Exhibit 1.01
KLA-Tencor Corporation
Conflict Minerals Report for the
Reporting Period from January 1, 2015 to December 31, 2015
Introduction
This Conflict Minerals Report for KLA-Tencor Corporation (“Company,” “we,” or “our”) for the reporting period from January 1, 2015 to December 31, 2015 is presented to comply with Rule 13p-1 under the Securities Exchange Act of 1934 (the “Rule”). The Rule was adopted by the Securities and Exchange Commission (the “SEC”) to implement reporting and disclosure requirements related to conflict minerals (as that term is defined below) as directed by the Dodd-Frank Wall Street Reform and Consumer Protection Act. The Rule imposes certain reporting obligations on each U.S. publicly traded company whose manufactured products contain columbite-tantalite, cassiterite, wolframite (or their derivatives tantalum, tin and tungsten, respectively), or gold (collectively referred to as “conflict minerals,” regardless of their geographic origin and whether or not they fund armed conflict in the Democratic Republic of Congo or adjoining countries (collectively, the “Covered Countries”)) that are necessary to the functionality or production of the company’s products. In summary, the Rule requires each of these U.S. publicly traded companies to conduct a reasonable inquiry with respect to the sourcing of the conflict materials that such company uses in its products and file a description of the inquiry performed and the results of such inquiry. If a company determines or has reason to believe that these conflict minerals may have originated or did originate from the Covered Countries, and were not or may not be derived from scrap or recycled sources, the Rule requires such company to exercise due diligence on the source and chain of custody of the conflict minerals, including making an effort to determine whether trade in these minerals directly or indirectly finances or benefits armed groups in the Covered Countries, and to provide a Conflict Minerals Report as an exhibit to its Form SD.
KLA-Tencor is committed to complying with the Rule. KLA-Tencor does not have a direct relationship with conflict minerals smelters or refiners. Accordingly, with respect to the classification and certification of smelters and refiners, we have relied upon the activities, conclusions and reporting from the Electronic Industry Citizenship Coalition Conflict Free Sourcing Initiative (“CFSI”) and Conflict-Free Smelter Program (“CFSP”).
Company Business and Products
KLA-Tencor Corporation is a leading supplier of process control and yield management solutions for the semiconductor and related nanoelectronics industries. Our broad portfolio of wafer inspection and patterning products and related service, software and other offerings primarily supports integrated circuit (“IC”) manufacturers throughout the entire semiconductor fabrication process, from research and development to final volume production. We provide leading-edge equipment, software and support that enable IC manufacturers to identify, resolve and manage significant advanced technology manufacturing process challenges and obtain higher finished product yields at lower overall cost. In addition to serving the semiconductor industry, we also provide a range of technology solutions to a number of other high technology industries, including the light emitting diode and data storage industries, as well as general materials research. Metals included in the definition of “conflict minerals” are generally used throughout electronic components for purposes necessary to their functionality. Therefore, we believe that KLA-Tencor products contain conflict minerals that are necessary to the products’ functionality.
Reasonable Country of Origin Inquiry
We conducted a reasonable country of origin inquiry on the conflict minerals that are necessary to the functionality or production of our products that we manufactured, or contracted to manufacture, during the reporting period.
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We have worked with certain third-party service providers to contact the suppliers of components that potentially contain conflict minerals. We made reasonable efforts to determine the country of origin of the necessary conflict minerals used in the components these suppliers supplied to us for use in the products that we manufactured, or contracted to manufacture, during the reporting period. We have required these suppliers to provide conflict minerals use and sourcing information in the form of the CFSI Conflict Minerals Reporting Template (the “Template”). Some suppliers provided responses with information for their company as a whole rather than the specific components that we purchase from them (referred to as the “declaration scope” within the Template). In those instances, the exact mapping of a supplier’s sourcing statements to our specific components was less certain. For example, if a supplier that manufactured many different components had produced only one component that contained necessary conflict minerals that were not found to be conflict-free, this would tend to also be the supplier’s conclusion at their company level, even if the vast majority of their other products were otherwise conflict-free.
Pursuant to the Rule, we undertook due diligence on the source and chain of custody of the necessary conflict minerals in our products that we had reason to believe, based on our suppliers’ responses, may have originated from the Covered Countries and may not have come from scrap or recycled sources.
Design of Conflict Minerals Program
We designed our conflict minerals program to be in conformance with the Organization for Economic Co-operation and Development (“OECD”) Due Diligence Guidance for Responsible Supply Chains of Minerals from Conflict-Affected and High-Risk Areas Second Edition and related Supplements on Tin, Tantalum and Tungsten and on Gold (collectively, the “OECD Guidance”). Summarized below are the design components of our conflict minerals program as they relate to the five-step framework set forth in the OECD Guidance.
1. | Establish strong company management systems: |
a. | Publicly communicate our conflict minerals sourcing policy on our corporate website. Please see Section D of our Supply Chain Product Regulatory Compliance page at www.kla-tencor.com/company/supply-chain-product-regulatory-compliance.html. The content of any website referred to in this Conflict Minerals Report is included for general information only and is not incorporated by reference in this Conflict Minerals Report or in KLA-Tencor’s Specialized Disclosure Report on Form SD. |
b. | Operate an internal conflict minerals team led by our Corporate Procurement organization and supported by a cross-departmental team consisting of representatives of a number of internal groups, including Corporate Product Regulatory Compliance, Internal Audit, Finance, Legal, Information Technology and Global Operations, as well as third-party service providers. |
c. | Hold regular meetings of our internal conflict minerals team and provide periodic summaries of the status of the conflict minerals program to our senior management. Our senior management, in turn, reports the results to the Audit Committee of our Board of Directors prior to filing the Conflict Minerals Report with the SEC. |
d. | Use recognized due diligence tools created by the CFSI in the evaluation of supplier responses regarding smelters and refiners of necessary conflict minerals that may be used in our products. |
e. | Incorporate supply chain regulatory compliance requirements into our standard template for supplier contracts so that suppliers comply with our policy on conflict minerals. |
f. | Retain records in accordance with our internal record retention policy. |
g. | Establish a hotline and website for use by employees, as well as third parties such as suppliers and customers, to report actual or suspected wrongdoing or other grievances and answer questions about business conduct, including reports or questions regarding our use of conflict minerals. The hotline and website are both operated by an independent third party, which provides tools to enable individuals to submit reports in a number of different languages and, where permitted by law, on an anonymous basis. |
2. | Identify and assess risks in our supply chain: |
a. | Identify the suppliers that provide components that potentially incorporate conflict minerals that are necessary to the functionality or production of our products that we manufactured, or contracted to manufacture. |
b. | Contact the suppliers of components that potentially contain conflict minerals and use the Template to capture the suppliers’ responses. |
c. | Use reasonable efforts to determine the country of origin of the necessary conflict minerals used in the components our suppliers provided to us that are incorporated into the products that we manufactured, or contracted to manufacture, during the reporting period. |
d. | Contact the suppliers that did not respond to the Template request and request their responses. |
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e. | Conduct due diligence on the source and chain of custody of the necessary conflict minerals in our products that we had reason to believe may have originated from the Covered Countries and may not have come from scrap or recycled sources. |
f. | Compare responses provided against the list of facilities that have received a “conflict free” designation from the CFSP. |
g. | Document the country of origin information for the smelters and refiners identified by the supply chain responses using CFSI data. |
3. | Design and Implement a strategy to respond to identified risks: |
a. | Verify smelters and refiners identified in response to the Template against the CFSI list provided as part of our membership in the CFSI. |
b. | Report our findings to senior management, outlining the information gathered and the actual and potential identified risks and any required action plans. The action plans will vary depending on the results of our due diligence efforts and the risks identified in any particular year. |
c. | Implement required action plans and report results to senior management. |
4. | Independent third party audits of smelters and refiners sourcing: |
a. | Participate in the CFSI and rely upon the results reported by CFSI regarding audits of smelters and refiners. |
b. | Provide to CFSI the smelters and refiners identified by our suppliers that are not on the CFSI list. |
5. | Report on supply chain due diligence: |
a. | Report to the SEC annually our supply chain due diligence on a Form SD and conflict minerals report. |
b. | Publicly communicate our Form SD and conflict minerals report on our website at http://ir.kla-tencor.com/sec.cfm. |
Due Diligence Performed
Our due diligence process consists of the systematic review and analysis of the responses that were provided to us by our suppliers, as well as communication and follow-up with our suppliers based on the results of our review, in an effort to identify the source and chain of custody of the conflict minerals necessary to our products. We initially screened supplier survey responses for completeness, accuracy and internal consistency. Where suppliers provided information that was incomplete or appeared incorrect, we sought additional data from such suppliers to clarify or correct the originally provided information. We compared the information provided by the suppliers’ responses to the Template against our applicable internal component descriptions to confirm consistency between the various data sources regarding the presence of conflict minerals. In the case of conflict minerals that may have originated in the Covered Countries, we reviewed the data contained in the applicable responses to the Template against CFSI data to make a determination about the national origin of the conflict minerals or about the related smelters. We used the CFSI information to identify legitimate smelters and refiners and smelters and refiners that were either compliant to, or active in, the CFSP.
Facilities Used to Process Necessary Conflict Minerals
Appendix A is a list of the entities that were identified by our suppliers as the smelters or refiners that process the necessary conflict minerals in the suppliers’ products that either (a) are compliant with the CFSI CFSP assessment (Section 1 of Appendix A) or (b) have been verified by CFSI as smelters or refiners that are in communication or are active in the CFSP process assessment (Section 2 of Appendix A). Since some of the declarations we received from our suppliers were at a company level (and not a component-specific level), we do not know with certainty that each smelter listed on Appendix A actually processed conflict minerals that were used in components we purchased. We also received responses from suppliers listing smelters or refiners that have not yet been verified as smelters or refiners by CFSI. Additionally, we received responses that indicated that some conflict minerals were obtained from scrap or recycled sources.
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Risk Mitigation/Improvements
The activities described above were intended to examine and mitigate the risk that our necessary conflict minerals benefited armed groups in the Covered Countries.
We made improvements over the previous reporting period by (a) continuing our membership in the CFSI to obtain updated details regarding mines utilized by smelters compliant or not compliant with the CFSP; (b) identifying a greater percentage of smelters and refiners over that obtained in previous reporting periods; and (c) achieving a higher supplier response rate to the Template over that obtained in previous reporting periods.
We intend to take the following steps to further enhance our due diligence in future years: (a) investigate further details regarding mines utilized by smelters compliant with CFSP; (b) improve our review of non-verified smelters and refiners; (c) work with suppliers to improve the accuracy and completeness of their responses; and (d) drive the sourcing of conflict free components in our design and engineering programs.
Forward-Looking Statements: Statements in this Conflict Minerals Report other than historical facts, such as statements regarding our intentions to investigate further details regarding mines utilized by smelters compliant with CFSP, improve our review of non-verified smelter and refiner names, work with our suppliers to improve the accuracy and completeness of their responses; and drive the sourcing of conflict free components in our design and engineering programs, are forward-looking statements, and are subject to the Safe Harbor provisions created by the Private Securities Litigation Reform Act of 1995. These forward-looking statements are based on current information and expectations, and involve a number of risks and uncertainties. Actual results may differ materially from those projected in such statements due to various factors, including but not limited to: our ability to use alternate suppliers, the inaccuracy of the information reported to us by our direct suppliers or industry information used by us; and the risk that smelters or refiners may not participate in the CFSP and that smelters listed as compliant by the CFSP does not necessarily mean that they were compliant for the whole reporting period and that some compliant statuses may have expired and that those smelters may/may not be in the process of a re-audit. For other factors that may cause actual results to differ materially from those projected and anticipated in forward-looking statements in this Conflict Minerals Report, please refer to the Company’s Annual Report on Form 10-K for the year ended June 30, 2015, subsequently filed Quarterly Reports on Form 10-Q and other filings with the SEC (including, but not limited to, the risk factors described therein). The Company assumes no obligation to, and does not currently intend to, update these forward-looking statements, except as required by law.
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Appendix A
Section 1. | Smelters or refiners that are compliant with the CFSI CSFP assessment as of March 31, 2016. |
Metal | Smelter Name | Smelter ID | Country |
Gold | Aida Chemical Industries Co., Ltd. | CID000019 | JAPAN |
Gold | Allgemeine Gold-und Silberscheideanstalt A.G. | CID000035 | GERMANY |
Gold | AngloGold Ashanti Córrego do Sítio Mineração | CID000058 | BRAZIL |
Gold | Argor-Heraeus S.A. | CID000077 | SWITZERLAND |
Gold | Asahi Pretec Corp. | CID000082 | JAPAN |
Gold | Asahi Refining Canada Ltd. | CID000924 | CANADA |
Gold | Asahi Refining USA Inc. | CID000920 | UNITED STATES |
Gold | Asaka Riken Co., Ltd. | CID000090 | JAPAN |
Gold | Atasay Kuyumculuk Sanayi Ve Ticaret A.S. | CID000103 | TURKEY |
Gold | Aurubis AG | CID000113 | GERMANY |
Gold | Bangko Sentral ng Pilipinas (Central Bank of Philippines) | CID000128 | PHILIPPINES |
Gold | Boliden AB | CID000157 | SWEDEN |
Gold | C. Hafner GmbH + Co. KG | CID000176 | GERMANY |
Gold | CCR Refinery - Glencore Canada Corporation | CID000185 | CANADA |
Gold | Chimet S.p.A. | CID000233 | ITALY |
Gold | DODUCO GmbH | CID000362 | GERMANY |
Gold | Dowa | CID000401 | JAPAN |
Gold | Eco-System Recycling Co., Ltd. | CID000425 | JAPAN |
Gold | Elemetal Refining, LLC | CID001322 | UNITED STATES |
Gold | Heimerle + Meule GmbH | CID000694 | GERMANY |
Gold | Heraeus Ltd. Hong Kong | CID000707 | CHINA |
Gold | Heraeus Precious Metals GmbH & Co. KG | CID000711 | GERMANY |
Gold | Ishifuku Metal Industry Co., Ltd. | CID000807 | JAPAN |
Gold | Istanbul Gold Refinery | CID000814 | TURKEY |
Gold | Japan Mint | CID000823 | JAPAN |
Gold | Jiangxi Copper Co., Ltd. | CID000855 | CHINA |
Gold | JSC Ekaterinburg Non-Ferrous Metal Processing Plant | CID000927 | RUSSIAN FEDERATION |
Gold | JSC Uralelectromed | CID000929 | RUSSIAN FEDERATION |
Gold | JX Nippon Mining & Metals Co., Ltd. | CID000937 | JAPAN |
Gold | Kazzinc Ltd | CID000957 | KAZAKHSTAN |
Gold | Kennecott Utah Copper LLC | CID000969 | UNITED STATES |
Gold | Kojima Chemicals Co., Ltd. | CID000981 | JAPAN |
Gold | L' azurde Company For Jewelry | CID001032 | SAUDI ARABIA |
Gold | LS-NIKKO Copper Inc. | CID001078 | KOREA, REPUBLIC OF |
Gold | Materion | CID001113 | UNITED STATES |
Gold | Matsuda Sangyo Co., Ltd. | CID001119 | JAPAN |
Gold | Metalor Technologies (Hong Kong) Ltd. | CID001149 | CHINA |
Gold | Metalor Technologies (Singapore) Pte., Ltd. | CID001152 | SINGAPORE |
Gold | Metalor Technologies S.A. | CID001153 | SWITZERLAND |
Gold | Metalor USA Refining Corporation | CID001157 | UNITED STATES |
Gold | METALÚRGICA MET-MEX PEÑOLES, S.A. DE C.V | CID001161 | MEXICO |
Gold | Mitsubishi Materials Corporation | CID001188 | JAPAN |
Gold | Mitsui Mining and Smelting Co., Ltd. | CID001193 | JAPAN |
Gold | MMTC-PAMP India Pvt., Ltd. | CID002509 | INDIA |
Gold | Moscow Special Alloys Processing Plant | CID001204 | RUSSIAN FEDERATION |
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Metal | Smelter Name | Smelter ID | Country |
Gold | Nadir Metal Rafineri San. Ve Tic. A. | CID001220 | TURKEY |
Gold | Nihon Material Co., Ltd. | CID001259 | JAPAN |
Gold | Ögussa Österreichische Gold- und Silber-Scheideanstalt GmbH | CID002779 | AUSTRIA |
Gold | Ohura Precious Metal Industry Co., Ltd. | CID001325 | JAPAN |
Gold | OJSC “The Gulidov Krasnoyarsk Non-Ferrous Metals Plant” (OJSC Krastsvetmet) | CID001326 | RUSSIAN FEDERATION |
Gold | OJSC Novosibirsk Refinery | CID000493 | RUSSIAN FEDERATION |
Gold | PAMP S.A. | CID001352 | SWITZERLAND |
Gold | Prioksky Plant of Non-Ferrous Metals | CID001386 | RUSSIAN FEDERATION |
Gold | PT Aneka Tambang (Persero) Tbk | CID001397 | INDONESIA |
Gold | PX Précinox S.A. | CID001498 | SWITZERLAND |
Gold | Rand Refinery (Pty) Ltd. | CID001512 | SOUTH AFRICA |
Gold | Republic Metals Corporation | CID002510 | UNITED STATES |
Gold | Royal Canadian Mint | CID001534 | CANADA |
Gold | Schone Edelmetaal B.V. | CID001573 | NETHERLANDS |
Gold | SEMPSA Joyería Platería S.A. | CID001585 | SPAIN |
Gold | Shandong Zhaojin Gold & Silver Refinery Co., Ltd. | CID001622 | CHINA |
Gold | Sichuan Tianze Precious Metals Co., Ltd. | CID001736 | CHINA |
Gold | Singway Technology Co., Ltd. | CID002516 | TAIWAN |
Gold | Solar Applied Materials Technology Corp. | CID001761 | TAIWAN |
Gold | Sumitomo Metal Mining Co., Ltd. | CID001798 | JAPAN |
Gold | T.C.A S.p.A | CID002580 | ITALY |
Gold | Tanaka Kikinzoku Kogyo K.K. | CID001875 | JAPAN |
Gold | The Refinery of Shandong Gold Mining Co., Ltd. | CID001916 | CHINA |
Gold | Tokuriki Honten Co., Ltd. | CID001938 | JAPAN |
Gold | Umicore Brasil Ltda. | CID001977 | BRAZIL |
Gold | Umicore Precious Metals Thailand | CID002314 | THAILAND |
Gold | Umicore S.A. Business Unit Precious Metals Refining | CID001980 | BELGIUM |
Gold | United Precious Metal Refining, Inc. | CID001993 | UNITED STATES |
Gold | Valcambi S.A. | CID002003 | SWITZERLAND |
Gold | Western Australian Mint trading as The Perth Mint | CID002030 | AUSTRALIA |
Gold | Yamamoto Precious Metal Co., Ltd. | CID002100 | JAPAN |
Gold | Zhongyuan Gold Smelter of Zhongjin Gold Corporation | CID002224 | CHINA |
Gold | Zijin Mining Group Co., Ltd. Gold Refinery | CID002243 | CHINA |
Tantalum | Changsha South Tantalum Niobium Co., Ltd. | CID000211 | CHINA |
Tantalum | Conghua Tantalum and Niobium Smeltry | CID000291 | CHINA |
Tantalum | D Block Metals, LLC | CID002504 | UNITED STATES |
Tantalum | Duoluoshan | CID000410 | CHINA |
Tantalum | Exotech Inc. | CID000456 | UNITED STATES |
Tantalum | F&X Electro-Materials Ltd. | CID000460 | CHINA |
Tantalum | FIR Metals & Resource Ltd. | CID002505 | CHINA |
Tantalum | Global Advanced Metals Aizu | CID002558 | JAPAN |
Tantalum | Global Advanced Metals Boyertown | CID002557 | UNITED STATES |
Tantalum | Guangdong Zhiyuan New Material Co., Ltd. | CID000616 | CHINA |
Tantalum | Guizhou Zhenhua Xinyun Technology Ltd., Kaili branch | CID002501 | CHINA |
Tantalum | H.C. Starck Co., Ltd. | CID002544 | THAILAND |
Tantalum | H.C. Starck GmbH Goslar | CID002545 | GERMANY |
Tantalum | H.C. Starck GmbH Laufenburg | CID002546 | GERMANY |
Tantalum | H.C. Starck Hermsdorf GmbH | CID002547 | GERMANY |
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Metal | Smelter Name | Smelter ID | Country |
Tantalum | H.C. Starck Inc. | CID002548 | UNITED STATES |
Tantalum | H.C. Starck Ltd. | CID002549 | JAPAN |
Tantalum | H.C. Starck Smelting GmbH & Co. KG | CID002550 | GERMANY |
Tantalum | Hengyang King Xing Lifeng New Materials Co., Ltd. | CID002492 | CHINA |
Tantalum | Hi-Temp Specialty Metals, Inc. | CID000731 | UNITED STATES |
Tantalum | Jiangxi Dinghai Tantalum & Niobium Co., Ltd. | CID002512 | CHINA |
Tantalum | JiuJiang JinXin Nonferrous Metals Co., Ltd. | CID000914 | CHINA |
Tantalum | Jiujiang Tanbre Co., Ltd. | CID000917 | CHINA |
Tantalum | Jiujiang Zhongao Tantalum & Niobium Co., Ltd. | CID002506 | CHINA |
Tantalum | KEMET Blue Metals | CID002539 | MEXICO |
Tantalum | KEMET Blue Powder | CID002568 | UNITED STATES |
Tantalum | King-Tan Tantalum Industry Ltd. | CID000973 | CHINA |
Tantalum | LSM Brasil S.A. | CID001076 | BRAZIL |
Tantalum | Metallurgical Products India Pvt., Ltd. | CID001163 | INDIA |
Tantalum | Mineração Taboca S.A. | CID001175 | BRAZIL |
Tantalum | Mitsui Mining & Smelting | CID001192 | JAPAN |
Tantalum | Molycorp Silmet A.S. | CID001200 | ESTONIA |
Tantalum | Ningxia Orient Tantalum Industry Co., Ltd. | CID001277 | CHINA |
Tantalum | Plansee SE Liezen | CID002540 | AUSTRIA |
Tantalum | Plansee SE Reutte | CID002556 | AUSTRIA |
Tantalum | QuantumClean | CID001508 | UNITED STATES |
Tantalum | Resind Indústria e Comércio Ltda. | CID002707 | BRAZIL |
Tantalum | RFH Tantalum Smeltry Co., Ltd. | CID001522 | CHINA |
Tantalum | Solikamsk Magnesium Works OAO | CID001769 | RUSSIAN FEDERATION |
Tantalum | Taki Chemicals | CID001869 | JAPAN |
Tantalum | Telex Metals | CID001891 | UNITED STATES |
Tantalum | Tranzact, Inc. | CID002571 | UNITED STATES |
Tantalum | Ulba Metallurgical Plant JSC | CID001969 | KAZAKHSTAN |
Tantalum | XinXing HaoRong Electronic Material Co., Ltd. | CID002508 | CHINA |
Tantalum | Yichun Jin Yang Rare Metal Co., Ltd. | CID002307 | CHINA |
Tantalum | Zhuzhou Cemented Carbide | CID002232 | CHINA |
Tin | Alpha | CID000292 | UNITED STATES |
Tin | Cooperativa Metalurgica de Rondônia Ltda. | CID00295 | BRAZIL |
Tin | CV Ayi Jaya | CID002570 | INDONESIA |
Tin | CV Gita Pesona | CID000306 | INDONESIA |
Tin | CV Serumpun Sebalai | CID000313 | INDONESIA |
Tin | CV United Smelting | CID000315 | INDONESIA |
Tin | CV Venus Inti Perkasa | CID002455 | INDONESIA |
Tin | Dowa | CID000402 | JAPAN |
Tin | EM Vinto | CID000438 | BOLIVIA |
Tin | Fenix Metals | CID000468 | POLAND |
Tin | Gejiu Non-Ferrous Metal Processing Co., Ltd. | CID000538 | CHINA |
Tin | Jiangxi Ketai Advanced Material Co., Ltd. | CID000244 | CHINA |
Tin | Magnu's Minerais Metais e Ligas Ltda. | CID002468 | BRAZIL |
Tin | Malaysia Smelting Corporation (MSC) | CID001105 | MALAYSIA |
Tin | Melt Metais e Ligas S.A. | CID002500 | BRAZIL |
Tin | Metallic Resources, Inc. | CID001142 | UNITED STATES |
Tin | Metallo-Chimique N.V. | CID002773 | BELGIUM |
Tin | Mineração Taboca S.A. | CID001173 | BRAZIL |
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Metal | Smelter Name | Smelter ID | Country |
Tin | Minsur | CID001182 | PERU |
Tin | Mitsubishi Materials Corporation | CID001191 | JAPAN |
Tin | O.M. Manufacturing (Thailand) Co., Ltd. | CID001314 | THAILAND |
Tin | O.M. Manufacturing Philippines, Inc. | CID002517 | PHILIPPINES |
Tin | Operaciones Metalurgical S.A. | CID001337 | BOLIVIA |
Tin | PT Aries Kencana Sejahtera | CID000309 | INDONESIA |
Tin | PT Artha Cipta Langgeng | CID001399 | INDONESIA |
Tin | PT ATD Makmur Mandiri Jaya | CID002503 | INDONESIA |
Tin | PT Babel Inti Perkasa | CID001402 | INDONESIA |
Tin | PT Bangka Prima Tin | CID002776 | INDONESIA |
Tin | PT Bangka Tin Industry | CID001419 | INDONESIA |
Tin | PT Belitung Industri Sejahtera | CID001421 | INDONESIA |
Tin | PT BilliTin Makmur Lestari | CID001424 | INDONESIA |
Tin | PT Bukit Timah | CID001428 | INDONESIA |
Tin | PT Cipta Persada Mulia | CID002696 | INDONESIA |
Tin | PT DS Jaya Abadi | CID001434 | INDONESIA |
Tin | PT Eunindo Usaha Mandiri | CID001438 | INDONESIA |
Tin | PT Inti Stania Prima | CID002530 | INDONESIA |
Tin | PT Justindo | CID000307 | INDONESIA |
Tin | PT Mitra Stania Prima | CID001453 | INDONESIA |
Tin | PT Panca Mega Persada | CID001457 | INDONESIA |
Tin | PT Prima Timah Utama | CID001458 | INDONESIA |
Tin | PT Refined Bangka Tin | CID001460 | INDONESIA |
Tin | PT Sariwiguna Binasentosa | CID001463 | INDONESIA |
Tin | PT Stanindo Inti Perkasa | CID001468 | INDONESIA |
Tin | PT Sukses Inti Makmur | CID002816 | INDONESIA |
Tin | PT Sumber Jaya Indah | CID001471 | INDONESIA |
Tin | PT Timah (Persero) Tbk Kundur | CID001477 | INDONESIA |
Tin | PT Timah (Persero) Tbk Mentok | CID001482 | INDONESIA |
Tin | PT Tinindo Inter Nusa | CID001490 | INDONESIA |
Tin | PT Wahana Perkit Jaya | CID002479 | INDONESIA |
Tin | Resind Indústria e Comércio Ltda. | CID002706 | BRAZIL |
Tin | Rui Da Hung | CID001539 | TAIWAN |
Tin | Soft Metais Ltda. | CID001758 | BRAZIL |
Tin | Thaisarco | CID001898 | THAILAND |
Tin | VQB Mineral and Trading Group JSC | CID002015 | VIETNAM |
Tin | White Solder Metalurgia e Mineração Ltda. | CID002036 | BRAZIL |
Tin | Yunnan Tin Group (Holding) Co., Ltd. | CID002180 | CHINA |
Tungsten | A.L.M.T. TUNGSTEN Corp. | CID000004 | JAPAN |
Tungsten | Asia Tungsten Products Vietnam Ltd. | CID002502 | VIETNAM |
Tungsten | Chenzhou Diamond Tungsten Products Co., Ltd. | CID002513 | CHINA |
Tungsten | Chongyi Zhangyuan Tungsten Co., Ltd. | CID000258 | CHINA |
Tungsten | Fujian Jinxin Tungsten Co., Ltd. | CID000499 | CHINA |
Tungsten | Ganzhou Huaxing Tungsten Products Co., Ltd. | CID000875 | CHINA |
Tungsten | Ganzhou Jiangwu Ferrotungsten Co., Ltd. | CID002315 | CHINA |
Tungsten | Ganzhou Seadragon W & Mo Co., Ltd. | CID002494 | CHINA |
Tungsten | Ganzhou Yatai Tungsten Co., Ltd. | CID002536 | CHINA |
Tungsten | Global Tungsten & Powders Corp. | CID000568 | UNITED STATES |
Tungsten | Guangdong Xianglu Tungsten Co., Ltd. | CID000218 | CHINA |
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Metal | Smelter Name | Smelter ID | Country |
Tungsten | H.C. Starck GmbH | CID002541 | CHINA |
Tungsten | H.C. Starck Smelting GmbH & Co.KG | CID002542 | GERMANY |
Tungsten | Hunan Chenzhou Mining Co., Ltd. | CID000766 | CHINA |
Tungsten | Hunan Chunchang Nonferrous Metals Co., Ltd. | CID000769 | CHINA |
Tungsten | Hydrometallurg, JSC | CID002649 | RUSSIAN FEDERATION |
Tungsten | Japan New Metals Co., Ltd. | CID000825 | JAPAN |
Tungsten | Jiangxi Gan Bei Tungsten Co., Ltd. | CID002321 | CHINA |
Tungsten | Jiangxi Xiushui Xianggan Nonferrous Metals Co., Ltd. | CID002535 | CHINA |
Tungsten | Kennametal Huntsville | CID000105 | UNITED STATES |
Tungsten | Malipo Haiyu Tungsten Co., Ltd. | CID002319 | CHINA |
Tungsten | Niagara Refining LLC | CID002589 | UNITED STATES |
Tungsten | Nui Phao H.C. Starck Tungsten Chemicals Manufacturing LLC | CID002543 | VIETNAM |
Tungsten | Tejing (Vietnam) Tungsten Co., Ltd. | CID001889 | VIETNAM |
Tungsten | Vietnam Youngsun Tungsten Industry Co., Ltd. | CID002011 | VIETNAM |
Tungsten | Wolfram Bergbau und Hütten AG | CID002044 | AUSTRIA |
Tungsten | Xiamen Tungsten (H.C.) Co., Ltd. | CID002320 | CHINA |
Tungsten | Xiamen Tungsten Co., Ltd. | CID002082 | CHINA |
Tungsten | Xinhai Rendan Shaoguan Tungsten Co., Ltd. | CID002095 | CHINA |
Section 2. | Smelters or refiners that have been verified by CFSI as smelters or refiners and are in communication or are active in the CFSI CFSP process as of March 31, 2016. |
Metal | Smelter Name | Smelter ID | Country |
Gold | Advanced Chemical Company | CID000015 | UNITED STATES |
Gold | Caridad | CID000180 | MEXICO |
Gold | Cendres + Métaux S.A. | CID000189 | SWITZERLAND |
Gold | Chugai Mining | CID000264 | JAPAN |
Gold | Daejin Indus Co., Ltd. | CID000328 | KOREA, REPUBLIC OF |
Gold | Daye Non-Ferrous Metals Mining Ltd. | CID000343 | CHINA |
Gold | DSC (Do Sung Corporation) | CID000359 | KOREA, REPUBLIC OF |
Gold | Faggi Enrico S.p.A. | CID002355 | ITALY |
Gold | Fidelity Printers and Refiners Ltd. | CID002515 | ZIMBABWE |
Gold | Geib Refining Corporation | CID002459 | UNITED STATES |
Gold | Guoda Safina High-Tech Environmental Refinery Co., Ltd. | CID000651 | CHINA |
Gold | Hunan Chenzhou Mining Co., Ltd. | CID000767 | CHINA |
Gold | Hwasung CJ Co., Ltd. | CID000778 | KOREA, REPUBLIC OF |
Gold | Kazakhmys Smelting LLC | CID000956 | KAZAKHSTAN |
Gold | Korea Metal Co., Ltd. | CID000988 | KOREA, REPUBLIC OF |
Gold | Korea Zinc Co., Ltd. | CID002605 | KOREA, REPUBLIC OF |
Gold | Metalor Technologies (Suzhou) Ltd. | CID001147 | CHINA |
Gold | Morris and Watson | CID002282 | NEW ZEALAND |
Gold | Samduck Precious Metals | CID001555 | KOREA, REPUBLIC OF |
Gold | SAMWON Metals Corp. | CID001562 | KOREA, REPUBLIC OF |
Gold | SAXONIA Edelmetalle GmbH | CID002777 | GERMANY |
Gold | Shandong Tiancheng Biological Gold Industrial Co., Ltd. | CID001619 | CHINA |
Gold | SOE Shyolkovsky Factory of Secondary Precious Metals | CID001756 | RUSSIAN FEDERATION |
Gold | Torecom | CID001955 | KOREA, REPUBLIC OF |
Gold | WIELAND Edelmetalle GmbH | CID002778 | GERMANY |
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Metal | Smelter Name | Smelter ID | Country |
Gold | Yokohama Metal Co., Ltd. | CID002129 | JAPAN |
Tantalum | Avon Specialty Metals Ltd. | CID002705 | UNITED STATES |
Tantalum | E.S.R. Electronics | CID002590 | UNITED STATES |
Tantalum | Jiangxi Tuohong New Raw Material | CID002842 | CHINA |
Tin | An Thai Minerals Co., Ltd. | CID002825 | VIETNAM |
Tin | An Vinh Joint Stock Mineral Processing Company | CID002703 | VIETNAM |
Tin | Chenzhou Yunxiang Mining and Metallurgy Co., Ltd. | CID000228 | CHINA |
Tin | China Tin Group Co., Ltd. | CID001070 | CHINA |
Tin | CV Tiga Sekawan | CID002593 | INDONESIA |
Tin | Electro-Mechanical Facility of the Cao Bang Minerals & Metallurgy JSC | CID002572 | VIETNAM |
Tin | Estanho de Rondônia S.A. | CID000448 | BRAZIL |
Tin | Feinhütte Halsbrücke GmbH | CID000466 | GERMANY |
Tin | Gejiu Fengming Metallurgy Chemical Plant | CID002848 | CHINA |
Tin | Gejiu Kai Meng Industry and Trade LLC | CID000942 | CHINA |
Tin | Gejiu Yunxin Nonferrous Electrolysis Co., Ltd. | CID001908 | CHINA |
Tin | Gejiu Zili Mining And Metallurgy Co., Ltd. | CID000555 | CHINA |
Tin | Guanyang Guida Nonferrous Metal Smelting Plant | CID002849 | CHINA |
Tin | HuiChang Hill Tin Industry Co., Ltd. | CID002844 | CHINA |
Tin | Linwu Xianggui Ore Smelting Co., Ltd. | CID001063 | CHINA |
Tin | Nghe Tinh Non-Ferrous Metals Joint Stock Company | CID002573 | VIETNAM |
Tin | Phoenix Metal Ltd. | CID002507 | RWANDA |
Tin | PT Kijang Jaya Mandiri | CID002829 | INDONESIA |
Tin | PT Tommy Utama | CID001493 | INDONESIA |
Tin | Tuyen Quang Non-Ferrous Metals Joint Stock Company | CID002574 | VIETNAM |
Tin | Yunnan Chengfeng Non-ferrous Metals Co., Ltd. | CID002158 | CHINA |
Tungsten | ACL Metais Eireli | CID002833 | BRAZIL |
Tungsten | Dayu Jincheng Tungsten Industry Co., Ltd. | CID002518 | CHINA |
Tungsten | Dayu Weiliang Tungsten Co., Ltd. | CID000345 | CHINA |
Tungsten | Ganxian Shirui New Material Co., Ltd. | CID002531 | CHINA |
Tungsten | Ganzhou Non-ferrous Metals Smelting Co., Ltd. | CID000868 | CHINA |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Wuji | CID002579 | CHINA |
Tungsten | Hunan Chuangda Vanadium Tungsten Co., Ltd. Yanglin | CID002578 | CHINA |
Tungsten | Jiangwu H.C. Starck Tungsten Products Co., Ltd. | CID002551 | CHINA |
Tungsten | Jiangxi Dayu Longxintai Tungsten Co., Ltd. | CID002647 | CHINA |
Tungsten | Jiangxi Minmetals Gao'an Non-ferrous Metals Co., Ltd. | CID002313 | CHINA |
Tungsten | Jiangxi Tonggu Non-ferrous Metallurgical & Chemical Co., Ltd. | CID002318 | CHINA |
Tungsten | Jiangxi Xinsheng Tungsten Industry Co., Ltd. | CID002317 | CHINA |
Tungsten | Jiangxi Yaosheng Tungsten Co., Ltd. | CID002316 | CHINA |
Tungsten | Kennametal Fallon | CID000966 | UNITED STATES |
Tungsten | Moliren Ltd | CID002845 | RUSSIAN FEDERATION |
Tungsten | Pobedit, JSC | CID002532 | RUSSIAN FEDERATION |
Tungsten | Sanher Tungsten Vietnam Co., Ltd. | CID002538 | VIETNAM |
Tungsten | South-East Nonferrous Metal Company Limited of Hengyang City | CID002815 | CHINA |
Tungsten | Woltech Korea Co., Ltd. | CID002843 | KOREA, REPUBLIC OF |
Tungsten | Xinfeng Huarui Tungsten & Molybdenum New Material Co., Ltd. | CID002830 | CHINA |
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