UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-00945
VIRTUS EQUITY TRUST
(exact name of registrant as specified in charter)
101 Munson Street, Greenfield, MA 01301
(Address of principal executive offices)
Kevin J. Carr, Esq., Virtus Investment Partners, Inc. 100 Pearl Street, Hartford, CT 06103
(Name and Address of agent for service)
Registrant’s telephone number, including area code: 800-243-1574
Date of Fiscal Year End: 3/31
Date of Reporting Period: 07/01/2010 - 06/30/2011
************************* FORM N-Px REPORT *************************
ICA File Number: 811-00945
Reporting Period: 07/01/2010 - 06/30/2011
Virtus Equity Trust
========================== VIRTUS BALANCED FUND ==========================
ALASKA AIR GROUP, INC.
Ticker: | ALK | Security ID: | 011659109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William S. Ayer | For | For | Management | ||||
2 | Elect Director Patricia M. Bedient | For | For | Management | ||||
3 | Elect Director Marion C. Blakey | For | For | Management | ||||
4 | Elect Director Phyllis J. Campbell | For | For | Management | ||||
5 | Elect Director Jessie J. Knight, Jr. | For | For | Management | ||||
6 | Elect Director R. Marc Langland | For | For | Management | ||||
7 | Elect Director Dennis F. Madsen | For | For | Management | ||||
8 | Elect Director Byron I. Mallott | For | For | Management | ||||
9 | Elect Director J. Kenneth Thompson | For | For | Management | ||||
10 | Elect Director Bradley D. Tilden | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | Against | Against | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
Relating to Fair Price Protection | ||||||||
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | For | For | Management |
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | For | For | Management | ||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||
3 | Elect Director John T. Casteen III | For | For | Management | ||||
4 | Elect Director Dinyar S. Devitre | For | For | Management | ||||
5 | Elect Director Thomas F. Farrell II | For | For | Management | ||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||
7 | Elect Director George Munoz | For | For | Management | ||||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
13 | Cease Production of Flavored Tobacco | Against | Against | Shareholder | ||||
Products |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMKOR TECHNOLOGY, INC.
Ticker: | AMKR | Security ID: | 031652100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Kim | For | For | Management | ||||
1.2 | Elect Director Kenneth T. Joyce | For | For | Management | ||||
1.3 | Elect Director Roger A. Carolin | For | For | Management | ||||
1.4 | Elect Director Winston J. Churchill | For | For | Management | ||||
1.5 | Elect Director John T. Kim | For | For | Management | ||||
1.6 | Elect Director John F. Osborne | For | For | Management | ||||
1.7 | Elect Director Dong Hyun Park | For | For | Management | ||||
1.8 | Elect Director James W. Zug | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Crowley | For | For | Management | ||||
1.2 | Elect Director Sue E. Gove | For | For | Management | ||||
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert R. Grusky | For | For | Management | ||||
1.5 | Elect Director . R. Hyde, III | For | For | Management | ||||
1.6 | Elect Director W. Andrew McKenna | For | For | Management | ||||
1.7 | Elect Director George R. Mrkonic, Jr. | For | For | Management | ||||
1.8 | Elect Director Luis P. Nieto | For | For | Management | ||||
1.9 | Elect Director William C. Rhodes, III | For | For | Management | ||||
1.10 | Elect Director Theodore W. Ullyot | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mukesh D. Ambani | For | For | Management | ||||
2 | Elect Director Susan S. Bies | For | For | Management | ||||
3 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||||
5 | Elect Director Charles K. Gifford | For | For | Management | ||||
6 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
7 | Elect Director D. Paul Jones, Jr. | For | For | Management | ||||
8 | Elect Director Monica C. Lozano | For | For | Management | ||||
9 | Elect Director Thomas J. May | For | For | Management | ||||
10 | Elect Director Brian T. Moynihan | For | For | Management | ||||
11 | Elect Director Donald E. Powell | For | For | Management | ||||
12 | Elect Director Charles O. Rossotti | For | For | Management |
13 | Elect Director Robert W. Scully | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Collateral in Derivatives Trading | Against | For | Shareholder | ||||
22 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
23 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
24 | Prohibit Certain Relocation Benefits to Senior Executives | Against | For | Shareholder |
BEST BUY CO., INC.
Ticker: | BBY | Security ID: | 086516101 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald James | For | For | Management | ||||
1.2 | Elect Director Sanjay Khosla | For | For | Management | ||||
1.3 | Elect Director George L. Mikan III | For | For | Management | ||||
1.4 | Elect Director Matthew H. Paull | For | For | Management | ||||
1.5 | Elect Director Richard M. Schulze | For | For | Management | ||||
1.6 | Elect Director Hatim A. Tyabji | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Change Range for Size of the Board | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management |
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management | ||||
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management | ||||
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aubrey K. McClendon | For | Withhold | Management | ||||
1.2 | Elect Director Don Nickles | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen M. Eisbrenner | For | For | Management | ||||
1.4 | Elect Director Louis A. Simpson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Advisory Vote to Ratify Directors’ Compensation | Against | For | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management | ||||
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management | ||||
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management | ||||
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
1.3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
1.4 | Elect Director Andres R. Gluski | For | For | Management | ||||
1.5 | Elect Director Susan M. Green | For | For | Management | ||||
1.6 | Elect Director Janice K. Henry | For | For | Management | ||||
1.7 | Elect Director James F. Kirsch | For | For | Management | ||||
1.8 | Elect Director Francis R. McAllister | For | For | Management | ||||
1.9 | Elect Director Roger Phillips | For | For | Management | ||||
1.10 | Elect Director Richard K. Riederer | For | For | Management | ||||
1.11 | Elect Director Richard A. Ross | For | For | Management | ||||
1.12 | Elect Director Alan Schwartz | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Ratify Auditors | For | For | Management |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | For | Shareholder |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Armitage | For | For | Management | ||||
2 | Elect Director Richard H. Auchinleck | For | For | Management | ||||
3 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Ruth R. Harkin | For | For | Management | ||||
6 | Elect Director Harold W. McGraw III | For | For | Management | ||||
7 | Elect Director James J. Mulva | For | For | Management | ||||
8 | Elect Director Robert A. Niblock | For | For | Management | ||||
9 | Elect Director Harald J. Norvik | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Elect Director Victoria J. Tschinkel | For | For | Management | ||||
12 | Elect Director Kathryn C. Turner | For | For | Management | ||||
13 | Elect Director William E. Wade, Jr. | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Approve Omnibus Stock Plan | For | For | Management | ||||
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | For | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Accident Risk Reduction Efforts | Against | Against | Shareholder | ||||
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | Shareholder | ||||
23 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||
24 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder |
CONTINENTAL AIRLINES, INC.
Ticker: | CAL | Security ID: | 210795308 | |||
Meeting Date: | SEP 17, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 12, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | None | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard L. Berry | For | For | Management |
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||
1.3 | Elect Director Christopher J. Fraleigh | For | For | Management | ||||
1.4 | Elect Director Victoria D. Harker | For | For | Management | ||||
1.5 | Elect Director David H. Hughes | For | For | Management | ||||
1.6 | Elect Director Charles A. Ledsinger Jr | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Senator Connie Mack, III | For | For | Management | ||||
1.9 | Elect Director Andrew H. Madsen | For | For | Management | ||||
1.10 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.11 | Elect Director Michael D. Rose | For | For | Management | ||||
1.12 | Elect Director Maria A. Sastre | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DRYSHIPS INC.
Ticker: | DRYS | Security ID: | Y2109Q101 | |||
Meeting Date: | SEP 06, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Chryssoula Kandylidis as Director | For | For | Management | ||||
1.2 | Elect George Demathas as Director | For | For | Management | ||||
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | For | For | Management |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | For | Management | ||||
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 28336L109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Juan Carlos Braniff | For | For | Management | ||||
2 | Elect Director David W. Crane | For | For | Management | ||||
3 | Elect Director Douglas L. Foshee | For | For | Management | ||||
4 | Elect Director Robert W. Goldman | For | For | Management | ||||
5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
6 | Elect Director Thomas R. Hix | For | For | Management | ||||
7 | Elect Director Ferrell P. McClean | For | For | Management | ||||
8 | Elect Director Timothy J. Probert | For | For | Management | ||||
9 | Elect Director Steven J. Shapiro | For | For | Management | ||||
10 | Elect Director J. Michael Talbert | For | For | Management | ||||
11 | Elect Director Robert F. Vagt | For | For | Management | ||||
12 | Elect Director John L. Whitmire | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | FEB 24, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Umberto della Sala as Director | For | For | Management | ||||
2 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
3 | Transact Other Business (Voting) | For | Against | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Clayton C. Daley, Jr. as Director | For | For | Management | ||||
1.2 | Elect Edward G. Galante as Director | For | For | Management | ||||
1.3 | Elect Raymond J. Milchovich as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | For | For | Management |
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Abstain | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cogan | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director Carla A. Hills | For | For | Management | ||||
1.5 | Elect Director Kevin E. Lofton | For | For | Management | ||||
1.6 | Elect Director John W. Madigan | For | For | Management | ||||
1.7 | Elect Director John C. Martin | For | For | Management | ||||
1.8 | Elect Director Gordon E. Moore | For | For | Management |
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||||
1.12 | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. L. Andreessen | For | For | Management | ||||
2 | Elect Director L. Apotheker | For | For | Management | ||||
3 | Elect Director L.T. Babbio, Jr. | For | Against | Management | ||||
4 | Elect Director S.M. Baldauf | For | Against | Management | ||||
5 | Elect Director S. Banerji | For | For | Management | ||||
6 | Elect Director R.L. Gupta | For | For | Management | ||||
7 | Elect Director J.H. Hammergren | For | For | Management | ||||
8 | Elect Director R.J. Lane | For | For | Management | ||||
9 | Elect Director G.M. Reiner | For | For | Management | ||||
10 | Elect Director P.F. Russo | For | For | Management | ||||
11 | Elect Director D. Senequier | For | For | Management | ||||
12 | Elect Director G.K. Thompson | For | Against | Management | ||||
13 | Elect Director M.C. Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management |
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUDSON CITY BANCORP, INC.
Ticker: | HCBK | Security ID: | 443683107 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald E. Hermance, Jr. | For | For | Management | ||||
2 | Elect Director William G. Bardel | For | For | Management | ||||
3 | Elect Director Scott A. Belair | For | For | Management | ||||
4 | Elect Director Cornelius E. Golding | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Declassify the Board of Directors | Against | For | Shareholder |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: | LLL | Security ID: | 502424104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Hugh Shelton | For | For | Management | ||||
1.2 | Elect Director Michael T. Strianese | For | For | Management | ||||
1.3 | Elect Director John P. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LULULEMON ATHLETICA INC.
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Casey | For | For | Management | ||||
1.2 | Elect Director RoAnn Costin | For | For | Management | ||||
1.3 | Elect Director R. Brad Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Approve Stock Split | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
MCDONALD’S CORPORATION
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||
2 | Elect Director Richard H. Lenny | For | For | Management | ||||
3 | Elect Director Cary D. McMillan | For | For | Management | ||||
4 | Elect Director Sheila A. Penrose | For | For | Management | ||||
5 | Elect Director James A. Skinner | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | For | For | Management | ||||
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement for Shareholder Action | For | For | Management | ||||
12 | Declassify the Board of Directors | Against | For | Shareholder | ||||
13 | Require Suppliers to Adopt CAK | Against | Against | Shareholder | ||||
14 | Report on Policy Responses to Children’s Health Concerns and Fast Food | Against | Against | Shareholder |
15 | Report on Beverage Container Environmental Strategy | Against | For | Shareholder |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Christopher J. Kearney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management |
4 | Elect Director Edward P. Djerejian | For | Against | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | Against | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | Against | Management | ||||
11 | Elect Director Aziz D. Syriani | For | Against | Management | ||||
12 | Elect Director Rosemary Tomich | For | Against | Management | ||||
13 | Elect Director Walter L. Weisman | For | Against | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management | ||||
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management | ||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda’s Valuation Report | For | For | Management | ||||
3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Marlim Participacoes S.A. | For | For | Management | ||||
2 | Approve Agreement to Absorb Nova Marlim Participacoes S.A. | For | For | Management | ||||
3 | Appoint KPMG Auditores Independentes to Appraise Proposed Merger | For | For | Management | ||||
4 | Approve Appraisal of Proposed Merger | For | For | Management | ||||
5 | Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | JAN 31, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Comperj Petroquimicos Basicos SA | For | For | Management | ||||
2 | Approve Agreement to Absorb Comperj PET SA | For | For | Management | ||||
3 | Appoint Independent Firm to Appraise Proposed Mergers | For | For | Management | ||||
4 | Approve Independent Firm’s Appraisal | For | For | Management | ||||
5 | Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA | For | For | Management | ||||
6 | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Amend Article 4 to Eliminate Authorized Capital Limit | For | For | Management | ||||
8 | Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings | For | For | Management | ||||
9 | Renumber Articles | For | For | Management | ||||
10 | Renumber Articles | For | For | Management | ||||
11 | Amend Articles | For | For | Management |
12 | Amend Articles | For | For | Management | ||||
13 | Amend Articles | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 04, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 20 | For | For | Management | ||||
2.1 | Approve Agreement to Absorb Companhia Mexilhao do Brasil | For | For | Management | ||||
2.2 | Appoint KPMG to Appraise Proposed Absorption | For | For | Management | ||||
2.3 | Approve KPMG’s Appraisal | For | For | Management | ||||
2.4 | Approve Absorption of Companhia Mexilhao do Brasil | For | For | Management | ||||
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | Against | Management | ||||
5 | Elect Board Chairman | For | For | Management | ||||
6 | Elect Fiscal Council Members | For | For | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | For | Management |
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: | POT | Security ID: | 73755L107 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. M. Burley | For | For | Management | ||||
1.2 | Elect Director W. J. Doyle | For | For | Management | ||||
1.3 | Elect Director J. W. Estey | For | For | Management |
1.4 | Elect Director C. S. Hoffman | For | For | Management | ||||
1.5 | Elect Director D. J. Howe | For | For | Management | ||||
1.6 | Elect Director A. D. Laberge | For | For | Management | ||||
1.7 | Elect Director K. G. Martell | For | For | Management | ||||
1.8 | Elect Director J. J. McCaig | For | For | Management | ||||
1.9 | Elect Director M. Mogford | For | For | Management | ||||
1.10 | Elect Director P. J. Schoenhals | For | For | Management | ||||
1.11 | Elect Director E. R. Stromberg | For | For | Management | ||||
1.12 | Elect Director E. Viyella de Paliza | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve 2011 Performance Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management |
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SANDISK CORPORATION
Ticker: | SNDK | Security ID: | 80004C101 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Marks | For | For | Management | ||||
1.2 | Elect Director Kevin DeNuccio | For | For | Management | ||||
1.3 | Elect Director Irwin Federman | For | For | Management | ||||
1.4 | Elect Director Steven J. Gomo | For | For | Management | ||||
1.5 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.6 | Elect Director Chenming Hu | For | For | Management | ||||
1.7 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.8 | Elect Director Sanjay Mehrotra | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel Boggan, Jr. | For | For | Management | ||||
2 | Elect Director Richard H. Carmona | For | For | Management | ||||
3 | Elect Director Tully M. Friedman | For | For | Management | ||||
4 | Elect Director George J. Harad | For | For | Management | ||||
5 | Elect Director Donald R. Knauss | For | For | Management | ||||
6 | Elect Director Robert W. Matschullat | For | For | Management | ||||
7 | Elect Director Gary G. Michael | For | For | Management | ||||
8 | Elect Director Edward A. Mueller | For | For | Management | ||||
9 | Elect Director Jan L. Murley | For | For | Management | ||||
10 | Elect Director Pamela Thomas-Graham | For | For | Management | ||||
11 | Elect Director Carolyn M. Ticknor | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
2 | Elect Director Joseph R. Cleveland | For | For | Management | ||||
3 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
4 | Elect Director Frank T. MacInnis | For | For | Management | ||||
5 | Elect Director Janice D. Stoney | For | For | Management | ||||
6 | Elect Director Laura A. Sugg | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management |
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: | UAL | Security ID: | 910047109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||
1.2 | Elect Director Carolyn Corvi | For | For | Management | ||||
1.3 | Elect Director W. James Farrell | For | For | Management | ||||
1.4 | Elect Director Jane C. Garvey | For | For | Management | ||||
1.5 | Elect Director Walter Isaacson | For | For | Management | ||||
1.6 | Elect Director Henry L. Meyer III | For | For | Management | ||||
1.7 | Elect Director Oscar Munoz | For | For | Management | ||||
1.8 | Elect Director James J. O’Connor | For | For | Management | ||||
1.9 | Elect Director Laurence E. Simmons | For | For | Management | ||||
1.10 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
1.11 | Elect Director Glenn F. Tilton | For | For | Management | ||||
1.12 | Elect Director David J. Vitale | For | For | Management | ||||
1.13 | Elect Director John H. Walker | For | For | Management | ||||
1.14 | Elect Director Charles A. Yamarone | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||
4 | Elect Director Lowell C. Mcadam | For | For | Management | ||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Elect Director John W. Snow | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
17 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
18 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
VISA INC.
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management |
3.1 | Elect Director Gary P. Coughlan | For | For | Management | ||||
3.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management | ||||
3.4 | Elect Director Robert W. Matschullat | For | For | Management | ||||
3.5 | Elect Director Cathy E. Minehan | For | For | Management | ||||
3.6 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
3.7 | Elect Director David J. Pang | For | For | Management | ||||
3.8 | Elect Director Joseph W. Saunders | For | For | Management | ||||
3.9 | Elect Director William S. Shanahan | For | For | Management | ||||
3.10 | Elect Director John A. Swainson | For | For | Management | ||||
4.1 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
4.2 | Elect Director Joseph W. Saunders | For | For | Management | ||||
4.3 | Elect Director John A. Swainson | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
========================= VIRTUS GROWTH & INCOME FUND ==========================
ALASKA AIR GROUP, INC.
Ticker: | ALK | Security ID: | 011659109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William S. Ayer | For | For | Management | ||||
2 | Elect Director Patricia M. Bedient | For | For | Management | ||||
3 | Elect Director Marion C. Blakey | For | For | Management | ||||
4 | Elect Director Phyllis J. Campbell | For | For | Management | ||||
5 | Elect Director Jessie J. Knight, Jr. | For | For | Management | ||||
6 | Elect Director R. Marc Langland | For | For | Management | ||||
7 | Elect Director Dennis F. Madsen | For | For | Management | ||||
8 | Elect Director Byron I. Mallott | For | For | Management | ||||
9 | Elect Director J. Kenneth Thompson | For | For | Management | ||||
10 | Elect Director Bradley D. Tilden | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | Against | Against | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management |
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | For | For | Management | ||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||
3 | Elect Director John T. Casteen III | For | For | Management | ||||
4 | Elect Director Dinyar S. Devitre | For | For | Management | ||||
5 | Elect Director Thomas F. Farrell II | For | For | Management | ||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||
7 | Elect Director George Munoz | For | For | Management | ||||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
13 | Cease Production of Flavored Tobacco Products | Against | Against | Shareholder |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMKOR TECHNOLOGY, INC.
Ticker: | AMKR | Security ID: | 031652100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Kim | For | For | Management | ||||
1.2 | Elect Director Kenneth T. Joyce | For | For | Management | ||||
1.3 | Elect Director Roger A. Carolin | For | For | Management | ||||
1.4 | Elect Director Winston J. Churchill | For | For | Management | ||||
1.5 | Elect Director John T. Kim | For | For | Management | ||||
1.6 | Elect Director John F. Osborne | For | For | Management | ||||
1.7 | Elect Director Dong Hyun Park | For | For | Management | ||||
1.8 | Elect Director James W. Zug | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Crowley | For | For | Management | ||||
1.2 | Elect Director Sue E. Gove | For | For | Management | ||||
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert R. Grusky | For | For | Management | ||||
1.5 | Elect Director . R. Hyde, III | For | For | Management | ||||
1.6 | Elect Director W. Andrew McKenna | For | For | Management | ||||
1.7 | Elect Director George R. Mrkonic, Jr. | For | For | Management | ||||
1.8 | Elect Director Luis P. Nieto | For | For | Management | ||||
1.9 | Elect Director William C. Rhodes, III | For | For | Management | ||||
1.10 | Elect Director Theodore W. Ullyot | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mukesh D. Ambani | For | For | Management | ||||
2 | Elect Director Susan S. Bies | For | For | Management |
3 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||||
5 | Elect Director Charles K. Gifford | For | For | Management | ||||
6 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
7 | Elect Director D. Paul Jones, Jr. | For | For | Management | ||||
8 | Elect Director Monica C. Lozano | For | For | Management | ||||
9 | Elect Director Thomas J. May | For | For | Management | ||||
10 | Elect Director Brian T. Moynihan | For | For | Management | ||||
11 | Elect Director Donald E. Powell | For | For | Management | ||||
12 | Elect Director Charles O. Rossotti | For | For | Management | ||||
13 | Elect Director Robert W. Scully | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Collateral in Derivatives Trading | Against | For | Shareholder | ||||
22 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
23 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
24 | Prohibit Certain Relocation Benefits to Senior Executives | Against | For | Shareholder |
BEST BUY CO., INC.
Ticker: | BBY | Security ID: | 086516101 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald James | For | For | Management | ||||
1.2 | Elect Director Sanjay Khosla | For | For | Management | ||||
1.3 | Elect Director George L. Mikan III | For | For | Management | ||||
1.4 | Elect Director Matthew H. Paull | For | For | Management | ||||
1.5 | Elect Director Richard M. Schulze | For | For | Management | ||||
1.6 | Elect Director Hatim A. Tyabji | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Change Range for Size of the Board | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management | ||||
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management | ||||
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management | ||||
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aubrey K. McClendon | For | Withhold | Management | ||||
1.2 | Elect Director Don Nickles | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen M. Eisbrenner | For | For | Management | ||||
1.4 | Elect Director Louis A. Simpson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Advisory Vote to Ratify Directors’ Compensation | Against | For | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management | ||||
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management | ||||
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management | ||||
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management |
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
1.3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
1.4 | Elect Director Andres R. Gluski | For | For | Management | ||||
1.5 | Elect Director Susan M. Green | For | For | Management | ||||
1.6 | Elect Director Janice K. Henry | For | For | Management | ||||
1.7 | Elect Director James F. Kirsch | For | For | Management | ||||
1.8 | Elect Director Francis R. McAllister | For | For | Management | ||||
1.9 | Elect Director Roger Phillips | For | For | Management | ||||
1.10 | Elect Director Richard K. Riederer | For | For | Management | ||||
1.11 | Elect Director Richard A. Ross | For | For | Management | ||||
1.12 | Elect Director Alan Schwartz | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Ratify Auditors | For | For | Management |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management |
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | For | Shareholder |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Armitage | For | For | Management | ||||
2 | Elect Director Richard H. Auchinleck | For | For | Management | ||||
3 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Ruth R. Harkin | For | For | Management | ||||
6 | Elect Director Harold W. McGraw III | For | For | Management | ||||
7 | Elect Director James J. Mulva | For | For | Management | ||||
8 | Elect Director Robert A. Niblock | For | For | Management | ||||
9 | Elect Director Harald J. Norvik | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Elect Director Victoria J. Tschinkel | For | For | Management | ||||
12 | Elect Director Kathryn C. Turner | For | For | Management | ||||
13 | Elect Director William E. Wade, Jr. | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Approve Omnibus Stock Plan | For | For | Management | ||||
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | For | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Accident Risk Reduction Efforts | Against | Against | Shareholder | ||||
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | Shareholder | ||||
23 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||
24 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder |
CONTINENTAL AIRLINES, INC.
Ticker: | CAL | Security ID: | 210795308 | |||
Meeting Date: | SEP 17, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 12, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | None | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||
1.3 | Elect Director Christopher J. Fraleigh | For | For | Management | ||||
1.4 | Elect Director Victoria D. Harker | For | For | Management | ||||
1.5 | Elect Director David H. Hughes | For | For | Management | ||||
1.6 | Elect Director Charles A. Ledsinger Jr | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Senator Connie Mack, III | For | For | Management | ||||
1.9 | Elect Director Andrew H. Madsen | For | For | Management | ||||
1.10 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.11 | Elect Director Michael D. Rose | For | For | Management | ||||
1.12 | Elect Director Maria A. Sastre | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DRYSHIPS INC.
Ticker: | DRYS | Security ID: | Y2109Q101 | |||
Meeting Date: | SEP 06, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Chryssoula Kandylidis as Director | For | For | Management | ||||
1.2 | Elect George Demathas as Director | For | For | Management | ||||
2 | Ratify Ernst & Young (Hellas) Certified | For | For | Management | ||||
Auditors Accountants S.A. as Auditors |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | For | Management | ||||
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive | For | For | Management | ||||
Officers’ Compensation |
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 28336L109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Juan Carlos Braniff | For | For | Management | ||||
2 | Elect Director David W. Crane | For | For | Management | ||||
3 | Elect Director Douglas L. Foshee | For | For | Management | ||||
4 | Elect Director Robert W. Goldman | For | For | Management | ||||
5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
6 | Elect Director Thomas R. Hix | For | For | Management | ||||
7 | Elect Director Ferrell P. McClean | For | For | Management | ||||
8 | Elect Director Timothy J. Probert | For | For | Management | ||||
9 | Elect Director Steven J. Shapiro | For | For | Management | ||||
10 | Elect Director J. Michael Talbert | For | For | Management | ||||
11 | Elect Director Robert F. Vagt | For | For | Management | ||||
12 | Elect Director John L. Whitmire | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | FEB 24, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Umberto della Sala as Director | For | For | Management | ||||
2 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
3 | Transact Other Business (Voting) | For | Against | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Clayton C. Daley, Jr. as Director | For | For | Management | ||||
1.2 | Elect Edward G. Galante as Director | For | For | Management | ||||
1.3 | Elect Raymond J. Milchovich as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers AG as | For | For | Management | ||||
Auditors |
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Abstain | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cogan | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director Carla A. Hills | For | For | Management | ||||
1.5 | Elect Director Kevin E. Lofton | For | For | Management | ||||
1.6 | Elect Director John W. Madigan | For | For | Management | ||||
1.7 | Elect Director John C. Martin | For | For | Management | ||||
1.8 | Elect Director Gordon E. Moore | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||||
1.12 | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. L. Andreessen | For | For | Management | ||||
2 | Elect Director L. Apotheker | For | For | Management | ||||
3 | Elect Director L.T. Babbio, Jr. | For | Against | Management | ||||
4 | Elect Director S.M. Baldauf | For | Against | Management |
5 | Elect Director S. Banerji | For | For | Management | ||||
6 | Elect Director R.L. Gupta | For | For | Management | ||||
7 | Elect Director J.H. Hammergren | For | For | Management | ||||
8 | Elect Director R.J. Lane | For | For | Management | ||||
9 | Elect Director G.M. Reiner | For | For | Management | ||||
10 | Elect Director P.F. Russo | For | For | Management | ||||
11 | Elect Director D. Senequier | For | For | Management | ||||
12 | Elect Director G.K. Thompson | For | Against | Management | ||||
13 | Elect Director M.C. Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUDSON CITY BANCORP, INC.
Ticker: | HCBK | Security ID: | 443683107 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald E. Hermance, Jr. | For | For | Management | ||||
2 | Elect Director William G. Bardel | For | For | Management | ||||
3 | Elect Director Scott A. Belair | For | For | Management | ||||
4 | Elect Director Cornelius E. Golding | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Declassify the Board of Directors | Against | For | Shareholder |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: | LLL | Security ID: | 502424104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Hugh Shelton | For | For | Management | ||||
1.2 | Elect Director Michael T. Strianese | For | For | Management | ||||
1.3 | Elect Director John P. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LULULEMON ATHLETICA INC.
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Casey | For | For | Management |
1.2 | Elect Director RoAnn Costin | For | For | Management | ||||
1.3 | Elect Director R. Brad Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Approve Stock Split | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
MCDONALD’S CORPORATION
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||
2 | Elect Director Richard H. Lenny | For | For | Management | ||||
3 | Elect Director Cary D. McMillan | For | For | Management | ||||
4 | Elect Director Sheila A. Penrose | For | For | Management | ||||
5 | Elect Director James A. Skinner | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | For | For | Management |
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement for Shareholder Action | For | For | Management | ||||
12 | Declassify the Board of Directors | Against | For | Shareholder | ||||
13 | Require Suppliers to Adopt CAK | Against | Against | Shareholder | ||||
14 | Report on Policy Responses to Children’s Health Concerns and Fast Food | Against | Against | Shareholder | ||||
15 | Report on Beverage Container Environmental Strategy | Against | For | Shareholder |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Christopher J. Kearney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management | ||||
4 | Elect Director Edward P. Djerejian | For | Against | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | Against | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | Against | Management | ||||
11 | Elect Director Aziz D. Syriani | For | Against | Management | ||||
12 | Elect Director Rosemary Tomich | For | Against | Management | ||||
13 | Elect Director Walter L. Weisman | For | Against | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management | ||||
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management | ||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda’s Valuation Report | For | For | Management | ||||
3 | Authorize Board to Ratify and Execute | For | For | Management | ||||
Approved Resolutions |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Marlim Participacoes S.A. | For | For | Management | ||||
2 | Approve Agreement to Absorb Nova Marlim Participacoes S.A. | For | For | Management | ||||
3 | Appoint KPMG Auditores Independentes to Appraise Proposed Merger | For | For | Management | ||||
4 | Approve Appraisal of Proposed Merger | For | For | Management | ||||
5 | Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | JAN 31, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Comperj Petroquimicos Basicos SA | For | For | Management | ||||
2 | Approve Agreement to Absorb Comperj PET SA | For | For | Management | ||||
3 | Appoint Independent Firm to Appraise Proposed Mergers | For | For | Management | ||||
4 | Approve Independent Firm’s Appraisal | For | For | Management | ||||
5 | Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA | For | For | Management |
6 | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Amend Article 4 to Eliminate Authorized Capital Limit | For | For | Management | ||||
8 | Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings | For | For | Management | ||||
9 | Renumber Articles | For | For | Management | ||||
10 | Renumber Articles | For | For | Management | ||||
11 | Amend Articles | For | For | Management | ||||
12 | Amend Articles | For | For | Management | ||||
13 | Amend Articles | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 04, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 20 | For | For | Management | ||||
2.1 | Approve Agreement to Absorb Companhia Mexilhao do Brasil | For | For | Management | ||||
2.2 | Appoint KPMG to Appraise Proposed Absorption | For | For | Management | ||||
2.3 | Approve KPMG’s Appraisal | For | For | Management | ||||
2.4 | Approve Absorption of Companhia Mexilhao do Brasil | For | For | Management | ||||
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | Against | Management | ||||
5 | Elect Board Chairman | For | For | Management | ||||
6 | Elect Fiscal Council Members | For | For | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | For | Management |
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: | POT | Security ID: | 73755L107 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. M. Burley | For | For | Management | ||||
1.2 | Elect Director W. J. Doyle | For | For | Management | ||||
1.3 | Elect Director J. W. Estey | For | For | Management | ||||
1.4 | Elect Director C. S. Hoffman | For | For | Management | ||||
1.5 | Elect Director D. J. Howe | For | For | Management | ||||
1.6 | Elect Director A. D. Laberge | For | For | Management | ||||
1.7 | Elect Director K. G. Martell | For | For | Management | ||||
1.8 | Elect Director J. J. McCaig | For | For | Management | ||||
1.9 | Elect Director M. Mogford | For | For | Management | ||||
1.10 | Elect Director P. J. Schoenhals | For | For | Management | ||||
1.11 | Elect Director E. R. Stromberg | For | For | Management | ||||
1.12 | Elect Director E. Viyella de Paliza | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve 2011 Performance Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SANDISK CORPORATION
Ticker: | SNDK | Security ID: | 80004C101 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Marks | For | For | Management | ||||
1.2 | Elect Director Kevin DeNuccio | For | For | Management | ||||
1.3 | Elect Director Irwin Federman | For | For | Management | ||||
1.4 | Elect Director Steven J. Gomo | For | For | Management | ||||
1.5 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.6 | Elect Director Chenming Hu | For | For | Management | ||||
1.7 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.8 | Elect Director Sanjay Mehrotra | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel Boggan, Jr. | For | For | Management | ||||
2 | Elect Director Richard H. Carmona | For | For | Management | ||||
3 | Elect Director Tully M. Friedman | For | For | Management | ||||
4 | Elect Director George J. Harad | For | For | Management | ||||
5 | Elect Director Donald R. Knauss | For | For | Management | ||||
6 | Elect Director Robert W. Matschullat | For | For | Management | ||||
7 | Elect Director Gary G. Michael | For | For | Management |
8 | Elect Director Edward A. Mueller | For | For | Management | ||||
9 | Elect Director Jan L. Murley | For | For | Management | ||||
10 | Elect Director Pamela Thomas-Graham | For | For | Management | ||||
11 | Elect Director Carolyn M. Ticknor | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
2 | Elect Director Joseph R. Cleveland | For | For | Management | ||||
3 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
4 | Elect Director Frank T. MacInnis | For | For | Management | ||||
5 | Elect Director Janice D. Stoney | For | For | Management | ||||
6 | Elect Director Laura A. Sugg | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | �� | Management | |||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: | UAL | Security ID: | 910047109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||
1.2 | Elect Director Carolyn Corvi | For | For | Management | ||||
1.3 | Elect Director W. James Farrell | For | For | Management | ||||
1.4 | Elect Director Jane C. Garvey | For | For | Management | ||||
1.5 | Elect Director Walter Isaacson | For | For | Management | ||||
1.6 | Elect Director Henry L. Meyer III | For | For | Management | ||||
1.7 | Elect Director Oscar Munoz | For | For | Management | ||||
1.8 | Elect Director James J. O’Connor | For | For | Management | ||||
1.9 | Elect Director Laurence E. Simmons | For | For | Management | ||||
1.10 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
1.11 | Elect Director Glenn F. Tilton | For | For | Management | ||||
1.12 | Elect Director David J. Vitale | For | For | Management | ||||
1.13 | Elect Director John H. Walker | For | For | Management | ||||
1.14 | Elect Director Charles A. Yamarone | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||
4 | Elect Director Lowell C. Mcadam | For | For | Management | ||||
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Elect Director John W. Snow | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
17 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
18 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
VISA INC.
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3.1 | Elect Director Gary P. Coughlan | For | For | Management | ||||
3.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management | ||||
3.4 | Elect Director Robert W. Matschullat | For | For | Management | ||||
3.5 | Elect Director Cathy E. Minehan | For | For | Management | ||||
3.6 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
3.7 | Elect Director David J. Pang | For | For | Management | ||||
3.8 | Elect Director Joseph W. Saunders | For | For | Management | ||||
3.9 | Elect Director William S. Shanahan | For | For | Management | ||||
3.10 | Elect Director John A. Swainson | For | For | Management | ||||
4.1 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
4.2 | Elect Director Joseph W. Saunders | For | For | Management | ||||
4.3 | Elect Director John A. Swainson | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
=========================== VIRTUS MID-CAP CORE FUND ===========================
ADOBE SYSTEMS INCORPORATED
Ticker: | ADBE | Security ID: | 00724F101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF CLASS II DIRECTOR: ROBERT K. BURGESS | For | For | Management | ||||
1B | ELECTION OF CLASS II DIRECTOR: DANIEL ROSENSWEIG | For | For | Management | ||||
1C | ELECTION OF CLASS II DIRECTOR: ROBERT SEDGEWICK | For | For | Management | ||||
1D | ELECTION OF CLASS II DIRECTOR: JOHN E. WARNOCK | For | For | Management | ||||
02 | APPROVAL OF THE AMENDMENT OF THE 1997 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE SHARE RESERVE BY 17 MILLION SHARES. | For | For | Management | ||||
03 | APPROVAL OF THE ADOPTION OF THE 2011 EXECUTIVE CASH PERFORMANCE BONUS PLAN. | For | For | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON DECEMBER 2, 2011. | For | For | Management |
05 | APPROVAL OF THE CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE OUR CLASSIFIED BOARD STRUCTURE. | For | For | Management | ||||
06 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | Against | Management | ||||
07 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management |
BROWN & BROWN, INC.
Ticker: | BRO | Security ID: | 115236101 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - J. HYATT BROWN | For | For | Management | ||||
1.2 | DIRECTOR - SAMUEL P. BELL, III | For | For | Management | ||||
1.3 | DIRECTOR - HUGH M. BROWN | For | For | Management | ||||
1.4 | DIRECTOR - J. POWELL BROWN | For | For | Management | ||||
1.5 | DIRECTOR - BRADLEY CURREY, JR. | For | For | Management | ||||
1.6 | DIRECTOR - THEODORE J. HOEPNER | For | For | Management | ||||
1.7 | DIRECTOR - TONI JENNINGS | For | For | Management | ||||
1.8 | DIRECTOR - TIMOTHY R.M. MAIN | For | For | Management | ||||
1.9 | DIRECTOR - WENDELL S. REILLY | For | For | Management | ||||
1.10 | DIRECTOR - JOHN R. RIEDMAN | For | For | Management | ||||
1.11 | DIRECTOR - CHILTON D. VARNER | For | For | Management | ||||
2 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS BROWN & BROWN, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | For | For | Management | ||||
3 | TO APPROVE (ON AN ADVISORY BASIS) THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management |
C. R. BARD, INC.
Ticker: | BCR | Security ID: | 067383109 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JOHN C. KELLY | For | For | Management | ||||
01.2 | DIRECTOR - GAIL K. NAUGHTON PH.D. | For | For | Management | ||||
01.3 | DIRECTOR - JOHN H. WEILAND | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | For | For | Management | ||||
03 | SAY-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management |
04 | SAY-WHEN-ON-PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management | ||||
05 | TO CONSIDER A SHAREHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Against | For | Shareholder | ||||
06 | TO CONSIDER A SHAREHOLDER PROPOSAL FOR THE ANNUAL ELECTION OF DIRECTORS. | Against | For | Shareholder |
C.H. ROBINSON WORLDWIDE, INC.
Ticker: | CHRW | Security ID: | 12541W209 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: ROBERT EZRILOV | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: WAYNE M. FORTUN | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: BRIAN P. SHORT | For | Against | Management | ||||
02 | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | For | For | Management | ||||
03 | TO RECOMMEND, BY NON-BINDING VOTE, FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 1 Year | 1 Year | Management | ||||
04 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
05 | SHAREHOLDER BOARD DECLASSIFICATION PROPOSAL. | Against | For | Shareholder |
CHOICE HOTELS INTERNATIONAL, INC.
Ticker: | CHH | Security ID: | 169905106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - STEWART BAINUM, JR. | For | For | Management | ||||
01.2 | DIRECTOR - ERVIN R. SHAMES | For | For | Management | ||||
01.3 | DIRECTOR - GORDON A. SMITH | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
CHURCH & DWIGHT CO., INC.
Ticker: | CHD | Security ID: | 171340102 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JOSE B. ALVAREZ | For | For | Management | ||||
01.2 | DIRECTOR - JAMES R. CRAIGIE | For | For | Management | ||||
01.3 | DIRECTOR - ROSINA B. DIXON | For | For | Management | ||||
01.4 | DIRECTOR - ROBERT D. LEBLANC | For | For | Management | ||||
02 | ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
03 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CHURCH & DWIGHT CO., INC. 2011 CONSOLIDATED FINANCIAL STATEMENTS. | For | For | Management |
COPART, INC.
Ticker: | CPRT | Security ID: | 217204106 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - WILLIS J. JOHNSON | For | For | Management | ||||
1.2 | DIRECTOR - A. JAYSON ADAIR | For | For | Management | ||||
1.3 | DIRECTOR - MATT BLUNT | For | For | Management | ||||
1.4 | DIRECTOR - STEVEN D. COHAN | For | For | Management | ||||
1.5 | DIRECTOR - DANIEL J. ENGLANDER | For | For | Management | ||||
1.6 | DIRECTOR - JAMES E. MEEKS | For | For | Management | ||||
1.7 | DIRECTOR - THOMAS W. SMITH | For | For | Management | ||||
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 31, 2011. | For | For | Management |
DENTSPLY INTERNATIONAL INC.
Ticker: | XRAY | Security ID: | 249030107 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MICHAEL C. ALFANO | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: ERIC K. BRANDT | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: WILLIAM F. HECHT | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: FRANCIS J. LUNGER | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, TO AUDIT FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
03 | TO APPROVE BY NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
DOLBY LABORATORIES, INC.
Ticker: | DLB | Security ID: | 25659T107 | |||
Meeting Date: | FEB 02, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - KEVIN YEAMAN | For | For | Management | ||||
01.2 | DIRECTOR - PETER GOTCHER | For | For | Management | ||||
01.3 | DIRECTOR - DAVID DOLBY | For | For | Management | ||||
01.4 | DIRECTOR - NICHOLAS DONATIELLO, JR | For | For | Management | ||||
01.5 | DIRECTOR - TED W. HALL | For | For | Management | ||||
01.6 | DIRECTOR - BILL JASPER | For | For | Management | ||||
01.7 | DIRECTOR - SANFORD ROBERTSON | For | For | Management | ||||
01.8 | DIRECTOR - ROGER SIBONI | For | For | Management | ||||
01.9 | DIRECTOR - AVADIS TEVANIAN, JR. | For | For | Management | ||||
02 | TO AMEND AND RESTATE THE COMPANY’S 2005 STOCK PLAN. | For | For | Management | ||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | For | For | Management |
DRESSER-RAND GROUP INC.
Ticker: | DRC | Security ID: | 261608103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - WILLIAM E. MACAULAY | For | For | Management | ||||
01.2 | DIRECTOR - VINCENT R. VOLPE JR. | For | For | Management | ||||
01.3 | DIRECTOR - RITA V. FOLEY | For | For | Management | ||||
01.4 | DIRECTOR - LOUIS A. RASPINO | For | For | Management | ||||
01.5 | DIRECTOR - PHILIP R. ROTH | For | For | Management | ||||
01.6 | DIRECTOR - STEPHEN A. SNIDER | For | For | Management | ||||
01.7 | DIRECTOR - MICHAEL L. UNDERWOOD | For | For | Management | ||||
01.8 | DIRECTOR - JOSEPH C. WINKLER III | For | For | Management | ||||
02 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
03 | ADOPT AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | HOLD AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
EQT CORPORATION
Ticker: | EQT | Security ID: | 26884L109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - STEPHEN A. THORINGTON | For | For | Management | ||||
1.2 | DIRECTOR - DAVID L. PORGES | For | For | Management | ||||
1.3 | DIRECTOR - JAMES E. ROHR | For | For | Management | ||||
1.4 | DIRECTOR - DAVID S. SHAPIRA | For | For | Management | ||||
2 | RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS | For | For | Management | ||||
3 | APPROVAL OF THE 2011 EXECUTIVE SHORT-TERM INCENTIVE PLAN | For | For | Management | ||||
4 | APPROVAL OF THE EXECUTIVE COMPENSATION OF THE COMPANY | For | For | Management | ||||
5 | RECOMMENDATION ON THE FREQUENCY WITH WHICH THE COMPANY SHOULD HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management | ||||
6 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS | For | For | Management | ||||
7 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY RELATED TO VACANCIES IN THE BOARD OF DIRECTORS | For | For | Management | ||||
8 | APPROVAL OF AN AMENDMENT TO THE RESTATED ARTICLES OF INCORPORATION OF THE COMPANY TO ELIMINATE SHAREHOLDER PRE-EMPTIVE RIGHTS | For | For | Management |
EQUIFAX INC.
Ticker: | EFX | Security ID: | 294429105 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JAMES E. COPELAND, JR. | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: ROBERT D. DALEO | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: WALTER W. DRIVER, JR. | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: L. PHILLIP HUMANN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: SIRI S. MARSHALL | For | For | Management |
1F | ELECTION OF DIRECTOR: MARK B. TEMPLETON | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS EQUIFAX’S PRINCIPAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management | ||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
EXPEDITORS INT’L OF WASHINGTON, INC.
Ticker: | EXPD | Security ID: | 302130109 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MARK A. EMMERT (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: R. JORDAN GATES (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: DAN P. KOURKOUMELIS (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: MICHAEL J. MALONE (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: JOHN W. MEISENBACH (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: PETER J. ROSE (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: JAMES L.K. WANG (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: ROBERT R. WRIGHT (TO SERVE UNTIL NEXT ANNUAL MEETING AND UNTIL A SUCCESSOR IS ELECTED AND QUALIFIED) | For | For | Management | ||||
02 | TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
03 | TO CONDUCT A NON-BINDING VOTE ON THE FREQUENCY OF A NON-BINDING VOTE ON COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management | ||||
04 | TO APPROVE AND RATIFY THE ADOPTION OF THE 2011 STOCK OPTION PLAN. | For | For | Management | ||||
05 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
GRACO INC.
Ticker: | GGG | Security ID: | 384109104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - PATRICK J. MCHALE | For | Withheld | Management | ||||
01.2 | DIRECTOR - LEE R. MITAU | For | Withheld | Management | ||||
01.3 | DIRECTOR - MARTI MORFITT | For | Withheld | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON- BINDING VOTE ON OUR EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
05 | SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Against | For | Shareholder |
INTUIT INC.
Ticker: | INTU | Security ID: | 461202103 | |||
Meeting Date: | JAN 19, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: DAVID H. BATCHELDER | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: CHRISTOPHER W. BRODY | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: WILLIAM V. CAMPBELL | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: SCOTT D. COOK | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: DIANE B. GREENE | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: MICHAEL R. HALLMAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: EDWARD A. KANGAS | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: DENNIS D. POWELL | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: BRAD D. SMITH | For | For | Management | ||||
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management | ||||
03 | APPROVE THE AMENDED AND RESTATED 2005 EQUITY INCENTIVE PLAN. | For | For | Management | ||||
04 | APPROVE A NON-BINDING ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | For | For | Management |
JACOBS ENGINEERING GROUP INC.
Ticker: | JEC | Security ID: | 469814107 | |||||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||||
Record Date: | DEC 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOHN F. COYNE | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: CRAIG L. MARTIN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: JOHN P. JUMPER | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | TO APPROVE THE AMENDMENT TO AND RESTATEMENT OF THE GLOBAL EMPLOYEE STOCK PURCHASE PLAN. | For | For | Management | ||||
04 | TO APPROVE, BY NON-BINDING VOTE, THE COMPANY’S EXECUTIVE COMPENSATION. | For | Against | Management | ||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
JOHN WILEY & SONS, INC.
Ticker: | JWA | Security ID: | 968223206 | |||
Meeting Date: | SEP 16, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - WILLIAM B. PLUMMER | For | For | Management | ||||
01.2 | DIRECTOR - RAYMOND W. MCDANIEL, JR | For | For | Management | ||||
01.3 | DIRECTOR - KALPANA RAINA | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT ACCOUNTANTS. | For | For | Management |
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: | MCHP | Security ID: | 595017104 | |||
Meeting Date: | AUG 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - STEVE SANGHI | For | For | Management | ||||
01.2 | DIRECTOR - ALBERT J. HUGO-MARTINEZ | For | For | Management | ||||
01.3 | DIRECTOR - L.B. DAY | For | For | Management | ||||
01.4 | DIRECTOR - MATTHEW W. CHAPMAN | For | For | Management | ||||
01.5 | DIRECTOR - WADE F. MEYERCORD | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | For | For | Management |
REALTY INCOME CORPORATION
Ticker: | O | Security ID: | 756109104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - KATHLEEN R. ALLEN, PH.D | For | For | Management | ||||
01.2 | DIRECTOR - DONALD R. CAMERON | For | For | Management | ||||
01.3 | DIRECTOR - PRIYA CHERIAN HUSKINS | For | For | Management | ||||
01.4 | DIRECTOR - THOMAS A. LEWIS | For | For | Management | ||||
01.5 | DIRECTOR - MICHAEL D. MCKEE | For | For | Management | ||||
01.6 | DIRECTOR - GREGORY T. MCLAUGHLIN | For | For | Management | ||||
01.7 | DIRECTOR - RONALD L. MERRIMAN | For | For | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | NON-BINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | NON-BINDING ADVISORY VOTE ON WHETHER THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | Unknown | 1 Year | Management |
ROCKWELL COLLINS, INC.
Ticker: | COL | Security ID: | 774341101 | |||
Meeting Date: | FEB 04, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - C.A. DAVIS | For | For | Management | ||||
01.2 | DIRECTOR - R.E. EBERHART | For | For | Management | ||||
01.3 | DIRECTOR - D. LILLEY | For | For | Management | ||||
02 | TO CONSIDER AND VOTE ON A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF EXECUTIVE OFFICERS AND RELATED DISCLOSURES. | For | For | Management | ||||
03 | TO VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | FOR THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR AUDITORS FOR FISCAL YEAR 2011. | For | For | Management |
ROSS STORES, INC.
Ticker: | ROST | Security ID: | 778296103 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - GEORGE P. ORBAN | For | For | Management | ||||
01.2 | DIRECTOR - DONALD H. SEILER | For | For | Management | ||||
02 | TO APPROVE THE EXISTING SECOND AMENDED AND RESTATED ROSS STORES, INC. INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | For | For | Management | ||||
03 | TO APPROVE AN AMENDMENT TO THE COMPANY’S CERTIFICATE OF INCORPORATION TO ADOPT ANNUAL ELECTIONS FOR DIRECTORS ELECTED BEGINNING IN 2012 (DE-CLASSIFICATION OF THE BOARD). | For | For | Management | ||||
04 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
05 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE A RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management | ||||
06 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 28, 2012. | For | For | Management |
SIGMA-ALDRICH CORPORATION
Ticker: | SIAL | Security ID: | 826552101 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: REBECCA M. BERGMAN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: GEORGE M. CHURCH | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: DAVID R. HARVEY | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: W. LEE MCCOLLUM | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: AVI M. NASH | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: STEVEN M. PAUL | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: J. PEDRO REINHARD | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: RAKESH SACHDEV | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: D. DEAN SPATZ | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: BARRETT A. TOAN | For | For | Management | ||||
02 | APPROVAL OF THE SIGMA-ALDRICH CORPORATION LONG- TERM INCENTIVE PLAN PERFORMANCE GOALS | For | For | Management | ||||
03 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2011 | For | For | Management | ||||
04 | AMEND ARTICLE ELEVENTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | For | For | Management | ||||
05 | AMEND ARTICLE TWELFTH OF THE CERTIFICATE OF INCORPORATION, AS AMENDED | For | For | Management |
06 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | For | Management | ||||
07 | NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION | Unknown | 1 Year | Management |
SYSCO CORPORATION
Ticker: | SYY | Security ID: | 871829107 | |||
Meeting Date: | NOV 12, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOHN M. CASSADAY | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: JACKIE M. WARD | For | For | Management | ||||
02 | TO APPROVE AN AMENDMENT TO THE SYSCO CORPORATION 1974 EMPLOYEES’ STOCK PURCHASE PLAN TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN. | For | For | Management | ||||
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO’S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011. | For | For | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: EDWARD C. BERNARD | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JAMES T. BRADY | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: J. ALFRED BROADDUS, JR. | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: DONALD B. HEBB, JR. | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: JAMES A.C. KENNEDY | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: ROBERT F. MACLELLAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: BRIAN C. ROGERS | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: DR. ALFRED SOMMER | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: DWIGHT S. TAYLOR | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: ANNE MARIE WHITTEMORE | For | For | Management | ||||
02 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
03 | RECOMMEND, BY NON-BINDING ADVISORY | 1 Year | 1 Year | Management |
VOTE, FREQUENCY OF VOTING BY HOLDERS ON COMPENSATION PAID BY COMPANY TO EXECUTIVE OFFICERS. | ||||||||
04 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
WATERS CORPORATION
Ticker: | WAT | Security ID: | 941848103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JOSHUA BEKENSTEIN | For | For | Management | ||||
1.2 | DIRECTOR - MICHAEL J. BERENDT, PHD | For | For | Management | ||||
1.3 | DIRECTOR - DOUGLAS A. BERTHIAUME | For | For | Management | ||||
1.4 | DIRECTOR - EDWARD CONARD | For | For | Management | ||||
1.5 | DIRECTOR - LAURIE H. GLIMCHER, M.D | For | For | Management | ||||
1.6 | DIRECTOR - CHRISTOPHER A. KUEBLER | For | For | Management | ||||
1.7 | DIRECTOR - WILLIAM J. MILLER | For | For | Management | ||||
1.8 | DIRECTOR - JOANN A. REED | For | For | Management | ||||
1.9 | DIRECTOR - THOMAS P. SALICE | For | For | Management | ||||
2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | For | For | Management | ||||
4 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | Unknown | 1 Year | Management |
=========================== VIRTUS MID-CAP GROWTH FUND ===========================
ADVANCE AUTO PARTS, INC.
Ticker: | AAP | Security ID: | 00751Y106 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect John Bergstrom | For | Withhold | Management | ||||
1.2 | Elect John Brouillard | For | For | Management | ||||
1.3 | Elect Fiona Dias | For | For | Management | ||||
1.4 | Elect Frances Frei | For | For | Management | ||||
1.5 | Elect Darren Jackson | For | For | Management | ||||
1.6 | Elect William Oglesby | For | For | Management | ||||
1.7 | Elect J. Paul Raines | For | For | Management | ||||
1.8 | Elect Gilbert Ray | For | For | Management | ||||
1.9 | Elect Carlos Saladrigas | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
AEROPOSTALE INC
Ticker: | ARO | Security ID: | 007865108 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Ronald Beegle | For | For | Management | ||||
1.2 | Elect Robert Chavez | For | For | Management | ||||
1.3 | Elect Michael Cunningham | For | For | Management | ||||
1.4 | Elect Evelyn Dilsaver | For | For | Management | ||||
1.5 | Elect Julian Geiger | For | For | Management | ||||
1.6 | Elect John Haugh | For | For | Management | ||||
1.7 | Elect Karin Hirtler-Garvey | For | For | Management | ||||
1.8 | Elect John Howard | For | For | Management | ||||
1.9 | Elect Thomas Johnson | For | For | Management | ||||
1.10 | Elect David Vermylen | For | For | Management | ||||
2 | Amendment to the 2002 Long-Term Incentive Plan | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
5 | Ratification of Auditor | For | For | Management |
AFFILIATED MANAGERS GROUP, INC.
Ticker: | AMG | Security ID: | 008252108 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Samuel Byrne | For | For | Management | ||||
1.2 | Elect Dwight Churchill | For | For | Management | ||||
1.3 | Elect Sean Healey | For | For | Management | ||||
1.4 | Elect Harold Meyerman | For | For | Management | ||||
1.5 | Elect William Nutt | For | For | Management | ||||
1.6 | Elect Rita Rodriguez | For | For | Management | ||||
1.7 | Elect Patrick Ryan | For | For | Management | ||||
1.8 | Elect Jide Zeitlin | For | For | Management | ||||
2 | 2011 Stock Option and Incentive Plan | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
5 | Ratification of Auditor | For | For | Management |
ALBEMARLE CORPORATION
Ticker: | ALB | Security ID: | 012653101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect J. Alfred Broaddus, Jr. | For | For | Management |
1.2 | Elect William Hernandez | For | For | Management | ||||
1.3 | Elect R. William Ide III | For | For | Management | ||||
1.4 | Elect Richard Morrill | For | For | Management | ||||
1.5 | Elect Jim Nokes | For | For | Management | ||||
1.6 | Elect Barry Perry | For | For | Management | ||||
1.7 | Elect Mark Rohr | For | For | Management | ||||
1.8 | Elect John Sherman, Jr. | For | For | Management | ||||
1.9 | Elect Harriett Taggart | For | For | Management | ||||
1.10 | Elect Anne Whittemore | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
ALEXION PHARMACEUTICALS, INC.
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Leonard Bell | For | For | Management | ||||
1.2 | Elect Max Link | For | For | Management | ||||
1.3 | Elect William Keller | For | For | Management | ||||
1.4 | Elect Joseph Madri | For | For | Management | ||||
1.5 | Elect Larry Mathis | For | For | Management | ||||
1.6 | Elect R. Douglas Norby | For | For | Management | ||||
1.7 | Elect Alvin Parven | For | For | Management | ||||
1.8 | Elect Andreas Rummelt | For | For | Management | ||||
1.9 | Elect Ann Veneman | For | For | Management | ||||
2 | Increase of Authorized Common Stock | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
ALTERA CORPORATION
Ticker: | ALTR | Security ID: | 021441100 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John Daane | For | For | Management | ||||
2 | Elect Robert Finocchio, Jr. | For | For | Management | ||||
3 | Elect Kevin McGarity | For | For | Management | ||||
4 | Elect T. Michael Nevens | For | For | Management | ||||
5 | Elect Krish Prabhu | For | Against | Management | ||||
6 | Elect John Shoemaker | For | For | Management | ||||
7 | Elect Susan Wang | For | For | Management | ||||
8 | Amendment to the 2005 Equity Incentive Plan | For | For | Management | ||||
9 | Amendment to the 1987 Employee Stock Purchase Plan | For | For | Management | ||||
10 | Elimination of Supermajority Requirement | For | For | Management | ||||
11 | Adoption of Delaware as the Exclusive | For | Against | Management |
Forum for Certain Disputes | ||||||||
12 | Right to Call a Special Meeting | For | For | Management | ||||
13 | Advisory Vote on Executive Compensation | For | For | Management | ||||
14 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
15 | Ratification of Auditor | For | For | Management |
AMERIPRISE FINANCIAL, INC.
Ticker: | AMP | Security ID: | 03076C106 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Siri Marshall | For | For | Management | ||||
2 | Elect W. Walker Lewis | For | For | Management | ||||
3 | Elect William Turner | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
6 | Ratification of Auditor | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James Cashman III | For | For | Management | ||||
1.2 | Elect William McDermott | For | For | Management | ||||
1.3 | Elect Ajei Gopal | For | For | Management | ||||
2 | Increase of Authorized Common Stock | For | Against | Management | ||||
3 | Amendment to the 1996 Stock Option and Grant Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
6 | Ratification of Auditor | For | Against | Management |
ATMEL CORPORATION
Ticker: | ATML | Security ID: | 049513104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Steven Laub | For | For | Management | ||||
2 | Elect Tsung-Ching Wu | For | For | Management | ||||
3 | Elect David Sugishita | For | For | Management | ||||
4 | Elect Papken der Torossian | For | For | Management | ||||
5 | Elect Jack Saltich | For | Against | Management | ||||
6 | Elect Charles Carinalli | For | For | Management | ||||
7 | Elect Edward Ross | For | For | Management |
8 | Amendment to the 2005 Stock Plan | For | Against | Management | ||||
9 | Ratification of Auditor | For | For | Management | ||||
10 | Advisory Vote on Executive Compensation | For | For | Management | ||||
11 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
ATWOOD OCEANICS, INC.
Ticker: | ATW | Security ID: | 050095108 | |||
Meeting Date: | FEB 10, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Deborah Beck | For | Withhold | Management | ||||
1.2 | Elect Robert Burgess | For | Withhold | Management | ||||
1.3 | Elect George Dotson | For | Withhold | Management | ||||
1.4 | Elect Jack Golden | For | Withhold | Management | ||||
1.5 | Elect Hans Helmerich | For | For | Management | ||||
1.6 | Elect James Montague | For | Withhold | Management | ||||
1.7 | Elect Robert Saltiel | For | For | Management | ||||
2 | Amendment to the 2007 Long-Term Incentive Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | Against | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | For | 1 Year | Management |
AUTOLIV, INC.
Ticker: | ALV | Security ID: | 052800109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jan Carlson | For | For | Management | ||||
1.2 | Elect Lars Nyberg | For | For | Management | ||||
1.3 | Elect James Ringler | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
AVNET, INC.
Ticker: | AVT | Security ID: | 053807103 | |||
Meeting Date: | NOV 05, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 08, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Eleanor Baum | For | For | Management | ||||
1.2 | Elect J. Veronica Biggins | For | For | Management | ||||
1.3 | Elect Ehud Houminer | For | For | Management | ||||
1.4 | Elect Frank Noonan | For | For | Management | ||||
1.5 | Elect Ray Robinson | For | For | Management |
1.6 | Elect William Schumann III | For | For | Management | ||||
1.7 | Elect William Sullivan | For | For | Management | ||||
1.8 | Elect Gary Tooker | For | For | Management | ||||
1.9 | Elect Roy Vallee | For | For | Management | ||||
2 | 2010 Stock Compensation Plan | For | Against | Management | ||||
3 | Ratification of Auditor | For | For | Management |
BED BATH & BEYOND INC.
Ticker: | BBBY | Security ID: | 075896100 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Warren Eisenberg | For | For | Management | ||||
2 | Elect Leonard Feinstein | For | For | Management | ||||
3 | Elect Steven Temares | For | For | Management | ||||
4 | Elect Dean Adler | For | For | Management | ||||
5 | Elect Stanley Barshay | For | For | Management | ||||
6 | Elect Klaus Eppler | For | For | Management | ||||
7 | Elect Patrick Gaston | For | For | Management | ||||
8 | Elect Jordan Heller | For | For | Management | ||||
9 | Elect Victoria Morrison | For | For | Management | ||||
10 | Ratification of Auditor | For | For | Management | ||||
11 | Advisory Vote on Executive Compensation | For | For | Management | ||||
12 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Caroline Dorsa | For | For | Management | ||||
2 | Elect Stelios Papadopoulos | For | For | Management | ||||
3 | Elect George Scangos | For | For | Management | ||||
4 | Elect Lynn Schenk | For | For | Management | ||||
5 | Elect Alexander Denner | For | For | Management | ||||
6 | Elect Nancy Leaming | For | For | Management | ||||
7 | Elect Richard Mulligan | For | For | Management | ||||
8 | Elect Robert Pangia | For | For | Management | ||||
9 | Elect Brian Posner | For | For | Management | ||||
10 | Elect Eric Rowinsky | For | For | Management | ||||
11 | Elect Stephen Sherwin | For | For | Management | ||||
12 | Elect William Young | For | For | Management | ||||
13 | Ratification of Auditor | For | For | Management | ||||
14 | Advisory Vote on Executive Compensation | For | For | Management | ||||
15 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
16 | Repeal of Classified Board | For | For | Management |
CEPHALON, INC.
Ticker: | CEPH | Security ID: | 156708109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect J. Kevin Buchi | For | For | Management | ||||
2 | Elect William Egan | For | For | Management | ||||
3 | Elect Martyn Greenacre | For | For | Management | ||||
4 | Elect Charles Homcy | For | For | Management | ||||
5 | Elect Vaughn Kailian | For | For | Management | ||||
6 | Elect Kevin Moley | For | For | Management | ||||
7 | Elect Charles Sanders | For | For | Management | ||||
8 | Elect Gail Wilensky | For | For | Management | ||||
9 | Elect Dennis Winger | For | For | Management | ||||
10 | Amendment to 2011 Equity Compensation Plan | For | For | Management | ||||
11 | Ratification of Auditor | For | For | Management | ||||
12 | Advisory Vote on Executive Compensation | For | For | Management | ||||
13 | Frequency of Advisory Vote on Executive Compensation | 2 Years | 1 Year | Management |
CHIPOTLE MEXICAN GRILL, INC.
Ticker: | CMG | Security ID: | 169656105 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect John Charlesworth | For | For | Management | ||||
1.2 | Elect Montgomery Moran | For | For | Management | ||||
2 | 2011 Stock Incentive Plan | For | Against | Management | ||||
3 | Employee Stock Purchase Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
6 | Ratification of Auditor | For | For | Management |
CIMAREX ENERGY CO.
Ticker: | XEC | Security ID: | 171798101 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect David Hentschel | For | For | Management | ||||
2 | Elect F. H. Merelli | For | For | Management | ||||
3 | Elect L. Paul Teague | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
6 | 2011 Equity Incentive Plan | For | Against | Management | ||||
7 | Ratification of Auditor | For | For | Management |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Joseph Carrabba | For | For | Management | ||||
2 | Elect Susan Cunningham | For | For | Management | ||||
3 | Elect Barry Eldridge | For | For | Management | ||||
4 | Elect Andres Ricardo Gluski Weilert | For | For | Management | ||||
5 | Elect Susan Green | For | For | Management | ||||
6 | Elect Janice Henry | For | For | Management | ||||
7 | Elect James Kirsch | For | For | Management | ||||
8 | Elect Francis McAllister | For | For | Management | ||||
9 | Elect Roger Phillips | For | For | Management | ||||
10 | Elect Richard Riederer | For | For | Management | ||||
11 | Elect Richard Ross | For | For | Management | ||||
12 | Elect Alan Schwartz | For | For | Management | ||||
13 | Increase of Authorized Common Stock | For | Against | Management | ||||
14 | Advisory Vote on Executive Compensation | For | For | Management | ||||
15 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
16 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Against | For | Shareholder | ||||
17 | Ratification of Auditor | For | For | Management |
COACH, INC.
Ticker: | COH | Security ID: | 189754104 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Lew Frankfort | For | For | Management | ||||
1.2 | Elect Susan Kropf | For | For | Management | ||||
1.3 | Elect Gary Loveman | For | For | Management | ||||
1.4 | Elect Ivan Menezes | For | For | Management | ||||
1.5 | Elect Irene Miller | For | For | Management | ||||
1.6 | Elect Michael Murphy | For | For | Management | ||||
1.7 | Elect Jide Zeitlin | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | 2010 Stock Incentive Plan | For | Against | Management | ||||
4 | Shareholder Proposal Regarding Cessation of Fur Use in Products | Against | Against | Shareholder |
COMMUNITY HEALTH SYSTEMS, INC.
Ticker: | CYH | Security ID: | 203668108 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect W. Larry Cash | For | For | Management | ||||
2 | Elect James Ely III | For | For | Management | ||||
3 | Elect John Fry | For | For | Management | ||||
4 | Elect William Jennings | For | For | Management |
5 | Elect H. Mitchell Watson, Jr. | For | For | Management | ||||
6 | Advisory Vote on Executive Compensation | For | For | Management | ||||
7 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
8 | Amendment to the 2009 Stock Option and Award Plan | For | For | Management | ||||
9 | Ratification of Auditor | For | For | Management |
CORN PRODUCTS INTERNATIONAL, INC.
Ticker: | CPO | Security ID: | 219023108 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Richard Almeida | For | For | Management | ||||
1.2 | Elect Gregory Kenny | For | For | Management | ||||
1.3 | Elect James Ringler | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
CREE INC.
Ticker: | CREE | Security ID: | 225447101 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Charles Swoboda | For | Withhold | Management | ||||
1.2 | Elect Dolph von Arx | For | Withhold | Management | ||||
1.3 | Elect Clyde Hosein | For | Withhold | Management | ||||
1.4 | Elect Robert Ingram | For | Withhold | Management | ||||
1.5 | Elect Franco Plastina | For | Withhold | Management | ||||
1.6 | Elect Robert Tillman | For | Withhold | Management | ||||
1.7 | Elect Harvey Wagner | For | Withhold | Management | ||||
1.8 | Elect Thomas Werner | For | Withhold | Management | ||||
2 | Amendment to the 2004 Long-term Incentive Compensation Plan | For | For | Management | ||||
3 | Change in Board Size | For | For | Management | ||||
4 | Ratification of Auditor | For | For | Management |
DEVRY INC.
Ticker: | DV | Security ID: | 251893103 | |||
Meeting Date: | NOV 10, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Connie Curran | For | For | Management | ||||
1.2 | Elect Daniel Hamburger | For | Withhold | Management | ||||
1.3 | Elect Harold Shapiro | For | For | Management | ||||
1.4 | Elect Ronald Taylor | For | Withhold | Management |
1.5 | Elect Gary Butler | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Amendment to the Incentive Plan of 2005 | For | For | Management | ||||
4 | Shareholder Proposal Regarding Animal Welfare | Against | Against | Shareholder |
DOLBY LABORATORIES, INC.
Ticker: | DLB | Security ID: | 25659T107 | |||
Meeting Date: | FEB 02, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Kevin Yeaman | For | For | Management | ||||
1.2 | Elect Peter Gotcher | For | For | Management | ||||
1.3 | Elect David Dolby | For | For | Management | ||||
1.4 | Elect Nicholas Donatiello, Jr. | For | For | Management | ||||
1.5 | Elect Ted Hall | For | For | Management | ||||
1.6 | Elect Bill Jasper | For | For | Management | ||||
1.7 | Elect Sanford Robertson | For | For | Management | ||||
1.8 | Elect Roger Siboni | For | For | Management | ||||
1.9 | Elect Avadis Tevanian, Jr. | For | For | Management | ||||
2 | Amendment to the 2005 Stock Plan | For | Against | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 2 Years | 1 Year | Management | ||||
5 | Ratification of Auditor | For | For | Management |
DOVER CORPORATION
Ticker: | DOV | Security ID: | 260003108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect David Benson | For | For | Management | ||||
2 | Elect Robert Cremin | For | For | Management | ||||
3 | Elect Jean-Pierre Ergas | For | For | Management | ||||
4 | Elect Peter Francis | For | For | Management | ||||
5 | Elect Kristiane Graham | For | For | Management | ||||
6 | Elect Robert Livingston | For | For | Management | ||||
7 | Elect Richard Lochridge | For | For | Management | ||||
8 | Elect Bernard Rethore | For | For | Management | ||||
9 | Elect Michael Stubbs | For | For | Management | ||||
10 | Elect Stephen Todd | For | For | Management | ||||
11 | Elect Stephen Wagner | For | For | Management | ||||
12 | Elect Mary Winston | For | For | Management | ||||
13 | Ratification of Auditor | For | For | Management | ||||
14 | Advisory Vote on Executive Compensation | For | For | Management | ||||
15 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
F5 NETWORKS, INC.
Ticker: | FFIV | Security ID: | 315616102 | |||
Meeting Date: | MAR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John Chapple | For | For | Management | ||||
2 | Elect A. Gary Ames | For | For | Management | ||||
3 | Elect Scott Thompson | For | For | Management | ||||
4 | Ratification of Auditor | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation | For | For | Management | ||||
6 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
FAIRCHILD SEMICONDUCTOR INTERNATIONAL, INC.
Ticker: | FCS | Security ID: | 303726103 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Charles Carinalli | For | For | Management | ||||
2 | Elect Randy Carson | For | For | Management | ||||
3 | Elect Anthony Lear | For | For | Management | ||||
4 | Elect Thomas Magnanti | For | For | Management | ||||
5 | Elect Kevin McGarity | For | For | Management | ||||
6 | Elect Bryan Roub | For | For | Management | ||||
7 | Elect Ronald Shelly | For | For | Management | ||||
8 | Elect Mark Thompson | For | For | Management | ||||
9 | Amendment to the 2007 Stock Plan | For | For | Management | ||||
10 | Advisory Vote on Executive Compensation | For | For | Management | ||||
11 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
12 | Ratification of Auditor | For | For | Management |
FLIR SYSTEMS, INC.
Ticker: | FLIR | Security ID: | 302445101 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect William Crouch | For | For | Management | ||||
1.2 | Elect Angus Macdonald | For | For | Management | ||||
2 | 2011 Stock Incentive Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
FOREST LABORATORIES, INC.
Ticker: | FRX | Security ID: | 345838106 | |||
Meeting Date: | AUG 09, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Howard Solomon | For | For | Management | ||||
2 | Elect Lawrence Olanoff | For | For | Management | ||||
3 | Elect Nesli Basgoz | For | For | Management | ||||
4 | Elect William Candee III | For | For | Management | ||||
5 | Elect George Cohan | For | For | Management | ||||
6 | Elect Dan Goldwasser | For | For | Management | ||||
7 | Elect Kenneth Goodman | For | For | Management | ||||
8 | Elect Lester Salans | For | For | Management | ||||
9 | Elect Peter Zimetbaum | For | For | Management | ||||
10 | Amendment to the 2007 Equity Incentive Plan | For | For | Management | ||||
11 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
12 | Ratification of Auditor | For | For | Management | ||||
13 | Shareholder Proposal Regarding Reimbursement of Solicitation Expenses | Against | For | Shareholder |
GLOBAL PAYMENTS INC.
Ticker: | GPN | Security ID: | 37940X102 | |||
Meeting Date: | SEP 30, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 06, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Edwin Burba, Jr. | For | For | Management | ||||
1.2 | Elect Raymond Killian | For | For | Management | ||||
1.3 | Elect Ruth Ann Marshall | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
GOODRICH CORPORATION
Ticker: | GR | Security ID: | 382388106 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Carolyn Corvi | For | For | Management | ||||
1.2 | Elect Diane Creel | For | For | Management | ||||
1.3 | Elect Harris DeLoach, Jr. | For | For | Management | ||||
1.4 | Elect James Griffith | For | For | Management | ||||
1.5 | Elect William Holland | For | For | Management | ||||
1.6 | Elect John Jumper | For | For | Management | ||||
1.7 | Elect Marshall Larsen | For | For | Management | ||||
1.8 | Elect Lloyd Newton | For | For | Management | ||||
1.9 | Elect Alfred Rankin, Jr. | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | 2011 Equity Compensation Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
HERBALIFE LTD.
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael Johnson | For | For | Management | ||||
1.2 | Elect John Tartol | For | For | Management | ||||
1.3 | Elect Carole Black | For | For | Management | ||||
1.4 | Elect Michael Levitt | For | For | Management | ||||
2 | Amendment to the 2005 Stock Incentive Plan | For | Against | Management | ||||
3 | Stock Split | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
6 | Ratification of Auditor | For | For | Management | ||||
7 | Reapproval of the Executive Incentive Plan | For | For | Management |
HOLLY CORPORATION
Ticker: | HOC | Security ID: | 435758305 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Buford Berry | For | For | Management | ||||
1.2 | Elect Matthew Clifton | For | For | Management | ||||
1.3 | Elect Leldon Echols | For | For | Management | ||||
1.4 | Elect R. Kevin Hardage | For | For | Management | ||||
1.5 | Elect Robert McKenzie | For | For | Management | ||||
1.6 | Elect Jack Reid | For | For | Management | ||||
1.7 | Elect Tommy Valenta | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
5 | Amendment to the Long-Term Incentive Compensation Plan | For | For | Management |
HOLLY CORPORATION
Ticker: | HOC | Security ID: | 435758305 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Special | |||
Record Date: | MAY 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Merger | For | For | Management | ||||
2 | Increase of Authorized Common Stock and Company Name Change | For | For | Management | ||||
3 | Right to Adjourn Meeting | For | Against | Management |
HUMANA INC.
Ticker: | HUM | Security ID: | 444859102 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Frank D’Amelio | For | For | Management | ||||
2 | Elect W. Roy Dunbar | For | For | Management | ||||
3 | Elect Kurt Hilzinger | For | For | Management | ||||
4 | Elect David Jones Jr. | For | For | Management | ||||
5 | Elect Michael McCallister | For | For | Management | ||||
6 | Elect William McDonald | For | For | Management | ||||
7 | Elect William Mitchell | For | For | Management | ||||
8 | Elect David Nash | For | For | Management | ||||
9 | Elect James O’Brien | For | For | Management | ||||
10 | Elect Marissa Peterson | For | For | Management | ||||
11 | Ratification of Auditor | For | For | Management | ||||
12 | 2011 Stock Incentive Plan | For | Against | Management | ||||
13 | Advisory Vote on Executive Compensation | For | For | Management | ||||
14 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
IAC/INTERACTIVECORP
Ticker: | IACI | Security ID: | 44919P508 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Gregory Blatt | For | Withhold | Management | ||||
1.2 | Elect Edgar Bronfman, Jr. | For | For | Management | ||||
1.3 | Elect Barry Diller | For | For | Management | ||||
1.4 | Elect Michael Eisner | For | For | Management | ||||
1.5 | Elect Victor Kaufman | For | For | Management | ||||
1.6 | Elect Donald Keough | For | For | Management | ||||
1.7 | Elect Bryan Lourd | For | For | Management | ||||
1.8 | Elect Arthur Martinez | For | For | Management | ||||
1.9 | Elect David Rosenblatt | For | For | Management | ||||
1.10 | Elect Alan Spoon | For | For | Management | ||||
1.11 | Elect Alexander von Furstenberg | For | For | Management | ||||
1.12 | Elect Richard Zannino | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
IHS INC.
Ticker: | IHS | Security ID: | 451734107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jerre Stead | For | Withhold | Management | ||||
1.2 | Elect C. Michael Armstrong | For | For | Management | ||||
1.3 | Elect Balakrishnan Iyer | For | For | Management | ||||
1.4 | Elect Brian Hall | For | For | Management | ||||
2 | Ratification of Auditor | For | Against | Management |
3 | Amendment to the 2004 Long-Term Incentive Plan | For | For | Management | ||||
4 | Amendment to the 2004 Long-Term Incentive Plan to Increase the Number of Shares Available for Issuance | For | Against | Management | ||||
5 | Advisory Vote on Executive Compensation | For | For | Management | ||||
6 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
JEFFERIES GROUP, INC.
Ticker: | JEF | Security ID: | 472319102 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Richard Handler | For | For | Management | ||||
1.2 | Elect Brian Friedman | For | For | Management | ||||
1.3 | Elect W. Patrick Campbell | For | For | Management | ||||
1.4 | Elect Ian Cumming | For | For | Management | ||||
1.5 | Elect Richard Dooley | For | For | Management | ||||
1.6 | Elect Robert Joyal | For | For | Management | ||||
1.7 | Elect Michael O’Kane | For | For | Management | ||||
1.8 | Elect Joseph Steinberg | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
JOHN WILEY & SONS, INC.
Ticker: | JW.A | Security ID: | 968223206 | |||
Meeting Date: | SEP 16, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect William Plummer | For | For | Management | ||||
1.2 | Elect Raymond McDaniel, Jr. | For | For | Management | ||||
1.3 | Elect Kalpana Raina | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
JOY GLOBAL INC.
Ticker: | JOYG | Security ID: | 481165108 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Steven Gerard | For | For | Management | ||||
1.2 | Elect John Hanson | For | For | Management | ||||
1.3 | Elect Kenneth Johnsen | For | For | Management | ||||
1.4 | Elect Gale Klappa | For | For | Management | ||||
1.5 | Elect Richard Loynd | For | For | Management | ||||
1.6 | Elect P. Eric Siegert | For | For | Management |
1.7 | Elect Michael Sutherlin | For | For | Management | ||||
1.8 | Elect James Tate | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
5 | Employee Stock Purchase Plan | For | For | Management |
KINETIC CONCEPTS, INC.
Ticker: | KCI | Security ID: | 49460W208 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James Leininger | For | For | Management | ||||
1.2 | Elect Woodrin Grossman | For | For | Management | ||||
1.3 | Elect Carl Kohrt | For | For | Management | ||||
1.4 | Elect David Simpson | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
5 | Transaction of Other Business | For | Against | Management |
LAM RESEARCH CORPORATION
Ticker: | LRCX | Security ID: | 512807108 | |||
Meeting Date: | NOV 04, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James Bagley | For | For | Management | ||||
1.2 | Elect David Arscott | For | For | Management | ||||
1.3 | Elect Robert Berdahl | For | For | Management | ||||
1.4 | Elect Eric Brandt | For | For | Management | ||||
1.5 | Elect Grant Inman | For | For | Management | ||||
1.6 | Elect Catherine Lego | For | For | Management | ||||
1.7 | Elect Stephen Newberry | For | For | Management | ||||
2 | Amendments to the 2004 Executive Incentive Plan | For | Against | Management | ||||
3 | Ratification of Auditor | For | For | Management |
LEAR CORPORATION
Ticker: | LEA | Security ID: | 521865204 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Thomas Capo | For | For | Management | ||||
2 | Elect Curtis Clawson | For | For | Management | ||||
3 | Elect Jonathan Foster | For | For | Management | ||||
4 | Elect Conrad Mallett, Jr. | For | For | Management |
5 | Elect Robert Rossiter | For | For | Management | ||||
6 | Elect Donald Runkle | For | For | Management | ||||
7 | Elect Gregory Smith | For | For | Management | ||||
8 | Elect Henry Wallace | For | For | Management | ||||
9 | Ratification of Auditor | For | Against | Management | ||||
10 | Advisory Vote on Executive Compensation | For | For | Management | ||||
11 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
LIFE TIME FITNESS, INC.
Ticker: | LTM | Security ID: | 53217R207 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Bahram Akradi | For | For | Management | ||||
1.2 | Elect Giles Bateman | For | For | Management | ||||
1.3 | Elect Jack Eugster | For | For | Management | ||||
1.4 | Elect Guy Jackson | For | For | Management | ||||
1.5 | Elect John Lloyd | For | For | Management | ||||
1.6 | Elect Martha Morfitt | For | For | Management | ||||
1.7 | Elect John Richards | For | For | Management | ||||
1.8 | Elect Joseph Vassalluzzo | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Approval of the 2011 Long-Term Incentive Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
MARVELL TECHNOLOGY GROUP LTD.
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Kuo Wei Chang | For | For | Management | ||||
2 | Elect Juergen Gromer | For | For | Management | ||||
3 | Elect Arturo Krueger | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
6 | Reduction in Share Premium Account | For | For | Management | ||||
7 | Amendment to the 2007 Director Stock Incentive Plan | For | Against | Management | ||||
8 | Ratification of Auditor | For | For | Management |
MEDICIS PHARMACEUTICAL CORPORATION
Ticker: | MRX | Security ID: | 584690309 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Spencer Davidson | For | For | Management | ||||
2 | Elect Stuart Diamond | For | For | Management | ||||
3 | Elect Peter Knight | For | For | Management | ||||
4 | Ratification of Auditor | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
6 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
7 | Amendment to the 2006 Incentive Award Plan | For | For | Management |
MEDNAX, INC.
Ticker: | MD | Security ID: | 58502B106 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Cesar Alvarez | For | For | Management | ||||
1.2 | Elect Waldemar Carlo | For | For | Management | ||||
1.3 | Elect Michael Fernandez | For | For | Management | ||||
1.4 | Elect Roger Freeman | For | For | Management | ||||
1.5 | Elect Paul Gabos | For | For | Management | ||||
1.6 | Elect Dany Garcia | For | For | Management | ||||
1.7 | Elect Pascal Goldschmidt | For | For | Management | ||||
1.8 | Elect Manuel Kadre | For | For | Management | ||||
1.9 | Elect Roger Medel | For | For | Management | ||||
1.10 | Elect Donna Shalala | For | For | Management | ||||
1.11 | Elect Enrique Sosa | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
METROPCS COMMUNICATIONS, INC.
Ticker: | PCS | Security ID: | 591708102 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Roger Linquist | For | For | Management | ||||
1.2 | Elect Arthur Patterson | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
MICRON TECHNOLOGY, INC.
Ticker: | MU | Security ID: | 595112103 | |||
Meeting Date: | DEC 16, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Steven Appleton | For | For | Management | ||||
2 | Elect Teruaki Aoki | For | For | Management | ||||
3 | Elect James Bagley | For | For | Management | ||||
4 | Elect Robert Bailey | For | For | Management | ||||
5 | Elect Mercedes Johnson | For | For | Management | ||||
6 | Elect Lawrence Mondry | For | For | Management | ||||
7 | Elect Robert Switz | For | For | Management | ||||
8 | Amendment to the 2007 Equity Incentive Plan | For | For | Management | ||||
9 | Ratification of Auditor | For | For | Management |
MYLAN INC.
Ticker: | MYL | Security ID: | 628530107 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Robert Coury | For | For | Management | ||||
1.2 | Elect Rodney Piatt | For | For | Management | ||||
1.3 | Elect Heather Bresch | For | For | Management | ||||
1.4 | Elect Wendy Cameron | For | For | Management | ||||
1.5 | Elect Robert Cindrich | For | For | Management | ||||
1.6 | Elect Neil Dimick | For | For | Management | ||||
1.7 | Elect Douglas Leech | For | For | Management | ||||
1.8 | Elect Joseph Maroon | For | For | Management | ||||
1.9 | Elect Mark Parrish | For | For | Management | ||||
1.10 | Elect C. B. Todd | For | For | Management | ||||
1.11 | Elect Randall Vanderveen | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
MYRIAD GENETICS, INC.
Ticker: | MYGN | Security ID: | 62855J104 | |||
Meeting Date: | DEC 03, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Heiner Dreismann | For | For | Management | ||||
1.2 | Elect Peter Meldrum | For | For | Management | ||||
2 | 2010 Employee, Director and Consultant Equity Incentive Plan | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management |
NALCO HOLDING COMPANY
Ticker: | NLC | Security ID: | 62985Q101 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Douglas Pertz | For | For | Management | ||||
1.2 | Elect Daniel Sanders | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
NII HOLDINGS, INC.
Ticker: | NIHD | Security ID: | 62913F201 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Charles Herington | For | For | Management | ||||
1.2 | Elect Rosendo Parra | For | For | Management | ||||
1.3 | Elect John Risner | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
NOVELLUS SYSTEMS, INC.
Ticker: | NVLS | Security ID: | 670008101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Richard Hill | For | Withhold | Management | ||||
1.2 | Elect Neil Bonke | For | For | Management | ||||
1.3 | Elect Youssef El-Mansy | For | For | Management | ||||
1.4 | Elect Glen Possley | For | For | Management | ||||
1.5 | Elect Ann Rhoads | For | For | Management | ||||
1.6 | Elect Krishna Saraswat | For | For | Management | ||||
1.7 | Elect William Spivey | For | For | Management | ||||
1.8 | Elect Delbert Whitaker | For | For | Management | ||||
2 | Ratification of Auditor | For | Against | Management | ||||
3 | 2011 Stock Incentive Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
OSHKOSH CORPORATION
Ticker: | OSK | Security ID: | 688239201 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 13, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Richard Donnelly | For | For | Management | ||||
2 | Elect Michael Grebe | For | For | Management |
3 | Elect John Hamre | For | For | Management | ||||
4 | Elect Kathleen Hempel | For | For | Management | ||||
5 | Elect Leslie Kenne | For | For | Management | ||||
6 | Elect Harvey Medvin | For | For | Management | ||||
7 | Elect J. Peter Mosling, Jr. | For | For | Management | ||||
8 | Elect Craig Omtvedt | For | For | Management | ||||
9 | Elect Richard Sim | For | For | Management | ||||
10 | Elect Charles Szews | For | For | Management | ||||
11 | Elect William Wallace | For | For | Management | ||||
12 | Ratification of Auditor | For | For | Management | ||||
13 | Advisory Vote on Executive Compensation | For | For | Management | ||||
14 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
PANERA BREAD COMPANY
Ticker: | PNRA | Security ID: | 69840W108 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Ronald Shaich | For | For | Management | ||||
1.2 | Elect Fred Foulkes | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
4 | Increase of Authorized Common Stock | For | For | Management | ||||
5 | Ratification of Auditor | For | For | Management |
RED HAT, INC.
Ticker: | RHT | Security ID: | 756577102 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Jeffrey Clarke | For | For | Management | ||||
2 | Elect Henry Shelton | For | For | Management | ||||
3 | Ratification of Auditor | For | For | Management |
REINSURANCE GROUP OF AMERICA, INCORPORATED
Ticker: | RGA | Security ID: | 759351604 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect John Danahy | For | For | Management | ||||
1.2 | Elect Arnoud Boot | For | For | Management | ||||
1.3 | Elect J. Cliff Eason | For | For | Management | ||||
2 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Amendment to the Flexible Stock Plan | For | For | Management |
5 | Ratification of Auditor | For | For | Management |
RESMED INC.
Ticker: | RMD | Security ID: | 761152107 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Kiernan Gallahue | For | For | Management | ||||
2 | Elect Michael Quinn | For | For | Management | ||||
3 | Elect Richard Sulpizio | For | For | Management | ||||
4 | Increase in Non-Executive Directors’ Fees | For | Against | Management | ||||
5 | Increase of Authorized Common Stock | For | Against | Management | ||||
6 | Ratification of Auditor | For | For | Management |
ROSS STORES, INC.
Ticker: | ROST | Security ID: | 778296103 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect George Orban | For | For | Management | ||||
1.2 | Elect Donald Seiler | For | For | Management | ||||
2 | Reapproval of the Incentive Compensation Plan | For | For | Management | ||||
3 | Repeal of Classified Board | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
6 | Ratification of Auditor | For | For | Management |
SANDISK CORPORATION
Ticker: | SNDK | Security ID: | 80004C101 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael Marks | For | For | Management | ||||
1.2 | Elect Kevin DeNuccio | For | For | Management | ||||
1.3 | Elect Irwin Federman | For | For | Management | ||||
1.4 | Elect Steve Gomo | For | For | Management | ||||
1.5 | Elect Eddy Hartenstein | For | For | Management | ||||
1.6 | Elect Chenming Hu | For | For | Management | ||||
1.7 | Elect Catherine Lego | For | For | Management | ||||
1.8 | Elect Sanjay Mehrotra | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Amendment to the 2005 Incentive Plan | For | For | Management | ||||
4 | Amendment to the 2005 Employee Stock Purchase Plans | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation | For | Against | Management |
6 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
SCRIPPS NETWORKS INTERACTIVE, INC.
Ticker: | SNI | Security ID: | 811065101 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect David Galloway | For | For | Management | ||||
1.2 | Elect Dale Pond | For | For | Management | ||||
1.3 | Elect Ronald Tysoe | For | For | Management |
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY
Ticker: | STX | Security ID: | G7945M107 | |||
Meeting Date: | JAN 18, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 07, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Stephen Luczo | For | For | Management | ||||
2 | Elect Frank Biondi, Jr. | For | For | Management | ||||
3 | Elect Lydia Marshall | For | For | Management | ||||
4 | Elect C.S. Park | For | For | Management | ||||
5 | Elect Albert Pimentel | For | For | Management | ||||
6 | Elect Gregorio Reyes | For | For | Management | ||||
7 | Elect John Thompson | For | For | Management | ||||
8 | Elect Edward Zander | For | For | Management | ||||
9 | Accounts and Reports | For | For | Management | ||||
10 | Authority to Set Meeting Location | For | For | Management | ||||
11 | Authority to Repurchase Shares | For | Against | Management | ||||
12 | Issuance of Treasury Shares | For | Against | Management | ||||
13 | Appointment of Auditor | For | For | Management |
SOTHEBY’S
Ticker: | BID | Security ID: | 835898107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect John Angelo | For | For | Management | ||||
2 | Elect Michael Blakenham | For | For | Management | ||||
3 | Elect The Duke of Devonshire | For | For | Management | ||||
4 | Elect Daniel Meyer | For | For | Management | ||||
5 | Elect James Murdoch | For | For | Management | ||||
6 | Elect Allen Questrom | For | For | Management | ||||
7 | Elect William Ruprecht | For | For | Management | ||||
8 | Elect Marsha Simms | For | For | Management | ||||
9 | Elect Michael Sovern | For | For | Management | ||||
10 | Elect Donald Stewart | For | For | Management | ||||
11 | Elect Robert Taubman | For | For | Management | ||||
12 | Elect Diana Taylor | For | For | Management |
13 | Elect Dennis Weibling | For | For | Management | ||||
14 | Ratification of Auditor | For | For | Management | ||||
15 | Advisory Vote on Executive Compensation | For | For | Management | ||||
16 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
SYMANTEC CORPORATION
Ticker: | SYMC | Security ID: | 871503108 | |||
Meeting Date: | SEP 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 26, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Stephen Bennett | For | For | Management | ||||
2 | Elect Michael Brown | For | For | Management | ||||
3 | Elect William Coleman, III | For | For | Management | ||||
4 | Elect Franck Dangeard | For | For | Management | ||||
5 | Elect Geraldine Laybourne | For | For | Management | ||||
6 | Elect David Mahoney | For | For | Management | ||||
7 | Elect Robert Miller | For | For | Management | ||||
8 | Elect Enrique Salem | For | For | Management | ||||
9 | Elect Daniel Schulman | For | For | Management | ||||
10 | Elect John Thompson | For | For | Management | ||||
11 | Elect V. Paul Unruh | For | For | Management | ||||
12 | Ratification of Auditor | For | For | Management | ||||
13 | Amendment to the 2004 Equity Incentive Plan | For | For | Management | ||||
14 | Amendment to the 2008 Employee Stock Purchase Plan | For | For | Management |
SYNOPSYS, INC.
Ticker: | SNPS | Security ID: | 871607107 | |||
Meeting Date: | MAR 24, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Aart de Geus | For | For | Management | ||||
1.2 | Elect Alfred Castino | For | For | Management | ||||
1.3 | Elect Chi-Foon Chan | For | For | Management | ||||
1.4 | Elect Bruce Chizen | For | For | Management | ||||
1.5 | Elect Deborah Coleman | For | For | Management | ||||
1.6 | Elect John Schwarz | For | For | Management | ||||
1.7 | Elect Roy Vallee | For | For | Management | ||||
1.8 | Elect Steven Walske | For | For | Management | ||||
2 | Amendment to the 2006 Employee Equity Incentive Plan | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
5 | Ratification of Auditor | For | For | Management |
T. ROWE PRICE GROUP, INC.
Ticker: | TROW | Security ID: | 74144T108 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Edward C. Bernard | For | For | Management | ||||
2 | Elect James T. Brady | For | For | Management | ||||
3 | Elect J. Alfred Broaddus, Jr. | For | For | Management | ||||
4 | Elect Donald B. Hebb, Jr. | For | For | Management | ||||
5 | Elect James A.C. Kennedy | For | For | Management | ||||
6 | Elect Robert F. MacLellan | For | For | Management | ||||
7 | Elect Brian C. Rogers | For | For | Management | ||||
8 | Elect Dr. Alfred Sommer | For | For | Management | ||||
9 | Elect Dwight S. Taylor | For | For | Management | ||||
10 | Elect Anne Marie Whittemore | For | For | Management | ||||
11 | Advisory Vote on Executive Compensation | For | For | Management | ||||
12 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
13 | Ratification of Auditor | For | For | Management |
TERADATA CORPORATION
Ticker: | TDC | Security ID: | 88076W103103 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Nancy E. Cooper | For | For | Management | ||||
2 | Elect David E. Kepler | For | For | Management | ||||
3 | Elect William S. Stavropoulos | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation | For | For | Management | ||||
5 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
6 | Ratification of Auditor | For | For | Management |
TERADYNE, INC.
Ticker: | TER | Security ID: | 880770102 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect James Bagley | For | For | Management | ||||
2 | Elect Michael Bradley | For | For | Management | ||||
3 | Elect Albert Carnesale | For | For | Management | ||||
4 | Elect Daniel Christman | For | For | Management | ||||
5 | Elect Edwin Gillis | For | For | Management | ||||
6 | Elect Timothy Guertin | For | For | Management | ||||
7 | Elect Paul Tufano | For | For | Management | ||||
8 | Elect Roy Vallee | For | For | Management | ||||
9 | Advisory Vote on Executive Compensation | For | For | Management | ||||
10 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
11 | Approval of the Material Terms of the Performance Goals of the 2006 Equity and Cash Compensation Incentive Plan | For | For | Management | ||||
12 | Ratification of Auditor | For | For | Management |
TEXTRON INC.
Ticker: | TXT | Security ID: | 883203101 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect James Conway | For | For | Management | ||||
2 | Elect Paul Gagne | For | For | Management | ||||
3 | Elect Dain Hancock | For | For | Management | ||||
4 | Elect Lloyd Trotter | For | For | Management | ||||
5 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
6 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
7 | Right to Call a Special Meeting | For | For | Management | ||||
8 | Ratification of Auditor | For | For | Management |
THOMAS & BETTS CORPORATION
Ticker: | TNB | Security ID: | 884315102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael Ducker | For | For | Management | ||||
1.2 | Elect Jeananne Hauswald | For | For | Management | ||||
1.3 | Elect Dean Jernigan | For | For | Management | ||||
1.4 | Elect Ronald Kalich, Sr. | For | For | Management | ||||
1.5 | Elect Kenneth Masterson | For | For | Management | ||||
1.6 | Elect Dominic Pileggi | For | For | Management | ||||
1.7 | Elect Jean-Paul Richard | For | For | Management | ||||
1.8 | Elect Rufus Rivers | For | For | Management | ||||
1.9 | Elect Kevin Roberg | For | For | Management | ||||
1.10 | Elect David Stevens | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
TJX COMPANIES, INC.
Ticker: | TJX | Security ID: | 872540109 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Michael Ducker | For | For | Management | ||||
1 | Elect Jose Alvarez | For | For | Management | ||||
2 | Elect Alan Bennett | For | For | Management | ||||
3 | Elect Bernard Cammarata | For | For | Management | ||||
4 | Elect David Ching | For | For | Management | ||||
5 | Elect Michael Hines | For | For | Management | ||||
6 | Elect Amy Lane | For | For | Management | ||||
7 | Elect Carol Meyrowitz | For | For | Management |
8 | Elect John O’Brien | For | For | Management | ||||
9 | Elect Willow Shire | For | For | Management | ||||
10 | Ratification of Auditor | For | For | Management | ||||
11 | Advisory Vote on Executive Compensation | For | For | Management | ||||
12 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
TORO COMPANY
Ticker: | TTC | Security ID: | 891092108 | |||
Meeting Date: | MAR 15, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Jeffrey Ettinger | For | For | Management | ||||
1.2 | Elect Katherine Harless | For | For | Management | ||||
1.3 | Elect Inge Thulin | For | For | Management | ||||
1.4 | Elect Michael Hoffman | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
TRANSATLANTIC HOLDINGS, INC.
Ticker: | TRH | Security ID: | 893521104 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Stephen Bradley | For | For | Management | ||||
1.2 | Elect Ian Chippendale | For | For | Management | ||||
1.3 | Elect John Foos | For | For | Management | ||||
1.4 | Elect John McCarthy | For | For | Management | ||||
1.5 | Elect Robert Orlich | For | For | Management | ||||
1.6 | Elect Richard Press | For | For | Management | ||||
1.7 | Elect Thomas Tizzio | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | Against | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management |
UGI CORPORATION
Ticker: | UGI | Security ID: | 902681105 | |||
Meeting Date: | JAN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Stephen Ban | For | For | Management | ||||
1.2 | Elect Lon Greenberg | For | For | Management | ||||
1.3 | Elect Marvin Schlanger | For | For | Management | ||||
1.4 | Elect Anne Pol | For | For | Management | ||||
1.5 | Elect Ernest Jones | For | For | Management |
1.6 | Elect John Walsh | For | For | Management | ||||
1.7 | Elect Roger Vincent | For | For | Management | ||||
1.8 | Elect M. Shawn Puccio | For | For | Management | ||||
1.9 | Elect Richard Gochnauer | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management |
UNITED THERAPEUTICS CORPORATION
Ticker: | UTHR | Security ID: | 91307C102 | |||
Meeting Date: | JUN 29, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Raymond Dwek | For | For | Management | ||||
1.2 | Elect Roger Jeffs | For | For | Management | ||||
1.3 | Elect Christopher Patusky | For | Withhold | Management | ||||
1.4 | Elect Tommy Thompson | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
URBAN OUTFITTERS, INC.
Ticker: | URBN | Security ID: | 917047102 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Edward Antoian | For | For | Management | ||||
1.2 | Elect Joel Lawson III | For | For | Management | ||||
1.3 | Elect Glen Senk | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Shareholder Proposal Regarding Board Diversity | Against | Against | Shareholder |
VALEANT PHARMACEUTICALS INTERNATIONAL
Ticker: | VRX | Security ID: | 91911X104 | |||
Meeting Date: | SEP 27, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approval of the Merger | For | For | Management | ||||
2 | Right to Adjourn Meeting | For | Against | Management |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC.
Ticker: | VRX | Security ID: | 91911K102 | |||
Meeting Date: | MAY 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Robert Ingram | For | For | Management | ||||
1.2 | Elect Theo Melas-Kyriazi | For | For | Management | ||||
1.3 | Elect G. Mason Morfit | For | For | Management | ||||
1.4 | Elect Laurence Paul | For | For | Management | ||||
1.5 | Elect J. Michael Pearson | For | For | Management | ||||
1.6 | Elect Robert Power | For | For | Management | ||||
1.7 | Elect Norma Provencio | For | For | Management | ||||
1.8 | Elect Lloyd Segal | For | For | Management | ||||
1.9 | Elect Katharine Stevenson | For | For | Management | ||||
1.10 | Elect Michael Van Every | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
4 | 2011 Omnibus Incentive Plan | For | For | Management | ||||
5 | Amendment to the 2007 Equity Compensation Plan | For | For | Management | ||||
6 | Appointment of Auditor and Authority to Set Fees | For | For | Management |
VALIDUS HOLDINGS, LTD.
Ticker: | VR | Security ID: | G9319H102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Matthew Grayson | For | Withhold | Management | ||||
1.2 | Elect Jean-Marie Nessi | For | Withhold | Management | ||||
1.3 | Elect Mandakini Puri | For | For | Management | ||||
1.4 | Election of Edward Noonan | For | For | Management | ||||
1.5 | Election of C.N. Rupert Atkin | For | For | Management | ||||
1.6 | Election of Partick Barry | For | For | Management | ||||
1.7 | Election of Peter Bilsby | For | For | Management | ||||
1.8 | Election of Julian Bosworth | For | For | Management | ||||
1.9 | Election of Michale Carpenter | For | For | Management | ||||
1.10 | Election of Rodrigo Castro | For | For | Management | ||||
1.11 | Election of Jane Clouting | For | For | Management | ||||
1.12 | Election of Joesph Consolino | For | For | Management | ||||
1.13 | Election of C. Jerome Dill | For | For | Management | ||||
1.14 | Election of Andrew Downey | For | For | Management | ||||
1.15 | Election of Kerry Emanuel | For | For | Management | ||||
1.16 | Election of Jonathan Ewington | For | For | Management | ||||
1.17 | Election of Andrew Gibbs | For | For | Management | ||||
1.18 | Election of Michael Greene | For | For | Management | ||||
1.19 | Election of Nicholas Hales | For | For | Management | ||||
1.20 | Election of Mark Johnson | For | For | Management | ||||
1.21 | Election of Anthony Keys | For | For | Management | ||||
1.22 | Election of Robert Kuzloski | For | For | Management | ||||
1.23 | Election of Gillian Langford | For | For | Management | ||||
1.24 | Election of Stuart Mercer | For | For | Management | ||||
1.25 | Election of Paul Miller | For | For | Management | ||||
1.26 | Elect Jean-Marie Nessi | For | Withhold | Management | ||||
1.27 | Election of Julian Ross | For | For | Management | ||||
1.28 | Election of Rafel Saer | For | For | Management | ||||
1.29 | Election of James Skinner | For | For | Management | ||||
1.30 | Election of Verner Southey | For | For | Management |
1.31 | Election of Nigel Wachman | For | For | Management | ||||
1.32 | Election of Conan Ward | For | For | Management | ||||
1.33 | Election of Lixin Zeng | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Appointment of Auditor | For | For | Management |
VARIAN MEDICAL SYSTEMS, INC.
Ticker: | VAR | Security ID: | 92220P105 | |||
Meeting Date: | FEB 10, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Susan Bostrom | For | For | Management | ||||
1.2 | Elect Richard Levy | For | For | Management | ||||
1.3 | Elect Venkatraman Thyagarajan | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
WALTER ENERGY, INC.
Ticker: | WLT | Security ID: | 93317Q105 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Howard Clark, Jr. | For | For | Management | ||||
1.2 | Elect Jerry Kolb | For | For | Management | ||||
1.3 | Elect Patrick Kriegshauser | For | For | Management | ||||
1.4 | Elect Joseph Leonard | For | For | Management | ||||
1.5 | Elect Bernard Rethore | For | For | Management | ||||
1.6 | Elect Michael Tokarz | For | For | Management | ||||
1.7 | Elect A.J. Wagner | For | For | Management | ||||
1.8 | Elect David Beatty | For | For | Management | ||||
1.9 | Elect Keith Calder | For | For | Management | ||||
1.10 | Elect Graham Mascall | For | Withhold | Management | ||||
2 | Advisory Vote on Executive Compensation | For | For | Management | ||||
3 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management | ||||
4 | Ratification of Auditor | For | For | Management |
WATERS CORPORATION
Ticker: | WAT | Security ID: | 941848103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Joshua Bekenstein | For | For | Management | ||||
1.2 | Elect Michael Berendt | For | For | Management |
1.3 | Elect Douglas Berthiaume | For | For | Management | ||||
1.4 | Elect Edward Conard | For | For | Management | ||||
1.5 | Elect Laurie Glimcher | For | For | Management | ||||
1.6 | Elect Christopher Kuebler | For | For | Management | ||||
1.7 | Elect William Miller | For | For | Management | ||||
1.8 | Elect JoAnn Reed | For | For | Management | ||||
1.9 | Elect Thomas Salice | For | For | Management | ||||
2 | Ratification of Auditor | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 3 Years | 1 Year | Management |
WATSON PHARMACEUTICALS, INC.
Ticker: | WPI | Security ID: | 942683103 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Michael Fedida | For | For | Management | ||||
2 | Elect Albert Hummel | For | For | Management | ||||
3 | Elect Catherine Klema | For | For | Management | ||||
4 | Elect Anthony Tabatznik | For | For | Management | ||||
5 | Repeal of Classified Board | For | For | Management | ||||
6 | Amendment to the 2001 Incentive Award Plan | For | For | Management | ||||
7 | Advisory Vote on Executive Compensation | For | For | Management | ||||
8 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
9 | Ratification of Auditor | For | For | Management |
WESTERN DIGITAL CORPORATION
Ticker: | WDC | Security ID: | 958102105 | |||
Meeting Date: | NOV 11, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Peter Behrendt | For | For | Management | ||||
2 | Elect Kathleen Cote | For | For | Management | ||||
3 | Elect John Coyne | For | For | Management | ||||
4 | Elect Henry DeNero | For | For | Management | ||||
5 | Elect William Kimsey | For | For | Management | ||||
6 | Elect Michael Lambert | For | For | Management | ||||
7 | Elect Len Lauer | For | For | Management | ||||
8 | Elect Matthew Massengill | For | For | Management | ||||
9 | Elect Roger Moore | For | For | Management | ||||
10 | Elect Thomas Pardun | For | For | Management | ||||
11 | Elect Arif Shakeel | For | For | Management | ||||
12 | Ratification of Auditor | For | For | Management |
WHITING PETROLEUM CORPORATION
Ticker: | WLL | Security ID: | 966387102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect D. Sherwin Artus | For | For | Management | ||||
1.2 | Elect Philip Doty | For | For | Management | ||||
2 | Increase of Authorized Common Stock | For | Against | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Frequency of Advisory Vote on Executive Compensation | 1 Year | 1 Year | Management | ||||
5 | Ratification of Auditor | For | For | Management |
=========================== VIRTUS MID-CAP VALUE FUND ===========================
BALL CORPORATION
Ticker: | BLL | Security ID: | 58498106 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: John A. Hayes | For | For | Management | ||||
1-02 | Election of Director: George M. Smart | For | For | Management | ||||
1-03 | Election of Director: Theodore M. Solso | For | For | Management | ||||
1-04 | Election of Director: Stuart A. Taylor II | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Proposal to Approve, by Non-binding Vote, the Compensation of Named Executive Officers as Disclosed in the Proxy Statement. | For | For | Management | ||||
4 | Proposal to Recommend, by Non-binding Vote, the Frequency of the Shareholder Vote to Approve the Compensation of the Named Executive Officers. | For | For | Management | ||||
5 | Proposal to Have the Board of Directors Adopt a Rule to Redeem any current or future Rights Plan Unless Such Plan or amendments to the Plan are Submitted to a Shareholder Vote, as a Separate Ballot Item, within 12 Months. | Against | Against | Shareholder | ||||
6 | Proposal to Have the Board of Directors Take the Necessary Steps Excluding those that may be taken only by Shareholders, to Change Ball’s Jurisdiction of Incorporation to Deleware. | Against | Against | Shareholder |
BIG LOTS, INC.
Ticker: | BIG | Security ID: | 89302103 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: Jeffrey P. Berger | For | For | Management | ||||
1-02 | Election of Director: Steven S. Fishman | For | For | Management | ||||
1-03 | Election of Director: Peter J. Hayes | For | For | Management | ||||
1-04 | Election of Director: David T. Kollat | For | For | Management | ||||
1-05 | Election of Director: Brenda J. Lauderback | For | For | Management | ||||
1-06 | Election of Director: Philip E. Mallott | For | For | Management | ||||
1-07 | Election of Director: Russell Solt | For | For | Management | ||||
1-08 | Election of Director: James R. Tener | For | For | Management | ||||
1-09 | Election of Director: Dennis B. Tishkoff | For | For | Management | ||||
2 | Approval, on an Advisory Basis, of the Compensation of Named Executive Officers. | For | For | Management | ||||
3 | Vote, on an Advisory Basis, on the Frequency of the Say on Pay Vote. | 3 years | 3 years | Management | ||||
4 | Appointment of Independent Auditors. | For | For | Management |
CON-WAY, INC.
Ticker: | CNW | Security ID: | 205944101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: John J. Anton | For | For | Management | ||||
1b | Election of Director: William R. Corbin | For | For | Management | ||||
1c | Election of Director: Robert Jaunich II | For | For | Management | ||||
1d | Election of Director: W. Keith Kennedy, Jr. | For | For | Management | ||||
1e | Election of Director: Michael J. Murray | For | For | Management | ||||
1f | Election of Director: Edith R. Perez | For | For | Management | ||||
1g | Election of Director: John C. Pope | For | For | Management | ||||
1h | Election of Director: William J. Schroeder | For | For | Management | ||||
1i | Election of Director: Douglas W. Stotlar | For | For | Management | ||||
1j | Election of Director: Peter W. Stott | For | For | Management | ||||
1k | Election of Director: Chelsea C. White III | For | For | Management | ||||
2 | Approve Amended and Restated 2006 Equity and Incentive Plan. | For | For | Management | ||||
3 | Advisory Vote to Approve Executive Compensation. | For | For | Management | ||||
4 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | For | For | Management | ||||
5 | Appointment of Independent Auditors | For | For | Management |
CROWN HOLDINGS, INC.
Ticker: | CCK | Security ID: | 228368106 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: Jenne K. Britell | For | For | Management | ||||
1-02 | Election of Director: John W. Conway | For | For | Management | ||||
1-03 | Election of Director: Arnold W. Donald | For | For | Management | ||||
1-04 | Election of Director: William G. Little | For | For | Management | ||||
1-05 | Election of Director: Hans J. Loliger | For | For | Management | ||||
1-06 | Election of Director: James H. Miller | For | For | Management | ||||
1-07 | Election of Director: Josef M. Muller | For | For | Management | ||||
1-08 | Election of Director: Thomas A. Ralph | For | For | Management | ||||
1-09 | Election of Director: Hugues Du Rouret | For | For | Management | ||||
1-10 | Election of Director: Jim L. Turner | For | For | Management | ||||
1-11 | Election of Director: William S. Urkiel | For | For | Management | ||||
2 | Appointment of Independent Auditors | For | For | Management | ||||
3 | To Re-approve the Terms of the 2006 Stock-based Incentive Compensation Plan, as Amended. | For | For | Management | ||||
4 | Non-binding Advisory Vote on Executive Compensation. | For | For | Management | ||||
5 | Non-Binding Advisory Vote on the Frequency of Future Say-on-Pay Votes. | 1 year | 1 year | Management |
DEL MONTE FOODS COMPANY
Ticker: | DLM | Security ID: | 24522P103 | |||
Meeting Date: | FEB 15, 2011 | Meeting Type: | Special Meeting | |||
Record Date: | JAN 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | To Adopt the Agreement and Plan of Merger, Dated as of November 24, 2010, as it may be Amended from Time to Time, by and among Del Monte Foods Company, Blue Acquisition Group, Inc. and Blue Merger Sub Inc. | For | For | Management | ||||
2 | To Adjourn the Special Meeting, to Solicit Additional Proxies if there are insufficient Votes at the time of the Special Meeting to Adopt the Agreement and Plan Merger. | For | For | Management |
DEVON ENERGY CORPORATION
Ticker: | DVN | Security ID: | 25179M103 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: Robert H. Henry | For | For | Management | ||||
1-02 | Election of Director: John A. Hill | For | For | Management | ||||
1-03 | Election of Director: Michael M. Kanovsky | For | For | Management |
1-04 | Election of Director: Robert A. Mosbacher, Jr. | For | For | Management | ||||
1-05 | Election of Director: Larry Nichols | For | For | Management | ||||
1-06 | Election of Director: Duane C. Radtke | For | For | Management | ||||
1-07 | Election of Director: Mary P. Ricciardello | For | For | Management | ||||
1-08 | Election of Director: John Richels | For | For | Management | ||||
2 | Advisory Vote on Compensation. | 1 year | 1 year | Management | ||||
3 | Advisory Vote on the Frequency of An Advisory Vote on Executive Compensation. | For | For | Management | ||||
4 | Amend the Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions. | For | For | Management | ||||
5 | Amend and Restate the Restated Certificate of Incorporation to Remove unnecessary and Outdated Provisions. | For | For | Management | ||||
6 | Appointment of Independent Auditors. | For | For | Management | ||||
7 | Shareholder Action by Written Consent. | Against | Against | Shareholder |
DOMINION RESOURCES, INC.
Ticker: | D | Security ID: | 2574646U109 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: William P. Barr | For | For | Management | ||||
1b | Election of Director: Peter W. Brown | For | For | Management | ||||
1c | Election of Director: George A. Davidson | For | For | Management | ||||
1d | Election of Director: Helen E. Dragas | For | For | Management | ||||
1e | Election of Director: Thomas F. Farrell II | For | For | Management | ||||
1f | Election of Director: John W. Harris | For | For | Management | ||||
1g | Election of Director: Robert S. Jepson, Jr. | For | For | Management | ||||
1h | Election of Director: Mark J. Kington | For | For | Management | ||||
1i | Election of Director: Margaret A. McKenna | For | For | Management | ||||
1j | Election of Director: Frank S. Royal | For | For | Management | ||||
1k | Election of Director: Robert H. Spilman, Jr. | For | For | Management | ||||
1l | Election of Director: David A. Wollard | For | For | Management | ||||
2 | Appointment of Independent Auditors | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation (“Say on Pay”) | For | For | Management | ||||
4 | Advisory Vote on the Frequency of the Say on Pay Vote. | 1 year | 1 year | Management | ||||
5 | Report Related to Use of Mountaintop Removal Coal Mining. | Against | Against | Shareholder | ||||
6 | 20% Renewable Electricity Energy Generation by 2024. | Against | Against | Shareholder | ||||
7 | Report on Financial Risks of Continued Reliance on Coal | Against | Against | Shareholder | ||||
8 | New Nuclear Construction. | Against | Against | Shareholder | ||||
9 | Policy for Independent Chairman of the Board | Against | Against | Shareholder | ||||
10 | Shareholder Acton by Written Consent. | Against | Against | Shareholder | ||||
11 | Executive Supplemental Retirement Benefits. | Against | Against | Shareholder |
DOW CHEMICAL COMPANY
Ticker: | DOW | Security ID: | 260543103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 29, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Directors: Arnold A. Allemang | For | For | Management | ||||
1b | Election of Directors: Jacqueline K. Barton | For | For | Management | ||||
1c | Election of Directors: James A. Bell | For | For | Management | ||||
1d | Election of Directors: Jeff M. Fettig | For | For | Management | ||||
1e | Election of Directors: Barbara H. Franklin | For | For | Management | ||||
1f | Election of Directors: Jennifer M. Granholm | For | For | Management | ||||
1g | Election of Directors: John B. Hess | For | For | Management | ||||
1h | Election of Directors: Andrew N. Liveris | For | For | Management | ||||
1i | Election of Directors: Paul Polman | For | For | Management | ||||
1j | Election of Directors: Dennis H. Reilley | For | For | Management | ||||
1k | Election of Directors: James M. Ringler | For | For | Management | ||||
1l | Election of Directors: Ruth G. Shaw | For | For | Management | ||||
1m | Election of Directors: Paul G. Stern | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation. | For | For | Management | ||||
4 | Frequency of Future Advisory Votes on Executive Compensation. | For | For | Management | ||||
5 | Stockholder Proposal on Shareholder Action by Written Consent. | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 80401167 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Juan Carlos Braniff | For | For | Management | ||||
1b | Election of Director: Davide W. Crane | For | For | Management | ||||
1c | Election of Director: Douglas L. Fashee | For | For | Management | ||||
1d | Election of Director: Robert W. Goldman | For | For | Management | ||||
1e | Election of Director: Anthony W. Hall, Jr. | For | For | Management | ||||
1f | Election of Director: Thomas R. Hix | For | For | Management | ||||
1g | Election of Director: Ferrell P. McClean | For | For | Management | ||||
1h | Election of Director: Timothy J. Probert | For | For | Management | ||||
1i | Election of Director: Steven J. Shapiro | For | For | Management |
1j | Election of Director: J. Michael Talbert | For | For | Management | ||||
1k | Election of Director: Robert F. Vagt | For | For | Management | ||||
1l | Election of Director: John L. Whitmire | For | For | Management | ||||
2 | Approval of the Advisory Vote on Executive Compensation. | For | For | Management | ||||
3 | Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation. | For | For | Management | ||||
4 | Appointment of Independent Auditors. | For | For | Management |
FMC CORPORATION
Ticker: | FMC | Security ID: | 302491303 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Edward J. Mooney | For | For | Management | ||||
1b | Election of Director: Enrique J. Sosa | For | For | Management | ||||
1c | Election of Director: Vincent R. Volpe, Jr. | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Approval, by Non-binding Vote, of Executive Compensation. | For | For | Management | ||||
4 | Recommendation, by Non-binding Vote, of the Frequency of Executive Compensation. | For | For | Management |
FORTUNE BRANDS, INC.
Ticker: | FO | Security ID: | 349631101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Richard A. Goldstein | For | For | Management | ||||
1b | Election of Director: Pierre E. Leroy | For | For | Management | ||||
1c | Election of Director: A.D. David Mackay | For | For | Management | ||||
1d | Election of Director: Anne M. Tatlock | For | For | Management | ||||
1e | Election of Director: Norman H. Wesley | For | For | Management | ||||
1f | Election of Director: Peter M. Wilson | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | To Recommend, by Non-binding vote, the Frequency of Executive Compensation Votes. | For | For | Management | ||||
4 | Approve, by Non-binding Vote, Executive Compensation. | For | For | Management | ||||
5 | Approval of an Amendment to the Company’s Restated Certificate of Incorporation to Allow Stockholders to Call Special Meetings. | For | For | Management | ||||
6 | Approval of 2011 Long-term Incentive Plan. | For | For | Management |
GENON ENERGY, INC.
Ticker: | GEN | Security ID: | 37244E107 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: E. William Barnett | For | For | Management | ||||
1b | Election of Director: Terry G. Dallas | For | For | Management | ||||
1c | Election of Director: Mark M. Jacobs | For | For | Management | ||||
1d | Election of Director: Thomas H. Johnson | For | For | Management | ||||
1e | Election of Director: Steven L. Miller | For | For | Management | ||||
1f | Election of Director: Edward R. Muller | For | For | Management | ||||
1g | Election of Director: Robert C. Murray | For | For | Management | ||||
1h | Election of Director: Laree E. Perez | For | For | Management | ||||
1i | Election of Director: Evan J. Silverstein | For | For | Management | ||||
1j | Election of Director: William L. Thacker | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Adopt an Amendment to Third Restated Certificate of Incorporation to help protect the tax benefits of our Net Operating Losses. | For | For | Management | ||||
4 | Approve the Stockholder Rights Plan, Adopted by the Board on January 5, 2001, as amended November 23, 2010. | For | For | Management | ||||
5 | Approve, on an Advisory Basis, the Compensation of Named Executive Officers. | For | For | Management | ||||
6 | Determine, on an Advisory Basis the Frequency of Conducting Future Advisory Votes on the Compensation of Named Executive Officers. | 1 year | 1 year | Management | ||||
7 | Shareholder Proposal for the Reduction of Greenhouse Gases - described in the Proxy Materials | Against | Against | Shareholder |
J.C. PENNEY COMPANY, INC.
Ticker: | JCP | Security ID: | 808401167 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: William A. Ackman | For | For | Management | ||||
1b | Election of Director: Colleen C. Barrett | For | For | Management | ||||
1c | Election of Director: Thomas J. Engibous | For | For | Management | ||||
1d | Election of Director: Kent B. Foster | For | For | Management | ||||
1e | Election of Director: Geraldine B. Laybourne | For | For | Management | ||||
1f | Election of Director: Burt Osborne | For | For | Management | ||||
1g | Election of Director: Leonard H. Roberts | For | For | Management |
1h | Election of Director: Steven Roth | For | For | Management | ||||
1i | Election of Director: Javier G. Teruel | For | For | Management | ||||
1j | Election of Director: R. Gerald Turner | For | For | Management | ||||
1k | Election of Director: Mary Beth West | For | For | Management | ||||
1l | Election of Director: Myron E. Ullman, III | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | To approve the Amendment of the Company’s Restated Certificate of Incorporation as amended, and Bylaws, as amended, to eliminate Supermajority Voting. | For | For | Management | ||||
4 | Advisory vote on Executive Compensation. | For | For | Management | ||||
5 | Advisory Vote on Frequency of holding an Advisory Vote on Executive Compensation | 1 year | 1 year | Management |
KONINKLIJKE AHOLD N.V.
Ticker: | AHONY | Security ID: | 500467402 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Opening | For | For | Management | ||||
2 | Report of the Corporate Executive Board for Financial Year 2010. | For | For | Management | ||||
3 | Explanation of Policy on Additions to Reserves & Dividends. | For | For | Management | ||||
4 | Proposal to Adopt 2010 Financial Statements. | For | For | Management | ||||
5 | Proposal to determine the dividend over Financial Year 2010 | For | For | Management | ||||
6 | Discharge of Liability of the members of the Corporate Executive Board | For | For | Management | ||||
7 | Discharge of Liability of the Members of the Supervisory Board. | For | For | Management | ||||
8 | Election of Directors: A.D. Boer to Executive Board. | For | For | Management | ||||
9 | Election of Directors: R. van den Bergh to Supervisory Board. | For | For | Management | ||||
10 | Election of Directors: T. de Swaan to Supervisory Board. | For | For | Management | ||||
11 | Appointment of Independent Auditor | For | For | Management | ||||
12 | Authorization to Issue Shares. | For | For | �� | Management | |||
13 | Authorization to Restrict or Exclude Pre-emptive Rights. | For | For | Management | ||||
14 | Authorization to Acquire Shares. | For | For | Management | ||||
15 | Cancellation of Common Shares. | For | For | Management |
MASCO CORPORATION
Ticker: | MAS | Security ID: | 574599106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Verne G. Istock | For | For | Management | ||||
1b | Election of Director: J. Michael Losh | For | For | Management | ||||
1c | Election of Director: Timothy Wadhams | For | For | Management | ||||
2 | To Approve, by Non-binding Advisory Vote, the Compensation paid to the Company’s Named Executive Officers. | For | For | Management | ||||
3 | To Recommend, by Non-binding Advisory Vote, The Frequency of the Non-binding Advisory Votes on the Company’s Executive Compensation | 1 year | 1 year | Management | ||||
4 | Appointment of Independent Auditors. | For | For | Management | ||||
5 | To Transact Such Other Business as May Properly Come Before the Meeting | For | For | Management |
ONEOK, INC.
Ticker: | OKE | Security ID: | 682680103 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 05, 2020 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: James C. Day | For | For | Management | ||||
1b | Election of Director: Julie H. Edwards | For | For | Management | ||||
1c | Election of Director: William L. Ford | For | For | Management | ||||
1d | Election of Director: John W. Gibson | For | For | Management | ||||
1e | Election of Director: Bert H. Mackie | For | For | Management | ||||
1f | Election of Director: Jim W. Mogg | For | For | Management | ||||
1g | Election of Director: Pattye L. Moore | For | For | Management | ||||
1h | Election of Director: Gary D. Parker | For | For | Management | ||||
1i | Election of Director: Eduardo A. Rodriguez | For | For | Management | ||||
1j | Election of Director: Gerald B. Smith | For | For | Management | ||||
1k | Election of Director: David J. Tippeconnic | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation | For | For | Management | ||||
4 | Advisory Vote on the Frequency of Holding the Advisory Vote on Executive Compensation. | 1 year | 1 year | Management |
OWENS CORNING
Ticker: | OC | Security ID: | 690742101 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 30, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: Gaston Caperton | For | For | Management | ||||
1-02 | Election of Director: Ann Iverson | For | For | Management | ||||
1-03 | Election of Director: Joseph F. Neely | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Approve the Corporate Incentive Plan. | For | For | Management | ||||
4 | Consider an Advisory Vote on Compensation of Named Executive Officers | For | For | Management |
5 | Consider an Advisory Vote on the Frequency of the Advisory Vote on Compensation of named Executive Officers. | 1 year | 1 year | Management |
OWENS-ILLINOIS, INC.
Ticker: | OI | Security ID: | 690768403 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Directors: Peter S. Hellman | For | For | Management | ||||
1-02 | Election of Directors: Anastasia D. Kelly | For | For | Management | ||||
1-03 | Election of Directors: John J. McMackin, Jr. | For | For | Management | ||||
1-04 | Election of Directors: Hugh H. Roberts | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | To approve, by Non-binding Vote, the Compensation of Named Executive Officers. | For | For | Management | ||||
4 | To Recommend, by Non-binding Vote, the Frequency of Executive Compensation Votes. | For | For | Management |
PACKAGING CORPORATION OF AMERICA
Ticker: | PKG | Security ID: | 695156109 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: Cheryl K. Beebe | For | For | Management | ||||
1-02 | Election of Director: Henry F. Frigon | For | For | Management | ||||
1-03 | Election of Director: Hasan Jameel | For | For | Management | ||||
1-04 | Election of Director: Mark W. Kowlzan | For | For | Management | ||||
1-05 | Election of Director: Samuel M. Mencoff | For | For | Management | ||||
1-06 | Election of Director: Roger B./ Porter | For | For | Management | ||||
1-07 | Election of Director: Thomas S. Souleles | For | For | Management | ||||
1-08 | Election of Director: Paul T. Stecko | For | For | Management | ||||
1-09 | Election of Director: James D. Woodrum | For | For | Management | ||||
2 | Proposal to Approve Executive Compensation. | For | For | Management | ||||
3 | Proposal on Frequency of the Vote on Executive Compensation. | For | For | Management | ||||
4 | Appointment of Independent Auditors. | For | For | Management |
RAYTHEON COMPANY
Ticker: | RTN | Security ID: | 755111507 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Vernon E. Clark | For | For | Management | ||||
1b | Election of Director: John M. Deutch | For | For | Management | ||||
1c | Election of Director: Stephen J. Hadley | For | For | Management | ||||
1d | Election of Director: Frederic M. Poses | For | For | Management | ||||
1e | Election of Director: Michael C. Ruettgers | For | For | Management | ||||
1f | Election of Director: Ronald L. Skates | For | For | Management | ||||
1g | Election of Director: William R. Spivey | For | For | Management | ||||
1h | Election of Director: Linda G. Stuntz | For | Against | Management | ||||
1i | Election of Director: William H. Swanson | For | For | Management | ||||
2 | Advisory Vote on Executive Compensation. | For | For | Management | ||||
3 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | 1 year | 1 year | Management | ||||
4 | Appointment of Independent Auditors. | For | For | Management | ||||
5 | Shareholder Proposal Regarding Shareholder Action by Written Consent. | For | For | Management | ||||
6 | Shareholder Proposal Regarding Executive Stock Retention. | Against | For | Shareholder | ||||
7 | Shareholder Proposal Regarding Lobbying Expenses. | Against | For | Shareholder | ||||
8 | Shareholder Proposal Regarding Supplemental Executive Retirement Plans. | Against | For | Shareholder |
REPUBLIC SERVICES INC.
Ticker: | RSG | Security ID: | 760759100 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: James W. Crownover | For | For | Management | ||||
1b | Election of Director: John W. Croghan | For | For | Management | ||||
1c | Election of Director: William J. Flynn | For | For | Management | ||||
1d | Election of Director: Michael Larson | For | For | Management | ||||
1e | Election of Director: Nolan Lehmann | For | For | Management | ||||
1f | Election of Director: W. Lee Nutter | For | For | Management | ||||
1g | Election of Director: Ramon A. Rodriguez | For | For | Management | ||||
1h | Election of Director: Donald W. Slager | For | For | Management | ||||
1i | Election of Director: Allan C. Sorensen | For | For | Management | ||||
1j | Election of Director: John M. Trani | For | For | Management | ||||
1k | Election of Director: Michael W. Wickham | For | For | Management | ||||
2 | Advisory vote on Executive Compensation. | For | For | Management | ||||
3 | Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation. | 3 years | 3 years | Management |
4 | Approval of the Amended and Restated 2007 Stock Incentive Plan. | For | For | Management | ||||
5 | Appointment of Independent Auditors. | For | For | Management | ||||
6 | Stockholder Proposal Regarding Payments upon the death of a Senior Executive. | Against | Against | Shareholder |
SAFEWAY, INC.
Ticker: | SWY | Security ID: | 786514208 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Steven A. Burd | For | For | Management | ||||
1b | Election of Director: Janet E. Grove | For | For | Management | ||||
1c | Election of Director: Mohan Gyani | For | For | Management | ||||
1d | Election of Director: Paul Hazen | For | For | Management | ||||
1e | Election of Director: Frank C. Herringer | For | For | Management | ||||
1f | Election of Director: Kenneth W. Oder | For | For | Management | ||||
1g | Election of Director: T. Gary Rogers | For | For | Management | ||||
1h | Election of Director: Arun Sarin | For | For | Management | ||||
1i | Election of Director: Michael S. Shannon | For | For | Management | ||||
1j | Election of Director: William Y. Tauscher | For | For | Management | ||||
2 | Non-binding Advisory Vote on Executive Compensation. | 1 year | 1 year | Management | ||||
3 | Non-binding Advisory Vote on the Frequency of Say on Pay Votes. | For | For | Management | ||||
4 | Approval of the 2011 Equity and Incentive Award Plan. | For | For | Management | ||||
5 | Re-approval of the 2011 Amended and Restated Operating Performance Bonus Plan. | For | For | Management | ||||
6 | Appointment of Independent Auditors. | For | For | Management | ||||
7 | Stockholder Proposal Requesting Cumulative Voting. | Against | Against | Shareholder |
THE HOME DEPOT, INC.
Ticker: | HD | Security ID: | 437076102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: F. Duane Ackerman | For | For | Management | ||||
1b | Election of Director: Francis S. Blake | For | For | Management | ||||
1c | Election of Director: Ari Bousbib | For | For | Management | ||||
1d | Election of Director: Gregory D. Brenneman | For | For | Management | ||||
1e | Election of Director: J. Frank Brown | For | For | Management | ||||
1f | Election of Director: Albert P. Carey | For | For | Management | ||||
1g | Election of Director: Armando Codina | For | For | Management | ||||
1h | Election of Director: Bonnie G. Hill | For | For | Management | ||||
1i | Election of Director: Karen L. Katen | For | For | Management |
1j | Election of Director: Ronald L. Sargent | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Advisory vote on Executive Compensation. | For | For | Management | ||||
4 | Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation. | For | For | Management | ||||
5 | Company Proposal to Implement Shareholder Ability to Act by Written Consent (approval of Amended and Restated Certificate of Incorporation). | For | For | Management | ||||
6 | Shareholder Proposal Regarding Cumulative Voting. | Against | Against | Shareholder | ||||
7 | Shareholder Proposal Regarding Special Shareholder Meetings. | Against | Against | Shareholder | ||||
8 | Shareholder Proposal Regarding Employment Diversity Report. | Against | Against | Shareholder | ||||
9 | Shareholder Proposal Regarding Electioneering Policies and Contributions | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Alan S. Armstrong | For | For | Management | ||||
1b | Election of Director: Joseph R. Cleveland | For | For | Management | ||||
1c | Election of Director: Juanita H. Hinshaw | For | For | Management | ||||
1d | Election of Director: Frank T. Macinnis | For | For | Management | ||||
1e | Election of Director: Janice D. Stoney | For | For | Management | ||||
1f | Election of Director: Laura A. Sugg | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | Advisory Vote on Executive Compensation. | For | For | Management | ||||
4 | Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation. | 1 year | 1year | Management |
THOMAS & BETTS CORPORATION
Ticker: | TNB | Security ID: | 884315102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: M. L. Ducker | For | For | Management | ||||
1-02 | Election of Director: J.K. Hauswald | For | For | Management | ||||
1-03 | Election of Director: D. Jernigan | For | For | Management | ||||
1-04 | Election of Director: R.B. Kalich, Sr. | For | For | Management | ||||
1-05 | Election of Director: K.R. Masterson | For | For | Management | ||||
1-06 | Election of Director: D. J Pileggi | For | For | Management |
1-07 | Election of Director: J.P. Richard | For | For | Management | ||||
1-08 | Election of Director: R.H. Rivers | For | For | Management | ||||
1-09 | Election of Director: K.L. Roberg | For | For | Management | ||||
1-10 | Election of Director: D.D. Stevens | For | For | Management | ||||
2 | Appointment of Independent Auditors | For | For | Management | ||||
3 | Advisory Vote on the Compensation of the Company’s named Executive Officers as Disclosed in the Proxy Statement Pursuant to the Compensation disclosure Rules of the Securities and Exchange Commission. | For | For | Management | ||||
4 | Advisory Vote on the Frequency of the Advisory Vote on the Compensation of the Company’s Named Executive Officers. | 1 year | 1 year | Management |
USG CORPORATION
Ticker: | USG | Security ID: | 903293405 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1-01 | Election of Director: Gretchen R. Haggerty | For | For | Management | ||||
1-02 | Election of Director: Richard P. Lavin | For | For | Management | ||||
1-03 | Election of Director: Marvin E. Lesser | For | For | Management | ||||
1-04 | Election of Director: James S. Metcalf | For | For | Management | ||||
2 | Appointment of Independent Auditors | For | For | Management | ||||
3 | To Approve, by Advisory Vote, The Compensation of Named Executive Officers. | For | For | Management | ||||
4 | To Recommend, by Advisory Vote, the Frequency of Future Votes to Approve the Compensation of Named Executive Officers. | 3 years | 3 years | Management |
WASTE MANAGEMENT, INC.
Ticker: | WMI | Security ID: | 94106L109 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Director: Pastora San Juan Cafferty | For | For | Management | ||||
1b | Election of Director: Frank M. Clark, Jr. | For | For | Management | ||||
1c | Election of Director: Patrick W. Gross | For | For | Management | ||||
1d | Election of Director: John C. Pope | For | For | Management | ||||
1e | Election of Director: W. Robert Reum | For | For | Management | ||||
1f | Election of Director: Steven G. Rothmeierr | For | For | Management | ||||
1g | Election of Director: David P. Steiner | For | For | Management | ||||
1h | Election of Director: Thomas H. Weidemeyer | For | For | Management | ||||
2 | Appointment of Independent Auditors. | For | For | Management | ||||
3 | To Approve, by Non-Binding Vote, | For | For | Management |
Executive Compensation. | ||||||||
4 | To Recommend, by Non-binding Vote, the Frequency of Executive Compensation Votes. | 1 year | 1 year | Management | ||||
5 | An Amendment to the Company’s By-Laws to Allow Stockholders who have held at least a 25% net Long Position in our Common Stock for One Year to call Special Stockholder Meetings. | For | For | Management |
WEYERHAEUSER COMPANY
Ticker: | WY | Security ID: | 962166104 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Election of Directors: Wayne W. Murdy | For | For | Management | ||||
1b | Election of Directors: John I. Kieckhefer | For | For | Management | ||||
1c | Election of Directors: Charles R. Williamson | For | For | Management | ||||
2 | Proposal to Amend the Articles of Incorporation to Give Shareholders the Right to Call Special Meetings. | For | For | Management | ||||
3 | Proposal to Approve the Advisory (non-binding) Resolution Relating to Executive Compensation. | For | For | Management | ||||
4 | Advisory Vote on the Frequency of the Advisory Vote on Executive Compensation. | 1 year | 1 year | Management | ||||
5 | Appointment of Independent Auditors. | For | For | Management |
=========================== VIRTUS QUALITY LARGE-CAP VALUE FUND ===========================
3M COMPANY
Ticker: | MMM | Security ID: | 88579Y101 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: LINDA G. ALVARADO | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: VANCE D. COFFMAN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: MICHAEL L. ESKEW | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: W. JAMES FARRELL | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: HERBERT L. HENKEL | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: EDWARD M. LIDDY | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: ROBERT S. MORRISON | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: AULANA L. PETERS | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: ROBERT J. ULRICH | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS 3M’S INDEPENDENT REGISTERED PUBLIC | For | For | Management |
ACCOUNTING FIRM. | ||||||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
05 | STOCKHOLDER PROPOSAL ON POLITICAL CONTRIBUTIONS. | Against | For | Shareholder |
AGL RESOURCES INC.
Ticker: | AGL | Security ID: | 001204106 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - SANDRA N. BANE | For | For | Management | ||||
01.2 | DIRECTOR - THOMAS D. BELL, JR. | For | For | Management | ||||
01.3 | DIRECTOR - ARTHUR E. JOHNSON | For | For | Management | ||||
01.4 | DIRECTOR - DEAN R. O’HARE | For | For | Management | ||||
01.5 | DIRECTOR - JAMES A. RUBRIGHT | For | For | Management | ||||
01.6 | DIRECTOR - JOHN W. SOMERHALDER II | For | For | Management | ||||
01.7 | DIRECTOR - BETTINA M. WHYTE | For | For | Management | ||||
02 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management | ||||
03 | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR 2007 OMNIBUS PERFORMANCE INCENTIVE PLAN. | For | For | Management | ||||
04 | THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | For | For | Management | ||||
05 | THE APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
06 | THE APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (ANNUAL, BIENNIAL OR TRIENNIAL) OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
AGL RESOURCES INC.
Ticker: | AGL | Security ID: | 001204106 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Special | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01 | TO APPROVE THE ISSUANCE OF SHARES OF AGL RESOURCES INC. COMMON STOCK AS CONTEMPLATED BY THE AGREEMENT AND PLAN OF MERGER, DATED AS OF DECEMBER 6, 2010, AMONG AGL RESOURCES INC., APOLLO ACQUISITION CORP., OTTAWA ACQUISITION LLC AND NICOR INC. | For | For | Management | ||||
02 | TO APPROVE AN AMENDMENT TO AGL | For | For | Management |
RESOURCES INC.’S AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF DIRECTORS THAT MAY SERVE ON AGL RESOURCES INC.’S BOARD OF DIRECTORS FROM 15 TO 16 DIRECTORS | ||||||||
03 | TO ADJOURN THE SPECIAL MEETING IF NECESSARY TO PERMIT FURTHER SOLICITATION OF PROXIES IN THE EVENT THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE ISSUANCE OF SHARES AND/OR THE AMENDMENT TO THE AMENDED AND RESTATED ARTICLE | For | For | Management |
ALCON, INC.
Ticker: | ACL | Security ID: | H01301102 | |||
Meeting Date: | AUG 16, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): ENRICO VANNI | For | For | Management | ||||
1B | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): NORMAN WALKER | For | For | Management | ||||
1C | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): PAUL CHOFFAT | For | For | Management | ||||
1D | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): URS BAERLOCHER | For | For | Management | ||||
1E | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): JACQUES SEYDOUX | For | For | Management |
ALCON, INC.
Ticker: | ACL | Security ID: | H01301102 | |||
Meeting Date: | AUG 16, 2010 | Meeting Type: | Special | |||
Record Date: | JUL 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): ENRICO VANNI | For | For | Management | ||||
1B | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): NORMAN WALKER | For | For | Management |
1C | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): PAUL CHOFFAT | For | For | Management | ||||
1D | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): URS BAERLOCHER | For | For | Management | ||||
1E | REPLACEMENT ELECTION TO THE BOARD OF DIRECTORS (CONDITIONAL RESOLUTION AS SET FORTH IN THE INVITATION): JACQUES SEYDOUX | For | For | Management |
AMERICAN EXPRESS COMPANY
Ticker: | AXP | Security ID: | 025816109 | |||
Meeting Date: | MAY 02, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - D.F. AKERSON | For | For | Management | ||||
01.2 | DIRECTOR - C. BARSHEFSKY | For | For | Management | ||||
01.3 | DIRECTOR - U.M. BURNS | For | For | Management | ||||
01.4 | DIRECTOR - K.I. CHENAULT | For | For | Management | ||||
01.5 | DIRECTOR - P. CHERNIN | For | For | Management | ||||
01.6 | DIRECTOR - T.J. LEONSIS | For | For | Management | ||||
01.7 | DIRECTOR - J. LESCHLY | For | For | Management | ||||
01.8 | DIRECTOR - R.C. LEVIN | For | For | Management | ||||
01.9 | DIRECTOR - R.A. MCGINN | For | For | Management | ||||
01.10 | DIRECTOR - E.D. MILLER | For | For | Management | ||||
01.11 | DIRECTOR - S.S REINEMUND | For | For | Management | ||||
01.12 | DIRECTOR - R.D. WALTER | For | For | Management | ||||
01.13 | DIRECTOR - R.A. WILLIAMS | For | For | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY EXECUTIVE COMPENSATION VOTE. | 1 Year | 1 Year | Management | ||||
05 | SHAREHOLDER PROPOSAL RELATING TO CUMULATIVE VOTING FOR DIRECTORS. | Against | For | Shareholder | ||||
06 | SHAREHOLDER PROPOSAL RELATING TO THE CALLING OF SPECIAL SHAREHOLDER MEETINGS. | Against | For | Shareholder |
APACHE CORPORATION
Ticker: | APA | Security ID: | 037411105 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01 | ELECTION OF DIRECTOR: G. STEVEN FARRIS | For | For | Management | ||||
02 | ELECTION OF DIRECTOR: RANDOLPH M. FERLIC | For | For | Management |
03 | ELECTION OF DIRECTOR: A.D. FRAZIER, JR. | For | For | Management | ||||
04 | ELECTION OF DIRECTOR: JOHN A. KOCUR | For | For | Management | ||||
05 | RATIFICATION OF ERNST & YOUNG AS APACHE’S INDEPENDENT AUDITORS | For | For | Management | ||||
06 | ADVISORY VOTE ON COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
07 | TO RECOMMEND THE FREQUENCY OF ADVISORY VOTE ON COMPENSATION OF APACHE’S NAMED EXECUTIVE OFFICERS | 1 Year | 1 Year | Management | ||||
08 | APPROVAL OF AMENDMENT TO APACHE’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL COMMON STOCK | For | For | �� | Management | |||
09 | APPROVAL OF AMENDMENT TO APACHE’S RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE ADDITIONAL PREFERRED STOCK | For | For | Management | ||||
10 | APPROVAL OF APACHE’S 2011 OMNIBUS EQUITY COMPENSATION PLAN | For | For | Management |
BARRICK GOLD CORPORATION
Ticker: | ABX | Security ID: | 067901108 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - H.L. BECK | For | For | Management | ||||
01.2 | DIRECTOR - C.W.D. BIRCHALL | For | For | Management | ||||
01.3 | DIRECTOR - D.J. CARTY | For | For | Management | ||||
01.4 | DIRECTOR - G. CISNEROS | For | For | Management | ||||
01.5 | DIRECTOR - P.A. CROSSGROVE | For | For | Management | ||||
01.6 | DIRECTOR - R.M. FRANKLIN | For | For | Management | ||||
01.7 | DIRECTOR - J.B. HARVEY | For | For | Management | ||||
01.8 | DIRECTOR - D. MOYO | For | For | Management | ||||
01.9 | DIRECTOR - B. MULRONEY | For | For | Management | ||||
01.10 | DIRECTOR - A. MUNK | For | For | Management | ||||
01.11 | DIRECTOR - P. MUNK | For | For | Management | ||||
01.12 | DIRECTOR - A.W. REGENT | For | For | Management | ||||
01.13 | DIRECTOR - N.P. ROTHSCHILD | For | For | Management | ||||
01.14 | DIRECTOR - S.J. SHAPIRO | For | For | Management | ||||
02 | RESOLUTION APPROVING THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITORS OF BARRICK AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. | For | For | Management | ||||
03 | ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION APPROACH. | For | For | Management |
BECTON, DICKINSON AND COMPANY
Ticker: | BDX | Security ID: | 075887109 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - BASIL L. ANDERSON | For | For | Management | ||||
01.2 | DIRECTOR - HENRY P. BECTON, JR. | For | For | Management | ||||
01.3 | DIRECTOR - EDWARD F. DEGRAAN | For | For | Management | ||||
01.4 | DIRECTOR - C.M. FRASER-LIGGETT | For | For | Management |
01.5 | DIRECTOR - CHRISTOPHER JONES | For | For | Management | ||||
01.6 | DIRECTOR - MARSHALL O. LARSEN | For | For | Management | ||||
01.7 | DIRECTOR - EDWARD J. LUDWIG | For | For | Management | ||||
01.8 | DIRECTOR - ADEL A.F. MAHMOUD | For | For | Management | ||||
01.9 | DIRECTOR - GARY A. MECKLENBURG | For | For | Management | ||||
01.10 | DIRECTOR - CATHY E. MINEHAN | For | Withheld | Management | ||||
01.11 | DIRECTOR - JAMES F. ORR | For | For | Management | ||||
01.12 | DIRECTOR - WILLARD J. OVERLOCK, JR | For | For | Management | ||||
01.13 | DIRECTOR - BERTRAM L. SCOTT | For | For | Management | ||||
01.14 | DIRECTOR - ALFRED SOMMER | For | For | Management | ||||
02 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | For | 1 Year | Management | ||||
05 | SPECIAL SHAREHOLDER MEETINGS. | Against | For | Shareholder | ||||
06 | CUMULATIVE VOTING. | Against | For | Shareholder |
EXXON MOBIL CORPORATION
Ticker: | XOM | Security ID: | 30231G102 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - M.J. BOSKIN | For | For | Management | ||||
01.2 | DIRECTOR - P. BRABECK-LETMATHE | For | For | Management | ||||
01.3 | DIRECTOR - L.R. FAULKNER | For | For | Management | ||||
01.4 | DIRECTOR - J.S. FISHMAN | For | For | Management | ||||
01.5 | DIRECTOR - K.C. FRAZIER | For | For | Management | ||||
01.6 | DIRECTOR - W.W. GEORGE | For | For | Management | ||||
01.7 | DIRECTOR - M.C. NELSON | For | For | Management | ||||
01.8 | DIRECTOR - S.J. PALMISANO | For | For | Management | ||||
01.9 | DIRECTOR - S.S REINEMUND | For | For | Management | ||||
01.10 | DIRECTOR - R.W. TILLERSON | For | For | Management | ||||
01.11 | DIRECTOR - E.E. WHITACRE, JR. | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS (PAGE 55) | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 56) | For | Against | Management | ||||
04 | FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (PAGE 57) | Unknown | 1 Year | Management | ||||
05 | INDEPENDENT CHAIRMAN (PAGE 58) | Against | For | Shareholder | ||||
06 | REPORT ON POLITICAL CONTRIBUTIONS (PAGE 59) | Against | For | Shareholder | ||||
07 | AMENDMENT OF EEO POLICY (PAGE 61) | Against | Against | Shareholder | ||||
08 | POLICY ON WATER (PAGE 62) | Against | Against | Shareholder | ||||
09 | REPORT ON CANADIAN OIL SANDS (PAGE 64) | Against | For | Shareholder | ||||
10 | REPORT ON NATURAL GAS PRODUCTION (PAGE 65) | Against | For | Shareholder | ||||
11 | REPORT ON ENERGY TECHNOLOGY (PAGE 67) | Against | Against | Shareholder | ||||
12 | GREENHOUSE GAS EMISSIONS GOALS (PAGE 68) | Against | For | Shareholder |
FRANKLIN RESOURCES, INC.
Ticker: | BEN | Security ID: | 354613101 | |||
Meeting Date: | MAR 15, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: SAMUEL H. ARMACOST | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: CHARLES CROCKER | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: JOSEPH R. HARDIMAN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: CHARLES B. JOHNSON | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: GREGORY E. JOHNSON | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR. | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: MARK C. PIGOTT | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: CHUTTA RATNATHICAM | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: PETER M. SACERDOTE | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: LAURA STEIN | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: ANNE M. TATLOCK | For | Against | Management | ||||
1L | ELECTION OF DIRECTOR: GEOFFREY Y. YANG | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | For | For | Management | ||||
03 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE FRANKLIN RESOURCES, INC. 2002 UNIVERSAL STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK AVAILABLE FOR ISSUANCE BY 10,000,000 SHARES. | For | For | Management | ||||
04 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS. | For | For | Management | ||||
05 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY’S EXECUTIVE OFFICERS. | Unknown | 1 Year | Management |
GENERAL DYNAMICS CORPORATION
Ticker: | GD | Security ID: | 369550108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MARY T. BARRA | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: NICHOLAS D. CHABRAJA | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: JAMES S. CROWN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: WILLIAM P. FRICKS | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: JAY L. JOHNSON | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: GEORGE A. JOULWAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: PAUL G. KAMINSKI | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: JOHN M. KEANE | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: LESTER L. LYLES | For | For | Management |
1J | ELECTION OF DIRECTOR: WILLIAM A. OSBORN | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: ROBERT WALMSLEY | For | For | Management | ||||
02 | SELECTION OF INDEPENDENT AUDITORS. | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Unknown | 1 Year | Management | ||||
05 | SHAREHOLDER PROPOSAL WITH REGARD TO A HUMAN RIGHTS POLICY. | Against | For | Shareholder | ||||
06 | SHAREHOLDER PROPOSAL WITH REGARD TO SPECIAL SHAREHOLDER MEETINGS. | Against | For | Shareholder |
GENUINE PARTS COMPANY
Ticker: | GPC | Security ID: | 372460105 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DR. MARY B. BULLOCK | For | For | Management | ||||
01.2 | DIRECTOR - JEAN DOUVILLE | For | For | Management | ||||
01.3 | DIRECTOR - THOMAS C. GALLAGHER | For | For | Management | ||||
01.4 | DIRECTOR - GEORGE C. “JACK” GUYNN | For | For | Management | ||||
01.5 | DIRECTOR - JOHN R. HOLDER | For | For | Management | ||||
01.6 | DIRECTOR - JOHN D. JOHNS | For | For | Management | ||||
01.7 | DIRECTOR - MICHAEL M.E. JOHNS, MD | For | For | Management | ||||
01.8 | DIRECTOR - J. HICKS LANIER | For | For | Management | ||||
01.9 | DIRECTOR - R.C. LOUDERMILK JR. | For | For | Management | ||||
01.10 | DIRECTOR - WENDY B. NEEDHAM | For | For | Management | ||||
01.11 | DIRECTOR - JERRY W. NIX | For | For | Management | ||||
01.12 | DIRECTOR - GARY W. ROLLINS | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
04 | RE-APPROVAL OF THE MATERIAL TERMS OF PERFORMANCE GOALS FOR QUALIFIED PERFORMANCE- BASED AWARDS UNDER THE GENUINE PARTS COMPANY 2006 LONG-TERM INCENTIVE PLAN. | For | For | Management | ||||
05 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
H.J. HEINZ COMPANY
Ticker: | HNZ | Security ID: | 423074103 | |||
Meeting Date: | AUG 31, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 02, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: W.R. JOHNSON | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: C.E. BUNCH | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: L.S. COLEMAN, JR. | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: J.G. DROSDICK | For | For | Management |
1E | ELECTION OF DIRECTOR: E.E. HOLIDAY | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: C. KENDLE | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: D.R. O’HARE | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: N. PELTZ | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: D.H. REILLEY | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: L.C. SWANN | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: T.J. USHER | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: M.F. WEINSTEIN | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Management | ||||
03 | SHAREHOLDER PROPOSAL REQUESTING THE RIGHT TO SHAREHOLDER ACTION BY WRITTEN CONSENT | Against | For | Shareholder |
JOHNSON & JOHNSON
Ticker: | JNJ | Security ID: | 478160104 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MARY SUE COLEMAN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JAMES G. CULLEN | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: IAN E.L. DAVIS | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: MICHAEL M.E. JOHNS | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: ANNE M. MULCAHY | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: LEO F. MULLIN | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: CHARLES PRINCE | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: DAVID SATCHER | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | For | For | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management | ||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | For | For | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | 1 Year | 1 Year | Management | ||||
05 | SHAREHOLDER PROPOSAL ON PHARMACEUTICAL PRICE RESTRAINT | Against | For | Shareholder | ||||
06 | SHAREHOLDER PROPOSAL ON AMENDMENT TO COMPANY’S EQUAL EMPLOYMENT OPPORTUNITY POLICY | Against | For | Shareholder | ||||
07 | SHAREHOLDER PROPOSAL ON ADOPTING NON-ANIMAL METHODS FOR TRAINING | Against | For | Shareholder |
JPMORGAN CHASE & CO.
Ticker: | JPM | Security ID: | 46625H100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: STEPHEN B. BURKE | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: DAVID M. COTE | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: JAMES S. CROWN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: JAMES DIMON | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: ELLEN V. FUTTER | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: WILLIAM H. GRAY, III | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: DAVID C. NOVAK | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: LEE R. RAYMOND | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: WILLIAM C. WELDON | For | For | Management | ||||
02 | APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | Against | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management | ||||
05 | APPROVAL OF AMENDMENT TO LONG-TERM INCENTIVE PLAN | For | Against | Management | ||||
06 | POLITICAL NON-PARTISANSHIP | Against | Against | Shareholder | ||||
07 | SHAREHOLDER ACTION BY WRITTEN CONSENT | Against | For | Shareholder | ||||
08 | MORTGAGE LOAN SERVICING | Against | Against | Shareholder | ||||
09 | POLITICAL CONTRIBUTIONS | Against | For | Shareholder | ||||
10 | GENOCIDE-FREE INVESTING | Against | Against | Shareholder | ||||
11 | INDEPENDENT LEAD DIRECTOR | Against | Against | Shareholder |
KIMBERLY-CLARK CORPORATION
Ticker: | KMB | Security ID: | 494368103 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOHN R. ALM | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JOHN F. BERGSTROM | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: ABELARDO E. BRU | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: ROBERT W. DECHERD | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: THOMAS J. FALK | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: MAE C. JEMISON, M.D. | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: JAMES M. JENNESS | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: NANCY J. KARCH | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: IAN C. READ | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: MARC J. SHAPIRO | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | For | For | Management | ||||
02 | RATIFICATION OF AUDITORS | For | For | Management | ||||
03 | APPROVAL OF THE 2011 OUTSIDE DIRECTORS’ COMPENSATION PLAN | For | For | Management | ||||
04 | APPROVAL OF THE 2011 EQUITY PARTICIPATION PLAN | For | For | Management | ||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION PROGRAM | For | For | Management | ||||
06 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management |
MATTEL, INC.
Ticker: | MAT | Security ID: | 577081102 | |||
Meeting Date: | MAY 13, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MICHAEL J. DOLAN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: ROBERT A. ECKERT | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: DR. FRANCES D. FERGUSSON | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: TULLY M. FRIEDMAN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: DOMINIC NG | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: VASANT M. PRABHU | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: DR. ANDREA L. RICH | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: DEAN A. SCARBOROUGH | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: CHRISTOPHER A. SINCLAIR | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: G. CRAIG SULLIVAN | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: KATHY BRITTAIN WHITE | For | For | Management | ||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DESCRIBED IN THE MATTEL, INC. PROXY STATEMENT. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY 1, 2 OR 3 YEARS, AS INDICATED. | 1 Year | 1 Year | Management | ||||
04 | APPROVAL OF AMENDMENTS TO MATTEL, INC. BYLAWS REGARDING SPECIAL STOCKHOLDER MEETINGS. | For | Against | Management | ||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS MATTEL, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
METLIFE, INC.
Ticker: | MET | Security ID: | 59156R108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - STEVEN A. KANDARIAN* | For | For | Management | ||||
01.2 | DIRECTOR - SYLVIA MATHEWS BURWELL# | For | For | Management | ||||
01.3 | DIRECTOR - EDUARDO CASTRO-WRIGHT# | For | For | Management | ||||
01.4 | DIRECTOR - CHERYL W. GRISE# | For | For | Management | ||||
01.5 | DIRECTOR - LULU C. WANG# | For | For | Management | ||||
02 | PROPOSAL TO AMEND THE CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | For | For | Management | ||||
03 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2011 | For | For | Management |
04 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
05 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS | 1 Year | 1 Year | Management |
MICROCHIP TECHNOLOGY INCORPORATED
Ticker: | MCHP | Security ID: | 595017104 | |||
Meeting Date: | AUG 20, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - STEVE SANGHI | For | For | Management | ||||
01.2 | DIRECTOR - ALBERT J. HUGO-MARTINEZ | For | For | Management | ||||
01.3 | DIRECTOR - L.B. DAY | For | For | Management | ||||
01.4 | DIRECTOR - MATTHEW W. CHAPMAN | For | For | Management | ||||
01.5 | DIRECTOR - WADE F. MEYERCORD | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF MICROCHIP FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | For | For | Management |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01 | ELECTION OF DIRECTOR: STEVEN A. BALLMER | For | For | Management | ||||
02 | ELECTION OF DIRECTOR: DINA DUBLON | For | For | Management | ||||
03 | ELECTION OF DIRECTOR: WILLIAM H. GATES III | For | For | Management | ||||
04 | ELECTION OF DIRECTOR: RAYMOND V. GILMARTIN | For | For | Management | ||||
05 | ELECTION OF DIRECTOR: REED HASTINGS | For | For | Management | ||||
06 | ELECTION OF DIRECTOR: MARIA M. KLAWE | For | For | Management | ||||
07 | ELECTION OF DIRECTOR: DAVID F. MARQUARDT | For | For | Management | ||||
08 | ELECTION OF DIRECTOR: CHARLES H. NOSKI | For | For | Management | ||||
09 | ELECTION OF DIRECTOR: HELMUT PANKE | For | For | Management | ||||
10 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT AUDITOR | For | For | Management | ||||
11 | SHAREHOLDER PROPOSAL - ESTABLISHMENT OF BOARD COMMITTEE ON ENVIRONMENTAL SUSTAINABILITY | Against | Against | Shareholder |
NATIONAL OILWELL VARCO, INC.
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: ROBERT E. BEAUCHAMP | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JEFFERY A. SMISEK | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | For | For | Management | ||||
03 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | 1 Year | 1 Year | Management | ||||
05 | APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE ANNUAL ELECTION OF ALL DIRECTORS. | For | For | Management | ||||
06 | APPROVE AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 500,000,000 TO 1,000,000,000. THE BOARD OF DIRECTORS RECOMMENDS YOU VOTE “AGAINST” THE FOLLOWING PROPOSAL | For | For | Management | ||||
07 | STOCKHOLDER PROPOSAL. | Against | For | Shareholder |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - PETER C. BROWNING | For | For | Management | ||||
01.2 | DIRECTOR - VICTORIA F. HAYNES | For | For | Management | ||||
01.3 | DIRECTOR - CHRISTOPHER J. KEARNEY | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NUCOR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011 | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | Unknown | 1 Year | Management | ||||
05 | STOCKHOLDER PROPOSAL REGARDING MAJORITY VOTE | Against | For | Shareholder | ||||
06 | STOCKHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN | Against | For | Shareholder |
OMNICOM GROUP INC.
Ticker: | OMC | Security ID: | 681919106 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOHN D. WREN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: BRUCE CRAWFORD | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: ALAN R. BATKIN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: ROBERT CHARLES CLARK | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: LEONARD S. COLEMAN, JR. | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: ERROL M. COOK | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: SUSAN S. DENISON | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: MICHAEL A. HENNING | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: JOHN R. MURPHY | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: JOHN R. PURCELL | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: LINDA JOHNSON RICE | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: GARY L. ROUBOS | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE 2011 FISCAL YEAR | For | For | Management | ||||
03 | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR CHARTER TO ALLOW SHAREHOLDER ACTION BY LESS THAN UNANIMOUS WRITTEN CONSENT | For | For | Management | ||||
04 | COMPANY PROPOSAL TO APPROVE THE AMENDMENT TO OUR CHARTER AND BY-LAWS TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS | For | For | Management | ||||
05 | ADVISORY VOTE ON THE COMPANY’S EXECUTIVE COMPENSATION | For | For | Management | ||||
06 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES ON THE COMPANY’S EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management |
PAYCHEX, INC.
Ticker: | PAYX | Security ID: | 704326107 | |||
Meeting Date: | OCT 13, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: B. THOMAS GOLISANO | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: DAVID J. S. FLASCHEN | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: GRANT M. INMAN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PAMELA A. JOSEPH | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: JOSEPH M. TUCCI | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: JOSEPH M. VELLI | For | For | Management | ||||
2 | TO AMEND THE PAYCHEX, INC. 2002 STOCK INCENTIVE PLAN, INCLUDING AN INCREASE IN THE SHARES AVAILABLE UNDER THE PLAN. | For | For | Management | ||||
3 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)
Ticker: | SLB | Security ID: | 806857108 | |||
Meeting Date: | APR 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | �� | ELECTION OF DIRECTOR: P. CAMUS | For | For | Management | |||
1B | ELECTION OF DIRECTOR: P. CURRIE | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: A. GOULD | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: T. ISAAC | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: K.V. KAMATH | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: N. KUDRYAVTSEV | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: A. LAJOUS | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: M.E. MARKS | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: E. MOLER | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: L.R. REIF | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: T.I. SANDVOLD | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: H. SEYDOUX | For | For | Management | ||||
1M | ELECTION OF DIRECTOR: P. KIBSGAARD | For | For | Management | ||||
1N | ELECTION OF DIRECTOR: L.S. OLAYAN | For | For | Management | ||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | TO APPROVE THE AMENDMENT TO THE COMPANY’S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED COMMON SHARE CAPITAL. | For | For | Management | ||||
05 | TO APPROVE THE AMENDMENTS TO THE COMPANY’S ARTICLES OF INCORPORATION TO CLARIFY THE VOTING STANDARD IN CONTESTED DIRECTOR ELECTIONS AND TO MAKE CERTAIN OTHER CHANGES. | For | For | Management | ||||
06 | TO APPROVE THE COMPANY’S FINANCIAL STATEMENTS AND DECLARATION OF DIVIDENDS. | For | For | Management | ||||
07 | TO APPROVE THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
SYSCO CORPORATION
Ticker: | SYY | Security ID: | 871829107 | |||
Meeting Date: | NOV 12, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOHN M. CASSADAY | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: MANUEL A. FERNANDEZ | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: HANS-JOACHIM KOERBER | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: JACKIE M. WARD | For | For | Management | ||||
02 | TO APPROVE AN AMENDMENT TO THE SYSCO CORPORATION 1974 EMPLOYEES’ STOCK PURCHASE PLAN TO RESERVE 5,000,000 ADDITIONAL SHARES OF SYSCO CORPORATION COMMON STOCK FOR ISSUANCE UNDER THE PLAN. | For | For | Management |
03 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS SYSCO’S INDEPENDENT ACCOUNTANTS FOR FISCAL 2011. | For | For | Management |
THE BANK OF NEW YORK MELLON CORPORATION
Ticker: | BK | Security ID: | 064058100 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: RUTH E. BRUCH | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: NICHOLAS M. DONOFRIO | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: GERALD L. HASSELL | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: EDMUND F. KELLY | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: ROBERT P. KELLY | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: RICHARD J. KOGAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: MICHAEL J. KOWALSKI | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: JOHN A. LUKE, JR | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: MARK A. NORDENBERG | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: CATHERINE A. REIN | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: WILLIAM C. RICHARDSON | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: SAMUEL C. SCOTT III | For | For | Management | ||||
1M | ELECTION OF DIRECTOR: JOHN P. SURMA | For | For | Management | ||||
1N | ELECTION OF DIRECTOR: WESLEY W. VON SCHACK | For | For | Management | ||||
02 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO 2010 EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | PROPOSAL TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
04 | PROPOSAL TO APPROVE AMENDED AND RESTATED LONG- TERM INCENTIVE PLAN. | For | For | Management | ||||
05 | PROPOSAL TO APPROVE AMENDED AND RESTATED EXECUTIVE INCENTIVE COMPENSATION PLAN. | For | For | Management | ||||
06 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
07 | STOCKHOLDER PROPOSAL WITH RESPECT TO CUMULATIVE VOTING. | Against | For | Shareholder |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: DANIEL BOGGAN, JR. | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: RICHARD H. CARMONA | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: TULLY M. FRIEDMAN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: GEORGE J. HARAD | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: DONALD R. KNAUSS | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: ROBERT W. MATSCHULLAT | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: GARY G. MICHAEL | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: EDWARD A. MUELLER | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: JAN L. MURLEY | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: PAMELA THOMAS-GRAHAM | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: CAROLYN M. TICKNOR | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY’S 2005 STOCK INCENTIVE PLAN. | For | For | Management | ||||
04 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY’S EXECUTIVE INCENTIVE COMPENSATION PLAN. | For | For | Management | ||||
05 | STOCKHOLDER PROPOSAL ON INDEPENDENT CHAIRMAN. | Against | Against | Shareholder |
THE COCA-COLA COMPANY
Ticker: | KO | Security ID: | 191216100 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: HERBERT A. ALLEN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: RONALD W. ALLEN | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: HOWARD G. BUFFETT | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: BARRY DILLER | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: EVAN G. GREENBERG | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: ALEXIS M. HERMAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: MUHTAR KENT | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: DONALD R. KEOUGH | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: MARIA ELENA LAGOMASINO | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: DONALD F. MCHENRY | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: SAM NUNN | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: JAMES D. ROBINSON III | For | For | Management | ||||
1M | ELECTION OF DIRECTOR: PETER V. UEBERROTH | For | For | Management | ||||
1N | ELECTION OF DIRECTOR: JACOB WALLENBERG | For | For | Management | ||||
1O | ELECTION OF DIRECTOR: JAMES B. WILLIAMS | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | For | Management | ||||
03 | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE PERFORMANCE INCENTIVE PLAN OF THE COCA-COLA COMPANY TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | For | For | Management |
04 | APPROVAL OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE COCA-COLA COMPANY 1989 RESTRICTED STOCK AWARD PLAN TO PRESERVE THE TAX DEDUCTIBILITY OF THE AWARDS | For | For | Management | ||||
05 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE) | For | For | Management | ||||
06 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE | 1 Year | 1 Year | Management | ||||
07 | SHAREOWNER PROPOSAL REGARDING A REPORT ON BISPHENOL-A | Against | For | Shareholder |
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: RICHARD O. BERNDT | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: CHARLES E. BUNCH | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: PAUL W. CHELLGREN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: KAY COLES JAMES | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: RICHARD B. KELSON | For | Against | Management | ||||
1F | ELECTION OF DIRECTOR: BRUCE C. LINDSAY | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: ANTHONY A. MASSARO | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: JANE G. PEPPER | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: JAMES E. ROHR | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: LORENE K. STEFFES | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: DENNIS F. STRIGL | For | For | Management | ||||
1M | ELECTION OF DIRECTOR: THOMAS J. USHER | For | For | Management | ||||
1N | ELECTION OF DIRECTOR: GEORGE H. WALLS, JR. | For | For | Management | ||||
1O | ELECTION OF DIRECTOR: HELGE H. WEHMEIER | For | For | Management | ||||
02 | RATIFICATION OF THE AUDIT COMMITTEE’S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS PNC’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management | ||||
03 | APPROVAL OF 2006 INCENTIVE AWARD PLAN TERMS. | For | For | Management | ||||
04 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
05 | RECOMMENDATION FOR THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
THE TJX COMPANIES, INC.
Ticker: | TJX | Security ID: | 872540109 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOSE B. ALVAREZ | For | For | Management |
1B | ELECTION OF DIRECTOR: ALAN M. BENNETT | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: BERNARD CAMMARATA | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: DAVID T. CHING | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: MICHAEL F. HINES | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: AMY B. LANE | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: CAROL MEYROWITZ | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: JOHN F. O’BRIEN | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: WILLOW B. SHIRE | For | For | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP. | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE OVERALL COMPENSATION OF TJX’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
THE TRAVELERS COMPANIES, INC.
Ticker: | TRV | Security ID: | 89417E109 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: ALAN L. BELLER | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JOHN H. DASBURG | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: JANET M. DOLAN | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: KENNETH M. DUBERSTEIN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: JAY S. FISHMAN | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: LAWRENCE G. GRAEV | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: PATRICIA L. HIGGINS | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: THOMAS R. HODGSON | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: CLEVE L. KILLINGSWORTH, JR. | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: DONALD J. SHEPARD | For | For | Management | ||||
1K | ELECTION OF DIRECTOR:LAURIE J. THOMSEN | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS TRAVELERS’ INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management | ||||
03 | NON-BINDING VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | NON-BINDING VOTE ON THE FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
THE WESTERN UNION COMPANY
Ticker: | WU | Security ID: | 959802109 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: HIKMET ERSEK | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JACK M. GREENBERG | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: LINDA FAYNE LEVINSON | For | For | Management |
02 | RATIFICATION OF SELECTION OF AUDITORS | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management | ||||
05 | STOCKHOLDER PROPOSAL REGARDING THE ELIMINATION OF THE CLASSIFICATION OF THE BOARD OF DIRECTORS | Against | For | Shareholder |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: A.H. CARD, JR. | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: E.B. DAVIS, JR. | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: T.J. DONOHUE | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: A.W. DUNHAM | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: J.R. HOPE | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: C.C. KRULAK | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: M.R. MCCARTHY | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: M.W. MCCONNELL | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: T.F. MCLARTY III | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: S.R. ROGEL | For | For | Management | ||||
1K | ELECTION OF DIRECTOR: J.H. VILLARREAL | For | For | Management | ||||
1L | ELECTION OF DIRECTOR: J.R. YOUNG | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (“SAY ON PAY”). | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION (“SAY ON FREQUENCY”). | 1 Year | 1 Year | Management | ||||
5A | COMPANY PROPOSAL TO AMEND THE COMPANY’S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: ACTIONS ADVERSELY AFFECTING PREFERRED STOCK. | For | For | Management | ||||
5B | COMPANY PROPOSAL TO AMEND THE COMPANY’S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: REMOVAL OF DIRECTORS. | For | For | Management | ||||
5C | COMPANY PROPOSAL TO AMEND THE COMPANY’S ARTICLES OF INCORPORATION TO REDUCE SHAREHOLDER VOTING REQUIREMENTS RELATED TO: CHANGING THE AUTHORIZED AMOUNT OF CAPITAL STOCK. | For | For | Management | ||||
06 | SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT DIRECTOR TO SERVE AS CHAIRMAN OF THE BOARD IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Against | Against | Shareholder |
VF CORPORATION
Ticker: | VFC | Security ID: | 918204108 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JUAN ERNESTO DE BEDOUT | For | For | Management | ||||
01.2 | DIRECTOR - URSULA O. FAIRBAIRN | For | For | Management | ||||
01.3 | DIRECTOR - ERIC C. WISEMAN | For | For | Management | ||||
02 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | APPROVAL OF AN AMENDMENT TO VF’S BY-LAWS TO ADOPT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. | For | For | Management | ||||
05 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS VF’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | For | For | Management |
======================== VIRTUS QUALITY SMALL CAP FUND =========================
ABM INDUSTRIES INCORPORATED
Ticker: | ABM | Security ID: | 000957100 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAN T. BANE | For | For | Management | ||||
01.2 | DIRECTOR - ANTHONY G. FERNANDES | For | For | Management | ||||
01.3 | DIRECTOR - MARYELLEN C. HERRINGER | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS ABM INDUSTRIES INCORPORATED’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management | ||||
03 | TO APPROVE, BY ADVISORY VOTE, EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
AMERCO
Ticker: | UHAL | Security ID: | 023586100 | |||
Meeting Date: | AUG 26, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 01, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - MICHAEL L. GALLAGHER | For | For | Management | ||||
1.2 | DIRECTOR - CHARLES J. BAYER | For | For | Management | ||||
2 | APPOINTMENT OF BDO SEIDMAN, LLP AS THE | For | For | Management |
COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING MARCH 31, 2011. | ||||||||
3 | A PROPOSAL RECEIVED FROM COMPANY STOCKHOLDERS TO RATIFY AND AFFIRM THE DECISIONS AND ACTIONS TAKEN BY THE AMERCO BOARD OF DIRECTORS AND EXECUTIVE OFFICERS, WITH RESPECT TO AMERCO AND ITS SUBSIDIARIES, FOR THE TIME FRAME OF APRIL 1, 2009 THROUGH MARCH 31, | For | Against | Management |
ARES CAPITAL CORPORATION
Ticker: | ARCC | Security ID: | 04010L103 | |||
Meeting Date: | JUN 06, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 13, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MICHAEL AROUGHETI | For | For | Management | ||||
01.2 | DIRECTOR - ANN TORRE BATES | For | For | Management | ||||
01.3 | DIRECTOR - KENNETH R. HEITZ | For | For | Management | ||||
02 | TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE 20 | For | For | Management | ||||
04 | TO AUTHORIZE THE COMPANY TO AMEND THE COMPANY’S INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND ARES CAPITAL MANAGEMENT LLC PURSUANT TO THE HURDLE AMENDMENT. | For | For | Management | ||||
05 | TO AUTHORIZE THE COMPANY TO AMEND THE COMPANY’S INVESTMENT ADVISORY AND MANAGEMENT AGREEMENT BETWEEN THE COMPANY AND ARES CAPITAL MANAGEMENT LLC PURSUANT TO THE CAPITAL GAINS AMENDMENT. | For | For | Management |
BALCHEM CORPORATION
Ticker: | BCPC | Security ID: | 057665200 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 20, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID B. FISCHER | For | For | Management | ||||
01.2 | DIRECTOR - PERRY W. PREMDAS | For | For | Management | ||||
01.3 | DIRECTOR - DR. JOHN Y. TELEVANTOS | For | For | Management | ||||
02 | PROPOSAL TO APPROVE AN AMENDMENT TO THE ARTICLES OF INCORPORATION INCREASING THE NUMBER OF AUTHORIZED SHARES OF | For | For | Management |
COMMON STOCK FROM 60,000,000 TO 120,000,000. | ||||||||
03 | RATIFICATION OF THE APPOINTMENT OF MCGLADREY & PULLEN, LLP, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2011. | For | For | Management | ||||
04 | NON-BINDING ADVISORY VOTE ON NAMED EXECUTIVE OFFICERS COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||
05 | NON-BINDING ADVISORY VOTE REGARDING FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - SIGMUND L. CORNELIUS | For | For | Management | ||||
01.2 | DIRECTOR - JAMES B. JENNINGS | For | For | Management | ||||
01.3 | DIRECTOR - GARY A. KOLSTAD | For | For | Management | ||||
01.4 | DIRECTOR - H.E. LENTZ, JR. | For | For | Management | ||||
01.5 | DIRECTOR - RANDY L. LIMBACHER | For | For | Management | ||||
01.6 | DIRECTOR - WILLIAM C. MORRIS | For | For | Management | ||||
01.7 | DIRECTOR - ROBERT S. RUBIN | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
CASS INFORMATION SYSTEMS, INC.
Ticker: | CASS | Security ID: | 14808P109 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - K. DANE BROOKSHER | For | For | Management | ||||
01.2 | DIRECTOR - ERIC H. BRUNNGRABER | For | For | Management | ||||
01.3 | DIRECTOR - BRYAN S. CHAPELL | For | For | Management | ||||
01.4 | DIRECTOR - BENJAMIN F. EDWARDS, IV | For | For | Management | ||||
02 | FOR A NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | FOR A NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | Unknown | 1 Year | Management | ||||
04 | FOR THE PROPOSAL TO RATIFY THE | For | For | Management |
SELECTION OF KPMG LLP TO SERVE AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. |
CLARCOR INC.
Ticker: | CLC | Security ID: | 179895107 | |||
Meeting Date: | MAR 22, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MARK A. EMKES | For | For | Management | ||||
01.2 | DIRECTOR - ROBERT H. JENKINS | For | For | Management | ||||
01.3 | DIRECTOR - PHILIP R. LOCHNER, JR. | For | For | Management | ||||
02 | SAY ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | SAY WHEN ON PAY - AN ADVISORY NON-BINDING VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 26, 2011. | For | For | Management |
COMPUTER SERVICES, INC.
Ticker: | CSVI | Security ID: | 20539A105 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DR CONSTANTINE W CURRIS | For | For | Management | ||||
01.2 | DIRECTOR - BRUCE R. GALL | For | For | Management | ||||
01.3 | DIRECTOR - JOHN A. WILLIAMS | For | Withheld | Management | ||||
02 | SHAREHOLDER RATIFICATION OF THE SELECTION OF MCGLADREY & PULLEN, LLC AS INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2012 | For | For | Management |
ENTERTAINMENT PROPERTIES TRUST
Ticker: | EPR | Security ID: | 29380T105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID BRAIN | For | For | Management | ||||
01.2 | DIRECTOR - ROBERT DRUTEN | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF | 1 Year | 1 Year | Management |
HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | ||||||||
04 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
FIRST CASH FINANCIAL SERVICES, INC.
Ticker: | FCFS | Security ID: | 31942D107 | |||
Meeting Date: | JUN 22, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MR. MIKEL D. FAULKNER | For | For | Management | ||||
01.2 | DIRECTOR - MR. RANDEL G. OWEN | For | For | Management | ||||
02 | RATIFICATION OF THE SELECTION OF HEIN & ASSOCIATES LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | APPROVE THE FIRST CASH FINANCIAL SERVICES, INC. 2011 LONG-TERM INCENTIVE PLAN. | For | For | Management | ||||
04 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES TO BE EVERY ONE, TWO OR THREE YEARS. | Unknown | 1 Year | Management |
GRACO INC.
Ticker: | GGG | Security ID: | 384109104 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - PATRICK J. MCHALE | For | Withheld | Management | ||||
01.2 | DIRECTOR - LEE R. MITAU | For | Withheld | Management | ||||
01.3 | DIRECTOR - MARTI MORFITT | For | Withheld | Management | ||||
02 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | ADVISORY, NON-BINDING RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY, NON-BINDING VOTE ON THE FREQUENCY FOR WHICH SHAREHOLDERS WILL HAVE AN ADVISORY, NON- BINDING VOTE ON OUR EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
05 | SHAREHOLDER PROPOSAL TO ADOPT MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Against | For | Shareholder |
HILLENBRAND, INC.
Ticker: | HI | Security ID: | 431571108 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - KENNETH A. CAMP* | For | For | Management | ||||
01.2 | DIRECTOR - EDWARD B. CLOUES, II** | For | Withheld | Management | ||||
01.3 | DIRECTOR - W AUGUST HILLENBRAND* | For | For | Management | ||||
01.4 | DIRECTOR - THOMAS H. JOHNSON* | For | For | Management | ||||
01.5 | DIRECTOR - NEIL S. NOVICH* | For | For | Management | ||||
02 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
03 | TO RECOMMEND, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF VOTING BY THE SHAREHOLDERS ON COMPENSATION PAID BY THE COMPANY TO ITS NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management | ||||
05 | AUTHORITY, TO THE PROXIES IN THEIR DISCRETION, TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING AND ANY POSTPONEMENT OR ADJOURNMENT OF THE MEETING. | For | Against | Management |
JACK HENRY & ASSOCIATES, INC.
Ticker: | JKHY | Security ID: | 426281101 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - J. HALL | For | For | Management | ||||
01.2 | DIRECTOR - M. HENRY | For | For | Management | ||||
01.3 | DIRECTOR - J. ELLIS | For | For | Management | ||||
01.4 | DIRECTOR - C. CURRY | For | For | Management | ||||
01.5 | DIRECTOR - W. BROWN | For | For | Management | ||||
01.6 | DIRECTOR - M. FLANIGAN | For | For | Management | ||||
01.7 | DIRECTOR - M. SHEPARD | For | For | Management | ||||
01.8 | DIRECTOR - J. PRIM | For | For | Management | ||||
02 | TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY’S RESTRICTED STOCK PLAN. | For | For | Management | ||||
03 | TO RATIFY THE SELECTION OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
LANDAUER, INC.
Ticker: | LDR | Security ID: | 51476K103 | |||
Meeting Date: | FEB 10, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 10, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - ROBERT J. CRONIN | For | For | Management | ||||
01.2 | DIRECTOR - WILLIAM G. DEMPSEY | For | For | Management | ||||
01.3 | DIRECTOR - WILLIAM E. SAXELBY | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | For | For | Management | ||||
03 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY WITH WHICH VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | Unknown | 1 Year | Management |
LANDSTAR SYSTEM, INC.
Ticker: | LSTR | Security ID: | 515098101 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JEFFREY C. CROWE | For | For | Management | ||||
01.2 | DIRECTOR - DAVID G. BANNISTER | For | For | Management | ||||
01.3 | DIRECTOR - MICHAEL A. HENNING | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | 1 Year | Management | ||||
05 | APPROVAL OF THE 2011 LANDSTAR SYSTEM, INC. EQUITY INCENTIVE PLAN. | For | For | Management |
LIFE PARTNERS HOLDINGS, INC.
Ticker: | LPHI | Security ID: | 53215T106 | |||
Meeting Date: | AUG 05, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 11, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - BRIAN D. PARDO | For | Withheld | Management | ||||
01.2 | DIRECTOR - R. SCOTT PEDEN | For | Withheld | Management | ||||
01.3 | DIRECTOR - TAD BALLANTYNE | For | For | Management | ||||
01.4 | DIRECTOR - FRED DEWALD | For | For | Management | ||||
01.5 | DIRECTOR - HAROLD RAFUSE | For | For | Management | ||||
02 | RATIFYING ERNST & YOUNG LLP, AS INDEPENDENT AUDITORS FOR FISCAL 2011. | For | For | Management |
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: | LECO | Security ID: | 533900106 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID H. GUNNING | For | For | Management | ||||
01.2 | DIRECTOR - G. RUSSELL LINCOLN | For | For | Management | ||||
01.3 | DIRECTOR - CHRISTOPHER L. MAPES | For | For | Management | ||||
01.4 | DIRECTOR - HELLENE S. RUNTAGH | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management | ||||
05 | TO RE-APPROVE THE PERFORMANCE MEASURES UNDER OUR 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | For | For | Management |
MATTHEWS INTERNATIONAL CORPORATION
Ticker: | MATW | Security ID: | 577128101 | |||
Meeting Date: | FEB 17, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - ROBERT G. NEUBERT* | For | For | Management | ||||
01.2 | DIRECTOR - GREGORY S. BABE** | For | For | Management | ||||
01.3 | DIRECTOR - MARTIN SCHLATTER** | For | For | Management | ||||
01.4 | DIRECTOR - JOHN D. TURNER** | For | For | Management | ||||
02 | TO APPROVE THE ADOPTION OF THE 2010 INCENTIVE COMPENSATION PLAN. | For | For | Management | ||||
03 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE RECORDS OF THE COMPANY FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2011. | For | For | Management | ||||
04 | TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE EXECUTIVE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
05 | TO PROVIDE AN ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
MCGRATH RENTCORP
Ticker: | MGRC | Security ID: | 580589109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - WILLIAM J. DAWSON | For | For | Management | ||||
01.2 | DIRECTOR - ROBERT C. HOOD | For | For | Management |
01.3 | DIRECTOR - DENNIS C. KAKURES | For | For | Management | ||||
01.4 | DIRECTOR - ROBERT P. MCGRATH | For | Withheld | Management | ||||
01.5 | DIRECTOR - DENNIS P. STRADFORD | For | For | Management | ||||
01.6 | DIRECTOR - RONALD H. ZECH | For | For | Management | ||||
01.7 | DIRECTOR - M. RICHARD SMITH | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | TO RECOMMEND, BY ADVISORY, NON-BINDING VOTE, THE FREQUENCY OF VOTES ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management |
OWENS & MINOR, INC.
Ticker: | OMI | Security ID: | 690732102 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - A. MARSHALL ACUFF, JR. | For | For | Management | ||||
01.2 | DIRECTOR - J. ALFRED BROADDUS, JR. | For | For | Management | ||||
01.3 | DIRECTOR - RICHARD E. FOGG | For | For | Management | ||||
01.4 | DIRECTOR - JOHN W. GERDELMAN | For | For | Management | ||||
01.5 | DIRECTOR - LEMUEL E. LEWIS | For | For | Management | ||||
01.6 | DIRECTOR - G. GILMER MINOR, III | For | For | Management | ||||
01.7 | DIRECTOR - EDDIE N. MOORE, JR. | For | For | Management | ||||
01.8 | DIRECTOR - PETER S. REDDING | For | For | Management | ||||
01.9 | DIRECTOR - JAMES E. ROGERS | For | For | Management | ||||
01.10 | DIRECTOR - ROBERT C. SLEDD | For | For | Management | ||||
01.11 | DIRECTOR - CRAIG R. SMITH | For | For | Management | ||||
01.12 | DIRECTOR - ANNE MARIE WHITTEMORE | For | For | Management | ||||
02 | VOTE TO RATIFY KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF A SHAREHOLDER VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management |
RLI CORP.
Ticker: | RLI | Security ID: | 749607107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - KAJ AHLMANN | For | For | Management | ||||
01.2 | DIRECTOR - BARBARA R. ALLEN | For | For | Management | ||||
01.3 | DIRECTOR - JOHN T. BAILY | For | For | Management | ||||
01.4 | DIRECTOR - JORDAN W. GRAHAM | For | For | Management | ||||
01.5 | DIRECTOR - GERALD I. LENROW | For | For | Management | ||||
01.6 | DIRECTOR - CHARLES M. LINKE | For | For | Management |
01.7 | DIRECTOR - F. LYNN MCPHEETERS | For | For | Management | ||||
01.8 | DIRECTOR - JONATHAN E. MICHAEL | For | For | Management | ||||
01.9 | DIRECTOR - ROBERT O. VIETS | For | For | Management | ||||
02 | APPROVE THE COMPANY’S ANNUAL INCENTIVE COMPENSATION PLAN. | For | For | Management | ||||
03 | APPROVE THE APPOINTMENT OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
04 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
05 | FREQUENCY ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
SUFFOLK BANCORP
Ticker: | SUBK | Security ID: | 864739107 | |||
Meeting Date: | APR 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JOSEPH A. GAVIOLA | For | For | Management | ||||
01.2 | DIRECTOR - J. GORDON HUSZAGH | For | For | Management | ||||
01.3 | DIRECTOR - JOHN D. STARK JR. | For | For | Management | ||||
02 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management | ||||
04 | THE APPROVAL OF THE BOARD OF DIRECTORS’ SELECTION OF GRANT THORNTON, L.L.P. AS INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
SYNTEL, INC.
Ticker: | SYNT | Security ID: | 87162H103 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - PARITOSH K. CHOKSI | For | For | Management | ||||
1.2 | DIRECTOR - BHARAT DESAI | For | For | Management | ||||
1.3 | DIRECTOR - THOMAS DOKE | For | For | Management | ||||
1.4 | DIRECTOR - RAJESH MASHRUWALA | For | For | Management | ||||
1.5 | DIRECTOR - GEORGE R. MRKONIC, JR. | For | For | Management | ||||
1.6 | DIRECTOR - PRASHANT RANADE | For | For | Management | ||||
1.7 | DIRECTOR - NEERJA SETHI | For | For | Management | ||||
2 | SAY ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION PAID TO SYNTEL’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
3 | SAY WHEN ON PAY- AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
4 | PROPOSAL TO RATIFY CROWE HORWATH LLP AS SYNTEL’S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
TEMPUR-PEDIC INTERNATIONAL, INC.
Ticker: | TPX | Security ID: | 88023U101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: FRANK DOYLE | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: JOHN A. HEIL | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PETER K. HOFFMAN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: SIR PAUL JUDGE | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: NANCY F. KOEHN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: P. ANDREWS MCLANE | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: MARK SARVARY | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | For | For | Management | ||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | For | Management | ||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | 1 Year | 1 Year | Management |
WD-40 COMPANY
Ticker: | WDFC | Security ID: | 929236107 | |||
Meeting Date: | DEC 14, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - J.C. ADAMS, JR. | For | For | Management | ||||
1.2 | DIRECTOR - G.H. BATEMAN | For | For | Management | ||||
1.3 | DIRECTOR - P.D. BEWLEY | For | For | Management | ||||
1.4 | DIRECTOR - R.A. COLLATO | For | For | Management | ||||
1.5 | DIRECTOR - M.L. CRIVELLO | For | For | Management | ||||
1.6 | DIRECTOR - L.A. LANG | For | For | Management | ||||
1.7 | DIRECTOR - G.O. RIDGE | For | For | Management | ||||
1.8 | DIRECTOR - N.E. SCHMALE | For | For | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2011; | For | For | Management |
WORLD FUEL SERVICES CORPORATION
Ticker: | INT | Security ID: | 981475106 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - PAUL H. STEBBINS | For | For | Management | ||||
01.2 | DIRECTOR - MICHAEL J. KASBAR | For | For | Management | ||||
01.3 | DIRECTOR - KEN BAKSHI | For | For | Management | ||||
01.4 | DIRECTOR - RICHARD A. KASSAR | For | For | Management | ||||
01.5 | DIRECTOR - MYLES KLEIN | For | For | Management | ||||
01.6 | DIRECTOR - JOHN L. MANLEY | For | For | Management | ||||
01.7 | DIRECTOR - J. THOMAS PRESBY | For | For | Management | ||||
01.8 | DIRECTOR - STEPHEN K. RODDENBERRY | For | For | Management | ||||
02 | APPROVAL OF THE NON-BINDING, ADVISORY RESOLUTION REGARDING EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR. | For | For | Management |
YOUNG INNOVATIONS, INC.
Ticker: | YDNT | Security ID: | 987520103 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - GEORGE E. RICHMOND | For | For | Management | ||||
01.2 | DIRECTOR - ALFRED E. BRENNAN | For | For | Management | ||||
01.3 | DIRECTOR - BRIAN F. BREMER | For | For | Management | ||||
01.4 | DIRECTOR - P.J. FERRILLO, JR. | For | For | Management | ||||
01.5 | DIRECTOR - RICHARD J. BLISS | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY) VOTE. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE. | Unknown | 1 Year | Management | ||||
04 | TO RATIFY THE APPOINTMENT OF CROWE HORWATH LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
======================== VIRTUS SMALL CAP SUSTAINABLE GROWTH FUND ========================
AAON, INC.
Ticker: | AAON | Security ID: | 000360206 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JACK E. SHORT | For | For | Management | ||||
01.2 | DIRECTOR - JERRY R. LEVINE | For | Withheld | Management | ||||
02 | TO APPROVE AN ADVISORY RESOLUTION REGARDING COMPENSATION OF AAON’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
03 | TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY AT WHICH AAON SHOULD SEEK AN ADVISORY VOTE REGARDING THE COMPENSATION OF AAON’S NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management |
AARON’S INC.
Ticker: | AAN | Security ID: | 002535201 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | OCT 28, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01 | APPROVAL OF AN AMENDMENT TO ARTICLES OF INCORPORATION TO CONVERT ALL SHARES OF COMMON STOCK INTO CLASS A COMMON STOCK, REMOVE THE CURRENT CLASS OF COMMON STOCK, RENAME CLASS A COMMON STOCK AS COMMON STOCK, ELIMINATE CERTAIN OBSOLETE PROVISIONS OF EXISTING | For | For | Management | ||||
02 | THE TRANSACTION OF SUCH OTHER BUSINESS AS MAY LAWFULLY COME BEFORE THE MEETING, HEREBY REVOKING ANY PROXIES AS TO SAID SHARES HERETOFORE GIVEN BY THE UNDERSIGNED AND RATIFYING AND CONFIRMING ALL THAT SAID ATTORNEYS AND PROXIES MAY LAWFULLY DO BY VIRTUE TH | For | Against | Management |
AARON’S INC.
Ticker: | AAN | Security ID: | 002535300 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - R.C. LOUDERMILK, SR. | For | For | Management | ||||
01.2 | DIRECTOR - RONALD W. ALLEN | For | For | Management | ||||
01.3 | DIRECTOR - RAY M. ROBINSON | For | For | Management | ||||
01.4 | DIRECTOR - JOHN C. PORTMAN, JR. | For | For | Management | ||||
02 | APPROVAL OF A NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
03 | APPROVAL OF A NON-BINDING RESOLUTION TO DETERMINE THE FREQUENCY (EVERY 1, 2 OR 3 YEARS) OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
ABAXIS, INC.
Ticker: | ABAX | Security ID: | 002567105 | |||
Meeting Date: | OCT 27, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - CLINTON H. SEVERSON | For | For | Management | ||||
01.2 | DIRECTOR - RICHARD J. BASTIANI PHD | For | For | Management | ||||
01.3 | DIRECTOR - MICHAEL D. CASEY | For | For | Management | ||||
01.4 | DIRECTOR - HENK J. EVENHUIS | For | For | Management | ||||
01.5 | DIRECTOR - PRITHIPAL SINGH, PH.D. | For | For | Management | ||||
01.6 | DIRECTOR - ERNEST S. TUCKER III MD | For | For | Management | ||||
02 | TO APPROVE AND RATIFY THE ADOPTION OF THE 2005 EQUITY INCENTIVE PLAN, AS AMENDED TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER BY 500,000 AND OTHERWISE AS DESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||
03 | TO RATIFY THE APPOINTMENT OF BURR PILGER MAYER, INC. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ABAXIS, INC. FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JAMES E. CASHMAN III | For | For | Management | ||||
01.2 | DIRECTOR - WILLIAM R. MCDERMOTT | For | For | Management | ||||
01.3 | DIRECTOR - AJEI S. GOPAL | For | For | Management | ||||
02 | THE APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 150,000,000 SHARES, FROM 150,000,000 SHARES TO 300,000,000 SHARES. | For | For | Management | ||||
03 | THE APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE THIRD AMENDED AND RESTATED ANSYS, INC. 1996 STOCK OPTION AND GRANT PLAN. | For | For | Management | ||||
04 | A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
05 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 1 Year | 1 Year | Management | ||||
06 | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
BLACKBAUD, INC.
Ticker: | BLKB | Security ID: | 09227Q100 | |||
Meeting Date: | JUN 22, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - TIMOTHY CHOU | For | For | Management | ||||
01.2 | DIRECTOR - CAROLYN MILES | For | For | Management | ||||
02 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Against | Management | ||||
03 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | 1 Year | 1 Year | Management | ||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management |
COHEN & STEERS, INC.
Ticker: | CNS | Security ID: | 19247A100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MARTIN COHEN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: ROBERT H. STEERS | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: RICHARD E. BRUCE | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PETER L. RHEIN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: RICHARD P. SIMON | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: EDMOND D. VILLANI | For | For | Management | ||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OF THE COMPENSATION. | 1 Year | 1 Year | Management |
COPART, INC.
Ticker: | CPRT | Security ID: | 217204106 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - WILLIS J. JOHNSON | For | For | Management | ||||
1.2 | DIRECTOR - A. JAYSON ADAIR | For | For | Management | ||||
1.3 | DIRECTOR - MATT BLUNT | For | For | Management | ||||
1.4 | DIRECTOR - STEVEN D. COHAN | For | For | Management | ||||
1.5 | DIRECTOR - DANIEL J. ENGLANDER | For | For | Management | ||||
1.6 | DIRECTOR - JAMES E. MEEKS | For | For | Management | ||||
1.7 | DIRECTOR - THOMAS W. SMITH | For | For | Management | ||||
2 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING JULY 31, 2011. | For | For | Management |
FACTSET RESEARCH SYSTEMS INC.
Ticker: | FDS | Security ID: | 303075105 | |||
Meeting Date: | DEC 14, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JOSEPH E. LAIRD | For | For | Management | ||||
1.2 | DIRECTOR - JAMES J. MCGONIGLE | For | For | Management | ||||
1.3 | DIRECTOR - CHARLES J. SNYDER | For | Withheld | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. | For | For | Management | ||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK OPTION AND AWARD PLAN. | For | For | Management |
FLIR SYSTEMS, INC.
Ticker: | FLIR | Security ID: | 302445101 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - WILLIAM W. CROUCH | For | For | Management | ||||
01.2 | DIRECTOR - ANGUS L. MACDONALD | For | For | Management | ||||
02 | TO APPROVE THE ADOPTION OF THE FLIR SYSTEMS, INC. 2011 STOCK INCENTIVE PLAN | For | For | Management | ||||
03 | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE COMPANY’S BOARD OF DIRECTORS OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
04 | TO APPROVE, BY NON-BINDING VOTE, THE RESOLUTION RELATING TO THE COMPANY’S EXECUTIVE COMPENSATION. | For | For | Management | ||||
05 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
HANSEN NATURAL CORPORATION
Ticker: | HANS | Security ID: | 411310105 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - RODNEY C. SACKS | For | For | Management | ||||
01.2 | DIRECTOR - HILTON H. SCHLOSBERG | For | For | Management |
01.3 | DIRECTOR - NORMAN C. EPSTEIN | For | For | Management | ||||
01.4 | DIRECTOR - BENJAMIN M. POLK | For | For | Management | ||||
01.5 | DIRECTOR - SYDNEY SELATI | For | For | Management | ||||
01.6 | DIRECTOR - HAROLD C. TABER, JR. | For | For | Management | ||||
01.7 | DIRECTOR - MARK S. VIDERGAUZ | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | PROPOSAL TO APPROVE THE HANSEN NATURAL CORPORATION 2011 OMNIBUS INCENTIVE PLAN. | For | For | Management | ||||
04 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
05 | PROPOSAL TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY WITH WHICH STOCKHOLDERS WILL APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management | ||||
06 | STOCKHOLDER PROPOSAL REGARDING THE AMENDMENT OF OUR ORGANIZATIONAL DOCUMENTS TO REQUIRE MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Against | For | Shareholder |
HEARTLAND EXPRESS, INC.
Ticker: | HTLD | Security ID: | 422347104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - R. GERDIN | For | Withheld | Management | ||||
01.2 | DIRECTOR - M. GERDIN | For | For | Management | ||||
01.3 | DIRECTOR - R. JACOBSON | For | For | Management | ||||
01.4 | DIRECTOR - B. ALLEN | For | For | Management | ||||
01.5 | DIRECTOR - L. CROUSE | For | For | Management | ||||
01.6 | DIRECTOR - J. PRATT | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CORPORATION FOR 2011. | For | For | Management | ||||
03 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | Unknown | 1 Year | Management |
HEICO CORPORATION
Ticker: | HEIA | Security ID: | 422806208 | |||
Meeting Date: | MAR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - ADOLFO HENRIQUES | For | For | Management | ||||
01.2 | DIRECTOR - SAMUEL L. HIGGINBOTTOM | For | For | Management | ||||
01.3 | DIRECTOR - MARK H. HILDEBRANDT | For | For | Management | ||||
01.4 | DIRECTOR - WOLFGANG MAYRHUBER | For | For | Management | ||||
01.5 | DIRECTOR - ERIC A. MENDELSON | For | For | Management | ||||
01.6 | DIRECTOR - LAURANS A. MENDELSON | For | For | Management | ||||
01.7 | DIRECTOR - VICTOR H. MENDELSON | For | For | Management | ||||
01.8 | DIRECTOR - DR. ALAN SCHRIESHEIM | For | For | Management | ||||
01.9 | DIRECTOR - FRANK J. SCHWITTER | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING OCTOBER 31, 2011. | For | For | Management |
HITTITE MICROWAVE CORP
Ticker: | HITT | Security ID: | 43365Y104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - STEPHEN G. DALY | For | For | Management | ||||
01.2 | DIRECTOR - ERNEST L. GODSHALK | For | For | Management | ||||
01.3 | DIRECTOR - RICK D. HESS | For | For | Management | ||||
01.4 | DIRECTOR - ADRIENNE M. MARKHAM | For | For | Management | ||||
01.5 | DIRECTOR - BRIAN P. MCALOON | For | For | Management | ||||
01.6 | DIRECTOR - COSMO S. TRAPANI | For | For | Management | ||||
01.7 | DIRECTOR - FRANKLIN WEIGOLD | For | For | Management | ||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management | ||||
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management |
LOOPNET,INC.
Ticker: | LOOP | Security ID: | 543524300 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DENNIS CHOOKASZIAN | For | For | Management | ||||
01.2 | DIRECTOR - NOEL J. FENTON | For | For | Management | ||||
02 | TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | For | For | Management |
03 | TO DETERMINE THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS LOOPNET, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
MERIDIAN BIOSCIENCE, INC.
Ticker: | VIVO | Security ID: | 589584101 | |||
Meeting Date: | JAN 20, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 22, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JAMES M. ANDERSON | For | Against | Management | ||||
1B | ELECTION OF DIRECTOR: JOHN A. KRAEUTLER | For | Against | Management | ||||
1C | ELECTION OF DIRECTOR: GARY P. KREIDER | For | Against | Management | ||||
1D | ELECTION OF DIRECTOR: WILLIAM J. MOTTO | For | Against | Management | ||||
1E | ELECTION OF DIRECTOR: DAVID C. PHILLIPS | For | Against | Management | ||||
1F | ELECTION OF DIRECTOR: ROBERT J. READY | For | Against | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS MERIDIAN’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL 2011 | For | For | Management |
MF GLOBAL HOLDINGS LTD
Ticker: | MF | Security ID: | 55277J108 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: DAVID P. BOLGER | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: JON S. CORZINE | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: EILEEN S. FUSCO | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: DAVID GELBER | For | Against | Management | ||||
1E | ELECTION OF DIRECTOR: MARTIN J. GLYNN | For | Against | Management | ||||
1F | ELECTION OF DIRECTOR: EDWARD L. GOLDBERG | For | Against | Management | ||||
1G | ELECTION OF DIRECTOR: DAVID I. SCHAMIS | For | Against | Management | ||||
1H | ELECTION OF DIRECTOR: ROBERT S. SLOAN | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS MF GLOBAL’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2011. | For | For | Management |
MORNINGSTAR, INC.
Ticker: | MORN | Security ID: | 617700109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: JOE MANSUETO | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: DON PHILLIPS | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: CHERYL FRANCIS | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: STEVE KAPLAN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: BILL LYONS | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: JACK NOONAN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: PAUL STURM | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: HUGH ZENTMYER | For | For | Management | ||||
02 | APPROVAL OF THE MORNINGSTAR, INC. 2011 STOCK INCENTIVE PLAN. | For | Against | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF VOTES ON EXECUTIVE. | Unknown | 1 Year | Management | ||||
05 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS MORNINGSTAR’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011. | For | For | Management |
NATIONAL RESEARCH CORPORATION
Ticker: | NRCI | Security ID: | 637372103 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JOANN M. MARTIN | For | For | Management | ||||
01.2 | DIRECTOR - PAUL C. SCHORR III | For | For | Management | ||||
02 | ADVISORY VOTE ON THE APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management |
OMEGA FLEX, INC.
Ticker: | OFLX | Security ID: | 682095104 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JOHN E. REED | For | For | Management | ||||
01.2 | DIRECTOR - KEVIN R. HOBEN | For | For | Management | ||||
01.3 | DIRECTOR - MARK F. ALBINO | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management |
POOL CORPORATION
Ticker: | POOL | Security ID: | 73278L105 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - WILSON B. SEXTON | For | For | Management | ||||
01.2 | DIRECTOR - ANDREW W. CODE | For | For | Management | ||||
01.3 | DIRECTOR - JAMES J. GAFFNEY | For | For | Management | ||||
01.4 | DIRECTOR - GEORGE T. HAYMAKER, JR. | For | For | Management | ||||
01.5 | DIRECTOR - M.J. PEREZ DE LA MESA | For | For | Management | ||||
01.6 | DIRECTOR - HARLAN F. SEYMOUR | For | For | Management | ||||
01.7 | DIRECTOR - ROBERT C. SLEDD | For | For | Management | ||||
01.8 | DIRECTOR - JOHN E. STOKELY | For | For | Management | ||||
02 | RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | For | For | Management | ||||
03 | SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | For | For | Management | ||||
04 | FREQUENCY VOTE: ADVISORY VOTE ON HOW OFTEN THE COMPANY SHOULD HOLD THE ADVISORY SAY-ON-PAY VOTE | 1 Year | 1 Year | Management |
QUALITY SYSTEMS, INC.
Ticker: | QSII | Security ID: | 747582104 | |||
Meeting Date: | AUG 11, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - CRAIG BARBAROSH | For | For | Management | ||||
01.2 | DIRECTOR - DR. MURRAY BRENNAN | For | For | Management | ||||
01.3 | DIRECTOR - GEORGE BRISTOL | For | For | Management | ||||
01.4 | DIRECTOR - PATRICK CLINE | For | For | Management | ||||
01.5 | DIRECTOR - AHMED HUSSEIN | For | For | Management | ||||
01.6 | DIRECTOR - RUSSELL PFLUEGER | For | For | Management | ||||
01.7 | DIRECTOR - STEVEN PLOCHOCKI | For | For | Management | ||||
01.8 | DIRECTOR - SHELDON RAZIN | For | For | Management | ||||
01.9 | DIRECTOR - MAUREEN SPIVACK | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT PRICEWATERHOUSECOOPERS LLP AS QSI’S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | For | For | Management |
SCANSOURCE, INC.
Ticker: | SCSC | Security ID: | 806037107 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MICHAEL L. BAUR | For | For | Management | ||||
01.2 | DIRECTOR - STEVEN R. FISCHER | For | For | Management | ||||
01.3 | DIRECTOR - MICHAEL J. GRAINGER | For | For | Management |
01.4 | DIRECTOR - JOHN P. REILLY | For | For | Management | ||||
01.5 | DIRECTOR - CHARLES R. WHITCHURCH | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING JUNE 30, 2011. | For | For | Management |
TECHNE CORPORATION
Ticker: | TECH | Security ID: | 878377100 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - THOMAS E. OLAND | For | For | Management | ||||
1.2 | DIRECTOR - ROGER C. LUCAS PHD | For | For | Management | ||||
1.3 | DIRECTOR - HOWARD V. O’CONNELL | For | For | Management | ||||
1.4 | DIRECTOR - RANDOLPH C STEER MD PHD | For | For | Management | ||||
1.5 | DIRECTOR - ROBERT V. BAUMGARTNER | For | For | Management | ||||
1.6 | DIRECTOR - CHARLES A. DINARELLO MD | For | For | Management | ||||
1.7 | DIRECTOR - KAREN A. HOLBROOK, PHD | For | For | Management | ||||
1.8 | DIRECTOR - JOHN L. HIGGINS | For | For | Management | ||||
1.9 | DIRECTOR - ROELAND NUSSE PHD | For | Withheld | Management | ||||
2 | TO SET THE NUMBER OF DIRECTORS AT NINE. | For | For | Management | ||||
3 | TO APPROVE THE COMPANY’S 2010 EQUITY INCENTIVE PLAN. | For | For | Management |
WORLD ACCEPTANCE CORPORATION
Ticker: | WRLD | Security ID: | 981419104 | |||
Meeting Date: | AUG 04, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - A. ALEXANDER MCLEAN III | For | For | Management | ||||
01.2 | DIRECTOR - JAMES R. GILREATH | For | For | Management | ||||
01.3 | DIRECTOR - WILLIAM S. HUMMERS, III | For | For | Management | ||||
01.4 | DIRECTOR - CHARLES D. WAY | For | For | Management | ||||
01.5 | DIRECTOR - KEN R. BRAMLETT, JR. | For | For | Management | ||||
01.6 | DIRECTOR - MARK C. ROLAND | For | For | Management | ||||
01.7 | DIRECTOR - DARRELL E. WHITAKER | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | For | For | Management |
======================== VIRTUS SMALL-CAP CORE FUND ========================
ABAXIS, INC.
Ticker: | ABAX | Security ID: | 002567105 | |||
Meeting Date: | OCT 27, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - CLINTON H. SEVERSON | For | For | Management | ||||
01.2 | DIRECTOR - RICHARD J. BASTIANI PHD | For | For | Management | ||||
01.3 | DIRECTOR - MICHAEL D. CASEY | For | For | Management | ||||
01.4 | DIRECTOR - HENK J. EVENHUIS | For | For | Management | ||||
01.5 | DIRECTOR - PRITHIPAL SINGH, PH.D. | For | For | Management | ||||
01.6 | DIRECTOR - ERNEST S. TUCKER III MD | For | For | Management | ||||
02 | TO APPROVE AND RATIFY THE ADOPTION OF THE 2005 EQUITY INCENTIVE PLAN, AS AMENDED TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK ISSUABLE THEREUNDER BY 500,000 AND OTHERWISE AS DESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||
03 | TO RATIFY THE APPOINTMENT OF BURR PILGER MAYER, INC. AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ABAXIS, INC. FOR THE FISCAL YEAR ENDING MARCH 31, 2011. | For | For | Management |
ANSYS, INC.
Ticker: | ANSS | Security ID: | 03662Q105 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - JAMES E. CASHMAN III | For | For | Management | ||||
01.2 | DIRECTOR - WILLIAM R. MCDERMOTT | For | For | Management | ||||
01.3 | DIRECTOR - AJEI S. GOPAL | For | For | Management | ||||
02 | THE APPROVAL OF AN AMENDMENT TO THE COMPANY’S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK BY 150,000,000 SHARES, FROM 150,000,000 SHARES TO 300,000,000 SHARES. | For | For | Management | ||||
03 | THE APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE THIRD AMENDED AND RESTATED ANSYS, INC. 1996 STOCK OPTION AND GRANT PLAN. | For | For | Management | ||||
04 | A NON-BINDING, ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
05 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | 1 Year | 1 Year | Management | ||||
06 | THE RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
APTARGROUP, INC.
Ticker: | ATR | Security ID: | 038336103 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MR. GEORGE L. FOTIADES | For | For | Management | ||||
01.2 | DIRECTOR - MR. KING W. HARRIS | For | For | Management | ||||
01.3 | DIRECTOR - MR. PETER H. PFEIFFER | For | For | Management | ||||
01.4 | DIRECTOR - DR. JOANNE C. SMITH | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management | ||||
04 | APPROVAL OF THE 2011 STOCK AWARDS PLAN | For | For | Management | ||||
05 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management |
BLACKBAUD, INC.
Ticker: | BLKB | Security ID: | 09227Q100 | |||
Meeting Date: | JUN 22, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - TIMOTHY CHOU | For | For | Management | ||||
01.2 | DIRECTOR - CAROLYN MILES | For | For | Management | ||||
02 | TO HOLD AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | Against | Management | ||||
03 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD. | 1 Year | 1 Year | Management | ||||
04 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2011. | For | For | Management |
BROWN & BROWN, INC.
Ticker: | BRO | Security ID: | 115236101 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - J. HYATT BROWN | For | For | Management | ||||
1.2 | DIRECTOR - SAMUEL P. BELL, III | For | For | Management | ||||
1.3 | DIRECTOR - HUGH M. BROWN | For | For | Management | ||||
1.4 | DIRECTOR - J. POWELL BROWN | For | For | Management | ||||
1.5 | DIRECTOR - BRADLEY CURREY, JR. | For | For | Management | ||||
1.6 | DIRECTOR - THEODORE J. HOEPNER | For | For | Management | ||||
1.7 | DIRECTOR - TONI JENNINGS | For | For | Management | ||||
1.8 | DIRECTOR - TIMOTHY R.M. MAIN | For | For | Management | ||||
1.9 | DIRECTOR - WENDELL S. REILLY | For | For | Management | ||||
1.10 | DIRECTOR - JOHN R. RIEDMAN | For | For | Management | ||||
1.11 | DIRECTOR - CHILTON D. VARNER | For | For | Management | ||||
2 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE, LLP AS BROWN & BROWN, INC.’S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011 | For | For | Management |
3 | TO APPROVE (ON AN ADVISORY BASIS) THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management |
CARBO CERAMICS INC.
Ticker: | CRR | Security ID: | 140781105 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - SIGMUND L. CORNELIUS | For | For | Management | ||||
01.2 | DIRECTOR - JAMES B. JENNINGS | For | For | Management | ||||
01.3 | DIRECTOR - GARY A. KOLSTAD | For | For | Management | ||||
01.4 | DIRECTOR - H.E. LENTZ, JR. | For | For | Management | ||||
01.5 | DIRECTOR - RANDY L. LIMBACHER | For | For | Management | ||||
01.6 | DIRECTOR - WILLIAM C. MORRIS | For | For | Management | ||||
01.7 | DIRECTOR - ROBERT S. RUBIN | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | PROPOSAL TO APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | PROPOSAL TO RECOMMEND, BY ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
COHEN & STEERS, INC.
Ticker: | CNS | Security ID: | 19247A100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: MARTIN COHEN | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: ROBERT H. STEERS | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: RICHARD E. BRUCE | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PETER L. RHEIN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: RICHARD P. SIMON | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: EDMOND D. VILLANI | For | For | Management | ||||
02 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management | ||||
03 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTES ON NAMED EXECUTIVE OF THE COMPENSATION. | 1 Year | 1 Year | Management |
COMPUTER PROGRAMS AND SYSTEMS, INC.
Ticker: | CPSI | Security ID: | 205306103 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - ERNEST F. LADD, III | For | For | Management | ||||
01.2 | DIRECTOR - DAVID A. DYE | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | TO ADOPT A RESOLUTION APPROVING, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY’S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE COMPANY’S PROXY STATEMENT PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | For | For | Management | ||||
04 | TO SELECT, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE COMPANY’S NAMED EXECUTIVE OFFICERS. | Unknown | 1 Year | Management |
EXPONENT, INC.
Ticker: | EXPO | Security ID: | 30214U102 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - SAMUEL H. ARMACOST | For | For | Management | ||||
1.2 | DIRECTOR - MARY B. CRANSTON | For | For | Management | ||||
1.3 | DIRECTOR - LESLIE G. DENEND, PH.D. | For | For | Management | ||||
1.4 | DIRECTOR - MICHAEL R. GAULKE | For | For | Management | ||||
1.5 | DIRECTOR - PAUL R. JOHNSTON, PH.D. | For | For | Management | ||||
1.6 | DIRECTOR - STEPHEN C. RIGGINS | For | For | Management | ||||
1.7 | DIRECTOR - JOHN B. SHOVEN, PH.D. | For | For | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 30, 2011. | For | For | Management | ||||
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANYS NAMED EXECUTIVE OFFICERS FOR FISCAL 2010. | For | For | Management | ||||
4 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | 1 Year | 1 Year | Management |
FACTSET RESEARCH SYSTEMS INC.
Ticker: | FDS | Security ID: | 303075105 | |||
Meeting Date: | DEC 14, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - JOSEPH E. LAIRD | For | For | Management | ||||
1.2 | DIRECTOR - JAMES J. MCGONIGLE | For | For | Management | ||||
1.3 | DIRECTOR - CHARLES J. SNYDER | For | Withheld | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2011. | For | For | Management | ||||
3 | TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE FACTSET RESEARCH SYSTEMS INC. 2004 STOCK OPTION AND AWARD PLAN. | For | For | Management |
FORWARD AIR CORPORATION
Ticker: | FWRD | Security ID: | 349853101 | |||
Meeting Date: | MAY 09, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - RONALD W. ALLEN | For | For | Management | ||||
01.2 | DIRECTOR - BRUCE A. CAMPBELL | For | For | Management | ||||
01.3 | DIRECTOR - C. ROBERT CAMPBELL | For | For | Management | ||||
01.4 | DIRECTOR - RICHARD W. HANSELMAN | For | For | Management | ||||
01.5 | DIRECTOR - C. JOHN LANGLEY, JR. | For | For | Management | ||||
01.6 | DIRECTOR - TRACY A. LEINBACH | For | For | Management | ||||
01.7 | DIRECTOR - LARRY D. LEINWEBER | For | For | Management | ||||
01.8 | DIRECTOR - G. MICHAEL LYNCH | For | For | Management | ||||
01.9 | DIRECTOR - RAY A. MUNDY | For | For | Management | ||||
01.10 | DIRECTOR - GARY L. PAXTON | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY. | For | For | Management | ||||
03 | TO APPROVE REVISED PERFORMANCE CRITERIA WHICH MAY APPLY TO PERFORMANCE-BASED STOCK AWARDS GRANTED UNDER THE AMENDED AND RESTATED STOCK OPTION AND INCENTIVE PLAN. | For | For | Management | ||||
04 | TO APPROVE AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE). | For | For | Management | ||||
05 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING A SAY ON PAY VOTE IN THE FUTURE. | Unknown | 1 Year | Management |
HAEMONETICS CORPORATION
Ticker: | HAE | Security ID: | 405024100 | |||
Meeting Date: | JUL 29, 2010 | Meeting Type: | Annual | |||
Record Date: | JUN 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - SUSAN BARTLETT FOOTE | For | For | Management | ||||
01.2 | DIRECTOR - PEDRO P. GRANADILLO | For | For | Management | ||||
01.3 | DIRECTOR - MARK W. KROLL, PH.D. | For | For | Management | ||||
02 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP. AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2011. | For | For | Management |
HEICO CORPORATION
Ticker: | HEIA | Security ID: | 422806208 | |||
Meeting Date: | MAR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - ADOLFO HENRIQUES | For | For | Management | ||||
01.2 | DIRECTOR - SAMUEL L. HIGGINBOTTOM | For | For | Management | ||||
01.3 | DIRECTOR - MARK H. HILDEBRANDT | For | For | Management | ||||
01.4 | DIRECTOR - WOLFGANG MAYRHUBER | For | For | Management | ||||
01.5 | DIRECTOR - ERIC A. MENDELSON | For | For | Management | ||||
01.6 | DIRECTOR - LAURANS A. MENDELSON | For | For | Management | ||||
01.7 | DIRECTOR - VICTOR H. MENDELSON | For | For | Management | ||||
01.8 | DIRECTOR - DR. ALAN SCHRIESHEIM | For | For | Management | ||||
01.9 | DIRECTOR - FRANK J. SCHWITTER | For | For | Management | ||||
02 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
03 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management | ||||
04 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING OCTOBER 31, 2011. | For | For | Management |
HITTITE MICROWAVE CORP
Ticker: | HITT | Security ID: | 43365Y104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - STEPHEN G. DALY | For | For | Management | ||||
01.2 | DIRECTOR - ERNEST L. GODSHALK | For | For | Management | ||||
01.3 | DIRECTOR - RICK D. HESS | For | For | Management | ||||
01.4 | DIRECTOR - ADRIENNE M. MARKHAM | For | For | Management | ||||
01.5 | DIRECTOR - BRIAN P. MCALOON | For | For | Management | ||||
01.6 | DIRECTOR - COSMO S. TRAPANI | For | For | Management | ||||
01.7 | DIRECTOR - FRANKLIN WEIGOLD | For | For | Management | ||||
02 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION | 1 Year | 1 Year | Management |
04 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2011 | For | For | Management |
JACK HENRY & ASSOCIATES, INC.
Ticker: | JKHY | Security ID: | 426281101 | |||
Meeting Date: | NOV 09, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - J. HALL | For | For | Management | ||||
01.2 | DIRECTOR - M. HENRY | For | For | Management | ||||
01.3 | DIRECTOR - J. ELLIS | For | For | Management | ||||
01.4 | DIRECTOR - C. CURRY | For | For | Management | ||||
01.5 | DIRECTOR - W. BROWN | For | For | Management | ||||
01.6 | DIRECTOR - M. FLANIGAN | For | For | Management | ||||
01.7 | DIRECTOR - M. SHEPARD | For | For | Management | ||||
01.8 | DIRECTOR - J. PRIM | For | For | Management | ||||
02 | TO APPROVE CERTAIN AMENDMENTS TO THE COMPANY’S RESTRICTED STOCK PLAN. | For | For | Management | ||||
03 | TO RATIFY THE SELECTION OF THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | For | For | Management |
LINCOLN ELECTRIC HOLDINGS, INC.
Ticker: | LECO | Security ID: | 533900106 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - DAVID H. GUNNING | For | For | Management | ||||
01.2 | DIRECTOR - G. RUSSELL LINCOLN | For | For | Management | ||||
01.3 | DIRECTOR - CHRISTOPHER L. MAPES | For | For | Management | ||||
01.4 | DIRECTOR - HELLENE S. RUNTAGH | For | For | Management | ||||
02 | RATIFICATION OF INDEPENDENT AUDITORS. | For | For | Management | ||||
03 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | For | For | Management | ||||
04 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | 1 Year | 1 Year | Management | ||||
05 | TO RE-APPROVE THE PERFORMANCE MEASURES UNDER OUR 2006 EQUITY AND PERFORMANCE INCENTIVE PLAN. | For | For | Management |
POOL CORPORATION
Ticker: | POOL | Security ID: | 73278L105 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - WILSON B. SEXTON | For | For | Management | ||||
01.2 | DIRECTOR - ANDREW W. CODE | For | For | Management | ||||
01.3 | DIRECTOR - JAMES J. GAFFNEY | For | For | Management | ||||
01.4 | DIRECTOR - GEORGE T. HAYMAKER, JR. | For | For | Management | ||||
01.5 | DIRECTOR - M.J. PEREZ DE LA MESA | For | For | Management | ||||
01.6 | DIRECTOR - HARLAN F. SEYMOUR | For | For | Management | ||||
01.7 | DIRECTOR - ROBERT C. SLEDD | For | For | Management | ||||
01.8 | DIRECTOR - JOHN E. STOKELY | For | For | Management | ||||
02 | RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2011 FISCAL YEAR | For | For | Management | ||||
03 | SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT | For | For | Management | ||||
04 | FREQUENCY VOTE: ADVISORY VOTE ON HOW OFTEN THE COMPANY SHOULD HOLD THE ADVISORY SAY-ON-PAY VOTE | 1 Year | 1 Year | Management |
RBC BEARINGS INCORPORATED
Ticker: | ROLL | Security ID: | 75524B104 | |||
Meeting Date: | SEP 08, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | DIRECTOR - RICHARD CROWELL | For | For | Management | ||||
1.2 | DIRECTOR - ALAN LEVINE | For | For | Management | ||||
2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE FISCAL YEAR 2011. | For | For | Management | ||||
3 | TO APPROVE AN AMENDMENT TO THE RBC BEARINGS INCORPORATED 2005 LONG-TERM INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THE PLAN FROM 2,239,170 TO 2,939,170. | For | For | Management |
ROLLINS, INC.
Ticker: | ROL | Security ID: | 775711104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - R. RANDALL ROLLINS | For | For | Management | ||||
01.2 | DIRECTOR - JAMES B. WILLIAMS | For | For | Management | ||||
02 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2011 FISCAL YEAR. | For | For | Management | ||||
03 | THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF | For | For | Management |
AUTHORIZED SHARES OF CAPITAL STOCK TO 250,500,000 SHARES. | ||||||||
04 | TO VOTE FOR THE APPROVAL ON A NONBINDING RESOLUTION REGARDING EXECUTIVE COMPENSATION. | For | For | Management | ||||
05 | TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO, OR THREE YEARS. | Unknown | 1 Year | Management |
SCANSOURCE, INC.
Ticker: | SCSC | Security ID: | 806037107 | |||
Meeting Date: | DEC 02, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 15, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - MICHAEL L. BAUR | For | For | Management | ||||
01.2 | DIRECTOR - STEVEN R. FISCHER | For | For | Management | ||||
01.3 | DIRECTOR - MICHAEL J. GRAINGER | For | For | Management | ||||
01.4 | DIRECTOR - JOHN P. REILLY | For | For | Management | ||||
01.5 | DIRECTOR - CHARLES R. WHITCHURCH | For | For | Management | ||||
02 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT AUDITORS FOR THE YEAR ENDING JUNE 30, 2011. | For | For | Management |
STEINER LEISURE LIMITED
Ticker: | STNR | Security ID: | P8744Y102 | |||
Meeting Date: | JUN 14, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - LEONARD I. FLUXMAN | For | For | Management | ||||
01.2 | DIRECTOR - MICHELE STEINER WARSHAW | For | For | Management | ||||
01.3 | DIRECTOR - STEVEN J. PRESTON | For | For | Management | ||||
02 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2011. | For | For | Management | ||||
03 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | For | For | Management | ||||
04 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Unknown | 1 Year | Management |
TECHNE CORPORATION
Ticker: | TECH | Security ID: | 878377100 | |||
Meeting Date: | OCT 28, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||||
1.1 | DIRECTOR - THOMAS E. OLAND | For | For | Management | ||||||
1.2 | DIRECTOR - ROGER C. LUCAS PHD | For | For | Management | ||||||
1.3 | DIRECTOR - HOWARD V. O’CONNELL | For | For | Management | ||||||
1.4 | DIRECTOR - RANDOLPH C STEER MD PHD | For | For | Management | ||||||
1.5 | DIRECTOR - ROBERT V. BAUMGARTNER | For | For | Management | ||||||
1.6 | DIRECTOR - CHARLES A. DINARELLO MD | For | For | Management | ||||||
1.7 | DIRECTOR - KAREN A. HOLBROOK, PHD | For | For | Management | ||||||
1.8 | DIRECTOR - JOHN L. HIGGINS | For | For | Management | ||||||
1.9 | DIRECTOR - ROELAND NUSSE PHD | For | Withheld | Management | ||||||
2 | TO SET THE NUMBER OF DIRECTORS AT NINE. | For | For | Management | ||||||
3 | TO APPROVE THE COMPANY’S 2010 EQUITY INCENTIVE PLAN. | For | For | Management |
TEMPUR-PEDIC INTERNATIONAL, INC.
Ticker: | TPX | Security ID: | 88023U101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1A | ELECTION OF DIRECTOR: EVELYN S. DILSAVER | For | For | Management | ||||
1B | ELECTION OF DIRECTOR: FRANK DOYLE | For | For | Management | ||||
1C | ELECTION OF DIRECTOR: JOHN A. HEIL | For | For | Management | ||||
1D | ELECTION OF DIRECTOR: PETER K. HOFFMAN | For | For | Management | ||||
1E | ELECTION OF DIRECTOR: SIR PAUL JUDGE | For | For | Management | ||||
1F | ELECTION OF DIRECTOR: NANCY F. KOEHN | For | For | Management | ||||
1G | ELECTION OF DIRECTOR: CHRISTOPHER A. MASTO | For | For | Management | ||||
1H | ELECTION OF DIRECTOR: P. ANDREWS MCLANE | For | For | Management | ||||
1I | ELECTION OF DIRECTOR: MARK SARVARY | For | For | Management | ||||
1J | ELECTION OF DIRECTOR: ROBERT B. TRUSSELL, JR. | For | For | Management | ||||
02 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | For | For | Management | ||||
03 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS | For | For | Management | ||||
04 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES | 1 Year | 1 Year | Management |
THE ADVISORY BOARD COMPANY
Ticker: | ABCO | Security ID: | 00762W107 | |||
Meeting Date: | SEP 10, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 16, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
01.1 | DIRECTOR - SANJU K. BANSAL | For | For | Management | ||||
01.2 | DIRECTOR - PETER J. GRUA | For | For | Management | ||||
01.3 | DIRECTOR - KELT KINDICK | For | For | Management | ||||
01.4 | DIRECTOR - ROBERT W. MUSSLEWHITE | For | For | Management | ||||
01.5 | DIRECTOR - MARK R. NEAMAN | For | For | Management | ||||
01.6 | DIRECTOR - LEON D. SHAPIRO | For | For | Management | ||||
01.7 | DIRECTOR - FRANK J. WILLIAMS | For | For | Management | ||||
01.8 | DIRECTOR - LEANNE M. ZUMWALT | For | For | Management |
02 | RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY’S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING MARCH 31, 2011 | For | For | Management |
========================= VIRTUS STRATEGIC GROWTH FUND =========================
ABB LTD.
Ticker: | ABBN | Security ID: | 000375204 | |||
Meeting Date: | APR 29, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | Management | ||||
2.1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
2.2 | Approve Remuneration Report | For | For | Management | ||||
3 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
4 | Approve Allocation of Income and Dividends of CHF 0.60 per Share from Capital Contribution Reserves | For | For | Management | ||||
5 | Approve Creation of CHF 73.3 Million Pool of Conditional Capital without Preemptive Rights for Employee Stock Participation Plan | For | Against | Management | ||||
6 | Approve Creation of CHF 206 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
7.1.1 | Reelect Roger Agnelli as Director | For | For | Management | ||||
7.1.2 | Reelect Louis Hughes as Director | For | For | Management | ||||
7.1.3 | Reelect Hans Maerki as Director | For | For | Management | ||||
7.1.4 | Reelect Michel de Rosen as Director | For | For | Management | ||||
7.1.5 | Reelect Michael Treschow as Director | For | For | Management | ||||
7.1.6 | Reelect Jacob Wallenberg as Director | For | For | Management | ||||
7.1.7 | Reelect Hubertus von Gruenberg as Director | For | For | Management | ||||
7.2 | Elect Ying Yeh as Director | For | For | Management | ||||
8 | Ratify Ernst & Young AG as Auditors | For | For | Management |
AGILENT TECHNOLOGIES, INC.
Ticker: | A | Security ID: | 00846U101 | |||
Meeting Date: | MAR 01, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Heidi Fields | For | For | Management | ||||
2 | Elect Director David M. Lawrence | For | For | Management | ||||
3 | Elect Director A. Barry Rand | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AGRIUM INC.
Ticker: | AGU | Security ID: | 008916108 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Ralph S. Cunningham, Russell K. Girling, Susan A. Henry, Russell J. Horner, David J. Lesar, John E. Lowe, A. Anne McLellan, Derek G. Pannell, Frank W. Proto, Michael M. Wilson, and Victor J. Zaleschuk as Directors | For | For | Management | ||||
1.1 | Elect Director Ralph S. Cunningham | For | For | Management | ||||
1.2 | Elect Director Russell K. Girling | For | For | Management | ||||
1.3 | Elect Director Susan A. Henry | For | For | Management | ||||
1.4 | Elect Director Russell J. Horner | For | For | Management | ||||
1.5 | Elect Director David J. Lesar | For | For | Management | ||||
1.6 | Elect Director John E. Lowe | For | For | Management | ||||
1.7 | Elect Director A. Anne McLellan | For | For | Management | ||||
1.8 | Elect Director Derek G. Pannell | For | For | Management | ||||
1.9 | Elect Director Frank W. Proto | For | For | Management | ||||
1.10 | Elect Director Michael M. Wilson | For | For | Management | ||||
1.11 | Elect Director Victor J. Zaleschuk | For | For | Management | ||||
2 | Ratify KPMG LLP as Auditors | For | For | Management |
ALCATEL LUCENT
Ticker: | ALU | Security ID: | 013904305 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | Management | ||||
3 | Approve Allocation of Income and Absence of Dividends | For | For | Management | ||||
4 | Reelect Daniel Bernard as Director | For | For | Management | ||||
5 | Reelect W. Frank Blount as Director | For | For | Management | ||||
6 | Acknowledge Auditors’ Special Report Regarding Related-Party Transactions and Absence of New Related-Party Transaction | For | For | Management | ||||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||
8 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
9 | Amend Articles 16 and 21 of Bylaws Re: Electronic Signature and Shareholders Identification | For | For | Management | ||||
10 | Authorize Filing of Required Documents/Other Formalities | For | For | Management |
ALEXION PHARMACEUTICALS, INC.
Ticker: | ALXN | Security ID: | 015351109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 17, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard Bell | For | For | Management | ||||
1.2 | Elect Director Max Link | For | For | Management | ||||
1.3 | Elect Director William R. Keller | For | For | Management | ||||
1.4 | Elect Director Joseph A. Madri | For | For | Management | ||||
1.5 | Elect Director Larry L. Mathis | For | For | Management | ||||
1.6 | Elect Director R. Douglas Norby | For | For | Management | ||||
1.7 | Elect Director Alvin S. Parven | For | For | Management | ||||
1.8 | Elect Director Andreas Rummelt | For | For | Management | ||||
1.9 | Elect Director Ann M. Veneman | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ALLERGAN, INC.
Ticker: | AGN | Security ID: | 018490102 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Deborah Dunsire | For | For | Management | ||||
2 | Elect Director Trevor M. Jones | For | For | Management | ||||
3 | Elect Director Louis J. Lavigne, Jr. | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Approve Omnibus Stock Plan | For | For | Management | ||||
9 | Declassify the Board of Directors | For | For | Management |
AMERICAN EAGLE OUTFITTERS, INC.
Ticker: | AEO | Security ID: | 02553E106 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael G. Jesselson | For | For | Management | ||||
2 | Elect Director Roger S. Markfield | For | For | Management | ||||
3 | Elect Director Jay L. Schottenstein | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
AMERICAN TOWER CORPORATION
Ticker: | AMT | Security ID: | 029912201 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Raymond P. Dolan | For | For | Management | ||||
2 | Elect Director Ronald M. Dykes | For | For | Management | ||||
3 | Elect Director Carolyn F. Katz | For | For | Management | ||||
4 | Elect Director Gustavo Lara Cantu | For | For | Management | ||||
5 | Elect Director Joann A. Reed | For | For | Management | ||||
6 | Elect Director Pamela D.A. Reeve | For | For | Management | ||||
7 | Elect Director David E. Sharbutt | For | For | Management | ||||
8 | Elect Director James D. Taiclet, Jr. | For | For | Management | ||||
9 | Elect Director Samme L. Thompson | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
APPLE INC.
Ticker: | AAPL | Security ID: | 037833100 | |||
Meeting Date: | FEB 23, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William V. Campbell | For | For | Management | ||||
1.2 | Elect Director Millard S. Drexler | For | For | Management | ||||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | Management | ||||
1.4 | Elect Director Steven P. Jobs | For | For | Management | ||||
1.5 | Elect Director Andrea Jung | For | For | Management | ||||
1.6 | Elect Director Arthur D. Levinson | For | For | Management | ||||
1.7 | Elect Director Ronald D. Sugar | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Adopt Policy on Succession Planning | Against | For | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
ASML HOLDING NV
Ticker: | ASML | Security ID: | N07059186 | |||
Meeting Date: | APR 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Open Meeting | None | None | Management | ||||
2 | Discuss the Company’s Business and Finacial Situation | None | None | Management |
3 | Approve Financial Statements and Statutory Reports | For | For | Management | ||||
4 | Approve Discharge of Management Board | For | For | Management | ||||
5 | Approve Discharge of Supervisory Board | For | For | Management | ||||
6 | Receive Explanation on Company’s | None | None | Management | ||||
Reserves and Dividend Policy | ||||||||
7 | Approve Dividends of EUR 0.40 Per Share | For | For | Management | ||||
8 | Amend Articles Re: Legislative Changes | For | For | Management | ||||
9 | Approve the Numbers of Stock Options, Respectively Shares for Employees | For | For | Management | ||||
10a | Reelect W.T. Siegle to Supervisory Board | For | For | Management | ||||
10b | Reelect J.W.B. Westerburgen to Supervisory Board | For | For | Management | ||||
11 | Announcement of Retirement of Supervisory Board Members O. Bilous, F.W. Froehlich, A.P.M. van der Poel by Rotation in 2012. | None | None | Management | ||||
12 | Approve Remuneration of Supervisory Board | For | For | Management | ||||
13a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital | For | For | Management | ||||
13b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13a | For | For | Management | ||||
13c | Grant Board Authority to Issue Additional Shares of up to 5 Percent in Case of Takeover/Merger | For | For | Management | ||||
13d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 13c | For | For | Management | ||||
14 | Authorize Repurchase Shares | For | For | Management | ||||
15 | Authorize Cancellation of Repurchased Shares | For | For | Management | ||||
16 | Authorize Additionnal Cancellation of Repurchased Shares | For | For | Management | ||||
17 | Other Business | None | None | Management | ||||
18 | Close Meeting | None | None | Management |
ATLAS AIR WORLDWIDE HOLDINGS, INC.
Ticker: | AAWW | Security ID: | 049164205 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert F. Agnew | For | For | Management | ||||
1.2 | Elect Director Timothy J. Bernlohr | For | For | Management | ||||
1.3 | Elect Director Eugene I. Davis | For | For | Management | ||||
1.4 | Elect Director William J. Flynn | For | For | Management | ||||
1.5 | Elect Director James S. Gilmore III | For | For | Management | ||||
1.6 | Elect Director Carol B. Hallett | For | For | Management | ||||
1.7 | Elect Director Frederick McCorkle | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management |
AU OPTRONICS CORP
Ticker: | 2409 | Security ID: | 002255107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve 2010 Business Operations Report and Financial Statements | For | For | Management | ||||
2 | Approve 2010 Allocation of Income and Dividends | For | For | Management | ||||
3 | Amend Articles of Association | For | For | Management | ||||
4 | Approve Release of Restrictions of Competitive Activities of Directors | For | For | Management | ||||
5 | Transact Other Business | None | None | Management |
AUTODESK, INC.
Ticker: | ADSK | Security ID: | 052769106 | |||
Meeting Date: | JUN 16, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carl Bass | For | For | Management | ||||
2 | Elect Director Crawford W. Beveridge | For | For | Management | ||||
3 | Elect Director J. Hallam Dawson | For | For | Management | ||||
4 | Elect Director Per-Kristian Halvorsen | For | For | Management | ||||
5 | Elect Director Sean M. Maloney | For | For | Management | ||||
6 | Elect Director Mary T. McDowell | For | For | Management | ||||
7 | Elect Director Lorrie M. Norrington | For | For | Management | ||||
8 | Elect Director Charles J. Robel | For | For | Management | ||||
9 | Elect Director Steven M. West | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
BAKER HUGHES INCORPORATED
Ticker: | BHI | Security ID: | 057224107 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry D. Brady | For | For | Management | ||||
1.2 | Elect Director Clarence P. Cazalot, Jr. | For | For | Management | ||||
1.3 | Elect Director Chad C. Deaton | For | For | Management | ||||
1.4 | Elect Director Anthony G. Fernandes | For | For | Management | ||||
1.5 | Elect Director Claire W. Gargalli | For | For | Management | ||||
1.6 | Elect Director Pierre H. Jungels | For | For | Management | ||||
1.7 | Elect Director James A. Lash | For | For | Management | ||||
1.8 | Elect Director J. Larry Nichols | For | For | Management | ||||
1.9 | Elect Director H. John Riley, Jr. | For | For | Management | ||||
1.10 | Elect Director J. W. Stewart | For | For | Management | ||||
1.11 | Elect Director Charles L. Watson | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
BRIGHAM EXPLORATION COMPANY
Ticker: | BEXP | Security ID: | 109178103 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ben M. Brigham | For | For | Management | ||||
1.2 | Elect Director David T. Brigham | For | For | Management | ||||
1.3 | Elect Director Harold D. Carter | For | For | Management | ||||
1.4 | Elect Director Stephen C. Hurley | For | For | Management | ||||
1.5 | Elect Director Stephen P. Reynolds | For | For | Management | ||||
1.6 | Elect Director Hobart A. Smith | For | For | Management | ||||
1.7 | Elect Director Scott W. Tinker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||
6 | Approve Stock Grant to Non-Employee Directors | For | For | Management |
BROADCOM CORPORATION
Ticker: | BRCM | Security ID: | 111320107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Nancy H. Handel | For | For | Management | ||||
1.2 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.3 | Elect Director Maria Klawe | For | For | Management | ||||
1.4 | Elect Director John E. Major | For | For | Management | ||||
1.5 | Elect Director Scott A. McGregor | For | For | Management | ||||
1.6 | Elect Director William T. Morrow | For | For | Management | ||||
1.7 | Elect Director Henry Samueli | For | For | Management | ||||
1.8 | Elect Director John A.C. Swainson | For | For | Management | ||||
1.9 | Elect Director Robert E. Switz | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
BUNGE LIMITED
Ticker: | BG | Security ID: | G16962105 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ernest G. Bachrach | For | For | Management | ||||
1.2 | Elect Director Enrique H. Boilini | For | For | Management | ||||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CAMERON INTERNATIONAL CORPORATION
Ticker: | CAM | Security ID: | 13342B105 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Peter J. Fluor | For | For | Management | ||||
2 | Elect Director Jack B. Moore | For | For | Management | ||||
3 | Elect Director David Ross | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management | ||||
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management | ||||
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CB RICHARD ELLIS GROUP, INC.
Ticker: | CBG | Security ID: | 12497T101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Blum | For | For | Management | ||||
1.2 | Elect Director Curtis F. Feeny | For | For | Management | ||||
1.3 | Elect Director Bradford M. Freeman | For | For | Management | ||||
1.4 | Elect Director Michael Kantor | For | For | Management | ||||
1.5 | Elect Director Frederic V. Malek | For | For | Management | ||||
1.6 | Elect Director Jane J. Su | For | For | Management | ||||
1.7 | Elect Director Laura D. Tyson | For | For | Management | ||||
1.8 | Elect Director Brett White | For | For | Management | ||||
1.9 | Elect Director Gary L. Wilson | For | For | Management | ||||
1.10 | Elect Director Ray Wirta | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CELGENE CORPORATION
Ticker: | CELG | Security ID: | 151020104 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert J. Hugin | For | For | Management | ||||
1.2 | Elect Director Michael D. Casey | For | For | Management | ||||
1.3 | Elect Director Carrie S. Cox | For | For | Management | ||||
1.4 | Elect Director Rodman L. Drake | For | For | Management | ||||
1.5 | Elect Director Michael A. Friedman | For | For | Management | ||||
1.6 | Elect Director Gilla Kaplan | For | For | Management | ||||
1.7 | Elect Director James J. Loughlin | For | For | Management | ||||
1.8 | Elect Director Ernest Mario | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of | Against | Against | Shareholder | ||||
Products in China if they Contribute to Human Rights Abuses |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management |
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CITRIX SYSTEMS, INC.
Ticker: | CTXS | Security ID: | 177376100 | |||
Meeting Date: | MAY 26, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Murray J. Demo | For | For | Management | ||||
2 | Elect Director Asiff S. Hirji | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
CLARCOR, INC.
Ticker: | CLC | Security ID: | 179895107 | |||
Meeting Date: | MAR 22, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mark A. Emkes | For | For | Management | ||||
1.2 | Elect Director Robert H. Jenkins | For | For | Management | ||||
1.3 | Elect Director Philip R. Lochner, Jr. | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
COCA-COLA ENTERPRISES, INC.
Ticker: | CCE | Security ID: | 19122T109 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jan Bennink | For | For | Management | ||||
1.2 | Elect Director John F. Brock | For | For | Management | ||||
1.3 | Elect Director Calvin Darden | For | For | Management | ||||
1.4 | Elect Director L. Phillip Humann | For | For | Management | ||||
1.5 | Elect Director Orrin H. Ingram II | For | For | Management | ||||
1.6 | Elect Director Donna A. James | For | For | Management | ||||
1.7 | Elect Director Thomas H. Johnson | For | For | Management | ||||
1.8 | Elect Director Suzanne B. Labarge | For | For | Management | ||||
1.9 | Elect Director Veronique Morali | For | For | Management | ||||
1.10 | Elect Director Garry Watts | For | For | Management | ||||
1.11 | Elect Director Curtis R. Welling | For | For | Management | ||||
1.12 | Elect Director Phoebe A. Wood | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder |
CREE, INC.
Ticker: | CREE | Security ID: | 225447101 | |||
Meeting Date: | OCT 26, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 30, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Charles M. Swoboda | For | Withhold | Management | ||||
1.2 | Elect Director Dolph W. Von Arx | For | Withhold | Management | ||||
1.3 | Elect Director Clyde R. Hosein | For | Withhold | Management | ||||
1.4 | Elect Director Robert A. Ingram | For | Withhold | Management | ||||
1.5 | Elect Director Franco Plastina | For | Withhold | Management | ||||
1.6 | Elect Director Robert L. Tillman | For | For | Management | ||||
1.7 | Elect Director Harvey A. Wagner | For | Withhold | Management | ||||
1.8 | Elect Director Thomas H. Werner | For | Withhold | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Establish Range For Board Size | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management |
EMC CORPORATION
Ticker: | EMC | Security ID: | 268648102 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Michael W. Brown | For | For | Management | ||||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||||
3 | Elect Director Michael J. Cronin | For | For | Management | ||||
4 | Elect Director Gail Deegan | For | For | Management | ||||
5 | Elect Director James S. DiStasio | For | For | Management | ||||
6 | Elect Director John R. Egan | For | For | Management | ||||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||||
8 | Elect Director Windle B. Priem | For | For | Management | ||||
9 | Elect Director Paul Sagan | For | For | Management | ||||
10 | Elect Director David N. Strohm | For | For | Management | ||||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management |
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Provide Right to Call Special Meeting | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
EMERSON ELECTRIC CO.
Ticker: | EMR | Security ID: | 291011104 | |||
Meeting Date: | FEB 01, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 23, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director D.N. Farr | For | For | Management | ||||
1.2 | Elect Director H. Green | For | For | Management | ||||
1.3 | Elect Director C.A. Peters | For | For | Management | ||||
1.4 | Elect Director J.W. Prueher | For | For | Management | ||||
1.5 | Elect Director R.L. Ridgway | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve Stock Option Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Report on Sustainability | Against | For | Shareholder |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 24, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Re-elect J. Roderick Clark as Director | For | For | Management | ||||
2 | Re-elect Daniel W. Rabun as Director | For | For | Management | ||||
3 | Re-elect Keith O. Rattie as Director | For | For | Management | ||||
4 | Appoint KPMG LLP as Independent Registered Auditors of the Company | For | For | Management | ||||
5 | Reappoint KPMG Audit Plc as Auditors of the Company | For | For | Management | ||||
6 | Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||
7 | Approve Special Dividends | For | For | Management | ||||
8 | Authorize Associated Deed of Release for Historic Dividends | For | For | Management | ||||
9 | Authorize Release All Claims Against Directors for Historic Dividends | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
ENSCO PLC
Ticker: | ESV | Security ID: | 29358Q109 | |||
Meeting Date: | MAY 31, 2011 | Meeting Type: | Special | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Issue Shares in Connection with Acquisition | For | For | Management |
EXPRESS SCRIPTS, INC.
Ticker: | ESRX | Security ID: | 302182100 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gary G. Benanav | For | For | Management | ||||
1.2 | Elect Director Maura C. Breen | For | For | Management | ||||
1.3 | Elect Director Nicholas J. LaHowchic | For | For | Management | ||||
1.4 | Elect Director Thomas P. Mac Mahon | For | For | Management | ||||
1.5 | Elect Director Frank Mergenthaler | For | For | Management | ||||
1.6 | Elect Director Woodrow A. Myers Jr. | For | For | Management | ||||
1.7 | Elect Director John O. Parker, Jr. | For | For | Management | ||||
1.8 | Elect Director George Paz | For | For | Management | ||||
1.9 | Elect Director Samuel K. Skinner | For | For | Management | ||||
1.10 | Elect Director Seymour Sternberg | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Provide Right to Call Special Meeting | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Report on Political Contributions | Against | For | Shareholder |
FMC CORPORATION
Ticker: | FMC | Security ID: | 302491303 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Edward J. Mooney | For | For | Management | ||||
2 | Elect Director Enrique J. Sosa | For | For | Management | ||||
3 | Elect Director Vincent R. Volpe, Jr | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GENERAL MILLS, INC.
Ticker: | GIS | Security ID: | 370334104 | |||
Meeting Date: | SEP 27, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 29, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Bradbury H. Anderson | For | For | Management | ||||
2 | Elect Director R. Kerry Clark | For | For | Management | ||||
3 | Elect Director Paul Danos | For | For | Management | ||||
4 | Elect Director William T. Esrey | For | For | Management | ||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
6 | Elect Director Judith Richards Hope | For | For | Management | ||||
7 | Elect Director Heidi G. Miller | For | For | Management | ||||
8 | Elect Director Hilda Ochoa-Brillembourg | For | For | Management | ||||
9 | Elect Director Steve Odland | For | For | Management | ||||
10 | Elect Director Kendall J. Powell | For | For | Management | ||||
11 | Elect Director Lois E. Quam | For | For | Management | ||||
12 | Elect Director Michael D. Rose | For | For | Management | ||||
13 | Elect Director Robert L. Ryan | For | For | Management | ||||
14 | Elect Director Dorothy A. Terrell | For | For | Management | ||||
15 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
GOOGLE INC.
Ticker: | GOOG | Security ID: | 38259P508 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Larry Page | For | For | Management | ||||
1.2 | Elect Director Sergey Brin | For | For | Management | ||||
1.3 | Elect Director Eric E. Schmidt | For | For | Management |
1.4 | Elect Director L. John Doerr | For | For | Management | ||||
1.5 | Elect Director John L. Hennessy | For | For | Management | ||||
1.6 | Elect Director Ann Mather | For | For | Management | ||||
1.7 | Elect Director Paul S. Otellini | For | For | Management | ||||
1.8 | Elect Director K. Ram Shriram | For | For | Management | ||||
1.9 | Elect Director Shirley M. Tilghman | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
6 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||
8 | Report on Code of Conduct Compliance | Against | Against | Shareholder |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HERBALIFE LTD.
Ticker: | HLF | Security ID: | G4412G101 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael O. Johnson | For | For | Management | ||||
1.2 | Elect Director John Tartol | For | For | Management | ||||
1.3 | Elect Director Carole Black | For | For | Management | ||||
1.4 | Elect Director Michael J. Levitt | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Approve 2:1 Stock Split | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUNTSMAN CORPORATION
Ticker: | HUN | Security ID: | 447011107 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 09, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jon M. Huntsman | For | For | Management | ||||
1.2 | Elect Director Patrick T. Harker | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
INTUITIVE SURGICAL, INC.
Ticker: | ISRG | Security ID: | 46120E602 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Floyd D. Loop | For | For | Management |
2 | Elect Director George Stalk Jr. | For | For | Management | ||||
3 | Elect Director Craig H. Barratt | For | For | Management | ||||
4 | Amend Stock Option Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Ratify Auditors | For | For | Management |
JOY GLOBAL INC.
Ticker: | JOYG | Security ID: | 481165108 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Steven L. Gerard | For | For | Management | ||||
1.2 | Elect Director John Nils Hanson | For | For | Management | ||||
1.3 | Elect Director Ken C. Johnsen | For | For | Management | ||||
1.4 | Elect Director Gale E. Klappa | For | For | Management | ||||
1.5 | Elect Director Richard B. Loynd | For | For | Management | ||||
1.6 | Elect Director P. Eric Siegert | For | For | Management | ||||
1.7 | Elect Director Michael W. Sutherlin | For | For | Management | ||||
1.8 | Elect Director James H. Tate | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Qualified Employee Stock Purchase Plan | For | For | Management |
JUNIPER NETWORKS, INC.
Ticker: | JNPR | Security ID: | 48203R104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary B. Cranston | For | For | Management | ||||
1.2 | Elect Director Kevin R. Johnson | For | For | Management | ||||
1.3 | Elect Director J. Michael Lawrie | For | For | Management | ||||
1.4 | Elect Director David Schlotterbeck | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Declassify the Board of Directors | None | For | Shareholder |
KLA-TENCOR CORPORATION
Ticker: | KLAC | Security ID: | 482480100 | |||
Meeting Date: | NOV 03, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 14, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edward W. Barnholt | For | For | Management | ||||
1.2 | Elect Director Emiko Higashi | For | For | Management | ||||
1.3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||
1.4 | Elect Director Richard P. Wallace | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management |
LOWE’S COMPANIES, INC.
Ticker: | LOW | Security ID: | 548661107 | |||
Meeting Date: | MAY 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Raul Alvarez | For | For | Management | ||||
1.2 | Elect Director David W. Bernauer | For | For | Management | ||||
1.3 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.4 | Elect Director Peter C. Browning | For | For | Management | ||||
1.5 | Elect Director Dawn E. Hudson | For | For | Management | ||||
1.6 | Elect Director Robert L. Johnson | For | For | Management | ||||
1.7 | Elect Director Marshall O. Larsen | For | For | Management | ||||
1.8 | Elect Director Richard K. Lochridge | For | For | Management | ||||
1.9 | Elect Director Robert A. Niblock | For | For | Management | ||||
1.10 | Elect Director Stephen F. Page | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For | Shareholder | ||||
7 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
8 | Report on Political Contributions | Against | For | Shareholder |
MANPOWER GROUP
Ticker: | MAN | Security ID: | 56418H100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Cari M. Dominguez | For | For | Management | ||||
1.2 | Elect Director Roberto Mendoza | For | For | Management | ||||
1.3 | Elect Director Elizabeth P. Sartain | For | For | Management | ||||
1.4 | Elect Director Edward J. Zore | For | For | Management | ||||
1.5 | Elect Director William Downe | For | For | Management | ||||
1.6 | Elect Director Patricia A. Hemingway Hall | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUL 08, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1a | Elect Ta-lin Hsu as Director | For | For | Management | ||||
1b | Elect John G. Kassakian as Director | For | For | Management | ||||
2 | Declassify the Board of Directors | For | For | Management | ||||
3 | Adopt Simple Majority Vote for Election of Directors | For | For | Management | ||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
MARVELL TECHNOLOGY GROUP LTD
Ticker: | MRVL | Security ID: | G5876H105 | |||
Meeting Date: | JUN 28, 2011 | Meeting Type: | Annual | |||
Record Date: | MAY 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Kuo Wei (Herbert) Chang | For | For | Management | ||||
2 | Elect Director Juergen Gromer | For | For | Management | ||||
3 | Elect Director Arturo Krueger | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Approve Reduction of Share Premium Account | For | For | Management | ||||
7 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||
8 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management |
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board | Against | Against | Shareholder | ||||
Committee on Environmental | ||||||||
Sustainability |
MOHAWK INDUSTRIES, INC.
Ticker: | MHK | Security ID: | 608190104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Karen A. Smith Bogart | For | For | Management | ||||
1.2 | Elect Director John F. Fiedler | For | For | Management | ||||
1.3 | Elect Director Richard C. Ill | For | For | Management | ||||
1.4 | Elect Director Jeffrey S. Lorberbaum | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
MONSANTO COMPANY
Ticker: | MON | Security ID: | 61166W101 | |||
Meeting Date: | JAN 25, 2011 | Meeting Type: | Annual | |||
Record Date: | NOV 29, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Laura K. Ipsen | For | For | Management | ||||
2 | Elect Director William U. Parfet | For | For | Management | ||||
3 | Elect Director George H. Poste | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management |
NATIONAL OILWELL VARCO, INC.
Ticker: | NOV | Security ID: | 637071101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Robert E. Beauchamp | For | For | Management | ||||
2 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Declassify the Board of Directors | For | For | Management |
7 | Increase Authorized Common Stock | For | For | Management | ||||
8 | Report on Political Contributions | Against | For | Shareholder |
NVIDIA CORPORATION
Ticker: | NVDA | Security ID: | 67066G104 | |||
Meeting Date: | MAY 18, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harvey C. Jones | For | For | Management | ||||
2 | Elect Director William J. Miller | For | For | Management | ||||
3 | Declassify the Board of Directors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
ORACLE CORPORATION
Ticker: | ORCL | Security ID: | 68389X105 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 09, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | Management | ||||
1.2 | Elect Director H. Raymond Bingham | For | For | Management | ||||
1.3 | Elect Director Michael J. Boskin | For | For | Management | ||||
1.4 | Elect Director Safra A. Catz | For | For | Management | ||||
1.5 | Elect Director Bruce R. Chizen | For | For | Management | ||||
1.6 | Elect Director George H. Conrades | For | For | Management | ||||
1.7 | Elect Director Lawrence J. Ellison | For | For | Management | ||||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | Management | ||||
1.9 | Elect Director Jeffrey O. Henley | For | For | Management | ||||
1.10 | Elect Director Mark V. Hurd | For | For | Management | ||||
1.11 | Elect Director Donald L. Lucas | For | For | Management | ||||
1.12 | Elect Director Naomi O. Seligman | For | Withhold | Management | ||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Establish Board Committee on Sustainability | Against | Against | Shareholder | ||||
6 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder |
OWENS CORNING
Ticker: | OC | Security ID: | 690742101 | |||
Meeting Date: | APR 14, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Gaston Caperton | For | For | Management |
1.2 | Elect Director Ann Iverson | For | For | Management | ||||
1.3 | Elect Director Joseph F. Neely | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
PANERA BREAD COMPANY
Ticker: | PNRA | Security ID: | 69840W108 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 05, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald M. Shaich | For | For | Management | ||||
1.2 | Elect Director Fred K. Foulkes | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Increase Authorized Common Stock | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management |
PARKER-HANNIFIN CORPORATION
Ticker: | PH | Security ID: | 701094104 | |||
Meeting Date: | OCT 27, 2010 | Meeting Type: | Annual | |||
Record Date: | AUG 31, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Robert G. Bohn | For | For | Management | ||||
1.2 | Elect Director Linda S. Harty | For | For | Management | ||||
1.3 | Elect Director William E. Kassling | For | For | Management | ||||
1.4 | Elect Director Robert J. Kohlhepp | For | For | Management | ||||
1.5 | Elect Director Klaus-Peter Muller | For | For | Management | ||||
1.6 | Elect Director Candy M. Obourn | For | For | Management | ||||
1.7 | Elect Director Joseph M. Scaminace | For | For | Management | ||||
1.8 | Elect Director Wolfgang R. Schmitt | For | For | Management | ||||
1.9 | Elect Director Ake Svensson | For | For | Management | ||||
1.10 | Elect Director Markos I. Tambakeras | For | For | Management | ||||
1.11 | Elect Director James L. Wainscott | For | For | Management | ||||
1.12 | Elect Director Donald E. Washkewicz | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Require Independent Board Chairman | Against | Against | Shareholder |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management |
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management | ||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PHILIP MORRIS INTERNATIONAL INC.
Ticker: | PM | Security ID: | 718172109 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Harold Brown | For | For | Management | ||||
2 | Elect Director Mathis Cabiallavetta | For | For | Management | ||||
3 | Elect Director Louis C. Camilleri | For | For | Management | ||||
4 | Elect Director J. Dudley Fishburn | For | For | Management | ||||
5 | Elect Director Jennifer Li | For | For | Management | ||||
6 | Elect Director Graham Mackay | For | For | Management | ||||
7 | Elect Director Sergio Marchionne | For | Against | Management | ||||
8 | Elect Director Lucio A. Noto | For | For | Management | ||||
9 | Elect Director Carlos Slim Helu | For | For | Management | ||||
10 | Elect Director Stephen M. Wolf | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Report on Effect of Marketing Practices on the Poor | Against | Against | Shareholder | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
PHILLIPS-VAN HEUSEN CORPORATION
Ticker: | PVH | Security ID: | 718592108 | |||
Meeting Date: | JUN 23, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 26, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Mary Baglivo | For | For | Management | ||||
1.2 | Elect Director Emanuel Chirico | For | For | Management | ||||
1.3 | Elect Director Juan Figuereo | For | For | Management |
1.4 | Elect Director Joseph B. Fuller | For | For | Management | ||||
1.5 | Elect Director Fred Gehring | For | For | Management | ||||
1.6 | Elect Director Margaret L. Jenkins | For | For | Management | ||||
1.7 | Elect Director David Landau | For | For | Management | ||||
1.8 | Elect Director Bruce Maggin | For | For | Management | ||||
1.9 | Elect Director V. James Marino | For | For | Management | ||||
1.10 | Elect Director Henry Nasella | For | For | Management | ||||
1.11 | Elect Director Rita M. Rodriguez | For | For | Management | ||||
1.12 | Elect Director Craig Rydin | For | For | Management | ||||
1.13 | Elect Director Christian Stahl | For | For | Management | ||||
2 | Change Company Name | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
PIONEER NATURAL RESOURCES COMPANY
Ticker: | PXD | Security ID: | 723787107 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Edison C. Buchanan | For | Withhold | Management | ||||
1.2 | Elect Director R. Hartwell Gardner | For | Withhold | Management | ||||
1.3 | Elect Director Jim A. Watson | For | Withhold | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Declassify the Board of Directors | Against | For | Shareholder |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management | ||||
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SAP AG
Ticker: | SAP | Security ID: | 803054204 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 06, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010 (Non-Voting) | None | None | Management | ||||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | For | For | Management | ||||
3 | Approve Discharge of Management Board for Fiscal 2010 | For | For | Management | ||||
4 | Approve Discharge of Supervisory Board for Fiscal 2010 | For | For | Management | ||||
5 | Ratify KPMG AG as Auditors for Fiscal 2011 | For | For | Management | ||||
6 | Approve Cancellation of Pool of Conditional Capital and Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 7.5 Billion; Approve Creation of EUR 100 Million Pool of Capital to Guarantee Conversion Rights | For | For | Management |
8 | Approve Affiliation Agreement with SAP Sechste Beteiligungs- und Vermoegensverwaltungs GmbH | For | For | Management |
SEADRILL LIMITED
Ticker: | SDRL | Security ID: | G7945E105 | |||
Meeting Date: | SEP 24, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Reelect John Fredriksen | For | Against | Management | ||||
2 | Reelect Olav Troim as Director | For | Against | Management | ||||
3 | Reelect Kate Blankenship as Director | For | Against | Management | ||||
4 | Reelect Kjell E. Jacobsen as Director | For | Against | Management | ||||
5 | Reelect Kathrine Fredriksen as Director | For | Against | Management | ||||
6 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | For | For | Management | ||||
7 | Approve Remuneration of Directors | For | For | Management |
SM ENERGY CO.
Ticker: | SM | Security ID: | 78454L100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Barbara M. Baumann | For | For | Management | ||||
2 | Elect Director Anthony J. Best | For | For | Management | ||||
3 | Elect Director Larry W. Bickle | For | For | Management | ||||
4 | Elect Director Stephen R. Brand | For | For | Management | ||||
5 | Elect Director William J. Gardiner | For | For | Management | ||||
6 | Elect Director Julio M. Quintana | For | For | Management | ||||
7 | Elect Director John M. Seidl | For | For | Management | ||||
8 | Elect Director William D. Sullivan | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
SOLUTIA INC.
Ticker: | SOA | Security ID: | 834376501 | |||
Meeting Date: | APR 18, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William T. Monahan | For | For | Management | ||||
1.2 | Elect Director Robert A. Peiser | For | For | Management | ||||
1.3 | Elect Director Jeffry N. Quinn | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
STRYKER CORPORATION
Ticker: | SYK | Security ID: | 863667101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Howard E. Cox, Jr. | For | For | Management | ||||
1.2 | Elect Director Srikant M. Datar | For | For | Management | ||||
1.3 | Elect Director Roch Doliveux | For | For | Management | ||||
1.4 | Elect Director Louise L. Francesconi | For | For | Management | ||||
1.5 | Elect Director Allan C. Golston | For | For | Management | ||||
1.6 | Elect Director Howard L. Lance | For | For | Management | ||||
1.7 | Elect Director Stephen P. MacMillan | For | For | Management | ||||
1.8 | Elect Director William U. Parfet | For | For | Management | ||||
1.9 | Elect Director Ronda E. Stryker | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Approve Restricted Stock Plan | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
SUCCESSFACTORS, INC.
Ticker: | SFSF | Security ID: | 864596101 | |||
Meeting Date: | JUN 03, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 12, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William H. Harris, Jr. | For | For | Management | ||||
2 | Elect Director William E. McGlashan, Jr. | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Ratify Auditors | For | For | Management |
SUPERIOR ENERGY SERVICES, INC.
Ticker: | SPN | Security ID: | 868157108 | |||
Meeting Date: | MAY 20, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 31, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Harold J. Bouillion | For | For | Management | ||||
1.2 | Elect Director Enoch L. Dawkins | For | For | Management | ||||
1.3 | Elect Director David D. Dunlap | For | For | Management |
1.4 | Elect Director James M. Funk | For | For | Management | ||||
1.5 | Elect Director Terence E. Hall | For | For | Management | ||||
1.6 | Elect Director Ernest E. Howard, III | For | For | Management | ||||
1.7 | Elect Director Justin L. Sullivan | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Approve Omnibus Stock Plan | For | For | Management |
TERADATA CORPORATION
Ticker: | TDC | Security ID: | 88076W103 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Nancy E. Cooper | For | For | Management | ||||
2 | Elect Director David E. Kepler | For | For | Management | ||||
3 | Elect Director William S. Stavropoulos | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
TEXAS ROADHOUSE, INC.
Ticker: | TXRH | Security ID: | 882681109 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James R. Ramsey | For | For | Management | ||||
1.2 | Elect Director James R. Zarley | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management |
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE PNC FINANCIAL SERVICES GROUP, INC.
Ticker: | PNC | Security ID: | 693475105 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard O. Berndt | For | For | Management | ||||
2 | Elect Director Charles E. Bunch | For | For | Management | ||||
3 | Elect Director Paul W. Chellgren | For | For | Management | ||||
4 | Elect Director Kay Coles James | For | For | Management | ||||
5 | Elect Director Richard B. Kelson | For | Against | Management | ||||
6 | Elect Director Bruce C. Lindsay | For | For | Management | ||||
7 | Elect Director Anthony A. Massaro | For | For | Management | ||||
8 | Elect Director Jane G. Pepper | For | For | Management | ||||
9 | Elect Director James E. Rohr | For | For | Management | ||||
10 | Elect Director Donald J. Shepard | For | For | Management | ||||
11 | Elect Director Lorene K. Steffes | For | For | Management | ||||
12 | Elect Director Dennis F. Strigl | For | For | Management | ||||
13 | Elect Director Thomas J. Usher | For | For | Management | ||||
14 | Elect Director George H. Walls, Jr. | For | For | Management | ||||
15 | Elect Director Helge H. Wehmeier | For | For | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Amend Omnibus Stock Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE TIMKEN COMPANY
Ticker: | TKR | Security ID: | 887389104 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John M. Ballbach | For | For | Management | ||||
1.2 | Elect Director Phillip R. Cox | For | For | Management | ||||
1.3 | Elect Director Ward J. Timken, Jr | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED TECHNOLOGIES CORPORATION
Ticker: | UTX | Security ID: | 913017109 | |||
Meeting Date: | APR 13, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Louis R. Chenevert | For | For | Management | ||||
2 | Elect Director John V. Faraci | For | For | Management | ||||
3 | Elect Director Jean-Pierre Garnier | For | For | Management | ||||
4 | Elect Director Jamie S. Gorelick | For | For | Management | ||||
5 | Elect Director Edward A. Kangas | For | For | Management | ||||
6 | Elect Director Ellen J. Kullman | For | For | Management | ||||
7 | Elect Director Charles R. Lee | For | For | Management | ||||
8 | Elect Director Richard D. McCormick | For | For | Management | ||||
9 | Elect Director Harold McGraw III | For | For | Management | ||||
10 | Elect Director Richard B. Myers | For | For | Management | ||||
11 | Elect Director H. Patrick Swygert | For | For | Management | ||||
12 | Elect Director Andre Villeneuve | For | For | Management | ||||
13 | Elect Director Christine Todd Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
17 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
18 | Stock Retention/Holding Period | Against | For | Shareholder |
WARNER CHILCOTT PUBLIC LIMITED COMPANY
Ticker: | WCRX | Security ID: | G94368100 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Todd M. Abbrecht | For | For | Management | ||||
2 | Elect Director Liam M. Fitzgerald | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
WHOLE FOODS MARKET, INC.
Ticker: | WFM | Security ID: | 966837106 | |||
Meeting Date: | FEB 28, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John Elstrott | For | For | Management | ||||
1.2 | Elect Director Gabrielle Greene | For | For | Management | ||||
1.3 | Elect Director Shahid (Hass) Hassan | For | For | Management | ||||
1.4 | Elect Director Stephanie Kugelman | For | For | Management | ||||
1.5 | Elect Director John Mackey | For | For | Management | ||||
1.6 | Elect Director Walter Robb | For | For | Management | ||||
1.7 | Elect Director Jonathan Seiffer | For | Withhold | Management | ||||
1.8 | Elect Director Morris (Mo) Siegel | For | For | Management | ||||
1.9 | Elect Director Jonathan Sokoloff | For | Withhold | Management | ||||
1.10 | Elect Director Ralph Sorenson | For | For | Management | ||||
1.11 | Elect Director W. (Kip) Tindell, III | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Two Years | One Year | Management | ||||
5 | Amend Articles/Bylaws/Charter — Removal of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
WILLIAMS-SONOMA, INC.
Ticker: | WSM | Security ID: | 969904101 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Laura J. Alber | For | For | Management | ||||
1.2 | Elect Director Adrian D.P. Bellamy | For | For | Management |
1.3 | Elect Director Patrick J. Connolly | For | For | Management | ||||
1.4 | Elect Director Adrian T. Dillon | For | For | Management | ||||
1.5 | Elect Director Anthony A. Greener | For | For | Management | ||||
1.6 | Elect Director Ted W. Hall | For | For | Management | ||||
1.7 | Elect Director Michael R. Lynch | For | For | Management | ||||
1.8 | Elect Director Sharon L McCollam | For | For | Management | ||||
2 | Change State of Incorporation [from California to Delaware] | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Ratify Auditors | For | For | Management |
YUM! BRANDS, INC.
Ticker: | YUM | Security ID: | 988498101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director David W. Dorman | For | For | Management | ||||
2 | Elect Director Massimo Ferragamo | For | For | Management | ||||
3 | Elect Director J. David Grissom | For | For | Management | ||||
4 | Elect Director Bonnie G. Hill | For | For | Management | ||||
5 | Elect Director Robert Holland, Jr. | For | For | Management | ||||
6 | Elect Director Kenneth G. Langone | For | For | Management | ||||
7 | Elect Director Jonathan S. Linen | For | For | Management | ||||
8 | Elect Director Thomas C. Nelson | For | For | Management | ||||
9 | Elect Director David C. Novak | For | For | Management | ||||
10 | Elect Director Thomas M. Ryan | For | For | Management | ||||
11 | Elect Director Jing-Shyh S. Su | For | For | Management | ||||
12 | Elect Director Robert D. Walter | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Provide Right to Call Special Meeting | For | For | Management |
======================== VIRTUS TACTICAL ALLOCATION FUND ========================
ALASKA AIR GROUP, INC.
Ticker: | ALK | Security ID: | 011659109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 18, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William S. Ayer | For | For | Management | ||||
2 | Elect Director Patricia M. Bedient | For | For | Management | ||||
3 | Elect Director Marion C. Blakey | For | For | Management | ||||
4 | Elect Director Phyllis J. Campbell | For | For | Management | ||||
5 | Elect Director Jessie J. Knight, Jr. | For | For | Management | ||||
6 | Elect Director R. Marc Langland | For | For | Management | ||||
7 | Elect Director Dennis F. Madsen | For | For | Management | ||||
8 | Elect Director Byron I. Mallott | For | For | Management |
9 | Elect Director J. Kenneth Thompson | For | For | Management | ||||
10 | Elect Director Bradley D. Tilden | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Provide Right to Act by Written Consent | Against | Against | Management | ||||
15 | Amend Omnibus Stock Plan | For | For | Management |
ALCOA INC.
Ticker: | AA | Security ID: | 013817101 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Klaus Kleinfeld | For | For | Management | ||||
1.2 | Elect Director James W. Owens | For | For | Management | ||||
1.3 | Elect Director Ratan N. Tata | For | For | Management | ||||
2 | Ratify Auditor | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Reduce Supermajority Vote Requirement Relating to Fair Price Protection | For | For | Management | ||||
7 | Reduce Supermajority Vote Requirement Relating to Director Elections | For | For | Management | ||||
8 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | For | For | Management | ||||
9 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
10 | Declassify the Board of Directors | Against | For | Shareholder |
ALTRIA GROUP, INC.
Ticker: | MO | Security ID: | 02209S103 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||
3 | Elect Director John T. Casteen III | For | For | Management | ||||
4 | Elect Director Dinyar S. Devitre | For | For | Management | ||||
5 | Elect Director Thomas F. Farrell II | For | For | Management | ||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||
7 | Elect Director George Munoz | For | For | Management | ||||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
13 | Cease Production of Flavored Tobacco Products | Against | Against | Shareholder |
AMAZON.COM, INC.
Ticker: | AMZN | Security ID: | 023135106 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||
3 | Elect Director John Seely Brown | For | For | Management | ||||
4 | Elect Director William B. Gordon | For | For | Management | ||||
5 | Elect Director Alain Monie | For | For | Management | ||||
6 | Elect Director Jonathan J. Rubinstein | For | For | Management | ||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
11 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
12 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
13 | Report on Climate Change | Against | For | Shareholder |
AMKOR TECHNOLOGY, INC.
Ticker: | AMKR | Security ID: | 031652100 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director James J. Kim | For | For | Management | ||||
1.2 | Elect Director Kenneth T. Joyce | For | For | Management | ||||
1.3 | Elect Director Roger A. Carolin | For | For | Management | ||||
1.4 | Elect Director Winston J. Churchill | For | For | Management | ||||
1.5 | Elect Director John T. Kim | For | For | Management | ||||
1.6 | Elect Director John F. Osborne | For | For | Management | ||||
1.7 | Elect Director Dong Hyun Park | For | For | Management | ||||
1.8 | Elect Director James W. Zug | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management |
AUTOZONE, INC.
Ticker: | AZO | Security ID: | 053332102 | |||
Meeting Date: | DEC 15, 2010 | Meeting Type: | Annual | |||
Record Date: | OCT 18, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director William C. Crowley | For | For | Management | ||||
1.2 | Elect Director Sue E. Gove | For | For | Management | ||||
1.3 | Elect Director Earl G. Graves, Jr. | For | For | Management | ||||
1.4 | Elect Director Robert R. Grusky | For | For | Management |
1.5 | Elect Director . R. Hyde, III | For | For | Management | ||||
1.6 | Elect Director W. Andrew McKenna | For | For | Management | ||||
1.7 | Elect Director George R. Mrkonic, Jr. | For | For | Management | ||||
1.8 | Elect Director Luis P. Nieto | For | For | Management | ||||
1.9 | Elect Director William C. Rhodes, III | For | For | Management | ||||
1.10 | Elect Director Theodore W. Ullyot | For | For | Management | ||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
BANK OF AMERICA CORPORATION
Ticker: | BAC | Security ID: | 060505104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Mukesh D. Ambani | For | For | Management | ||||
2 | Elect Director Susan S. Bies | For | For | Management | ||||
3 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||||
5 | Elect Director Charles K. Gifford | For | For | Management | ||||
6 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||
7 | Elect Director D. Paul Jones, Jr. | For | For | Management | ||||
8 | Elect Director Monica C. Lozano | For | For | Management | ||||
9 | Elect Director Thomas J. May | For | For | Management | ||||
10 | Elect Director Brian T. Moynihan | For | For | Management | ||||
11 | Elect Director Donald E. Powell | For | For | Management | ||||
12 | Elect Director Charles O. Rossotti | For | For | Management | ||||
13 | Elect Director Robert W. Scully | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Ratify Auditors | For | For | Management | ||||
17 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
18 | Provide Right to Act by Written Consent | Against | For | Shareholder | ||||
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Collateral in Derivatives Trading | Against | For | Shareholder | ||||
22 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
23 | Claw-back of Payments under Restatements | Against | For | Shareholder | ||||
24 | Prohibit Certain Relocation Benefits to Senior Executives | Against | For | Shareholder |
BEST BUY CO., INC.
Ticker: | BBY | Security ID: | 086516101 | |||
Meeting Date: | JUN 21, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Ronald James | For | For | Management | ||||
1.2 | Elect Director Sanjay Khosla | For | For | Management |
1.3 | Elect Director George L. Mikan III | For | For | Management | ||||
1.4 | Elect Director Matthew H. Paull | For | For | Management | ||||
1.5 | Elect Director Richard M. Schulze | For | For | Management | ||||
1.6 | Elect Director Hatim A. Tyabji | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Change Range for Size of the Board | For | Against | Management | ||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Declassify the Board of Directors | Against | For | Shareholder |
BIOGEN IDEC INC.
Ticker: | BIIB | Security ID: | 09062X103 | |||
Meeting Date: | JUN 02, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Caroline D. Dorsa | For | For | Management | ||||
2 | Elect Director Stelios Papadopoulos | For | For | Management | ||||
3 | Elect Director George A. Scangos | For | For | Management | ||||
4 | Elect Director Lynn Schenk | For | For | Management | ||||
5 | Elect Director Alexander J. Denner | For | For | Management | ||||
6 | Elect Director Nancy L. Leaming | For | For | Management | ||||
7 | Elect Director Richard C. Mulligan | For | For | Management | ||||
8 | Elect Director Robert W. Pangia | For | For | Management | ||||
9 | Elect Director Brian S. Posner | For | For | Management | ||||
10 | Elect Director Eric K. Rowinsky | For | For | Management | ||||
11 | Elect Director Stephen A. Sherwin | For | For | Management | ||||
12 | Elect Director William D. Young | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Declassify the Board of Directors | For | For | Management |
CATERPILLAR INC.
Ticker: | CAT | Security ID: | 149123101 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director David L. Calhoun | For | Withhold | Management | ||||
1.2 | Elect Director Daniel M. Dickinson | For | For | Management | ||||
1.3 | Elect Director Eugene V. Fife | For | For | Management | ||||
1.4 | Elect Director Juan Gallardo | For | For | Management | ||||
1.5 | Elect Director David R. Goode | For | For | Management | ||||
1.6 | Elect Director Jesse J. Greene, Jr. | For | For | Management | ||||
1.7 | Elect Director Peter A. Magowan | For | For | Management | ||||
1.8 | Elect Director Dennis A. Muilenburg | For | For | Management | ||||
1.9 | Elect Director Douglas R. Oberhelman | For | For | Management | ||||
1.10 | Elect Director William A. Osborn | For | For | Management | ||||
1.11 | Elect Director Charles D. Powell | For | For | Management |
1.12 | Elect Director Edward B. Rust, Jr. | For | For | Management | ||||
1.13 | Elect Director Susan C. Schwab | For | For | Management | ||||
1.14 | Elect Director Joshua I. Smith | For | For | Management | ||||
1.15 | Elect Director Miles D. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||
7 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
8 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
10 | Require Independent Board Chairman | Against | Against | Shareholder | ||||
11 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
12 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | Against | Shareholder |
CHESAPEAKE ENERGY CORPORATION
Ticker: | CHK | Security ID: | 165167107 | |||
Meeting Date: | JUN 10, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Aubrey K. McClendon | For | Withhold | Management | ||||
1.2 | Elect Director Don Nickles | For | Withhold | Management | ||||
1.3 | Elect Director Kathleen M. Eisbrenner | For | For | Management | ||||
1.4 | Elect Director Louis A. Simpson | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management | ||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
5 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
6 | Advisory Vote to Ratify Directors’ Compensation | Against | For | Shareholder |
CHEVRON CORPORATION
Ticker: | CVX | Security ID: | 166764100 | |||
Meeting Date: | MAY 25, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director L.F. Deily | For | For | Management | ||||
2 | Elect Director R.E. Denham | For | For | Management | ||||
3 | Elect Director R.J. Eaton | For | For | Management | ||||
4 | Elect Director C. Hagel | For | For | Management | ||||
5 | Elect Director E. Hernandez | For | For | Management | ||||
6 | Elect Director G.L. Kirkland | For | For | Management | ||||
7 | Elect Director D.B. Rice | For | For | Management | ||||
8 | Elect Director K.W. Sharer | For | For | Management | ||||
9 | Elect Director C.R. Shoemate | For | For | Management |
10 | Elect Director J.G. Stumpf | For | For | Management | ||||
11 | Elect Director R.D. Sugar | For | For | Management | ||||
12 | Elect Director C. Ware | For | For | Management | ||||
13 | Elect Director J.S. Watson | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder | ||||
18 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||
19 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Against | Against | Shareholder | ||||
20 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||
21 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
22 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | Shareholder | ||||
23 | Report on Offshore Oil Wells and Spill Mitigation Measures | Against | Against | Shareholder |
CISCO SYSTEMS, INC.
Ticker: | CSCO | Security ID: | 17275R102 | |||
Meeting Date: | NOV 18, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||
5 | Elect Director John T. Chambers | For | For | Management | ||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||
9 | Elect Director Roderick C. Mcgeary | For | For | Management | ||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||
11 | Elect Director Arun Sarin | For | For | Management | ||||
12 | Elect Director Steven M. West | For | For | Management | ||||
13 | Elect Director Jerry Yang | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder | ||||
17 | Report on Internet Fragmentation | Against | For | Shareholder | ||||
18 | Adopt Policy Prohibiting Sale of Products in China if they Contribute to Human Rights Abuses | Against | Against | Shareholder |
CITIGROUP INC.
Ticker: | C | Security ID: | 172967101 | |||
Meeting Date: | APR 21, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alain J.P. Belda | For | For | Management | ||||
2 | Elect Director Timothy C. Collins | For | For | Management | ||||
3 | Elect Director Jerry A. Grundhofer | For | For | Management | ||||
4 | Elect Director Robert L. Joss | For | For | Management | ||||
5 | Elect Director Michael E. O’Neill | For | For | Management | ||||
6 | Elect Director Vikram S. Pandit | For | For | Management | ||||
7 | Elect Director Richard D. Parsons | For | For | Management | ||||
8 | Elect Director Lawrence R. Ricciardi | For | For | Management | ||||
9 | Elect Director Judith Rodin | For | For | Management | ||||
10 | Elect Director Robert L. Ryan | For | For | Management | ||||
11 | Elect Director Anthony M. Santomero | For | For | Management | ||||
12 | Elect Director Diana L. Taylor | For | For | Management | ||||
13 | Elect Director William S. Thompson, Jr. | For | For | Management | ||||
14 | Elect Director Ernesto Zedillo | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Amend Omnibus Stock Plan | For | For | Management | ||||
17 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
19 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
20 | Approve Reverse Stock Split | For | For | Management | ||||
21 | Affirm Political Non-Partisanship | Against | Against | Shareholder | ||||
22 | Report on Political Contributions | Against | For | Shareholder | ||||
23 | Report on Restoring Trust and Confidence in the Financial System | Against | Against | Shareholder | ||||
24 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
25 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Against | For | Shareholder |
CLIFFS NATURAL RESOURCES INC.
Ticker: | CLF | Security ID: | 18683K101 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Joseph A. Carrabba | For | For | Management | ||||
1.2 | Elect Director Susan M. Cunningham | For | For | Management | ||||
1.3 | Elect Director Barry J. Eldridge | For | For | Management | ||||
1.4 | Elect Director Andres R. Gluski | For | For | Management | ||||
1.5 | Elect Director Susan M. Green | For | For | Management | ||||
1.6 | Elect Director Janice K. Henry | For | For | Management | ||||
1.7 | Elect Director James F. Kirsch | For | For | Management | ||||
1.8 | Elect Director Francis R. McAllister | For | For | Management | ||||
1.9 | Elect Director Roger Phillips | For | For | Management | ||||
1.10 | Elect Director Richard K. Riederer | For | For | Management | ||||
1.11 | Elect Director Richard A. Ross | For | For | Management | ||||
1.12 | Elect Director Alan Schwartz | For | For | Management | ||||
2 | Increase Authorized Common Stock | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5 | Require a Majority Vote for the | Against | For | Shareholder | ||||
Election of Directors | ||||||||
6 | Ratify Auditors | For | For | Management |
COMCAST CORPORATION
Ticker: | CMCSA | Security ID: | 20030N101 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director S. Decker Anstrom | For | For | Management | ||||
1.2 | Elect Director Kenneth J. Bacon | For | For | Management | ||||
1.3 | Elect Director Sheldon M. Bonovitz | For | For | Management | ||||
1.4 | Elect Director Edward D. Breen | For | For | Management | ||||
1.5 | Elect Director Joseph J. Collins | For | For | Management | ||||
1.6 | Elect Director J. Michael Cook | For | For | Management | ||||
1.7 | Elect Director Gerald L. Hassell | For | For | Management | ||||
1.8 | Elect Director Jeffrey A. Honickman | For | For | Management | ||||
1.9 | Elect Director Eduardo G. Mestre | For | For | Management | ||||
1.10 | Elect Director Brian L. Roberts | For | For | Management | ||||
1.11 | Elect Director Ralph J. Roberts | For | For | Management | ||||
1.12 | Elect Director Judith Rodin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Amend Restricted Stock Plan | For | For | Management | ||||
5 | Amend Stock Option Plan | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
9 | Require Independent Board Chairman | Against | For | Shareholder |
CONOCOPHILLIPS
Ticker: | COP | Security ID: | 20825C104 | |||
Meeting Date: | MAY 11, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Armitage | For | For | Management | ||||
2 | Elect Director Richard H. Auchinleck | For | For | Management | ||||
3 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||
4 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||
5 | Elect Director Ruth R. Harkin | For | For | Management | ||||
6 | Elect Director Harold W. McGraw III | For | For | Management | ||||
7 | Elect Director James J. Mulva | For | For | Management | ||||
8 | Elect Director Robert A. Niblock | For | For | Management | ||||
9 | Elect Director Harald J. Norvik | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Elect Director Victoria J. Tschinkel | For | For | Management | ||||
12 | Elect Director Kathryn C. Turner | For | For | Management | ||||
13 | Elect Director William E. Wade, Jr. | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
17 | Approve Omnibus Stock Plan | For | For | Management | ||||
18 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | For | Shareholder | ||||
19 | Report on Political Contributions | Against | For | Shareholder | ||||
20 | Report on Lobbying Expenses | Against | For | Shareholder | ||||
21 | Report on Accident Risk Reduction Efforts | Against | Against | Shareholder | ||||
22 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | Shareholder | ||||
23 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||
24 | Report on Financial Risks of Climate Change | Against | Against | Shareholder | ||||
25 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder |
CONTINENTAL AIRLINES, INC.
Ticker: | CAL | Security ID: | 210795308 | |||
Meeting Date: | SEP 17, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 12, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management | ||||
3 | Please Mark For If Stock Owned Beneficially By You Is Owned and Controlled Only By U.S. Citizens Or Mark Against If Such Stock Is Owned Or controlled By Any Person Who Is Not A U.S. Citizen | None | For | Management |
CORNING INCORPORATED
Ticker: | GLW | Security ID: | 219350105 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director John Seely Brown | For | Against | Management | ||||
2 | Elect Director John A. Canning, Jr. | For | For | Management | ||||
3 | Elect Director Gordon Gund | For | Against | Management | ||||
4 | Elect Director Kurt M. Landgraf | For | Against | Management | ||||
5 | Elect Director H. Onno Ruding | For | Against | Management | ||||
6 | Elect Director Glenn F. Tilton | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Ratify Auditors | For | For | Management | ||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
CUMMINS INC.
Ticker: | CMI | Security ID: | 231021106 | |||
Meeting Date: | MAY 10, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Theodore M. Solso | For | For | Management | ||||
2 | Elect Director N. Thomas Linebarger | For | For | Management | ||||
3 | Elect Director William I. Miller | For | For | Management | ||||
4 | Elect Director Alexis M. Herman | For | For | Management | ||||
5 | Elect Director Georgia R. Nelson | For | For | Management | ||||
6 | Elect Director Carl Ware | For | For | Management | ||||
7 | Elect Director Robert K. Herdman | For | For | Management | ||||
8 | Elect Director Robert J. Bernhard | For | For | Management | ||||
9 | Elect Director Franklin R. Chang-Diaz | For | For | Management | ||||
10 | Elect Director Stephen B. Dobbs | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management |
DARDEN RESTAURANTS, INC.
Ticker: | DRI | Security ID: | 237194105 | |||
Meeting Date: | SEP 14, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 21, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Leonard L. Berry | For | For | Management | ||||
1.2 | Elect Director Odie C. Donald | For | For | Management | ||||
1.3 | Elect Director Christopher J. Fraleigh | For | For | Management | ||||
1.4 | Elect Director Victoria D. Harker | For | For | Management | ||||
1.5 | Elect Director David H. Hughes | For | For | Management | ||||
1.6 | Elect Director Charles A. Ledsinger Jr | For | For | Management | ||||
1.7 | Elect Director William M. Lewis, Jr. | For | For | Management | ||||
1.8 | Elect Director Senator Connie Mack, III | For | For | Management | ||||
1.9 | Elect Director Andrew H. Madsen | For | For | Management | ||||
1.10 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
1.11 | Elect Director Michael D. Rose | For | For | Management | ||||
1.12 | Elect Director Maria A. Sastre | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Ratify Auditors | For | For | Management |
DRYSHIPS INC.
Ticker: | DRYS | Security ID: | Y2109Q101 | |||
Meeting Date: | SEP 06, 2010 | Meeting Type: | Annual | |||
Record Date: | JUL 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Chryssoula Kandylidis as Director | For | For | Management | ||||
1.2 | Elect George Demathas as Director | For | For | Management | ||||
2 | Ratify Ernst & Young (Hellas) Certified Auditors Accountants S.A. as Auditors | For | For | Management |
E. I. DU PONT DE NEMOURS AND COMPANY
Ticker: | DD | Security ID: | 263534109 | |||
Meeting Date: | APR 27, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 02, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard H. Brown | For | For | Management | ||||
2 | Elect Director Robert A. Brown | For | For | Management | ||||
3 | Elect Director Bertrand P. Collomb | For | For | Management | ||||
4 | Elect Director Curtis J. Crawford | For | For | Management | ||||
5 | Elect Director Alexander M. Cutler | For | For | Management | ||||
6 | Elect Director Eleuthere I. du Pont | For | For | Management | ||||
7 | Elect Director Marillyn A. Hewson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Ellen J. Kullman | For | For | Management | ||||
10 | Elect Director William K. Reilly | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
16 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||
17 | Report on Pay Disparity | Against | Against | Shareholder |
EL PASO CORPORATION
Ticker: | EP | Security ID: | 28336L109 | |||
Meeting Date: | MAY 17, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Juan Carlos Braniff | For | For | Management | ||||
2 | Elect Director David W. Crane | For | For | Management | ||||
3 | Elect Director Douglas L. Foshee | For | For | Management | ||||
4 | Elect Director Robert W. Goldman | For | For | Management | ||||
5 | Elect Director Anthony W. Hall, Jr. | For | For | Management | ||||
6 | Elect Director Thomas R. Hix | For | For | Management | ||||
7 | Elect Director Ferrell P. McClean | For | For | Management | ||||
8 | Elect Director Timothy J. Probert | For | For | Management | ||||
9 | Elect Director Steven J. Shapiro | For | For | Management | ||||
10 | Elect Director J. Michael Talbert | For | For | Management | ||||
11 | Elect Director Robert F. Vagt | For | For | Management | ||||
12 | Elect Director John L. Whitmire | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | FEB 24, 2011 | Meeting Type: | Special | |||
Record Date: | DEC 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Umberto della Sala as Director | For | For | Management | ||||
2 | Authorize Repurchase of Issued Share Capital | For | For | Management | ||||
3 | Transact Other Business (Voting) | For | Against | Management |
FOSTER WHEELER AG
Ticker: | FWLT | Security ID: | H27178104 | |||
Meeting Date: | MAY 03, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 08, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Clayton C. Daley, Jr. as Director | For | For | Management | ||||
1.2 | Elect Edward G. Galante as Director | For | For | Management | ||||
1.3 | Elect Raymond J. Milchovich as Director | For | For | Management | ||||
2 | Ratify PricewaterhouseCoopers AG as Auditors | For | For | Management | ||||
3 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | For | For | Management | ||||
4 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||
5 | Approve Discharge of Board and Senior Management | For | For | Management | ||||
6 | Approve Creation of CHF 187 Million Pool of Capital without Preemptive Rights | For | For | Management | ||||
7 | Approve CHF 13 Million Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
10 | Approve Re-allocation of Free Reserves to Legal Reserves from Capital Contribution | For | For | Management | ||||
11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THEAGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE ANNUAL GENERALMEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | For | Abstain | Management |
FREEPORT-MCMORAN COPPER & GOLD INC.
Ticker: | FCX | Security ID: | 35671D857 | |||
Meeting Date: | JUN 15, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Richard C. Adkerson | For | For | Management | ||||
1.2 | Elect Director Robert J. Allison, Jr. | For | For | Management | ||||
1.3 | Elect Director Robert A. Day | For | For | Management | ||||
1.4 | Elect Director Gerald J. Ford | For | For | Management | ||||
1.5 | Elect Director H. Devon Graham, Jr. | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management |
1.7 | Elect Director Bobby Lee Lackey | For | For | Management | ||||
1.8 | Elect Director Jon C. Madonna | For | For | Management | ||||
1.9 | Elect Director Dustan E. McCoy | For | For | Management | ||||
1.10 | Elect Director James R. Moffett | For | For | Management | ||||
1.11 | Elect Director B.M. Rankin, Jr. | For | For | Management | ||||
1.12 | Elect Director Stephen H. Siegele | For | For | Management | ||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
3 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Request Director Nominee with Environmental Qualifications | Against | For | Shareholder |
GILEAD SCIENCES, INC.
Ticker: | GILD | Security ID: | 375558103 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director John F. Cogan | For | For | Management | ||||
1.2 | Elect Director Etienne F. Davignon | For | For | Management | ||||
1.3 | Elect Director James M. Denny | For | For | Management | ||||
1.4 | Elect Director Carla A. Hills | For | For | Management | ||||
1.5 | Elect Director Kevin E. Lofton | For | For | Management | ||||
1.6 | Elect Director John W. Madigan | For | For | Management | ||||
1.7 | Elect Director John C. Martin | For | For | Management | ||||
1.8 | Elect Director Gordon E. Moore | For | For | Management | ||||
1.9 | Elect Director Nicholas G. Moore | For | For | Management | ||||
1.10 | Elect Director Richard J. Whitley | For | For | Management | ||||
1.11 | Elect Director Gayle E. Wilson | For | For | Management | ||||
1.12 | Elect Director Per Wold-Olsen | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
7 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
HALLIBURTON COMPANY
Ticker: | HAL | Security ID: | 406216101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||
2 | Elect Director James R. Boyd | For | For | Management | ||||
3 | Elect Director Milton Carroll | For | For | Management | ||||
4 | Elect Director Nance K. Dicciani | For | For | Management | ||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||
6 | Elect Director Abdallah S. Jum’ah | For | For | Management | ||||
7 | Elect Director David J. Lesar | For | For | Management | ||||
8 | Elect Director Robert A. Malone | For | For | Management | ||||
9 | Elect Director J Landis Martin | For | For | Management | ||||
10 | Elect Director Debra L. Reed | For | For | Management |
11 | Ratify Auditors | For | For | Management | ||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
13 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
14 | Review and Assess Human Rights Policies | Against | For | Shareholder | ||||
15 | Report on Political Contributions | Against | For | Shareholder |
HEWLETT-PACKARD COMPANY
Ticker: | HPQ | Security ID: | 428236103 | |||
Meeting Date: | MAR 23, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director M. L. Andreessen | For | For | Management | ||||
2 | Elect Director L. Apotheker | For | For | Management | ||||
3 | Elect Director L.T. Babbio, Jr. | For | Against | Management | ||||
4 | Elect Director S.M. Baldauf | For | Against | Management | ||||
5 | Elect Director S. Banerji | For | For | Management | ||||
6 | Elect Director R.L. Gupta | For | For | Management | ||||
7 | Elect Director J.H. Hammergren | For | For | Management | ||||
8 | Elect Director R.J. Lane | For | For | Management | ||||
9 | Elect Director G.M. Reiner | For | For | Management | ||||
10 | Elect Director P.F. Russo | For | For | Management | ||||
11 | Elect Director D. Senequier | For | For | Management | ||||
12 | Elect Director G.K. Thompson | For | Against | Management | ||||
13 | Elect Director M.C. Whitman | For | For | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
17 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management |
HUDSON CITY BANCORP, INC.
Ticker: | HCBK | Security ID: | 443683107 | |||
Meeting Date: | APR 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Ronald E. Hermance, Jr. | For | For | Management | ||||
2 | Elect Director William G. Bardel | For | For | Management | ||||
3 | Elect Director Scott A. Belair | For | For | Management | ||||
4 | Elect Director Cornelius E. Golding | For | For | Management | ||||
5 | Ratify Auditors | For | For | Management | ||||
6 | Approve Omnibus Stock Plan | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Declassify the Board of Directors | Against | For | Shareholder |
INTEL CORPORATION
Ticker: | INTC | Security ID: | 458140100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 21, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||
2 | �� | Elect Director Susan L. Decker | For | For | Management | |||
3 | Elect Director John J. Donahoe | For | For | Management | ||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||
6 | Elect Director James D. Plummer | For | For | Management | ||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||
9 | Elect Director Frank D. Yeary | For | For | Management | ||||
10 | Elect Director David B. Yoffie | For | For | Management | ||||
11 | Ratify Auditors | For | For | Management | ||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | None | One Year | Management |
INTERNATIONAL BUSINESS MACHINES CORPORATION
Ticker: | IBM | Security ID: | 459200101 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 25, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director A. J. P. Belda | For | For | Management | ||||
2 | Elect Director W. R. Brody | For | For | Management | ||||
3 | Elect Director K. I. Chenault | For | For | Management | ||||
4 | Elect Director M. L. Eskew | For | For | Management | ||||
5 | Elect Director S. A. Jackson | For | For | Management | ||||
6 | Elect Director A. N. Liveris | For | For | Management | ||||
7 | Elect Director W. J. McNerney, Jr. | For | For | Management | ||||
8 | Elect Director J. W. Owens | For | For | Management | ||||
9 | Elect Director S. J. Palmisano | For | For | Management | ||||
10 | Elect Director J. E. Spero | For | For | Management | ||||
11 | Elect Director S. Taurel | For | For | Management | ||||
12 | Elect Director L. H. Zambrano | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||
18 | Report on Lobbying Expenses | Against | For | Shareholder |
L-3 COMMUNICATIONS HOLDINGS, INC.
Ticker: | LLL | Security ID: | 502424104 | |||
Meeting Date: | APR 26, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director H. Hugh Shelton | For | For | Management | ||||
1.2 | Elect Director Michael T. Strianese | For | For | Management | ||||
1.3 | Elect Director John P. White | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
LULULEMON ATHLETICA INC.
Ticker: | LULU | Security ID: | 550021109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 19, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Casey | For | For | Management | ||||
1.2 | Elect Director RoAnn Costin | For | For | Management | ||||
1.3 | Elect Director R. Brad Martin | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||
7 | Approve Stock Split | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | OCT 06, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 27, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Eliminate Cumulative Voting | For | For | Management | ||||
3 | Reduce Supermajority Vote Requirement Relating to Bylaw Amendments | For | For | Management | ||||
4 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | Management | ||||
5 | Provide Right to Call Special Meeting | For | For | Management | ||||
6 | Increase Authorized Common Stock | For | For | Management |
MASSEY ENERGY COMPANY
Ticker: | MEE | Security ID: | 576206106 | |||
Meeting Date: | JUN 01, 2011 | Meeting Type: | Special | |||
Record Date: | APR 27, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Merger Agreement | For | For | Management | ||||
2 | Adjourn Meeting | For | For | Management |
MCDONALD’S CORPORATION
Ticker: | MCD | Security ID: | 580135101 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 22, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||
2 | Elect Director Richard H. Lenny | For | For | Management | ||||
3 | Elect Director Cary D. McMillan | For | For | Management | ||||
4 | Elect Director Sheila A. Penrose | For | For | Management | ||||
5 | Elect Director James A. Skinner | For | For | Management | ||||
6 | Ratify Auditors | For | For | Management | ||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
8 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
9 | Reduce Supermajority Vote Requirement for Transactions With Interested Shareholders | For | For | Management | ||||
10 | Reduce Supermajority Vote Requirement Relating to the Board of Directors | For | For | Management | ||||
11 | Reduce Supermajority Vote Requirement for Shareholder Action | For | For | Management | ||||
12 | Declassify the Board of Directors | Against | For | Shareholder | ||||
13 | Require Suppliers to Adopt CAK | Against | Against | Shareholder | ||||
14 | Report on Policy Responses to Children’s Health Concerns and Fast Food | Against | Against | Shareholder | ||||
15 | Report on Beverage Container Environmental Strategy | Against | For | Shareholder |
MICROSOFT CORPORATION
Ticker: | MSFT | Security ID: | 594918104 | |||
Meeting Date: | NOV 16, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||
2 | Elect Director Dina Dublon | For | For | Management | ||||
3 | Elect Director William H. Gates III | For | For | Management | ||||
4 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||
5 | Elect Director Reed Hastings | For | For | Management | ||||
6 | Elect Director Maria M. Klawe | For | For | Management | ||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||
9 | Elect Director Helmut Panke | For | For | Management | ||||
10 | Ratify Auditors | For | For | Management | ||||
11 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Against | Against | Shareholder |
NUCOR CORPORATION
Ticker: | NUE | Security ID: | 670346105 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 14, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Peter C. Browning | For | For | Management | ||||
1.2 | Elect Director Victoria F. Haynes | For | For | Management | ||||
1.3 | Elect Director Christopher J. Kearney | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
5 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||
6 | Require Independent Board Chairman | Against | For | Shareholder |
OCCIDENTAL PETROLEUM CORPORATION
Ticker: | OXY | Security ID: | 674599105 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 15, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Spencer Abraham | For | For | Management | ||||
2 | Elect Director Howard I. Atkins | For | For | Management | ||||
3 | Elect Director Stephen I. Chazen | For | For | Management | ||||
4 | Elect Director Edward P. Djerejian | For | Against | Management | ||||
5 | Elect Director John E. Feick | For | For | Management | ||||
6 | Elect Director Margaret M. Foran | For | For | Management | ||||
7 | Elect Director Carlos M. Gutierrez | For | For | Management | ||||
8 | Elect Director Ray R. Irani | For | Against | Management | ||||
9 | Elect Director Avedick B. Poladian | For | For | Management | ||||
10 | Elect Director Rodolfo Segovia | For | Against | Management | ||||
11 | Elect Director Aziz D. Syriani | For | Against | Management | ||||
12 | Elect Director Rosemary Tomich | For | Against | Management | ||||
13 | Elect Director Walter L. Weisman | For | Against | Management | ||||
14 | Ratify Auditors | For | For | Management | ||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
16 | Advisory Vote on Say on Pay Frequency | None | One Year | Management | ||||
17 | Review Political Expenditures and Processes | Against | For | Shareholder | ||||
18 | Request Director Nominee with Environmental Qualifications | Against | Against | Shareholder |
PEPSICO, INC.
Ticker: | PEP | Security ID: | 713448108 | |||
Meeting Date: | MAY 04, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 04, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director S.L. Brown | For | For | Management | ||||
2 | Elect Director I.M. Cook | For | For | Management | ||||
3 | Elect Director D. Dublon | For | For | Management |
4 | Elect Director V.J. Dzau | For | For | Management | ||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||
10 | Elect Director J.J. Schiro | For | For | Management | ||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||
12 | Elect Director D. Vasella | For | For | Management | ||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
14 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
15 | Ratify Auditors | For | For | Management | ||||
16 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||
18 | Report on Political Contributions | Against | Against | Shareholder |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | AUG 12, 2010 | Meeting Type: | Special | |||
Record Date: | AUG 04, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Ratify Engagement of PricewaterhouseCoopers Corporate Finance and Recovery Ltda to Prepare Valuation Report of Four Federal Treasury Bills to Be Used by Shareholders to Pay for Shares Subscribed in Primary Public Offering | For | For | Management | ||||
2 | Approve PricewaterhouseCoopers Corporate Finance and Recovery Ltda’s Valuation Report | For | For | Management | ||||
3 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | DEC 07, 2010 | Meeting Type: | Special | |||
Record Date: | NOV 19, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Marlim Participacoes S.A. | For | For | Management | ||||
2 | Approve Agreement to Absorb Nova Marlim Participacoes S.A. | For | For | Management | ||||
3 | Appoint KPMG Auditores Independentes to Appraise Proposed Merger | For | For | Management | ||||
4 | Approve Appraisal of Proposed Merger | For | For | Management | ||||
5 | Approve Absorption of Marlim Participacoes S.A. and Nova Marlim Participacoes S.A. | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | JAN 31, 2011 | Meeting Type: | Special | |||
Record Date: | JAN 03, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Approve Agreement to Absorb Comperj Petroquimicos Basicos SA | For | For | Management | ||||
2 | Approve Agreement to Absorb Comperj PET SA | For | For | Management | ||||
3 | Appoint Independent Firm to Appraise Proposed Mergers | For | For | Management | ||||
4 | Approve Independent Firm’s Appraisal | For | For | Management | ||||
5 | Approve Absorption of Comperj Petroquimicos Basicos SA and Comperj PET SA | For | For | Management | ||||
6 | Amend Articles to Reflect Changes in Capital | For | For | Management | ||||
7 | Amend Article 4 to Eliminate Authorized Capital Limit | For | For | Management | ||||
8 | Amend Article 4 to Specify that Share Issuances Will be Submitted to Shareholder Meetings | For | For | Management | ||||
9 | Renumber Articles | For | For | Management | ||||
10 | Renumber Articles | For | For | Management | ||||
11 | Amend Articles | For | For | Management | ||||
12 | Amend Articles | For | For | Management | ||||
13 | Amend Articles | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 04, 2011 | Meeting Type: | Special | |||
Record Date: | MAR 23, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Amend Article 20 | For | For | Management | ||||
2.1 | Approve Agreement to Absorb Companhia Mexilhao do Brasil | For | For | Management | ||||
2.2 | Appoint KPMG to Appraise Proposed Absorption | For | For | Management | ||||
2.3 | Approve KPMG’s Appraisal | For | For | Management | ||||
2.4 | Approve Absorption of Companhia Mexilhao do Brasil | For | For | Management | ||||
2.5 | Authorize Board to Ratify and Execute Approved Resolutions | For | For | Management |
PETROLEO BRASILEIRO SA-PETROBRAS
Ticker: | PETR4 | Security ID: | 71654V408 | |||
Meeting Date: | APR 28, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | APR 01, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | For | For | Management | ||||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | Management | ||||
3 | Approve Allocation of Income and Dividends | For | For | Management | ||||
4 | Elect Directors | For | Against | Management | ||||
5 | Elect Board Chairman | For | For | Management | ||||
6 | Elect Fiscal Council Members | For | For | Management | ||||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | For | Management | ||||
1 | Authorize Capitalization of Reserves without Issuance of New Shares | For | For | Management |
POTASH CORPORATION OF SASKATCHEWAN INC.
Ticker: | POT | Security ID: | 73755L107 | |||
Meeting Date: | MAY 12, 2011 | Meeting Type: | Annual/Special | |||
Record Date: | MAR 16, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director C. M. Burley | For | For | Management | ||||
1.2 | Elect Director W. J. Doyle | For | For | Management | ||||
1.3 | Elect Director J. W. Estey | For | For | Management | ||||
1.4 | Elect Director C. S. Hoffman | For | For | Management | ||||
1.5 | Elect Director D. J. Howe | For | For | Management | ||||
1.6 | Elect Director A. D. Laberge | For | For | Management | ||||
1.7 | Elect Director K. G. Martell | For | For | Management | ||||
1.8 | Elect Director J. J. McCaig | For | For | Management | ||||
1.9 | Elect Director M. Mogford | For | For | Management | ||||
1.10 | Elect Director P. J. Schoenhals | For | For | Management | ||||
1.11 | Elect Director E. R. Stromberg | For | For | Management | ||||
1.12 | Elect Director E. Viyella de Paliza | For | For | Management | ||||
2 | Ratify Deloitte & Touche LLP as Auditors | For | For | Management | ||||
3 | Approve 2011 Performance Option Plan | For | For | Management | ||||
4 | Advisory Vote on Executive Compensation Approach | For | For | Management |
QUALCOMM INCORPORATED
Ticker: | QCOM | Security ID: | 747525103 | |||
Meeting Date: | MAR 08, 2011 | Meeting Type: | Annual | |||
Record Date: | JAN 10, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Barbara T. Alexander | For | For | Management | ||||
1.2 | Elect Director Stephen M. Bennett | For | For | Management | ||||
1.3 | Elect Director Donald G. Cruickshank | For | For | Management | ||||
1.4 | Elect Director Raymond V. Dittamore | For | For | Management | ||||
1.5 | Elect Director Thomas W. Horton | For | For | Management | ||||
1.6 | Elect Director Irwin Mark Jacobs | For | For | Management | ||||
1.7 | Elect Director Paul E. Jacobs | For | For | Management |
1.8 | Elect Director Robert E. Kahn | For | For | Management | ||||
1.9 | Elect Director Sherry Lansing | For | For | Management | ||||
1.10 | Elect Director Duane A. Nelles | For | For | Management | ||||
1.11 | Elect Director Francisco Ros | For | For | Management | ||||
1.12 | Elect Director Brent Scowcroft | For | For | Management | ||||
1.13 | Elect Director Marc I. Stern | For | For | Management | ||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
4 | Ratify Auditors | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | Three Years | One Year | Management | ||||
7 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder |
RESEARCH IN MOTION LTD
Ticker: | RIM | Security ID: | 760975102 | |||
Meeting Date: | JUL 13, 2010 | Meeting Type: | Annual | |||
Record Date: | MAY 25, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect James L. Balsillie as Director | For | For | Management | ||||
1.2 | Elect Mike Lazaridis as Director | For | For | Management | ||||
1.3 | Elect James Estill as Director | For | For | Management | ||||
1.4 | Elect David Kerr as Director | For | For | Management | ||||
1.5 | Elect Roger Martin as Director | For | For | Management | ||||
1.6 | Elect John Richardson as Director | For | For | Management | ||||
1.7 | Elect Barbara Stymiest as Director | For | For | Management | ||||
1.8 | Elect Antonio Viana-Baptista as Director | For | For | Management | ||||
1.9 | Elect John Wetmore as Director | For | For | Management | ||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management |
SANDISK CORPORATION
Ticker: | SNDK | Security ID: | 80004C101 | |||
Meeting Date: | JUN 07, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Michael Marks | For | For | Management | ||||
1.2 | Elect Director Kevin DeNuccio | For | For | Management | ||||
1.3 | Elect Director Irwin Federman | For | For | Management | ||||
1.4 | Elect Director Steven J. Gomo | For | For | Management | ||||
1.5 | Elect Director Eddy W. Hartenstein | For | For | Management | ||||
1.6 | Elect Director Chenming Hu | For | For | Management | ||||
1.7 | Elect Director Catherine P. Lego | For | For | Management | ||||
1.8 | Elect Director Sanjay Mehrotra | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management |
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
THE CLOROX COMPANY
Ticker: | CLX | Security ID: | 189054109 | |||
Meeting Date: | NOV 17, 2010 | Meeting Type: | Annual | |||
Record Date: | SEP 20, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Daniel Boggan, Jr. | For | For | Management | ||||
2 | Elect Director Richard H. Carmona | For | For | Management | ||||
3 | Elect Director Tully M. Friedman | For | For | Management | ||||
4 | Elect Director George J. Harad | For | For | Management | ||||
5 | Elect Director Donald R. Knauss | For | For | Management | ||||
6 | Elect Director Robert W. Matschullat | For | For | Management | ||||
7 | Elect Director Gary G. Michael | For | For | Management | ||||
8 | Elect Director Edward A. Mueller | For | For | Management | ||||
9 | Elect Director Jan L. Murley | For | For | Management | ||||
10 | Elect Director Pamela Thomas-Graham | For | For | Management | ||||
11 | Elect Director Carolyn M. Ticknor | For | For | Management | ||||
12 | Ratify Auditors | For | For | Management | ||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
15 | Require Independent Board Chairman | Against | Against | Shareholder |
THE GOLDMAN SACHS GROUP, INC.
Ticker: | GS | Security ID: | 38141G104 | |||
Meeting Date: | MAY 06, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||
2 | Elect Director John H. Bryan | For | For | Management | ||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||
6 | Elect Director William W. George | For | For | Management | ||||
7 | Elect Director James A. Johnson | For | For | Management | ||||
8 | Elect Director Lois D. Juliber | For | For | Management | ||||
9 | Elect Director Lakshmi N. Mittal | For | For | Management | ||||
10 | Elect Director James J. Schiro | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||
15 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||
17 | Review Executive Compensation | Against | Against | Shareholder | ||||
18 | Report on Climate Change Business Risks | Against | Against | Shareholder | ||||
19 | Report on Political Contributions | Against | Against | Shareholder |
THE WILLIAMS COMPANIES, INC.
Ticker: | WMB | Security ID: | 969457100 | |||
Meeting Date: | MAY 19, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Alan S. Armstrong | For | For | Management | ||||
2 | Elect Director Joseph R. Cleveland | For | For | Management | ||||
3 | Elect Director Juanita H. Hinshaw | For | For | Management | ||||
4 | Elect Director Frank T. MacInnis | For | For | Management | ||||
5 | Elect Director Janice D. Stoney | For | For | Management | ||||
6 | Elect Director Laura A. Sugg | For | For | Management | ||||
7 | Ratify Auditors | For | For | Management | ||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
9 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNION PACIFIC CORPORATION
Ticker: | UNP | Security ID: | 907818108 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | FEB 28, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Andrew H. Card, Jr. | For | For | Management | ||||
1.2 | Elect Director Erroll B. Davis, Jr. | For | For | Management | ||||
1.3 | Elect Director Thomas J. Donohue | For | For | Management | ||||
1.4 | Elect Director Archie W. Dunham | For | For | Management | ||||
1.5 | Elect Director Judith Richards Hope | For | For | Management | ||||
1.6 | Elect Director Charles C. Krulak | For | For | Management | ||||
1.7 | Elect Director Michael R. McCarthy | For | For | Management | ||||
1.8 | Elect Director Michael W. McConnell | For | For | Management | ||||
1.9 | Elect Director Thomas F. McLarty III | For | For | Management | ||||
1.10 | Elect Director Steven R. Rogel | For | For | Management | ||||
1.11 | Elect Director Jose H. Villarreal | For | For | Management | ||||
1.12 | Elect Director James R. Young | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
5a | Reduce Supermajority Vote Requirement Relating to Preference Rights of Preferred Stock | For | For | Management | ||||
5b | Reduce Supermajority Vote Requirement Relating to Removal of Directors | For | For | Management | ||||
5c | Reduce Supermajority Vote Requirement Relating to Amendments to Authorized Capital Stock | For | For | Management | ||||
6 | Require Independent Board Chairman | Against | Against | Shareholder |
UNITED CONTINENTAL HOLDINGS, INC.
Ticker: | UAL | Security ID: | 910047109 | |||
Meeting Date: | JUN 08, 2011 | Meeting Type: | Annual | |||
Record Date: | APR 11, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1.1 | Elect Director Kirbyjon H. Caldwell | For | For | Management | ||||
1.2 | Elect Director Carolyn Corvi | For | For | Management | ||||
1.3 | Elect Director W. James Farrell | For | For | Management | ||||
1.4 | Elect Director Jane C. Garvey | For | For | Management | ||||
1.5 | Elect Director Walter Isaacson | For | For | Management | ||||
1.6 | Elect Director Henry L. Meyer III | For | For | Management | ||||
1.7 | Elect Director Oscar Munoz | For | For | Management | ||||
1.8 | Elect Director James J. O’Connor | For | For | Management | ||||
1.9 | Elect Director Laurence E. Simmons | For | For | Management | ||||
1.10 | Elect Director Jeffery A. Smisek | For | For | Management | ||||
1.11 | Elect Director Glenn F. Tilton | For | For | Management | ||||
1.12 | Elect Director David J. Vitale | For | For | Management | ||||
1.13 | Elect Director John H. Walker | For | For | Management | ||||
1.14 | Elect Director Charles A. Yamarone | For | For | Management | ||||
2 | Ratify Auditors | For | For | Management | ||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
4 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management |
UNITEDHEALTH GROUP INCORPORATED
Ticker: | UNH | Security ID: | 91324P102 | |||
Meeting Date: | MAY 23, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 24, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||
6 | Elect Director Rodger A. Lawson | For | For | Management | ||||
7 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||
8 | Elect Director Glenn M. Renwick | For | For | Management | ||||
9 | Elect Director Kenneth I. Shine | For | For | Management | ||||
10 | Elect Director Gail R. Wilensky | For | For | Management | ||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
12 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||
15 | Ratify Auditors | For | For | Management |
VERIZON COMMUNICATIONS INC.
Ticker: | VZ | Security ID: | 92343V104 | |||
Meeting Date: | MAY 05, 2011 | Meeting Type: | Annual | |||
Record Date: | MAR 07, 2011 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||
4 | Elect Director Lowell C. Mcadam | For | For | Management |
5 | Elect Director Sandra O. Moose | For | For | Management | ||||
6 | Elect Director Joseph Neubauer | For | For | Management | ||||
7 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||
11 | Elect Director Rodney E. Slater | For | For | Management | ||||
12 | Elect Director John W. Snow | For | For | Management | ||||
13 | Ratify Auditors | For | For | Management | ||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
15 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||
17 | Performance-Based Equity Awards | Against | For | Shareholder | ||||
18 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder |
VISA INC.
Ticker: | V | Security ID: | 92826C839 | |||
Meeting Date: | JAN 27, 2011 | Meeting Type: | Annual | |||
Record Date: | DEC 03, 2010 |
# | Proposal | Mgt Rec | Vote Cast | Sponsor | ||||
1 | Declassify the Board of Directors | For | For | Management | ||||
2 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||
3.1 | Elect Director Gary P. Coughlan | For | For | Management | ||||
3.2 | Elect Director Mary B. Cranston | For | For | Management | ||||
3.3 | Elect Director Francisco Javier Fernandez-Carbajal | For | For | Management | ||||
3.4 | Elect Director Robert W. Matschullat | For | For | Management | ||||
3.5 | Elect Director Cathy E. Minehan | For | For | Management | ||||
3.6 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
3.7 | Elect Director David J. Pang | For | For | Management | ||||
3.8 | Elect Director Joseph W. Saunders | For | For | Management | ||||
3.9 | Elect Director William S. Shanahan | For | For | Management | ||||
3.10 | Elect Director John A. Swainson | For | For | Management | ||||
4.1 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||
4.2 | Elect Director Joseph W. Saunders | For | For | Management | ||||
4.3 | Elect Director John A. Swainson | For | For | Management | ||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||
6 | Advisory Vote on Say on Pay Frequency | One Year | One Year | Management | ||||
7 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||
8 | Ratify Auditors | For | For | Management |
========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Virtus Equity Trust | ||
By (Signature and Title)* | /s/ GEORGE R. ALYWARD | |
George R. Alyward, President |
Date: August 25, 2011