7A | Election of the Compensation Committee of the Board of Directors: Michael P. Connors | Management | For | For | For | For | ||||||
7B | Election of the Compensation Committee of the Board of Directors: Mary Cirillo | Management | For | For | For | For | ||||||
7C | Election of the Compensation Committee of the Board of Directors: John A. Edwardson | Management | For | For | For | For | ||||||
7D | Election of the Compensation Committee of the Board of Directors: Frances F. Townsend | Management | For | For | For | For | ||||||
8 | Election of Homburger AG as independent proxy | Management | For | For | For | For | ||||||
9 | Amendment to the Articles of Association relating to authorized share capital for general purposes | Management | For | For | For | For | ||||||
10 | Reduction of share capital | Management | For | For | For | For | ||||||
11A | Compensation of the Board of Directors until the next annual general meeting | Management | For | For | For | For | ||||||
11B | Compensation of Executive Management for the next calendar year | Management | For | For | For | For | ||||||
12 | Advisory vote to approve executive compensation under U.S. securities law requirements | Management | For | For | For | For | ||||||
A | If a new agenda item or a new proposal for an existing agenda item is put before the meeting, I/we hereby authorize and instruct the independent proxy to vote as follows. Comments: We note, however, that approval of this proposal is not in the best interests of the shareholders. Due to insufficient information provided to the shareholders beforehand, approval of this proposal could lead to a potential risk of recommending a proposal that will not maximize shareholder value. As such, we recommend a vote AGAINST this Resolution. | Management | Against | For | Against | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 36,970 | 0 | 07-May-2020 | 07-May-2020 |
THERMO FISHER SCIENTIFIC INC.
Security | 883556102 | Meeting Type | Annual | |||
Ticker Symbol | TMO | Meeting Date | 20-May-2020 | |||
ISIN | US8835561023 | Agenda | 935170136 - Management | |||
Record Date | 27-Mar-2020 | Holding Recon Date | 27-Mar-2020 | |||
City / Country | / United States | Vote Deadline Date | 19-May-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Marc N. Casper | Management | For | For | For | For | ||||||
1B. | Election of Director: Nelson J. Chai | Management | For | For | For | For | ||||||
1C. | Election of Director: C. Martin Harris | Management | For | For | For | For | ||||||
1D. | Election of Director: Tyler Jacks | Management | For | For | For | For | ||||||
1E. | Election of Director: Judy C. Lewent | Management | For | For | For | For | ||||||
1F. | Election of Director: Thomas J. Lynch Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1G. | Election of Director: Jim P. Manzi Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1H. | Election of Director: James C. Mullen | Management | For | For | For | For | ||||||
1I. | Election of Director: Lars R. Sørensen | Management | For | For | For | For | ||||||
1J. | Election of Director: Debora L. Spar | Management | For | For | For | For | ||||||
1K. | Election of Director: Scott M. Sperling Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | Management | Against | For | Against | Against | ||||||
1L. | Election of Director: Dion J. Weisler | Management | For | For | For | For | ||||||
2. | An advisory vote to approve named executive officer compensation. | Management | For | For | For | For | ||||||
3. | Ratification of the Audit Committee’s selection of PricewaterhouseCoopers LLP as the Company’s independent auditors for 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 28,285 | 0 | 11-May-2020 | 11-May-2020 |
COMCAST CORPORATION
Security | 20030N101 | Meeting Type | Annual | |||
Ticker Symbol | CMCSA | Meeting Date | 03-Jun-2020 | |||
ISIN | US20030N1019 | Agenda | 935190532 - Management | |||
Record Date | 03-Apr-2020 | Holding Recon Date | 03-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR Management | |||||||||||
1 Kenneth J. Bacon | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
2 Madeline S. Bell | For | For | For | For | ||||||||
3 Naomi M. Bergman | For | For | For | For | ||||||||
4 Edward D. Breen | Withheld | For | Against | Withheld | ||||||||
Comments: F20 Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
5 Gerald L. Hassell | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F20 Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
6 Jeffrey A. Honickman | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. | ||||||||||||
7 Maritza G. Montiel | For | For | For | For | ||||||||
8 Asuka Nakahara | For | For | For | For | ||||||||
9 David C. Novak | Withheld | For | Against | Withheld | ||||||||
Comments: F20 Member of the Compensation Committee and the Company’s SOP Fails Egan-Jones Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
10 Brian L. Roberts | Withheld | For | Against | Withheld | ||||||||
Comments: F21 Combined CEO and Board Chair Positions and the Company Earns a Board Score of Some Concerns or Needs Attention Egan-Jones’ Proxy Guidelines state that there is an inherent potential conflict, in having the CEO or former CEO serve as the Chairman of the Board. Consequently, we prefer that companies focus on the following areas to improve its corporate governance practices: separate the roles of the Chairman and CEO, hold annual director elections, have one class of voting stock only, have key board committees consisting of independent directors and majority of independent directors on board and include non-binding compensation vote on agenda to further ensure board independence and accountability. F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
2. | Ratification of the appointment of our independent auditors | Management | Against | For | Against | Against | ||||||
Comments:The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | ||||||||||||
3. | Approval of Amended 2003 Stock Option Plan Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | Approval of Amended 2002 Restricted Stock Plan | Management | For | For | For | For | ||||||
5. | Advisory vote on executive compensation | Management | For | For | For | For | ||||||
6. | To provide a lobbying report Comments: We believe that it is in the best interests of the Company and the stockholders to belong to industry associations and coalitions, where the Company benefits from the general business, technical, and industry standard-setting expertise these organizations provide. We furthermore believe that the proposal seeks unnecessary line-item disclosure of lobbying expenditures. We believe that the requested report is unnecessary and would require expenditures and the use of Company resources without providing any meaningful benefit to the shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against | ||||||
7. | To require an independent board chairman Comments: We believe that there is an inherent potential conflict, in having an Inside director serve as the Chairman of the board. Consequently, we prefer that companies separate the roles of the Chairman and CEO and that the Chairman be independent to further ensure board independence and accountability. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
8. | To conduct independent investigation and report on risks posed by failing to prevent sexual harassment Comments: We believe that approval of the proposal will enable the Company to avoid legal and reputational risk arising from harassment and discrimination. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 98,520 | 0 | 27-May-2020 | 27-May-2020 |
ALPHABET INC.
Security | 02079K305 | Meeting Type | Annual | |||
Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |||
ISIN | US02079K3059 | Agenda | 935196762 - Management | |||
Record Date | 07-Apr-2020 | Holding Recon Date | 07-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 02-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR Management | |||||||||||
1 Larry Page | For | For | For | For | ||||||||
2 Sergey Brin | For | For | For | For | ||||||||
3 Sundar Pichai | For | For | For | For | ||||||||
4 John L. Hennessy | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F22 Chairman of the Board and the Company Earns a Cyber Security Risk Rating of Needs Attention Egan-Jones’ Proxy Guidelines state that the Chairman of the Board should be held accountable in cases when the Company obtains the score of Needs Attention on the Cyber Security Risk Rating. We believe that cyber security should be critical for all organizations given the rise of the cyber threats and data breaches in the corporate scene, which could affect any organization’s reputation and lead to declined investor confidence. As such, Egan-Jones believes that in order to avoid risks of data breaches any cybersecurity weaknesses should be addressed aggressively in the board room, combined with the proper approach to cyber risk management, implementation of systems and controls against cybersecurity incidents and the leadership of the Chairman of the Board. | ||||||||||||
5 Frances H. Arnold | For | For | For | For | ||||||||
6 L. John Doerr | Withheld | For | Against | Withheld | ||||||||
Comments: F6 Affiliation - Over-tenured director - Member of a Key Board committee According to Egan-Jones’ Proxy Guidelines a director whose tenure on the Board is 10 years or more is considered affiliated, except for diverse nominees. We believe that key Board committees namely Audit, Compensation and Nominating committees should be comprised solely of Independent outside directors for sound corporate governance practice. F19 Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model | ||||||||||||
According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
7 Roger W. Ferguson, Jr. | For | For | For | For | ||||||||
8 Ann Mather | For | For | For | For | ||||||||
9 Alan R. Mulally | For | For | For | For | ||||||||
10 K. Ram Shriram | Withheld | For | Against | Withheld | ||||||||
Comments: F19 Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
11 Robin L. Washington | Withheld | For | Against | Withheld | ||||||||
Comments: F19 Compensation Score of Some Concerns or Needs Attention and the Compensation Plan Fails Dilution Model According to Egan-Jones’ Proxy Guidelines the Compensation Committee should be held accountable for such a poor rating and should ensure that the Company’s compensation policies and procedures are centered on a competitive pay-for-performance culture, strongly aligned with the long-term interest of its shareholders and necessary to attract and retain experienced, highly qualified executives critical to the Company’s long-term success and the enhancement of shareholder value. Moreover, Egan-Jones believes that the Compensation Committee should be held accountable for such disapproval and that the board as a whole should seek to align CEO and employee pay more clearly as well as link that pay with the performance of the company, and work to reduce the potential cost of any similar plan that may be proposed in the future. | ||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Alphabet’s independent registered public accounting firm for the fiscal year ending December 31, 2020. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
3. | An amendment to Alphabet’s Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. Comments: After taking into account the maximum amount of shareholder equity dilution this proposal could cause, as well as both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the passage of this plan as proposed by the board of directors. We recommend the board seek to align CEO pay more closely with the performance of the company and work to reduce the cost of any similar plan that may be proposed in the future. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
4. | Advisory vote to approve named executive officer compensation. Comments: After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders cannot support the current compensation policies put in place by the Company’s directors. Furthermore, we believe that the Company’s compensation policies and procedures are not effective or strongly aligned with the long-term interest of its shareholders. Therefore, we recommend a vote AGAINST this Proposal. | Management | Against | For | Against | Against | ||||||
5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. Comments: We believe that companies should not utilize dual class capital structures to provide equal voting rights to all shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. Comments: We believe that the shareholder proposal is unnecessary and will not result in any additional benefit to the shareholders. Rather, the proposal promotes impractical and imprudent actions that would negatively affect the business and results. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against | ||||||
7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. Comments: We believe that Board oversight coupled with the adoption of a more comprehensive human rights policy will assure shareholders of the Company’s global leadership in addressing human rights issues. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan- Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
8. | A stockholder proposal regarding non- binding vote on amendment of bylaws, if properly presented at the meeting. Comments: We believe that approval of the proposal will ensure that shareholders are able to voice out their opinion in any material amendment to bylaws. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. Comments: Investors seek clarity regarding how companies drive improvement and how that strategy is supported by executive accountability. Comprehensive links among sustainability, diversity, and executive compensation would help protect long-term shareholder value. We believe that approval of this proposal is in the best interests of the Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. Comments: Given the reputational and regulatory risks that the Company faces, including the risk of antitrust action, we believe that improved transparency and accountability is needed to meet the company’s long-term responsibility to its many investors. We believe that the preparation of the report will allow the Company to evaluate its activities related to political advertising and potential censorship issues, and at the same time assess the operational, reputational, and social implications of such to the Company. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. Comments: Generally, we support proposals calling for majority vote requirements. We believe that majority vote requirements in boardroom elections enhance director accountability to shareholders and director accountability is the hallmark of good governance. The board election process should ensure that shareholder expressions of dissatisfaction with the performance of directors have real consequences. A majority-vote standard will transform the director election process from a symbolic gesture to a process that gives meaningful voice to shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. Comments: We believe that approval of the proposal is necessary and warranted in the Company. Pay disparities by gender in companies, in our view, could bring operational risks and reputational damage that is detrimental to shareholder value. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. Comments: We believe that human rights issues are needed to be escalated at the board level to ensure proper accountability and oversight. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting Comments: After evaluating the provisions and tenets of the proposal, we determined that the proposed resolution contemplated thereby is advisable, substantively and procedurally fair to, and in the best interests of Company and its shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 3,082 | 0 | 29-May-2020 | 29-May-2020 |
RESTAURANT BRANDS INTERNATIONAL INC.
Security | 76131D103 | Meeting Type | Annual | |||
Ticker Symbol | QSR | Meeting Date | 10-Jun-2020 | |||
ISIN | CA76131D1033 | Agenda | 935201981 - Management | |||
Record Date | 15-Apr-2020 | Holding Recon Date | 15-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 05-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1. | DIRECTOR | Management | ||||||||||
1 Alexandre Behring | For | For | For | For | ||||||||
2 João M. Castro-Neves | For | For | For | For | ||||||||
3 M. de Limburg Stirum | For | For | For | For | ||||||||
4 Paul J. Fribourg | �� | For | For | For | For | |||||||
5 Neil Golden | For | For | For | For | ||||||||
6 Ali Hedayat | For | For | For | For | ||||||||
7 Golnar Khosrowshahi | For | For | For | For | ||||||||
8 Giovanni (John) Prato | For | For | For | For | ||||||||
9 Daniel S. Schwartz | For | For | For | For | ||||||||
10 Carlos Alberto Sicupira | For | For | For | For | ||||||||
11 R. Moses Thompson Motta | For | For | For | For | ||||||||
2. | Approval, on a non-binding advisory basis, of the compensation paid to named executive officers. | Management | For | For | For | For | ||||||
3. | Appoint KPMG LLP as our auditors to serve until the close of the 2021 Annual Meeting of Shareholders and authorize our directors to fix the auditors’ remuneration. Comments: The sum total of our evaluation can be found in the Auditor Rating we give this auditor. Generally and absent other negative factors, we suggest a score of Neutral or higher. This audit firm has earned a grade of Needs Attention and thus, has failed to pass our model. After taking into account both the quantitative and qualitative measures outlined below, we believe that shareholders should not support the ratification of the auditors. Therefore, we recommend a vote AGAINST this Proposal. | Management | Abstain | For | Against | Abstain | ||||||
4. | Consider a shareholder proposal to report on Restaurant Brands International Inc.’s minimum requirements and standards related to workforce practices. Comments: Investors favor policies and practices that protect and enhance the value of their investments. There is increasing recognition that company risks related to human rights violations, such as litigation, reputational damage, and production disruptions, can adversely affect shareholder value. To manage such risks effectively, companies must assess the risks posed by human rights practices in their operations and supply chain, as well as by the use of their products. As such, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
5. | Consider a shareholder proposal to develop a comprehensive policy on plastic pollution and sustainable packaging and issue a report to investors. Comments: We believe that the approval of this proposal would result in the Company incurring unnecessary costs and expenses by duplicating efforts that are already underway and providing additional reports with information that is already available to shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 56,513 | 0 | 29-May-2020 | 29-May-2020 |
GENERAL MOTORS COMPANY
Security | 37045V100 | Meeting Type | Annual | |||
Ticker Symbol | GM | Meeting Date | 16-Jun-2020 | |||
ISIN | US37045V1008 | Agenda | 935198920 - Management | |||
Record Date | 17-Apr-2020 | Holding Recon Date | 17-Apr-2020 | |||
City / Country | / United States | Vote Deadline Date | 15-Jun-2020 | |||
SEDOL(s) | Quick Code |
Item | Proposal | Proposed by | Vote | Management | For/Against | Preferred | ||||||
1A. | Election of Director: Mary T. Barra | Management | For | For | For | For | ||||||
1B. | Election of Director: Wesley G. Bush | Management | For | For | For | For | ||||||
1C. | Election of Director: Linda R. Gooden | Management | For | For | For | For | ||||||
1D. | Election of Director: Joseph Jimenez | Management | For | For | For | For | ||||||
1E. | Election of Director: Jane L. Mendillo | Management | For | For | For | For | ||||||
1F. | Election of Director: Judith A. Miscik | Management | For | For | For | For | ||||||
1G. | Election of Director: Patricia F. Russo | Management | For | For | For | For | ||||||
1H. | Election of Director: Thomas M. Schoewe | Management | For | For | For | For | ||||||
1I. | Election of Director: Theodore M. Solso | Management | For | For | For | For | ||||||
1J. | Election of Director: Carol M. Stephenson | Management | For | For | For | For | ||||||
1K. | Election of Director: Devin N. Wenig | Management | For | For | For | For | ||||||
2. | Advisory Approval of Named Executive Officer Compensation | Management | For | For | For | For | ||||||
3. | Advisory Approval of the Frequency of Future Advisory Votes on Named Executive Officer Compensation | Management | 1 Year | 1 Year | For | 1 Year | ||||||
4. | Ratification of the Selection of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm for 2020 | Management | For | For | For | For | ||||||
5. | Approval of the General Motors Company 2020 Long-Term Incentive Plan | Management | For | For | For | For | ||||||
6. | Shareholder Proposal Regarding Shareholder Written Consent Comments: We have determined that it is a positive corporate governance measure to allow the stockholders to have the ability to take action by written consent, if such written consent or consents sets forth the action to be taken and is signed by the holders of outstanding stock having not less than the minimum number of votes that would be necessary to authorize or take such action at a meeting at which all shares entitled to vote on the matter were present and voted. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
7. | Shareholder Proposal Regarding Proxy Access Amendment: Shareholder Aggregation Limit Comments: We note, however, that even if the Company has implemented Proxy Access through a change in its bylaws however, we believe that shareholders should have the right to nominate their own representatives according to the shareholders’ criteria proposed in this proposal. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
8. | Shareholder Proposal Regarding Report on Human Rights Policy Implementation Comments: We believe that the adoption of a more comprehensive human rights policy, coupled with implementation, enforcement, independent monitoring, and transparent, comprehensive reporting will assure shareholders of the Company’s global leadership. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote FOR this Proposal. | Shareholder | For | Against | Against | For | ||||||
9. | Shareholder Proposal Regarding Report on Lobbying Communications and Activities Comments: We believe that it is in the best interests of the Company and the stockholders to belong to industry associations and coalitions, where the Company benefits from the general business, technical, and industry standard-setting expertise these organizations provide. We furthermore believe that the proposal seeks unnecessary line-item disclosure of lobbying expenditures. We believe that the requested report is unnecessary and would require expenditures and the use of Company resources without providing any meaningful benefit to the shareholders. After evaluating the details pursuant to the shareholder proposal and in accordance with the Egan-Jones’ Proxy Guidelines, we recommend a vote AGAINST this Proposal. | Shareholder | Against | Against | For | Against |
Account | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||||||
6734302540 | THE BEEHIVE FUND | 2000-2000 | UNION BANK | 62,110 | 0 | 10-Jun-2020 | 10-Jun-2020 |
Absolute Capital Opportunities Fund
During the period July 1, 2019 – June 30, 2020, Absolute Investment Advisers LLC did not vote any proxies on behalf of the Absolute Capital Opportunities Fund.
Absolute Convertible Arbitrage Fund
During the period July 1, 2019 – June 30, 2020, Absolute Investment Advisers LLC did not vote any proxies on behalf the Absolute Convertible Arbitrage Fund.
During the period July 1, 2019 – June 30, 2020, Mohican Financial Management, LLC did not vote any proxies on behalf of the portion of the Absolute Convertible Arbitrage Fund that it manages.
Absolute Strategies Fund
During the period July 1, 2019 – June 30, 2020, Absolute Investment Advisers LLC did not vote any proxies on behalf of the Absolute Strategies Fund.
Merk Absolute Return Currency Fund
During the period July 1, 2019 – July 31, 2019, Merk Investments LLC did not vote any proxies on behalf of the Merk Absolute Return Currency Fund.
Merk Hard Currency Fund
During the period July 1, 2019 – June 30, 2020, Merk Investments LLC did not vote any proxies on behalf of the Merk Hard Currency Fund.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
FORUM FUNDS
By: | /s/ Jessica Chase | |
Jessica Chase, President and Principal Executive Officer | ||
Date: | August 28, 2020 |