UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-3150
BMC FUND, INC.
800 Hickory Blvd. SW
Lenoir, NC 28645
828-758-6100
Wendy Sims
800 Hickory Blvd. SW
Lenoir, NC 28645
Date of fiscal year end: October 31
Date of reporting period: July 1, 2020 – June 30, 2021
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures (“CUSIP”) number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the registrant cast its vote on the matter;
(h) How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the registrant cast its vote for or against management.
Investment Company Report | ||||||||||||||||||||||||||||
ABB LTD | ||||||||||||||||||||||||||||
Security | 000375204 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ABB | Meeting Date | 25-Mar-2021 | |||||||||||||||||||||||||
ISIN | US0003752047 | Agenda | 935341735 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approval of the management report, the consolidated financial statements and the annual financial statements for 2020. | Management | For | |||||||||||||||||||||||||
2. | Consultative vote on the 2020 Compensation Report. | Management | For | |||||||||||||||||||||||||
3. | Discharge of the Board of Directors and the persons entrusted with management. | Management | For | |||||||||||||||||||||||||
4. | Appropriation of earnings. | Management | For | |||||||||||||||||||||||||
5. | Capital reduction through cancellation of shares repurchased under the share buyback program. | Management | For | |||||||||||||||||||||||||
6. | Renewal of authorized share capital. | Management | For | |||||||||||||||||||||||||
7A. | Binding vote on the maximum aggregate amount of compensation of the Board of Directors for the next term of office, i.e. from the 2021 Annual General Meeting to the 2022 Annual General Meeting. | Management | For | |||||||||||||||||||||||||
7B. | Binding vote on the maximum aggregate amount of compensation of the Executive Committee for the following financial year, i.e. 2022. | Management | For | |||||||||||||||||||||||||
8A. | Election of Gunnar Brock as Director | Management | For | |||||||||||||||||||||||||
8B. | Election of David Constable as Director | Management | For | |||||||||||||||||||||||||
8C. | Election of Frederico Fleury Curado as Director | Management | For | |||||||||||||||||||||||||
8D. | Election of Lars Förberg as Director | Management | For | |||||||||||||||||||||||||
8E. | Election of Jennifer Xin-Zhe Li as Director | Management | For | |||||||||||||||||||||||||
8F. | Election of Geraldine Matchett as Director | Management | For | |||||||||||||||||||||||||
8G. | Election of David Meline as Director | Management | For | |||||||||||||||||||||||||
8H. | Election of Satish Pai as Director | Management | For | |||||||||||||||||||||||||
8I. | Election of Jacob Wallenberg as Director | Management | For | |||||||||||||||||||||||||
8J. | Election of Peter Voser as Director and Chairman | Management | For | |||||||||||||||||||||||||
9A. | Election of member to the Compensation Committee: David Constable | Management | For | |||||||||||||||||||||||||
9B. | Election of member to the Compensation Committee: Frederico Fleury Curado | Management | For | |||||||||||||||||||||||||
9C. | Election of member to the Compensation Committee: Jennifer Xin-Zhe Li | Management | For | |||||||||||||||||||||||||
10. | Election of the independent proxy, Dr. Hans Zehnder. | Management | For | |||||||||||||||||||||||||
11. | Election of the auditors, KPMG AG. | Management | For | |||||||||||||||||||||||||
12. | In case of additional or alternative proposals to the published agenda items during the Annual General Meeting or of new agenda items, I authorize the independent proxy to act. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,000 | 0 | 25-Mar-2021 | ||||||||||||||||||||||
ABBVIE INC. | ||||||||||||||||||||||||||||
Security | 00287Y109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ABBV | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||
ISIN | US00287Y1091 | Agenda | 935357891 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Roxanne S. Austin | For | ||||||||||||||||||||||||||
2 | Richard A. Gonzalez | For | ||||||||||||||||||||||||||
3 | Rebecca B. Roberts | For | ||||||||||||||||||||||||||
4 | Glenn F. Tilton | For | ||||||||||||||||||||||||||
2. | Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Say on Pay-An advisory vote on the approval of executive compensation. | Management | For | |||||||||||||||||||||||||
4. | Approval of the Amended and Restated 2013 Incentive Stock Program. | Management | For | |||||||||||||||||||||||||
5. | Approval of the Amended and Restated 2013 Employee Stock Purchase Plan for non-U.S. employees. | Management | For | |||||||||||||||||||||||||
6. | Approval of a management proposal regarding amendment of the certificate of incorporation to eliminate supermajority voting. | Management | For | |||||||||||||||||||||||||
7. | Stockholder Proposal - to Issue an Annual Report on Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
8. | Stockholder Proposal - to Adopt a Policy to Require Independent Chairman. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
ALTRIA GROUP, INC. | ||||||||||||||||||||||||||||
Security | 02209S103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MO | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||
ISIN | US02209S1033 | Agenda | 935381640 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: John T. Casteen III | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Dinyar S. Devitre | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: William F. Gifford, Jr. | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Debra J. Kelly-Ennis | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: W. Leo Kiely III | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Kathryn B. McQuade | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: George Muñoz | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Mark E. Newman | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Nabil Y. Sakkab | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Virginia E. Shanks | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Ellen R. Strahlman | Management | For | |||||||||||||||||||||||||
2. | Ratification of the Selection of Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
3. | Non-Binding Advisory Vote to Approve the Compensation of Altria's Named Executive Officers. | Management | For | |||||||||||||||||||||||||
4. | Shareholder Proposal - Review and Report on Underage Tobacco Prevention Policies and Marketing Practices. | Shareholder | Against | |||||||||||||||||||||||||
5. | Shareholder Proposal - Disclosure of Lobbying Policies and Practices. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 45,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
AMBEV S.A. | ||||||||||||||||||||||||||||
Security | 02319V103 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | ABEV | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | US02319V1035 | Agenda | 935401872 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
O1 | To analyze and approve the management accounts, with examination, discussion and voting on the financial statements related to the fiscal year ended December 31, 2020. | Management | For | |||||||||||||||||||||||||
O2 | To resolve on the allocation of the net profits for the fiscal year ended December 31, 2020 and ratification of the payments of interest on own capital and dividends related to the fiscal year ended December 31, 2020, approved by the Board of Directors at the meetings held, respectively, on December 9 and December 21, 2020. | Management | For | |||||||||||||||||||||||||
O3A | Controller Slate - Fiscal Council: José Ronaldo Vilela Rezende, Elidie Palma Bifano, Emanuel Sotelino Schifferle (Alternate) Eduardo Rogatto Luque (Alternate). You can only vote in favor of either 3A or 3B. | Management | No Action | |||||||||||||||||||||||||
O3B | Separate Election of the fiscal council - Candidates nominated by minority shareholders: Vinicius Balbino Bouhid, Carlos Tersandro Fonseca Adeodato (Alternate). You can only vote in favor of either 3A or 3B. | Management | No Action | |||||||||||||||||||||||||
O4 | To determine the managers' overall compensation for the year of 2021, in the annual amount of up to R$ 123,529,137.63, including expenses related to the recognition of the fair amount of (x) the stock options that the Company intends to grant in the fiscal year, and (y) the compensation based on shares that the Company intends to execute in the fiscal year. | Management | For | |||||||||||||||||||||||||
O5 | To determine the overall compensation of the Fiscal Council's members for the year of 2021, in the annual amount of up to R$ 1,845,504.00, with alternate members' compensation corresponding to half of the amount received by the effective members, in accordance with the Management Proposal. | Management | For | |||||||||||||||||||||||||
E1 | To approve the amendment of the heading of article 2 of the Bylaws to reflect the change in the management body responsible for deciding on the opening, maintenance and closure of branches, offices, deposits or representation agencies of the Company, according to Exhibit B.I of the Management Proposal. | Management | For | |||||||||||||||||||||||||
E2 | To approve the amendment of items "b", "h", "i" and "m" and include items "o" and "p", all of article 3 of the Bylaws, to detail in the corporate purpose ancillary activities to the Company's main activities, according to Exhibit B.i of the Management Proposal. | Management | For | |||||||||||||||||||||||||
E3 | To approve the amendment of the heading of article 5 of the Bylaws in order to reflect the capital increases approved by the Board of Directors, within the authorized capital limit until the date of the Shareholders' Meeting, according to Exhibit B.I of the Management Proposal. | Management | For | |||||||||||||||||||||||||
E4 | To approve the amendment of item "s" of article 21 of the Bylaws in order to specify the competence of the Board of Directors to decide on the participation of the Company in other companies and ventures, according to Exhibit B.I of the Management Proposal. | Management | For | |||||||||||||||||||||||||
E5 | In view of the proposed amendments to the Bylaws described above, to approve the consolidation of the Company's Bylaws, according to the Management Proposal. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 150,000 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 68,200 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
AMERICAN STATES WATER COMPANY | ||||||||||||||||||||||||||||
Security | 029899101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AWR | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US0298991011 | Agenda | 935372843 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Ms. Sarah J. Anderson | Withheld | ||||||||||||||||||||||||||
2 | Mr. Steven D. Davis | Withheld | ||||||||||||||||||||||||||
3 | Ms. Anne M. Holloway | Withheld | ||||||||||||||||||||||||||
2. | Advisory vote to approve the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 20-May-2021 | ||||||||||||||||||||||
AMGEN INC. | ||||||||||||||||||||||||||||
Security | 031162100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AMGN | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US0311621009 | Agenda | 935375382 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Wanda M. Austin | Management | For | |||||||||||||||||||||||||
1B. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Bradway | Management | For | |||||||||||||||||||||||||
1C. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Brian J. Druker | Management | For | |||||||||||||||||||||||||
1D. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Robert A. Eckert | Management | For | |||||||||||||||||||||||||
1E. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Greg C. Garland | Management | For | |||||||||||||||||||||||||
1F. | Election of Director for a term of office expiring at the 2022 annual meeting: Mr. Charles M. Holley, Jr. | Management | For | |||||||||||||||||||||||||
1G. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Tyler Jacks | Management | For | |||||||||||||||||||||||||
1H. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Ellen J. Kullman | Management | For | |||||||||||||||||||||||||
1I. | Election of Director for a term of office expiring at the 2022 annual meeting: Ms. Amy E. Miles | Management | For | |||||||||||||||||||||||||
1J. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. Ronald D. Sugar | Management | For | |||||||||||||||||||||||||
1K. | Election of Director for a term of office expiring at the 2022 annual meeting: Dr. R. Sanders Williams | Management | For | |||||||||||||||||||||||||
2. | Advisory vote to approve our executive compensation. | Management | For | |||||||||||||||||||||||||
3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
ANHEUSER-BUSCH INBEV SA | ||||||||||||||||||||||||||||
Security | 03524A108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BUD | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||
ISIN | US03524A1088 | Agenda | 935378578 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Renewal of the powers of the Board of Directors relating to the acquisition by the Company of its own shares and amendments to article 15 of the articles of association Proposed resolution: cancelling the current authorization made to the Board of directors to acquire the Company's own shares which would have otherwise expired on 28 September 2021 and replacing it by a new authorization to the Board of Directors to purchase the Company's own shares for a period of five years as from the date ....(Due to space limits, see proxy material for full proposal). | Management | For | |||||||||||||||||||||||||
5. | Approval of the statutory annual accounts. | Management | For | |||||||||||||||||||||||||
6. | Discharge to the directors. | Management | For | |||||||||||||||||||||||||
7. | Discharge to the statutory auditor. | Management | For | |||||||||||||||||||||||||
8A. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | |||||||||||||||||||||||||
8B. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | |||||||||||||||||||||||||
8C. | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Dávila, for a period of one year ending at the end of the shareholders' meeting which will be asked to approve the accounts for the year 2021. | Management | For | |||||||||||||||||||||||||
9. | Proposed resolution: approving the remuneration policy drafted in accordance with article 7:89/1 of the Belgian Code of Companies and Associations as set out in the 2020 annual report. | Management | For | |||||||||||||||||||||||||
10. | Proposed resolution: approving the remuneration report for the financial year 2020 as set out in the 2020 annual report. | Management | For | |||||||||||||||||||||||||
11. | Approval of a change of control provision relating to the USD 10,100,000,000 Revolving Credit and Swingline Facilities Agreement originally dated 26 February 2010, as amended for the last time pursuant to an Amendment and Restatement Agreement dated 16 February 2021. | Management | For | |||||||||||||||||||||||||
12. | Filings. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 15,000 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
ANNALY CAPITAL MANAGEMENT, INC. | ||||||||||||||||||||||||||||
Security | 035710409 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | NLY | Meeting Date | 19-May-2021 | |||||||||||||||||||||||||
ISIN | US0357104092 | Agenda | 935377449 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Francine J. Bovich | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Wellington J. Denahan | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Katie Beirne Fallon | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: David L. Finkelstein | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Thomas Hamilton | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Kathy Hopinkah Hannan | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Michael Haylon | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Eric A. Reeves | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: John H. Schaefer | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Glenn A. Votek | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Vicki Williams | Management | For | |||||||||||||||||||||||||
2. | Advisory approval of the Company's executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 20-May-2021 | ||||||||||||||||||||||
AON PLC | ||||||||||||||||||||||||||||
Security | G0403H108 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | AON | Meeting Date | 26-Aug-2020 | |||||||||||||||||||||||||
ISIN | IE00BLP1HW54 | Agenda | 935249602 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approve the issuance of the aggregate scheme consideration pursuant to the transaction. | Management | For | |||||||||||||||||||||||||
2. | Approve any motion by the chair of the Aon EGM to adjourn the Aon EGM, or any adjournments thereof, to another time and place if necessary or appropriate to solicit additional proxies if there are insufficient votes at the time of the Aon EGM to approve Proposal 1. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 31-Jul-2020 | 31-Jul-2020 | |||||||||||||||||||||
AON PLC | ||||||||||||||||||||||||||||
Security | G0403H108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AON | Meeting Date | 02-Jun-2021 | |||||||||||||||||||||||||
ISIN | IE00BLP1HW54 | Agenda | 935399041 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Lester B. Knight | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Gregory C. Case | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Jin-Yong Cai | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Jeffrey C. Campbell | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Fulvio Conti | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Cheryl A. Francis | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: J. Michael Losh | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Richard B. Myers | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Richard C. Notebaert | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Gloria Santona | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Byron O. Spruell | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Carolyn Y. Woo | Management | For | |||||||||||||||||||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
4. | Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law. | Management | For | |||||||||||||||||||||||||
5. | Authorize the Board or the Audit Committee of the Board to determine the remuneration of Ernst & Young Chartered Accountants, in its capacity as the Company's statutory auditor under Irish law. | Management | For | |||||||||||||||||||||||||
6. | Amend Article 190 of the Company's Articles of Association. | Management | For | |||||||||||||||||||||||||
7. | Authorize the Board to capitalize certain of the Company's non-distributable reserves. | Management | For | |||||||||||||||||||||||||
8. | Approve the creation of distributable profits by the reduction and cancellation of the amounts capitalized pursuant to the authority given under Proposal 7. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
APPLE INC. | ||||||||||||||||||||||||||||
Security | 037833100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AAPL | Meeting Date | 23-Feb-2021 | |||||||||||||||||||||||||
ISIN | US0378331005 | Agenda | 935323167 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: James Bell | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Tim Cook | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Al Gore | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Andrea Jung | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Art Levinson | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Monica Lozano | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Ron Sugar | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Sue Wagner | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for fiscal 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments". | Shareholder | Against | |||||||||||||||||||||||||
5. | A shareholder proposal entitled "Shareholder Proposal to Improve Executive Compensation Program". | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 12,000 | 0 | 26-Jan-2021 | 26-Jan-2021 | |||||||||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||||||||||||||||
ISIN | US0463531089 | Agenda | 935384418 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | No Action | |||||||||||||||||||||||||
2. | To confirm dividends. | Management | No Action | |||||||||||||||||||||||||
3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | No Action | |||||||||||||||||||||||||
4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | No Action | |||||||||||||||||||||||||
5A. | Re-election of Director: Leif Johansson | Management | No Action | |||||||||||||||||||||||||
5B. | Re-election of Director: Pascal Soriot | Management | No Action | |||||||||||||||||||||||||
5C. | Re-election of Director: Marc Dunoyer | Management | No Action | |||||||||||||||||||||||||
5D. | Re-election of Director: Philip Broadley | Management | No Action | |||||||||||||||||||||||||
5E. | Election of Director: Euan Ashley | Management | No Action | |||||||||||||||||||||||||
5F. | Re-election of Director: Michel Demaré | Management | No Action | |||||||||||||||||||||||||
5G. | Re-election of Director: Deborah DiSanzo | Management | No Action | |||||||||||||||||||||||||
5H. | Election of Director: Diana Layfield | Management | No Action | |||||||||||||||||||||||||
5I. | Re-election of Director: Sheri McCoy | Management | No Action | |||||||||||||||||||||||||
5J. | Re-election of Director: Tony Mok | Management | No Action | |||||||||||||||||||||||||
5K. | Re-election of Director: Nazneen Rahman | Management | No Action | |||||||||||||||||||||||||
5L. | Re-election of Director: Marcus Wallenberg | Management | No Action | |||||||||||||||||||||||||
6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | No Action | |||||||||||||||||||||||||
7. | To approve the Directors' Remuneration Policy. | Management | No Action | |||||||||||||||||||||||||
8. | To authorise limited political donations. | Management | No Action | |||||||||||||||||||||||||
9. | To authorise the Directors to allot shares. | Management | No Action | |||||||||||||||||||||||||
10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | No Action | |||||||||||||||||||||||||
11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | No Action | |||||||||||||||||||||||||
12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | No Action | |||||||||||||||||||||||||
13. | Special Resolution: To reduce the notice period for general meetings. | Management | No Action | |||||||||||||||||||||||||
14. | To approve amendments to the Performance Share Plan 2020. | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||||||||||||||||
ISIN | US0463531089 | Agenda | 935403585 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||||||||||||||||
ISIN | US0463531089 | Agenda | 935414057 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To receive the Company's Accounts, the Reports of the Directors and Auditor and the Strategic Report for the year ended 31 December 2020. | Management | No Action | |||||||||||||||||||||||||
2. | To confirm dividends. | Management | No Action | |||||||||||||||||||||||||
3. | To reappoint PricewaterhouseCoopers LLP as Auditor. | Management | No Action | |||||||||||||||||||||||||
4. | To authorise the Directors to agree the remuneration of the Auditor. | Management | No Action | |||||||||||||||||||||||||
5A. | Re-election of Director: Leif Johansson | Management | No Action | |||||||||||||||||||||||||
5B. | Re-election of Director: Pascal Soriot | Management | No Action | |||||||||||||||||||||||||
5C. | Re-election of Director: Marc Dunoyer | Management | No Action | |||||||||||||||||||||||||
5D. | Re-election of Director: Philip Broadley | Management | No Action | |||||||||||||||||||||||||
5E. | Election of Director: Euan Ashley | Management | No Action | |||||||||||||||||||||||||
5F. | Re-election of Director: Michel Demaré | Management | No Action | |||||||||||||||||||||||||
5G. | Re-election of Director: Deborah DiSanzo | Management | No Action | |||||||||||||||||||||||||
5H. | Election of Director: Diana Layfield | Management | No Action | |||||||||||||||||||||||||
5I. | Re-election of Director: Sheri McCoy | Management | No Action | |||||||||||||||||||||||||
5J. | Re-election of Director: Tony Mok | Management | No Action | |||||||||||||||||||||||||
5K. | Re-election of Director: Nazneen Rahman | Management | No Action | |||||||||||||||||||||||||
5L. | Re-election of Director: Marcus Wallenberg | Management | No Action | |||||||||||||||||||||||||
6. | To approve the Annual Report on Remuneration for the year ended 31 December 2020. | Management | No Action | |||||||||||||||||||||||||
7. | To approve the Directors' Remuneration Policy. | Management | No Action | |||||||||||||||||||||||||
8. | To authorise limited political donations. | Management | No Action | |||||||||||||||||||||||||
9. | To authorise the Directors to allot shares. | Management | No Action | |||||||||||||||||||||||||
10. | Special Resolution: To authorise the Directors to disapply pre- emption rights. | Management | No Action | |||||||||||||||||||||||||
11. | Special Resolution: To authorise the Directors to further disapply pre-emption rights for acquisitions and specified capital investments. | Management | No Action | |||||||||||||||||||||||||
12. | Special Resolution: To authorise the Company to purchase its own shares. | Management | No Action | |||||||||||||||||||||||||
13. | Special Resolution: To reduce the notice period for general meetings. | Management | No Action | |||||||||||||||||||||||||
14. | To approve amendments to the Performance Share Plan 2020. | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
ASTRAZENECA PLC | ||||||||||||||||||||||||||||
Security | 046353108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | AZN | Meeting Date | 11-May-2021 | |||||||||||||||||||||||||
ISIN | US0463531089 | Agenda | 935416013 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | (a) the proposed acquisition by the Company of Alexion Pharmaceuticals, Inc. and the associated arrangements to be entered into, all as described in the circular to the shareholders of the Company dated 12 April 2021 and substantially on the terms and subject to the conditions set out in the Merger Agreement dated 12 December 2020 between the Company and Alexion Pharmaceuticals, Inc. (among others) (the "Transaction"), be and is hereby approved; and (b) the directors ...(due to space limits, see proxy statement for full proposal). | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
AT&T INC. | ||||||||||||||||||||||||||||
Security | 00206R102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | T | Meeting Date | 30-Apr-2021 | |||||||||||||||||||||||||
ISIN | US00206R1023 | Agenda | 935347179 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: William E. Kennard | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Samuel A. Di Piazza, Jr. | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Scott T. Ford | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Glenn H. Hutchins | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Debra L. Lee | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Stephen J. Luczo | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Michael B. McCallister | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Beth E. Mooney | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Matthew K. Rose | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: John T. Stankey | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Cynthia B. Taylor | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Geoffrey Y. Yang | Management | For | |||||||||||||||||||||||||
2. | Ratification of appointment of independent auditors. | Management | For | |||||||||||||||||||||||||
3. | Advisory approval of executive compensation. | Management | For | |||||||||||||||||||||||||
4. | Stockholder Right to Act by Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 12,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
BANK OF AMERICA CORPORATION | ||||||||||||||||||||||||||||
Security | 060505104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BAC | Meeting Date | 20-Apr-2021 | |||||||||||||||||||||||||
ISIN | US0605051046 | Agenda | 935345670 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Sharon L. Allen | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Susan S. Bies | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Frank P. Bramble, Sr. | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Pierre J.P. de Weck | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Arnold W. Donald | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Linda P. Hudson | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Monica C. Lozano | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Thomas J. May | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Brian T. Moynihan | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Lionel L. Nowell III | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Denise L. Ramos | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Clayton S. Rose | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: Michael D. White | Management | For | |||||||||||||||||||||||||
1N. | Election of Director: Thomas D. Woods | Management | For | |||||||||||||||||||||||||
1O. | Election of Director: R. David Yost | Management | For | |||||||||||||||||||||||||
1P. | Election of Director: Maria T. Zuber | Management | For | |||||||||||||||||||||||||
2. | Approving our executive compensation (an advisory, nonbinding "Say on Pay" resolution). | Management | For | |||||||||||||||||||||||||
3. | Ratifying the appointment of our independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
4. | Amending and restating the Bank of America Corporation Key Employee Equity Plan. | Management | For | |||||||||||||||||||||||||
5. | Shareholder proposal requesting amendments to our proxy access by law. | Shareholder | Against | |||||||||||||||||||||||||
6. | Shareholder proposal requesting amendments to allow shareholders to act by written consent. | Shareholder | Against | |||||||||||||||||||||||||
7. | Shareholder proposal requesting a change in organizational form. | Shareholder | Against | |||||||||||||||||||||||||
8. | Shareholder proposal requesting a racial equity audit. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
BAYER AG | ||||||||||||||||||||||||||||
Security | 072730302 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BAYRY | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||
ISIN | US0727303028 | Agenda | 935378744 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Distribution of the profit. | Management | For | |||||||||||||||||||||||||
2. | Ratification of the actions of the members of the Board of Management. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the actions of the members of the Supervisory Board. | Management | For | |||||||||||||||||||||||||
4.1 | Supervisory Board Election: Dr. Fei-Fei Li | Management | For | |||||||||||||||||||||||||
4.2 | Supervisory Board Election: Alberto Weisser | Management | For | |||||||||||||||||||||||||
5. | Compensation of the Supervisory Board - Amendment to the Articles of Incorporation. | Management | For | |||||||||||||||||||||||||
6. | Election of the Auditor (full-year, half-year and Q3 2021; Q1 2022) | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 25,000 | 0 | 04-May-2021 | 08-Apr-2021 | |||||||||||||||||||||
BCE INC. | ||||||||||||||||||||||||||||
Security | 05534B760 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BCE | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | CA05534B7604 | Agenda | 935362272 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
01 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Mirko Bibic | For | ||||||||||||||||||||||||||
2 | David F. Denison | For | ||||||||||||||||||||||||||
3 | Robert P. Dexter | For | ||||||||||||||||||||||||||
4 | Ian Greenberg | For | ||||||||||||||||||||||||||
5 | Katherine Lee | For | ||||||||||||||||||||||||||
6 | Monique F. Leroux | For | ||||||||||||||||||||||||||
7 | Sheila A. Murray | For | ||||||||||||||||||||||||||
8 | Gordon M. Nixon | For | ||||||||||||||||||||||||||
9 | Louis P. Pagnutti | For | ||||||||||||||||||||||||||
10 | Calin Rovinescu | For | ||||||||||||||||||||||||||
11 | Karen Sheriff | For | ||||||||||||||||||||||||||
12 | Robert C. Simmonds | For | ||||||||||||||||||||||||||
13 | Jennifer Tory | For | ||||||||||||||||||||||||||
14 | Cornell Wright | For | ||||||||||||||||||||||||||
02 | Appointment of Deloitte LLP as auditors | Management | For | |||||||||||||||||||||||||
03 | Advisory resolution on executive compensation as described in the management proxy circular. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,500 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
BERKSHIRE HATHAWAY INC. | ||||||||||||||||||||||||||||
Security | 084670702 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BRKB | Meeting Date | 01-May-2021 | |||||||||||||||||||||||||
ISIN | US0846707026 | Agenda | 935351128 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Warren E. Buffett | For | ||||||||||||||||||||||||||
2 | Charles T. Munger | For | ||||||||||||||||||||||||||
3 | Gregory E. Abel | For | ||||||||||||||||||||||||||
4 | Howard G. Buffett | For | ||||||||||||||||||||||||||
5 | Stephen B. Burke | For | ||||||||||||||||||||||||||
6 | Kenneth I. Chenault | For | ||||||||||||||||||||||||||
7 | Susan L. Decker | For | ||||||||||||||||||||||||||
8 | David S. Gottesman | For | ||||||||||||||||||||||||||
9 | Charlotte Guyman | For | ||||||||||||||||||||||||||
10 | Ajit Jain | For | ||||||||||||||||||||||||||
11 | Thomas S. Murphy | For | ||||||||||||||||||||||||||
12 | Ronald L. Olson | For | ||||||||||||||||||||||||||
13 | Walter Scott, Jr. | For | ||||||||||||||||||||||||||
14 | Meryl B. Witmer | For | ||||||||||||||||||||||||||
2. | Shareholder proposal regarding the reporting of climate-related risks and opportunities. | Shareholder | Against | |||||||||||||||||||||||||
3. | Shareholder proposal regarding diversity and inclusion reporting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
BLACKSTONE MORTGAGE TRUST, INC | ||||||||||||||||||||||||||||
Security | 09257W100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BXMT | Meeting Date | 07-Jul-2021 | |||||||||||||||||||||||||
ISIN | US09257W1009 | Agenda | 935405983 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Michael B. Nash | For | ||||||||||||||||||||||||||
2 | Katharine A. Keenan | For | ||||||||||||||||||||||||||
3 | Leonard W. Cotton | For | ||||||||||||||||||||||||||
4 | Thomas E. Dobrowski | For | ||||||||||||||||||||||||||
5 | Martin L. Edelman | For | ||||||||||||||||||||||||||
6 | Henry N. Nassau | For | ||||||||||||||||||||||||||
7 | Jonathan L. Pollack | For | ||||||||||||||||||||||||||
8 | Lynne B. Sagalyn | For | ||||||||||||||||||||||||||
2 | Ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3 | Advisory Vote on Executive Compensation: To approve in a non- binding, advisory vote, the compensation paid to our named executive officers. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 13,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
BP P.L.C. | ||||||||||||||||||||||||||||
Security | 055622104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BP | Meeting Date | 12-May-2021 | |||||||||||||||||||||||||
ISIN | US0556221044 | Agenda | 935384014 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To receive the annual report and accounts. | Management | For | |||||||||||||||||||||||||
2. | To approve the directors' remuneration report. | Management | For | |||||||||||||||||||||||||
3A. | To elect Mr. M. Auchincloss as a director. | Management | For | |||||||||||||||||||||||||
3B. | To elect Mr. T. Morzaria as a director. | Management | For | |||||||||||||||||||||||||
3C. | To elect Mrs. K. Richardson as a director. | Management | For | |||||||||||||||||||||||||
3D. | To elect Dr. J. Teyssen as a director. | Management | For | |||||||||||||||||||||||||
3E. | To re-elect Mr. B. Looney as a director. | Management | For | |||||||||||||||||||||||||
3F. | To re-elect Miss P. Daley as a director. | Management | For | |||||||||||||||||||||||||
3G. | To re-elect Mr. H. Lund as a director. | Management | For | |||||||||||||||||||||||||
3H. | To re-elect Mrs. M. B. Meyer as a director. | Management | For | |||||||||||||||||||||||||
3I. | To re-elect Mrs. P. R. Reynolds as a director. | Management | For | |||||||||||||||||||||||||
3J. | To re-elect Sir J. Sawers as a director. | Management | For | |||||||||||||||||||||||||
4. | To reappoint Deloitte LLP as auditor. | Management | For | |||||||||||||||||||||||||
5. | To authorize the audit committee to fix the auditor's remuneration. | Management | For | |||||||||||||||||||||||||
6. | To give limited authority to make political donations and incur political expenditure. | Management | For | |||||||||||||||||||||||||
7. | Renewal of the Scrip Dividend Programme. | Management | For | |||||||||||||||||||||||||
8. | To give limited authority to allot shares up to a specified amount. | Management | For | |||||||||||||||||||||||||
9. | Special resolution: to give authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | |||||||||||||||||||||||||
10. | Special resolution: to give additional authority to allot a limited number of shares for cash free of pre-emption rights. | Management | For | |||||||||||||||||||||||||
11. | Special resolution: to give limited authority for the purchase of its own shares by the company. | Management | For | |||||||||||||||||||||||||
12. | Special resolution: to authorize the calling of general meetings (excluding annual general meetings) by notice of at least 14 clear days. | Management | For | |||||||||||||||||||||||||
13. | Special resolution: Follow This shareholder resolution on climate change targets. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
BRISTOL-MYERS SQUIBB COMPANY | ||||||||||||||||||||||||||||
Security | 110122108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BMY | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||
ISIN | US1101221083 | Agenda | 935359643 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A) | Election of Director: Peter J. Arduini | Management | For | |||||||||||||||||||||||||
1B) | Election of Director: Michael W. Bonney | Management | For | |||||||||||||||||||||||||
1C) | Election of Director: Giovanni Caforio, M.D. | Management | For | |||||||||||||||||||||||||
1D) | Election of Director: Julia A. Haller, M.D. | Management | For | |||||||||||||||||||||||||
1E) | Election of Director: Paula A. Price | Management | For | |||||||||||||||||||||||||
1F) | Election of Director: Derica W. Rice | Management | For | |||||||||||||||||||||||||
1G) | Election of Director: Theodore R. Samuels | Management | For | |||||||||||||||||||||||||
1H) | Election of Director: Gerald L. Storch | Management | For | |||||||||||||||||||||||||
1I) | Election of Director: Karen Vousden, Ph.D. | Management | For | |||||||||||||||||||||||||
1J) | Election of Director: Phyllis R. Yale | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote to Approve the Compensation of our Named Executive Officers. | Management | For | |||||||||||||||||||||||||
3. | Approval of the Company's 2021 Stock Award and Incentive Plan. | Management | For | |||||||||||||||||||||||||
4. | Ratification of the Appointment of an Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
5. | Approval of an Amendment to the Certificate of Incorporation to Lower the Ownership Threshold for Special Shareholder Meetings to 15%. | Management | For | |||||||||||||||||||||||||
6. | Shareholder Proposal on Adoption of a Board Policy that the Chairperson of the Board be an Independent Director. | Shareholder | Against | |||||||||||||||||||||||||
7. | Shareholder Proposal on Shareholder Right to Act by Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
8. | Shareholder Proposal to Lower the Ownership Threshold for Special Shareholder Meetings to 10%. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
BROADMARK REALTY CAPITAL INC | ||||||||||||||||||||||||||||
Security | 11135B100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BRMK | Meeting Date | 10-Jun-2021 | |||||||||||||||||||||||||
ISIN | US11135B1008 | Agenda | 935413043 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Joseph L. Schocken | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Jeffrey B. Pyatt | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Stephen G. Haggerty | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Daniel J. Hirsch | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: David A. Karp | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Norma J. Lawrence | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Kevin M. Luebbers | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Moss Adams LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | Approval, on an advisory basis, of the compensation of our named executive officers as described in the proxy statement. | Management | For | |||||||||||||||||||||||||
4. | Advisory vote, as to the frequency of advisory votes, to approve our named executive officer compensation. | Management | 1 Year | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,500 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
BROOKFIELD INFRASTRUCTURE CORPORATION | ||||||||||||||||||||||||||||
Security | 11275Q107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | BIPC | Meeting Date | 17-Jun-2021 | |||||||||||||||||||||||||
ISIN | CA11275Q1072 | Agenda | 935437219 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Jeffrey Blidner | For | ||||||||||||||||||||||||||
2 | William Cox | For | ||||||||||||||||||||||||||
3 | John Fees | For | ||||||||||||||||||||||||||
4 | Roslyn Kelly | For | ||||||||||||||||||||||||||
5 | John Mullen | For | ||||||||||||||||||||||||||
6 | D. Muñiz Quintanilla | For | ||||||||||||||||||||||||||
7 | Anne Schaumburg | For | ||||||||||||||||||||||||||
8 | Rajeev Vasudeva | For | ||||||||||||||||||||||||||
2 | Appointment of Deloitte LLP as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 166 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
CAESARS ENTERTAINMENT, INC. | ||||||||||||||||||||||||||||
Security | 12769G100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CZR | Meeting Date | 15-Jun-2021 | |||||||||||||||||||||||||
ISIN | US12769G1004 | Agenda | 935424438 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Gary L. Carano | For | ||||||||||||||||||||||||||
2 | Bonnie S. Biumi | For | ||||||||||||||||||||||||||
3 | Jan Jones Blackhurst | For | ||||||||||||||||||||||||||
4 | Frank J. Fahrenkopf | For | ||||||||||||||||||||||||||
5 | Don R. Kornstein | For | ||||||||||||||||||||||||||
6 | Courtney R. Mather | For | ||||||||||||||||||||||||||
7 | Michael E. Pegram | For | ||||||||||||||||||||||||||
8 | Thomas R. Reeg | For | ||||||||||||||||||||||||||
9 | David P. Tomick | For | ||||||||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | |||||||||||||||||||||||||
3. | ADVISORY VOTE TO APPROVE THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE COMPENSATION. | Management | 1 Year | |||||||||||||||||||||||||
4. | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2021. | Management | For | |||||||||||||||||||||||||
5. | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK TO 500,000,000. | Management | For | |||||||||||||||||||||||||
6. | TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO AUTHORIZE THE ISSUANCE OF 150,000,000 SHARES OF PREFERRED STOCK. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
CAPITALA FINANCE CORP | ||||||||||||||||||||||||||||
Security | 14054R502 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | CPTA | Meeting Date | 27-May-2021 | |||||||||||||||||||||||||
ISIN | US14054R5028 | Agenda | 935433463 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To approve the Company's entry into a new investment advisory agreement between the Company and Mount Logan Asset Management, LLC. | Management | For | |||||||||||||||||||||||||
2. | To approve the adjournment of the Special Meeting, if necessary or appropriate, to solicit additional proxies. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 13,075 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
CEDAR FAIR, L.P. | ||||||||||||||||||||||||||||
Security | 150185106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | FUN | Meeting Date | 19-May-2021 | |||||||||||||||||||||||||
ISIN | US1501851067 | Agenda | 935386272 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Daniel J. Hanrahan | Withheld | ||||||||||||||||||||||||||
2 | Lauri M. Shanahan | Withheld | ||||||||||||||||||||||||||
3 | Debra Smithart-Oglesby | Withheld | ||||||||||||||||||||||||||
2. | Confirm the appointment of Deloitte & Touche LLP as our independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
CHEVRON CORPORATION | ||||||||||||||||||||||||||||
Security | 166764100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CVX | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US1667641005 | Agenda | 935390132 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Wanda M. Austin | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: John B. Frank | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Alice P. Gast | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Enrique Hernandez, Jr. | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Marillyn A. Hewson | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Jon M. Huntsman Jr. | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Charles W. Moorman IV | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Dambisa F. Moyo | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Debra Reed-Klages | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Ronald D. Sugar | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: D. James Umpleby III | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Michael K. Wirth | Management | For | |||||||||||||||||||||||||
2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
4. | Reduce Scope 3 Emissions. | Shareholder | Against | |||||||||||||||||||||||||
5. | Report on Impacts of Net Zero 2050 Scenario. | Shareholder | Against | |||||||||||||||||||||||||
6. | Shift to Public Benefit Corporation. | Shareholder | Against | |||||||||||||||||||||||||
7. | Report on Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
8. | Independent Chair. | Shareholder | Against | |||||||||||||||||||||||||
9. | Special Meetings. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,800 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
CITRIX SYSTEMS, INC. | ||||||||||||||||||||||||||||
Security | 177376100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CTXS | Meeting Date | 04-Jun-2021 | |||||||||||||||||||||||||
ISIN | US1773761002 | Agenda | 935400666 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Robert M. Calderoni | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Nanci E. Caldwell | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Murray J. Demo | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Ajei S. Gopal | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: David J. Henshall | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Thomas E. Hogan | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Moira A. Kilcoyne | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Robert E. Knowling, Jr. | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Peter J. Sacripanti | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: J. Donald Sherman | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
4. | Shareholder proposal regarding simple majority voting provisions. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
CME GROUP INC. | ||||||||||||||||||||||||||||
Security | 12572Q105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CME | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | US12572Q1058 | Agenda | 935359340 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Equity Director: Terrence A. Duffy | Management | For | |||||||||||||||||||||||||
1B. | Election of Equity Director: Timothy S. Bitsberger | Management | For | |||||||||||||||||||||||||
1C. | Election of Equity Director: Charles P. Carey | Management | For | |||||||||||||||||||||||||
1D. | Election of Equity Director: Dennis H. Chookaszian | Management | For | |||||||||||||||||||||||||
1E. | Election of Equity Director: Bryan T. Durkin | Management | For | |||||||||||||||||||||||||
1F. | Election of Equity Director: Ana Dutra | Management | For | |||||||||||||||||||||||||
1G. | Election of Equity Director: Martin J. Gepsman | Management | For | |||||||||||||||||||||||||
1H. | Election of Equity Director: Larry G. Gerdes | Management | For | |||||||||||||||||||||||||
1I. | Election of Equity Director: Daniel R. Glickman | Management | For | |||||||||||||||||||||||||
1J. | Election of Equity Director: Daniel G. Kaye | Management | For | |||||||||||||||||||||||||
1K. | Election of Equity Director: Phyllis M. Lockett | Management | For | |||||||||||||||||||||||||
1L. | Election of Equity Director: Deborah J. Lucas | Management | For | |||||||||||||||||||||||||
1M. | Election of Equity Director: Terry L. Savage | Management | For | |||||||||||||||||||||||||
1N. | Election of Equity Director: Rahael Seifu | Management | For | |||||||||||||||||||||||||
1O. | Election of Equity Director: William R. Shepard | Management | For | |||||||||||||||||||||||||
1P. | Election of Equity Director: Howard J. Siegel | Management | For | |||||||||||||||||||||||||
1Q. | Election of Equity Director: Dennis A. Suskind | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote on the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 800 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
COMMSCOPE HOLDING COMPANY, INC. | ||||||||||||||||||||||||||||
Security | 20337X109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | COMM | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||
ISIN | US20337X1090 | Agenda | 935356091 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approval of an amendment to the Company's Certificate of Incorporation to eliminate the classified structure of the Company's Board of Directors. | Management | For | |||||||||||||||||||||||||
3A. | Election of Class II director: Mary S. Chan | Management | For | |||||||||||||||||||||||||
3B. | Election of Class II director: Stephen C. Gray | Management | For | |||||||||||||||||||||||||
3C. | Election of Class II director: L. William Krause | Management | For | |||||||||||||||||||||||||
3D. | Election of Class III director: Derrick A. Roman | Management | For | |||||||||||||||||||||||||
4. | Non-binding, advisory vote to approve the compensation of our named executive officers as described in the proxy statement. | Management | For | |||||||||||||||||||||||||
5. | Approval of additional shares under the Company's 2019 Long-Term Incentive Plan. | Management | For | |||||||||||||||||||||||||
6. | Approval of the termination of executive performance options and grant of selective performance-based retention equity awards. | Management | For | |||||||||||||||||||||||||
7. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 7,500 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
COMPASS DIVERSIFIED HOLDINGS | ||||||||||||||||||||||||||||
Security | 20451Q104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CODI | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US20451Q1040 | Agenda | 935387426 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | C. Sean Day | Withheld | ||||||||||||||||||||||||||
2 | Larry L. Enterline | Withheld | ||||||||||||||||||||||||||
3 | D. Eugene Ewing | Withheld | ||||||||||||||||||||||||||
2. | To approve, on a non-binding and advisory basis, the resolution approving the compensation of our named executive officers as disclosed in the Proxy Statement ("Say-on-Pay Vote"). | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of Grant Thornton LLP to serve as independent auditor for the Company and the Trust for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
CONSTELLATION BRANDS, INC. | ||||||||||||||||||||||||||||
Security | 21036P108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | STZ | Meeting Date | 20-Jul-2021 | |||||||||||||||||||||||||
ISIN | US21036P1084 | Agenda | 935455712 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Christy Clark | For | ||||||||||||||||||||||||||
2 | Jennifer M. Daniels | For | ||||||||||||||||||||||||||
3 | Nicholas I. Fink | For | ||||||||||||||||||||||||||
4 | Jerry Fowden | For | ||||||||||||||||||||||||||
5 | Ernesto M. Hernandez | For | ||||||||||||||||||||||||||
6 | Susan S. Johnson | For | ||||||||||||||||||||||||||
7 | James A. Locke III | For | ||||||||||||||||||||||||||
8 | Jose M. Madero Garza | For | ||||||||||||||||||||||||||
9 | Daniel J. McCarthy | For | ||||||||||||||||||||||||||
10 | William A. Newlands | For | ||||||||||||||||||||||||||
11 | Richard Sands | For | ||||||||||||||||||||||||||
12 | Robert Sands | For | ||||||||||||||||||||||||||
13 | Judy A. Schmeling | For | ||||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2022. | Management | For | |||||||||||||||||||||||||
3. | To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | For | |||||||||||||||||||||||||
4. | Stockholder proposal regarding diversity. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,500 | 0 | 14-Jun-2021 | 14-Jun-2021 | |||||||||||||||||||||
COOK & BYNUM FUNDS TRUST | ||||||||||||||||||||||||||||
Security | 213022106 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | COBYX | Meeting Date | 05-Nov-2020 | |||||||||||||||||||||||||
ISIN | US2130221060 | Agenda | 935271534 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To approve a new investment advisory agreement between Cook & Bynum Capital Management, LLC and the Cook & Bynum Funds Trust on behalf of The Cook & Bynum Fund. | Management | For | |||||||||||||||||||||||||
2. | To approve the election of Richard P. Cook to the Board of Trustees of the Cook & Bynum Funds Trust. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698973 | STOCK MUTUAL FUNDS | 2698973 | NORTHERN TRUST COMPANY | 65,145 | 0 | 14-Sep-2020 | 14-Sep-2020 | |||||||||||||||||||||
CORNING INCORPORATED | ||||||||||||||||||||||||||||
Security | 219350105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GLW | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | US2193501051 | Agenda | 935346975 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Donald W. Blair | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Leslie A. Brun | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Stephanie A. Burns | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Richard T. Clark | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Robert F. Cummings, Jr. | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Roger W. Ferguson, Jr. | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Deborah A. Henretta | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Daniel P. Huttenlocher | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Kurt M. Landgraf | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Kevin J. Martin | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Deborah D. Rieman | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Hansel E. Tookes, II | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: Wendell P. Weeks | Management | For | |||||||||||||||||||||||||
1N. | Election of Director: Mark S. Wrighton | Management | For | |||||||||||||||||||||||||
2. | Advisory approval of our executive compensation (Say on Pay). | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
4. | Approval of our 2021 Long-Term Incentive Plan. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 9,500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
CYRUSONE INC. | ||||||||||||||||||||||||||||
Security | 23283R100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CONE | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US23283R1005 | Agenda | 935383454 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Bruce W. Duncan | For | ||||||||||||||||||||||||||
2 | David H. Ferdman | For | ||||||||||||||||||||||||||
3 | John W. Gamble, Jr. | For | ||||||||||||||||||||||||||
4 | T. Tod Nielsen | For | ||||||||||||||||||||||||||
5 | Denise Olsen | For | ||||||||||||||||||||||||||
6 | Alex Shumate | For | ||||||||||||||||||||||||||
7 | William E. Sullivan | For | ||||||||||||||||||||||||||
8 | Lynn A. Wentworth | For | ||||||||||||||||||||||||||
2. | Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
3. | Recommendation, by advisory (non- binding) vote, of the frequency of future advisory votes on the compensation of the Company's named executive officers. | Management | 1 Year | |||||||||||||||||||||||||
4. | Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
DAVITA INC. | ||||||||||||||||||||||||||||
Security | 23918K108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DVA | Meeting Date | 10-Jun-2021 | |||||||||||||||||||||||||
ISIN | US23918K1088 | Agenda | 935415148 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Pamela M. Arway | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Charles G. Berg | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Barbara J. Desoer | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Paul J. Diaz | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Shawn M. Guertin | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: John M. Nehra | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Paula A. Price | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Javier J. Rodriguez | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Phyllis R. Yale | Management | For | |||||||||||||||||||||||||
2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
4. | Stockholder proposal regarding political contributions disclosure, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
DIGITAL REALTY TRUST, INC. | ||||||||||||||||||||||||||||
Security | 253868103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DLR | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||
ISIN | US2538681030 | Agenda | 935407393 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Laurence A. Chapman | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Alexis Black Bjorlin | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: VeraLinn Jamieson | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Kevin J. Kennedy | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: William G. LaPerch | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Jean F.H.P. Mandeville | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Afshin Mohebbi | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Mark R. Patterson | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Mary Hogan Preusse | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Dennis E. Singleton | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: A. William Stein | Management | For | |||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as more fully described in the accompanying Proxy Statement (say on pay). | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
DOLLAR GENERAL CORPORATION | ||||||||||||||||||||||||||||
Security | 256677105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DG | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US2566771059 | Agenda | 935374924 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Warren F. Bryant | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Michael M. Calbert | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Patricia D. Fili-Krushel | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Timothy I. McGuire | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: William C. Rhodes, III | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Debra A. Sandler | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Ralph E. Santana | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Todd J. Vasos | Management | For | |||||||||||||||||||||||||
2. | To approve, on an advisory (non-binding) basis, the resolution regarding the compensation of Dollar General Corporation's named executive officers as disclosed in the proxy statement. | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as Dollar General Corporation's independent registered public accounting firm for fiscal 2021. | Management | For | |||||||||||||||||||||||||
4. | To approve the Dollar General Corporation 2021 Stock Incentive Plan. | Management | For | |||||||||||||||||||||||||
5. | To approve an amendment to the amended and restated charter of Dollar General Corporation to allow shareholders holding 25% or more of our common stock to request special meetings of shareholders. | Management | For | |||||||||||||||||||||||||
6. | To vote on a shareholder proposal regarding shareholders' ability to call special meetings of shareholders. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 900 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
DOLLAR TREE, INC. | ||||||||||||||||||||||||||||
Security | 256746108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DLTR | Meeting Date | 10-Jun-2021 | |||||||||||||||||||||||||
ISIN | US2567461080 | Agenda | 935408509 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Arnold S. Barron | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Gregory M. Bridgeford | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Thomas W. Dickson | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Lemuel E. Lewis | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Jeffrey G. Naylor | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Winnie Y. Park | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Bob Sasser | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Stephanie P. Stahl | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Carrie A. Wheeler | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Thomas E. Whiddon | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Michael A. Witynski | Management | For | |||||||||||||||||||||||||
2. | To approve, by a non-binding advisory vote, the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
3. | To ratify the selection of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year 2021. | Management | For | |||||||||||||||||||||||||
4. | To approve the Company's 2021 Omnibus Incentive Plan. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 4,665 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
DOMINION ENERGY, INC. | ||||||||||||||||||||||||||||
Security | 25746U109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | D | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | US25746U1097 | Agenda | 935352853 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: James A. Bennett | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Robert M. Blue | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Helen E. Dragas | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: James O. Ellis, Jr. | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: D. Maybank Hagood | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Ronald W. Jibson | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Mark J. Kington | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Joseph M. Rigby | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Pamela J. Royal, M.D. | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Robert H. Spilman, Jr. | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Susan N. Story | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Michael E. Szymanczyk | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote on Approval of Executive Compensation (Say on Pay). | Management | For | |||||||||||||||||||||||||
3. | Ratification of Appointment of Independent Auditor. | Management | For | |||||||||||||||||||||||||
4. | Shareholder Proposal Regarding a Report on Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
5. | Shareholder Proposal Regarding a Policy to Require an Independent Chair. | Shareholder | Against | |||||||||||||||||||||||||
6. | Shareholder Proposal Regarding Proxy Access Shareholder Aggregation. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,500 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
DOW INC. | ||||||||||||||||||||||||||||
Security | 260557103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DOW | Meeting Date | 15-Apr-2021 | |||||||||||||||||||||||||
ISIN | US2605571031 | Agenda | 935340567 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Samuel R. Allen | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Gaurdie Banister Jr. | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Wesley G. Bush | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Richard K. Davis | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Debra L. Dial | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Jeff M. Fettig | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Jim Fitterling | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Jacqueline C. Hinman | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Luis A. Moreno | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Jill S. Wyant | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Daniel W. Yohannes | Management | For | |||||||||||||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation. | Management | For | |||||||||||||||||||||||||
3. | Approval of the Amendment to the 2019 Stock Incentive Plan. | Management | For | |||||||||||||||||||||||||
4. | Approval of the 2021 Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
5. | Ratification of the Appointment of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | |||||||||||||||||||||||||
6. | Stockholder Proposal - Shareholder Right to Act by Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,026 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
DUKE ENERGY CORPORATION | ||||||||||||||||||||||||||||
Security | 26441C204 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DUK | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||
ISIN | US26441C2044 | Agenda | 935359263 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Michael G. Browning | For | ||||||||||||||||||||||||||
2 | Annette K. Clayton | For | ||||||||||||||||||||||||||
3 | Theodore F. Craver, Jr. | For | ||||||||||||||||||||||||||
4 | Robert M. Davis | For | ||||||||||||||||||||||||||
5 | Caroline Dorsa | For | ||||||||||||||||||||||||||
6 | W. Roy Dunbar | For | ||||||||||||||||||||||||||
7 | Nicholas C. Fanandakis | For | ||||||||||||||||||||||||||
8 | Lynn J. Good | For | ||||||||||||||||||||||||||
9 | John T. Herron | For | ||||||||||||||||||||||||||
10 | E. Marie McKee | For | ||||||||||||||||||||||||||
11 | Michael J. Pacilio | For | ||||||||||||||||||||||||||
12 | Thomas E. Skains | For | ||||||||||||||||||||||||||
13 | William E. Webster, Jr. | For | ||||||||||||||||||||||||||
2. | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2021 | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve Duke Energy's named executive officer compensation | Management | For | |||||||||||||||||||||||||
4. | Amendment to the Amended and Restated Certificate of Incorporation of Duke Energy Corporation to eliminate supermajority requirements | Management | For | |||||||||||||||||||||||||
5. | Shareholder proposal regarding independent board chair | Shareholder | Against | |||||||||||||||||||||||||
6. | Shareholder proposal regarding providing a semiannual report on Duke Energy's political contributions and expenditures | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,387 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
DUPONT DE NEMOURS INC | ||||||||||||||||||||||||||||
Security | 26614N102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DD | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||
ISIN | US26614N1028 | Agenda | 935348436 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Amy G. Brady | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Edward D. Breen | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Ruby R. Chandy | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Franklin K. Clyburn, Jr. | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Terrence R. Curtin | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Alexander M. Cutler | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Eleuthère I. du Pont | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Luther C. Kissam | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Frederick M. Lowery | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Raymond J. Milchovich | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Deanna M. Mulligan | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Steven M. Sterin | Management | For | |||||||||||||||||||||||||
2. | Advisory Resolution to Approve Executive Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
4. | Amendment and Restatement of the Company's Certificate of Incorporation to Decrease the Ownership Threshold for Stockholders to Call a Special Meeting. | Management | For | |||||||||||||||||||||||||
5. | Right to Act by Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
6. | Annual Disclosure of EEO-1 Data. | Shareholder | Against | |||||||||||||||||||||||||
7. | Annual Report on Plastic Pollution. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 526 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
EASTERLY GOVERNMENT PROPERTIES, INC. | ||||||||||||||||||||||||||||
Security | 27616P103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DEA | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US27616P1030 | Agenda | 935406618 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1.1 | Election of Director: Darrell W. Crate | Management | For | |||||||||||||||||||||||||
1.2 | Election of Director: William C. Trimble, III | Management | For | |||||||||||||||||||||||||
1.3 | Election of Director: Michael P. Ibe | Management | For | |||||||||||||||||||||||||
1.4 | Election of Director: William H. Binnie | Management | For | |||||||||||||||||||||||||
1.5 | Election of Director: Cynthia A. Fisher | Management | For | |||||||||||||||||||||||||
1.6 | Election of Director: Scott D. Freeman | Management | For | |||||||||||||||||||||||||
1.7 | Election of Director: Emil W. Henry, Jr. | Management | For | |||||||||||||||||||||||||
1.8 | Election of Director: Tara S. Innes | Management | For | |||||||||||||||||||||||||
2. | Approval, on a non-binding advisory basis, of our named executive officer compensation. | Management | For | |||||||||||||||||||||||||
3. | Approval of an amendment to our bylaws to allow stockholders the right to amend our bylaws. | Management | For | |||||||||||||||||||||||||
4. | Ratification of the Audit Committee's appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 12,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
ECOLAB INC. | ||||||||||||||||||||||||||||
Security | 278865100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ECL | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||
ISIN | US2788651006 | Agenda | 935355405 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Douglas M. Baker, Jr. | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Shari L. Ballard | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Barbara J. Beck | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Christophe Beck | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Jeffrey M. Ettinger | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Arthur J. Higgins | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Michael Larson | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: David W. MacLennan | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Tracy B. McKibben | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Lionel L. Nowell, III | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Victoria J. Reich | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Suzanne M. Vautrinot | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: John J. Zillmer | Management | For | |||||||||||||||||||||||||
2. | Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve the compensation of executives disclosed in the Proxy Statement. | Management | For | |||||||||||||||||||||||||
4. | Stockholder proposal regarding proxy access, if properly presented. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
ELI LILLY AND COMPANY | ||||||||||||||||||||||||||||
Security | 532457108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | LLY | Meeting Date | 03-May-2021 | |||||||||||||||||||||||||
ISIN | US5324571083 | Agenda | 935355354 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1a. | Election of Director to serve a three year term: K. Baicker, Ph.D. | Management | For | |||||||||||||||||||||||||
1b. | Election of Director to serve a three year term: J.E. Fyrwald | Management | For | |||||||||||||||||||||||||
1c. | Election of Director to serve a three year term: J. Jackson | Management | For | |||||||||||||||||||||||||
1d. | Election of Director to serve a three year term: G. Sulzberger | Management | For | |||||||||||||||||||||||||
1e. | Election of Director to serve a three year term: J.P. Tai | Management | For | |||||||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation paid to the company's named executive officers. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as the independent auditor for 2021. | Management | For | |||||||||||||||||||||||||
4. | Approval of amendments to the company's Articles of Incorporation to eliminate the classified board structure. | Management | For | |||||||||||||||||||||||||
5. | Approval of amendments to the company's Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | |||||||||||||||||||||||||
6. | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Against | |||||||||||||||||||||||||
7. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | |||||||||||||||||||||||||
8. | Shareholder proposal to implement a bonus deferral policy. | Shareholder | Against | |||||||||||||||||||||||||
9. | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,592 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
ENBRIDGE INC. | ||||||||||||||||||||||||||||
Security | 29250N105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ENB | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | CA29250N1050 | Agenda | 935360571 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Pamela L. Carter | For | ||||||||||||||||||||||||||
2 | Marcel R. Coutu | For | ||||||||||||||||||||||||||
3 | Susan M. Cunningham | For | ||||||||||||||||||||||||||
4 | Gregory L. Ebel | For | ||||||||||||||||||||||||||
5 | J. Herb England | For | ||||||||||||||||||||||||||
6 | Gregory J. Goff | For | ||||||||||||||||||||||||||
7 | V. Maureen K. Darkes | For | ||||||||||||||||||||||||||
8 | Teresa S. Madden | For | ||||||||||||||||||||||||||
9 | Al Monaco | For | ||||||||||||||||||||||||||
10 | Stephen S. Poloz | For | ||||||||||||||||||||||||||
11 | Dan C. Tutcher | For | ||||||||||||||||||||||||||
2 | Appoint the auditors Appoint PricewaterhouseCoopers LLP as auditors of Enbridge and authorize the directors to set their remuneration | Management | For | |||||||||||||||||||||||||
3 | Advisory vote on executive compensation Accept Enbridge's approach to executive compensation, as disclosed in the Management Information Circular | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 11,999 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
ENTERGY CORPORATION | ||||||||||||||||||||||||||||
Security | 29364G103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ETR | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||
ISIN | US29364G1031 | Agenda | 935360052 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: J. R. Burbank | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: P. J. Condon | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: L. P. Denault | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: K. H. Donald | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: B. W. Ellis | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: P. L. Frederickson | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: A. M. Herman | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: M. E. Hyland | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: S. L. Levenick | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: B. L. Lincoln | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: K. A. Puckett | Management | For | |||||||||||||||||||||||||
2. | Ratification of the Appointment of Deloitte & Touche LLP as Entergy's Independent Registered Public Accountants for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
4. | Vote to Approve an Amendment to Entergy's Restated Certificate of Incorporation Authorizing the Issuance of Preferred Stock. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
EQUITY COMMONWEALTH | ||||||||||||||||||||||||||||
Security | 294628102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | EQC | Meeting Date | 23-Jun-2021 | |||||||||||||||||||||||||
ISIN | US2946281027 | Agenda | 935409133 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Sam Zell | For | ||||||||||||||||||||||||||
2 | Ellen-Blair Chube | For | ||||||||||||||||||||||||||
3 | Martin L. Edelman | For | ||||||||||||||||||||||||||
4 | David A. Helfand | For | ||||||||||||||||||||||||||
5 | Peter Linneman | For | ||||||||||||||||||||||||||
6 | Mary Jane Robertson | For | ||||||||||||||||||||||||||
7 | Gerald A. Spector | For | ||||||||||||||||||||||||||
8 | James A. Star | For | ||||||||||||||||||||||||||
2. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 73,765 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 6,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
EXPEDITORS INT'L OF WASHINGTON, INC. | ||||||||||||||||||||||||||||
Security | 302130109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | EXPD | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||
ISIN | US3021301094 | Agenda | 935356255 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1.1 | Election of Director: Robert R. Wright | Management | For | |||||||||||||||||||||||||
1.2 | Election of Director: Glenn M. Alger | Management | For | |||||||||||||||||||||||||
1.3 | Election of Director: Robert P. Carlile | Management | For | |||||||||||||||||||||||||
1.4 | Election of Director: James M. DuBois | Management | For | |||||||||||||||||||||||||
1.5 | Election of Director: Mark A. Emmert | Management | For | |||||||||||||||||||||||||
1.6 | Election of Director: Diane H. Gulyas | Management | For | |||||||||||||||||||||||||
1.7 | Election of Director: Jeffrey S. Musser | Management | For | |||||||||||||||||||||||||
1.8 | Election of Director: Liane J. Pelletier | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 935352005 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Michael J. Angelakis | For | ||||||||||||||||||||||||||
2 | Susan K. Avery | For | ||||||||||||||||||||||||||
3 | Angela F. Braly | For | ||||||||||||||||||||||||||
4 | Ursula M. Burns | For | ||||||||||||||||||||||||||
5 | Kenneth C. Frazier | For | ||||||||||||||||||||||||||
6 | Joseph L. Hooley | For | ||||||||||||||||||||||||||
7 | Steven A. Kandarian | For | ||||||||||||||||||||||||||
8 | Douglas R. Oberhelman | For | ||||||||||||||||||||||||||
9 | Samuel J. Palmisano | For | ||||||||||||||||||||||||||
10 | Jeffrey W. Ubben | For | ||||||||||||||||||||||||||
11 | Darren W. Woods | For | ||||||||||||||||||||||||||
12 | Wan Zulkiflee | For | ||||||||||||||||||||||||||
2. | Ratification of Independent Auditors. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | |||||||||||||||||||||||||
4. | Independent Chairman. | Shareholder | Against | |||||||||||||||||||||||||
5. | Special Shareholder Meetings. | Shareholder | Against | |||||||||||||||||||||||||
6. | Report on Scenario Analysis. | Shareholder | Against | |||||||||||||||||||||||||
7. | Report on Environmental Expenditures. | Shareholder | Against | |||||||||||||||||||||||||
8. | Report on Political Contributions. | Shareholder | Against | |||||||||||||||||||||||||
9. | Report on Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
10. | Report on Climate Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,404 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,404 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
EXXON MOBIL CORPORATION | ||||||||||||||||||||||||||||
Security | 30231G102 | Meeting Type | Contested-Annual | |||||||||||||||||||||||||
Ticker Symbol | XOM | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US30231G1022 | Agenda | 935378338 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Michael J. Angelakis | For | ||||||||||||||||||||||||||
2 | Susan K. Avery | For | ||||||||||||||||||||||||||
3 | Angela F. Braly | For | ||||||||||||||||||||||||||
4 | Ursula M. Burns | For | ||||||||||||||||||||||||||
5 | Kenneth C. Frazier | For | ||||||||||||||||||||||||||
6 | Joseph L. Hooley | For | ||||||||||||||||||||||||||
7 | Steven A. Kandarian | For | ||||||||||||||||||||||||||
8 | Douglas R. Oberhelman | For | ||||||||||||||||||||||||||
9 | Samuel J. Palmisano | For | ||||||||||||||||||||||||||
10 | Jeffrey W. Ubben | For | ||||||||||||||||||||||||||
11 | Darren W. Woods | For | ||||||||||||||||||||||||||
12 | Wan Zulkiflee | For | ||||||||||||||||||||||||||
2. | Ratification of Independent Auditors. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve Executive Compensation. | Management | For | |||||||||||||||||||||||||
4. | Independent Chairman. | Shareholder | Against | |||||||||||||||||||||||||
5. | Special Shareholder Meetings. | Shareholder | Against | |||||||||||||||||||||||||
6. | Report on Scenario Analysis. | Shareholder | Against | |||||||||||||||||||||||||
7. | Report on Environmental Expenditures. | Shareholder | Against | |||||||||||||||||||||||||
8. | Report on Political Contributions. | Shareholder | Against | |||||||||||||||||||||||||
9. | Report on Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
10. | Report on Climate Lobbying. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,404 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,404 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
FACEBOOK, INC. | ||||||||||||||||||||||||||||
Security | 30303M102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | FB | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US30303M1027 | Agenda | 935395891 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Peggy Alford | For | ||||||||||||||||||||||||||
2 | Marc L. Andreessen | For | ||||||||||||||||||||||||||
3 | Andrew W. Houston | For | ||||||||||||||||||||||||||
4 | Nancy Killefer | For | ||||||||||||||||||||||||||
5 | Robert M. Kimmitt | For | ||||||||||||||||||||||||||
6 | Sheryl K. Sandberg | For | ||||||||||||||||||||||||||
7 | Peter A. Thiel | For | ||||||||||||||||||||||||||
8 | Tracey T. Travis | For | ||||||||||||||||||||||||||
9 | Mark Zuckerberg | For | ||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | To approve an amendment to the director compensation policy. | Management | For | |||||||||||||||||||||||||
4. | A shareholder proposal regarding dual class capital structure. | Shareholder | Against | |||||||||||||||||||||||||
5. | A shareholder proposal regarding an independent chair. | Shareholder | Against | |||||||||||||||||||||||||
6. | A shareholder proposal regarding child exploitation. | Shareholder | Against | |||||||||||||||||||||||||
7. | A shareholder proposal regarding human/civil rights expert on board. | Shareholder | Against | |||||||||||||||||||||||||
8. | A shareholder proposal regarding platform misuse. | Shareholder | Against | |||||||||||||||||||||||||
9. | A shareholder proposal regarding public benefit corporation. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 700 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
FMC CORPORATION | ||||||||||||||||||||||||||||
Security | 302491303 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | FMC | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||
ISIN | US3024913036 | Agenda | 935346999 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director to serve for a one-year term expiring in 2022: Pierre Brondeau | Management | For | |||||||||||||||||||||||||
1B. | Election of Director to serve for a one-year term expiring in 2022: Eduardo E. Cordeiro | Management | For | |||||||||||||||||||||||||
1C. | Election of Director to serve for a one-year term expiring in 2022: Carol Anthony ("John") Davidson | Management | For | |||||||||||||||||||||||||
1D. | Election of Director to serve for a one-year term expiring in 2022: Mark Douglas | Management | For | |||||||||||||||||||||||||
1E. | Election of Director to serve for a one-year term expiring in 2022: C. Scott Greer | Management | For | |||||||||||||||||||||||||
1F. | Election of Director to serve for a one-year term expiring in 2022: K'Lynne Johnson | Management | For | |||||||||||||||||||||||||
1G. | Election of Director to serve for a one-year term expiring in 2022: Dirk A. Kempthorne | Management | For | |||||||||||||||||||||||||
1H. | Election of Director to serve for a one-year term expiring in 2022: Paul J. Norris | Management | For | |||||||||||||||||||||||||
1I. | Election of Director to serve for a one-year term expiring in 2022: Margareth Øvrum | Management | For | |||||||||||||||||||||||||
1J. | Election of Director to serve for a one-year term expiring in 2022: Robert C. Pallash | Management | For | |||||||||||||||||||||||||
1K. | Election of Director to serve for a one-year term expiring in 2022: Vincent R. Volpe, Jr. | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
3. | Approval, by non-binding vote, of executive compensation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,400 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
FOMENTO ECONOMICO MEXICANO S.A.B. DE CV | ||||||||||||||||||||||||||||
Security | 344419106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | FMX | Meeting Date | 24-Mar-2021 | |||||||||||||||||||||||||
ISIN | US3444191064 | Agenda | 935341785 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
I | Report of the chief executive officer of the Company, which includes the financial statements of the Company for the 2020 fiscal year; opinion of the Board of Directors of the Company regarding the content of the report of the chief executive officer; reports of the Board of Directors of the Company regarding the main policies and accounting and information criteria applied during the preparation of the Company's financial information, including the report of the ..(Due to space limits, see proxy material for full proposal). | Management | No Action | |||||||||||||||||||||||||
II | Application of the results for the 2020 fiscal year of the Company, which will include a dividend declaration and payment in cash, in Mexican pesos. | Management | No Action | |||||||||||||||||||||||||
III | Determination of the maximum amount to be allocated for the Company's stock repurchase fund kept pursuant to article 56 subsection IV of the Law. | Management | No Action | |||||||||||||||||||||||||
IV | Election of the members of the Board of Directors and secretaries of the Company, qualification of their independence, in accordance with the Law, and resolution with respect to their remuneration. | Management | No Action | |||||||||||||||||||||||||
V | Election of members of the following Committees: (i) Strategy and Finance, (ii) Audit, and (iii) Corporate Practices of the Company; appointment of each of their respective chairman, and resolution with respect to their remuneration. | Management | No Action | |||||||||||||||||||||||||
VI | Appointment of delegates for the formalization of the Meeting's resolutions. | Management | No Action | |||||||||||||||||||||||||
VII | Reading and, if applicable, approval of the Meeting's minute. | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 7,110 | 0 | 25-Mar-2021 | ||||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 1,150 | 0 | 25-Mar-2021 | ||||||||||||||||||||||
FORTRESS TRANSPORTATION & INFRA INV LLC | ||||||||||||||||||||||||||||
Security | 34960P101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | FTAI | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||
ISIN | US34960P1012 | Agenda | 935411087 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | A. Andrew Levison | Withheld | ||||||||||||||||||||||||||
2 | Kenneth J. Nicholson | Withheld | ||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for Fortress Transportation and Infrastructure Investors LLC for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
GENERAL MILLS, INC. | ||||||||||||||||||||||||||||
Security | 370334104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GIS | Meeting Date | 22-Sep-2020 | |||||||||||||||||||||||||
ISIN | US3703341046 | Agenda | 935257976 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: R. Kerry Clark | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: David M. Cordani | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Roger W. Ferguson Jr. | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Jeffrey L. Harmening | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Maria G. Henry | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Jo Ann Jenkins | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Elizabeth C. Lempres | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Diane L. Neal | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Steve Odland | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Maria A. Sastre | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Eric D. Sprunk | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Jorge A. Uribe | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 14-Sep-2020 | 14-Sep-2020 | |||||||||||||||||||||
GENUINE PARTS COMPANY | ||||||||||||||||||||||||||||
Security | 372460105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GPC | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | US3724601055 | Agenda | 935340478 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Elizabeth W. Camp | For | ||||||||||||||||||||||||||
2 | Richard Cox, Jr. | For | ||||||||||||||||||||||||||
3 | Paul D. Donahue | For | ||||||||||||||||||||||||||
4 | Gary P. Fayard | For | ||||||||||||||||||||||||||
5 | P. Russell Hardin | For | ||||||||||||||||||||||||||
6 | John R. Holder | For | ||||||||||||||||||||||||||
7 | Donna W. Hyland | For | ||||||||||||||||||||||||||
8 | John D. Johns | For | ||||||||||||||||||||||||||
9 | Jean-Jacques Lafont | For | ||||||||||||||||||||||||||
10 | Robert C Loudermilk Jr. | For | ||||||||||||||||||||||||||
11 | Wendy B. Needham | For | ||||||||||||||||||||||||||
12 | Juliette W. Pryor | For | ||||||||||||||||||||||||||
13 | E. Jenner Wood III | For | ||||||||||||||||||||||||||
2. | Advisory Vote on Executive Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the Selection of Ernst & Young LLP as the Company's Independent Auditor for the Fiscal Year Ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
GOLAR LNG PARTNERS LP | ||||||||||||||||||||||||||||
Security | Y2745C102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GMLP | Meeting Date | 24-Sep-2020 | |||||||||||||||||||||||||
ISIN | MHY2745C1021 | Agenda | 935259829 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To elect Neil Glass as a Class I Director of the Partnership whose term will expire at the 2022 Annual Meeting of Limited Partners. | Management | For | |||||||||||||||||||||||||
2. | To elect Carl Steen as a Class II Director of the Partnership whose term will expire at the 2023 Annual Meeting of Limited Partners. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 8,000 | 0 | 14-Sep-2020 | 14-Sep-2020 | |||||||||||||||||||||
GOLUB CAPITAL BDC, INC. | ||||||||||||||||||||||||||||
Security | 38173M102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GBDC | Meeting Date | 05-Feb-2021 | |||||||||||||||||||||||||
ISIN | US38173M1027 | Agenda | 935319144 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Class II Director of the Company who will each serve for a term expiring in 2024 or until his successor is duly elected and qualified: John T. Baily | Management | For | |||||||||||||||||||||||||
1B. | Election of Class II Director of the Company who will each serve for a term expiring in 2024 or until his successor is duly elected and qualified: Kenneth F. Bernstein | Management | For | |||||||||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 15,721 | 0 | 26-Jan-2021 | 26-Jan-2021 | |||||||||||||||||||||
GRAHAM HOLDINGS COMPANY | ||||||||||||||||||||||||||||
Security | 384637104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GHC | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||
ISIN | US3846371041 | Agenda | 935367614 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Tony Allen | Withheld | ||||||||||||||||||||||||||
2 | Christopher C. Davis | Withheld | ||||||||||||||||||||||||||
3 | Anne M. Mulcahy | Withheld | ||||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 250 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE | ||||||||||||||||||||||||||||
Security | 400501102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | OMAB | Meeting Date | 21-Apr-2021 | |||||||||||||||||||||||||
ISIN | US4005011022 | Agenda | 935384785 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
I | Reports of the Board of Directors in accordance with Article 28, section IV, paragraphs (d) and (e) of the Mexican Securities Law, regarding the fiscal year ended as of December 31, 2020 and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
II | Reports of the Chief Executive Officer and External Auditor in accordance with Article 28, section IV, paragraph (b) of the Mexican Securities Law, regarding the fiscal year ended December 31, 2020 and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
III | Reports and opinion referred to in Article 28, section IV, paragraphs (a) and (c) of the Mexican Securities Law, including the Fiscal Report referred to in article 76, section XIX of the Income Tax Law and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
IV | Allocation of results of the Company and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
V | Discussion and approval of the amount for share repurchases and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
VI | Discussion and approval of the ratification of the management of the Board of Directors; and, approval of a proposal to appoint and/or confirm the members of the Board of Directors and the Chairs of the Audit and Corporate Practices, Finance, Planning and Sustainability Committees; determination of their respective emoluments and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
VII | Appointment of Special Delegates. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 7,500 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
GRUPO AEROPORTUARIO DEL CENTRO NORTE | ||||||||||||||||||||||||||||
Security | 400501102 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | OMAB | Meeting Date | 11-Jun-2021 | |||||||||||||||||||||||||
ISIN | US4005011022 | Agenda | 935452209 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
I. | Presentation, and in its case, approval for the Company to issue series "B" shares to be held in the Treasury of the Company in order to allow the potential conversion of series "BB" shares, pursuant to the terms of the Bylaws of the Company, and adoption of resolutions thereof. | Management | For | |||||||||||||||||||||||||
II. | Appointment of Special Delegates. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 7,500 | 0 | 14-Jun-2021 | ||||||||||||||||||||||
GRUPO AEROPORTUARIO DEL PACIFICO SA | ||||||||||||||||||||||||||||
Security | 400506101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PAC | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||
ISIN | US4005061019 | Agenda | 935366004 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
A1 | In compliance with Article 28, Section IV of the Mexican Securities Market Law, the following will be presented and, if ...(Due to space limits, see proxy material for full proposal). | Management | No Action | |||||||||||||||||||||||||
A2 | As a result of the reports in Item I above, ratification of the actions of our Board of Directors and officers and release from further obligations in the fulfillment of their duties. | Management | No Action | |||||||||||||||||||||||||
A3 | Presentation, discussion and submission for approval of the Company's financial statements on an unconsolidated basis in ....(Due to space limits, see proxy material for full proposal). | Management | No Action | |||||||||||||||||||||||||
A4 | Proposal to approve from the Company's net income for the fiscal year ended December 31, 2020, reported in its ...(Due to space limits, see proxy material for full proposal). | Management | No Action | |||||||||||||||||||||||||
A5 | Cancellation of any amounts outstanding under the share repurchase program approved at the General Ordinary ...(Due to space limits, see proxy material for full proposal). | Management | No Action | |||||||||||||||||||||||||
A8 | Ratification and/or designation of the persons that will serve as members of the Company's Board of Directors, as designated by the Series B shareholders. | Management | No Action | |||||||||||||||||||||||||
A9 | Ratification and/or designation of the Chairman of the Company's Board of Directors, in accordance with Article 16 of the Company's by-laws. | Management | No Action | |||||||||||||||||||||||||
A10 | Ratification of the compensation paid to the members of the Company's Board of Directors during the 2020 fiscal year and determination of the compensation to be paid in 2021. | Management | No Action | |||||||||||||||||||||||||
A11 | Ratification and/or designation of the member of our Board of Directors designated by the Series B shareholders to serve as a member of the Company's Nominations and Compensation Committee, in accordance with Article 28 of the Company's bylaws. | Management | No Action | |||||||||||||||||||||||||
A12 | Ratification and/or designation of the President of the Audit and Corporate Practices Committee. | Management | No Action | |||||||||||||||||||||||||
A14 | Appointment and designation of special delegates to present before a public notary and present the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient, in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | No Action | |||||||||||||||||||||||||
E1 | Proposal to approve the cancellation of 35,424,453 (THIRTY-FIVE MILLION FOUR HUNDRED TWENTY-FOUR THOUSAND, FOUR HUNDRED AND FIFTY-THREE) shares that are currently in treasury. | Management | No Action | |||||||||||||||||||||||||
E2 | Proposal to reduce the Company's shareholders' equity by a total amount of up to Ps. 2,000,000,000.00 (TWO BILLION PESOS 00/100 M.N.), to be distributed among the outstanding shares at the time of payment, which will be made within the 12 (TWELVE) months following its approval. | Management | No Action | |||||||||||||||||||||||||
E4 | Appointment and designation of special delegates to present before a public notary and present the resolutions adopted at this meeting for formalization. Adoption of the resolutions deemed necessary or convenient, in order to fulfill the decisions adopted in relation to the preceding agenda items. | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,000 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
GRUPO AEROPORTUARIO DEL SURESTE SA DE CV | ||||||||||||||||||||||||||||
Security | 40051E202 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ASR | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||
ISIN | US40051E2028 | Agenda | 935381993 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A | Presentation and, if applicable, approval of the following: Report of the Chief Executive Officer, in accordance with Article 172 of the General Corporations Law and of Article 44, subsection XI, of the Securities Market Law ("Ley del Mercado de Valores"), accompanied by the independent auditor's report, in connection with the operations and results for the fiscal year ended December 31, 2020, as well as of the Board of Directors' opinion of the content of such report. | Management | No Action | |||||||||||||||||||||||||
1B | Presentation and, if applicable, approval of the following: Report of the Board of Directors in accordance with Article 172, subsection b, of the General Corporations Law, which contains the main policies, as well as the accounting and reporting criteria followed in the preparation of the financial information of the Company. | Management | No Action | |||||||||||||||||||||||||
1C | Presentation and, if applicable, approval of the following: Report of the activities and operations in which the Board of Directors intervened, in accordance with Article 28 IV (e) of the Securities Market Law. | Management | No Action | |||||||||||||||||||||||||
1D | Presentation and, if applicable, approval of the following: Individual and consolidated financial statements of the Company for the fiscal year ended December 31, 2020. | Management | No Action | |||||||||||||||||||||||||
1E | Presentation and, if applicable, approval of the following: Annual report on the activities carried out by the Audit Committee of the Company in accordance with Article 43 of the Securities Market Law and report on the Company's subsidiaries. | Management | No Action | |||||||||||||||||||||||||
1F | Presentation and, if applicable, approval of the following: Report on compliance with the tax obligations of the Company for the fiscal year ended December 31, 2019, in accordance with Article 76, section XIX of the Income Tax Law ("Ley del Impuesto sobre la Renta"). | Management | No Action | |||||||||||||||||||||||||
2A | Proposal on and, if applicable, approval of the application of the Company's results for the fiscal year 2020: Proposal for increase of the legal reserve by Ps. 98,875,960.00. | Management | No Action | |||||||||||||||||||||||||
2B | Proposal on and, if applicable, approval of the application of the Company's results for the fiscal year 2020: Proposal and, if applicable, approval of the amount of Ps. 1,878,643,244.00 as the maximum amount that may be used by the Company to repurchase its shares in 2020 pursuant to Article 56 of the Securities Market Law; proposal and, if applicable, approval of the provisions and policies regarding the repurchase of Company shares. | Management | No Action | |||||||||||||||||||||||||
3A | Ratification, if applicable, of the following: Administration by the Board of Directors and the Chief Executive Officer for the fiscal year of 2020. | Management | No Action | |||||||||||||||||||||||||
3BA | Appointment of Director: Fernando Chico Pardo (President) | Management | No Action | |||||||||||||||||||||||||
3BB | Appointment of Director: José Antonio Pérez Antón | Management | No Action | |||||||||||||||||||||||||
3BC | Appointment of Director: Pablo Chico Hernández | Management | No Action | |||||||||||||||||||||||||
3BD | Appointment of Director: Aurelio Pérez Alonso | Management | No Action | |||||||||||||||||||||||||
3BE | Appointment of Director: Rasmus Christiansen | Management | No Action | |||||||||||||||||||||||||
3BF | Appointment of Director: Francisco Garza Zambrano | Management | No Action | |||||||||||||||||||||||||
3BG | Appointment of Director: Ricardo Guajardo Touché | Management | No Action | |||||||||||||||||||||||||
3BH | Appointment of Director: Guillermo Ortiz Martínez | Management | No Action | |||||||||||||||||||||||||
3BI | Appointment of Director: Bárbara Garza Lagüera Gonda | Management | No Action | |||||||||||||||||||||||||
3BJ | Appointment of Director: Heliane Steden | Management | No Action | |||||||||||||||||||||||||
3BK | Appointment of Director: Diana M. Chavez | Management | No Action | |||||||||||||||||||||||||
3BL | Appointment of Director: Rafael Robles Miaja (Secretary) | Management | No Action | |||||||||||||||||||||||||
3BM | Appointment of Director: Ana María Poblanno Chanona (Deputy Secretary) | Management | No Action | |||||||||||||||||||||||||
3CA | Appointment or ratification, as applicable, of the Chairperson of the Audit Committee: Ricardo Guajardo Touché | Management | No Action | |||||||||||||||||||||||||
3DA | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Bárbara Garza Lagüera Gonda (President) | Management | No Action | |||||||||||||||||||||||||
3DB | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: Fernando Chico Pardo | Management | No Action | |||||||||||||||||||||||||
3DC | Appointment or ratification, as applicable, of the persons who serve or will serve on the Nominations and Compensations Committee of the Company: José Antonio Pérez Antón | Management | No Action | |||||||||||||||||||||||||
3EA | Determination of corresponding compensations: Board of Directors: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | No Action | |||||||||||||||||||||||||
3EB | Determination of corresponding compensations: Operations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | No Action | |||||||||||||||||||||||||
3EC | Determination of corresponding compensations: Nominations & Compensations Committee: Ps. 72,600.00 (in each case net of taxes in Mexican legal tender) | Management | No Action | |||||||||||||||||||||||||
3ED | Determination of corresponding compensations: Audit Committee: Ps. 102,850.00 (in each case net of taxes in Mexican legal tender) | Management | No Action | |||||||||||||||||||||||||
3EE | Determination of corresponding compensations: Acquisitions & Contracts Committee: Ps. 24,200.00 (in each case net of taxes in Mexican legal tender) | Management | No Action | |||||||||||||||||||||||||
4A | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Claudio R. Góngora Morales | Management | No Action | |||||||||||||||||||||||||
4B | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Rafael Robles Miaja | Management | No Action | |||||||||||||||||||||||||
4C | Appointment of delegates in order to enact the resolutions adopted at the Meeting and, if applicable, to formalize such resolutions: Ana María Poblanno Chanona | Management | No Action | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 2,500 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
HANNON ARMSTRONG SUSTAINABLE INFRA CAPTL | ||||||||||||||||||||||||||||
Security | 41068X100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | HASI | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||
ISIN | US41068X1000 | Agenda | 935400363 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Jeffrey W. Eckel | For | ||||||||||||||||||||||||||
2 | Clarence D. Armbrister | For | ||||||||||||||||||||||||||
3 | Teresa M. Brenner | For | ||||||||||||||||||||||||||
4 | Michael T. Eckhart | For | ||||||||||||||||||||||||||
5 | Nancy C. Floyd | For | ||||||||||||||||||||||||||
6 | Simone F. Lagomarsino | For | ||||||||||||||||||||||||||
7 | Charles M. O'Neil | For | ||||||||||||||||||||||||||
8 | Richard J. Osborne | For | ||||||||||||||||||||||||||
9 | Steven G. Osgood | For | ||||||||||||||||||||||||||
2. | The ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in the proxy statement. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
HOLOGIC, INC. | ||||||||||||||||||||||||||||
Security | 436440101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | HOLX | Meeting Date | 11-Mar-2021 | |||||||||||||||||||||||||
ISIN | US4364401012 | Agenda | 935326579 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Stephen P. MacMillan | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Sally W. Crawford | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Charles J. Dockendorff | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Scott T. Garrett | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Ludwig N. Hantson | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Namal Nawana | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Christiana Stamoulis | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Amy M. Wendell | Management | For | |||||||||||||||||||||||||
2. | A non-binding advisory resolution to approve executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 7,000 | 0 | 26-Jan-2021 | 26-Jan-2021 | |||||||||||||||||||||
INTEL CORPORATION | ||||||||||||||||||||||||||||
Security | 458140100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | INTC | Meeting Date | 13-May-2021 | |||||||||||||||||||||||||
ISIN | US4581401001 | Agenda | 935369012 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Patrick P. Gelsinger | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: James J. Goetz | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Alyssa Henry | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Omar Ishrak | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Risa Lavizzo-Mourey | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Tsu-Jae King Liu | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Gregory D. Smith | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Dion J. Weisler | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Frank D. Yeary | Management | For | |||||||||||||||||||||||||
2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve executive compensation of our listed officers. | Management | For | |||||||||||||||||||||||||
4. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
5. | Stockholder proposal requesting a report on median pay gaps across race and gender, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
6. | Stockholder proposal requesting a report on whether written policies or unwritten norms at the company reinforce racism in company culture, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 1,500 | 0 | 20-May-2021 | ||||||||||||||||||||||
INTERCONTINENTAL EXCHANGE, INC. | ||||||||||||||||||||||||||||
Security | 45866F104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ICE | Meeting Date | 14-May-2021 | |||||||||||||||||||||||||
ISIN | US45866F1049 | Agenda | 935367397 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director for term expiring in 2022: Hon. Sharon Y. Bowen | Management | For | |||||||||||||||||||||||||
1B. | Election of Director for term expiring in 2022: Shantella E. Cooper | Management | For | |||||||||||||||||||||||||
1C. | Election of Director for term expiring in 2022: Charles R. Crisp | Management | For | |||||||||||||||||||||||||
1D. | Election of Director for term expiring in 2022: Duriya M. Farooqui | Management | For | |||||||||||||||||||||||||
1E. | Election of Director for term expiring in 2022: The Rt. Hon. the Lord Hague of Richmond | Management | For | |||||||||||||||||||||||||
1F. | Election of Director for term expiring in 2022: Mark F. Mulhern | Management | For | |||||||||||||||||||||||||
1G. | Election of Director for term expiring in 2022: Thomas E. Noonan | Management | For | |||||||||||||||||||||||||
1H. | Election of Director for term expiring in 2022: Frederic V. Salerno | Management | For | |||||||||||||||||||||||||
1I. | Election of Director for term expiring in 2022: Caroline L. Silver | Management | For | |||||||||||||||||||||||||
1J. | Election of Director for term expiring in 2022: Jeffrey C. Sprecher | Management | For | |||||||||||||||||||||||||
1K. | Election of Director for term expiring in 2022: Judith A. Sprieser | Management | For | |||||||||||||||||||||||||
1L. | Election of Director for term expiring in 2022: Vincent Tese | Management | For | |||||||||||||||||||||||||
2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
4. | A stockholder proposal regarding adoption of a simple majority voting standard, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
IQVIA HOLDINGS INC. | ||||||||||||||||||||||||||||
Security | 46266C105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | IQV | Meeting Date | 13-Apr-2021 | |||||||||||||||||||||||||
ISIN | US46266C1053 | Agenda | 935339196 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Ari Bousbib | Withheld | ||||||||||||||||||||||||||
2 | John M. Leonard M.D. | Withheld | ||||||||||||||||||||||||||
3 | Todd B. Sisitsky | Withheld | ||||||||||||||||||||||||||
2. | RECOMMEND, IN AN ADVISORY (NON- BINDING) VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | Management | 1 Year | |||||||||||||||||||||||||
3A. | AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD FOR STOCKHOLDER APPROVAL OF FUTURE AMENDMENTS, ALTERATIONS, CHANGES OR REPEAL OF THE BYLAWS. | Management | For | |||||||||||||||||||||||||
3B. | AMENDMENT TO THE CERTIFICATE OF INCORPORATION TO REMOVE SUPERMAJORITY VOTING STANDARD TO REMOVE, FOR CAUSE ONLY, A DIRECTOR OR THE ENTIRE BOARD. | Management | For | |||||||||||||||||||||||||
4. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS IQVIA HOLDINGS INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
JERNIGAN CAPITAL, INC. | ||||||||||||||||||||||||||||
Security | 476405105 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | JCAP | Meeting Date | 26-Oct-2020 | |||||||||||||||||||||||||
ISIN | US4764051052 | Agenda | 935278780 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To approve the merger of NexPoint RE Merger, Inc. with and into Jernigan Capital, Inc., and the other transactions contemplated by the Agreement and Plan of Merger, dated as of August 3, 2020 and as it may be amended from time to time, among Jernigan Capital, Inc., Jernigan Capital Operating Company, LLC, NexPoint RE Merger, Inc. and NexPoint RE Merger OP, LLC, as more particularly described in the Proxy Statement. | Management | For | |||||||||||||||||||||||||
2. | To approve, on a non-binding, advisory basis, the compensation that may be paid or become payable to our named executive officers that is based on or otherwise relates to the merger, as more particularly described in the Proxy Statement. | Management | For | |||||||||||||||||||||||||
3. | To approve any adjournment of the special meeting for the purpose of soliciting additional proxies if there are not sufficient votes at the special meeting to approve the merger and the other transactions contemplated by the merger agreement. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 12-Oct-2020 | 12-Oct-2020 | |||||||||||||||||||||
KIMBERLY-CLARK CORPORATION | ||||||||||||||||||||||||||||
Security | 494368103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | KMB | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | US4943681035 | Agenda | 935343272 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: John W. Culver | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Robert W. Decherd | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Michael D. Hsu | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Mae C. Jemison, M.D. | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: S. Todd Maclin | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Sherilyn S. McCoy | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Christa S. Quarles | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Ian C. Read | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Dunia A. Shive | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Mark T. Smucker | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Michael D. White | Management | For | |||||||||||||||||||||||||
2. | Ratification of Auditor. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
4. | Approval of 2021 Equity Participation Plan. | Management | For | |||||||||||||||||||||||||
5. | Approval of 2021 Outside Directors' Compensation Plan. | Management | For | |||||||||||||||||||||||||
6. | Reduce Ownership Threshold required to call a Special Meeting of Stockholders. | Management | For | |||||||||||||||||||||||||
7. | Stockholder Proposal Regarding Right to Act by Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
LOCKHEED MARTIN CORPORATION | ||||||||||||||||||||||||||||
Security | 539830109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | LMT | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||
ISIN | US5398301094 | Agenda | 935349933 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Daniel F. Akerson | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: David B. Burritt | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Bruce A. Carlson | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Joseph F. Dunford, Jr. | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: James O. Ellis, Jr. | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Thomas J. Falk | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Ilene S. Gordon | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Vicki A. Hollub | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Jeh C. Johnson | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Debra L. Reed-Klages | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: James D. Taiclet | Management | For | |||||||||||||||||||||||||
2. | Ratification of Appointment of Ernst & Young LLP as Independent Auditors for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve the Compensation of our Named Executive Officers (Say-on-Pay). | Management | For | |||||||||||||||||||||||||
4. | Stockholder Proposal to Adopt Stockholder Action By Written Consent. | Shareholder | Against | |||||||||||||||||||||||||
5. | Stockholder Proposal to issue a Report on Human Rights Due Diligence. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 515 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
LTC PROPERTIES, INC. | ||||||||||||||||||||||||||||
Security | 502175102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | LTC | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US5021751020 | Agenda | 935411037 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director to hold office until the 2022 Annual Meeting: Cornelia Cheng | Management | For | |||||||||||||||||||||||||
1B. | Election of Director to hold office until the 2022 Annual Meeting: Boyd W. Hendrickson | Management | For | |||||||||||||||||||||||||
1C. | Election of Director to hold office until the 2022 Annual Meeting: James J. Pieczynski | Management | For | |||||||||||||||||||||||||
1D. | Election of Director to hold office until the 2022 Annual Meeting: Devra G. Shapiro | Management | For | |||||||||||||||||||||||||
1E. | Election of Director to hold office until the 2022 Annual Meeting: Wendy L. Simpson | Management | For | |||||||||||||||||||||||||
1F. | Election of Director to hold office until the 2022 Annual Meeting: Timothy J. Triche | Management | For | |||||||||||||||||||||||||
2. | Approval of the 2021 Equity Participation Plan. | Management | For | |||||||||||||||||||||||||
3. | Ratification of independent registered public accounting firm. | Management | For | |||||||||||||||||||||||||
4. | Advisory vote to approve named executive officer compensation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||||||||||||||||
Security | 55826T102 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | MSGE | Meeting Date | 08-Jul-2021 | |||||||||||||||||||||||||
ISIN | US55826T1025 | Agenda | 935458364 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Management | For | |||||||||||||||||||||||||
2. | Approval of the adjournment of Madison Square Garden Entertainment Corp.'s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 6,155 | 0 | 14-Jun-2021 | 14-Jun-2021 | |||||||||||||||||||||
MADISON SQUARE GARDEN ENTERTAINMENT CORP | ||||||||||||||||||||||||||||
Security | 55826T102 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | MSGE | Meeting Date | 08-Jul-2021 | |||||||||||||||||||||||||
ISIN | US55826T1025 | Agenda | 935465612 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approval of the issuance of Madison Square Garden Entertainment Corp. common stock as consideration for MSG Networks Inc. stockholders pursuant to the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time), among MSG Networks Inc., Madison Square Garden Entertainment Corp. and Broadway Sub Inc. | Management | For | |||||||||||||||||||||||||
2. | Approval of the adjournment of Madison Square Garden Entertainment Corp.'s special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 6,155 | 0 | 14-Jun-2021 | 14-Jun-2021 | |||||||||||||||||||||
MAGELLAN MIDSTREAM PARTNERS,L.P. | ||||||||||||||||||||||||||||
Security | 559080106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MMP | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||
ISIN | US5590801065 | Agenda | 935339057 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Robert G. Croyle | Withheld | ||||||||||||||||||||||||||
2 | Stacy P. Methvin | Withheld | ||||||||||||||||||||||||||
3 | Barry R. Pearl | Withheld | ||||||||||||||||||||||||||
2. | Amendment of Long-Term Incentive Plan. | Management | For | |||||||||||||||||||||||||
3. | Advisory Resolution to Approve Executive Compensation. | Management | For | |||||||||||||||||||||||||
4. | Ratification of Appointment of Independent Registered Public Accounting Firm for 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
MCKESSON CORPORATION | ||||||||||||||||||||||||||||
Security | 58155Q103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MCK | Meeting Date | 23-Jul-2021 | |||||||||||||||||||||||||
ISIN | US58155Q1031 | Agenda | 935457425 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director for a one-year term: Dominic J. Caruso | Management | For | |||||||||||||||||||||||||
1B. | Election of Director for a one-year term: Donald R. Knauss | Management | For | |||||||||||||||||||||||||
1C. | Election of Director for a one-year term: Bradley E. Lerman | Management | For | |||||||||||||||||||||||||
1D. | Election of Director for a one-year term: Linda P. Mantia | Management | For | |||||||||||||||||||||||||
1E. | Election of Director for a one-year term: Maria Martinez | Management | For | |||||||||||||||||||||||||
1F. | Election of Director for a one-year term: Edward A. Mueller | Management | For | |||||||||||||||||||||||||
1G. | Election of Director for a one-year term: Susan R. Salka | Management | For | |||||||||||||||||||||||||
1H. | Election of Director for a one-year term: Brian S. Tyler | Management | For | |||||||||||||||||||||||||
1I. | Election of Director for a one-year term: Kenneth E. Washington | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of Deloitte & Touche LLP as the company's independent registered public accounting firm for the fiscal year ending March 31, 2022. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote on executive compensation. | Management | For | |||||||||||||||||||||||||
4. | Shareholder proposal on action by written consent of shareholders. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 5,500 | 0 | 14-Jun-2021 | 14-Jun-2021 | |||||||||||||||||||||
MEDICAL PROPERTIES TRUST, INC. | ||||||||||||||||||||||||||||
Security | 58463J304 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MPW | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US58463J3041 | Agenda | 935430239 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Edward K. Aldag, Jr. | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: G. Steven Dawson | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: R. Steven Hamner | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Caterina A. Mozingo | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Elizabeth N. Pitman | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: C. Reynolds Thompson, III | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: D. Paul Sparks, Jr. | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Michael G. Stewart | Management | For | |||||||||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | Non-binding, advisory approval of the Company's executive compensation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 15,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
MERCK & CO., INC. | ||||||||||||||||||||||||||||
Security | 58933Y105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MRK | Meeting Date | 25-May-2021 | |||||||||||||||||||||||||
ISIN | US58933Y1055 | Agenda | 935381044 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Leslie A. Brun | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Mary Ellen Coe | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Pamela J. Craig | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Kenneth C. Frazier | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Thomas H. Glocer | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Risa J. Lavizzo-Mourey | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Stephen L. Mayo | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Paul B. Rothman | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Patricia F. Russo | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Christine E. Seidman | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Inge G. Thulin | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Kathy J. Warden | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: Peter C. Wendell | Management | For | |||||||||||||||||||||||||
2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
4. | Shareholder proposal concerning a shareholder right to act by written consent. | Shareholder | Against | |||||||||||||||||||||||||
5. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
MORGAN STANLEY | ||||||||||||||||||||||||||||
Security | 617446448 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | MS | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||
ISIN | US6174464486 | Agenda | 935372312 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Elizabeth Corley | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Alistair Darling | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Thomas H. Glocer | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: James P. Gorman | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Robert H. Herz | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Nobuyuki Hirano | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Hironori Kamezawa | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Shelley B. Leibowitz | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Stephen J. Luczo | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Jami Miscik | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Dennis M. Nally | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Mary L. Schapiro | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: Perry M. Traquina | Management | For | |||||||||||||||||||||||||
1N. | Election of Director: Rayford Wilkins, Jr. | Management | For | |||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as independent auditor. | Management | For | |||||||||||||||||||||||||
3. | To approve the compensation of executives as disclosed in the proxy statement (non- binding advisory vote). | Management | For | |||||||||||||||||||||||||
4. | To approve the amended and restated Equity Incentive Compensation Plan. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
MSG NETWORKS INC. | ||||||||||||||||||||||||||||
Security | 553573106 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | MSGN | Meeting Date | 08-Jul-2021 | |||||||||||||||||||||||||
ISIN | US5535731062 | Agenda | 935458376 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Adoption of the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time, the "merger agreement"), among MSG Networks Inc. ("MSG Networks"), Madison Square Garden Entertainment Corp. ("MSG Entertainment") and Broadway Sub Inc., a direct wholly-owned subsidiary of MSG Entertainment ("Merger Sub"), pursuant to which Merger Sub will merge with and into MSG Networks (the "merger"), with MSG Networks surviving the merger as a direct wholly-owned subsidiary of MSG Entertainment. | Management | For | |||||||||||||||||||||||||
2. | Approval of, on a non-binding advisory basis, certain compensation that may be paid or become payable to MSG Networks' named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | |||||||||||||||||||||||||
3. | Approval of the adjournment of MSG Networks' special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 33,150 | 0 | 14-Jun-2021 | 14-Jun-2021 | |||||||||||||||||||||
MSG NETWORKS INC. | ||||||||||||||||||||||||||||
Security | 553573106 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | MSGN | Meeting Date | 08-Jul-2021 | |||||||||||||||||||||||||
ISIN | US5535731062 | Agenda | 935465600 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Adoption of the Agreement and Plan of Merger, dated as of March 25, 2021 (as may be amended from time to time, the "merger agreement"), among MSG Networks Inc. ("MSG Networks"), Madison Square Garden Entertainment Corp. ("MSG Entertainment") and Broadway Sub Inc., a direct wholly-owned subsidiary of MSG Entertainment ("Merger Sub"), pursuant to which Merger Sub will merge with and into MSG Networks (the "merger"), with MSG Networks surviving the merger as a direct wholly-owned subsidiary of MSG Entertainment. | Management | For | |||||||||||||||||||||||||
2. | Approval of, on a non-binding advisory basis, certain compensation that may be paid or become payable to MSG Networks' named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement. | Management | For | |||||||||||||||||||||||||
3. | Approval of the adjournment of MSG Networks' special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 33,150 | 0 | 14-Jun-2021 | 14-Jun-2021 | |||||||||||||||||||||
NEW YORK MORTGAGE TRUST, INC. | ||||||||||||||||||||||||||||
Security | 649604501 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | NYMT | Meeting Date | 14-Jun-2021 | |||||||||||||||||||||||||
ISIN | US6496045013 | Agenda | 935422751 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: David R. Bock | Management | For | |||||||||||||||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Michael B. Clement | Management | For | |||||||||||||||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Alan L. Hainey | Management | For | |||||||||||||||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Steven R. Mumma | Management | For | |||||||||||||||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Steven G. Norcutt | Management | For | |||||||||||||||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Lisa A. Pendergast | Management | For | |||||||||||||||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Jason T. Serrano | Management | For | |||||||||||||||||||||||||
2. | To hold an advisory vote to approve named executive officer compensation. | Management | For | |||||||||||||||||||||||||
3. | To approve an amendment to the Company's 2017 Equity Incentive Plan, as amended, to increase the share reserve by 30,000,000 shares of common stock. | Management | For | |||||||||||||||||||||||||
4. | To consider and act upon a proposal to ratify, confirm, and approve the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
NEXTERA ENERGY, INC. | ||||||||||||||||||||||||||||
Security | 65339F101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | NEE | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||
ISIN | US65339F1012 | Agenda | 935378201 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Sherry S. Barrat | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: James L. Camaren | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Kenneth B. Dunn | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Naren K. Gursahaney | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Kirk S. Hachigian | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Amy B. Lane | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: David L. Porges | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: James L. Robo | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Rudy E. Schupp | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: John L. Skolds | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Lynn M. Utter | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Darryl L. Wilson | Management | For | |||||||||||||||||||||||||
2. | Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement. | Management | For | |||||||||||||||||||||||||
4. | Approval of the NextEra Energy, Inc. 2021 Long Term Incentive Plan. | Management | For | |||||||||||||||||||||||||
5. | A proposal entitled "Right to Act by Written Consent" to request action by written consent of shareholders. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
OCCIDENTAL PETROLEUM CORPORATION | ||||||||||||||||||||||||||||
Security | 674599105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | OXY | Meeting Date | 07-May-2021 | |||||||||||||||||||||||||
ISIN | US6745991058 | Agenda | 935359364 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Stephen I. Chazen | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Andrew Gould | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Carlos M. Gutierrez | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Vicki Hollub | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Gary Hu | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: William R. Klesse | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Andrew N. Langham | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Jack B. Moore | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Margarita Paláu- Hernández | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Avedick B. Poladian | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Robert M. Shearer | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of Selection of KPMG as Occidental's Independent Auditor. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,800 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
OLD REPUBLIC INTERNATIONAL CORPORATION | ||||||||||||||||||||||||||||
Security | 680223104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ORI | Meeting Date | 28-May-2021 | |||||||||||||||||||||||||
ISIN | US6802231042 | Agenda | 935392667 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Michael D. Kennedy | Withheld | ||||||||||||||||||||||||||
2 | Spencer LeRoy III | Withheld | ||||||||||||||||||||||||||
3 | Peter B. McNitt | Withheld | ||||||||||||||||||||||||||
4 | Steven R. Walker | Withheld | ||||||||||||||||||||||||||
2. | To ratify the selection of KPMG LLP as the company's auditors for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
OMEGA HEALTHCARE INVESTORS, INC. | ||||||||||||||||||||||||||||
Security | 681936100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | OHI | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||
ISIN | US6819361006 | Agenda | 935405375 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Kapila K. Anand | For | ||||||||||||||||||||||||||
2 | Craig R. Callen | For | ||||||||||||||||||||||||||
3 | Barbara B. Hill | For | ||||||||||||||||||||||||||
4 | Kevin J. Jacobs | For | ||||||||||||||||||||||||||
5 | Edward Lowenthal | For | ||||||||||||||||||||||||||
6 | C. Taylor Pickett | For | ||||||||||||||||||||||||||
7 | Stephen D. Plavin | For | ||||||||||||||||||||||||||
8 | Burke W. Whitman | For | ||||||||||||||||||||||||||
2. | Ratification of Independent Auditors Ernst & Young LLP for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
3. | Approval, on an Advisory Basis, of Executive Compensation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
ORACLE CORPORATION | ||||||||||||||||||||||||||||
Security | 68389X105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | ORCL | Meeting Date | 04-Nov-2020 | |||||||||||||||||||||||||
ISIN | US68389X1054 | Agenda | 935274554 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Jeffrey S. Berg | For | ||||||||||||||||||||||||||
2 | Michael J. Boskin | For | ||||||||||||||||||||||||||
3 | Safra A. Catz | For | ||||||||||||||||||||||||||
4 | Bruce R. Chizen | For | ||||||||||||||||||||||||||
5 | George H. Conrades | For | ||||||||||||||||||||||||||
6 | Lawrence J. Ellison | For | ||||||||||||||||||||||||||
7 | Rona A. Fairhead | For | ||||||||||||||||||||||||||
8 | Jeffrey O. Henley | For | ||||||||||||||||||||||||||
9 | Renee J. James | For | ||||||||||||||||||||||||||
10 | Charles W. Moorman IV | For | ||||||||||||||||||||||||||
11 | Leon E. Panetta | For | ||||||||||||||||||||||||||
12 | William G. Parrett | For | ||||||||||||||||||||||||||
13 | Naomi O. Seligman | For | ||||||||||||||||||||||||||
14 | Vishal Sikka | For | ||||||||||||||||||||||||||
2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | For | |||||||||||||||||||||||||
3. | Approve the Oracle Corporation 2020 Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
4. | Ratification of Selection of Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
5. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | |||||||||||||||||||||||||
6. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 12-Oct-2020 | 12-Oct-2020 | |||||||||||||||||||||
PETMED EXPRESS, INC. | ||||||||||||||||||||||||||||
Security | 716382106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PETS | Meeting Date | 30-Jul-2021 | |||||||||||||||||||||||||
ISIN | US7163821066 | Agenda | 935459986 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1.1 | Election of Director: Leslie C.G. Campbell | Management | For | |||||||||||||||||||||||||
1.2 | Election of Director: Peter S. Cobb | Management | For | |||||||||||||||||||||||||
1.3 | Election of Director: Gian M. Fulgoni | Management | For | |||||||||||||||||||||||||
1.4 | Election of Director: Ronald J. Korn | Management | For | |||||||||||||||||||||||||
1.5 | Election of Director: Jodi Watson | Management | For | |||||||||||||||||||||||||
2. | An advisory (non-binding) vote on executive compensation. | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of RSM US LLP as the independent registered public accounting firm for the Company to serve for the 2022 fiscal year. | Management | For | |||||||||||||||||||||||||
4. | To consider and vote upon a stockholder proposal regarding mandatory retirement age for directors, if properly presented at the Annual Meeting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 21-Jun-2021 | 21-Jun-2021 | |||||||||||||||||||||
PFIZER INC. | ||||||||||||||||||||||||||||
Security | 717081103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PFE | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||
ISIN | US7170811035 | Agenda | 935344503 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Ronald E. Blaylock | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Albert Bourla | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Susan Desmond- Hellmann | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Joseph J. Echevarria | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Scott Gottlieb | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Helen H. Hobbs | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Susan Hockfield | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Dan R. Littman | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Shantanu Narayen | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Suzanne Nora Johnson | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: James Quincey | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: James C. Smith | Management | For | |||||||||||||||||||||||||
2. | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | 2021 advisory approval of executive compensation. | Management | For | |||||||||||||||||||||||||
4. | Shareholder proposal regarding independent chair policy. | Shareholder | Against | |||||||||||||||||||||||||
5. | Shareholder proposal regarding political spending report. | Shareholder | Against | |||||||||||||||||||||||||
6. | Shareholder proposal regarding access to COVID-19 products. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
PHILIP MORRIS INTERNATIONAL INC. | ||||||||||||||||||||||||||||
Security | 718172109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PM | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | US7181721090 | Agenda | 935359112 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Brant Bonin Bough | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: André Calantzopoulos | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Michel Combes | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Juan José Daboub | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Werner Geissler | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Lisa A. Hook | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Jun Makihara | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Kalpana Morparia | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Lucio A. Noto | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Jacek Olczak | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Frederik Paulsen | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Robert B. Polet | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: Shlomo Yanai | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote Approving Executive Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the Selection of Independent Auditors. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 11,745 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 2,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
PHYSICIANS REALTY TRUST | ||||||||||||||||||||||||||||
Security | 71943U104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DOC | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | US71943U1043 | Agenda | 935348525 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | John T. Thomas | For | ||||||||||||||||||||||||||
2 | Tommy G. Thompson | For | ||||||||||||||||||||||||||
3 | Stanton D. Anderson | For | ||||||||||||||||||||||||||
4 | Mark A. Baumgartner | For | ||||||||||||||||||||||||||
5 | Albert C. Black, Jr. | For | ||||||||||||||||||||||||||
6 | William A. Ebinger, M.D | For | ||||||||||||||||||||||||||
7 | Pamela J. Kessler | For | ||||||||||||||||||||||||||
8 | Richard A. Weiss | For | ||||||||||||||||||||||||||
2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as disclosed in the accompanying proxy statement. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
PROLOGIS, INC. | ||||||||||||||||||||||||||||
Security | 74340W103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PLD | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | US74340W1036 | Agenda | 935354299 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Hamid R. Moghadam | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Cristina G. Bita | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: George L. Fotiades | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Lydia H. Kennard | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Irving F. Lyons III | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Avid Modjtabai | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: David P. O'Connor | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Olivier Piani | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Jeffrey L. Skelton | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Carl B. Webb | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: William D. Zollars | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote to Approve the Company's Executive Compensation for 2020. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the Year 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
QUEST DIAGNOSTICS INCORPORATED | ||||||||||||||||||||||||||||
Security | 74834L100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DGX | Meeting Date | 21-May-2021 | |||||||||||||||||||||||||
ISIN | US74834L1008 | Agenda | 935378819 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1.1 | Election of Director: Vicky B. Gregg | Management | For | |||||||||||||||||||||||||
1.2 | Election of Director: Wright L. Lassiter III | Management | For | |||||||||||||||||||||||||
1.3 | Election of Director: Timothy L. Main | Management | For | |||||||||||||||||||||||||
1.4 | Election of Director: Denise M. Morrison | Management | For | |||||||||||||||||||||||||
1.5 | Election of Director: Gary M. Pfeiffer | Management | For | |||||||||||||||||||||||||
1.6 | Election of Director: Timothy M. Ring | Management | For | |||||||||||||||||||||||||
1.7 | Election of Director: Stephen H. Rusckowski | Management | For | |||||||||||||||||||||||||
1.8 | Election of Director: Helen I. Torley | Management | For | |||||||||||||||||||||||||
1.9 | Election of Director: Gail R. Wilensky | Management | For | |||||||||||||||||||||||||
2. | An advisory resolution to approve the executive officer compensation disclosed in the Company's 2021 proxy statement. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of our independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
4. | Stockholder proposal regarding the right to act by written consent, if properly presented at the meeting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 4,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
QUIDEL CORPORATION | ||||||||||||||||||||||||||||
Security | 74838J101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | QDEL | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US74838J1016 | Agenda | 935412750 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Douglas C. Bryant | For | ||||||||||||||||||||||||||
2 | Kenneth F. Buechler | For | ||||||||||||||||||||||||||
3 | Edward L. Michael | For | ||||||||||||||||||||||||||
4 | Kathy P. Ordoñez | For | ||||||||||||||||||||||||||
5 | Mary Lake Polan | For | ||||||||||||||||||||||||||
6 | Ann D. Rhoads | For | ||||||||||||||||||||||||||
7 | Charles P. Slacik | For | ||||||||||||||||||||||||||
8 | Matthew W. Strobeck | For | ||||||||||||||||||||||||||
9 | Kenneth J. Widder | For | ||||||||||||||||||||||||||
10 | Joseph D. Wilkins Jr. | For | ||||||||||||||||||||||||||
2. | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory approval of the compensation of the Company's named executive officers. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 300 | 0 | 20-May-2021 | ||||||||||||||||||||||
QURATE RETAIL, INC. | ||||||||||||||||||||||||||||
Security | 74915M100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | QRTEA | Meeting Date | 25-May-2021 | |||||||||||||||||||||||||
ISIN | US74915M1009 | Agenda | 935395245 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Richard N. Barton | Withheld | ||||||||||||||||||||||||||
2 | Michael A. George | Withheld | ||||||||||||||||||||||||||
3 | Gregory B. Maffei | Withheld | ||||||||||||||||||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 5,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
QURATE RETAIL, INC. | ||||||||||||||||||||||||||||
Security | 74915M308 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | QRTEP | Meeting Date | 25-May-2021 | |||||||||||||||||||||||||
ISIN | US74915M3088 | Agenda | 935395245 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Richard N. Barton | Withheld | ||||||||||||||||||||||||||
2 | Michael A. George | Withheld | ||||||||||||||||||||||||||
3 | Gregory B. Maffei | Withheld | ||||||||||||||||||||||||||
2. | The auditors ratification proposal, to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 150 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
RENEWABLE ENERGY GROUP, INC. | ||||||||||||||||||||||||||||
Security | 75972A301 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | REGI | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US75972A3014 | Agenda | 935369442 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: James C. Borel | Management | Abstain | |||||||||||||||||||||||||
1B. | Election of Director: Cynthia J. Warner | Management | Abstain | |||||||||||||||||||||||||
1C. | Election of Director: Walter Berger | Management | Abstain | |||||||||||||||||||||||||
2. | Proposal to approve the advisory (non- binding) resolution relating to executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
4. | Approval of the Renewable Energy Group 2021 Stock Incentive Plan. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,200 | 0 | 20-May-2021 | ||||||||||||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||||||||||||
Security | 780259107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | RDSB | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US7802591070 | Agenda | 935396653 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Receipt of Annual Report & Accounts. | Management | For | |||||||||||||||||||||||||
2. | Approval of Directors' Remuneration Report. | Management | For | |||||||||||||||||||||||||
3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | |||||||||||||||||||||||||
4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | |||||||||||||||||||||||||
5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | |||||||||||||||||||||||||
6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | |||||||||||||||||||||||||
7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | |||||||||||||||||||||||||
8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | |||||||||||||||||||||||||
9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | |||||||||||||||||||||||||
10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | |||||||||||||||||||||||||
11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | |||||||||||||||||||||||||
12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | |||||||||||||||||||||||||
13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | |||||||||||||||||||||||||
14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | |||||||||||||||||||||||||
15. | Reappointment of Auditors. | Management | For | |||||||||||||||||||||||||
16. | Remuneration of Auditors. | Management | For | |||||||||||||||||||||||||
17. | Authority to allot shares. | Management | For | |||||||||||||||||||||||||
18. | Disapplication of pre-emption rights. | Management | For | |||||||||||||||||||||||||
19. | Authority to purchase own shares. | Management | For | |||||||||||||||||||||||||
20. | Shell's Energy Transition Strategy. | Management | For | |||||||||||||||||||||||||
21. | Shareholder resolution. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
ROYAL DUTCH SHELL PLC | ||||||||||||||||||||||||||||
Security | 780259206 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | RDSA | Meeting Date | 18-May-2021 | |||||||||||||||||||||||||
ISIN | US7802592060 | Agenda | 935396653 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Receipt of Annual Report & Accounts. | Management | For | |||||||||||||||||||||||||
2. | Approval of Directors' Remuneration Report. | Management | For | |||||||||||||||||||||||||
3. | Appointment of Jane Holl Lute as a Director of the Company. | Management | For | |||||||||||||||||||||||||
4. | Reappointment of Ben van Beurden as a Director of the Company. | Management | For | |||||||||||||||||||||||||
5. | Reappointment of Dick Boer as a Director of the Company. | Management | For | |||||||||||||||||||||||||
6. | Reappointment of Neil Carson as a Director of the Company. | Management | For | |||||||||||||||||||||||||
7. | Reappointment of Ann Godbehere as a Director of the Company. | Management | For | |||||||||||||||||||||||||
8. | Reappointment of Euleen Goh as a Director of the Company. | Management | For | |||||||||||||||||||||||||
9. | Reappointment of Catherine Hughes as a Director of the Company. | Management | For | |||||||||||||||||||||||||
10. | Reappointment of Martina Hund-Mejean as a Director of the Company. | Management | For | |||||||||||||||||||||||||
11. | Reappointment of Sir Andrew Mackenzie as a Director of the Company. | Management | For | |||||||||||||||||||||||||
12. | Reappointment of Abraham (Bram) Schot as a Director of the Company. | Management | For | |||||||||||||||||||||||||
13. | Reappointment of Jessica Uhl as a Director of the Company. | Management | For | |||||||||||||||||||||||||
14. | Reappointment of Gerrit Zalm as a Director of the Company. | Management | For | |||||||||||||||||||||||||
15. | Reappointment of Auditors. | Management | For | |||||||||||||||||||||||||
16. | Remuneration of Auditors. | Management | For | |||||||||||||||||||||||||
17. | Authority to allot shares. | Management | For | |||||||||||||||||||||||||
18. | Disapplication of pre-emption rights. | Management | For | |||||||||||||||||||||||||
19. | Authority to purchase own shares. | Management | For | |||||||||||||||||||||||||
20. | Shell's Energy Transition Strategy. | Management | For | |||||||||||||||||||||||||
21. | Shareholder resolution. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
SEAGATE TECHNOLOGY PLC | ||||||||||||||||||||||||||||
Security | G7945M107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | STX | Meeting Date | 22-Oct-2020 | |||||||||||||||||||||||||
ISIN | IE00B58JVZ52 | Agenda | 935267016 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Mark W. Adams | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Judy Bruner | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Michael R. Cannon | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: William T. Coleman | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Jay L. Geldmacher | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Dylan G. Haggart | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Stephen J. Luczo | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: William D. Mosley | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Stephanie Tilenius | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Edward J. Zander | Management | For | |||||||||||||||||||||||||
2. | Approve, in an advisory, non binding vote, the compensation of the Company's named executive officers ("Say-on-Pay"). | Management | For | |||||||||||||||||||||||||
3. | Ratify, in an advisory, non-binding vote, the appointment of Ernst & Young LLP as the independent auditors of the Company for fiscal year 2021, and to authorize, in a binding vote, the Audit Committee of the Company's Board of Directors to set the auditors' remuneration. | Management | For | |||||||||||||||||||||||||
4. | In accordance with Irish law, determine the price range at which the Company can re- allot shares that it holds as treasury shares. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 14-Sep-2020 | 14-Sep-2020 | |||||||||||||||||||||
SEAGATE TECHNOLOGY PLC | ||||||||||||||||||||||||||||
Security | G7945M107 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | STX | Meeting Date | 14-Apr-2021 | |||||||||||||||||||||||||
ISIN | IE00B58JVZ52 | Agenda | 935342028 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approve the Scheme, as described in the proxy statement, in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish Court, and the directors of Seagate be authorized to take all such action as they consider necessary or appropriate for carrying the Scheme of Arrangement into effect. | Management | For | |||||||||||||||||||||||||
2. | Amend the articles of association of Seagate, which are part of the Seagate Constitution, referred to as the "Articles", by adding a new Article 194, so that the Seagate Ordinary Shares that are issued on or after the Voting Record Time will either be subject to the terms of the Scheme or will be immediately and automatically acquired by Holdings for the Scheme Consideration. | Management | For | |||||||||||||||||||||||||
3. | Approve, on an advisory, non-binding basis, the reduction of the share premium of Holdings resulting from a capitalisation of the merger reserve arising in its books of account as a result of the consummation of the Scheme in order to create distributable reserves in Holdings. | Management | For | |||||||||||||||||||||||||
4. | Approve any motion by the chair of the EGM to adjourn the EGM, or any adjournments thereof, to another time and place if necessary or appropriate to solicit additional proxies if there are insufficient votes at the time of the EGM to approve proposals 1 and 2. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,700 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
SEAGATE TECHNOLOGY PLC | ||||||||||||||||||||||||||||
Security | G7945M111 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | Meeting Date | 14-Apr-2021 | ||||||||||||||||||||||||||
ISIN | Agenda | 935342030 - Management | ||||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To approve the Scheme, as described in the proxy statement, in its original form or with or subject to any modification, addition or condition approved or imposed by the Irish Court. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,700 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
SEAGEN INC. | ||||||||||||||||||||||||||||
Security | 81181C104 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SGEN | Meeting Date | 14-May-2021 | |||||||||||||||||||||||||
ISIN | US81181C1045 | Agenda | 935369668 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Class II Director for term expiring in 2024: Felix J. Baker, Ph.D. | Management | Abstain | |||||||||||||||||||||||||
1B. | Election of Class II Director for term expiring in 2024: Clay B. Siegall, Ph.D | Management | Abstain | |||||||||||||||||||||||||
1C. | Election of Class II Director for term expiring in 2024: Nancy A. Simonian, M.D. | Management | Abstain | |||||||||||||||||||||||||
2. | Approve, on an advisory basis, the compensation of Seagen's named executive officers as disclosed in the accompanying proxy statement. | Management | For | |||||||||||||||||||||||||
3. | Ratify the appointment of PricewaterhouseCoopers LLP as Seagen's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 20-May-2021 | ||||||||||||||||||||||
SIX FLAGS ENTERTAINMENT CORPORATION | ||||||||||||||||||||||||||||
Security | 83001A102 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SIX | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | US83001A1025 | Agenda | 935357372 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Ben Baldanza | For | ||||||||||||||||||||||||||
2 | Selim Bassoul | For | ||||||||||||||||||||||||||
3 | Esi Eggleston Bracey | For | ||||||||||||||||||||||||||
4 | Denise M. Clark | For | ||||||||||||||||||||||||||
5 | Enrique Ramirez | For | ||||||||||||||||||||||||||
6 | Arik Ruchim | For | ||||||||||||||||||||||||||
7 | Michael Spanos | For | ||||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Approve amendments to Restated Certificate of Incorporation to eliminate supermajority voting provision. | Management | For | |||||||||||||||||||||||||
4. | Approve amendments to Restated Certificate of Incorporation to allow stockholder action by written consent. | Management | For | |||||||||||||||||||||||||
5. | Advisory vote to ratify the appointment of KPMG LLP as independent registered public accounting firm for the fiscal year ending January 2, 2022. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
4470335 | 4470335 | 4470335 | NORTHERN TRUST COMPANY | 1,000 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
SK TELECOM CO., LTD. | ||||||||||||||||||||||||||||
Security | 78440P108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SKM | Meeting Date | 25-Mar-2021 | |||||||||||||||||||||||||
ISIN | US78440P1084 | Agenda | 935341329 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Approval of Financial Statements for the 37th Fiscal Year (2020). | Management | For | |||||||||||||||||||||||||
2. | Amendments to the Articles of Incorporation. | Management | For | |||||||||||||||||||||||||
3. | Grant of Stock Options. | Management | For | |||||||||||||||||||||||||
4. | Appointment of an Executive Director (Ryu, Young Sang) | Management | For | |||||||||||||||||||||||||
5. | Appointment of an Independent Non- executive Director to Serve as an Audit Committee Member (Yoon, Young Min). | Management | For | |||||||||||||||||||||||||
6. | Approval of the Ceiling Amount of Remuneration for Directors *Proposed Ceiling Amount of the Remuneration for 8 Directors is KRW 12 billion. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-Mar-2021 | ||||||||||||||||||||||
STARBUCKS CORPORATION | ||||||||||||||||||||||||||||
Security | 855244109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SBUX | Meeting Date | 17-Mar-2021 | |||||||||||||||||||||||||
ISIN | US8552441094 | Agenda | 935326935 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Richard E. Allison, Jr. | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Rosalind G. Brewer (Withdrawn) | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Andrew Campion | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Mary N. Dillon | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Isabel Ge Mahe | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Mellody Hobson | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Kevin R. Johnson | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Jørgen Vig Knudstorp | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Satya Nadella | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Joshua Cooper Ramo | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Clara Shih | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Javier G. Teruel | Management | For | |||||||||||||||||||||||||
2. | Advisory resolution to approve our executive officer compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of selection of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal 2021. | Management | For | |||||||||||||||||||||||||
4. | Employee Board Representation. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,980 | 0 | 26-Jan-2021 | 26-Jan-2021 | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 1,000 | 0 | 26-Jan-2021 | 26-Jan-2021 | |||||||||||||||||||||
STARWOOD PROPERTY TRUST, INC. | ||||||||||||||||||||||||||||
Security | 85571B105 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | STWD | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||
ISIN | US85571B1052 | Agenda | 935347953 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Richard D. Bronson | For | ||||||||||||||||||||||||||
2 | Jeffrey G. Dishner | For | ||||||||||||||||||||||||||
3 | Camille J. Douglas | For | ||||||||||||||||||||||||||
4 | Solomon J. Kumin | For | ||||||||||||||||||||||||||
5 | Fred Perpall | For | ||||||||||||||||||||||||||
6 | Fred S. Ridley | For | ||||||||||||||||||||||||||
7 | Barry S. Sternlicht | For | ||||||||||||||||||||||||||
8 | Strauss Zelnick | For | ||||||||||||||||||||||||||
2. | The approval on an advisory basis of the Company's executive compensation. | Management | For | |||||||||||||||||||||||||
3. | The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 12,700 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
STRYKER CORPORATION | ||||||||||||||||||||||||||||
Security | 863667101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SYK | Meeting Date | 05-May-2021 | |||||||||||||||||||||||||
ISIN | US8636671013 | Agenda | 935359972 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A) | Election of Director: Mary K. Brainerd | Management | For | |||||||||||||||||||||||||
1B) | Election of Director: Giovanni Caforio, M.D. | Management | For | |||||||||||||||||||||||||
1C) | Election of Director: Srikant M. Datar, Ph.D. | Management | For | |||||||||||||||||||||||||
1D) | Election of Director: Allan C. Golston (Lead Independent Director) | Management | For | |||||||||||||||||||||||||
1E) | Election of Director: Kevin A. Lobo (Chair of the Board and Chief Executive Officer) | Management | For | |||||||||||||||||||||||||
1F) | Election of Director: Sherilyn S. McCoy | Management | For | |||||||||||||||||||||||||
1G) | Election of Director: Andrew K. Silvernail | Management | For | |||||||||||||||||||||||||
1H) | Election of Director: Lisa M. Skeete Tatum | Management | For | |||||||||||||||||||||||||
1I) | Election of Director: Ronda E. Stryker | Management | For | |||||||||||||||||||||||||
1J) | Election of Director: Rajeev Suri | Management | For | |||||||||||||||||||||||||
2. | Ratification of Appointment of our Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
4. | Shareholder Proposal Regarding Workforce Involvement in Corporate Governance. | Shareholder | Against | |||||||||||||||||||||||||
5. | Shareholder Proposal Regarding Right to Call Special Meetings | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 600 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
SUNCOR ENERGY INC. | ||||||||||||||||||||||||||||
Security | 867224107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SU | Meeting Date | 04-May-2021 | |||||||||||||||||||||||||
ISIN | CA8672241079 | Agenda | 935356142 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1 | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Patricia M. Bedient | For | ||||||||||||||||||||||||||
2 | John D. Gass | For | ||||||||||||||||||||||||||
3 | Russell K. Girling | For | ||||||||||||||||||||||||||
4 | Jean Paul Gladu | For | ||||||||||||||||||||||||||
5 | Dennis M. Houston | For | ||||||||||||||||||||||||||
6 | Mark S. Little | For | ||||||||||||||||||||||||||
7 | Brian P. MacDonald | For | ||||||||||||||||||||||||||
8 | Maureen McCaw | For | ||||||||||||||||||||||||||
9 | Lorraine Mitchelmore | For | ||||||||||||||||||||||||||
10 | Eira M. Thomas | For | ||||||||||||||||||||||||||
11 | Michael M. Wilson | For | ||||||||||||||||||||||||||
2 | Appointment of KPMG LLP as auditor of Suncor Energy Inc. for the ensuing year. | Management | For | |||||||||||||||||||||||||
3 | To consider and, if deemed fit, approve an amendment to the Suncor Energy Inc. Stock Option Plan to increase the number of common shares reserved for issuance thereunder by 15,000,000 common shares. | Management | For | |||||||||||||||||||||||||
4 | To consider and, if deemed fit, approve an advisory resolution on Suncor's approach to executive compensation disclosed in the Management Proxy Circular of Suncor Energy Inc. dated February 24, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-Apr-2021 | 20-Apr-2021 | |||||||||||||||||||||
SVB FINANCIAL GROUP | ||||||||||||||||||||||||||||
Security | 78486Q101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SIVB | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||
ISIN | US78486Q1013 | Agenda | 935339982 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Greg Becker | For | ||||||||||||||||||||||||||
2 | Eric Benhamou | For | ||||||||||||||||||||||||||
3 | John Clendening | For | ||||||||||||||||||||||||||
4 | Richard Daniels | For | ||||||||||||||||||||||||||
5 | Alison Davis | For | ||||||||||||||||||||||||||
6 | Roger Dunbar | For | ||||||||||||||||||||||||||
7 | Joel Friedman | For | ||||||||||||||||||||||||||
8 | Jeffrey Maggioncalda | For | ||||||||||||||||||||||||||
9 | Beverly Kay Matthews | For | ||||||||||||||||||||||||||
10 | Mary Miller | For | ||||||||||||||||||||||||||
11 | Kate Mitchell | For | ||||||||||||||||||||||||||
12 | Garen Staglin | For | ||||||||||||||||||||||||||
2. | To approve, on an advisory basis, our executive compensation ("Say on Pay"). | Management | For | |||||||||||||||||||||||||
3. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 300 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
TANGER FACTORY OUTLET CENTERS, INC. | ||||||||||||||||||||||||||||
Security | 875465106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SKT | Meeting Date | 21-May-2021 | |||||||||||||||||||||||||
ISIN | US8754651060 | Agenda | 935382654 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
01 | Election of Director: Jeffrey B. Citrin | Management | For | |||||||||||||||||||||||||
02 | Election of Director: David B. Henry | Management | For | |||||||||||||||||||||||||
03 | Election of Director: Thomas J. Reddin | Management | For | |||||||||||||||||||||||||
04 | Election of Director: Bridget M. Ryan- Berman | Management | For | |||||||||||||||||||||||||
05 | Election of Director: Susan E. Skerritt | Management | For | |||||||||||||||||||||||||
06 | Election of Director: Steven B. Tanger | Management | For | |||||||||||||||||||||||||
07 | Election of Director: Luis A. Ubiñas | Management | For | |||||||||||||||||||||||||
08 | Election of Director: Stephen J. Yalof | Management | For | |||||||||||||||||||||||||
2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
3. | To approve, on an advisory (non-binding) basis, named executive officer compensation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
TECK RESOURCES LIMITED | ||||||||||||||||||||||||||||
Security | 878742204 | Meeting Type | Annual and Special Meeting | |||||||||||||||||||||||||
Ticker Symbol | TECK | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||
ISIN | CA8787422044 | Agenda | 935357714 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A | Election of Director: M.M. Ashar | Management | For | |||||||||||||||||||||||||
1B | Election of Director: Q. Chong | Management | For | |||||||||||||||||||||||||
1C | Election of Director: E.C. Dowling | Management | For | |||||||||||||||||||||||||
1D | Election of Director: E. Fukuda | Management | For | |||||||||||||||||||||||||
1E | Election of Director: T. Higo | Management | For | |||||||||||||||||||||||||
1F | Election of Director: N.B. Keevil III | Management | For | |||||||||||||||||||||||||
1G | Election of Director: D.R. Lindsay | Management | For | |||||||||||||||||||||||||
1H | Election of Director: S.A. Murray | Management | For | |||||||||||||||||||||||||
1I | Election of Director: T.L. McVicar | Management | For | |||||||||||||||||||||||||
1J | Election of Director: K.W. Pickering | Management | For | |||||||||||||||||||||||||
1K | Election of Director: U.M. Power | Management | For | |||||||||||||||||||||||||
1L | Election of Director: T.R. Snider | Management | For | |||||||||||||||||||||||||
02 | To appoint PricewaterhouseCoopers LLP as Auditor of the Corporation and to authorize the directors to fix the Auditor's remuneration. | Management | For | |||||||||||||||||||||||||
03 | To approve the advisory resolution on the Corporation's approach to executive compensation. | Management | For | |||||||||||||||||||||||||
04 | To approve a resolution, the full text of which is set out in the accompanying management proxy circular dated March 1, 2021, confirming General By-law No. 1, which governs the affairs of the Corporation. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
TELEFONICA BRASIL SA | ||||||||||||||||||||||||||||
Security | 87936R106 | Meeting Type | Special | |||||||||||||||||||||||||
Ticker Symbol | VIV | Meeting Date | 01-Oct-2020 | |||||||||||||||||||||||||
ISIN | US87936R1068 | Agenda | 935266761 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1) | Ratify, pursuant to article 136, first paragraph, of Law No. 6,404/76 (the "Brazilian Corporations Law"), the conversion of all the preferred shares issued by the Company into common shares, in the proportion of one (1) common share for one (1) preferred share, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | |||||||||||||||||||||||||
2) | Ratify, under the terms of articles 9, sole paragraph, and 10, subsection (i), of the Company's Bylaws, the amendment of article 9, caput and sole paragraph, of the Company's Bylaws, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 14-Sep-2020 | 14-Sep-2020 | |||||||||||||||||||||
TELEFONICA BRASIL SA | ||||||||||||||||||||||||||||
Security | 87936R205 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | VIV | Meeting Date | 15-Apr-2021 | |||||||||||||||||||||||||
ISIN | US87936R2058 | Agenda | 935358362 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | Examine the management's accounts, analyze, discuss and vote on the Company's Financial Statements, in conjunction with the Management Report, Independent Auditors' Report and Audit Committee's Opinion regarding the fiscal year ended on December 31, 2020, as per the Shareholders Meeting Manual. | Management | For | |||||||||||||||||||||||||
2. | Resolve on the profitability allocation for the fiscal year ended December 31, 2020 and on the distribution of dividends to the shareholders of the Company, as per the Shareholders Meeting Manual. | Management | For | |||||||||||||||||||||||||
3.1 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Cremênio Medola Netto (Effective member) / Juarez Rosa da Silva (Alternate member) | Management | For | |||||||||||||||||||||||||
3.2 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Charles Edwards Allen (Effective member) / Stael Prata Silva Filho (Alternate member) | Management | For | |||||||||||||||||||||||||
4. | Set the annual global remuneration of the board of directors and of the members of the fiscal board for the fiscal year of 2021, as per the Shareholders Meeting Manual. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 10,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
TELEFONICA, S.A. | ||||||||||||||||||||||||||||
Security | 879382208 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | TEF | Meeting Date | 22-Apr-2021 | |||||||||||||||||||||||||
ISIN | US8793822086 | Agenda | 935374669 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1.1 | Approval of the Annual Accounts and of the Management Report of both Telefónica, S.A. and its Consolidated Group of Companies for fiscal year 2020. | Management | For | |||||||||||||||||||||||||
1.2 | Approval of the Statement of Non-Financial Information of the Consolidated Group of Companies led by Telefónica, S.A. for fiscal year 2020 included in the Consolidated Management Report of Telefónica, S.A. and of its Group of Companies for such fiscal year. | Management | For | |||||||||||||||||||||||||
1.3 | Approval of the management of the Board of Directors of Telefónica, S.A. during fiscal year 2020. | Management | For | |||||||||||||||||||||||||
2. | Approval of the Proposed Allocation of the Profits/Losses of Telefónica, S.A. for fiscal year 2020. | Management | For | |||||||||||||||||||||||||
3. | Re-election of the Statutory Auditor for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
4.1 | Re-election of Mr. José María Álvarez- Pallete López as executive Director. | Management | For | |||||||||||||||||||||||||
4.2 | Re-election of Ms. Carmen García de Andrés as independent Director. | Management | For | |||||||||||||||||||||||||
4.3 | Re-election of Mr. Ignacio Moreno Martínez as proprietary Director. | Management | For | |||||||||||||||||||||||||
4.4 | Re-election of Mr. Francisco José Riberas Mera as independent Director. | Management | For | |||||||||||||||||||||||||
5. | Reduction of share capital through the cancellation of own shares, excluding the right of creditors to object, amending the text of Article 6 of the By-Laws relating to share capital. | Management | For | |||||||||||||||||||||||||
6.1 | First scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||||||||||||||||
6.2 | Second scrip dividend resolution. Approval of an increase in share capital with a charge to reserves by such amount as may be ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||||||||||||||||
7.1 | Amendment of the By-Laws to enable the General Shareholders' Meeting to be held exclusively by telematic means: articles 17 ...(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||||||||||||||||
7.2 | Amendment of the By-Laws to expressly regulate the possibility of granting proxies and casting votes prior to the General ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||||||||||||||||
8.1 | Amendment of the Regulations for the General Shareholders' Meeting to enable the General Shareholders' Meeting to be held ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||||||||||||||||
8.2 | Amendment of the Regulations for the General Shareholders' Meeting to expressly regulate the possibility of granting ..(due to space limits, see proxy statement for full proposal). | Management | For | |||||||||||||||||||||||||
9. | Approval of the Director Remuneration Policy of Telefónica, S.A. | Management | For | |||||||||||||||||||||||||
10. | Approval of a Long-Term Incentive Plan consisting of the delivery of shares of Telefónica, S.A. allocated to Senior Executive Officers of the Telefónica Group. | Management | For | |||||||||||||||||||||||||
11. | Delegation of powers to formalize, interpret, remedy and carry out the resolutions adopted by the shareholders at the General Shareholders' Meeting. | Management | For | |||||||||||||||||||||||||
12. | Consultative vote on the 2020 Annual Report on Directors' Remuneration. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 7,062 | 0 | 08-Apr-2021 | 08-Apr-2021 | |||||||||||||||||||||
THE CARLYLE GROUP INC | ||||||||||||||||||||||||||||
Security | 14316J108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CG | Meeting Date | 01-Jun-2021 | |||||||||||||||||||||||||
ISIN | US14316J1088 | Agenda | 935402305 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Daniel A. D'Aniello | Withheld | ||||||||||||||||||||||||||
2 | Peter J. Clare | Withheld | ||||||||||||||||||||||||||
3 | Dr. Thomas S. Robertson | Withheld | ||||||||||||||||||||||||||
4 | William J. Shaw | Withheld | ||||||||||||||||||||||||||
2. | Ratification of Ernst & Young LLP as Independent Registered Public Accounting Firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Approval of The Carlyle Group Inc. Amended and Restated 2012 Equity Incentive Plan. | Management | For | |||||||||||||||||||||||||
4. | Non-Binding Vote to Approve Named Executive Officer Compensation ("Say-on- Pay"). | Management | For | |||||||||||||||||||||||||
5. | Non-Binding Vote on Frequency of Shareholder Votes to Approve Named Executive Officer Compensation ("Say-on- Frequency"). | Management | 1 Year | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 8,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
THE CHEMOURS COMPANY | ||||||||||||||||||||||||||||
Security | 163851108 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | CC | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||
ISIN | US1638511089 | Agenda | 935349919 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis V. Anastasio | Management | For | |||||||||||||||||||||||||
1B. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Bradley J. Bell | Management | For | |||||||||||||||||||||||||
1C. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Richard H. Brown | Management | For | |||||||||||||||||||||||||
1D. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mary B. Cranston | Management | For | |||||||||||||||||||||||||
1E. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Curtis J. Crawford | Management | For | |||||||||||||||||||||||||
1F. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Dawn L. Farrell | Management | For | |||||||||||||||||||||||||
1G. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Erin N. Kane | Management | For | |||||||||||||||||||||||||
1H. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Sean D. Keohane | Management | For | |||||||||||||||||||||||||
1I. | Election of Director to Serve One-Year Term expiring at the Annual Meeting of Shareholders in 2022: Mark P. Vergnano | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of Selection of PricewaterhouseCoopers LLP for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
4. | Proposal to Amend the Amended and Restated Certificate of Incorporation to Eliminate Supermajority Voting Provisions with Respect to Certificate and Bylaws Amendments. | Management | For | |||||||||||||||||||||||||
5. | Approval of the Amendment and Restatement of The Chemours Company 2017 Equity and Incentive Plan. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
THE COCA-COLA COMPANY | ||||||||||||||||||||||||||||
Security | 191216100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | KO | Meeting Date | 20-Apr-2021 | |||||||||||||||||||||||||
ISIN | US1912161007 | Agenda | 935342547 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Herbert A. Allen | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Marc Bolland | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Ana Botín | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Christopher C. Davis | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Barry Diller | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Helene D. Gayle | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Alexis M. Herman | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Robert A. Kotick | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Maria Elena Lagomasino | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: James Quincey | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Caroline J. Tsay | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: David B. Weinberg | Management | For | |||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Independent Auditors. | Management | For | |||||||||||||||||||||||||
4. | Shareowner proposal on sugar and public health. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
THE GEO GROUP, INC. | ||||||||||||||||||||||||||||
Security | 36162J106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | GEO | Meeting Date | 28-Apr-2021 | |||||||||||||||||||||||||
ISIN | US36162J1060 | Agenda | 935351231 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Anne N. Foreman | For | ||||||||||||||||||||||||||
2 | Richard H. Glanton | For | ||||||||||||||||||||||||||
3 | Jose Gordo | For | ||||||||||||||||||||||||||
4 | Duane Helkowski | For | ||||||||||||||||||||||||||
5 | Scott M. Kernan | For | ||||||||||||||||||||||||||
6 | Guido Van Hauwermeiren | For | ||||||||||||||||||||||||||
7 | Christopher C. Wheeler | For | ||||||||||||||||||||||||||
8 | Julie Myers Wood | For | ||||||||||||||||||||||||||
9 | George C. Zoley | For | ||||||||||||||||||||||||||
2. | To ratify the appointment of Grant Thornton LLP as the Company's independent registered public accountants for the 2021 fiscal year. | Management | For | |||||||||||||||||||||||||
3. | To hold an advisory vote to approve named executive officer compensation. | Management | For | |||||||||||||||||||||||||
4. | To approve the Amended and Restated 2018 Stock Incentive Plan. | Management | For | |||||||||||||||||||||||||
5. | To approve the Amended and Restated Employee Stock Purchase Plan. | Management | For | |||||||||||||||||||||||||
6. | To vote on a shareholder proposal regarding a lobbying report, if properly presented before the meeting. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
THE KROGER CO. | ||||||||||||||||||||||||||||
Security | 501044101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | KR | Meeting Date | 24-Jun-2021 | |||||||||||||||||||||||||
ISIN | US5010441013 | Agenda | 935432889 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Nora A. Aufreiter | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Kevin M. Brown | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Anne Gates | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Karen M. Hoguet | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: W. Rodney McMullen | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Clyde R. Moore | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Ronald L. Sargent | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: J. Amanda Sourry Knox | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Mark S. Sutton | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Ashok Vemuri | Management | For | |||||||||||||||||||||||||
2. | Approval, on an advisory basis, of Kroger's executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of PricewaterhouseCoopers LLP, as auditors. | Management | For | |||||||||||||||||||||||||
4. | A shareholder proposal, if properly presented, to issue a report assessing the environmental impacts of using unrecyclable packaging for private label brands. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
THE PROCTER & GAMBLE COMPANY | ||||||||||||||||||||||||||||
Security | 742718109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | PG | Meeting Date | 13-Oct-2020 | |||||||||||||||||||||||||
ISIN | US7427181091 | Agenda | 935264969 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | ELECTION OF DIRECTOR: Francis S. Blake | Management | For | |||||||||||||||||||||||||
1B. | ELECTION OF DIRECTOR: Angela F. Braly | Management | For | |||||||||||||||||||||||||
1C. | ELECTION OF DIRECTOR: Amy L. Chang | Management | For | |||||||||||||||||||||||||
1D. | ELECTION OF DIRECTOR: Joseph Jimenez | Management | For | |||||||||||||||||||||||||
1E. | ELECTION OF DIRECTOR: Debra L. Lee | Management | For | |||||||||||||||||||||||||
1F. | ELECTION OF DIRECTOR: Terry J. Lundgren | Management | For | |||||||||||||||||||||||||
1G. | ELECTION OF DIRECTOR: Christine M. McCarthy | Management | For | |||||||||||||||||||||||||
1H. | ELECTION OF DIRECTOR: W. James McNerney, Jr. | Management | For | |||||||||||||||||||||||||
1I. | ELECTION OF DIRECTOR: Nelson Peltz | Management | For | |||||||||||||||||||||||||
1J. | ELECTION OF DIRECTOR: David S. Taylor | Management | For | |||||||||||||||||||||||||
1K. | ELECTION OF DIRECTOR: Margaret C. Whitman | Management | For | |||||||||||||||||||||||||
1L. | ELECTION OF DIRECTOR: Patricia A. Woertz | Management | For | |||||||||||||||||||||||||
2. | Ratify Appointment of the Independent Registered Public Accounting Firm. | Management | For | |||||||||||||||||||||||||
3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote). | Management | For | |||||||||||||||||||||||||
4. | Approval of The Procter & Gamble Company International Stock Ownership Plan, As Amended and Restated. | Management | For | |||||||||||||||||||||||||
5. | Shareholder Proposal - Report on Efforts to Eliminate Deforestation. | Shareholder | Against | |||||||||||||||||||||||||
6. | Shareholder Proposal - Annual Report on Diversity. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 275 | 0 | 14-Sep-2020 | 14-Sep-2020 | |||||||||||||||||||||
THE SOUTHERN COMPANY | ||||||||||||||||||||||||||||
Security | 842587107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | SO | Meeting Date | 26-May-2021 | |||||||||||||||||||||||||
ISIN | US8425871071 | Agenda | 935388555 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Janaki Akella | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Juanita Powell Baranco | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Henry A. Clark III | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Anthony F. Earley, Jr. | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Thomas A. Fanning | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: David J. Grain | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Colette D. Honorable | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Donald M. James | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: John D. Johns | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Dale E. Klein | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Ernest J. Moniz | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: William G. Smith, Jr | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: E. Jenner Wood III | Management | For | |||||||||||||||||||||||||
2. | Advisory vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Approve the 2021 Equity and Incentive Compensation Plan. | Management | For | |||||||||||||||||||||||||
4. | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
5. | Approve an amendment to the Restated Certificate of Incorporation to reduce the supermajority vote requirement to a majority vote requirement. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 5,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
THE TRAVELERS COMPANIES, INC. | ||||||||||||||||||||||||||||
Security | 89417E109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | TRV | Meeting Date | 20-May-2021 | |||||||||||||||||||||||||
ISIN | US89417E1091 | Agenda | 935372766 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Alan L. Beller | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Janet M. Dolan | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Patricia L. Higgins | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: William J. Kane | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Thomas B. Leonardi | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Clarence Otis Jr. | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Elizabeth E. Robinson | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Philip T. Ruegger III | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Todd C. Schermerhorn | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Alan D. Schnitzer | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Laurie J. Thomsen | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of KPMG LLP as The Travelers Companies, Inc.'s independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Non-binding vote to approve executive compensation. | Management | For | |||||||||||||||||||||||||
4. | Approve an amendment to The Travelers Companies, Inc. Amended and Restated 2014 Stock Incentive Plan. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,500 | 0 | 20-May-2021 | ||||||||||||||||||||||
THE WALT DISNEY COMPANY | ||||||||||||||||||||||||||||
Security | 254687106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | DIS | Meeting Date | 09-Mar-2021 | |||||||||||||||||||||||||
ISIN | US2546871060 | Agenda | 935328206 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Susan E. Arnold | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Mary T. Barra | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Safra A. Catz | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Robert A. Chapek | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Francis A. deSouza | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Michael B.G. Froman | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Robert A. Iger | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Maria Elena Lagomasino | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Mark G. Parker | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Derica W. Rice | Management | For | |||||||||||||||||||||||||
2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's registered public accountants for fiscal 2021. | Management | For | |||||||||||||||||||||||||
3. | To approve the advisory resolution on executive compensation. | Management | For | |||||||||||||||||||||||||
4. | Shareholder proposal requesting an annual report disclosing information regarding the Company's lobbying policies and activities. | Shareholder | Against | |||||||||||||||||||||||||
5. | Shareholder proposal requesting non- management employees on director nominee candidate lists. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
1710523 | 1710523 | 1710523 | NORTHERN TRUST COMPANY | 1,330 | 0 | 26-Jan-2021 | 26-Jan-2021 | |||||||||||||||||||||
TRITON INTERNATIONAL LIMITED | ||||||||||||||||||||||||||||
Security | G9078F107 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | TRTN | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||
ISIN | BMG9078F1077 | Agenda | 935349541 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Brian M. Sondey | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Robert W. Alspaugh | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Malcolm P. Baker | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Annabelle Bexiga | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Claude Germain | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Kenneth Hanau | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: John S. Hextall | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Robert L. Rosner | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Simon R. Vernon | Management | For | |||||||||||||||||||||||||
2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | |||||||||||||||||||||||||
3. | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | |||||||||||||||||||||||||
4. | APPROVAL OF AMENDMENTS TO THE COMPANY'S BYE-LAWS TO ELIMINATE PROVISIONS RELATING TO FORMER SPONSOR SHAREHOLDERS. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
TRUIST FINANCIAL CORPORATION | ||||||||||||||||||||||||||||
Security | 89832Q109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | TFC | Meeting Date | 27-Apr-2021 | |||||||||||||||||||||||||
ISIN | US89832Q1094 | Agenda | 935345288 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Jennifer S. Banner | Management | For | |||||||||||||||||||||||||
1B. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: K. David Boyer, Jr. | Management | For | |||||||||||||||||||||||||
1C. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Agnes Bundy Scanlan | Management | For | |||||||||||||||||||||||||
1D. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Anna R. Cablik | Management | For | |||||||||||||||||||||||||
1E. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Dallas S. Clement | Management | For | |||||||||||||||||||||||||
1F. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul D. Donahue | Management | For | |||||||||||||||||||||||||
1G. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Paul R. Garcia | Management | For | |||||||||||||||||||||||||
1H. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Patrick C. Graney III | Management | For | |||||||||||||||||||||||||
1I. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Linnie M. Haynesworth | Management | For | |||||||||||||||||||||||||
1J. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Kelly S. King | Management | For | |||||||||||||||||||||||||
1K. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Easter A. Maynard | Management | For | |||||||||||||||||||||||||
1L. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Donna S. Morea | Management | For | |||||||||||||||||||||||||
1M. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Charles A. Patton | Management | For | |||||||||||||||||||||||||
1N. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Nido R. Qubein | Management | For | |||||||||||||||||||||||||
1O. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: David M. Ratcliffe | Management | For | |||||||||||||||||||||||||
1P. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: William H. Rogers, Jr. | Management | For | |||||||||||||||||||||||||
1Q. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Frank P. Scruggs, Jr. | Management | For | |||||||||||||||||||||||||
1R. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Christine Sears | Management | For | |||||||||||||||||||||||||
1S. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas E. Skains | Management | For | |||||||||||||||||||||||||
1T. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Bruce L. Tanner | Management | For | |||||||||||||||||||||||||
1U. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Thomas N. Thompson | Management | For | |||||||||||||||||||||||||
1V. | Election of Director for a one-year term expiring at the 2022 Annual Meeting of Shareholders: Steven C. Voorhees | Management | For | |||||||||||||||||||||||||
2. | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Advisory vote to approve Truist's executive compensation program. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 7,500 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
VALERO ENERGY CORPORATION | ||||||||||||||||||||||||||||
Security | 91913Y100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | VLO | Meeting Date | 29-Apr-2021 | |||||||||||||||||||||||||
ISIN | US91913Y1001 | Agenda | 935351154 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: H. Paulett Eberhart | Management | For | |||||||||||||||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Joseph W. Gorder | Management | For | |||||||||||||||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Kimberly S. Greene | Management | For | |||||||||||||||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Deborah P. Majoras | Management | For | |||||||||||||||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Eric D. Mullins | Management | For | |||||||||||||||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Donald L. Nickles | Management | For | |||||||||||||||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Philip J. Pfeiffer | Management | For | |||||||||||||||||||||||||
1H. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Robert A. Profusek | Management | For | |||||||||||||||||||||||||
1I. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Stephen M. Waters | Management | For | |||||||||||||||||||||||||
1J. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Randall J. Weisenburger | Management | For | |||||||||||||||||||||||||
1K. | Election of Director to serve until the 2022 Annual Meeting of Stockholders: Rayford Wilkins, Jr. | Management | For | |||||||||||||||||||||||||
2. | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
3. | Approve, by non-binding vote, the 2020 compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 8,000 | 0 | 25-Mar-2021 | 25-Mar-2021 | |||||||||||||||||||||
VENTAS, INC. | ||||||||||||||||||||||||||||
Security | 92276F100 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | VTR | Meeting Date | 25-May-2021 | |||||||||||||||||||||||||
ISIN | US92276F1003 | Agenda | 935387440 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Melody C. Barnes | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Debra A. Cafaro | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Jay M. Gellert | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Matthew J. Lustig | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Roxanne M. Martino | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Marguerite M. Nader | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Sean P. Nolan | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Walter C. Rakowich | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Robert D. Reed | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: James D. Shelton | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Maurice S. Smith | Management | For | |||||||||||||||||||||||||
2. | Approval, on an advisory basis, of the compensation of our named executive officers. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the selection of KPMG LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 3,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
VIRTU FINANCIAL INC | ||||||||||||||||||||||||||||
Security | 928254101 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | VIRT | Meeting Date | 03-Jun-2021 | |||||||||||||||||||||||||
ISIN | US9282541013 | Agenda | 935404525 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | DIRECTOR | Management | ||||||||||||||||||||||||||
1 | Virginia Gambale | Withheld | ||||||||||||||||||||||||||
2 | John D. Nixon | Withheld | ||||||||||||||||||||||||||
3 | David J. Urban | Withheld | ||||||||||||||||||||||||||
4 | Michael T. Viola | Withheld | ||||||||||||||||||||||||||
2. | Advisory Vote to Approve Compensation of Named Executive Officers. | Management | For | |||||||||||||||||||||||||
3. | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,000 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
VODAFONE GROUP PLC | ||||||||||||||||||||||||||||
Security | 92857W308 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | VOD | Meeting Date | 27-Jul-2021 | |||||||||||||||||||||||||
ISIN | US92857W3088 | Agenda | 935462755 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1. | To receive the Company's accounts, the strategic report and reports of the Directors and the auditor for the year ended 31 March 2021. | Management | For | |||||||||||||||||||||||||
2. | To elect Olaf Swantee as a Director. | Management | For | |||||||||||||||||||||||||
3. | To re-elect Jean-François van Boxmeer as a Director. | Management | For | |||||||||||||||||||||||||
4. | To re-elect Nick Read as a Director. | Management | For | |||||||||||||||||||||||||
5. | To re-elect Margherita Della Valle as a Director. | Management | For | |||||||||||||||||||||||||
6. | To re-elect Sir Crispin Davis as a Director. | Management | For | |||||||||||||||||||||||||
7. | To re-elect Michel Demaré as a Director. | Management | For | |||||||||||||||||||||||||
8. | To re-elect Dame Clara Furse as a Director. | Management | For | |||||||||||||||||||||||||
9. | To re-elect Valerie Gooding as a Director. | Management | For | |||||||||||||||||||||||||
10. | To re-elect Maria Amparo Moraleda Martinez as a Director. | Management | For | |||||||||||||||||||||||||
11. | To re-elect Sanjiv Ahuja as a Director. | Management | For | |||||||||||||||||||||||||
12. | To re-elect David Nish as a Director. | Management | For | |||||||||||||||||||||||||
13. | To declare a final dividend of 4.50 eurocents per ordinary share for the year ended 31 March 2021. | Management | For | |||||||||||||||||||||||||
14. | To approve the Annual Report on Remuneration contained in the Remuneration Report of the Board for the year ended 31 March 2021. | Management | For | |||||||||||||||||||||||||
15. | To reappoint Ernst & Young LLP as the Company's auditor until the end of the next general meeting at which accounts are laid before the Company. | Management | For | |||||||||||||||||||||||||
16. | To authorise the Audit and Risk Committee to determine the remuneration of the auditor. | Management | For | |||||||||||||||||||||||||
17. | To authorise the Directors to allot shares. | Management | For | |||||||||||||||||||||||||
18. | To authorise the Directors to dis-apply pre- emption rights. (Special Resolution) | Management | For | |||||||||||||||||||||||||
19. | To authorise the Directors to dis-apply pre- emption rights up to a further 5 per cent for the purposes of financing an acquisition or other capital investment. (Special Resolution) | Management | For | |||||||||||||||||||||||||
20. | To authorise the Company to purchase its own shares. (Special Resolution) | Management | For | |||||||||||||||||||||||||
21. | To adopt new Articles of Association. (Special Resolution) | Management | For | |||||||||||||||||||||||||
22. | To authorise political donations and expenditure. | Management | For | |||||||||||||||||||||||||
23. | To authorise the Company to call general meetings (other than AGMs) on 14 clear days' notice. (Special Resolution) | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 6,500 | 0 | 21-Jun-2021 | 21-Jun-2021 | |||||||||||||||||||||
W. P. CAREY INC. | ||||||||||||||||||||||||||||
Security | 92936U109 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WPC | Meeting Date | 17-Jun-2021 | |||||||||||||||||||||||||
ISIN | US92936U1097 | Agenda | 935387630 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director to serve until the 2022 Annual Meeting: Mark A. Alexander | Management | For | |||||||||||||||||||||||||
1B. | Election of Director to serve until the 2022 Annual Meeting: Tonit M. Calaway | Management | For | |||||||||||||||||||||||||
1C. | Election of Director to serve until the 2022 Annual Meeting: Peter J. Farrell | Management | For | |||||||||||||||||||||||||
1D. | Election of Director to serve until the 2022 Annual Meeting: Robert J. Flanagan | Management | For | |||||||||||||||||||||||||
1E. | Election of Director to serve until the 2022 Annual Meeting: Jason E. Fox | Management | For | |||||||||||||||||||||||||
1F. | Election of Director to serve until the 2022 Annual Meeting: Axel K.A. Hansing | Management | For | |||||||||||||||||||||||||
1G. | Election of Director to serve until the 2022 Annual Meeting: Jean Hoysradt | Management | For | |||||||||||||||||||||||||
1H. | Election of Director to serve until the 2022 Annual Meeting: Margaret G. Lewis | Management | For | |||||||||||||||||||||||||
1I. | Election of Director to serve until the 2022 Annual Meeting: Christopher J. Niehaus | Management | For | |||||||||||||||||||||||||
1J. | Election of Director to serve until the 2022 Annual Meeting: Nick J.M. van Ommen | Management | For | |||||||||||||||||||||||||
2. | To Approve the Advisory Resolution on Executive Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-May-2021 | 25-May-2021 | |||||||||||||||||||||
WALMART INC. | ||||||||||||||||||||||||||||
Security | 931142103 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WMT | Meeting Date | 02-Jun-2021 | |||||||||||||||||||||||||
ISIN | US9311421039 | Agenda | 935404866 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Cesar Conde | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Timothy P. Flynn | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Sarah J. Friar | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Carla A. Harris | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Thomas W. Horton | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Marissa A. Mayer | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: C. Douglas McMillon | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Gregory B. Penner | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Steven S Reinemund | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Randall L. Stephenson | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: S. Robson Walton | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Steuart L. Walton | Management | For | |||||||||||||||||||||||||
2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of Ernst & Young LLP as Independent Accountants. | Management | For | |||||||||||||||||||||||||
4. | Report on Refrigerants Released from Operations. | Shareholder | Against | |||||||||||||||||||||||||
5. | Report on Lobbying Disclosures. | Shareholder | Against | |||||||||||||||||||||||||
6. | Report on Alignment of Racial Justice Goals and Starting Wages. | Shareholder | Against | |||||||||||||||||||||||||
7. | Create a Pandemic Workforce Advisory Council. | Shareholder | Against | |||||||||||||||||||||||||
8. | Report on Statement of the Purpose of a Corporation. | Shareholder | Against | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
0000000000NT7000 649 | 0000000000NT7000649 | 0000000000NT7000649 | NATIONAL FINANCIAL SERVICES LLC | 1,000 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 20-May-2021 | 20-May-2021 | |||||||||||||||||||||
WEC ENERGY GROUP, INC. | ||||||||||||||||||||||||||||
Security | 92939U106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WEC | Meeting Date | 06-May-2021 | |||||||||||||||||||||||||
ISIN | US92939U1060 | Agenda | 935346420 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Curt S. Culver | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Danny L. Cunningham | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: William M. Farrow III | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: J. Kevin Fletcher | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Cristina A. Garcia- Thomas | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Maria C. Green | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Gale E. Klappa | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: Thomas K. Lane | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: Ulice Payne, Jr. | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Mary Ellen Stanek | Management | For | |||||||||||||||||||||||||
2. | Ratification of Deloitte & Touche LLP as Independent Auditors for 2021. | Management | For | |||||||||||||||||||||||||
3. | Approval of the Amendment and Restatement of the WEC Energy Group Omnibus Stock Incentive Plan. | Management | For | |||||||||||||||||||||||||
4. | Advisory Vote to Approve Executive Compensation of the Named Executive Officers. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 2,256 | 0 | 04-May-2021 | 04-May-2021 | |||||||||||||||||||||
WHIRLPOOL CORPORATION | ||||||||||||||||||||||||||||
Security | 963320106 | Meeting Type | Annual | |||||||||||||||||||||||||
Ticker Symbol | WHR | Meeting Date | 20-Apr-2021 | |||||||||||||||||||||||||
ISIN | US9633201069 | Agenda | 935342307 - Management | |||||||||||||||||||||||||
Item | Proposal | Proposed by | Vote | |||||||||||||||||||||||||
1A. | Election of Director: Samuel R. Allen | Management | For | |||||||||||||||||||||||||
1B. | Election of Director: Marc R. Bitzer | Management | For | |||||||||||||||||||||||||
1C. | Election of Director: Greg Creed | Management | For | |||||||||||||||||||||||||
1D. | Election of Director: Gary T. DiCamillo | Management | For | |||||||||||||||||||||||||
1E. | Election of Director: Diane M. Dietz | Management | For | |||||||||||||||||||||||||
1F. | Election of Director: Gerri T. Elliott | Management | For | |||||||||||||||||||||||||
1G. | Election of Director: Jennifer A. LaClair | Management | For | |||||||||||||||||||||||||
1H. | Election of Director: John D. Liu | Management | For | |||||||||||||||||||||||||
1I. | Election of Director: James M. Loree | Management | For | |||||||||||||||||||||||||
1J. | Election of Director: Harish Manwani | Management | For | |||||||||||||||||||||||||
1K. | Election of Director: Patricia K. Poppe | Management | For | |||||||||||||||||||||||||
1L. | Election of Director: Larry O. Spencer | Management | For | |||||||||||||||||||||||||
1M. | Election of Director: Michael D. White | Management | For | |||||||||||||||||||||||||
2. | Advisory vote to approve Whirlpool Corporation's executive compensation. | Management | For | |||||||||||||||||||||||||
3. | Ratification of the appointment of Ernst & Young LLP as Whirlpool Corporation's independent registered public accounting firm for 2021. | Management | For | |||||||||||||||||||||||||
Account Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||||||||||||||||||||
2698976 | BMC #4 | 2698976 | NORTHERN TRUST COMPANY | 500 | 0 | 25-Mar-2021 | 25-Mar-2021 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
BMC FUND, INC.
By: | /s/ M. Hunt Broyhill |
M. Hunt Broyhill, President
Date: August 26, 2021