FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-03329
EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER: Variable Insurance Products Fund
82 DEVONSHIRE STREET, BOSTON, MA 02109
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES)(ZIP CODE)
SCOTT C. GOEBEL, SECRETARY, 82 DEVONSHIRE STREET, BOSTON, MA 02109
(NAME AND ADDRESS OF AGENT FOR SERVICE)
REGISTRANT'S TELEPHONE NUMBER, INCLUDING AREA CODE: 617-563-7000
DATE OF FISCAL YEAR END: 12/31
DATE OF REPORTING PERIOD: 07/01/2011 - 06/30/2012
SIGNATURES
PURSUANT TO THE REQUIREMENTS OF THE INVESTMENT COMPANY ACT OF 1940, THE REGISTRANT HAS DULY CAUSED THIS REPORT TO BE SIGNED ON ITS BEHALF BY THE UNDERSIGNED, THERE UNTO DULY AUTHORIZED.
Variable Insurance Products Fund
BY: /s/KENNETH B. ROBINS*
KENNETH B. ROBINS, TREASURER
DATE: 08/16/2012 02:33:36 PM
*BY: /s/ MARK LUNDVALL
MARK LUNDVALL, VICE PRESIDENT, FIDELITY MANAGEMENT & RESEARCH COMPANY, PURSUANT TO A POWER OF ATTORNEY DATED April 1, 2012 AND FILED HEREWITH.
VOTE SUMMARY REPORT
VIP EQUITY-INCOME PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ABBOTT LABORATORIES MEETING DATE: APR 27, 2012 | ||||
TICKER: ABT SECURITY ID: 002824100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Alpern | Management | For | For |
1.2 | Elect Director Roxanne S. Austin | Management | For | For |
1.3 | Elect Director Sally E. Blount | Management | For | For |
1.4 | Elect Director W. James Farrell | Management | For | For |
1.5 | Elect Director Edward M. Liddy | Management | For | For |
1.6 | Elect Director Nancy McKinstry | Management | For | For |
1.7 | Elect Director Phebe N. Novakovic | Management | For | For |
1.8 | Elect Director William A. Osborn | Management | For | For |
1.9 | Elect Director Samuel C. Scott, III | Management | For | For |
1.10 | Elect Director Glenn F. Tilton | Management | For | For |
1.11 | Elect Director Miles D. White | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Adopt Anti Gross-up Policy | Shareholder | Against | Against |
8 | Stock Retention/Holding Period | Shareholder | Against | Against |
9 | Cease Compliance Adjustments to Performance Criteria | Shareholder | Against | Against |
10 | Pro-rata Vesting of Equity Plans | Shareholder | Against | Against |
ACCENTURE PLC MEETING DATE: FEB 09, 2012 | ||||
TICKER: CSA SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACE LIMITED MEETING DATE: JAN 09, 2012 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | Did Not Vote |
ACE LIMITED MEETING DATE: MAY 16, 2012 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Michael G. Atieh as Director | Management | For | For |
1.2 | Elect Mary A. Cirillo as Director | Management | For | For |
1.3 | Elect Thomas J. Neff as Director | Management | For | For |
2.1 | Approve Annual Report | Management | For | For |
2.2 | Accept Statutory Financial Statements | Management | For | For |
2.3 | Accept Consolidated Financial Statements | Management | For | For |
3 | Approve Allocation of Income and Dividends | Management | For | For |
4 | Approve Discharge of Board and Senior Management | Management | For | For |
5 | Approve Creation of CHF 4.2 Billion Pool of Capital without Preemptive Rights | Management | For | For |
6.1 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | For |
6.2 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm as Auditors | Management | For | For |
6.3 | Ratify BDO AG as Special Auditors | Management | For | For |
7 | Approve Dividend Distribution From Legal Reserves Through Reduction in Share Capital | Management | For | For |
8 | Advisory Vote to ratify Named Executive Officers' Compensation | Management | For | For |
9 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
AFLAC INCORPORATED MEETING DATE: MAY 07, 2012 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos, II | Management | For | For |
3 | Elect Director Paul S. Amos, II | Management | For | For |
4 | Elect Director Kriss Cloninger, III | Management | For | For |
5 | Elect Director Elizabeth J. Hudson | Management | For | For |
6 | Elect Director Douglas W. Johnson | Management | For | For |
7 | Elect Director Robert B. Johnson | Management | For | For |
8 | Elect Director Charles B. Knapp | Management | For | For |
9 | Elect Director E. Stephen Purdom | Management | For | For |
10 | Elect Director Barbara K. Rimer | Management | For | For |
11 | Elect Director Marvin R. Schuster | Management | For | For |
12 | Elect Director Melvin T. Stith | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Takuro Yoshida | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
ALLIANT ENERGY CORPORATION MEETING DATE: MAY 17, 2012 | ||||
TICKER: LNT SECURITY ID: 018802108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Patrick E. Allen | Management | For | For |
1.2 | Elect Director Patricia L. Kampling | Management | For | For |
1.3 | Elect Director Ann K. Newhall | Management | For | For |
1.4 | Elect Director Dean C. Oestreich | Management | For | For |
1.5 | Elect Director Carol P. Sanders | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director Martin J. Barrington | Management | For | For |
4 | Elect Director John T. Casteen III | Management | For | For |
5 | Elect Director Dinyar S. Devitre | Management | For | For |
6 | Elect Director Thomas F. Farrell II | Management | For | For |
7 | Elect Director Thomas W. Jones | Management | For | For |
8 | Elect Director W. Leo Kiely III | Management | For | For |
9 | Elect Director Kathryn B. McQuade | Management | For | For |
10 | Elect Director George Munoz | Management | For | For |
11 | Elect Director Nabil Y. Sakkab | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMERICAN CAPITAL AGENCY CORP. MEETING DATE: MAY 01, 2012 | ||||
TICKER: AGNC SECURITY ID: 02503X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Couch | Management | For | For |
2 | Elect Director Morris A. Davis | Management | For | For |
3 | Elect Director Randy E. Dobbs | Management | For | For |
4 | Elect Director Larry K. Harvey | Management | For | For |
5 | Elect Director Alvin N. Puryear | Management | For | For |
6 | Elect Director Malon Wilkus | Management | For | For |
7 | Elect Director Samuel A. Flax | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | For |
9 | Increase Authorized Preferred Stock | Management | For | For |
10 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Francois De Carbonnel | Management | For | For |
5 | Elect Director Vance D. Coffman | Management | For | For |
6 | Elect Director Rebecca M. Henderson | Management | For | For |
7 | Elect Director Frank C. Herringer | Management | For | For |
8 | Elect Director Tyler Jacks | Management | For | For |
9 | Elect Director Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director J. Paul Reason | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Elect Director Ronald D. Sugar | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide Right to Act by Written Consent | Management | For | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 25, 2012 | ||||
TICKER: ABI SECURITY ID: BE0003793107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Warrants | Management | For | Did Not Vote |
A1d | Approve Issuance of 215,000 Warrants | Management | For | Did Not Vote |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Issuance of Warrants as Proposed under Item A1d | Management | For | Did Not Vote |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | Did Not Vote |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.20 per Share | Management | For | Did Not Vote |
B5 | Approve Discharge of Directors | Management | For | Did Not Vote |
B6 | Approve Discharge of Auditors | Management | For | Did Not Vote |
B7 | Receive Information on Resignation of Peter Harf as Director | Management | None | None |
B8a | Approve Remuneration Report | Management | For | Did Not Vote |
B8b | Approve Omnibus Stock Plan | Management | For | Did Not Vote |
B9 | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | Did Not Vote |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Did Not Vote |
ANNALY CAPITAL MANAGEMENT INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: NLY SECURITY ID: 035710409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Wellington J. Denahan-Norris | Management | For | Against |
2 | Elect Director Michael Haylon | Management | For | Against |
3 | Elect Director Donnell A. Segalas | Management | For | Against |
4 | Elect Director Jonathan D. Green | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 24, 2012 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
APPLE INC. MEETING DATE: FEB 23, 2012 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
APPLIED MATERIALS, INC. MEETING DATE: MAR 06, 2012 | ||||
TICKER: AMAT SECURITY ID: 038222105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aart J. de Geus | Management | For | For |
2 | Elect Director Stephen R. Forrest | Management | For | For |
3 | Elect Director Thomas J. Iannotti | Management | For | For |
4 | Elect Director Susan M. James | Management | For | For |
5 | Elect Director Alexander A. Karsner | Management | For | For |
6 | Elect Director Gerhard H. Parker | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Willem P. Roelandts | Management | For | For |
9 | Elect Director James E. Rogers | Management | For | For |
10 | Elect Director Michael R. Splinter | Management | For | For |
11 | Elect Director Robert H. Swan | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Ratify Auditors | Management | For | For |
ARCELORMITTAL MEETING DATE: MAY 08, 2012 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Special Reports | Management | None | None |
I | Accept Consolidated Financial Statements for FY 2011 | Management | For | For |
II | Accept Standalone Financial Statements for FY 2011 | Management | For | For |
III | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | For |
IV | Approve Remuneration of Directors | Management | For | For |
V | Approve Discharge of Directors | Management | For | For |
VI | Reelect Narayanan Vaghul as Director | Management | For | For |
VII | Reelect Wilbur L. Ross as Director | Management | For | For |
VIII | Elect Tye Burt as Director | Management | For | For |
IX | Renew Appointment of Deloitte as Auditors | Management | For | For |
X | Approve 2012 Restricted Share Unit Plan | Management | For | For |
XI | Approve 2012 Performance Share Unit Plan | Management | For | For |
I | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles 5.2 and 5.5 Accordingly | Management | For | For |
II | Amend Articles 6, 7, 13, and 14 Re: Luxembourg Implementation of EU Shareholders' Rights Directive | Management | For | For |
III | Amend Article 14.1 Re: Date of General Meeting | Management | For | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ASHMORE GROUP PLC MEETING DATE: OCT 27, 2011 | ||||
TICKER: ASHM SECURITY ID: GB00B132NW22 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Michael Benson as Director | Management | For | For |
4 | Re-elect Mark Coombs as Director | Management | For | For |
5 | Re-elect Graeme Dell as Director | Management | For | For |
6 | Re-elect Nick Land as Director | Management | For | For |
7 | Re-elect Jonathan Asquith as Director | Management | For | For |
8 | Re-elect Melda Donnelly as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASTRAZENECA PLC MEETING DATE: APR 26, 2012 | ||||
TICKER: AZN SECURITY ID: 046353108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm First Interim Dividend; Confirm as Final Dividend the Second Interim Dividend | Management | For | For |
3 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5(a) | Re-elect Louis Schweitzer as Director | Management | For | For |
5(b) | Re-elect David Brennan as Director | Management | For | For |
5(c) | Re-elect Simon Lowth as Director | Management | For | For |
5(d) | Elect Genevieve Berger as Director | Management | For | For |
5(e) | Re-elect Bruce Burlington as Director | Management | For | For |
5(f) | Elect Graham Chipchase as Director | Management | For | For |
5(g) | Re-elect Jean-Philippe Courtois as Director | Management | For | For |
5(h) | Elect Leif Johansson as Director | Management | For | For |
5(i) | Re-elect Rudy Markham as Director | Management | For | For |
5(j) | Re-elect Nancy Rothwell as Director | Management | For | For |
5(k) | Re-elect Shriti Vadera as Director | Management | For | For |
5(l) | Re-elect John Varley as Director | Management | For | For |
5(m) | Re-elect Marcus Wallenberg as Director | Management | For | For |
6 | Approve Remuneration Report | Management | For | For |
7 | Authorise EU Political Donations and Expenditure | Management | For | For |
8 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
9 | Approve 2012 Savings-Related Share Option Scheme | Management | For | For |
10 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
11 | Authorise Market Purchase | Management | For | For |
12 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
AT&T INC. MEETING DATE: APR 27, 2012 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect DirectorJames H. Blanchard | Management | For | For |
5 | Elect DirectorJaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director John B. McCoy | Management | For | For |
9 | Elect Director Joyce M. Roche | Management | For | For |
10 | Elect Director Matthew K. Rose | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
BB&T CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J.L. Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director Nido R. Qubein | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director Thomas N. Thompson | Management | For | For |
1.14 | Elect Director Edwin H. Welch | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BEAM INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: BEAM SECURITY ID: 073730103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard A. Goldstein | Management | For | For |
2 | Elect Director Stephen W. Golsby | Management | For | For |
3 | Elect Director Ann F. Hackett | Management | For | For |
4 | Elect Director A. D. David Mackay | Management | For | For |
5 | Elect Director Matthew J. Shattock | Management | For | For |
6 | Elect Director Robert A. Steele | Management | For | For |
7 | Elect Director Peter M. Wilson | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Approve Executive Incentive Bonus Plan | Management | For | For |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 05, 2012 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
BP PLC MEETING DATE: APR 12, 2012 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Dr Byron Grote as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRIGGS & STRATTON CORPORATION MEETING DATE: OCT 19, 2011 | ||||
TICKER: BGG SECURITY ID: 109043109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. Batten | Management | For | For |
1.2 | Elect Director Keith R. McLoughlin | Management | For | For |
1.3 | Elect Director Brian C. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 26, 2012 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Robert Lerwill as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
16 | Re-elect Ben Stevens as Director | Management | For | For |
17 | Elect Ann Godbehere as Director | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROOKDALE SENIOR LIVING INC. MEETING DATE: JUN 12, 2012 | ||||
TICKER: BKD SECURITY ID: 112463104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey R. Leeds | Management | For | For |
1.2 | Elect Director Mark J. Schulte | Management | For | For |
1.3 | Elect Director Dr. Samuel Waxman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BUCKEYE PARTNERS, L.P. MEETING DATE: JUN 05, 2012 | ||||
TICKER: BPL SECURITY ID: 118230101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pieter Bakker | Management | For | For |
1.2 | Elect Director C. Scott Hobbs | Management | For | For |
1.3 | Elect Director Mark C. McKinley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
BW OFFSHORE LIMITED MEETING DATE: MAY 09, 2012 | ||||
TICKER: BWO SECURITY ID: BMG1190N1002 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Confirm Notice of Meeting | Management | None | None |
2 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
3.1 | Fix Number of Directors at Ten | Management | For | Did Not Vote |
3.2 | Fix Number of Deputy Directors at Two | Management | For | Did Not Vote |
4a | Reelect Ronny Langeland as Director | Management | For | Did Not Vote |
4b | Reelect Andreas Sohmen-Pao as Director | Management | For | Did Not Vote |
4c | Reelect Maarten Scholten as Director | Management | For | Did Not Vote |
4d | Reelect Helmut Sohmen as Director | Management | For | Did Not Vote |
4e | Reelect Christophe Pettenati-Auziere as Director | Management | For | Did Not Vote |
4f | Reelect Carine Ihenacho as Director | Management | For | Did Not Vote |
4g | Reelect Michael Smyth as Deputy Director to Helmut Sohmen | Management | For | Did Not Vote |
4h | Reelect Michael Smyth as Deputy Director to Andreas Sohmen-Pao | Management | For | Did Not Vote |
5 | Authorize Board to Fill Vacancies | Management | For | Did Not Vote |
6 | Approve Remuneration of Directors in the Amount of USD 80,000 for the Chairman, USD 75,000 for the Vice chairman, and USD 60,000 for Other Directors; Approve Fees for Committee Work | Management | For | Did Not Vote |
7 | Ratify Ernst and Young as Auditors | Management | For | Did Not Vote |
C.H. ROBINSON WORLDWIDE, INC. MEETING DATE: MAY 10, 2012 | ||||
TICKER: CHRW SECURITY ID: 12541W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David W. MacLennan | Management | For | For |
2 | Elect Director James B. Stake | Management | For | For |
3 | Elect Director John P. Wiehoff | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Ratify Auditors | Management | For | For |
CANADIAN NATURAL RESOURCES LIMITED MEETING DATE: MAY 03, 2012 | ||||
TICKER: CNQ SECURITY ID: CA1363851017 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect C.M. Best, N.M. Edwards, T.W. Faithfull, G.A. Filmon, C.L. Fong, G.D. Giffin, W.A. Gobert, S.W. Laut, K.A.J. MacPhail, A.P. Markin, F.J. McKenna, J.S. Palmer, E.R. Smith, and D.A. Tuer as Directors | Management | For | For |
1.1 | Elect Director Catherine M. Best | Management | For | For |
1.2 | Elect Director N. Murray Edwards | Management | For | For |
1.3 | Elect Director Timothy W. Faithfull | Management | For | For |
1.4 | Elect Director Gary A. Filmon | Management | For | For |
1.5 | Elect Director Christopher L. Fong | Management | For | For |
1.6 | Elect Director Gordon D. Giffin | Management | For | For |
1.7 | Elect Director Wilfred A. Gobert | Management | For | For |
1.8 | Elect Director Steve W. Laut | Management | For | For |
1.9 | Elect Director Keith A. J. MacPhail | Management | For | For |
1.10 | Elect Director Allan P. Markin | Management | For | For |
1.11 | Elect Director Frank J. McKenna | Management | For | For |
1.12 | Elect Director James S. Palmer | Management | For | For |
1.13 | Elect Director Eldon R. Smith | Management | For | For |
1.14 | Elect Director David A. Tuer | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Amend Articles Re: Preferred Shares | Management | For | Against |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
CARNIVAL CORPORATION MEETING DATE: APR 11, 2012 | ||||
TICKER: CCL SECURITY ID: 143658300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Micky Arison As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
2 | Reelect Jonathon Band As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
8 | Reelect Debra Kelly-Ennis As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
9 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
10 | Reelect Sir John Parker As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
11 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
12 | Reelect Stuart Subotnick As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
13 | Reelect Laura Weil As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
14 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation and As A Director Of Carnival Plc. | Management | For | For |
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation | Management | For | For |
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc | Management | For | For |
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2011 | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Approve Remuneration of Executive Directors | Management | For | For |
20 | Authorize Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorize Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorize Shares for Market Purchase | Management | For | For |
23 | Report on Political Contributions | Shareholder | Against | Abstain |
CENTURYLINK, INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: CTL SECURITY ID: 156700106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Declassify the Board of Directors | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3.1 | Elect Director Fred R. Nichols | Management | For | For |
3.2 | Elect Director Harvey P. Perry | Management | For | For |
3.3 | Elect Director Laurie A. Siegel | Management | For | For |
3.4 | Elect Director Joseph R. Zimmel | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
7 | Adopt Policy on Bonus Banking | Shareholder | Against | Against |
8 | Report on Political Contributions | Shareholder | Against | Abstain |
CHEVRON CORPORATION MEETING DATE: MAY 30, 2012 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linnet F. Deily | Management | For | For |
2 | Elect Director Robert E. Denham | Management | For | For |
3 | Elect Director Chuck Hagel | Management | For | For |
4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Director George L. Kirkland | Management | For | For |
6 | Elect Director Charles W. Moorman, IV | Management | For | For |
7 | Elect Director Kevin W. Sharer | Management | For | For |
8 | Elect Director John G. Stumpf | Management | For | For |
9 | Elect Director Ronald D. Sugar | Management | For | For |
10 | Elect Director Carl Ware | Management | For | For |
11 | Elect Director John S. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Remove Exclusive Venue Provision | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
CISCO SYSTEMS, INC. MEETING DATE: DEC 07, 2011 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
CITIGROUP INC. MEETING DATE: APR 17, 2012 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | For |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | For |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | For |
11 | Elect Director William S. Thompson, Jr. | Management | For | For |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2012 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COMCAST CORPORATION MEETING DATE: MAY 31, 2012 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
COMERICA INCORPORATED MEETING DATE: APR 24, 2012 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard G. Lindner | Management | For | For |
2 | Elect Director Robert S. Taubman | Management | For | For |
3 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
4 | Elect Director Roger A. Cregg | Management | For | For |
5 | Elect Director T. Kevin DeNicola | Management | For | For |
6 | Elect Director Alfred A. Piergallini | Management | For | For |
7 | Elect Director Nina G. Vaca | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COMMERCIAL METALS COMPANY MEETING DATE: FEB 03, 2012 | ||||
TICKER: CMC SECURITY ID: 201723103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harold L. Adams | Management | For | Withhold |
1.2 | Elect Director Joseph Alvarado | Management | For | For |
1.3 | Elect DirectorAnthony A. Massaro | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Redeem Outstanding Rights under Rights Agreement | Shareholder | Against | For |
6 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | Against |
7 | Repeal Bylaws Amendments Adopted prior to October 18, 2011 | Shareholder | Against | Against |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 13, 2012 | ||||
TICKER: COV SECURITY ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
DANONE MEETING DATE: APR 26, 2012 | ||||
TICKER: BN SECURITY ID: FR0000120644 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.39 per Share | Management | For | For |
4 | Reelect Richard Goblet D Alviella as Director | Management | For | For |
5 | Reelect Jean Laurent as Director | Management | For | For |
6 | Reelect Benoit Potier as Director | Management | For | For |
7 | Elect Jacques Antoine Granjon as Director | Management | For | For |
8 | Elect Mouna Sepehri as Director | Management | For | For |
9 | Elect Virginia Stallings as Director | Management | For | For |
10 | Approve Auditors' Special Report Regarding New Related-Party Transaction | Management | For | For |
11 | Approve Transactions with J.P. Morgan | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DESTINATION MATERNITY CORPORATION MEETING DATE: JAN 20, 2012 | ||||
TICKER: DEST SECURITY ID: 25065D100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Arnaud Ajdler | Management | For | For |
2 | Elect Director Barry Erdos | Management | For | For |
3 | Elect Director Joseph A. Goldblum | Management | For | For |
4 | Elect Director Edward M. Krell | Management | For | For |
5 | Elect Director Melissa Payner-Gregor | Management | For | For |
6 | Elect Director William A. Schwartz, Jr. | Management | For | For |
7 | Elect Director B. Allen Weinstein | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIAMOND OFFSHORE DRILLING, INC. MEETING DATE: MAY 22, 2012 | ||||
TICKER: DO SECURITY ID: 25271C102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James S. Tisch | Management | For | For |
2 | Elect Director Lawrence R. Dickerson | Management | For | For |
3 | Elect Director John R. Bolton | Management | For | For |
4 | Elect Director Charles L. Fabrikant | Management | For | Against |
5 | Elect Director Paul G. Gaffney, II | Management | For | For |
6 | Elect Director Edward Grebow | Management | For | For |
7 | Elect Director Herbert C. Hofmann | Management | For | For |
8 | Elect Director Clifford M. Sobel | Management | For | For |
9 | Elect Director Andrew H. Tisch | Management | For | For |
10 | Elect Director Raymond S. Troubh | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
DIGITAL REALTY TRUST, INC. MEETING DATE: APR 23, 2012 | ||||
TICKER: DLR SECURITY ID: 253868103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael F. Foust | Management | For | For |
2 | Elect Director Laurence A. Chapman | Management | For | For |
3 | Elect Director Kathleen Earley | Management | For | For |
4 | Elect Director Ruann F. Ernst, Ph.D. | Management | For | For |
5 | Elect Director Dennis E. Singleton | Management | For | For |
6 | Elect Director Robert H. Zerbst | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DIRECTV MEETING DATE: MAY 03, 2012 | ||||
TICKER: DTV SECURITY ID: 25490A101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ralph Boyd, Jr. | Management | For | For |
2 | Elect Director David Dillon | Management | For | For |
3 | Elect Director Samuel DiPiazza, Jr. | Management | For | For |
4 | Elect Director Dixon Doll | Management | For | For |
5 | Elect Director Peter Lund | Management | For | For |
6 | Elect Director Nancy Newcomb | Management | For | For |
7 | Elect Director Lorrie Norrington | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Eliminate Class of Common Stock | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
DOMINO PRINTING SCIENCES PLC MEETING DATE: MAR 15, 2012 | ||||
TICKER: DNO SECURITY ID: GB0002748050 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peter Byrom as Director | Management | For | For |
5 | Re-elect Sir Mark Wrightson as Director | Management | For | For |
6 | Re-elect Philip Ruffles as Director | Management | For | For |
7 | Re-elect Sir David Brown as Director | Management | For | For |
8 | Re-elect Christopher Brinsmead as Director | Management | For | For |
9 | Re-elect Nigel Bond as Director | Management | For | For |
10 | Re-elect Andrew Herbert as Director | Management | For | For |
11 | Re-elect Garry Havens as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DOUGLAS DYNAMICS, INC. MEETING DATE: MAY 02, 2012 | ||||
TICKER: PLOW SECURITY ID: 25960R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James L. Packard | Management | For | For |
1.2 | Elect Director Kenneth W. Krueger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
DUKE ENERGY CORPORATION MEETING DATE: AUG 23, 2011 | ||||
TICKER: DUK SECURITY ID: 26441C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reverse Stock Split | Management | For | For |
2 | Issue Shares in Connection with Acquisition | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
DUKE ENERGY CORPORATION MEETING DATE: MAY 03, 2012 | ||||
TICKER: DUK SECURITY ID: 26441C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Barnet, III | Management | For | For |
1.2 | Elect Director G. Alex Bernhardt, Sr. | Management | For | For |
1.3 | Elect Director Michael G. Browning | Management | For | For |
1.4 | Elect Director Daniel R. DiMicco | Management | For | For |
1.5 | Elect Director John H. Forsgren | Management | For | For |
1.6 | Elect Director Ann Maynard Gray | Management | For | For |
1.7 | Elect Director James H. Hance, Jr. | Management | For | For |
1.8 | Elect Director E. James Reinsch | Management | For | For |
1.9 | Elect Director James T. Rhodes | Management | For | For |
1.10 | Elect Director James E. Rogers | Management | For | For |
1.11 | Elect Director Philip R. Sharp | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Report on Financial Risks of Coal Reliance | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
EINSTEIN NOAH RESTAURANT GROUP, INC. MEETING DATE: MAY 01, 2012 | ||||
TICKER: BAGL SECURITY ID: 28257U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael W. Arthur | Management | For | For |
1.2 | Elect Director E. Nelson Heumann | Management | For | For |
1.3 | Elect Director Frank C. Meyer | Management | For | For |
1.4 | Elect Director Edna K. Morris | Management | For | For |
1.5 | Elect Director Thomas J. Mueller | Management | For | For |
1.6 | Elect Director Jeffrey J. O'Neill | Management | For | For |
1.7 | Elect Director S. Garrett Stonehouse, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
EL PASO ELECTRIC COMPANY MEETING DATE: MAY 31, 2012 | ||||
TICKER: EE SECURITY ID: 283677854 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Harris | Management | For | For |
1.2 | Elect Director Stephen N. Wertheimer | Management | For | For |
1.3 | Elect Director Charles A. Yamarone | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
EPISTAR CORP. MEETING DATE: JUN 27, 2012 | ||||
TICKER: 2448 SECURITY ID: TW0002448008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Approve Allocation of Cash Dividend from Capital Reserves | Management | For | For |
4 | Approve Issuance of Ordinary Shares via Private Placement | Management | For | For |
5 | Approve to Issue the Restricted Stock | Management | For | For |
6 | Approve to Amend the Articles of Association | Management | For | For |
7 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
8 | Approve Amendment to Rules and Procedures for Election of Directors and Supervisors | Management | For | For |
9 | Approve Release of Restrictions of Competitive Activities of Directors | Management | For | For |
EVEREST RE GROUP, LTD. MEETING DATE: MAY 09, 2012 | ||||
TICKER: RE SECURITY ID: G3223R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Dunne | Management | For | Withhold |
1.2 | Elect Director John A. Weber | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
EXCO RESOURCES, INC. MEETING DATE: OCT 06, 2011 | ||||
TICKER: XCO SECURITY ID: 269279402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas H. Miller | Management | For | Withhold |
1.2 | Elect Director Stephen F. Smith | Management | For | Withhold |
1.3 | Elect Director Jeffrey D. Benjamin | Management | For | Withhold |
1.4 | Elect Director Earl E. Ellis | Management | For | Withhold |
1.5 | Elect Director B. James Ford | Management | For | Withhold |
1.6 | Elect Director Mark Mulhern | Management | For | Withhold |
1.7 | Elect Director T. Boone Pickens | Management | For | Withhold |
1.8 | Elect Director Jeffrey S. Serota | Management | For | Withhold |
1.9 | Elect Director Robert L. Stillwell | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
EXXON MOBIL CORPORATION MEETING DATE: MAY 30, 2012 | ||||
TICKER: XOM SECURITY ID: 30231G102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director M.J. Boskin | Management | For | For |
1.2 | Elect Director P. Brabeck-Letmathe | Management | For | For |
1.3 | Elect Director L.R. Faulkner | Management | For | For |
1.4 | Elect Director J.S. Fishman | Management | For | For |
1.5 | Elect Director H.H. Fore | Management | For | For |
1.6 | Elect Director K.C. Frazier | Management | For | For |
1.7 | Elect Director W.W. George | Management | For | For |
1.8 | Elect Director S.J. Palmisano | Management | For | For |
1.9 | Elect Director S.S. Reinemund | Management | For | For |
1.10 | Elect Director R.W. Tillerson | Management | For | For |
1.11 | Elect Director E.E. Whitacre, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require Independent Board Chairman | Shareholder | Against | Against |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Shareholder | Against | Against |
8 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
9 | Adopt Quantitative GHG Goals for Products and Operations | Shareholder | Against | Abstain |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY NATIONAL FINANCIAL, INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: FNF SECURITY ID: 31620R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank P. Willey | Management | For | For |
1.2 | Elect Director Willie D. Davis | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FIDELITY NATIONAL INFORMATION SERVICES, INC. MEETING DATE: MAY 30, 2012 | ||||
TICKER: FIS SECURITY ID: 31620M106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William P. Foley, II | Management | For | For |
2 | Elect Director Thomas M. Hagerty | Management | For | For |
3 | Elect Director Keith W. Hughes | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
FIRST NIAGARA FINANCIAL GROUP, INC. MEETING DATE: APR 25, 2012 | ||||
TICKER: FNFG SECURITY ID: 33582V108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Carl A. Florio | Management | For | For |
1.2 | Elect Director Nathaniel D. Woodson | Management | For | For |
1.3 | Elect Director Roxanne J. Coady | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FIRSTENERGY CORP. MEETING DATE: MAY 15, 2012 | ||||
TICKER: FE SECURITY ID: 337932107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Paul T. Addison | Management | For | For |
1.2 | Elect Director Anthony J. Alexander | Management | For | For |
1.3 | Elect Director Michael J. Anderson | Management | For | For |
1.4 | Elect Director Carol A. Cartwright | Management | For | For |
1.5 | Elect Director William T. Cottle | Management | For | For |
1.6 | Elect Director Robert B. Heisler, Jr. | Management | For | For |
1.7 | Elect DirectorJulia L. Johnson | Management | For | For |
1.8 | Elect DirectorTed J. Kleisner | Management | For | For |
1.9 | Elect Director Donald T. Misheff | Management | For | For |
1.10 | Elect Director Ernest J. Novak, Jr. | Management | For | For |
1.11 | Elect Director Christopher D. Pappas | Management | For | For |
1.12 | Elect Director Catherine A. Rein | Management | For | For |
1.13 | Elect Director George M. Smart | Management | For | For |
1.14 | Elect Director Wes M. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
6 | Report on Plans to Reduce Coal-Related Costs and Risks | Shareholder | Against | Abstain |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
FXCM INC. MEETING DATE: JUN 13, 2012 | ||||
TICKER: FXCM SECURITY ID: 302693106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Ahdout | Management | For | For |
1.2 | Elect Director James Brown | Management | For | For |
1.3 | Elect Director Robin Davis | Management | For | For |
1.4 | Elect Director Perry Fish | Management | For | For |
1.5 | Elect Director Kenneth Grossman | Management | For | For |
1.6 | Elect Director Arthur Gruen | Management | For | For |
1.7 | Elect Director Eric LeGoff | Management | For | For |
1.8 | Elect Director Dror (Drew) Niv | Management | For | For |
1.9 | Elect Director David Sakhai | Management | For | For |
1.10 | Elect Director Ryan Silverman | Management | For | For |
1.11 | Elect Director Eduard Yusupov | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 25, 2012 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: GSK SECURITY ID: GB0009252882 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sir Christopher Gent as Director | Management | For | For |
4 | Re-elect Sir Andrew Witty as Director | Management | For | For |
5 | Re-elect Sir Roy Anderson as Director | Management | For | For |
6 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
7 | Re-elect Stacey Cartwright as Director | Management | For | For |
8 | Re-elect Larry Culp as Director | Management | For | For |
9 | Re-elect Sir Crispin Davis as Director | Management | For | For |
10 | Re-elect Simon Dingemans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Sir Robert Wilson as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
25 | Approve 2012 ShareSave Plan | Management | For | For |
26 | Approve 2012 ShareReward Plan | Management | For | For |
GREEN MOUNTAIN COFFEE ROASTERS, INC. MEETING DATE: MAR 22, 2012 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Davis | Management | For | For |
1.2 | Elect Director Jules A. del Vecchio | Management | For | For |
1.3 | Elect Director Robert P. Stiller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 16, 2012 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | For |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
HARSCO CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: HSC SECURITY ID: 415864107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director K. G. Eddy | Management | For | For |
1.2 | Elect Director D. C. Everitt | Management | For | For |
1.3 | Elect Director S. E. Graham | Management | For | For |
1.4 | Elect Director T. D. Growcock | Management | For | For |
1.5 | Elect Director H. W. Knueppel | Management | For | For |
1.6 | Elect Director J. M. Loree | Management | For | For |
1.7 | Elect Director A. J. Sordoni, III | Management | For | For |
1.8 | Elect Director R. C. Wilburn | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HASBRO, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: HAS SECURITY ID: 418056107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Basil L. Anderson | Management | For | For |
1.2 | Elect Director Alan R. Batkin | Management | For | For |
1.3 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
1.4 | Elect Director Kenneth A. Bronfin | Management | For | For |
1.5 | Elect Director John M. Connors, Jr. | Management | For | For |
1.6 | Elect Director Michael W.O. Garrett | Management | For | For |
1.7 | Elect Director Lisa Gersh | Management | For | For |
1.8 | Elect Director Brian D. Goldner | Management | For | For |
1.9 | Elect Director Jack M. Greenberg | Management | For | For |
1.10 | Elect Director Alan G. Hassenfeld | Management | For | For |
1.11 | Elect Director Tracy A. Leinbach | Management | For | For |
1.12 | Elect Director Edward M. Philip | Management | For | For |
1.13 | Elect Director Alfred J. Verrecchia | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEALTHSOUTH CORPORATION MEETING DATE: MAY 03, 2012 | ||||
TICKER: HLS SECURITY ID: 421924408 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John W. Chidsey | Management | For | For |
1.2 | Elect Director Donald L. Correll | Management | For | For |
1.3 | Elect Director Yvonne M. Curl | Management | For | For |
1.4 | Elect Director Charles M. Elson | Management | For | For |
1.5 | Elect Director Jay Grinney | Management | For | For |
1.6 | Elect Director Jon F. Hanson | Management | For | For |
1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
1.8 | Elect Director John E. Maupin, Jr. | Management | For | For |
1.9 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 21, 2012 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | For |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
HIGHWOODS PROPERTIES, INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: HIW SECURITY ID: 431284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas W. Adler | Management | For | For |
1.2 | Elect Director Gene H. Anderson | Management | For | For |
1.3 | Elect Director Edward J. Fritsch | Management | For | For |
1.4 | Elect Director David J. Hartzell | Management | For | For |
1.5 | Elect Director Sherry A. Kellett | Management | For | For |
1.6 | Elect Director Mark F. Mulhern | Management | For | For |
1.7 | Elect Director L. Glenn Orr, Jr. | Management | For | For |
1.8 | Elect Director O. Temple Sloan, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HOLLY ENERGY PARTNERS L P MEETING DATE: APR 25, 2012 | ||||
TICKER: HEP SECURITY ID: 435763107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Omnibus Stock Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel J. Brutto | Management | For | For |
2 | Elect Director Susan Crown | Management | For | For |
3 | Elect Director Don H. Davis, Jr. | Management | For | For |
4 | Elect Director James W. Griffith | Management | For | For |
5 | Elect Director Robert C. McCormack | Management | For | For |
6 | Elect Director Robert S. Morrison | Management | For | For |
7 | Elect Director James A. Skinner | Management | For | For |
8 | Elect Director David B. Smith, Jr. | Management | For | For |
9 | Elect Director David B. Speer | Management | For | For |
10 | Elect Director Pamela B. Strobel | Management | For | For |
11 | Elect Director Kevin M. Warren | Management | For | For |
12 | Elect Director Anre D. Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 07, 2012 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
INTRUM JUSTITIA AB MEETING DATE: APR 25, 2012 | ||||
TICKER: IJ SECURITY ID: SE0000936478 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Report on the Work of the Board | Management | None | None |
7b | Receive President's Report | Management | None | None |
8 | Receive Financial Statements and Statutory Reports | Management | None | None |
9 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
10 | Approve Allocation of Income and Dividends of SEK 4.50 per Share | Management | For | Did Not Vote |
11 | Approve Discharge of Board and President | Management | For | Did Not Vote |
12 | Determine Number of Members (7) and Deputy Members (0) of Board; Receive Report from Nominating Committee | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Amount of SEK 770,000 for Chairman, and SEK 320,000 for Other Directors; Approve Additional Compensation for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Reelect Matts Ekman, Helen Fasth-Gillstedt, Lars Lundquist (Chairman), Joakim Rubin, Charlotte Stromberg, Fredrik Tragardh, and Joakim Westh as Directors | Management | For | Did Not Vote |
15 | Ratify Ernst & Young as Auditors | Management | For | Did Not Vote |
16 | Authorize Representatives Five of Company's Largest Shareholders, and One Additional Co-Opted Member to Serve on Nominating Committee | Management | For | Did Not Vote |
17 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
19 | Close Meeting | Management | None | None |
JOHNSON & JOHNSON MEETING DATE: APR 26, 2012 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.l. Davis | Management | For | For |
4 | Elect Director Alex Gorsky | Management | For | For |
5 | Elect Director Michael M.e. Johns | Management | For | For |
6 | Elect Director Susan L. Lindquist | Management | For | For |
7 | Elect Director Anne M. Mulcahy | Management | For | For |
8 | Elect Director Leo F. Mullin | Management | For | For |
9 | Elect Director William D. Perez | Management | For | For |
10 | Elect Director Charles Prince | Management | For | For |
11 | Elect Director David Satcher | Management | For | For |
12 | Elect Director William C. Weldon | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
19 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2012 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
KB HOME MEETING DATE: APR 12, 2012 | ||||
TICKER: KBH SECURITY ID: 48666K109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Barbara T. Alexander | Management | For | For |
2 | Elect Director Stephen F. Bollenbach | Management | For | For |
3 | Elect Director Timothy W. Finchem | Management | For | For |
4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
5 | Elect Director Robert L. Johnson | Management | For | For |
6 | Elect Director Melissa Lora | Management | For | For |
7 | Elect Director Michael G. McCaffery | Management | For | For |
8 | Elect Director Jeffrey T. Mezger | Management | For | For |
9 | Elect Director Luis G. Nogales | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
KELLOGG COMPANY MEETING DATE: APR 20, 2012 | ||||
TICKER: K SECURITY ID: 487836108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Benjamin Carson | Management | For | For |
1.2 | Elect Director John Dillon | Management | For | For |
1.3 | Elect Director Jim Jenness | Management | For | For |
1.4 | Elect Director Don Knauss | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
KIMBERLY-CLARK CORPORATION MEETING DATE: MAY 03, 2012 | ||||
TICKER: KMB SECURITY ID: 494368103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John R. Alm | Management | For | For |
2 | Elect Director John F. Bergstrom | Management | For | For |
3 | Elect Director Abelardo E. Bru | Management | For | For |
4 | Elect Director Robert W. Decherd | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Fabian T. Garcia | Management | For | For |
7 | Elect Director Mae C. Jemison, M.D. | Management | For | For |
8 | Elect Director James M. Jenness | Management | For | For |
9 | Elect Director Nancy J. Karch | Management | For | For |
10 | Elect Director Ian C. Read | Management | For | For |
11 | Elect Director Linda Johnson Rice | Management | For | For |
12 | Elect Director Marc J. Shapiro | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
KKR FINANCIAL HOLDINGS LLC MEETING DATE: APR 25, 2012 | ||||
TICKER: KFN SECURITY ID: 48248A306 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Tracy L. Collins | Management | For | For |
1.2 | Elect Director Robert L. Edwards | Management | For | For |
1.3 | Elect Director Vincent Paul Finigan | Management | For | For |
1.4 | Elect Director Paul M. Hazen | Management | For | For |
1.5 | Elect Director R. Glenn Hubbard | Management | For | For |
1.6 | Elect Director Ross J. Kari | Management | For | For |
1.7 | Elect Director Ely L. Licht | Management | For | For |
1.8 | Elect Director Deborah H. McAneny | Management | For | For |
1.9 | Elect Director Scott C. Nuttall | Management | For | For |
1.10 | Elect Director Scott A. Ryles | Management | For | For |
1.11 | Elect Director William C. Sonneborn | Management | For | For |
1.12 | Elect Director Willy R. Strothotte | Management | For | Withhold |
2 | Ratify Auditors | Management | For | For |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2011 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KONINKLIJKE KPN NV MEETING DATE: APR 12, 2012 | ||||
TICKER: KPN SECURITY ID: NL0000009082 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
5 | Approve Dividends of EUR 0.85 Per Share | Management | For | For |
6 | Approve Discharge of Management Board | Management | For | For |
7 | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify PricewaterhouseCoopers Accountants as Auditors | Management | For | For |
9 | Amend Articles Re: Legislative Changes and Decrease in Size of Management Board | Management | For | For |
10 | Opportunity to Make Recommendations | Management | None | None |
11 | Elect P.A.M. van Bommel to Supervisory Board | Management | For | For |
12 | Composition of Supervisory Board in 2013 | Management | None | None |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
15 | Close Meeting | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: APR 26, 2012 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Reelect E. Kist to Supervisory Board | Management | For | For |
3b | Elect N. Dhawan to Supervisory Board | Management | For | For |
4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | For |
5 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
LEGACY RESERVES LP MEETING DATE: MAY 09, 2012 | ||||
TICKER: LGCY SECURITY ID: 524707304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Cary D. Brown | Management | For | For |
1.2 | Elect Director Kyle A. McGraw | Management | For | For |
1.3 | Elect Director Dale A. Brown | Management | For | For |
1.4 | Elect Director G. Larry Lawrence | Management | For | For |
1.5 | Elect Director William D. (Bill) Sullivan | Management | For | For |
1.6 | Elect Director William R. Granberry | Management | For | For |
1.7 | Elect Director Kyle D. Vann | Management | For | For |
2 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 11, 2012 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
LENNOX INTERNATIONAL INC. MEETING DATE: MAY 10, 2012 | ||||
TICKER: LII SECURITY ID: 526107107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Major | Management | For | For |
1.2 | Elect Director Gregory T. Swienton | Management | For | For |
1.3 | Elect Director Todd J. Teske | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 14, 2012 | ||||
TICKER: 00494 SECURITY ID: BMG5485F1692 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Final Dividend of HK$0.34 Per Share | Management | For | Did Not Vote |
3a | Reelect Spencer Theodore Fung as Director | Management | For | Did Not Vote |
3b | Reelect Franklin Warren McFarlan as Director | Management | For | Did Not Vote |
3c | Reelect Martin Tang Yue Nien as Director | Management | For | Did Not Vote |
3d | Reelect Fu Yuning as Director | Management | For | Did Not Vote |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
LOCKHEED MARTIN CORPORATION MEETING DATE: APR 26, 2012 | ||||
TICKER: LMT SECURITY ID: 539830109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nolan D. Archibald | Management | For | For |
2 | Elect Director Rosalind G. Brewer | Management | For | For |
3 | Elect Director David B. Burritt | Management | For | For |
4 | Elect Director James O. Ellis, Jr. | Management | For | For |
5 | Elect Director Thomas J. Falk | Management | For | For |
6 | Elect Director Gwendolyn S. King | Management | For | For |
7 | Elect Director James M. Loy | Management | For | For |
8 | Elect Director Douglas H. McCorkindale | Management | For | For |
9 | Elect Director Joseph W. Ralston | Management | For | For |
10 | Elect Director Anne Stevens | Management | For | For |
11 | Elect Director Robert J. Stevens | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Require Independent Board Chairman | Shareholder | Against | Against |
LORILLARD, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: LO SECURITY ID: 544147101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert C. Almon | Management | For | For |
1.2 | Elect Director Kit D. Dietz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Declassify the Board of Directors | Shareholder | None | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2012 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
M&T BANK CORPORATION MEETING DATE: APR 17, 2012 | ||||
TICKER: MTB SECURITY ID: 55261F104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brent D. Baird | Management | For | For |
1.2 | Elect Director C. Angela Bontempo | Management | For | For |
1.3 | Elect Director Robert T. Brady | Management | For | For |
1.4 | Elect Director T. Jefferson Cunningham, III | Management | For | For |
1.5 | Elect Director Mark J. Czarnecki | Management | For | For |
1.6 | Elect Director Gary N. Geisel | Management | For | For |
1.7 | Elect Director Patrick W.E. Hodgson | Management | For | For |
1.8 | Elect Director Richard G. King | Management | For | For |
1.9 | Elect Director Jorge G. Pereira | Management | For | For |
1.10 | Elect Director Michael P. Pinto | Management | For | For |
1.11 | Elect Director Melinda R. Rich | Management | For | For |
1.12 | Elect Director Robert E. Sadler, Jr. | Management | For | For |
1.13 | Elect Director Herbert L. Washington | Management | For | For |
1.14 | Elect Director Robert G. Wilmers | Management | For | For |
2 | Advisory Vote on Executive Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAN GROUP PLC MEETING DATE: JUL 07, 2011 | ||||
TICKER: EMG SECURITY ID: GB00B28KQ186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Emmanuel Roman as Director | Management | For | For |
5 | Elect Matthew Lester as Director | Management | For | For |
6 | Re-elect Alison Carnwath as Director | Management | For | For |
7 | Re-elect Phillip Colebatch as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Approve 2011 Executive Share Option Plan | Management | For | For |
MANNING & NAPIER INC. MEETING DATE: JUN 20, 2012 | ||||
TICKER: MN SECURITY ID: 56382Q102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Manning | Management | For | For |
1.2 | Elect Director Patrick Cunningham | Management | For | For |
1.3 | Elect Director B. Reuben Auspitz | Management | For | For |
1.4 | Elect Director Richard M. Hurwitz | Management | For | For |
1.5 | Elect Director Edward J. Pettinella | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: JUN 01, 2012 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director Keith E. Bailey | Management | For | For |
1.4 | Elect Director Michael L. Beatty | Management | For | For |
1.5 | Elect Director Charles K. Dempster | Management | For | For |
1.6 | Elect Director Donald C. Heppermann | Management | For | For |
1.7 | Elect Director Randall J. Larson | Management | For | For |
1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.9 | Elect Director William P. Nicoletti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 05, 2012 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 24, 2012 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. Mckenna | Management | For | For |
5 | Elect Director Donald Thompson | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Provide Right to Call Special Meeting | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
MERCK & CO., INC. MEETING DATE: MAY 22, 2012 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Kenneth C. Frazier | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director William B. Harrison Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director Rochelle B. Lazarus | Management | For | For |
8 | Elect Director Carlos E. Represas | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Craig B. Thompson | Management | For | For |
11 | Elect Director Wendell P. Weeks | Management | For | For |
12 | Elect Director Peter C. Wendell | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
MERIDIAN BIOSCIENCE, INC. MEETING DATE: JAN 25, 2012 | ||||
TICKER: VIVO SECURITY ID: 589584101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James M. Anderson | Management | For | For |
1.2 | Elect Director John A. Kraeutler | Management | For | For |
1.3 | Elect Director William J. Motto | Management | For | For |
1.4 | Elect Director David C. Phillips | Management | For | For |
1.5 | Elect Director Robert J. Ready | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | For |
METLIFE, INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Keane | Management | For | For |
1.2 | Elect Director Catherine R. Kinney | Management | For | For |
1.3 | Elect Director Hugh B. Price | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICHAEL PAGE INTERNATIONAL PLC MEETING DATE: MAY 18, 2012 | ||||
TICKER: MPI SECURITY ID: GB0030232317 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Robin Buchanan as Director | Management | For | For |
4 | Re-elect Steve Ingham as Director | Management | For | For |
5 | Elect Andrew Bracey as Director | Management | For | For |
6 | Re-elect Ruby McGregor-Smith as Director | Management | For | Against |
7 | Re-elect Tim Miller as Director | Management | For | For |
8 | Re-elect Reg Sindall as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Appoint Ernst & Young LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise EU Political Donations and Expenditure | Management | For | For |
13 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
14 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
15 | Authorise Market Purchase | Management | For | For |
16 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 15, 2011 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MORGAN STANLEY MEETING DATE: MAY 15, 2012 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director C. Robert Kidder | Management | For | For |
6 | Elect Director Klaus Kleinfeld | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Hutham S. Olayan | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director O. Griffith Sexton | Management | For | For |
11 | Elect Director Ryosuke Tamakoshi | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NATIONAL GRID PLC MEETING DATE: JUL 25, 2011 | ||||
TICKER: NG. SECURITY ID: GB00B08SNH34 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Sir John Parker as Director | Management | For | For |
4 | Re-elect Steve Holliday as Director | Management | For | For |
5 | Elect Andrew Bonfield as Director | Management | For | For |
6 | Re-elect Tom King as Director | Management | For | For |
7 | Re-elect Nick Winser as Director | Management | For | For |
8 | Re-elect Ken Harvey as Director | Management | For | For |
9 | Re-elect Linda Adamany as Director | Management | For | For |
10 | Re-elect Philip Aiken as Director | Management | For | For |
11 | Re-elect Stephen Pettit as Director | Management | For | For |
12 | Re-elect Maria Richter as Director | Management | For | For |
13 | Re-elect George Rose as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Approve Share Incentive Plan | Management | For | For |
22 | Approve Employee Stock Purchase Plan | Management | For | For |
23 | Approve Sharesave Plan | Management | For | For |
24 | Approve Long Term Performance Plan | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 16, 2012 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NEXTERA ENERGY, INC. MEETING DATE: MAY 25, 2012 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sherry S. Barrat | Management | For | For |
2 | Elect Director Robert M. Beall, Ii | Management | For | For |
3 | Elect Director James L. Camaren | Management | For | For |
4 | Elect Director Kenneth B. Dunn | Management | For | For |
5 | Elect Director J. Brian Ferguson | Management | For | For |
6 | Elect Director Lewis Hay, Iii | Management | For | For |
7 | Elect Director Toni Jennings | Management | For | For |
8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
9 | Elect Director Rudy E. Schupp | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Elect Director Michael H. Thaman | Management | For | For |
12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
NOBLE CORPORATION MEETING DATE: APR 27, 2012 | ||||
TICKER: NE SECURITY ID: H5833N103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Decrease in Size of Board | Management | For | For |
2.1 | Elect Director Julie H. Edwards | Management | For | For |
2.2 | Elect Director David W. Williams | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Dividends | Management | For | For |
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm and PricewaterhouseCoopers AG as Statutory Auditor | Management | For | For |
6 | Approve Discharge of Board and Senior Management | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
OLD REPUBLIC INTERNATIONAL CORPORATION MEETING DATE: MAY 25, 2012 | ||||
TICKER: ORI SECURITY ID: 680223104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harrington Bischof | Management | For | For |
1.2 | Elect Director Leo E. Knight, Jr. | Management | For | For |
1.3 | Elect Director Charles F. Titterton | Management | For | For |
1.4 | Elect Director Steven R. Walker | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OMEGA HEALTHCARE INVESTORS, INC. MEETING DATE: JUN 07, 2012 | ||||
TICKER: OHI SECURITY ID: 681936100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas F. Franke | Management | For | For |
1.2 | Elect Director Bernard J. Korman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PARKER-HANNIFIN CORPORATION MEETING DATE: OCT 26, 2011 | ||||
TICKER: PH SECURITY ID: 701094104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Linda S. Harty | Management | For | For |
1.3 | Elect Director William E. Kassling | Management | For | For |
1.4 | Elect Director Robert J. Kohlhepp | Management | For | For |
1.5 | Elect Director Klaus-Peter Muller | Management | For | For |
1.6 | Elect Director Candy M. Obourn | Management | For | For |
1.7 | Elect Director Joseph M. Scaminace | Management | For | For |
1.8 | Elect Director Wolfgang R. Schmitt | Management | For | For |
1.9 | Elect Director Ake Svensson | Management | For | For |
1.10 | Elect Director James L. Wainscott | Management | For | For |
1.11 | Elect Director Donald E. Washkewicz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Require Independent Board Chairman | Shareholder | Against | Against |
PAYCHEX, INC. MEETING DATE: OCT 11, 2011 | ||||
TICKER: PAYX SECURITY ID: 704326107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director B. Thomas Golisano | Management | For | For |
2 | Elect Director Joseph G. Doody | Management | For | For |
3 | Elect Director David J. S. Flaschen | Management | For | For |
4 | Elect Director Phillip Horsley | Management | For | For |
5 | Elect Director Grant M. Inman | Management | For | For |
6 | Elect Director Pamela A. Joseph | Management | For | For |
7 | Elect Director Martin Mucci | Management | For | For |
8 | Elect Director Joseph M. Tucci | Management | For | For |
9 | Elect Director Joseph M. Velli | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
PDL BIOPHARMA, INC. MEETING DATE: JUN 05, 2012 | ||||
TICKER: PDLI SECURITY ID: 69329Y104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jody S. Lindell | Management | For | For |
1.2 | Elect Director John P. McLaughlin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PENN WEST PETROLEUM LTD. MEETING DATE: JUN 13, 2012 | ||||
TICKER: PWT SECURITY ID: CA7078871059 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify KPMG LLP as Auditors | Management | For | For |
2.1 | Elect Director James E. Allard | Management | For | For |
2.2 | Elect Director William E. Andrew | Management | For | For |
2.3 | Elect Director George H. Brookman | Management | For | For |
2.4 | Elect Director John A. Brussa | Management | For | For |
2.5 | Elect Director Gillian H. Denham | Management | For | For |
2.6 | Elect Director Daryl H. Gilbert | Management | For | For |
2.7 | Elect Director Shirley A. McClellan | Management | For | For |
2.8 | Elect Director Murray R. Nunns | Management | For | For |
2.9 | Elect Director Frank Potter | Management | For | For |
2.10 | Elect Director Jack Schanck | Management | For | For |
2.11 | Elect Director James C. Smith | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PEPSICO, INC. MEETING DATE: MAY 02, 2012 | ||||
TICKER: PEP SECURITY ID: 713448108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Shona L. Brown | Management | For | For |
2 | Elect Director Ian M. Cook | Management | For | For |
3 | Elect Director Dina Dublon | Management | For | For |
4 | Elect Director Victor J. Dzau | Management | For | For |
5 | Elect Director Ray L. Hunt | Management | For | For |
6 | Elect Director Alberto Ibarguen | Management | For | For |
7 | Elect Director Indra K. Nooyi | Management | For | For |
8 | Elect Director Sharon Percy Rockefeller | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Lloyd G. Trotter | Management | For | For |
11 | Elect Director Daniel Vasella | Management | For | For |
12 | Elect Director Alberto Weisser | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | For |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Establish Risk Oversight Committee | Shareholder | Against | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
PFIZER INC. MEETING DATE: APR 26, 2012 | ||||
TICKER: PFE SECURITY ID: 717081103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis A. Ausiello | Management | For | For |
2 | Elect Director M. Anthony Burns | Management | For | For |
3 | Elect Director W. Don Cornwell | Management | For | For |
4 | Elect Director Frances D. Fergusson | Management | For | For |
5 | Elect Director William H. Gray, III | Management | For | For |
6 | Elect Director Helen H. Hobbs | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director James M. Kilts | Management | For | For |
9 | Elect Director George A. Lorch | Management | For | For |
10 | Elect Director John P. Mascotte | Management | For | For |
11 | Elect Director Suzanne Nora Johnson | Management | For | For |
12 | Elect Director Ian C. Read | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director Marc Tessier-Lavigne | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Publish Political Contributions | Shareholder | Against | Abstain |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
20 | Non-Employee Director Compensation | Shareholder | Against | Abstain |
PG&E CORPORATION MEETING DATE: MAY 14, 2012 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
5 | Elect Director Fred J. Fowler | Management | For | For |
6 | Elect Director Maryellen C. Herringer | Management | For | For |
7 | Elect Director Roger H. Kimmel | Management | For | For |
8 | Elect Director Richard A. Meserve | Management | For | For |
9 | Elect Director Forrest E. Miller | Management | For | For |
10 | Elect Director Rosendo G. Parra | Management | For | For |
11 | Elect Director Barbara L. Rambo | Management | For | For |
12 | Elect Director Barry Lawson Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 09, 2012 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect DirectorLouis C. Camilleri | Management | For | For |
4 | Elect DirectorJ. Dudley Fishburn | Management | For | For |
5 | Elect DirectorJennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Kalpana Morparia | Management | For | For |
9 | Elect DirectorLucio A. Noto | Management | For | For |
10 | Elect DirectorRobert B. Polet | Management | For | For |
11 | Elect DirectorCarlos Slim Helu | Management | For | For |
12 | Elect DirectorStephen M. Wolf | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Restricted Stock Plan | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Establish Ethics Committee to Review Marketing Activities | Shareholder | Against | Against |
PPG INDUSTRIES, INC. MEETING DATE: APR 19, 2012 | ||||
TICKER: PPG SECURITY ID: 693506107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles E. Bunch | Management | For | For |
1.2 | Elect Director Robert Ripp | Management | For | For |
1.3 | Elect Director Thomas J. Usher | Management | For | For |
1.4 | Elect Director David R. Whitwam | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Ratify Auditors | Management | For | For |
PPL CORPORATION MEETING DATE: MAY 16, 2012 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director Raja Rajamannar | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director William H. Spence | Management | For | For |
1.10 | Elect Director Natica von Althann | Management | For | For |
1.11 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
PULTEGROUP, INC. MEETING DATE: MAY 09, 2012 | ||||
TICKER: PHM SECURITY ID: 745867101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Bryce Blair | Management | For | For |
1.3 | Elect Director Cheryl W. Grise | Management | For | For |
1.4 | Elect Director Debra J. Kelly-Ennis | Management | For | For |
1.5 | Elect Director Patrick J. O'Leary | Management | For | For |
1.6 | Elect Director Bernard W. Reznicek | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
5 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
RAYONIER INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: RYN SECURITY ID: 754907103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Kincaid | Management | For | For |
2 | Elect Director V. Larkin Martin | Management | For | For |
3 | Elect Director James H. Miller | Management | For | For |
4 | Elect Director Thomas I. Morgan | Management | For | For |
5 | Elect Director Ronald Townsend | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Omnibus Stock Plan | Management | For | For |
9 | Amend Omnibus Stock Plan | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
RAYTHEON COMPANY MEETING DATE: MAY 31, 2012 | ||||
TICKER: RTN SECURITY ID: 755111507 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Cartwright | Management | For | For |
2 | Elect Director Vernon E. Clark | Management | For | For |
3 | Elect Director John M. Deutch | Management | For | For |
4 | Elect Director Stephen J. Hadley | Management | For | For |
5 | Elect Director Frederic M. Poses | Management | For | For |
6 | Elect Director Michael C. Ruettgers | Management | For | For |
7 | Elect Director Ronald L. Skates | Management | For | For |
8 | Elect Director William R. Spivey | Management | For | For |
9 | Elect Director Linda G. Stuntz | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Stock Retention/Holding Period | Shareholder | Against | Against |
14 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: RB. SECURITY ID: GB00B24CGK77 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | Against |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Liz Doherty as Director | Management | For | For |
8 | Re-elect Ken Hydon as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Rakesh Kapoor as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend the Annual Limit of Directors' Fees | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director William J. Flynn | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Nolan Lehmann | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Ramon A. Rodriguez | Management | For | For |
7 | Elect Director Donald W. Slager | Management | For | For |
8 | Elect Director Allan C. Sorensen | Management | For | For |
9 | Elect Director John M. Trani | Management | For | For |
10 | Elect Director Michael W. Wickham | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
ROTORK PLC MEETING DATE: APR 20, 2012 | ||||
TICKER: ROR SECURITY ID: GB0007506958 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Ian King as Director | Management | For | For |
4 | Re-elect Peter France as Director | Management | For | For |
5 | Re-elect Jonathan Davis as Director | Management | For | For |
6 | Re-elect Bob Arnold as Director | Management | For | For |
7 | Re-elect Graham Ogden as Director | Management | For | For |
8 | Re-elect John Nicholas as Director | Management | For | For |
9 | Re-elect Roger Lockwood as Director | Management | For | For |
10 | Re-elect Gary Bullard as Director | Management | For | For |
11 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
13 | Approve Remuneration Report | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
19 | Approve Share Incentive Plan | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 22, 2012 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAFEWAY INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: SWY SECURITY ID: 786514208 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Burd | Management | For | For |
2 | Elect Director Janet E. Grove | Management | For | For |
3 | Elect Director Mohan Gyani | Management | For | For |
4 | Elect Director Frank C. Herringer | Management | For | For |
5 | Elect Director Kenneth W. Oder | Management | For | For |
6 | Elect Director T. Gary Rogers | Management | For | For |
7 | Elect Director Arun Sarin | Management | For | For |
8 | Elect Director Michael S. Shannion | Management | For | For |
9 | Elect Director William Y. Tauscher | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
11 | Amend Executive Incentive Bonus Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
14 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
15 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
SANOFI MEETING DATE: MAY 04, 2012 | ||||
TICKER: SAN SECURITY ID: FR0000120578 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
4 | Elect Laurent Attal as Director | Management | For | For |
5 | Reelect Uwe Bicker as Director | Management | For | For |
6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
7 | Reelect Claudie Haignere as Director | Management | For | For |
8 | Reelect Carole Piwnica as Director | Management | For | For |
9 | Reelect Klaus Pohle as Director | Management | For | For |
10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEAGATE TECHNOLOGY PUBLIC LIMITED COMPANY MEETING DATE: OCT 26, 2011 | ||||
TICKER: STX SECURITY ID: G7945M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Stephen J. Luczo as Director | Management | For | For |
2 | Reelect D Frank J. Biondi, Jr. as Director | Management | For | For |
3 | Reelect Michael R. Cannon as Director | Management | For | For |
4 | Reelect Lydia M. Marshall as Director | Management | For | For |
5 | Reelect C.S. Park as Director | Management | For | For |
6 | Reelect Gregorio Reyes as Director | Management | For | For |
7 | Reelect Edward J. Zander as Director | Management | For | For |
8 | Approve Omnibus Stock Plan | Management | For | Against |
9 | Determine Price Range for Reissuance of Treasury Shares | Management | For | For |
10 | Authorize the Holding of the 2012 AGM at a Location Outside Ireland | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
SILICONWARE PRECISION INDUSTRIES CO., LTD. MEETING DATE: JUN 19, 2012 | ||||
TICKER: 2325 SECURITY ID: 827084864 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | For |
5 | Transact Other Business (Non-Voting) | Management | None | None |
ST. JUDE MEDICAL, INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: STJ SECURITY ID: 790849103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John W. Brown | Management | For | For |
2 | Elect Director Daniel J. Starks | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 09, 2012 | ||||
TICKER: STAN SECURITY ID: GB0004082847 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Viswanathan Shankar as Director | Management | For | For |
5 | Re-elect Stefano Bertamini as Director | Management | For | For |
6 | Re-elect Jaspal Bindra as Director | Management | For | For |
7 | Re-elect Richard Delbridge as Director | Management | For | For |
8 | Re-elect James Dundas as Director | Management | For | For |
9 | Re-elect Valerie Gooding as Director | Management | For | For |
10 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
11 | Re-elect Simon Lowth as Director | Management | For | For |
12 | Re-elect Rudolph Markham as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect Richard Meddings as Director | Management | For | For |
15 | Re-elect John Paynter as Director | Management | For | For |
16 | Re-elect Sir John Peace as Director | Management | For | For |
17 | Re-elect Alun Rees as Director | Management | For | For |
18 | Re-elect Peter Sands as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Oliver Stocken as Director | Management | For | For |
21 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
23 | Approve EU Political Donations and Expenditure | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: MAY 01, 2012 | ||||
TICKER: SU SECURITY ID: CA8672241079 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director Kyle Prechtl Legg | Management | For | For |
8 | Elect Director William A. Linnenbringer | Management | For | For |
9 | Elect Director G. Gilmer Minor, III | Management | For | For |
10 | Elect Director Donna Morea | Management | For | For |
11 | Elect Director David M. Ratcliffe | Management | For | For |
12 | Elect Director William H. Rogers, Jr. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SUPERVALU INC. MEETING DATE: JUL 26, 2011 | ||||
TICKER: SVU SECURITY ID: 868536103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Chappel | Management | For | For |
2 | Elect Director Irwin S. Cohen | Management | For | For |
3 | Elect Director Ronald E. Daly | Management | For | For |
4 | Elect Director Susan E. Engel | Management | For | For |
5 | Elect Director Philip L. Francis | Management | For | For |
6 | Elect Director Edwin C. Gage | Management | For | For |
7 | Elect Director Craig R. Herkert | Management | For | For |
8 | Elect Director Steven S. Rogers | Management | For | For |
9 | Elect Director Matthew E. Rubel | Management | For | For |
10 | Elect Director Wayne C. Sales | Management | For | For |
11 | Elect Director Kathi P. Seifert | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. MEETING DATE: JUN 12, 2012 | ||||
TICKER: 2330 SECURITY ID: 874039100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve 2011 Business Operations Report and Financial Statements | Management | For | For |
2 | Approve Plan on 2011 Profit Distribution | Management | For | For |
3 | Amend the Articles of Association | Management | For | For |
4 | Approve Amendment to Rules and Procedures for Election of Directors | Management | For | For |
5.1 | Elect Morris Chang, with Shareholder No.4515, as Director | Management | For | For |
5.2 | Elect F.C. Tseng, with Shareholder No.104, as Director | Management | For | For |
5.3 | Elect Johnsee Lee, a Representative of National Development Fund, Executive Yuan, with Shareholder No. 1, as Director | Management | For | For |
5.4 | Elect Rick Tsai, with Shareholder No.7252, as Director | Management | For | For |
5.5 | Elect Sir Peter Leahy Bonfield, with Passport No.093180657, as Independent Director | Management | For | For |
5.6 | Elect Stan Shih, with Shareholder No.534770, as Independent Director | Management | For | For |
5.7 | Elect Thomas J. Engibous, with Passport No.135021464, as Independent Director | Management | For | For |
5.8 | Elect Gregory C. Chow, with Passport No.214553970, as Independent Director | Management | For | For |
5.9 | Elect Kok-Choo Chen, with Shareholder No.9546, as Independent Director | Management | For | For |
6 | Transact Other Business (Non-Voting) | Management | None | None |
TARGET CORPORATION MEETING DATE: JUN 13, 2012 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Calvin Darden | Management | For | For |
1.3 | Elect Director Mary N. Dillon | Management | For | For |
1.4 | Elect Director James A. Johnson | Management | For | For |
1.5 | Elect Director Mary E. Minnick | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director Derica W. Rice | Management | For | For |
1.8 | Elect Director Stephen W. Sanger | Management | For | For |
1.9 | Elect Director Gregg W. Steinhafel | Management | For | For |
1.10 | Elect Director John G. Stumpf | Management | For | For |
1.11 | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
6 | Prohibit Political Contributions | Shareholder | Against | Against |
TE CONNECTIVITY LTD. MEETING DATE: MAR 07, 2012 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 19, 2011 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Chaim Hurvitz as Director | Management | For | For |
2.2 | Elect Ory Slonim as Director | Management | For | For |
2.3 | Elect Dan Suesskind as Director | Management | For | For |
3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Management | For | For |
3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
6.1 | Amend Remuneration of Vice Chairman | Management | For | For |
6.2 | Approve Reimbursement of Expenses of Board Chairman | Management | For | For |
THE BOEING COMPANY MEETING DATE: APR 30, 2012 | ||||
TICKER: BA SECURITY ID: 097023105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David L. Calhoun | Management | For | For |
2 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
3 | Elect Director Linda Z. Cook | Management | For | For |
4 | Elect Director Kenneth M. Duberstein | Management | For | For |
5 | Elect Director Edmund P. Giambastiani, Jr. | Management | For | For |
6 | Elect Director Lawrence W. Kellner | Management | For | For |
7 | Elect Director Edward M. Liddy | Management | For | For |
8 | Elect Director W. James McNerney, Jr. | Management | For | For |
9 | Elect Director Susan C. Schwab | Management | For | For |
10 | Elect Director Ronald A. Williams | Management | For | For |
11 | Elect Director Mike S. Zafirovski | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Adopt Retention Ratio for Executives/Directors | Shareholder | Against | Against |
17 | Submit SERP to Shareholder Vote | Shareholder | Against | Against |
THE CHARLES SCHWAB CORPORATION MEETING DATE: MAY 17, 2012 | ||||
TICKER: SCHW SECURITY ID: 808513105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nancy H. Bechtle | Management | For | For |
2 | Elect Director Walter W. Bettinger, II | Management | For | For |
3 | Elect Director C. Preston Butcher | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
8 | Adopt Proxy Access Right | Shareholder | Against | Against |
THE CHUBB CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zoe Baird Budinger | Management | For | For |
2 | Elect Director Sheila P. Burke | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director John D. Finnegan | Management | For | For |
5 | Elect Director Lawrence W. Kellner | Management | For | For |
6 | Elect Director Martin G. McGuinn | Management | For | For |
7 | Elect Director Lawrence M. Small | Management | For | For |
8 | Elect Director Jess Soderberg | Management | For | For |
9 | Elect Director Daniel E. Somers | Management | For | For |
10 | Elect Director James M. Zimmerman | Management | For | For |
11 | Elect Director Alfred W. Zollar | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
THE COCA-COLA COMPANY MEETING DATE: APR 25, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Richard M. Daley | Management | For | For |
5 | Elect Director Barry Diller | Management | For | For |
6 | Elect Director Evan G. Greenberg | Management | For | For |
7 | Elect Director Alexis M. Herman | Management | For | For |
8 | Elect Director Muhtar Kent | Management | For | For |
9 | Elect Director Donald R. Keough | Management | For | For |
10 | Elect Director Robert A. Kotick | Management | For | For |
11 | Elect Director Maria Elena Lagomasino | Management | For | For |
12 | Elect Director Donald F. McHenry | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director James D. Robinson, III | Management | For | For |
15 | Elect Director Peter V. Ueberroth | Management | For | For |
16 | Elect Director Jacob Wallenberg | Management | For | For |
17 | Elect Director James B. Williams | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lakshmi N. Mittal | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE HANOVER INSURANCE GROUP, INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: THG SECURITY ID: 410867105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frederick H. Eppinger | Management | For | For |
2 | Elect Director Joseph R. Ramrath | Management | For | For |
3 | Elect Director Harriett Taggart | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
THE J. M. SMUCKER COMPANY MEETING DATE: AUG 17, 2011 | ||||
TICKER: SJM SECURITY ID: 832696405 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Vincent C. Byrd | Management | For | For |
2 | Elect Director R. Douglas Cowan | Management | For | For |
3 | Elect Director Elizabeth Valk Long | Management | For | For |
4 | Elect Director Mark T. Smucker | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Prepare Sustainability Report | Shareholder | Against | Abstain |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 11, 2011 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director W. James McNerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Margaret C. Whitman | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Elect Director Ernesto Zedillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles of Incorporation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | Against | Abstain |
18 | Report on Political Contributions and Provide Advisory Vote | Shareholder | Against | Abstain |
THE SOUTHERN COMPANY MEETING DATE: MAY 23, 2012 | ||||
TICKER: SO SECURITY ID: 842587107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Juanita Powell Baranco | Management | For | For |
2 | Elect Director Jon A. Boscia | Management | For | For |
3 | Elect Director Henry A. Clark, III | Management | For | For |
4 | Elect Director Thomas A. Fanning | Management | For | For |
5 | Elect Director H. William Habermeyer, Jr. | Management | For | For |
6 | Elect Director Veronica M. Hagen | Management | For | For |
7 | Elect Director Warren A. Hood, Jr. | Management | For | For |
8 | Elect Director Donald M. James | Management | For | For |
9 | Elect Director Dale E. Klein | Management | For | For |
10 | Elect Director William G. Smith, Jr. | Management | For | For |
11 | Elect Director Steven R. Specker | Management | For | For |
12 | Elect Director Larry D. Thompson | Management | For | For |
13 | Elect Director E. Jenner Wood, III | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Coal Combustion Waste Hazard and Risk Mitigation Efforts | Shareholder | Against | Abstain |
17 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE WALT DISNEY COMPANY MEETING DATE: MAR 13, 2012 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | For |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | For |
9 | Elect Director Sheryl Sandberg | Management | For | For |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Irl F. Engelhardt | Management | For | For |
4 | Elect Director John A. Hagg | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Frank T. Macinnis | Management | For | For |
7 | Elect Director Steven W. Nance | Management | For | For |
8 | Elect Director Murray D. Smith | Management | For | For |
9 | Elect Director Janice D. Stoney | Management | For | For |
10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIME WARNER INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: TWX SECURITY ID: 887317303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James L. Barksdale | Management | For | For |
2 | Elect Director William P. Barr | Management | For | For |
3 | Elect Director Jeffrey L. Bewkes | Management | For | For |
4 | Elect Director Stephen F. Bollenbach | Management | For | For |
5 | Elect Director Robert C. Clark | Management | For | For |
6 | Elect Director Mathias Dopfner | Management | For | For |
7 | Elect Director Jessica P. Einhorn | Management | For | For |
8 | Elect Director Fred Hassan | Management | For | For |
9 | Elect Director Kenneth J. Novack | Management | For | For |
10 | Elect Director Paul D. Wachter | Management | For | For |
11 | Elect Director Deborah C. Wright | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
TRINIDAD DRILLING LTD. MEETING DATE: MAY 09, 2012 | ||||
TICKER: TDG SECURITY ID: CA8963561029 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Director Michael E. Heier | Management | For | For |
2.2 | Elect Director Brian Bentz | Management | For | For |
2.3 | Elect Director Jim Brown | Management | For | For |
2.4 | Elect Director Brock Gibson | Management | For | For |
2.5 | Elect Director Lewis W. Powers | Management | For | For |
2.6 | Elect Director Ken Stickland | Management | For | For |
2.7 | Elect Director Lyle Whitmarsh | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TWO HARBORS INVESTMENT CORP. MEETING DATE: MAY 22, 2012 | ||||
TICKER: TWO SECURITY ID: 90187B101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mark D. Ein | Management | For | For |
1.2 | Elect Director William W. Johnson | Management | For | For |
1.3 | Elect Director Stephen G. Kasnet | Management | For | For |
1.4 | Elect Director Peter Niculescu | Management | For | For |
1.5 | Elect Director W. Reid Sanders | Management | For | For |
1.6 | Elect Director Thomas Siering | Management | For | For |
1.7 | Elect Director Brian C. Taylor | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP MEETING DATE: APR 17, 2012 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Roland A. Hernandez | Management | For | For |
7 | Elect Director Joel W. Johnson | Management | For | For |
8 | Elect Director Olivia F. Kirtley | Management | For | For |
9 | Elect Director Jerry W. Levin | Management | For | For |
10 | Elect Director David B. O'Maley | Management | For | For |
11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Elect Director Doreen Woo Ho | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNILEVER NV MEETING DATE: SEP 16, 2011 | ||||
TICKER: UN SECURITY ID: 904784709 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Board to Repurchase Outstanding 6 Percent and 7 Percent Cumulative Preference Shares | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 10, 2012 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty, III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Stock Retention | Shareholder | Against | Against |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Candace Kendle | Management | For | For |
8 | Elect Director Ann M. Livermore | Management | For | For |
9 | Elect Director Rudy H.P. Markham | Management | For | For |
10 | Elect Director Clark T. Randt, Jr. | Management | For | For |
11 | Elect Director John W. Thompson | Management | For | For |
12 | Elect Director Carol B. Tome | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 11, 2012 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNIVERSAL ENTERTAINMENT CORP MEETING DATE: JUN 28, 2012 | ||||
TICKER: 6425 SECURITY ID: JP3126130008 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Okada, Kazuo | Management | For | For |
1.2 | Elect Director Fujimoto, Jun | Management | For | For |
1.3 | Elect Director Tokuda, Hajime | Management | For | For |
1.4 | Elect Director Asano, Kenshi | Management | For | For |
1.5 | Elect Director Okada, Tomohiro | Management | For | For |
1.6 | Elect Director Sawada, Hiroyuki | Management | For | Against |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 02, 2012 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. A. Carpenter | Management | For | For |
1.2 | Elect Director Alok Singh | Management | For | For |
1.3 | Elect Director Christopher E. Watson | Management | For | For |
2.4 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.6 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.7 | Elect Peter A. Bilsby as Subsidiary Director | Management | For | For |
2.8 | Elect Alan Bossin as Subsidiary Director | Management | For | For |
2.9 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.10 | Elect Janita A. Burke as Subsidiary Director | Management | For | For |
2.11 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
2.12 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
2.13 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.14 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
2.15 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.16 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
2.17 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.18 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.19 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
2.20 | Elect Michael Greene as Subsidiary Director | Management | For | For |
2.21 | Elect Barnabas Hurst-Bannister as Subsidiary Director | Management | For | For |
2.22 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.23 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.25 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
2.26 | Elect Andre Perez as Subsidiary Director | Management | For | For |
2.27 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.28 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
2.29 | Elect Matthew Scales as Subsidiary Director | Management | For | For |
2.30 | Elect James E. Skinner as Subsidiary Director | Management | For | For |
2.31 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.33 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: JUL 01, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Debra A. Cafaro | Management | For | For |
2 | Elect Director Douglas Crocker, II | Management | For | For |
3 | Elect Director Ronald G. Geary | Management | For | For |
4 | Elect Director Jay M. Gellert | Management | For | For |
5 | Elect Director Richard I. Gilchrist | Management | For | For |
6 | Elect Director Matthew J. Lustig | Management | For | For |
7 | Elect Director Douglas M. Pasquale | Management | For | For |
8 | Elect Director Robert D. Reed | Management | For | For |
9 | Elect Director Sheli Z. Rosenberg | Management | For | For |
10 | Elect Director Glenn J. Rufrano | Management | For | For |
11 | Elect Director James D. Shelton | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VERIZON COMMUNICATIONS INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: VZ SECURITY ID: 92343V104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard L. Carrion | Management | For | For |
2 | Elect Director Melanie L. Healey | Management | For | For |
3 | Elect Director M. Frances Keeth | Management | For | For |
4 | Elect Director Robert W. Lane | Management | For | For |
5 | Elect Director Lowell C. McAdam | Management | For | For |
6 | Elect Director Sandra O. Moose | Management | For | For |
7 | Elect Director Joseph Neubauer | Management | For | For |
8 | Elect Director Donald T. Nicolaisen | Management | For | For |
9 | Elect Director Clarence Otis, Jr. | Management | For | For |
10 | Elect Director Hugh B. Price | Management | For | For |
11 | Elect Director Rodney E. Slater | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Disclose Prior Government Service | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Performance-Based and/or Time-Based Equity Awards | Shareholder | Against | Against |
17 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
18 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
19 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
VISA INC. MEETING DATE: JAN 31, 2012 | ||||
TICKER: V SECURITY ID: 92826C839 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary P. Coughlan | Management | For | For |
2 | Elect Director Mary B. Cranston | Management | For | For |
3 | Elect Director Francisco Javier Fernandez-Carbajal | Management | For | For |
4 | Elect Director Robert W. Matschullat | Management | For | For |
5 | Elect Director Cathy E. Minehan | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director David J. Pang | Management | For | For |
8 | Elect Director Joseph W. Saunders | Management | For | For |
9 | Elect Director William S. Shanahan | Management | For | For |
10 | Elect Director John A. Swainson | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Ratify Auditors | Management | For | For |
VOLKSWAGEN AG (VW) MEETING DATE: APR 19, 2012 | ||||
TICKER: VOW SECURITY ID: DE0007664039 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Creation of EUR 110 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
WAL-MART STORES, INC. MEETING DATE: JUN 01, 2012 | ||||
TICKER: WMT SECURITY ID: 931142103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Aida M. Alvarez | Management | For | For |
2 | Elect Director James W. Breyer | Management | For | For |
3 | Elect Director M. Michele Burns | Management | For | For |
4 | Elect Director James I. Cash, Jr. | Management | For | For |
5 | Elect Director Roger C. Corbett | Management | For | For |
6 | Elect Director Douglas N. Daft | Management | For | For |
7 | Elect Director Michael T. Duke | Management | For | For |
8 | Elect Director Marissa A. Mayer | Management | For | For |
9 | Elect Director Gregory B. Penner | Management | For | For |
10 | Elect Director Steven S. Reinemund | Management | For | For |
11 | Elect Director H. Lee Scott, Jr. | Management | For | For |
12 | Elect Director Arne M. Sorenson | Management | For | For |
13 | Elect Director Jim C. Walton | Management | For | For |
14 | Elect Director S. Robson Walton | Management | For | For |
15 | Elect Director Christopher J. Williams | Management | For | For |
16 | Elect Director Linda S. Wolf | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
20 | Request Director Nominee with Patient Safety and Healthcare Quality Experience | Shareholder | Against | Against |
21 | Performance-Based Equity Awards | Shareholder | Against | Against |
WALGREEN CO. MEETING DATE: JAN 11, 2012 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
WELLPOINT, INC. MEETING DATE: MAY 16, 2012 | ||||
TICKER: WLP SECURITY ID: 94973V107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lenox D. Baker, Jr. | Management | For | For |
2 | Elect Director Susan B. Bayh | Management | For | For |
3 | Elect Director Julie A. Hill | Management | For | For |
4 | Elect Director Ramiro G. Peru | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Report on Political Contributions | Shareholder | Against | Abstain |
WELLS FARGO & COMPANY MEETING DATE: APR 24, 2012 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | For |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | For |
8 | Elect Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Adopt Proxy Access Right | Shareholder | Against | Against |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WHIRLPOOL CORPORATION MEETING DATE: APR 17, 2012 | ||||
TICKER: WHR SECURITY ID: 963320106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Samuel R. Allen | Management | For | For |
2 | Elect Director Gary T. Dicamillo | Management | For | For |
3 | Elect Director Jeff M. Fettig | Management | For | For |
4 | Elect Director Kathleen J. Hempel | Management | For | For |
5 | Elect Director Michael F. Johnston | Management | For | For |
6 | Elect Director William T. Kerr | Management | For | For |
7 | Elect Director John D. Liu | Management | For | For |
8 | Elect Director Harish Manwani | Management | For | For |
9 | Elect Director Miles L. Marsh | Management | For | For |
10 | Elect Director William D. Perez | Management | For | For |
11 | Elect Director Michael A. Todman | Management | For | For |
12 | Elect Director Michael D. White | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Death Benefits/Golden Coffins | Shareholder | Against | Against |
VOTE SUMMARY REPORT
VIP GROWTH PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACCENTURE PLC MEETING DATE: FEB 09, 2012 | ||||
TICKER: CSA SECURITY ID: G1151C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Dina Dublon as a Director | Management | For | For |
3 | Reelect William D. Green as a Director | Management | For | For |
4 | Reelect Nobuyuki Idei as a Director | Management | For | For |
5 | Reelect Marjorie Magner as a Director | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Authorize the Holding of the 2013 AGM at a Location Outside Ireland | Management | For | For |
10 | Authorize Open-Market Purchases of Class A Ordinary Shares | Management | For | For |
11 | Determine the Price Range at which Accenture Plc can Re-issue Shares that it Acquires as Treasury Stock | Management | For | For |
ACME PACKET, INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: APKT SECURITY ID: 004764106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David B. Elsbree | Management | For | For |
2 | Elect Director Patrick J. MeLampy | Management | For | For |
3 | Elect Director Robert G. Ory | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
AEGERION PHARMACEUTICALS, INC. MEETING DATE: JUN 05, 2012 | ||||
TICKER: AEGR SECURITY ID: 00767E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Sandford D. Smith | Management | For | For |
1.2 | Elect Director Paul G. Thomas | Management | For | For |
2 | Ratify Auditors | Management | For | For |
AGGREKO PLC MEETING DATE: APR 25, 2012 | ||||
TICKER: AGK SECURITY ID: G0116S169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Rupert Soames as Director | Management | For | Against |
5 | Re-elect Angus Cockburn as Director | Management | For | Against |
6 | Re-elect George Walker as Director | Management | For | Against |
7 | Re-elect Bill Caplan as Director | Management | For | Against |
8 | Re-elect Kash Pandya as Director | Management | For | Against |
9 | Re-elect David Hamill as Director | Management | For | Against |
10 | Re-elect Robert MacLeod as Director | Management | For | Against |
11 | Re-elect Russell King as Director | Management | For | Against |
12 | Re-elect Ken Hanna as Director | Management | For | Against |
13 | Reappoint PricewaterhouseCoopers as Auditors | Management | For | For |
14 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Approve Increase in Aggregate Compensation Ceiling for Directors | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
20 | Authorise Purchase of B Shares | Management | For | For |
ALTRIA GROUP, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: MO SECURITY ID: 02209S103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Elizabeth E. Bailey | Management | For | For |
2 | Elect Director Gerald L. Baliles | Management | For | For |
3 | Elect Director Martin J. Barrington | Management | For | For |
4 | Elect Director John T. Casteen III | Management | For | For |
5 | Elect Director Dinyar S. Devitre | Management | For | For |
6 | Elect Director Thomas F. Farrell II | Management | For | For |
7 | Elect Director Thomas W. Jones | Management | For | For |
8 | Elect Director W. Leo Kiely III | Management | For | For |
9 | Elect Director Kathryn B. McQuade | Management | For | For |
10 | Elect Director George Munoz | Management | For | For |
11 | Elect Director Nabil Y. Sakkab | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
AMARIN CORPORATION PLC MEETING DATE: JUL 12, 2011 | ||||
TICKER: AMRN SECURITY ID: 023111206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Re-elect Dr Joseph Anderson as Director | Management | For | For |
2 | Re-elect Dr James Healy as Director | Management | For | For |
3 | Elect Kristine Peterson as Director | Management | For | For |
4 | Elect Dr David Feigal as Director | Management | For | For |
5 | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
7 | Approve Remuneration Report | Management | For | For |
8 | Appoint Deloitte & Touche LLP as Auditors and Authorise Their Remuneration | Management | For | For |
9 | Approve 2011 Stock Incentive Plan | Management | For | For |
AMAZON.COM, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: AMZN SECURITY ID: 023135106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey P. Bezos | Management | For | For |
2 | Elect Director Tom A. Alberg | Management | For | For |
3 | Elect Director John Seely Brown | Management | For | For |
4 | Elect Director William B. Gordon | Management | For | For |
5 | Elect Director Jamie S. Gorelick | Management | For | For |
6 | Elect Director Blake G. Krikorian | Management | For | For |
7 | Elect Director Alain Monie | Management | For | For |
8 | Elect Director Jonathan J. Rubinstein | Management | For | For |
9 | Elect Director Thomas O. Ryder | Management | For | For |
10 | Elect Director Patricia Q. Stonesifer | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Report on Climate Change | Shareholder | Against | Abstain |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
AMERICAN TOWER CORPORATION MEETING DATE: NOV 29, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: JUN 19, 2012 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMETEK, INC. MEETING DATE: MAY 01, 2012 | ||||
TICKER: AME SECURITY ID: 031100100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James R. Malone | Management | For | For |
1.2 | Elect Director Elizabeth R. Varet | Management | For | For |
1.3 | Elect Director Dennis K. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Francois De Carbonnel | Management | For | For |
5 | Elect Director Vance D. Coffman | Management | For | For |
6 | Elect Director Rebecca M. Henderson | Management | For | For |
7 | Elect Director Frank C. Herringer | Management | For | For |
8 | Elect Director Tyler Jacks | Management | For | For |
9 | Elect Director Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director J. Paul Reason | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Elect Director Ronald D. Sugar | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide Right to Act by Written Consent | Management | For | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
ANADARKO PETROLEUM CORPORATION MEETING DATE: MAY 15, 2012 | ||||
TICKER: APC SECURITY ID: 032511107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kevin P. Chilton | Management | For | For |
2 | Elect Director Luke R. Corbett | Management | For | For |
3 | Elect Director H. Paulett Eberhart | Management | For | For |
4 | Elect Director Peter J. Fluor | Management | For | For |
5 | Elect Director Richard L. George | Management | For | For |
6 | Elect Director Preston M. Geren, III | Management | For | For |
7 | Elect Director Charles W. Goodyear | Management | For | For |
8 | Elect Director John R. Gordon | Management | For | For |
9 | Elect Director James T. Hackett | Management | For | For |
10 | Elect Director Eric D. Mullins | Management | For | For |
11 | Elect Director Paula Rosput Reynolds | Management | For | For |
12 | Elect Director R. A. Walker | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Shareholder | Against | For |
18 | Pro-rata Vesting of Equity Awards | Shareholder | Against | Against |
19 | Report on Political Contributions | Shareholder | Against | Abstain |
ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2012 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John C. Hodgson | Management | For | For |
5 | Elect Director Yves-Andre Istel | Management | For | For |
6 | Elect Director Neil Novich | Management | For | For |
7 | Elect Director F. Grant Saviers | Management | For | For |
8 | Elect Director Paul J. Severino | Management | For | For |
9 | Elect Director Kenton J. Sicchitano | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: JUL 08, 2011 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Amend Articles Re: Company Address | Management | For | For |
1b | Amend Articles Re: Corporate Purpose | Management | For | For |
1c | Amend Articles Re: Board's Ability to Repurchase, Reissue, or Cancel Treasury Shares | Management | For | For |
1d | Amend Articles Re: Executive Title | Management | For | For |
2 | Designate Newspapers to Publish Company Announcements | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: APR 30, 2012 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
3 | Elect Director | Management | For | Against |
4 | Approve Remuneration of Company's Management | Management | For | For |
5 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
ANHANGUERA EDUCACIONAL PARTICIPACOES S.A MEETING DATE: MAY 31, 2012 | ||||
TICKER: AEDU3 SECURITY ID: P0355L115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles Re: Board Meetings | Management | For | For |
2 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
3 | Amend Articles Re: Convertible Debentures | Management | For | For |
4 | Amend Corporate Purpose | Management | For | For |
ANSYS, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: ANSS SECURITY ID: 03662Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter J. Smith | Management | For | For |
1.2 | Elect Director Bradford C. Morley | Management | For | For |
1.3 | Elect Director Patrick J. Zilvitis | Management | For | For |
2 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Auditors | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 24, 2012 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
APPLE INC. MEETING DATE: FEB 23, 2012 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARCOS DORADOS HOLDINGS INC MEETING DATE: APR 09, 2012 | ||||
TICKER: ARCO SECURITY ID: G0457F107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Ratify Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Abstain |
3a | Elect Woods Staton as a Director | Management | For | For |
3b | Elect German Lemonnier as a Director | Management | For | For |
ARIBA, INC. MEETING DATE: JAN 20, 2012 | ||||
TICKER: ARBA SECURITY ID: 04033V203 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Harriet Edelman | Management | For | Withhold |
1.2 | Elect Director Richard A. Kashnow | Management | For | Withhold |
1.3 | Elect Director Robert D. Johnson | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: ARM SECURITY ID: 042068106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.0 | Elect Sir John Buchanan as Director | Management | For | For |
4.1 | Re-elect Warren East as Director | Management | For | For |
5 | Re-elect Andy Green as Director | Management | For | For |
6 | Re-elect Larry Hirst as Director | Management | For | For |
7 | Re-elect Mike Inglis as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Re-elect Young Sohn as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASML HOLDING NV MEETING DATE: APR 25, 2012 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
AUTOZONE, INC. MEETING DATE: DEC 14, 2011 | ||||
TICKER: AZO SECURITY ID: 053332102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Crowley | Management | For | For |
2 | Elect Director Sue E. Gove | Management | For | For |
3 | Elect Director Earl G. Graves, Jr. | Management | For | For |
4 | Elect Director Robert R. Grusky | Management | For | For |
5 | Elect Director J. R. Hyde, III | Management | For | For |
6 | Elect Director W. Andrew McKenna | Management | For | For |
7 | Elect Director George R. Mrkonic, Jr. | Management | For | For |
8 | Elect Director Luis P. Nieto | Management | For | For |
9 | Elect Director William C. Rhodes, III | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
AVAGO TECHNOLOGIES LIMITED MEETING DATE: APR 04, 2012 | ||||
TICKER: AVGO SECURITY ID: Y0486S104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Reelect Hock E. Tan as Director | Management | For | For |
1b | Reelect Adam H. Clammer as Director | Management | For | For |
1c | Reelect John T. Dickson as Director | Management | For | For |
1d | Reelect James V. Diller as Director | Management | For | For |
1e | Reelect Kenneth Y. Hao as Director | Management | For | For |
1f | Reelect John Min-Chih Hsuan as Director | Management | For | For |
1g | Reelect Justine F. Lien as Director | Management | For | For |
1h | Reelect Donald Macleod as Director | Management | For | For |
2 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Cash Compensation to Directors | Management | For | For |
4 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
5 | Approve Repurchase of Up to 10 Percent of Issued Capital | Management | For | For |
BANKRATE, INC. MEETING DATE: JUN 13, 2012 | ||||
TICKER: RATE SECURITY ID: 06647F102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce Nelson | Management | For | For |
1.2 | Elect Director Richard J. Pinola | Management | For | For |
1.3 | Elect Director James Tieng | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
BED BATH & BEYOND INC. MEETING DATE: JUN 22, 2012 | ||||
TICKER: BBBY SECURITY ID: 075896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Warren Eisenberg | Management | For | For |
2 | Elect Director Leonard Feinstein | Management | For | For |
3 | Elect Director Steven H. Temares | Management | For | For |
4 | Elect Director Dean S. Adler | Management | For | For |
5 | Elect Director Stanley F. Barshay | Management | For | For |
6 | Elect Director Klaus Eppler | Management | For | For |
7 | Elect Director Patrick R. Gaston | Management | For | For |
8 | Elect Director Jordan Heller | Management | For | For |
9 | Elect Director Victoria A. Morrison | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
BIOGEN IDEC INC. MEETING DATE: JUN 08, 2012 | ||||
TICKER: BIIB SECURITY ID: 09062X103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Caroline D. Dorsa | Management | For | For |
2 | Elect Director Stelios Papadopoulos | Management | For | For |
3 | Elect Director George A. Scangos | Management | For | For |
4 | Elect Director Lynn Schenk | Management | For | For |
5 | Elect Director Alexander J. Denner | Management | For | For |
6 | Elect Director Nancy L. Leaming | Management | For | For |
7 | Elect Director Richard C. Mulligan | Management | For | For |
8 | Elect Director Robert W. Pangia | Management | For | For |
9 | Elect Director Brian S. Posner | Management | For | For |
10 | Elect Director Eric K. Rowinsky | Management | For | For |
11 | Elect Director Stephen A. Sherwin | Management | For | For |
12 | Elect Director William D. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
16 | Provide Right to Call Special Meeting | Management | For | For |
BJ'S RESTAURANTS, INC. MEETING DATE: JUN 05, 2012 | ||||
TICKER: BJRI SECURITY ID: 09180C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gerald (Jerry) W. Deitchle | Management | For | For |
1.2 | Elect Director James (Jim) A. Dal Pozzo | Management | For | For |
1.3 | Elect Director J. Roger King | Management | For | For |
1.4 | Elect Director Larry D. Bouts | Management | For | For |
1.5 | Elect Director John (Jack) F. Grundhofer | Management | For | For |
1.6 | Elect Director Peter (Pete) A. Bassi | Management | For | For |
1.7 | Elect Director William (Bill) L. Hyde, Jr. | Management | For | For |
1.8 | Elect Director Lea Anne S. Ottinger | Management | For | For |
1.9 | Elect Director Henry Gomez | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: SEP 12, 2011 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles to Reflect Changes in Capital | Management | For | For |
2 | Amend Articles Re: Board Elections | Management | For | For |
3 | Amend Articles Re: Mandatory Bid Provision | Management | For | Against |
4 | Amend Articles Re: Novo Mercado Regulations | Management | For | For |
BR MALLS PARTICIPACOES S.A. MEETING DATE: APR 24, 2012 | ||||
TICKER: BRML3 SECURITY ID: P1908S102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Directors | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Amend Article 19 | Management | For | For |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 26, 2012 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Robert Lerwill as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
16 | Re-elect Ben Stevens as Director | Management | For | For |
17 | Elect Ann Godbehere as Director | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BROADCOM CORPORATION MEETING DATE: MAY 15, 2012 | ||||
TICKER: BRCM SECURITY ID: 111320107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Finocchio, Jr. | Management | For | For |
1.2 | Elect Director Nancy H. Handel | Management | For | For |
1.3 | Elect Director Eddy W. Hartenstein | Management | For | For |
1.4 | Elect Director Maria Klawe | Management | For | For |
1.5 | Elect Director John E. Major | Management | For | For |
1.6 | Elect Director Scott A. McGregor | Management | For | For |
1.7 | Elect Director William T. Morrow | Management | For | For |
1.8 | Elect Director Henry Samueli | Management | For | For |
1.9 | Elect Director Robert E. Switz | Management | For | For |
2 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Ratify Auditors | Management | For | For |
BROADSOFT, INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: BSFT SECURITY ID: 11133B409 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert P. Goodman | Management | For | For |
1.2 | Elect Director Douglas L. Maine | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CAMERON INTERNATIONAL CORPORATION MEETING DATE: MAY 11, 2012 | ||||
TICKER: CAM SECURITY ID: 13342B105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. Baker Cunningham | Management | For | For |
2 | Elect Director Sheldon R. Erikson | Management | For | For |
3 | Elect Director Douglas L. Foshee | Management | For | For |
4 | Elect Director Rodolfo Landim | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Management | For | For |
8 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | For |
9 | Approve Restatement of the Company's Certificate of Incorporation | Management | For | For |
CF INDUSTRIES HOLDINGS, INC. MEETING DATE: MAY 10, 2012 | ||||
TICKER: CF SECURITY ID: 125269100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen A. Furbacher | Management | For | For |
1.2 | Elect Director John D. Johnson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
CHECK POINT SOFTWARE TECHNOLOGIES LTD. MEETING DATE: JUN 07, 2012 | ||||
TICKER: CPW SECURITY ID: M22465104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Directors | Management | For | For |
2 | Reelect External Directors | Management | For | For |
2a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
3 | Approve Auditors and Authorize Board to Fix Their Remuneration; Review Consolidated Financial Statements | Management | For | For |
4 | Approve Compensation of Chairman/CEO Including Option Grant | Management | For | For |
4a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
5 | Reauthorize Board Chairman to Serve as CEO | Management | For | For |
5a | Indicate Personal/Controlling Interest in Proposed Agenda Item | Management | None | Against |
CHIPOTLE MEXICAN GRILL, INC. MEETING DATE: MAY 31, 2012 | ||||
TICKER: CMG SECURITY ID: 169656105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steve Ells | Management | For | For |
1.2 | Elect Director Patrick J. Flynn | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
CINTAS CORPORATION MEETING DATE: OCT 18, 2011 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Melanie W. Barstad | Management | For | For |
3 | Elect Director Richard T. Farmer | Management | For | For |
4 | Elect Director Scott D. Farmer | Management | For | For |
5 | Elect Director James J. Johnson | Management | For | For |
6 | Elect Director Robert J. Kohlhepp | Management | For | For |
7 | Elect Director David C. Phillips | Management | For | For |
8 | Elect Director Joseph Scaminace | Management | For | For |
9 | Elect Director Ronald W. Tysoe | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
CITRIX SYSTEMS, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: CTXS SECURITY ID: 177376100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas F. Bogan | Management | For | For |
2 | Elect Director Nanci E. Caldwell | Management | For | For |
3 | Elect Director Gary E. Morin | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | Against |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CLARCOR INC. MEETING DATE: MAR 27, 2012 | ||||
TICKER: CLC SECURITY ID: 179895107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director J. Marc Adam | Management | For | For |
1.2 | Elect Director James W. Bradford, Jr. | Management | For | For |
1.3 | Elect Director James L. Packard | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
CME GROUP INC. MEETING DATE: JUN 13, 2012 | ||||
TICKER: CME SECURITY ID: 12572Q105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Dennis H. Chookaszian | Management | For | For |
1.2 | Elect Director Larry G. Gerdes | Management | For | For |
1.3 | Elect Director Daniel R. Glickman | Management | For | For |
1.4 | Elect Director James E. Oliff | Management | For | For |
1.5 | Elect Director Edemir Pinto | Management | For | For |
1.6 | Elect Director Alex J. Pollock | Management | For | For |
1.7 | Elect Director William R. Shepard | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Declassify the Board of Directors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Proxy Access | Shareholder | Against | Against |
COGNIZANT TECHNOLOGY SOLUTIONS CORPORATION MEETING DATE: JUN 05, 2012 | ||||
TICKER: CTSH SECURITY ID: 192446102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Francisco D'Souza | Management | For | For |
2 | Elect Director John N. Fox, Jr. | Management | For | For |
3 | Elect Director Thomas M. Wendel | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Provide Right to Call Special Meeting | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
COLGATE-PALMOLIVE COMPANY MEETING DATE: MAY 11, 2012 | ||||
TICKER: CL SECURITY ID: 194162103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Nikesh Arora | Management | For | For |
2 | Elect Director John T. Cahill | Management | For | For |
3 | Elect Director Ian Cook | Management | For | For |
4 | Elect Director Helene D. Gayle | Management | For | For |
5 | Elect Director Ellen M. Hancock | Management | For | For |
6 | Elect Director Joseph Jimenez | Management | For | For |
7 | Elect Director Richard J. Kogan | Management | For | For |
8 | Elect Director Delano E. Lewis | Management | For | For |
9 | Elect Director J. Pedro Reinhard | Management | For | For |
10 | Elect Director Stephen I. Sadove | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
COMPUTER MODELLING GROUP LTD MEETING DATE: JUL 07, 2011 | ||||
TICKER: CMG SECURITY ID: 205249105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Seven | Management | For | For |
2.1 | Elect Kenneth M. Dedeluk as Director | Management | For | For |
2.2 | Elect Patrick R. Jamieson as Director | Management | For | For |
2.3 | Elect Peter H. Kinash as Director | Management | For | For |
2.4 | Elect Kenneth F. McCready as Director | Management | For | For |
2.5 | Elect Frank L. Meyer as Director | Management | For | For |
2.6 | Elect Robert F.M. Smith as Director | Management | For | For |
2.7 | Elect John b. Zaozirny as Director | Management | For | For |
3 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Re-approve Stock Option Plan | Management | For | Against |
CONCHO RESOURCES INC. MEETING DATE: JUN 07, 2012 | ||||
TICKER: CXO SECURITY ID: 20605P101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Steven L. Beal | Management | For | For |
1.2 | Elect Director Tucker S. Bridwell | Management | For | For |
1.3 | Elect Director Mark B. Puckett | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CORNERSTONE ONDEMAND, INC. MEETING DATE: JUN 04, 2012 | ||||
TICKER: CSOD SECURITY ID: 21925Y103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Byron B. Deeter | Management | For | For |
1.2 | Elect Director S. Steven Singh | Management | For | For |
1.3 | Elect Director Robert D. Ward | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
COSTCO WHOLESALE CORPORATION MEETING DATE: JAN 26, 2012 | ||||
TICKER: COST SECURITY ID: 22160K105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James D. Sinegal | Management | For | For |
1.2 | Elect Director Jeffrey H. Brotman | Management | For | For |
1.3 | Elect Director Richard A. Galanti | Management | For | For |
1.4 | Elect Director Daniel J. Evans | Management | For | For |
1.5 | Elect Director Jeffrey S. Raikes | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CROMPTON GREAVES LTD. MEETING DATE: JUL 19, 2011 | ||||
TICKER: 500093 SECURITY ID: Y1788L144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Confirm Interim Dividends of INR 2.20 Per Share | Management | For | For |
3 | Reappoint S.M. Trehan as Director | Management | For | For |
4 | Reappoint G. Thapar as Director | Management | For | For |
5 | Reappoint S. Bayman as Director | Management | For | For |
6 | Approve Sharp & Tannan as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7 | Approve Reappointment and Remuneration of S.M. Trehan as Managing Director | Management | For | For |
8 | Appoint L. Demortier as Director | Management | For | For |
9 | Approve Appointment and Remuneration of L. Demortier as CEO and Managing Director | Management | For | For |
10 | Approve S. Goswami to Hold an Office or Place of Profit as Business Integration and Process Manager in CG Holdings Belgium NV, a Wholly-Owned Subsidiary Company | Management | For | For |
DANAHER CORPORATION MEETING DATE: MAY 08, 2012 | ||||
TICKER: DHR SECURITY ID: 235851102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mortimer M. Caplin | Management | For | For |
2 | Elect Director Donald J. Ehrlich | Management | For | For |
3 | Elect Director Linda P. Hefner | Management | For | For |
4 | Elect Director Teri List-Stoll | Management | For | For |
5 | Elect Director Walter G. Lohr, Jr. | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Increase Authorized Common Stock | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DICE HOLDINGS, INC. MEETING DATE: APR 20, 2012 | ||||
TICKER: DHX SECURITY ID: 253017107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director H. Raymond Bingham | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
DOLLAR GENERAL CORPORATION MEETING DATE: JUN 01, 2012 | ||||
TICKER: DG SECURITY ID: 256677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raj Agrawal | Management | For | Withhold |
1.2 | Elect Director Warren F. Bryant | Management | For | Withhold |
1.3 | Elect Director Michael M. Calbert | Management | For | Withhold |
1.4 | Elect Director Richard W. Dreiling | Management | For | For |
1.5 | Elect Director Adrian Jones | Management | For | Withhold |
1.6 | Elect Director William C. Rhodes, III | Management | For | Withhold |
1.7 | Elect Director David B. Rickard | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
DOLLARAMA INC MEETING DATE: JUN 13, 2012 | ||||
TICKER: DOL SECURITY ID: 25675T107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Rossy | Management | For | For |
1.2 | Elect Director Joshua Bekenstein | Management | For | For |
1.3 | Elect Director Gregory David | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Matthew Levin | Management | For | For |
1.6 | Elect Director Nicholas Nomicos | Management | For | For |
1.7 | Elect Director Huw Thomas | Management | For | For |
1.8 | Elect Director Neil Rossy | Management | For | For |
1.9 | Elect Director John J. Swidler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DOLLARAMA INC MEETING DATE: JUN 13, 2012 | ||||
TICKER: DOL SECURITY ID: 25675T206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Rossy | Management | For | For |
1.2 | Elect Director Joshua Bekenstein | Management | For | For |
1.3 | Elect Director Gregory David | Management | For | For |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Matthew Levin | Management | For | For |
1.6 | Elect Director Nicholas Nomicos | Management | For | For |
1.7 | Elect Director Huw Thomas | Management | For | For |
1.8 | Elect Director Neil Rossy | Management | For | For |
1.9 | Elect Director John J. Swidler | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
DRESSER-RAND GROUP INC. MEETING DATE: MAY 08, 2012 | ||||
TICKER: DRC SECURITY ID: 261608103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William E. Macaulay | Management | For | For |
2 | Elect Director Vincent R. Volpe, Jr. | Management | For | For |
3 | Elect Director Rita V. Foley | Management | For | For |
4 | Elect Director Louis A. Raspino | Management | For | For |
5 | Elect Director Philip R. Roth | Management | For | For |
6 | Elect Director Stephen A. Snider | Management | For | For |
7 | Elect Director Michael L. Underwood | Management | For | For |
8 | Elect Director Joseph C. Winkler, III | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DROGASIL S.A MEETING DATE: NOV 10, 2011 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and Raia SA | Management | For | For |
2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Elect Directors | Management | For | Against |
9 | Elect Board Chairman | Management | For | Against |
10 | Cancel 2007 Stock Option Plan | Management | For | For |
11 | Approve New Stock Option Plan | Management | For | For |
DUNKIN' BRANDS GROUP, INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: DNKN SECURITY ID: 265504100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony DiNovi | Management | For | For |
1.2 | Elect Director Sandra Horbach | Management | For | For |
1.3 | Elect Director Mark Nunnelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
ECOLAB INC. MEETING DATE: NOV 30, 2011 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
ECOLAB INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: ECL SECURITY ID: 278865100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie S. Biller | Management | For | For |
2 | Elect Director Jerry A. Grundhofer | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Victoria J. Reich | Management | For | For |
5 | Elect Director John J. Zillmer | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Eliminate Supermajority Vote Requirement | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
10 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
EDWARDS LIFESCIENCES CORPORATION MEETING DATE: MAY 10, 2012 | ||||
TICKER: EW SECURITY ID: 28176E108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mike R. Bowlin | Management | For | For |
2 | Elect Director Barbara J. McNeil | Management | For | For |
3 | Elect Director Michael A. Mussallem | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | None | For |
8 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
EMERSON ELECTRIC CO. MEETING DATE: FEB 07, 2012 | ||||
TICKER: EMR SECURITY ID: 291011104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. Fernandez G. | Management | For | For |
1.2 | Elect Director A.F. Golden | Management | For | For |
1.3 | Elect Director W.R. Johnson | Management | For | For |
1.4 | Elect Director J.B. Menzer | Management | For | For |
1.5 | Elect Director A.A. Busch, III | Management | For | For |
1.6 | Elect Director R.I. Ridgway | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Report on Sustainability | Shareholder | Against | Abstain |
5 | Declassify the Board of Directors | Shareholder | Against | For |
EQUIFAX INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: EFX SECURITY ID: 294429105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James E. Copeland, Jr. | Management | For | For |
2 | Elect Director Robert D. Daleo | Management | For | For |
3 | Elect Director Walter W. Driver, Jr. | Management | For | For |
4 | Elect Director Mark L. Feidler | Management | For | For |
5 | Elect Director L. Phillip Humann | Management | For | For |
6 | Elect Director Siri S. Marshall | Management | For | For |
7 | Elect Director John A. McKinley | Management | For | For |
8 | Elect Director Richard F. Smith | Management | For | For |
9 | Elect Director Mark B. Templeton | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ESTERLINE TECHNOLOGIES CORPORATION MEETING DATE: MAR 07, 2012 | ||||
TICKER: ESL SECURITY ID: 297425100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Delores M. Etter | Management | For | For |
2 | Elect Director Mary L. Howell | Management | For | For |
3 | Elect Director Jerry D. Leitman | Management | For | For |
4 | Elect Director Gary E. Pruitt | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
EXPRESS SCRIPTS HOLDING COMPANY MEETING DATE: MAY 30, 2012 | ||||
TICKER: ESRX SECURITY ID: 30219G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gary G. Benanav | Management | For | For |
2 | Elect Director Maura C. Breen | Management | For | For |
3 | Elect Director William J. Delaney | Management | For | For |
4 | Elect Director Nicholas J. Lahowchic | Management | For | For |
5 | Elect Director Thomas P. Mac Mahon | Management | For | For |
6 | Elect Director Frank Mergenthaler | Management | For | For |
7 | Elect Director Woodrow A. Myers, Jr. | Management | For | For |
8 | Elect Director John O. Parker, Jr. | Management | For | For |
9 | Election Of Director: George Paz | Management | For | For |
10 | Election Of Director: Myrtle S. Potter | Management | For | For |
11 | Elect Director William L. Roper | Management | For | For |
12 | Elect Director Samuel K. Skinner | Management | For | For |
13 | Elect Director Seymour Sternberg | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Report on Political Contributions | Shareholder | Against | Abstain |
17 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIRST REPUBLIC BANK MEETING DATE: MAY 15, 2012 | ||||
TICKER: FRC SECURITY ID: 33616C100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James H. Herbert, II | Management | For | For |
1.2 | Elect Director K. August-dewilde | Management | For | For |
1.3 | Elect Director Thomas J. Barrack, Jr. | Management | For | Withhold |
1.4 | Elect Director F.J. Fahrenkopf, Jr. | Management | For | For |
1.5 | Elect Director William E. Ford | Management | For | For |
1.6 | Elect Director L. Martin Gibbs | Management | For | For |
1.7 | Elect Director Sandra R. Hernandez | Management | For | For |
1.8 | Elect Director Pamela J. Joyner | Management | For | For |
1.9 | Elect Director Jody S. Lindell | Management | For | For |
1.10 | Elect Director George G.C. Parker | Management | For | For |
2 | Approve Executive Incentive Bonus Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FMC CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: FMC SECURITY ID: 302491303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Eduardo E. Cordeiro | Management | For | For |
2 | Elect Director Peter D Aloia | Management | For | For |
3 | Elect Director C. Scott Greer | Management | For | For |
4 | Elect Director Paul J. Norris | Management | For | For |
5 | Elect Director William H. Powell | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Increase Authorized Common Stock | Management | For | Against |
9 | Declassify the Board of Directors | Shareholder | Against | For |
GENTEX CORPORATION MEETING DATE: MAY 17, 2012 | ||||
TICKER: GNTX SECURITY ID: 371901109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Fred Bauer | Management | For | For |
1.2 | Elect Director Gary Goode | Management | For | For |
1.3 | Elect Director Jim Wallace | Management | For | For |
2 | Declassify the Board of Directors | Management | None | For |
3 | Prepare Sustainability Report | Shareholder | Against | Abstain |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Approve Non-Employee Director Stock Option Plan | Management | For | For |
GNC HOLDINGS, INC. MEETING DATE: APR 19, 2012 | ||||
TICKER: GNC SECURITY ID: 36191G107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Andrew Claerhout | Management | For | Withhold |
1.2 | Elect Director David B. Kaplan | Management | For | Withhold |
1.3 | Elect Director Amy B. Lane | Management | For | For |
1.4 | Elect Director Richard J. Wallace | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
GOOGLE INC. MEETING DATE: JUN 21, 2012 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
GRACO INC. MEETING DATE: APR 20, 2012 | ||||
TICKER: GGG SECURITY ID: 384109104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Carroll | Management | For | For |
1.2 | Elect Director Jack W. Eugster | Management | For | For |
1.3 | Elect Director R. William Van Sant | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
GRANDE CACHE COAL CORP. MEETING DATE: AUG 16, 2011 | ||||
TICKER: GCE SECURITY ID: 38655X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Fix Number of Directors at Six | Management | For | For |
2.1 | Elect Director Robert H. Stan | Management | For | For |
2.2 | Elect Director Robert G. Brawn | Management | For | For |
2.3 | Elect Director Barry T. Davies | Management | For | For |
2.4 | Elect Director Donald J. Douglas | Management | For | For |
2.5 | Elect Director Nicholas G. Kirton | Management | For | For |
2.6 | Elect Director John R. Morgan | Management | For | For |
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Approve Shareholder Rights Plan | Management | For | For |
GREEN MOUNTAIN COFFEE ROASTERS, INC. MEETING DATE: MAR 22, 2012 | ||||
TICKER: GMCR SECURITY ID: 393122106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William D. Davis | Management | For | For |
1.2 | Elect Director Jules A. del Vecchio | Management | For | For |
1.3 | Elect Director Robert P. Stiller | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Auditors | Management | For | For |
HARLEY-DAVIDSON, INC. MEETING DATE: APR 28, 2012 | ||||
TICKER: HOG SECURITY ID: 412822108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry K. Allen | Management | For | For |
1.2 | Elect Director R. John Anderson | Management | For | For |
1.3 | Elect Director Richard I. Beattie | Management | For | For |
1.4 | Elect Director Martha F. Brooks | Management | For | For |
1.5 | Elect Director George H. Conrades | Management | For | For |
1.6 | Elect Director Donald A. James | Management | For | For |
1.7 | Elect Director Sara L. Levinson | Management | For | For |
1.8 | Elect Director N. Thomas Linebarger | Management | For | For |
1.9 | Elect Director George L. Miles, Jr. | Management | For | For |
1.10 | Elect Director James A. Norling | Management | For | For |
1.11 | Elect Director Keith E. Wandell | Management | For | For |
1.12 | Elect Director Jochen Zeitz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HEARTLAND PAYMENT SYSTEMS, INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: HPY SECURITY ID: 42235N108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert O. Carr | Management | For | For |
1.2 | Elect Director Marc J. Ostro | Management | For | For |
1.3 | Elect Director George F. Raymond | Management | For | For |
1.4 | Elect Director Mitchell L. Hollin | Management | For | For |
1.5 | Elect Director Jonathan J. Palmer | Management | For | For |
1.6 | Elect Director Richard W. Vague | Management | For | For |
1.7 | Elect Director Robert H. Niehaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
HERBALIFE LTD. MEETING DATE: APR 26, 2012 | ||||
TICKER: HLF SECURITY ID: G4412G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Pedro Cardoso | Management | For | For |
1.2 | Elect Director Colombe M. Nicholas | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
HMS HOLDINGS CORP. MEETING DATE: JUL 06, 2011 | ||||
TICKER: HMSY SECURITY ID: 40425J101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William F. Miller III | Management | For | For |
1.2 | Elect Director Ellen A. Rudnick | Management | For | For |
1.3 | Elect Director Michael A. Stocker | Management | For | For |
1.4 | Elect Director Richard H. Stowe | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Approve Executive Incentive Bonus Plan | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
8 | Ratify Auditors | Management | For | For |
HONEYWELL INTERNATIONAL INC. MEETING DATE: APR 23, 2012 | ||||
TICKER: HON SECURITY ID: 438516106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gordon M. Bethune | Management | For | For |
2 | Elect Director Kevin Burke | Management | For | For |
3 | Elect Director Jaime Chico Pardo | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director D. Scott Davis | Management | For | For |
6 | Elect Director Linnet F. Deily | Management | For | For |
7 | Elect Director Judd Gregg | Management | For | For |
8 | Elect Director Clive R. Hollick | Management | For | For |
9 | Elect Director George Paz | Management | For | For |
10 | Elect Director Bradley T. Sheares | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Require Independent Board Chairman | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
IHS INC. MEETING DATE: APR 12, 2012 | ||||
TICKER: IHS SECURITY ID: 451734107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ruann F. Ernst | Management | For | For |
1.2 | Elect Director Christoph v. Grolman | Management | For | For |
1.3 | Elect Director Richard W. Roedel | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLUMINA, INC. MEETING DATE: APR 18, 2012 | ||||
TICKER: ILMN SECURITY ID: 452327109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
Management Proxy (White Card) | ||||
1.1 | Elect Director A. Blaine Bowman | Management | For | For |
1.2 | Elect Director Karin Eastham | Management | For | For |
1.3 | Elect Director Jay T. Flatley | Management | For | For |
1.4 | Elect Director William H. Rastetter | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | Against | Against |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | Against | Against |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | Withhold | Withhold |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | Withhold | Withhold |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | Against | Against |
Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
Dissident Proxy (Gold Card) | ||||
1.1 | Elect Director Bary Bailey | Shareholder | For | Did Not Vote |
1.2 | Elect Director Dwight Crane | Shareholder | For | Did Not Vote |
1.3 | Elect Director Michael Griffith | Shareholder | For | Did Not Vote |
1.4 | Elect Director Jay Hunt | Shareholder | For | Did Not Vote |
2 | Ratify Auditors | Management | None | Did Not Vote |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | None | Did Not Vote |
4 | Change Size of Board of Directors from Nine to Eleven | Shareholder | For | Did Not Vote |
5 | Amend Bylaws to Authorize Only Stockholders to Fill Newly Created Directorships | Shareholder | For | Did Not Vote |
6.1 | Elect Shareholder Nominee Earl (Duke) Collier, Jr. | Shareholder | For | Did Not Vote |
6.2 | Elect Shareholder Nominee David Dodd | Shareholder | For | Did Not Vote |
7 | Repeal Any Bylaws Amendments Adopted after April 22, 2010 | Shareholder | For | Did Not Vote |
INFOSPACE, INC. MEETING DATE: MAY 31, 2012 | ||||
TICKER: INSP SECURITY ID: 45678T300 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John E. Cunningham, IV | Management | For | For |
1.2 | Elect Director William J. Ruckelshaus | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Change Company Name | Management | For | For |
5 | Eliminate Class of Common Stock | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 07, 2012 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
INTUIT INC. MEETING DATE: JAN 19, 2012 | ||||
TICKER: INTU SECURITY ID: 461202103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Christopher W. Brody | Management | For | For |
2 | Elect Director William V. Campbell | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Diane B. Greene | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Suzanne Nora Johnson | Management | For | For |
7 | Elect Director Dennis D. Powell | Management | For | For |
8 | Elect Director Brad D. Smith | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
INVESCO LTD. MEETING DATE: MAY 17, 2012 | ||||
TICKER: IVZ SECURITY ID: G491BT108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin L. Flanagan | Management | For | For |
1.2 | Elect Director C. Robert Henrikson | Management | For | For |
1.3 | Elect Director Ben F. Johnson, II | Management | For | For |
1.4 | Elect Director J. Thomas Presby | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
JMP GROUP INC. MEETING DATE: JUN 04, 2012 | ||||
TICKER: JMP SECURITY ID: 46629U107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joseph A. Jolson | Management | For | For |
1.2 | Elect Director Craig R. Johnson | Management | For | For |
1.3 | Elect Director Carter D. Mack | Management | For | For |
1.4 | Elect Director Mark L. Lehmann | Management | For | For |
1.5 | Elect Director Glenn H. Tongue | Management | For | For |
1.6 | Elect Director Kenneth M. Karmin | Management | For | For |
1.7 | Elect Director H. Mark Lunenburg | Management | For | For |
1.8 | Elect Director David M. DiPietro | Management | For | For |
1.9 | Elect Director Jonathan M. Orszag | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
KAR AUCTION SERVICES, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: KAR SECURITY ID: 48238T109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David J. Ament | Management | For | For |
1.2 | Elect Director Kelly J. Barlow | Management | For | For |
1.3 | Elect Director Thomas J. Carella | Management | For | For |
1.4 | Elect Director Brian T. Clingen | Management | For | For |
1.5 | Elect Director Robert M. Finlayson | Management | For | For |
1.6 | Elect Director Peter R. Formanek | Management | For | For |
1.7 | Elect Director Michael B. Goldberg | Management | For | For |
1.8 | Elect Director James P. Hallett | Management | For | For |
1.9 | Elect Director Sanjeev K. Mehra | Management | For | For |
1.10 | Elect Director Church M. Moore | Management | For | For |
1.11 | Elect Director Thomas C. O'Brien | Management | For | For |
1.12 | Elect Director Gregory P. Spivy | Management | For | For |
1.13 | Elect Director Jonathan P. Ward | Management | For | For |
2 | Ratify Auditors | Management | For | For |
KENMARE RESOURCES PLC MEETING DATE: MAY 31, 2012 | ||||
TICKER: JEV SECURITY ID: G52332106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3(a) | Re-elect Sofia Bianchi as Director | Management | For | For |
3(b) | Re-elect Michael Carvill as Director | Management | For | For |
3(c) | Re-elect Jacob Deysel as Director | Management | For | For |
3(d) | Re-elect Ian Egan as Director | Management | For | For |
3(e) | Re-elect Simon Farrell as Director | Management | For | For |
3(f) | Re-elect Terence Fitzpatrick as Director | Management | For | For |
3(g) | Re-elect Elizabeth Headon as Director | Management | For | For |
3(h) | Re-elect Tony Lowrie as Director | Management | For | For |
3(i) | Re-elect Peter McAleer as Director | Management | For | For |
3(j) | Re-elect Tony McCluskey as Director | Management | For | For |
4 | Elect Justin Loasby as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
7 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
8 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KIT DIGITAL, INC. MEETING DATE: OCT 21, 2011 | ||||
TICKER: KITD SECURITY ID: 482470200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kaleil Isaza Tuzman | Management | For | For |
1.2 | Elect Director Gavin Campion | Management | For | For |
1.3 | Elect Director Robin Smyth | Management | For | For |
1.4 | Elect Director Christopher Williams | Management | For | For |
1.5 | Elect Director Daniel W. Hart | Management | For | For |
1.6 | Elect Director Lars Kroijer | Management | For | For |
1.7 | Elect Director Joseph E. Mullin, III | Management | For | For |
1.8 | Elect Director Santo Politi | Management | For | For |
1.9 | Elect Director Wayne Walker | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
KOSMOS ENERGY LTD. MEETING DATE: MAY 11, 2012 | ||||
TICKER: KOS SECURITY ID: G5315B107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John R. Kemp III | Management | For | For |
1.2 | Elect Director Brian F. Maxted | Management | For | For |
1.3 | Elect Director David I. Foley | Management | For | For |
1.4 | Elect Director David B. Krieger | Management | For | For |
1.5 | Elect Director Joseph P. Landy | Management | For | For |
1.6 | Elect Director Prakash A. Melwani | Management | For | For |
1.7 | Elect Director Adebayo ("Bayo") O. Ogunlesi | Management | For | For |
1.8 | Elect Director Chris Tong | Management | For | For |
1.9 | Elect Director Christopher A. Wright | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
KROTON EDUCACIONAL S.A MEETING DATE: SEP 20, 2011 | ||||
TICKER: KROT11 SECURITY ID: P6115V111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Add First and Second Paragraphs to Article 1 | Management | For | For |
2 | Amend Article 6 | Management | For | For |
3 | Amend Article 18 | Management | For | For |
4 | Amend Article 19 | Management | For | For |
5 | Include Sub-Items W and X to First Paragraph of Article 22 | Management | For | For |
6 | Amend First Paragraph of Article 33 | Management | For | For |
7 | Amend Articles 34, 35 and 36 | Management | For | For |
8 | Amend Articles 37, 38 and 39 | Management | For | For |
9 | Amend Articles 40, 41, 42, 43, 44, 45 and 46 | Management | For | For |
10 | Amend Article 49 | Management | For | For |
11 | Amend Article 51 | Management | For | For |
12 | Amend Article 53 | Management | For | For |
13 | Renumber Articles and Paragraphs of Bylaws | Management | For | For |
14 | Approve Consolidated Bylaws | Management | For | For |
KROTON EDUCACIONAL S.A MEETING DATE: DEC 08, 2011 | ||||
TICKER: KROT11 SECURITY ID: P6115V111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 5 to Reflect Changes in Capital | Management | For | For |
2 | Approve Increase in Authorized Capital to 1 Billion Shares from 700 Million Shares | Management | For | For |
3 | Consolidate Bylaws | Management | For | For |
KROTON EDUCACIONAL S.A MEETING DATE: APR 30, 2012 | ||||
TICKER: KROT11 SECURITY ID: P6115V111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
KROTON EDUCACIONAL S.A MEETING DATE: APR 30, 2012 | ||||
TICKER: KROT11 SECURITY ID: P6115V111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration of Company's Management | Management | For | Against |
2 | Designate Newspapers to Publish Company Announcements | Management | For | For |
LINEAR TECHNOLOGY CORPORATION MEETING DATE: NOV 02, 2011 | ||||
TICKER: LLTC SECURITY ID: 535678106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert H. Swanson, Jr. | Management | For | For |
1.2 | Elect Director Lothar Maier | Management | For | For |
1.3 | Elect Director Arthur C. Agnos | Management | For | For |
1.4 | Elect Director John J. Gordon | Management | For | For |
1.5 | Elect Director David S. Lee | Management | For | For |
1.6 | Elect Director Richard M. Moley | Management | For | For |
1.7 | Elect Director Thomas S. Volpe | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2012 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
LULULEMON ATHLETICA INC. MEETING DATE: JUN 06, 2012 | ||||
TICKER: LULU SECURITY ID: 550021109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Christine M. Day | Management | For | For |
1.2 | Elect Director Martha A.M. (Marti) Morfitt | Management | For | For |
1.3 | Elect Director Rhoda M. Pitcher | Management | For | For |
1.4 | Elect Director Emily White | Management | For | For |
1.5 | Elect Director Jerry Stritzke | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED MEETING DATE: MAR 01, 2012 | ||||
TICKER: 532720 SECURITY ID: Y53987106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Issuance of Redeemable Non Convertible Preference Shares without Preemptive Rights up to an Aggregate Amount of INR 500 Million | Management | For | For |
MAHINDRA & MAHINDRA FINANCIAL SERVICES LIMITED MEETING DATE: JUN 08, 2012 | ||||
TICKER: 532720 SECURITY ID: Y53987106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Increase in Borrowing Powers | Management | For | For |
MAJOR DRILLING GROUP INTERNATIONAL INC. MEETING DATE: SEP 08, 2011 | ||||
TICKER: MDI SECURITY ID: 560909103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Edward J. Breiner | Management | For | For |
1.2 | Elect Director Jean Desrosiers | Management | For | For |
1.3 | Elect Director David A. Fennell | Management | For | For |
1.4 | Elect Director Francis P. McGuire | Management | For | For |
1.5 | Elect Director Catherine McLeod-Seltzer | Management | For | For |
1.6 | Elect Director Janice G. Rennie | Management | For | For |
1.7 | Elect Director David B. Tennant | Management | For | For |
1.8 | Elect Director Jo Mark Zurel | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MARKWEST ENERGY PARTNERS, L.P. MEETING DATE: JUN 01, 2012 | ||||
TICKER: MWE SECURITY ID: 570759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank M. Semple | Management | For | For |
1.2 | Elect Director Donald D. Wolf | Management | For | For |
1.3 | Elect Director Keith E. Bailey | Management | For | For |
1.4 | Elect Director Michael L. Beatty | Management | For | For |
1.5 | Elect Director Charles K. Dempster | Management | For | For |
1.6 | Elect Director Donald C. Heppermann | Management | For | For |
1.7 | Elect Director Randall J. Larson | Management | For | For |
1.8 | Elect Director Anne E. Fox Mounsey | Management | For | For |
1.9 | Elect Director William P. Nicoletti | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MASTERCARD INCORPORATED MEETING DATE: JUN 05, 2012 | ||||
TICKER: MA SECURITY ID: 57636Q104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ajay Banga | Management | For | For |
2 | Elect Director David R. Carlucci | Management | For | For |
3 | Elect Director Steven J. Freiberg | Management | For | For |
4 | Elect Director Richard Haythornthwaite | Management | For | For |
5 | Elect Director Marc Olivie | Management | For | For |
6 | Elect Director Rima Qureshi | Management | For | For |
7 | Elect Director Mark Schwartz | Management | For | For |
8 | Elect Director Jackson P. Tai | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MCDONALD'S CORPORATION MEETING DATE: MAY 24, 2012 | ||||
TICKER: MCD SECURITY ID: 580135101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert A. Eckert | Management | For | For |
2 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
3 | Elect Director Jeanne P. Jackson | Management | For | For |
4 | Elect Director Andrew J. Mckenna | Management | For | For |
5 | Elect Director Donald Thompson | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve Omnibus Stock Plan | Management | For | For |
8 | Declassify the Board of Directors | Management | For | For |
9 | Provide Right to Call Special Meeting | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Report on Policy Responses to Children's Health Concerns and Fast Food | Shareholder | Against | Abstain |
MEAD JOHNSON NUTRITION COMPANY MEETING DATE: MAY 04, 2012 | ||||
TICKER: MJN SECURITY ID: 582839106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen W. Golsby | Management | For | For |
2 | Elect Director Steven M. Altschuler | Management | For | For |
3 | Elect Director Howard B. Bernick | Management | For | For |
4 | Elect Director Kimberly A. Casiano | Management | For | For |
5 | Elect Director Anna C. Catalano | Management | For | For |
6 | Elect Director Celeste A. Clark | Management | For | For |
7 | Elect Director James M. Cornelius | Management | For | For |
8 | Elect Director Peter G. Ratcliffe | Management | For | For |
9 | Elect Director Elliott Sigal | Management | For | For |
10 | Elect Director Robert S. Singer | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
MERCADOLIBRE, INC. MEETING DATE: JUN 14, 2012 | ||||
TICKER: MELI SECURITY ID: 58733R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Martin de los Santos | Management | For | For |
1.2 | Elect Director Nicolas Galperin | Management | For | Withhold |
1.3 | Elect Director Susan Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD MEETING DATE: AUG 01, 2011 | ||||
TICKER: MILS3 SECURITY ID: P6799C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Appoint Independent Firm to Appraise Proposed Absorption | Management | For | For |
2 | Approve Agreement to Absorb GP Andaimes Sul Locadora Ltda | Management | For | For |
3 | Approve Independent Firm's Appraisal | Management | For | For |
4 | Approve Absorption of GP Andaimes Sul Locadora Ltda | Management | For | For |
5 | Elect Jorge Marques de Toledo Camargo as Independent Director | Management | For | For |
MILLS ESTRUTURAS E SERVICOS DE ENGENHARIA LTD MEETING DATE: AUG 01, 2011 | ||||
TICKER: MILS3 SECURITY ID: P6799C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles and Consolidate Bylaws | Management | For | For |
MIRABELA NICKEL LTD. MEETING DATE: AUG 17, 2011 | ||||
TICKER: MBN SECURITY ID: Q6188C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve the Issue of Performance Rights to Ian Purdy, a Director | Management | For | Against |
MITEK SYSTEMS, INC. MEETING DATE: FEB 22, 2012 | ||||
TICKER: MITK SECURITY ID: 606710200 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Thornton | Management | For | For |
1.2 | Elect Director James B. DeBello | Management | For | For |
1.3 | Elect Director Gerald I. Farmer, Ph.D. | Management | For | Withhold |
1.4 | Elect Director Vinton P. Cunningham | Management | For | For |
1.5 | Elect Director Sally B. Thornton | Management | For | For |
1.6 | Elect Director William P. Tudor | Management | For | Withhold |
1.7 | Elect Director Alex W. 'Pete' Hart | Management | For | Withhold |
2 | Approve Omnibus Stock Plan | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
4 | Other Business | Management | For | Against |
MONSANTO COMPANY MEETING DATE: JAN 24, 2012 | ||||
TICKER: MON SECURITY ID: 61166W101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors Janice L. Fields | Management | For | For |
2 | Elect Directors Hugh Grant | Management | For | For |
3 | Elect Directors C. Steven McMillan | Management | For | For |
4 | Elect Directors Robert J. Stevens | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | For |
8 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Abstain |
MONSTER BEVERAGE CORPORATION MEETING DATE: JUN 08, 2012 | ||||
TICKER: MNST SECURITY ID: 611740101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Rodney C. Sacks | Management | For | For |
1.2 | Elect Director Hilton H. Schlosberg | Management | For | For |
1.3 | Elect Director Norman C. Epstein | Management | For | For |
1.4 | Elect Director Benjamin M. Polk | Management | For | For |
1.5 | Elect Director Sydney Selati | Management | For | For |
1.6 | Elect Director Harold C. Taber, Jr. | Management | For | For |
1.7 | Elect Director Mark S. Vidergauz | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MSC INDUSTRIAL DIRECT CO., INC. MEETING DATE: JAN 12, 2012 | ||||
TICKER: MSM SECURITY ID: 553530106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mitchell Jacobson | Management | For | For |
1.2 | Elect Director David Sandler | Management | For | For |
1.3 | Elect Director Jonathan Byrnes | Management | For | For |
1.4 | Elect Director Roger Fradin | Management | For | For |
1.5 | Elect Director Erik Gershwind | Management | For | For |
1.6 | Elect Director Louise Goeser | Management | For | For |
1.7 | Elect Director Denis Kelly | Management | For | For |
1.8 | Elect Director Philip Peller | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 16, 2012 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NETAPP, INC. MEETING DATE: AUG 31, 2011 | ||||
TICKER: NTAP SECURITY ID: 64110D104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel J. Warmenhoven | Management | For | For |
1.2 | Elect Director Nicholas G. Moore | Management | For | For |
1.3 | Elect Director Thomas Georgens | Management | For | For |
1.4 | Elect Director Jeffry R. Allen | Management | For | For |
1.5 | Elect Director Allan L. Earhart | Management | For | For |
1.6 | Elect Director Gerald Held | Management | For | For |
1.7 | Elect Director T. Michael Nevens | Management | For | For |
1.8 | Elect Director George T. Shaheen | Management | For | For |
1.9 | Elect Director Robert T. Wall | Management | For | For |
1.10 | Elect Director Richard P. Wallace | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | Against |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
NEWMONT MINING CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: NEM SECURITY ID: 651639106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce R. Brook | Management | For | For |
1.2 | Elect Director Vincent A. Calarco | Management | For | For |
1.3 | Elect Director Joseph A. Carrabba | Management | For | For |
1.4 | Elect Director Noreen Doyle | Management | For | For |
1.5 | Elect Director Veronica M. Hagen | Management | For | For |
1.6 | Elect Director Michael S. Hamson | Management | For | For |
1.7 | Elect Director Jane Nelson | Management | For | For |
1.8 | Elect Director Richard T. O'Brien | Management | For | For |
1.9 | Elect Director John B. Prescott | Management | For | For |
1.10 | Elect Director Donald C. Roth | Management | For | For |
1.11 | Elect Director Simon R. Thompson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
NIKE, INC. MEETING DATE: SEP 19, 2011 | ||||
TICKER: NKE SECURITY ID: 654106103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Alan B. Graf, Jr. | Management | For | For |
1.2 | Elect Director John C. Lechleiter | Management | For | For |
1.3 | Elect Director Phyllis M. Wise | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
NOBLE ENERGY, INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: NBL SECURITY ID: 655044105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey L. Berenson | Management | For | For |
2 | Elect Director Michael A. Cawley | Management | For | For |
3 | Elect Director Edward F. Cox | Management | For | For |
4 | Elect Director Charles D. Davidson | Management | For | For |
5 | Elect Director Thomas J. Edelman | Management | For | For |
6 | Elect Director Eric P. Grubman | Management | For | For |
7 | Elect Director Kirby L. Hedrick | Management | For | For |
8 | Elect Director Scott D. Urban | Management | For | For |
9 | Elect Director William T. Van Kleef | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Increase Authorized Common Stock | Management | For | For |
NOVO NORDISK A/S MEETING DATE: MAR 21, 2012 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2011 in the Aggregate Amount of DKK 9,400,000 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2012; Approve Fees for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 14.00 per Share | Management | For | Did Not Vote |
5.1 | Reelect Sten Scheibye as Chairman | Management | For | Did Not Vote |
5.2 | Reelect Goran Ando as Vice Chairman | Management | For | Did Not Vote |
5.3a | Reelect Bruno Angelici as Director | Management | For | Did Not Vote |
5.3b | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.3c | Reelect Thomas Koestler as Director | Management | For | Did Not Vote |
5.3d | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.3e | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.3f | Elect Liz Hewitt as New Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7.1 | Approve DKK 20 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3.1 | Amend Articles Re: Electronic Communication With Shareholders | Management | For | Did Not Vote |
7.3.2 | Amend Articles to Reflect Name Change of the Danish Business Authority | Management | For | Did Not Vote |
7.4 | Approve Revised Remuneration Principles | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
OASIS PETROLEUM INC. MEETING DATE: MAY 02, 2012 | ||||
TICKER: OAS SECURITY ID: 674215108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William J. Cassidy | Management | For | For |
1.2 | Elect Director Taylor L. Reid | Management | For | For |
1.3 | Elect Director Bobby S. Shackouls | Management | For | For |
2 | Ratify Auditors | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 04, 2012 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Aziz D. Syriani | Management | For | For |
11 | Elect Director Rosemary Tomich | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
OCEANEERING INTERNATIONAL, INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: OII SECURITY ID: 675232102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jerold J. DesRoche | Management | For | For |
1.2 | Elect Director John R. Huff | Management | For | For |
1.3 | Elect Director M. Kevin McEvoy | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
OCZ TECHNOLOGY GROUP, INC. MEETING DATE: SEP 27, 2011 | ||||
TICKER: OCZ SECURITY ID: 67086E303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Hunter | Management | For | For |
1.2 | Elect Director Ralph Schmitt | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | Against |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
6 | Ratify Auditors | Management | For | For |
ONEOK, INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: OKE SECURITY ID: 682680103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James C. Day | Management | For | For |
2 | Elect Director Julie H. Edwards | Management | For | For |
3 | Elect Director William L. Ford | Management | For | For |
4 | Elect Director John W. Gibson | Management | For | For |
5 | Elect Director Bert H. Mackie | Management | For | For |
6 | Elect Director Steven J. Malcolm | Management | For | For |
7 | Elect Director Jim W. Mogg | Management | For | For |
8 | Elect Director Pattye L. Moore | Management | For | For |
9 | Elect Director Gary D. Parker | Management | For | For |
10 | Elect Director Eduardo A. Rodriguez | Management | For | For |
11 | Elect Director Gerald B. Smith | Management | For | For |
12 | Elect Director David J. Tippeconnic | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Restricted Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Increase Authorized Common Stock | Management | For | For |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ORACLE CORPORATION MEETING DATE: OCT 12, 2011 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
PERRIGO COMPANY MEETING DATE: OCT 26, 2011 | ||||
TICKER: PRGO SECURITY ID: 714290103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Gary K. Kunkle, Jr. | Management | For | For |
1.2 | Elect Director Herman Morris, Jr. | Management | For | For |
1.3 | Elect Director Ben-Zion Zilberfarb | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
PHILIP MORRIS INTERNATIONAL INC. MEETING DATE: MAY 09, 2012 | ||||
TICKER: PM SECURITY ID: 718172109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Harold Brown | Management | For | For |
2 | Elect Director Mathis Cabiallavetta | Management | For | For |
3 | Elect DirectorLouis C. Camilleri | Management | For | For |
4 | Elect DirectorJ. Dudley Fishburn | Management | For | For |
5 | Elect DirectorJennifer Li | Management | For | For |
6 | Elect Director Graham Mackay | Management | For | For |
7 | Elect Director Sergio Marchionne | Management | For | For |
8 | Elect Director Kalpana Morparia | Management | For | For |
9 | Elect DirectorLucio A. Noto | Management | For | For |
10 | Elect DirectorRobert B. Polet | Management | For | For |
11 | Elect DirectorCarlos Slim Helu | Management | For | For |
12 | Elect DirectorStephen M. Wolf | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Restricted Stock Plan | Management | For | For |
16 | Require Independent Board Chairman | Shareholder | Against | Against |
17 | Establish Ethics Committee to Review Marketing Activities | Shareholder | Against | Against |
PIONEER NATURAL RESOURCES COMPANY MEETING DATE: MAY 17, 2012 | ||||
TICKER: PXD SECURITY ID: 723787107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas D. Arthur | Management | For | For |
2 | Elect Director Andrew F. Cates | Management | For | For |
3 | Elect Director Scott J. Reiman | Management | For | For |
4 | Elect Director Scott D. Sheffield | Management | For | For |
5 | Declassify the Board of Directors | Management | For | For |
6 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
7 | Ratify Auditors | Management | For | For |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Require Independent Board Chairman | Shareholder | Against | Against |
PMC-SIERRA, INC. MEETING DATE: MAY 10, 2012 | ||||
TICKER: PMCS SECURITY ID: 69344F106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard E. Belluzzo | Management | For | For |
2 | Elect Director James V. Diller, Sr. | Management | For | For |
3 | Elect Director Michael R. Farese | Management | For | For |
4 | Elect Director Jonathan J. Judge | Management | For | For |
5 | Elect Director Michael A. Klayko | Management | For | For |
6 | Elect Director William H. Kurtz | Management | For | For |
7 | Elect Director Gregory S. Lang | Management | For | For |
8 | Elect Director Frank J. Marshall | Management | For | For |
9 | Elect Director Richard N. Nottenburg | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | Against |
POLYPORE INTERNATIONAL, INC. MEETING DATE: MAY 09, 2012 | ||||
TICKER: PPO SECURITY ID: 73179V103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William Dries | Management | For | For |
1.2 | Elect Director Frederick C. Flynn, Jr. | Management | For | For |
1.3 | Elect Director Michael Chesser | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
POSEIDON CONCEPTS CORP. MEETING DATE: MAY 17, 2012 | ||||
TICKER: PSN SECURITY ID: 73731R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
2 | Fix Number of Directors at Six and Elect Lyle D. Michaluk, Clifford L. Wiebe, A. Scott Dawson, Harley L. Winger, Dean R. Jensen, and Neil W. Richardson as Directors | Management | For | Withhold |
3 | Approve Reduction in Stated Capital | Management | For | For |
PRAXAIR, INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: PX SECURITY ID: 74005P104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Stephen F. Angel | Management | For | For |
1.2 | Elect Director Oscar Bernardes | Management | For | For |
1.3 | Elect Director Bret K. Clayton | Management | For | For |
1.4 | Elect Director Nance K. Dicciani | Management | For | For |
1.5 | Elect Director Edward G. Galante | Management | For | For |
1.6 | Elect Director Claire W. Gargalli | Management | For | For |
1.7 | Elect Director Ira D. Hall | Management | For | For |
1.8 | Elect Director Raymond W. LeBoeuf | Management | For | For |
1.9 | Elect Director Larry D. McVay | Management | For | For |
1.10 | Elect Director Wayne T. Smith | Management | For | For |
1.11 | Elect Director Robert L. Wood | Management | For | For |
2 | Provide Right to Call Special Meeting | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
5 | Ratify Auditors | Management | For | For |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 16, 2011 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PUBLIC STORAGE MEETING DATE: MAY 03, 2012 | ||||
TICKER: PSA SECURITY ID: 74460D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald L. Havner, Jr. | Management | For | For |
1.2 | Elect Director Tamara Hughes Gustavson | Management | For | For |
1.3 | Elect Director Uri P. Harkham | Management | For | For |
1.4 | Elect Director B. Wayne Hughes, Jr. | Management | For | For |
1.5 | Elect Director Avedick B. Poladian | Management | For | For |
1.6 | Elect Director Gary E. Pruitt | Management | For | For |
1.7 | Elect Director Ronald P. Spogli | Management | For | For |
1.8 | Elect Director Daniel C. Staton | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
QUALCOMM INCORPORATED MEETING DATE: MAR 06, 2012 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
QUALICORP SA MEETING DATE: NOV 11, 2011 | ||||
TICKER: QUAL3 SECURITY ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Article 16 | Management | For | For |
QUALICORP SA MEETING DATE: APR 17, 2012 | ||||
TICKER: QUAL3 SECURITY ID: P7S21H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Elect Directors and Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
RAIA DROGASIL S.A MEETING DATE: APR 27, 2012 | ||||
TICKER: RADL3 SECURITY ID: P7987N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
RAIA SA MEETING DATE: NOV 10, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Waive Mandatory Offer Requirement | Management | For | For |
RAIA SA MEETING DATE: NOV 10, 2011 | ||||
TICKER: RAIA3 SECURITY ID: P7991J107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Ratify Dividend Payments | Management | For | For |
2 | Cancel Stock Option Plan | Management | For | For |
3 | Approve Merger Agreement between the Company and Drogasil SA | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
RED HAT, INC. MEETING DATE: AUG 11, 2011 | ||||
TICKER: RHT SECURITY ID: 756577102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sohaib Abbasi | Management | For | For |
2 | Elect Director Narendra K. Gupta | Management | For | For |
3 | Elect Director William S. Kaiser | Management | For | For |
4 | Elect Director James M. Whitehurst | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
8 | Approve Executive Incentive Bonus Plan | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: APR 30, 2012 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Henry W. Knueppel | Management | For | For |
3 | Elect Director Dean A. Foate | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ROPER INDUSTRIES, INC. MEETING DATE: JUN 04, 2012 | ||||
TICKER: ROP SECURITY ID: 776696106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert D. Johnson | Management | For | For |
1.2 | Elect Director Robert E. Knowling, Jr. | Management | For | For |
1.3 | Elect Director Wilbur J. Prezzano | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
ROSS STORES, INC. MEETING DATE: MAY 16, 2012 | ||||
TICKER: ROST SECURITY ID: 778296103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael Balmuth | Management | For | For |
1.2 | Elect Director K. Gunnar Bjorklund | Management | For | For |
1.3 | Elect Director Sharon D. Garrett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
SALESFORCE.COM, INC. MEETING DATE: JUN 07, 2012 | ||||
TICKER: CRM SECURITY ID: 79466L302 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Craig Ramsey | Management | For | For |
2 | Elect Director Sanford R. Robertson | Management | For | For |
3 | Elect Director Maynard Webb | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Declassify the Board of Directors | Shareholder | Against | For |
SANDISK CORPORARTION MEETING DATE: JUN 12, 2012 | ||||
TICKER: SNDK SECURITY ID: 80004C101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Michael E. Marks | Management | For | For |
2 | Elect Director Kevin DeNuccio | Management | For | For |
3 | Elect Director Irwin Federman | Management | For | For |
4 | Elect Director Steven J. Gomo | Management | For | For |
5 | Elect Director Eddy W. Hartenstein | Management | For | For |
6 | Elect Director Chenming Hu | Management | For | For |
7 | Elect Director Catherine P. Lego | Management | For | For |
8 | Elect Director Sanjay Mehrotra | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SBA COMMUNICATIONS CORPORATION MEETING DATE: MAY 17, 2012 | ||||
TICKER: SBAC SECURITY ID: 78388J106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Brian C. Carr | Management | For | For |
2 | Elect Director George R. Krouse, Jr. | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SCHLUMBERGER LIMITED MEETING DATE: APR 11, 2012 | ||||
TICKER: SLB SECURITY ID: 806857108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter L.S. Currie | Management | For | For |
1.2 | Elect Director Tony Isaac | Management | For | For |
1.3 | Elect Director K. Vaman Kamath | Management | For | For |
1.4 | Elect Director Paal Kibsgaard | Management | For | For |
1.5 | Elect Director Nikolay Kudryavtsev | Management | For | For |
1.6 | Elect Director Adrian Lajous | Management | For | For |
1.7 | Elect Director Michael E. Marks | Management | For | For |
1.8 | Elect Director Elizabeth Moler | Management | For | For |
1.9 | Elect Director Lubna S. Olayan | Management | For | For |
1.10 | Elect Director Leo Rafael Reif | Management | For | For |
1.11 | Elect Director Tore I. Sandvold | Management | For | For |
1.12 | Elect Director Henri Seydoux | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Adopt and Approve Financials and Dividends | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
SERVICESOURCE INTERNATIONAL, INC. MEETING DATE: MAY 30, 2012 | ||||
TICKER: SREV SECURITY ID: 81763U100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Bruce W. Dunlevie | Management | For | For |
1.2 | Elect Director Barry D. Reynolds | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
SHRIRAM TRANSPORT FINANCE COMPANY LIMITED MEETING DATE: JUN 14, 2012 | ||||
TICKER: 511218 SECURITY ID: Y7758E119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Scheme of Arrangement | Management | For | For |
SOLARWINDS, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: SWI SECURITY ID: 83416B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ellen F. Siminoff | Management | For | For |
1.2 | Elect Director Lloyd G. Waterhouse | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
SPS COMMERCE, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: SPSC SECURITY ID: 78463M107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Archie C. Black | Management | For | For |
1.2 | Elect Director George H. Spencer, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 21, 2012 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Joshua Cooper Ramo | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Clara Shih | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
SWEDISH MATCH AB MEETING DATE: MAY 02, 2012 | ||||
TICKER: SWMA SECURITY ID: W92277115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements, Statutory Reports, and Auditor's Report; Receive Auditor's Report on Remuneration Policy; Receive Board's Motion Regarding Allocation of Profit and Report on Work; Receive CEO's Review | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of SEK 6.50 per Share; Approve May 7, 2012 as Record Date for Dividend | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10a | Approve SEK 12.8 Million Reduction In Share Capital via Share Cancellation; Allocate Reduced Amount to Fund for Share Repurchases | Management | For | Did Not Vote |
10b | Approve SEK 12.8 Million Share Capital Increase via Transfer of Funds from Unrestricted Shareholders' Equity to Share Capital | Management | For | Did Not Vote |
11 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amounts of SEK 1.71 Million to the Chairman, SEK 810,000 to the Vice Chairman, and SEK 685,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
15 | Reelect Andrew Cripps (Vice Chair), Karen Guerra, Conny Karlsson (Chair), Robert Sharpe, Meg Tiveus, and Joakim Westh as Directors | Management | For | Did Not Vote |
16 | Determine Number of Auditors (1) | Management | For | Did Not Vote |
17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
18 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
19 | Amend Articles Re: Set Minimum (150 Million) and Maximum (600 million) Number of Shares | Management | For | Did Not Vote |
SWEDISH ORPHAN BIOVITRUM AB MEETING DATE: APR 26, 2012 | ||||
TICKER: SOBI SECURITY ID: W95637117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report | Management | None | None |
8 | Receive President's Report | Management | None | None |
9 | Receive Report on Work of Board and its Committees | Management | None | None |
10 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
11 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
12 | Approve Discharge of Board and President | Management | For | Did Not Vote |
13 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.89 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
14 | Determine Number of Members (7) and Deputy Members (0) of Board; Determine Number of Auditors (1) and Deputy Auditors (0) | Management | For | Did Not Vote |
15 | Reelect Adine Axen, Bo Hansen, Lennart Johansson, Helena Saxon, Hans Schikan, and Hans Wigzell as Directors; Elect Matthew Gantz as New Director; Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
16 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
17 | Authorize Chairman of Board and Representatives of Three of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
18a | Approve Performance Based Share Matching Plan | Management | For | Did Not Vote |
18b1 | Approve Issuance of Max. 1.7 Million Class C Shares in Connection with Incentive Plan; Approve Repurchase of Max. 1.7 Million Class C Shares in Connection with Incentive Plan; Approve Transfer of Max. 1.5 Million Shares in Connection with Incentive Plan | Management | For | Did Not Vote |
18b2 | Approve Equity Swap Agreement with Third Party if Proposal 18b1 is Not Approved | Management | For | Did Not Vote |
19 | Authorize Transfer of up to 88,541 Class C Shares | Management | For | Did Not Vote |
20 | Close Meeting | Management | None | None |
TARGA RESOURCES CORP. MEETING DATE: MAY 25, 2012 | ||||
TICKER: TRGP SECURITY ID: 87612G101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director In Seon Hwang | Management | For | For |
1.2 | Elect Director Joe Bob Perkins | Management | For | For |
1.3 | Elect Director Ershel C. Redd, Jr. | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TESLA MOTORS, INC. MEETING DATE: JUN 06, 2012 | ||||
TICKER: TSLA SECURITY ID: 88160R101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Antonio J. Gracias | Management | For | For |
1.2 | Elect Director Kimbal Musk | Management | For | For |
2 | Ratify Auditors | Management | For | For |
TEXAS INSTRUMENTS INCORPORATED MEETING DATE: APR 19, 2012 | ||||
TICKER: TXN SECURITY ID: 882508104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director R.W. Babb, Jr. | Management | For | For |
2 | Elect Director D.A. Carp | Management | For | For |
3 | Elect Director C.S. Cox | Management | For | For |
4 | Elect Director P.H. Patsley | Management | For | For |
5 | Elect Director R.E. Sanchez | Management | For | For |
6 | Elect Director W.R. Sanders | Management | For | For |
7 | Elect Director R.J. Simmons | Management | For | For |
8 | Elect Director R.K. Templeton | Management | For | For |
9 | Elect Director C.T. Whitman | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
THE COCA-COLA COMPANY MEETING DATE: APR 25, 2012 | ||||
TICKER: KO SECURITY ID: 191216100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Herbert A. Allen | Management | For | For |
2 | Elect Director Ronald W. Allen | Management | For | For |
3 | Elect Director Howard G. Buffett | Management | For | For |
4 | Elect Director Richard M. Daley | Management | For | For |
5 | Elect Director Barry Diller | Management | For | For |
6 | Elect Director Evan G. Greenberg | Management | For | For |
7 | Elect Director Alexis M. Herman | Management | For | For |
8 | Elect Director Muhtar Kent | Management | For | For |
9 | Elect Director Donald R. Keough | Management | For | For |
10 | Elect Director Robert A. Kotick | Management | For | For |
11 | Elect Director Maria Elena Lagomasino | Management | For | For |
12 | Elect Director Donald F. McHenry | Management | For | For |
13 | Elect Director Sam Nunn | Management | For | For |
14 | Elect Director James D. Robinson, III | Management | For | For |
15 | Elect Director Peter V. Ueberroth | Management | For | For |
16 | Elect Director Jacob Wallenberg | Management | For | For |
17 | Elect Director James B. Williams | Management | For | For |
18 | Ratify Auditors | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE COOPER COMPANIES, INC. MEETING DATE: MAR 20, 2012 | ||||
TICKER: COO SECURITY ID: 216648402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director A. Thomas Bender | Management | For | For |
2 | Elect Director Michael H. Kalkstein | Management | For | For |
3 | Elect Director Jody S. Lindell | Management | For | For |
4 | Elect Director Donald Press | Management | For | For |
5 | Elect Director Steven Rosenberg | Management | For | For |
6 | Elect Director Allan E. Rubenstein | Management | For | For |
7 | Elect Director Robert S. Weiss | Management | For | For |
8 | Elect Director Stanley Zinberg | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CORPORATE EXECUTIVE BOARD COMPANY MEETING DATE: JUN 07, 2012 | ||||
TICKER: EXBD SECURITY ID: 21988R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Thomas L. Monahan, III | Management | For | For |
1.2 | Elect Director Gregor S. Bailar | Management | For | For |
1.3 | Elect Director Stephen M. Carter | Management | For | For |
1.4 | Elect Director Gordon J. Coburn | Management | For | For |
1.5 | Elect Director L. Kevin Cox | Management | For | For |
1.6 | Elect Director Nancy J. Karch | Management | For | For |
1.7 | Elect Director Daniel O. Leemon | Management | For | For |
1.8 | Elect Director Jeffrey R. Tarr | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE ESTEE LAUDER COMPANIES INC. MEETING DATE: NOV 11, 2011 | ||||
TICKER: EL SECURITY ID: 518439104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charlene Barshefsky | Management | For | For |
1.2 | Elect Director Wei Sun Christianson | Management | For | For |
1.3 | Elect Director Fabrizio Freda | Management | For | For |
1.4 | Elect Director Jane Lauder | Management | For | For |
1.5 | Elect Director Leonard A. Lauder | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
THE HOME DEPOT, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: HD SECURITY ID: 437076102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Francis S. Blake | Management | For | For |
3 | Elect Director Ari Bousbib | Management | For | For |
4 | Elect Director Gregory D. Brenneman | Management | For | For |
5 | Elect Director J. Frank Brown | Management | For | For |
6 | Elect Director Albert P. Carey | Management | For | For |
7 | Elect Director Armando Codina | Management | For | For |
8 | Elect Director Bonnie G. Hill | Management | For | For |
9 | Elect Director Karen L. Katen | Management | For | For |
10 | Elect Director Ronald L. Sargent | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
15 | Prepare Employment Diversity Report | Shareholder | Against | Abstain |
16 | Amend Right to Act by Written Consent | Shareholder | Against | Against |
17 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
18 | Report on Charitable Contributions | Shareholder | Against | Abstain |
19 | Adopt Storm Water Run-off Management Policy | Shareholder | Against | Abstain |
THE MOSAIC COMPANY MEETING DATE: OCT 06, 2011 | ||||
TICKER: MOS SECURITY ID: 61945C103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nancy E. Cooper | Management | For | For |
1.2 | Elect Director James L. Popowich | Management | For | For |
1.3 | Elect Director James T. Prokopanko | Management | For | For |
1.4 | Elect Director Steven M. Seibert | Management | For | For |
2 | Approve Conversion of Securities | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
THE SHERWIN-WILLIAMS COMPANY MEETING DATE: APR 18, 2012 | ||||
TICKER: SHW SECURITY ID: 824348106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Christopher M. Connor | Management | For | For |
1.3 | Elect Director David F. Hodnik | Management | For | For |
1.4 | Elect Director Thomas G. Kadien | Management | For | For |
1.5 | Elect Director Richard J. Kramer | Management | For | For |
1.6 | Elect Director Susan J. Kropf | Management | For | For |
1.7 | Elect Director A. Malachi Mixon, III | Management | For | For |
1.8 | Elect Director Richard K. Smucker | Management | For | For |
1.9 | Elect Director John M. Stropki, Jr. | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
THE TJX COMPANIES, INC. MEETING DATE: JUN 13, 2012 | ||||
TICKER: TJX SECURITY ID: 872540109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zein Abdalla | Management | For | For |
2 | Elect Director Jose B. Alvarez | Management | For | For |
3 | Elect Director Alan M. Bennett | Management | For | For |
4 | Elect Director Bernard Cammarata | Management | For | For |
5 | Elect Director David T. Ching | Management | For | For |
6 | Elect Director Michael F. Hines | Management | For | For |
7 | Elect Director Amy B. Lane | Management | For | For |
8 | Elect Director Carol Meyrowitz | Management | For | For |
9 | Elect Director John F. O'Brien | Management | For | For |
10 | Elect Director Willow B. Shire | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Executive Incentive Bonus Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TIM PARTICIPACOES S.A. MEETING DATE: APR 11, 2012 | ||||
TICKER: TIMP3 SECURITY ID: 88706P205 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Capital Budget for Upcoming Fiscal Year | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | Abstain |
5 | Elect Fiscal Council Members and Approve Their Remuneration | Management | For | For |
6 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A. and Tim Celular S.A., Tim Celular S.A., Intelig Telecomunicacoes Ltda., Tim Fiber RJ S.A. and Tim Fiber SP Ltda. | Management | For | For |
7 | Approve Insurance Service Contract between Generali Brasil Seguros S.A. and Tim Celular S.A. | Management | For | For |
8 | Amend Articles to Reflect Changes in Capital | Management | For | For |
TRANSDIGM GROUP INCORPORATED MEETING DATE: FEB 23, 2012 | ||||
TICKER: TDG SECURITY ID: 893641100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director W. Nicholas Howley | Management | For | Withhold |
1.2 | Elect Director William Dries | Management | For | For |
1.3 | Elect Director Robert Small | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Auditors | Management | For | For |
TUPPERWARE BRANDS CORPORATION MEETING DATE: MAY 22, 2012 | ||||
TICKER: TUP SECURITY ID: 899896104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Catherine A. Bertini | Management | For | For |
2 | Elect Director Susan M. Cameron | Management | For | For |
3 | Elect Director Kriss Cloninger, III | Management | For | For |
4 | Elect Director E. V. Goings | Management | For | For |
5 | Elect Director Joe R. Lee | Management | For | For |
6 | Elect Director Angel R. Martinez | Management | For | For |
7 | Elect Director Antonio Monteiro de Castro | Management | For | For |
8 | Elect Director Robert J. Murray | Management | For | For |
9 | Elect Director David R. Parker | Management | For | For |
10 | Elect Director Joyce M. Roche | Management | For | For |
11 | Elect Director M. Anne Szostak | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ULTA SALON, COSMETICS & FRAGRANCE, INC. MEETING DATE: MAY 31, 2012 | ||||
TICKER: ULTA SECURITY ID: 90384S303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert F. DiRomualdo | Management | For | For |
1.2 | Elect Director Catherine A. Halligan | Management | For | For |
1.3 | Elect Director Lorna E. Nagler | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITED PARCEL SERVICE, INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: UPS SECURITY ID: 911312106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director F. Duane Ackerman | Management | For | For |
2 | Elect Director Michael J. Burns | Management | For | For |
3 | Elect Director D. Scott Davis | Management | For | For |
4 | Elect Director Stuart E. Eizenstat | Management | For | For |
5 | Elect Director Michael L. Eskew | Management | For | For |
6 | Elect Director William R. Johnson | Management | For | For |
7 | Elect Director Candace Kendle | Management | For | For |
8 | Elect Director Ann M. Livermore | Management | For | For |
9 | Elect Director Rudy H.P. Markham | Management | For | For |
10 | Elect Director Clark T. Randt, Jr. | Management | For | For |
11 | Elect Director John W. Thompson | Management | For | For |
12 | Elect Director Carol B. Tome | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
16 | Report on Lobbying Contributions and Expenses | Shareholder | Against | Abstain |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 11, 2012 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
VALEANT PHARMACEUTICALS INTERNATIONAL, INC. MEETING DATE: MAY 30, 2012 | ||||
TICKER: VRX SECURITY ID: 91911K102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Ronald H. Farmer | Management | For | For |
1.2 | Elect Director Robert A. Ingram | Management | For | For |
1.3 | Elect Director Theo Melas-Kyriazi | Management | For | For |
1.4 | Elect Director G. Mason Morfit | Management | For | For |
1.5 | Elect Director Laurence E. Paul | Management | For | For |
1.6 | Elect Director J. Michael Pearson | Management | For | For |
1.7 | Elect Director Robert N. Power | Management | For | For |
1.8 | Elect Director Norma A. Provencio | Management | For | For |
1.9 | Elect Director Lloyd M. Segal | Management | For | For |
1.10 | Elect Director Katharine B. Stevenson | Management | For | For |
2 | Advisory Vote on Executive Compensation Approach | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
VALERO ENERGY CORPORATION MEETING DATE: MAY 03, 2012 | ||||
TICKER: VLO SECURITY ID: 91913Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ronald K. Calgaard | Management | For | For |
2 | Elect Director Jerry D. Choate | Management | For | For |
3 | Elect Director Ruben M. Escobedo | Management | For | For |
4 | Elect Director William R. Klesse | Management | For | For |
5 | Elect Director Bob Marbut | Management | For | For |
6 | Elect Director Donald L. Nickles | Management | For | For |
7 | Elect Director Philip J. Pfeiffer | Management | For | For |
8 | Elect Director Robert A. Profusek | Management | For | For |
9 | Elect Director Susan Kaufman Purcell | Management | For | For |
10 | Elect Director Stephen M. Waters | Management | For | For |
11 | Elect Director Randall J. Weisenburger | Management | For | For |
12 | Elect Director Rayford Wilkins, Jr. | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
VANTAGE DRILLING COMPANY MEETING DATE: JUL 28, 2011 | ||||
TICKER: VTG SECURITY ID: G93205113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Paul A. Bragg as Director | Management | For | For |
1.2 | Elect Steven Bradshaw as Director | Management | For | For |
1.3 | Elect Jorge E. Estrada as Director | Management | For | For |
1.4 | Elect Robert F. Grantham as Director | Management | For | For |
1.5 | Elect Marcelo D. Guiscardo as Director | Management | For | For |
1.6 | Elect Ong Tian Khiam as Director | Management | For | For |
1.7 | Elect Duke R. Ligon as Director | Management | For | For |
1.8 | Elect John C.G. O'Leary as Director | Management | For | For |
1.9 | Elect Steiner Thomassen as Director | Management | For | For |
2 | Increase Authorized Common Stock to 800 Million Ordinary Shares | Management | For | Against |
3 | Require Advance Notice for Shareholder Proposals/Nominations | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
VELTI PLC MEETING DATE: JUL 26, 2011 | ||||
TICKER: VELT SECURITY ID: G93285107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Reelect Chris Kaskavelis as Director | Management | For | For |
3 | Reelect David Hobley as Director | Management | For | For |
4 | Reappoint Baker Tilly Virchow Krause, LLP as Auditors | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Amend Velti plc 2009 US Non-Employee Share Incentive Plan | Management | For | Against |
7 | Adopt New Articles of Association | Management | For | For |
VERISIGN, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: VRSN SECURITY ID: 92343E102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director D. James Bidzos | Management | For | For |
1.2 | Elect Director William L. Chenevich | Management | For | For |
1.3 | Elect Director Kathleen A. Cote | Management | For | For |
1.4 | Elect Director Roger H. Moore | Management | For | For |
1.5 | Elect Director John D. Roach | Management | For | For |
1.6 | Elect Director Louis A. Simpson | Management | For | For |
1.7 | Elect Director Timothy Tomlinson | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
VITAMIN SHOPPE, INC. MEETING DATE: JUN 07, 2012 | ||||
TICKER: VSI SECURITY ID: 92849E101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Richard L. Markee | Management | For | For |
1.2 | Elect Director B. Michael Becker | Management | For | For |
1.3 | Elect Director Catherine E. Buggeln | Management | For | For |
1.4 | Elect Director John H. Edmondson | Management | For | For |
1.5 | Elect Director David H. Edwab | Management | For | For |
1.6 | Elect Director Richard L. Perkal | Management | For | For |
1.7 | Elect Director Beth M. Pritchard | Management | For | For |
1.8 | Elect Director Katherine Savitt-Lennon | Management | For | For |
1.9 | Elect Director Anthony N. Truesdale | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify Auditors | Management | For | For |
VMWARE, INC. MEETING DATE: MAY 31, 2012 | ||||
TICKER: VMW SECURITY ID: 928563402 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
2 | Ratify Auditors | Management | For | For |
W.W. GRAINGER, INC. MEETING DATE: APR 25, 2012 | ||||
TICKER: GWW SECURITY ID: 384802104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Brian P. Anderson | Management | For | For |
1.2 | Elect Director Wilbur H. Gantz | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director William K. Hall | Management | For | For |
1.5 | Elect Director Stuart L. Levenick | Management | For | For |
1.6 | Elect Director John W. McCarter, Jr. | Management | For | For |
1.7 | Elect Director Neil S. Novich | Management | For | For |
1.8 | Elect Director Michael J. Roberts | Management | For | For |
1.9 | Elect Director Gary L. Rogers | Management | For | For |
1.10 | Elect Director James T. Ryan | Management | For | For |
1.11 | Elect Director E. Scott Santi | Management | For | For |
1.12 | Elect Director James D. Slavik | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
WANT WANT CHINA HOLDINGS LTD. MEETING DATE: APR 27, 2012 | ||||
TICKER: 00151 SECURITY ID: G9431R103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Liao Ching-Tsun as Director | Management | For | Against |
3b | Reelect Tsai Shao-Chung as Director | Management | For | Against |
3c | Reelect Maki Haruo as Director | Management | For | Against |
3d | Reelect Pei Kerwei as Director | Management | For | Against |
3e | Reelect Chien Wen-Guey as Director | Management | For | For |
3f | Reelect Kao Ruey-Bin as Director | Management | For | Against |
3g | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
WESTPORT INNOVATIONS INC. MEETING DATE: APR 12, 2012 | ||||
TICKER: WPT SECURITY ID: 960908309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Beaulieu | Management | For | For |
1.2 | Elect Director Warren J. Baker | Management | For | For |
1.3 | Elect Director M.A. (Jill) Bodkin | Management | For | For |
1.4 | Elect Director David R. Demers | Management | For | For |
1.5 | Elect Director Dezso J. Horvath | Management | For | For |
1.6 | Elect Director Douglas King | Management | For | For |
1.7 | Elect Director Sarah Liao Sau Tung | Management | For | For |
1.8 | Elect Director Albert Maringer | Management | For | For |
1.9 | Elect Director Gottfried (Guff) Muench | Management | For | For |
2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Change Location of Annual Meeting | Management | For | For |
4 | Re-approve Omnibus Incentive Plan | Management | For | For |
WHOLE FOODS MARKET, INC. MEETING DATE: MAR 09, 2012 | ||||
TICKER: WFM SECURITY ID: 966837106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John Elstrott | Management | For | For |
1.2 | Elect Director Gabrielle Greene | Management | For | For |
1.3 | Elect Director Shahid (Hass) Hassan | Management | For | For |
1.4 | Elect Director Stephanie Kugelman | Management | For | For |
1.5 | Elect Director John Mackey | Management | For | For |
1.6 | Elect Director Walter Robb | Management | For | For |
1.7 | Elect Director Jonathan Seiffer | Management | For | For |
1.8 | Elect Director Morris (Mo) Siegel | Management | For | For |
1.9 | Elect Director Jonathan Sokoloff | Management | For | For |
1.10 | Elect Director Ralph Sorenson | Management | For | For |
1.11 | Elect Director W. (Kip) Tindell, III | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Amend Articles/Bylaws/Charter -- Removal of Directors | Shareholder | Against | Abstain |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
VOTE SUMMARY REPORT
VIP HIGH INCOME PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
VOTE SUMMARY REPORT
VIP OVERSEAS PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ADECCO SA MEETING DATE: APR 24, 2012 | ||||
TICKER: ADEN SECURITY ID: H00392318 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income | Management | For | Did Not Vote |
2.2 | Transfer Total Dividend Amount from Capital Contribution Reserves to Free Reserves and Distribute Dividend of CHF 1.80 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Rolf Doring as Director | Management | For | Did Not Vote |
4.2 | Reelect Alexander Gut as Director | Management | For | Did Not Vote |
4.3 | Reelect Andreas Jacobs as Director | Management | For | Did Not Vote |
4.4 | Reelect Didier Lamouche as Director | Management | For | Did Not Vote |
4.5 | Reelect Thomas O'Neill as Director | Management | For | Did Not Vote |
4.6 | Reelect David Prince as Director | Management | For | Did Not Vote |
4.7 | Reelect Wanda Rapaczynski as Director | Management | For | Did Not Vote |
4.8 | Elect Dominique-Jean Chertier as Director | Management | For | Did Not Vote |
5 | Ratify Ernst & Young SA as Auditors | Management | For | Did Not Vote |
ADIDAS AG MEETING DATE: MAY 10, 2012 | ||||
TICKER: ADS SECURITY ID: D0066B185 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR1 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Amend Articles Re: Supervisory Board Meetings and Decision Making via Electronic Means | Management | For | For |
7 | Amend Articles Re: Registration for and Voting Rights Representation at General Meetings | Management | For | For |
8 | Amend Articles Re: Annual Accounts, Discharge of Management and Supervisory Boards, Reserves | Management | For | For |
9 | Ratify KPMG as Auditors for Fiscal 2012 | Management | For | For |
AEGON NV MEETING DATE: MAY 16, 2012 | ||||
TICKER: AGN SECURITY ID: N00927298 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Presentation on the Course of Business in 2011 | Management | None | None |
3.1 | Receive Report of Management Board (Non-Voting) | Management | None | None |
3.2 | Adopt Financial Statements | Management | For | For |
4 | Approve Dividends of EUR 0.10 Per Share | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Approve Discharge of Supervisory Board | Management | For | For |
7 | Ratify Ernst and Young as Auditors | Management | For | For |
8 | Reelect I.W. Bailey to Supervisory Board | Management | For | For |
9 | Reelect R.J. Routs to Supervisory Board | Management | For | For |
10 | Reelect B. van der Veer to Supervisory Board | Management | For | For |
11 | Reelect D.P.M. Verbeek to Supervisory Board | Management | For | For |
12 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Management | For | For |
13 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 12 | Management | For | For |
14 | Authorize Board to Issue Shares Up To 1 Percent of Issued Capital Under Incentive Plans | Management | For | For |
15 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Other Business (Non-Voting) | Management | None | None |
17 | Close Meeting | Management | None | None |
AGEAS SA/NV MEETING DATE: APR 25, 2012 | ||||
TICKER: AGS SECURITY ID: B0148L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | None |
2.1.2 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
2.1.3 | Adopt Financial Statements | Management | For | For |
2.1.4 | Approve Allocation of Income | Management | For | For |
2.2.1 | Receive Explanation on Reserves and Dividend Policy | Management | None | None |
2.2.2 | Approve Dividends of EUR 0.08 Per Share | Management | For | For |
2.3.1 | Approve Discharge of Directors | Management | For | For |
2.3.2 | Approve Discharge of Auditors | Management | For | For |
3.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3.2 | Approve Remuneration Report | Management | For | For |
4 | Ratify KPMG as Auditors and Approve Auditors' Remuneration | Management | For | For |
5 | Authorize Company to File Claims against Former Directors | Management | For | For |
6.1 | Amend Article 8 Re: Cancellation of Repurchased Shares | Management | For | For |
6.2.1 | Receive Special Board Report Re: Authorization to Increase Capital Proposed under Item 6.2.2 | Management | None | None |
6.2.2 | Renew Authorizatiion to Increase Share Capital within the Framework of Authorized Capital | Management | For | For |
7.1 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7.2 | Authorize Reissuance of Repurchased Shares | Management | For | For |
8 | Close Meeting | Management | None | None |
AGEAS SA/NV MEETING DATE: APR 26, 2012 | ||||
TICKER: AGS SECURITY ID: B0148L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1.1 | Receive Directors' Report (Non-Voting) | Management | None | None |
2.1.2 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
2.1.3 | Adopt Financial Statements | Management | For | For |
2.2.1 | Receive Explanation on Reserves and Dividend Policy | Management | None | None |
2.2.2 | Approve Dividends of EUR 0.08 Per Share | Management | For | For |
2.3 | Approve Discharge of Directors | Management | For | For |
3.1 | Discussion on Company's Corporate Governance Structure | Management | None | None |
3.2 | Approve Remuneration Report | Management | For | For |
4 | Ratify KPMG as Auditors and Approve Auditors' Remuneration | Management | For | For |
5 | Approve Cancellation of Repurchased Shares | Management | For | For |
6 | Amend Articles to Reflect Changes in Capital Re: Item 5 | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Filing of Required Documents/Formalities at Trade Registry by the Board and Notary De Brauw Blackstone Westbroek | Management | For | For |
9 | Close Meeting | Management | None | None |
AGEAS SA/NV MEETING DATE: JUN 28, 2012 | ||||
TICKER: AGS SECURITY ID: B0148L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Approve Merger by Absorption Re: Ageas NV | Management | For | For |
2.2 | Receive Special Board Report Re: Merger by Absorption | Management | None | None |
2.3 | Receive Special Auditor Report Re: Merger by Absorption | Management | None | None |
3 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
4 | Approve Suspensive Condition | Management | For | For |
5 | Close Meeting | Management | None | None |
AGEAS SA/NV MEETING DATE: JUN 29, 2012 | ||||
TICKER: AGS SECURITY ID: B0148L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2.1 | Approve Merger by Absorption Re: Ageas NV | Management | For | For |
2.2 | Receive Special Board Report Re: Merger by Absorption | Management | None | None |
2.3 | Receive Special Auditor Report Re: Merger by Absorption | Management | None | None |
3 | Approve 10:1 Reverse Stock Split after Merger by Absorption | Management | For | For |
4 | Acknowledge Amendments to Cashes, Fresh, Stock Option Plans and ADR Program in Line with Merger by Absorption and Reverse Stock Split | Management | For | For |
5 | Amend Articles Re: Merger by Absorption, Textual Changes, Renumbering of Articles, and Delete References to Bearer Shares | Management | For | For |
6 | Approve Suspensive Condition | Management | For | For |
7 | Discussion on Company's Corporate Governance Structure | Management | None | None |
8 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
9 | Close Meeting | Management | None | None |
AIA GROUP LTD. MEETING DATE: MAY 08, 2012 | ||||
TICKER: 01299 SECURITY ID: Y002A1105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.22 Per Share | Management | For | For |
3 | Reelect Jack Chak-Kwong So as Non-Executive Director | Management | For | Against |
4 | Reelect Chung-Kong Chow as Independent Non-Executive Director | Management | For | Against |
5 | Reelect John Barrie Harrison as Independent Non-Executive Director | Management | For | For |
6 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
7a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7c | Authorize Reissuance of Repurchased Shares | Management | For | For |
7d | Approve Allotment and Issue of Additional Shares Under the Restricted Share Unit Scheme | Management | For | For |
8 | Amend Articles Re: Board Related | Management | For | For |
AKER SOLUTIONS ASA MEETING DATE: APR 13, 2012 | ||||
TICKER: AKSO SECURITY ID: R0180X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Receive Information About Business | Management | None | None |
5 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 3.90 per Share | Management | For | Did Not Vote |
6 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors and Board Committees for 2011 | Management | For | Did Not Vote |
8 | Approve Remuneration of Members of Nominating Committee for 2011 | Management | For | Did Not Vote |
9 | Amend Articles Re: Set Minimum (6) and Maximum (10) Number of Directors | Management | For | Did Not Vote |
10 | Elect Directors | Management | For | Did Not Vote |
11 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Authorize Share Repurchase Program in Connection with Mergers, Acquisitions, and Takeovers | Management | For | Did Not Vote |
14 | Authorize Share Repurchase Program in Connection with Employee Share Program | Management | For | Did Not Vote |
15 | Authorize Share Repurchase Program in Connection with Share Cancellation | Management | For | Did Not Vote |
ALLIANZ SE MEETING DATE: MAY 09, 2012 | ||||
TICKER: ALV SECURITY ID: D03080112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 4.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5.1.1 | Elect Wulf Bernotat as Shareholder Representative to the Supervisory Board | Management | For | For |
5.1.2 | Elect Gerhard Cromme as Shareholder Representative to the Supervisory Board | Management | For | For |
5.1.3 | Elect Renate Koecher as Shareholder Representative to the Supervisory Board | Management | For | For |
5.1.4 | Elect Igor Landau as Shareholder Representative to the Supervisory Board | Management | For | For |
5.1.5 | Elect Helmut Perlet as Shareholder Representative to the Supervisory Board | Management | For | For |
5.1.6 | Elect Denis Sutherland as Shareholder Representative to the Supervisory Board | Management | For | For |
5.2.1 | Elect Dante Barban as Employee Representative to the Supervisory Board | Management | For | For |
5.2.2 | Elect Gabriele Burkhardt-Berg as Employee Representative to the Supervisory Board | Management | For | For |
5.2.3 | Elect Jean-Jacques Cette as Employee Representative to the Supervisory Board | Management | For | For |
5.2.4 | Elect Ira Gloe-Semler as Employee Representative to the Supervisory Board | Management | For | For |
5.2.5 | Elect Franz Heiss as Employee Representative to the Supervisory Board | Management | For | For |
5.2.6 | Elect Rolf Zimmermann as Employee Representative to the Supervisory Board | Management | For | For |
5.3.1 | Elect Giovanni Casiroli as Alternate Employee Representative to the Supervisory Board | Management | For | For |
5.3.2 | Elect Josef Hochburger as Alternate Employee Representative to the Supervisory Board | Management | For | For |
5.3.3 | Elect Jean-Claude Le Goaer as Alternate Employee Representative to the Supervisory Board | Management | For | For |
5.3.4 | Elect Joerg Reinbrecht as Alternate Employee Representative to the Supervisory Board | Management | For | For |
5.3.5 | Elect Juergen Lawrenz as Alternate Employee Representative to the Supervisory Board | Management | For | For |
5.3.6 | Elect Frank Kirsch as Alternate Employee Representative to the Supervisory Board | Management | For | For |
6 | Amend Articles Re: Term of Supervisory Board Members | Management | For | For |
7 | Authorise Exclusion of Preemptive Rights for the Issuance of Shares from Authorized Capital 2010/I | Management | For | For |
ALSTOM MEETING DATE: JUN 26, 2012 | ||||
TICKER: ALO SECURITY ID: F0259M475 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.80 per Share | Management | For | For |
4 | Approve Transaction with Patrick Kron | Management | For | For |
5 | Reelect Jean-Paul Bechat as Director | Management | For | For |
6 | Reelect Pascal Colombani as Director | Management | For | For |
7 | Reelect Gerard Hauser as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 600 Million | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
11 | Approve Issuance of Shares up to 14.6 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 300 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 9 to 11 | Management | For | For |
13 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
14 | Approve Employee Stock Purchase Plan | Management | For | For |
15 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
16 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: JAN 06, 2012 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Acquisition of the Entire Equity and Shareholder Loan Interests of the CHL Group in DB Investments SA and De Beers SA | Management | For | For |
ANGLO AMERICAN PLC MEETING DATE: APR 19, 2012 | ||||
TICKER: AAL SECURITY ID: G03764134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Cynthia Carroll as Director | Management | For | For |
4 | Re-elect David Challen as Director | Management | For | For |
5 | Re-elect Sir CK Chow as Director | Management | For | For |
6 | Re-elect Sir Philip Hampton as Director | Management | For | For |
7 | Re-elect Rene Medori as Director | Management | For | For |
8 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
9 | Re-elect Ray O'Rourke as Director | Management | For | For |
10 | Re-elect Sir John Parker as Director | Management | For | For |
11 | Re-elect Mamphela Ramphele as Director | Management | For | Against |
12 | Re-elect Jack Thompson as Director | Management | For | For |
13 | Re-elect Peter Woicke as Director | Management | For | For |
14 | Reappoint Deloitte LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Approve Remuneration Report | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 25, 2012 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Warrants | Management | For | For |
A1d | Approve Issuance of 215,000 Warrants | Management | For | For |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Issuance of Warrants as Proposed under Item A1d | Management | For | For |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.20 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Receive Information on Resignation of Peter Harf as Director | Management | None | None |
B8a | Approve Remuneration Report | Management | For | Against |
B8b | Approve Omnibus Stock Plan | Management | For | For |
B9 | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
AOZORA BANK, LTD. MEETING DATE: JUN 27, 2012 | ||||
TICKER: 8304 SECURITY ID: J0172K107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Shirakawa, Yuuji | Management | For | For |
1.2 | Elect Director Brian F. Prince | Management | For | For |
1.3 | Elect Director Tokuoka, Kunimi | Management | For | For |
1.4 | Elect Director Baba, Shinsuke | Management | For | For |
1.5 | Elect Director James Danforth Quayle | Management | For | For |
1.6 | Elect Director Frank W. Bruno | Management | For | For |
1.7 | Elect Director Tsugawa, Kiyoshi | Management | For | For |
1.8 | Elect Director Marius J. L. Jonkhart | Management | For | For |
1.9 | Elect Director Takeda, Shunsuke | Management | For | For |
1.10 | Elect Director Cornelis Maas | Management | For | For |
1.11 | Elect Director Louis J. Forster | Management | For | For |
1.12 | Elect Director Larry A. Klane | Management | For | For |
2.1 | Appoint Statutory Auditor Mitch R. Fulscher | Management | For | For |
2.2 | Appoint Statutory Auditor Tachimoto, Akira | Management | For | For |
3 | Appoint Alternate Statutory Auditor Nagase, Tomiaki | Management | For | For |
4 | Approve Retirement Bonus Payment for Director | Management | For | Abstain |
APPLE INC. MEETING DATE: FEB 23, 2012 | ||||
TICKER: AAPL SECURITY ID: 037833100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William V. Campbell | Management | For | For |
1.2 | Elect Director Timothy D. Cook | Management | For | For |
1.3 | Elect Director Millard S. Drexler | Management | For | For |
1.4 | Elect Director Al Gore | Management | For | For |
1.5 | Elect Director Robert A. Iger | Management | For | For |
1.6 | Elect Director Andrea Jung | Management | For | For |
1.7 | Elect Director Arthur D. Levinson | Management | For | For |
1.8 | Elect Director Ronald D. Sugar | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Prepare Conflict of Interest Report | Shareholder | Against | Against |
5 | Advisory Vote to Ratify Directors' Compensation | Shareholder | Against | Abstain |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
7 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
ARCELORMITTAL MEETING DATE: MAY 08, 2012 | ||||
TICKER: MT SECURITY ID: 03938L104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' and Auditors' Special Reports | Management | None | None |
I | Accept Consolidated Financial Statements for FY 2011 | Management | For | For |
II | Accept Standalone Financial Statements for FY 2011 | Management | For | For |
III | Approve Allocation of Income and Dividends of USD 0.75 per Share | Management | For | For |
IV | Approve Remuneration of Directors | Management | For | For |
V | Approve Discharge of Directors | Management | For | For |
VI | Reelect Narayanan Vaghul as Director | Management | For | For |
VII | Reelect Wilbur L. Ross as Director | Management | For | For |
VIII | Elect Tye Burt as Director | Management | For | For |
IX | Renew Appointment of Deloitte as Auditors | Management | For | For |
X | Approve 2012 Restricted Share Unit Plan | Management | For | For |
XI | Approve 2012 Performance Share Unit Plan | Management | For | For |
I | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights and Amend Articles 5.2 and 5.5 Accordingly | Management | For | For |
II | Amend Articles 6, 7, 13, and 14 Re: Luxembourg Implementation of EU Shareholders' Rights Directive | Management | For | For |
III | Amend Article 14.1 Re: Date of General Meeting | Management | For | For |
ARISTOCRAT LEISURE LTD. MEETING DATE: MAY 02, 2012 | ||||
TICKER: ALL SECURITY ID: Q0521T108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect RV Dubs as a Director | Management | For | For |
2 | Approve the Grant of Performance Share Rights to JR Odell, Chief Executive Officer and Managing Director | Management | For | For |
3 | Approve the Remuneration Report | Management | For | For |
ARM HOLDINGS PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: ARM SECURITY ID: G0483X122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4.0 | Elect Sir John Buchanan as Director | Management | For | For |
4.1 | Re-elect Warren East as Director | Management | For | For |
5 | Re-elect Andy Green as Director | Management | For | For |
6 | Re-elect Larry Hirst as Director | Management | For | For |
7 | Re-elect Mike Inglis as Director | Management | For | For |
8 | Re-elect Mike Muller as Director | Management | For | For |
9 | Re-elect Kathleen O'Donovan as Director | Management | For | For |
10 | Re-elect Janice Roberts as Director | Management | For | For |
11 | Re-elect Philip Rowley as Director | Management | For | For |
12 | Re-elect Tim Score as Director | Management | For | For |
13 | Re-elect Simon Segars as Director | Management | For | For |
14 | Re-elect Young Sohn as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ASML HOLDING NV MEETING DATE: APR 25, 2012 | ||||
TICKER: ASML SECURITY ID: N07059186 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | None | None |
3 | Adopt Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Discharge of Management Board | Management | For | For |
5 | Approve Discharge of Supervisory Board | Management | For | For |
6 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
7 | Approve Dividends of EUR 0.46 Per Share | Management | For | For |
8 | Approve Performance Share Arrangement According to Remuneration Policy 2010 | Management | For | For |
9 | Approve the Numbers of Stock Options, Respectively Shares, for Employees | Management | For | For |
10 | Notification of the Intended Extension of the Appointment Term of E. Meurice to the Management Board | Management | None | None |
11a | Reelect O. Bilous to Supervisory Board | Management | For | For |
11b | Reelect F.W. Frohlich to Supervisory Board | Management | For | For |
11c | Reelect A.P.M. van der Poel to Supervisory Board | Management | For | For |
12 | Announcement of Retirement of Supervisory Board Members H.C.J. van den Burg, P.F.M. van der Meer Mohr, W.T. Siegle, J.W.B. Westerburgen and W.H. Ziebart by Rotation in 2013 | Management | None | None |
13 | Ratify Deloitte Accountants as Auditors | Management | For | For |
14a | Grant Board Authority to Issue Shares Up To 5 Percent of Issued Capital | Management | For | For |
14b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14a | Management | For | For |
14c | Grant Board Authority to Issue Shares Up To 5 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
14d | Authorize Board to Exclude Preemptive Rights from Issuance under Item 14c | Management | For | For |
15a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15b | Authorize Additionnal Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
16 | Authorize Cancellation of Repurchased Shares | Management | For | For |
17 | Other Business (Non-Voting) | Management | None | None |
18 | Close Meeting | Management | None | None |
ASSICURAZIONI GENERALI SPA MEETING DATE: APR 28, 2012 | ||||
TICKER: G SECURITY ID: T05040109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Elect Director | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Amend Articles Re: Board-Related | Management | For | Against |
ATOS MEETING DATE: MAY 30, 2012 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Remove Paragraph 5 of Article 25 of Bylaws Re: Related-Party Transactions | Management | For | For |
2 | Amend Article 28 of Bylaws Re: Electronic Vote | Management | For | For |
3 | Remove Paragraph 12 of Article 16 of Bylaws Re: Employee Shareholder Representative | Management | For | For |
4 | Amend Article 14 of Bylaws Re: Length of Term for Directors | Management | For | For |
5 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
6 | Subject to Approval of Item 5, Change Company Name to Atos SE | Management | For | For |
7 | Subject to Approval of Items 5 and 6, Approve New Set of Bylaws | Management | For | For |
8 | Subject to Approval of Item 5, Approve Transfer to the Board of Directors of All Outstanding Authorizations | Management | For | For |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 25 Million | Management | For | For |
11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 12.5 Million | Management | For | For |
12 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
13 | Authorize Capital Increase of Up to EUR 12.5 Million for Future Exchange Offers | Management | For | For |
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
15 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 25 Million | Management | For | For |
16 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
19 | Approve Financial Statements and Statutory Reports | Management | For | For |
20 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
21 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
22 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
24 | Approve Remuneration of Directors in the Aggregate Amount of EUR 500,000 | Management | For | For |
25 | Reelect Thierry Breton as Director | Management | For | For |
26 | Reelect Rene Abate as Director | Management | For | For |
27 | Reelect Nicolas Bazire as Director | Management | For | For |
28 | Reelect Jean-Paul Bechat as Director | Management | For | For |
29 | Reelect Bertrand Meunier as Director | Management | For | For |
30 | Reelect Michel Paris as Director | Management | For | For |
31 | Reelect Pasquale Pistorio as Director | Management | For | For |
32 | Reelect Vernon Sankey as Director | Management | For | For |
33 | Reelect Lionel Zinsou-Derlin as Director | Management | For | For |
34 | Elect Colette Neuville as Director | Management | For | For |
35 | Subject to Approval of item 5, Acknowledge Continuation of Jean Fleming, Aminata Niane, Roland Busch Mandates as Directors | Management | For | For |
36 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
37 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
38 | Subject to Approval of item 5, Ackowledge Continuation of Grant Thornton, IGEC Mandates as Primary and Alternate Auditors | Management | For | For |
39 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ATOS ORIGIN MEETING DATE: JUL 01, 2011 | ||||
TICKER: ATO SECURITY ID: F06116101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Contribution from Siemens Beteiligungen Inland GmbH, its Valuation, its Remuneration, the Resulting Capital Increase, and Delegation of Powers to the Board to Acknowledge Completion of the Operation and Amend Bylaws to Reflect Changes in Capital | Management | For | For |
2 | Authorize Issuance of Specific Convertible Bonds without Preemptive Rights Named OCEANE Reserved for Siemens Inland, up to an Aggregate Nominal Amount EUR 249,999,985 | Management | For | For |
3 | Approve Employee Stock Purchase Plan | Management | Against | Against |
4 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
5 | Change Company Name to AtoS, and Amend Article 3 of Bylaws Accordingly | Management | For | For |
6 | Amend Article 10.1 of Bylaws Re: Share Ownership Disclosure Threshold | Management | For | Against |
7 | Amend Article 28.5 of Bylaws Re: Attendance to General Meetings | Management | For | For |
8 | Elect Dr Roland Emil Busch as Director | Management | For | For |
9 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AVIVA PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: AV. SECURITY ID: G0683Q109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Receive and Consider the Corporate Responsibility Report | Management | For | For |
4 | Approve Final Dividend | Management | For | For |
5 | Elect John McFarlane as Director | Management | For | For |
6 | Elect Gay Huey Evans as Director | Management | For | For |
7 | Elect Trevor Matthews as Director | Management | For | For |
8 | Elect Glyn Barker as Director | Management | For | For |
9 | Re-elect Mary Francis as Director | Management | For | For |
10 | Re-elect Richard Goeltz as Director | Management | For | For |
11 | Re-elect Euleen Goh as Director | Management | For | For |
12 | Re-elect Michael Hawker as Director | Management | For | For |
13 | Re-elect Igal Mayer as Director | Management | For | For |
14 | Re-elect Andrew Moss as Director | Management | For | For |
15 | Re-elect Patrick Regan as Director | Management | For | For |
16 | Re-elect Colin Sharman as Director | Management | For | For |
17 | Re-elect Russell Walls as Director | Management | For | For |
18 | Re-elect Scott Wheway as Director | Management | For | For |
19 | Appoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Authorise Market Purchase | Management | For | For |
25 | Authorise Market Purchase | Management | For | For |
26 | Approve EU Political Donations and Expenditure | Management | For | For |
27 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
28 | Adopt New Articles of Association | Management | For | For |
AXA MEETING DATE: APR 25, 2012 | ||||
TICKER: CS SECURITY ID: F06106102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Francois Martineau as Director | Management | For | For |
6 | Elect Stefan Lippe as Director | Management | For | For |
7 | Elect Doina Palici Chehab as Representative of Employee Shareholders to the Board | Management | For | For |
8 | Elect Fewzia Allaouat as Representative of Employee Shareholders to the Board | Management | Against | Against |
9 | Elect Olivier Dot Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Elect Herbert Fuchs Representative of Employee Shareholders to the Board | Management | Against | Against |
11 | Elect Denis Gouyou Beauchamps Representative of Employee Shareholders to the Board | Management | Against | Against |
12 | Elect Thierry Jousset Representative of Employee Shareholders to the Board | Management | Against | Against |
13 | Elect Rodney Koch Representative of Employee Shareholders to the Board | Management | Against | Against |
14 | Elect Emmanuel Rame Representative of Employee Shareholders to the Board | Management | Against | Against |
15 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
16 | Ratify Yves Nicoles as Alternate Auditor | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 21 of Bylaws Re: Related-Party Transactions | Management | For | Against |
22 | Amend Article 23 of Bylaws Re: Electronic Signature | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
AXA MEETING DATE: APR 25, 2012 | ||||
TICKER: CS SECURITY ID: 054536107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.69 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Francois Martineau as Director | Management | For | For |
6 | Elect Stefan Lippe as Director | Management | For | For |
7 | Elect Doina Palici Chehab as Representative of Employee Shareholders to the Board | Management | For | For |
8 | Elect Fewzia Allaouat as Representative of Employee Shareholders to the Board | Management | Against | Against |
9 | Elect Olivier Dot Representative of Employee Shareholders to the Board | Management | Against | Against |
10 | Elect Herbert Fuchs Representative of Employee Shareholders to the Board | Management | Against | Against |
11 | Elect Denis Gouyou Beauchamps Representative of Employee Shareholders to the Board | Management | Against | Against |
12 | Elect Thierry Jousset Representative of Employee Shareholders to the Board | Management | Against | Against |
13 | Elect Rodney Koch Representative of Employee Shareholders to the Board | Management | Against | Against |
14 | Elect Emmanuel Rame Representative of Employee Shareholders to the Board | Management | Against | Against |
15 | Renew Appointment of PricewaterhouseCoopers Audit as Auditor | Management | For | For |
16 | Ratify Yves Nicoles as Alternate Auditor | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
18 | Approve Employee Stock Purchase Plan | Management | For | For |
19 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
20 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
21 | Amend Article 21 of Bylaws Re: Related-Party Transactions | Management | For | Against |
22 | Amend Article 23 of Bylaws Re: Electronic Signature | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BANCO BILBAO VIZCAYA ARGENTARIA, S.A. MEETING DATE: MAR 15, 2012 | ||||
TICKER: BBVA SECURITY ID: E11805103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Standalone and Consolidated Financial Statements, Allocation of Income, Distribution of Dividend, and Discharge Directors for FY 2011 | Management | For | For |
2.1 | Reelect Jose Antonio Fernandez Rivero as Director | Management | For | For |
2.2 | Reelect Jose Maldonado Ramos as Director | Management | For | For |
2.3 | Reelect Enrique Medina Fernandez as Director | Management | For | For |
2.4 | Ratify Co-option and Appoint Juan Pi Llorens as Director | Management | For | For |
2.5 | Elect Belen Garijo Lopez as Director | Management | For | For |
3 | Authorize Increase in Capital up to 50 Percent via Issuance of New Shares, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
4.1 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
4.2 | Approve Increase in Capital via Issuance of New Shares Charged to Voluntary Reserves | Management | For | For |
5 | Authorize Issuance of Convertible Debt Securities Without Preemptive Rights up to EUR 12 Billion | Management | For | For |
6.1 | Amend and Approve Termination of Multi-Year Variable Share Remuneration Programme for 2010/2011 | Management | For | For |
6.2 | Approve Deferred Share Bonus Plan for FY 2012 | Management | For | For |
7.1 | Amend Articles | Management | For | For |
7.2 | Amend Articles | Management | For | For |
8 | Amend General Meeting Regulations | Management | For | For |
9 | Ratify Deloitte as Auditors | Management | For | For |
10 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
11 | Advisory Vote on Remuneration Report | Management | For | For |
BANCO SANTANDER S.A. MEETING DATE: MAR 29, 2012 | ||||
TICKER: SAN SECURITY ID: E19790109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Management | For | For |
3.A | Elect Esther Gimenez-Salinas Colomer as Director | Management | For | For |
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | Management | For | Against |
3.C | Reelect Juan Rodriguez Inciarte as Director | Management | For | Against |
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | Management | For | Against |
3.E | Reelect Matias Rodriguez Inciarte as Director | Management | For | Against |
3.F | Reelect Manuel Soto Serrano as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | Management | For | For |
5.B | Amend Article 69 | Management | For | For |
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Management | For | For |
7 | Authorize Capital Increase of EUR 500 Million | Management | For | For |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | Management | For | For |
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | Management | For | For |
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | Management | For | For |
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | Management | For | For |
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
BANCO SANTANDER S.A. MEETING DATE: MAR 29, 2012 | ||||
TICKER: SAN SECURITY ID: 05964H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.A | Accept Individual and Consolidated Financial Statements and Statutory Reports for FY 2011 | Management | For | For |
1.B | Approve Discharge of Directors for FY 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends of EUR 0.60 Per Share | Management | For | For |
3.A | Elect Esther Gimenez-Salinas Colomer as Director | Management | For | For |
3.B | Ratify Appointment of and Elect Vittorio Corbo Lioi as Director | Management | For | Against |
3.C | Reelect Juan Rodriguez Inciarte as Director | Management | For | Against |
3.D | Reelect Emilio Botin-Sanz de Sautuola y Garcia de los Rios as Director | Management | For | Against |
3.E | Reelect Matias Rodriguez Inciarte as Director | Management | For | Against |
3.F | Reelect Manuel Soto Serrano as Director | Management | For | Against |
4 | Renew Appointment of Deloitte as Auditor | Management | For | For |
5.A | Amend Articles 22, 23, 24, 27, 31, and 61 | Management | For | For |
5.B | Amend Article 69 | Management | For | For |
6.A | Amend 4, 5, 6, 7, and 8 of General Meeting Regulations | Management | For | For |
6.B | Amend Articles 18, 19, 21, 22, and 26 of General Meeting Regulations | Management | For | For |
7 | Authorize Capital Increase of EUR 500 Million | Management | For | For |
8 | Authorize Increase in Capital up to 50 Percent via Issuance of Equity or Equity-Linked Securities, Excluding Preemptive Rights of up to 20 Percent | Management | For | For |
9.A | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.B | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.C | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
9.D | Authorize Capital Increase Charged against Voluntary Reserves for Bonus Issue; Amend Article 5 of Bylaws Accordingly; Approve Listing of Shares | Management | For | For |
10.A | Authorize Issuance of Convertible Debt Securities up to EUR 8 Billion with 20 Percent Dilution Limit on Issues Excluding Preemptive Rights | Management | For | For |
10.B | Authorize Issuance of Non-convertible Debt and Fixed-Income Securities up to EUR 40 Billion | Management | For | For |
10.C | Approve New Conversion Date for 2007 Mandatorily Convertible Debentures | Management | For | For |
11.A | Approve Deferred Annual Bonus under Second Cycle of Deferred and Conditional Variable Remuneration Plan | Management | For | For |
11.B | Approve Deferred Annual Share Bonus Plan under Third Cycle of Deferred and Conditional Share Plan | Management | For | For |
11.C | Approve Savings Plan for Santander UK plc Employees and Other Companies of Santander Group in UK | Management | For | For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
13 | Advisory Vote on Remuneration Report | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 27, 2012 | ||||
TICKER: BARC SECURITY ID: G08036124 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Marcus Agius as Director | Management | For | For |
4 | Re-elect David Booth as Director | Management | For | For |
5 | Re-elect Alison Carnwath as Director | Management | For | For |
6 | Re-elect Fulvio Conti as Director | Management | For | For |
7 | Re-elect Bob Diamond as Director | Management | For | For |
8 | Re-elect Simon Fraser as Director | Management | For | For |
9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BARCLAYS PLC MEETING DATE: APR 27, 2012 | ||||
TICKER: BARC SECURITY ID: 06738E204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Marcus Agius as Director | Management | For | For |
4 | Re-elect David Booth as Director | Management | For | For |
5 | Re-elect Alison Carnwath as Director | Management | For | For |
6 | Re-elect Fulvio Conti as Director | Management | For | For |
7 | Re-elect Bob Diamond as Director | Management | For | For |
8 | Re-elect Simon Fraser as Director | Management | For | For |
9 | Re-elect Reuben Jeffery III as Director | Management | For | For |
10 | Re-elect Sir Andrew Likierman as Director | Management | For | For |
11 | Re-elect Chris Lucas as Director | Management | For | For |
12 | Re-elect Dambisa Moyo as Director | Management | For | For |
13 | Re-elect Sir Michael Rake as Director | Management | For | For |
14 | Re-elect Sir John Sunderland as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BARRICK GOLD CORPORATION MEETING DATE: MAY 02, 2012 | ||||
TICKER: ABX SECURITY ID: 067901108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Howard L. Beck | Management | For | For |
1.2 | Elect Director C. William D. Birchall | Management | For | For |
1.3 | Elect Director Donald J. Carty | Management | For | For |
1.4 | Elect Director Gustavo Cisneros | Management | For | For |
1.5 | Elect Director Robert M. Franklin | Management | For | For |
1.6 | Elect Director J. Brett Harvey | Management | For | For |
1.7 | Elect Director Dambisa Moyo | Management | For | For |
1.8 | Elect Director Brian Mulroney | Management | For | For |
1.9 | Elect Director Anthony Munk | Management | For | For |
1.10 | Elect Director Peter Munk | Management | For | For |
1.11 | Elect Director Aaron W. Regent | Management | For | For |
1.12 | Elect Director Nathaniel P. Rothschild | Management | For | For |
1.13 | Elect Director Steven J. Shapiro | Management | For | For |
1.14 | Elect Director John L. Thornton | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
BAYER AG MEETING DATE: APR 27, 2012 | ||||
TICKER: BAYN SECURITY ID: D0712D163 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of EUR 1.65 per Share for Fiscal 2011 | Management | For | For |
2 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
4a | Elect Manfred Schneider to the Supervisory Board (Term End: Sept. 30, 2012) | Management | For | For |
4b | Elect Werner Wenning to the Supervisory Board (Term Begin: Oct. 1, 2012) | Management | For | For |
4c | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
4d | Elect Clemens Boersig to the Supervisory Board | Management | For | For |
4e | Elect Thomas Ebeling to the Supervisory Board | Management | For | For |
4f | Elect Klaus Kleinfeld to the Supervisory Board | Management | For | For |
4g | Elect Helmut Panke to the Supervisory Board | Management | For | For |
4h | Elect Sue Rataj to the Supervisory Board | Management | For | For |
4i | Elect Ekkehard Schulz to the Supervisory Board | Management | For | For |
4j | Elect Klaus Sturany to the Supervisory Board | Management | For | For |
4k | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | For |
5 | Amend Articles Re: Remuneration of Supervisory Board | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012 | Management | For | For |
BEIERSDORF AG MEETING DATE: APR 26, 2012 | ||||
TICKER: BEI SECURITY ID: D08792109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify Ernst & Young as Auditors for Fiscal 2012 | Management | For | For |
6.1 | Elect Thomas-B. Quaas to the Supervisory Board | Management | For | For |
6.2 | Elect Christine Martel to the Supervisory Board | Management | For | For |
6.3 | Elect Beatrice Dreyfus as Alternate Supervisory Board Member for Thomas B-Quaas and Christine Martel, if Items 6.2 and 6.3 Are Approved | Management | For | For |
7 | Approve Affiliation Agreement with Subsidiary Beiersdorf Manufacturing Waldheim GmbH | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
BG GROUP PLC MEETING DATE: MAY 16, 2012 | ||||
TICKER: BG. SECURITY ID: G1245Z108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Vivienne Cox as Director | Management | For | For |
5 | Elect Chris Finlayson as Director | Management | For | For |
6 | Elect Andrew Gould as Director | Management | For | For |
7 | Re-elect Peter Backhouse as Director | Management | For | For |
8 | Re-elect Fabio Barbosa as Director | Management | For | For |
9 | Re-elect Sir Frank Chapman as Director | Management | For | For |
10 | Re-elect Baroness Hogg as Director | Management | For | For |
11 | Re-elect Dr John Hood as Director | Management | For | For |
12 | Re-elect Martin Houston as Director | Management | For | For |
13 | Re-elect Caio Koch-Weser as Director | Management | For | For |
14 | Re-elect Sir David Manning as Director | Management | For | For |
15 | Re-elect Mark Seligman as Director | Management | For | For |
16 | Re-elect Patrick Thomas as Director | Management | For | For |
17 | Re-elect Philippe Varin as Director | Management | For | For |
18 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BHP BILLITON LIMITED MEETING DATE: NOV 17, 2011 | ||||
TICKER: BHP SECURITY ID: Q1498M100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
2 | Elect Lindsay Maxsted as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
3 | Elect Shriti Vadera as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
4 | Elect Malcolm Broomhead as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
5 | Elect John Buchanan as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
6 | Elect Carlos Cordeiro as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
7 | Elect David Crawford as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
8 | Elect Carolyn Hewson as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
9 | Elect Marius Kloppers as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
10 | Elect Wayne Murdy as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
11 | Elect Keith Rumble as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
12 | Elect John Schubert as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
13 | Elect Jacques Nasser as a Director of BHP Billiton Limited and BHP Billiton Plc | Management | For | For |
14 | Appoint KPMG Audit Plc as Auditors of BHP Billiton Plc | Management | For | For |
15 | Approve the Authority to Issue Shares in BHP Biliton Plc | Management | For | For |
16 | Approve the Authority to Issue Shares in BHP Biliton Plc for Cash | Management | For | For |
17 | Approve the Repurchase of Up to 213.62 Million Shares in BHP Billiton Plc | Management | For | For |
18 | Approve the Remuneration Report | Management | For | For |
19 | Approve the Termination Benefits for Group Management Committee Members | Management | For | For |
20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | Management | For | For |
BHP BILLITON PLC MEETING DATE: OCT 20, 2011 | ||||
TICKER: BLT SECURITY ID: G10877101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Lindsay Maxsted as Director | Management | For | For |
3 | Elect Shriti Vadera as Director | Management | For | For |
4 | Re-elect Malcolm Broomhead as Director | Management | For | For |
5 | Re-elect John Buchanan as Director | Management | For | For |
6 | Re-elect Carlos Cordeiro as Director | Management | For | For |
7 | Re-elect David Crawford as Director | Management | For | For |
8 | Re-elect Carolyn Hewson as Director | Management | For | For |
9 | Re-elect Marius Kloppers as Director | Management | For | For |
10 | Re-elect Wayne Murdy as Director | Management | For | For |
11 | Re-elect Keith Rumble as Director | Management | For | For |
12 | Re-elect John Schubert as Director | Management | For | For |
13 | Re-elect Jacques Nasser as Director | Management | For | For |
14 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Approve Remuneration Report | Management | For | For |
19 | Approve Termination Benefits for Group Management Committee Members | Management | For | For |
20 | Approve the Grant of Awards to Marius Kloppers under the Group Incentive Scheme and the Long Term Incentive Plan | Management | For | For |
BIOSTIME INTERNATIONAL HOLDINGS LTD MEETING DATE: APR 30, 2012 | ||||
TICKER: 01112 SECURITY ID: G11259101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2a | Approve Final Dividend of HK$0.27 Per Ordinary Share | Management | For | For |
2b | Approve Special Dividend of HK$0.33 Per Ordinary Share | Management | For | For |
3a1 | Reelect Wu Xiong as a Non-Executive Director | Management | For | For |
3a2 | Reelect Luo Yun as a Non-Executive Director | Management | For | For |
3a3 | Reelect Chen Fufang as a Non-Executive Director | Management | For | For |
3a4 | Reelect Ngai Wai Fung as an Independent Non-Executive Director | Management | For | For |
3a5 | Reelect Tan Wee Seng as an Independent Non-Executive Director | Management | For | For |
3a6 | Reelect Xiao Baichun as an Independent Non-Executive Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
BMW GROUP BAYERISCHE MOTOREN WERKE AG MEETING DATE: MAY 16, 2012 | ||||
TICKER: BMW SECURITY ID: D12096109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.32 per Preference Share and EUR 2.30 per Ordinary Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Approve Remuneration System for Management Board Members | Management | For | For |
BNP PARIBAS SA MEETING DATE: MAY 23, 2012 | ||||
TICKER: BNP SECURITY ID: F1058Q238 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.20 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Renew Appointments of Deloitte & Associes as Auditor and Beas as Alternate Auditor | Management | For | For |
7 | Renew Appointments of Mazars as Auditor and Michel Barbet Massin as Alternate Auditor | Management | For | For |
8 | Renew Appointment of PricewaterhouseCoopers as Auditors and Elect Anik Chaumartin as Alternate Auditor | Management | For | For |
9 | Reelect Denis Kessler as Director | Management | For | For |
10 | Reelect Laurence Parisot as Director | Management | For | For |
11 | Reelect Michel Pebereau as Director | Management | For | For |
12 | Elect Pierre Andre de Chalendar as Director | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Management | For | For |
15 | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 14 to 16 at EUR 350 Million | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 13 to 16 at EUR 1 Billion | Management | For | For |
20 | Approve Employee Stock Purchase Plan | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
BOSIDENG INTERNATIONAL HOLDINGS LTD. MEETING DATE: AUG 26, 2011 | ||||
TICKER: 03998 SECURITY ID: G12652106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Reports of Directors and Auditors | Management | For | For |
2 | Declare Final Dividend of RMB 0.068 Per Share and Special Dividend of RMB 0.06 Per Share | Management | For | For |
3a | Reelect Gao Dekang as Director | Management | For | For |
3b | Reelect Wang Yunlei as Director | Management | For | For |
3c | Reelect Wang Yao as Director | Management | For | For |
3d | Reelect Ngai Wai Fung as Director | Management | For | For |
3e | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
BP PLC MEETING DATE: APR 12, 2012 | ||||
TICKER: BP. SECURITY ID: G12793108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Dr Byron Grote as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BP PLC MEETING DATE: APR 12, 2012 | ||||
TICKER: BP. SECURITY ID: 055622104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Robert Dudley as Director | Management | For | For |
4 | Re-elect Iain Conn as Director | Management | For | For |
5 | Elect Dr Brian Gilvary as Director | Management | For | For |
6 | Re-elect Dr Byron Grote as Director | Management | For | For |
7 | Re-elect Paul Anderson as Director | Management | For | For |
8 | Re-elect Frank Bowman as Director | Management | For | For |
9 | Re-elect Antony Burgmans as Director | Management | For | For |
10 | Re-elect Cynthia Carroll as Director | Management | For | For |
11 | Re-elect George David as Director | Management | For | For |
12 | Re-elect Ian Davis as Director | Management | For | For |
13 | Elect Dame Ann Dowling as Director | Management | For | For |
14 | Re-elect Brendan Nelson as Director | Management | For | For |
15 | Re-elect Phuthuma Nhleko as Director | Management | For | For |
16 | Elect Andrew Shilston as Director | Management | For | For |
17 | Re-elect Carl-Henric Svanberg as Director | Management | For | For |
18 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BRITISH SKY BROADCASTING GROUP PLC MEETING DATE: NOV 29, 2011 | ||||
TICKER: BSY SECURITY ID: G15632105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Jeremy Darroch as Director | Management | For | Against |
4 | Re-elect David DeVoe as Director | Management | For | Against |
5 | Re-elect Andrew Griffith as Director | Management | For | Against |
6 | Re-elect Nicholas Ferguson as Director | Management | For | Against |
7 | Re-elect Andrew Higginson as Director | Management | For | For |
8 | Re-elect Thomas Mockridge as Director | Management | For | Against |
9 | Re-elect James Murdoch as Director | Management | For | Against |
10 | Re-elect Jacques Nasser as Director | Management | For | For |
11 | Re-elect Dame Gail Rebuck as Director | Management | For | For |
12 | Re-elect Daniel Rimer as Director | Management | For | For |
13 | Re-elect Arthur Siskind as Director | Management | For | Against |
14 | Re-elect Lord Wilson of Dinton as Director | Management | For | Against |
15 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
16 | Approve Remuneration Report | Management | For | Against |
17 | Authorise EU Political Donations and Expenditure | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise Off-Market Purchase | Management | For | For |
BURBERRY GROUP PLC MEETING DATE: JUL 14, 2011 | ||||
TICKER: BRBY SECURITY ID: G1699R107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect John Peace as Director | Management | For | For |
5 | Re-elect Angela Ahrendts as Director | Management | For | For |
6 | Re-elect Philip Bowman as Director | Management | For | For |
7 | Re-elect Ian Carter as Director | Management | For | For |
8 | Re-elect Stacey Cartwright as Director | Management | For | For |
9 | Re-elect Stephanie George as Director | Management | For | For |
10 | Re-elect David Tyler as Director | Management | For | For |
11 | Re-elect John Smith as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Sharesave Plan 2011 | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CALBEE, INC. MEETING DATE: JUN 27, 2012 | ||||
TICKER: 2229 SECURITY ID: J05190103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 42 | Management | For | For |
2.1 | Elect Director Matsumoto, Akira | Management | For | For |
2.2 | Elect Director Ito, Shuuji | Management | For | For |
2.3 | Elect Director Mogi, Yuuzaburo | Management | For | For |
2.4 | Elect Director Kioka, Koji | Management | For | For |
2.5 | Elect Director Otoshi, Takuma | Management | For | For |
2.6 | Elect Director Ichijo, Kazuo | Management | For | For |
2.7 | Elect Director Umran Beba | Management | For | For |
3 | Appoint Statutory Auditor Hirakawa, Isao | Management | For | For |
4 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | Abstain |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
CANON INC. MEETING DATE: MAR 29, 2012 | ||||
TICKER: 7751 SECURITY ID: J05124144 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Mitarai, Fujio | Management | For | For |
3.2 | Elect Director Tanaka, Toshizo | Management | For | For |
3.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
3.4 | Elect Director Watanabe, Kunio | Management | For | For |
3.5 | Elect Director Adachi, Yoroku | Management | For | For |
3.6 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
3.7 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
3.8 | Elect Director Homma, Toshio | Management | For | For |
3.9 | Elect Director Nakaoka, Masaki | Management | For | For |
3.10 | Elect Director Honda, Haruhisa | Management | For | For |
3.11 | Elect Director Ozawa, Hideki | Management | For | For |
3.12 | Elect Director Maeda, Masaya | Management | For | For |
3.13 | Elect Director Tani, Yasuhiro | Management | For | For |
3.14 | Elect Director Araki, Makoto | Management | For | For |
3.15 | Elect Director Suematsu, Hiroyuki | Management | For | For |
3.16 | Elect Director Uzawa, Shigeyuki | Management | For | For |
3.17 | Elect Director Nagasawa, Kenichi | Management | For | For |
3.18 | Elect Director Otsuka, Naoji | Management | For | For |
4 | Appoint Statutory Auditor Uramoto, Kengo | Management | For | For |
5 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
6 | Approve Annual Bonus Payment to Directors | Management | For | For |
CANON INC. MEETING DATE: MAR 29, 2012 | ||||
TICKER: 7751 SECURITY ID: 138006309 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | Management | For | For |
2 | Amend Articles To Authorize Internet Disclosure of Shareholder Meeting Materials - Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Mitarai, Fujio | Management | For | For |
3.2 | Elect Director Tanaka, Toshizo | Management | For | For |
3.3 | Elect Director Ikoma, Toshiaki | Management | For | For |
3.4 | Elect Director Watanabe, Kunio | Management | For | For |
3.5 | Elect Director Adachi, Yoroku | Management | For | For |
3.6 | Elect Director Mitsuhashi, Yasuo | Management | For | For |
3.7 | Elect Director Matsumoto, Shigeyuki | Management | For | For |
3.8 | Elect Director Homma, Toshio | Management | For | For |
3.9 | Elect Director Nakaoka, Masaki | Management | For | For |
3.10 | Elect Director Honda, Haruhisa | Management | For | For |
3.11 | Elect Director Ozawa, Hideki | Management | For | For |
3.12 | Elect Director Maeda, Masaya | Management | For | For |
3.13 | Elect Director Tani, Yasuhiro | Management | For | For |
3.14 | Elect Director Araki, Makoto | Management | For | For |
3.15 | Elect Director Suematsu, Hiroyuki | Management | For | For |
3.16 | Elect Director Uzawa, Shigeyuki | Management | For | For |
3.17 | Elect Director Nagasawa, Kenichi | Management | For | For |
3.18 | Elect Director Otsuka, Naoji | Management | For | For |
4 | Appoint Statutory Auditor Uramoto, Kengo | Management | For | For |
5 | Approve Retirement Bonus Payment for Directors | Management | For | Abstain |
6 | Approve Annual Bonus Payment to Directors | Management | For | For |
CARLSBERG MEETING DATE: MAR 22, 2012 | ||||
TICKER: CARL B SECURITY ID: K36628137 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Report; Approve Discharge of Directors | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of DKK 5.50 per Share | Management | For | Did Not Vote |
4a | Approve Remuneration of Directors in the Ammount of DKK 800,000 for Chairman, DKK 600,000 for Vice Chairman, and DKK 400,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
4b1 | Increase Disclosure of Size of Bonuses for Board and Executive Management | Shareholder | Against | Did Not Vote |
4b2 | Cancel All Bonus Plans for Board and Executive Management | Shareholder | Against | Did Not Vote |
4c | Limit Executive Compensation | Shareholder | Against | Did Not Vote |
5a | Reelect Jess Soderberg as Director | Management | For | Did Not Vote |
5b | Reelect Per Ohrgaard as Director | Management | For | Did Not Vote |
5c | Reelect Niels Kargaard as Director | Management | For | Did Not Vote |
5d | Reelect Flemming Besenbacher as Director | Management | For | Did Not Vote |
5e | Reelect Lars Stemmerik as Director | Management | For | Did Not Vote |
5f | Reelect Richard Burrows as Director | Management | For | Did Not Vote |
5g | Reelect Cornelis Graaf as Director | Management | For | Did Not Vote |
5h | Elect Soren-Peter Olesen as Director | Management | For | Did Not Vote |
5i | Elect Donna Cordner as Director | Management | For | Did Not Vote |
5j | Elect Elisabeth Fleuriot as Director | Management | For | Did Not Vote |
6 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
CENTRICA PLC MEETING DATE: MAY 11, 2012 | ||||
TICKER: CNA SECURITY ID: G2018Z143 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Sir Roger Carr as Director | Management | For | For |
5 | Re-elect Sam Laidlaw as Director | Management | For | For |
6 | Re-elect Phil Bentley as Director | Management | For | For |
7 | Re-elect Margherita Della Valle as Director | Management | For | For |
8 | Re-elect Mary Francis as Director | Management | For | For |
9 | Re-elect Mark Hanafin as Director | Management | For | For |
10 | Elect Lesley Knox as Director | Management | For | For |
11 | Re-elect Nick Luff as Director | Management | For | For |
12 | Re-elect Andrew Mackenzie as Director | Management | For | For |
13 | Re-elect Ian Meakins as Director | Management | For | For |
14 | Re-elect Paul Rayner as Director | Management | For | For |
15 | Re-elect Chris Weston as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Approve Share Incentive Plan | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
CHEUNG KONG (HOLDINGS) LIMITED MEETING DATE: MAY 25, 2012 | ||||
TICKER: 00001 SECURITY ID: Y13213106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Elect Kam Hing Lam as Director | Management | For | Against |
3b | Elect Woo Chia Ching, Grace as Director | Management | For | Against |
3c | Elect Fok Kin Ning, Canning as Director | Management | For | Against |
3d | Elect Frank John Sixt as Director | Management | For | Against |
3e | Elect Kwok Tun-li, Stanley as Director | Management | For | For |
3f | Elect Chow Nin Mow, Albert as Director | Management | For | For |
3g | Elect Hung Siu-lin, Katherine as Director | Management | For | For |
4 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
CHINA UNICOM (HONG KONG) LTD MEETING DATE: MAY 29, 2012 | ||||
TICKER: 00762 SECURITY ID: 16945R104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Chang Xiaobing as Director | Management | For | For |
3a2 | Reelect Cheung Wing Lam Linus as Director | Management | For | For |
3a3 | Reelect John Lawson Thornton as Director | Management | For | For |
3a4 | Reelect Chung Shui Ming Timpson as Director | Management | For | For |
3b | Authorize Board to Fix Remuneration of Directors | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
CLEAR MEDIA LTD. MEETING DATE: JUN 01, 2012 | ||||
TICKER: 00100 SECURITY ID: G21990109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.05 Per Share | Management | For | For |
3a | Authorize Board to Fix Remuneration of Directors | Management | For | Abstain |
3b | Elect Zhu Jia as Non-Executive Director | Management | For | For |
3c | Reelect Han Zi Jing as Executive Director | Management | For | For |
3d | Reelect Han Zi Dian as Non-Executive Director | Management | For | For |
4 | Reelect Desmond Murray as Independent Non- Executive Director and Authorize Board to Fix His Remuneration | Management | For | For |
5 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Amend New Share Option Scheme | Management | For | For |
10 | Approve Appointment of Two New Independent Non-Executive Directors | Management | For | For |
11 | Amend Bye-Laws of the Company | Management | For | For |
CLUB MEDITERRANEE MEETING DATE: MAR 12, 2012 | ||||
TICKER: CU SECURITY ID: F18690101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
4 | Approve Transaction with Caisse de Depot et de Gestion | Management | For | For |
5 | Approve Transaction with Henri Giscard d Estaing Re: Severance Payment Agreement | Management | For | For |
6 | Approve Transaction with Michel Wolfovski Re: Severance Payment Agreement, and Amendment to Employment Contract | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 305,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Elect Dominique Gaillard as Director | Management | For | For |
10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
11 | Amend Article 2 of Bylaws Re: Corporate Purpose | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMMERZBANK AG MEETING DATE: MAY 23, 2012 | ||||
TICKER: CBK SECURITY ID: D15642107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for the Inspection of the Interim Report for the First Quarter of Fiscal 2013 | Management | For | For |
6 | Elect Gertrude Tumpel-Gugerell to the Supervisory Board | Management | For | For |
7.1 | Approve Creation of EUR 1.15 Billion Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7.2 | Confirm Creation of EUR 1.15 Billion Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7.3 | Confirm Creation of EUR 1.15 Billion Pool of Capital with Partial Exclusion of Preemptive Rights | Management | None | None |
8.1 | Approve Creation of EUR 2.46 Billion Pool of Capital without Preemptive Rights for Repayment of Silent Contribution of German Financial Market Stabilization Fund | Management | For | For |
8.2 | Confirm Creation of EUR 2.46 Billion Pool of Capital without Preemptive Rights for Repayment of Silent Contribution of German Financial Market Stabilization Fund | Management | For | For |
8.3 | Confirm Creation of EUR 2.46 Billion Pool of Capital without Preemptive Rights for Repayment of Silent Contribution of German Financial Market Stabilization Fund | Management | None | None |
9.1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 8.4 Billion; Approve Creation of EUR 2.75 Billion Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9.2 | Confirm Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 8.4 Billion; Confirm Creation of EUR 2.75 Billion Pool of Capital to Guarantee Conversion Rights | Management | For | For |
9.3 | Confirm Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 8.4 Billion; Confirm Creation of EUR 2.75 Billion Pool of Capital to Guarantee Conversion Rights | Management | None | None |
10.1 | Approve Creation of EUR 935 Million Pool of Capital without Preemptive Rights to Guarantee Conversion Rights for German Financial Market Stabilization Fund | Management | For | For |
10.2 | Approve Creation of EUR 935 Million Pool of Capital without Preemptive Rights to Guarantee Conversion Rights for German Financial Market Stabilization Fund | Management | For | For |
10.3 | Approve Creation of EUR 935 Million Pool of Capital without Preemptive Rights to Guarantee Conversion Rights for German Financial Market Stabilization Fund | Management | None | None |
11 | Approve Withdrawal of Confidence from Management Board Speaker Martin Blessing | Shareholder | Against | Against |
COMPAGNIE FINANCIERE RICHEMONT SA MEETING DATE: SEP 07, 2011 | ||||
TICKER: CFR SECURITY ID: H25662158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of EUR 0.45 per A Bearer Share and EUR 0.045 per B Registered Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Johann Rupert as Director | Management | For | Did Not Vote |
4.2 | Reelect Franco Cologni as Director | Management | For | Did Not Vote |
4.3 | Reelect Lord Douro as Director | Management | For | Did Not Vote |
4.4 | Reelect Yves-Andre Istel as Director | Management | For | Did Not Vote |
4.5 | Reelect Richard Lepeu as Director | Management | For | Did Not Vote |
4.6 | Reelect Ruggero Magnoni as Director | Management | For | Did Not Vote |
4.7 | Reelect Josua Malherbe as Director | Management | For | Did Not Vote |
4.8 | Reelect Simon Murray as Director | Management | For | Did Not Vote |
4.9 | Reelect Frederic Mostert as Director | Management | For | Did Not Vote |
4.10 | Reelect Alain Perrin as Director | Management | For | Did Not Vote |
4.11 | Reelect Guillaume Pictet as Director | Management | For | Did Not Vote |
4.12 | Reelect Norbert Platt as Director | Management | For | Did Not Vote |
4.13 | Reelect Alan Quasha as Director | Management | For | Did Not Vote |
4.14 | Reelect Lord Renwick of Clifton as Director | Management | For | Did Not Vote |
4.15 | Reelect Dominique Rochat as Director | Management | For | Did Not Vote |
4.16 | Reelect Jan Rupert as Director | Management | For | Did Not Vote |
4.17 | Reelect Gary Saage as Director | Management | For | Did Not Vote |
4.18 | Reelect Juergen Schremp as Director | Management | For | Did Not Vote |
4.19 | Reelect Martha Wikstrom as Director | Management | For | Did Not Vote |
4.20 | Elect Maria Ramos as Director | Management | For | Did Not Vote |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
COMPAGNIE GENERALE DE GEOPHYSIQUE VERITAS MEETING DATE: MAY 10, 2012 | ||||
TICKER: GA SECURITY ID: F2349S108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Reelect Robert Brunk as Director | Management | For | For |
5 | Reelect Olivier Appert as Director | Management | For | For |
6 | Reelect Daniel Valot as Director | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 730,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
10 | Approve Related-Party Transactions Regarding Corporate Officers' Remuneration | Management | For | For |
11 | Approve Severance Payment Agreement with Stephane Paul Frydman | Management | For | For |
12 | Approve Severance Payment Agreement with Pascal Rouiller | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
COMPAGNIE INDUSTRIELLE ET FINANCIERE D INGENIERIE INGENICO MEETING DATE: MAY 03, 2012 | ||||
TICKER: ING SECURITY ID: F51723116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | For | For |
4 | Approve Stock Dividend Program (Cash or Shares) | Management | For | For |
5 | Acknowledge Auditors' Special Report on Related-Party Transactions Mentioning the Absence of Transactions | Management | For | For |
6 | Subject to Approval of Items 7 to 15, 34 and 35, Dismiss All Directors | Management | For | For |
7 | Elect Philippe Lazare as Director | Management | For | Against |
8 | Approve Severance Payment Agreement with Philippe Lazare | Management | For | For |
9 | Elect Diaa Elyaacoubi as Director | Management | For | For |
10 | Elect Xavier Moreno as Director | Management | For | Against |
11 | Elect Elie Vannier as Director | Management | For | Against |
12 | Elect Jean Pierre Cojan Director | Management | For | Against |
13 | Elect Jean Paul Jainsky Director | Management | For | Against |
14 | Elect Celeste Thomasson Director | Management | For | Against |
15 | Elect Thibault Poutrel Director | Management | For | Against |
16 | Change Location of Registered Office to 28-32, Boulevard de Grenelle, 75015 Paris | Management | For | For |
17 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
18 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 30 Million | Management | For | For |
21 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
22 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 15 Million | Management | For | For |
23 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 21 and 22 Above | Management | For | For |
24 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above under Items 20 to 22 Above | Management | For | For |
25 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
26 | Approve Employee Stock Purchase Plan | Management | For | Against |
27 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
28 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
29 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
30 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 20, 21, 22, 24, 25, 28 and 29 at EUR 30 Million | Management | For | For |
31 | Allow Board to Use All Authorizations and/or Delegations in the Event of a Public Tender Offer | Management | For | Against |
32 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer | Management | For | Against |
33 | Amend Bylaws to Comply With Legislation | Management | For | Against |
34 | Amend Article 12 of Bylaws Re: Directors Length of Term | Management | For | For |
35 | Amend Article 17 of Bylaws Re: Censors Length of Term | Management | For | For |
36 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
CREDIT SUISSE GROUP AG MEETING DATE: APR 27, 2012 | ||||
TICKER: CSGN SECURITY ID: H3698D419 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Dividends of CHF 0.75 per Share from Capital Contribution Reserves to be Paid in Cash, Shares, or a Combination of Cash and Shares | Management | For | Did Not Vote |
4.1 | Approve Creation of CHF 8 Million Pool of Convertible Capital without Preemptive Rights | Management | For | Did Not Vote |
4.2 | Approve CHF 2 Million Increase to Existing Pool of Authorized Capital for the Purpose of Scrip Dividends with Preemptive Rights | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
5.1.4 | Reelect John Tiner as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Urs Rohner as Director | Management | For | Did Not Vote |
5.1.6 | Elect Iris Bohnet as Director | Management | For | Did Not Vote |
5.1.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5.3 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
CREDIT SUISSE GROUP AG MEETING DATE: APR 27, 2012 | ||||
TICKER: CSGN SECURITY ID: 225401108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
1.3 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3.2 | Approve Dividends of CHF 0.75 per Share from Capital Contribution Reserves to be Paid in Cash, Shares, or a Combination of Cash and Shares | Management | For | Did Not Vote |
4.1 | Approve Creation of CHF 8 Million Pool of Convertible Capital without Preemptive Rights | Management | For | Did Not Vote |
4.2 | Approve CHF 2 Million Increase to Existing Pool of Authorized Capital for the Purpose of Scrip Dividends with Preemptive Rights | Management | For | Did Not Vote |
5.1.1 | Reelect Walter Kielholz as Director | Management | For | Did Not Vote |
5.1.2 | Reelect Andreas Koopmann as Director | Management | For | Did Not Vote |
5.1.3 | Reelect Richard Thornburgh as Director | Management | For | Did Not Vote |
5.1.4 | Reelect John Tiner as Director | Management | For | Did Not Vote |
5.1.5 | Reelect Urs Rohner as Director | Management | For | Did Not Vote |
5.1.6 | Elect Iris Bohnet as Director | Management | For | Did Not Vote |
5.1.7 | Elect Jean-Daniel Gerber as Director | Management | For | Did Not Vote |
5.2 | Ratify KPMG AG as Auditors | Management | For | Did Not Vote |
5.3 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
6 | For Proposals that have not been Submitted until the AGM itself as defined in Art. 700 Paras. 3 and 4 of the Swiss Code of Obligations, I Hereby Authorize the Independent Proxy to Vote in Favor of the Proposal of the Board of Directors | Management | None | Did Not Vote |
CRH PLC MEETING DATE: MAY 09, 2012 | ||||
TICKER: CRG SECURITY ID: G25508105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4(a) | Elect Ernst Bartschi as Director | Management | For | For |
4(b) | Re-elect Maeve Carton as Director | Management | For | For |
4(c) | Re-elect Bill Egan as Director | Management | For | For |
4(d) | Re-elect Utz-Hellmuth Felcht as Director | Management | For | For |
4(e) | Re-elect Nicky Hartery as Director | Management | For | For |
4(f) | Re-elect Jan de Jong as Director | Management | For | For |
4(g) | Re-elect John Kennedy as Director | Management | For | For |
4(h) | Re-elect Myles Lee as Director | Management | For | For |
4(i) | Elect Heather McSharry as Director | Management | For | For |
4(j) | Re-elect Albert Manifold as Director | Management | For | For |
4(k) | Re-elect Dan O'Connor as Director | Management | For | For |
4(l) | Re-elect Mark Towe as Director | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
8 | Authorise Reissuance of Repurchased Shares | Management | For | For |
9 | Amend Articles of Association | Management | For | For |
10 | Amend Articles of Association | Management | For | For |
CYBERAGENT, INC. MEETING DATE: DEC 16, 2011 | ||||
TICKER: 4751 SECURITY ID: J1046G108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 3500 | Management | For | For |
2 | Appoint Statutory Auditor Numata, Isao | Management | For | For |
3 | Approve Stock Option Plan | Management | For | For |
DAI-ICHI LIFE INSURANCE CO., LTD. MEETING DATE: JUN 25, 2012 | ||||
TICKER: 8750 SECURITY ID: J09748104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 1600 | Management | For | For |
2.1 | Elect Director Saito, Katsutoshi | Management | For | For |
2.2 | Elect Director Watanabe, Koichiro | Management | For | For |
2.3 | Elect Director Masaki, Hideto | Management | For | For |
2.4 | Elect Director Kume, Shinsuke | Management | For | For |
2.5 | Elect Director Yajima, Ryoji | Management | For | For |
2.6 | Elect Director Ishii, Kazuma | Management | For | For |
2.7 | Elect Director Tsuyuki, Shigeo | Management | For | For |
2.8 | Elect Director Asano, Tomoyasu | Management | For | For |
2.9 | Elect Director Takeyama, Yoshio | Management | For | For |
2.10 | Elect Director Teramoto, Hideo | Management | For | For |
2.11 | Elect Director Funabashi, Haruo | Management | For | For |
2.12 | Elect Director Miyamoto, Michiko | Management | For | For |
3.1 | Appoint Statutory Auditor Kondo, Fusakazu | Management | For | For |
3.2 | Appoint Statutory Auditor Taniguchi, Tsuneaki | Management | For | For |
DANONE MEETING DATE: APR 26, 2012 | ||||
TICKER: BN SECURITY ID: F12033134 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.39 per Share | Management | For | For |
4 | Reelect Richard Goblet D Alviella as Director | Management | For | For |
5 | Reelect Jean Laurent as Director | Management | For | For |
6 | Reelect Benoit Potier as Director | Management | For | For |
7 | Elect Jacques Antoine Granjon as Director | Management | For | For |
8 | Elect Mouna Sepehri as Director | Management | For | For |
9 | Elect Virginia Stallings as Director | Management | For | For |
10 | Approve Auditors' Special Report Regarding New Related-Party Transaction | Management | For | For |
11 | Approve Transactions with J.P. Morgan | Management | For | For |
12 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
13 | Authorize up to 0.4 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
14 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
DANSKE BANK A/S MEETING DATE: MAR 27, 2012 | ||||
TICKER: DANSKE SECURITY ID: K22272114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Recieve and Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3a | Reelect Ole Andersen as Director | Management | For | Did Not Vote |
3b | Reelect Niels Christiansen as Director | Management | For | Did Not Vote |
3c | Reelect Michael Fairey as Director | Management | For | Did Not Vote |
3d | Reelect Mats Jansson as Director | Management | For | Did Not Vote |
3e | Reelect Majken Schultz as Director | Management | For | Did Not Vote |
3f | Elect Urban Backstrom as New Director | Management | For | Did Not Vote |
3g | Elect Jorn Jensen as New Director | Management | For | Did Not Vote |
3h | Elect Trond Westlie as New Director | Management | For | Did Not Vote |
4 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
5a | Amend Articles Re: Editorial Changes | Management | For | Did Not Vote |
5b | Amend Articles Re: Registration for General Meeting | Management | For | Did Not Vote |
5c | Amend Articles Re: Postal and Proxy Voting | Management | For | Did Not Vote |
6 | Authorize Repurchase of up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7 | Approve Remuneration of Directors in the Amount of DKK 1.35 Million for Chairman, DKK 900,000 for Vice Chairman, and 450,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
8 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Management | For | Did Not Vote |
9 | Other Business | Management | None | None |
DECKERS OUTDOOR CORPORATION MEETING DATE: MAY 24, 2012 | ||||
TICKER: DECK SECURITY ID: 243537107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Angel R. Martinez | Management | For | For |
1.2 | Elect Director Rex A. Licklider | Management | For | For |
1.3 | Elect Director John M. Gibbons | Management | For | For |
1.4 | Elect Director John G. Perenchio | Management | For | For |
1.5 | Elect Director Maureen Conners | Management | For | For |
1.6 | Elect Director Karyn O. Barsa | Management | For | For |
1.7 | Elect Director Michael F. Devine, III | Management | For | For |
1.8 | Elect Director James Quinn | Management | For | For |
1.9 | Elect Director Lauri Shanahan | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
DENA CO LTD MEETING DATE: JUN 23, 2012 | ||||
TICKER: 2432 SECURITY ID: J1257N107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 36 | Management | For | For |
DENSO CORP. MEETING DATE: JUN 20, 2012 | ||||
TICKER: 6902 SECURITY ID: J12075107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 23 | Management | For | For |
2.1 | Elect Director Fukaya, Koichi | Management | For | For |
2.2 | Elect Director Kato, Nobuaki | Management | For | For |
2.3 | Elect Director Tokuda, Hiromi | Management | For | For |
2.4 | Elect Director Kobayashi, Koji | Management | For | For |
2.5 | Elect Director Tsuchiya, Sojiro | Management | For | For |
2.6 | Elect Director Hironaka, Kazuo | Management | For | For |
2.7 | Elect Director Sugi, Hikaru | Management | For | For |
2.8 | Elect Director Shirasaki, Shinji | Management | For | For |
2.9 | Elect Director Miyaki, Masahiko | Management | For | For |
2.10 | Elect Director Shikamura, Akio | Management | For | For |
2.11 | Elect Director Maruyama, Haruya | Management | For | For |
2.12 | Elect Director Tajima, Akio | Management | For | For |
2.13 | Elect Director Adachi, Michio | Management | For | For |
2.14 | Elect Director Toyoda, Shoichiro | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
DEUTSCHE BANK AG MEETING DATE: MAY 31, 2012 | ||||
TICKER: DBK SECURITY ID: D18190898 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.75 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
7 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For |
8 | Approve Remuneration System for Management Board Members | Management | For | For |
9.1 | Elect Paul Achleitner to the Supervisory Board | Management | For | For |
9.2 | Elect Peter Loescher to the Supervisory Board | Management | For | For |
9.3 | Elect Klaus Ruediger Truetzschler to the Supervisory Board | Management | For | For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 9 Billion; Approve Creation of EUR 230.4 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
DEUTSCHE BOERSE AG MEETING DATE: MAY 16, 2012 | ||||
TICKER: DB1 SECURITY ID: D1882G119 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 3.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5a | Elect Richard Berliand to the Supervisory Board | Management | For | For |
5b | Elect Joachim Faber to the Supervisory Board | Management | For | For |
5c | Elect Karl-Heinz Floether to the Supervisory Board | Management | For | For |
5d | Elect Richard Hayden to the Supervisory Board | Management | For | For |
5e | Elect Craig Heimark to the Supervisory Board | Management | For | For |
5f | Elect David Krell to the Supervisory Board | Management | For | For |
5g | Elect Monica Maechler to the Supervisory Board | Management | For | For |
5h | Elect Friedrich Merz to the Supervisory Board | Management | For | For |
5i | Elect Thomas Neisse to the Supervisory Board | Management | For | For |
5j | Elect Heinz-Joachim Neubuerger to the Supervisory Board | Management | For | For |
5k | Elect Gerhard Roggemann to the Supervisory Board | Management | For | For |
5l | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
6 | Approve Creation of EUR 6 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
7 | Amend Articles Re: Eliminate Variable Supervisory Board Remuneration Component | Management | For | For |
8 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
DEUTSCHE POST AG MEETING DATE: MAY 09, 2012 | ||||
TICKER: DPW SECURITY ID: D19225107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.70 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2012 | Management | For | For |
6 | Amend 2010 Share Repurchase Program: Allow Introduction of Repurchased Shares on Foreign Stock Exchange | Management | For | For |
DIAGEO PLC MEETING DATE: OCT 19, 2011 | ||||
TICKER: DGE SECURITY ID: G42089113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Peggy Bruzelius as Director | Management | For | For |
5 | Re-elect Laurence Danon as Director | Management | For | For |
6 | Re-elect Lord Davies of Abersoch as Director | Management | For | For |
7 | Re-elect Betsy Holden as Director | Management | For | For |
8 | Re-elect Dr Franz Humer as Director | Management | For | For |
9 | Re-elect Deirdre Mahlan as Director | Management | For | For |
10 | Re-elect Philip Scott as Director | Management | For | For |
11 | Re-elect Todd Stitzer as Director | Management | For | For |
12 | Re-elect Paul Walsh as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase | Management | For | For |
18 | Authorise EU Political Donations and Expenditure | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DNB NOR ASA MEETING DATE: APR 25, 2012 | ||||
TICKER: DNBNOR SECURITY ID: R1812S105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board, Control Committee, and Nominating Committee | Management | For | Did Not Vote |
5 | Approve Remuneration of Auditors for 2011 | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 2.00 per Share | Management | For | Did Not Vote |
7 | Reelect N. Bastiansen, T. Eidesvik, C. Grieg, E. Lower, O. Reitan, G. Rollefsen, A. Sletteberg, and H. Wiig as Members of Supervisory Board; Elect H. Mogster and R. Thorsen as New Members of Supervisory Board | Management | For | Did Not Vote |
8 | Reelect Eldbjorg Lower, Arthur Sletteberg, and Reier Soberg as Members of Nominating Committee; Elect Frode Helgerud as New Member of Nominating Committee | Management | For | Did Not Vote |
9 | Elect Vigdis Almestad as New Member of Control Committee; Elect Ida Johnson as New Deputy Member of Control Committee | Management | For | Did Not Vote |
10 | Authorize Repurchase and Sale of Issued Shares with an Aggregate Nominal Value of up to NOK 733 Million | Management | For | Did Not Vote |
11a | Approve Advisory Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
11b | Approve Binding Part of Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
12 | Financial Structure for a New Real Economy; Financial Services Innovation; Requirements Regarding the Assignment of Roles and Impartiality; Selection of Board Members; Board Committee for Shared Financial Responsibility, Authorization and Common Interests | Shareholder | None | None |
DROGASIL S.A MEETING DATE: NOV 10, 2011 | ||||
TICKER: DROG3 SECURITY ID: P3587W107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger between the Company and Raia SA | Management | For | For |
2 | Approve Merger Agreement between the Company and Raia SA | Management | For | For |
3 | Appoint Independent Firm to Appraise Proposed Merger | Management | For | For |
4 | Approve Independent Firm's Appraisal | Management | For | For |
5 | Approve Issuance of 142.07 Million New Shares in Connection with Merger | Management | For | For |
6 | Amend Articles | Management | For | For |
7 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
8 | Elect Directors | Management | For | Against |
9 | Elect Board Chairman | Management | For | Against |
10 | Cancel 2007 Stock Option Plan | Management | For | For |
11 | Approve New Stock Option Plan | Management | For | For |
DUNELM GROUP PLC MEETING DATE: NOV 17, 2011 | ||||
TICKER: DNLM SECURITY ID: G2935W108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Re-elect Geoff Cooper as Director | Management | For | For |
4 | Re-elect Will Adderley as Director | Management | For | For |
5 | Re-elect Nick Wharton as Director | Management | For | For |
6 | Re-elect David Stead as Director | Management | For | For |
7 | Re-elect Marion Sears as Director | Management | For | For |
8 | Re-elect Simon Emeny as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
15 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
16 | Approve Waiver on Tender-Bid Requirement | Management | For | For |
17 | Amend Long Term Incentive Plan | Management | For | For |
18 | Adopt New Articles of Association | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
DUNKIN' BRANDS GROUP, INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: DNKN SECURITY ID: 265504100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Anthony DiNovi | Management | For | For |
1.2 | Elect Director Sandra Horbach | Management | For | For |
1.3 | Elect Director Mark Nunnelly | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
4 | Ratify Auditors | Management | For | For |
EAST JAPAN RAILWAY CO. MEETING DATE: JUN 22, 2012 | ||||
TICKER: 9020 SECURITY ID: J1257M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | For |
2 | Amend Articles To Decrease Maximum Board Size | Management | For | For |
3.1 | Elect Director Seino, Satoshi | Management | For | For |
3.2 | Elect Director Ogata, Masaki | Management | For | For |
3.3 | Elect Director Tomita, Tetsuro | Management | For | For |
3.4 | Elect Director Sekiji, Tsugio | Management | For | For |
3.5 | Elect Director Fukasawa, Yuuji | Management | For | For |
3.6 | Elect Director Minami, Yoichi | Management | For | For |
3.7 | Elect Director Hayashi, Yasuo | Management | For | For |
3.8 | Elect Director Taura, Yoshitaka | Management | For | For |
3.9 | Elect Director Yagishita, Naomichi | Management | For | For |
3.10 | Elect Director Morimoto, Yuuji | Management | For | For |
3.11 | Elect Director Haraguchi, Tsukasa | Management | For | For |
3.12 | Elect Director Kawanobe, Osamu | Management | For | For |
3.13 | Elect Director Ichinose, Toshiro | Management | For | For |
3.14 | Elect Director Sawamoto, Takashi | Management | For | For |
3.15 | Elect Director Deguchi, Hidemi | Management | For | For |
3.16 | Elect Director Satomi, Masayuki | Management | For | For |
3.17 | Elect Director Umehara, Yasuyoshi | Management | For | For |
3.18 | Elect Director Takahashi, Makoto | Management | For | For |
3.19 | Elect Director Sasaki, Takeshi | Management | For | For |
3.20 | Elect Director Hamaguchi, Tomokazu | Management | For | For |
4 | Appoint Statutory Auditor Ishida, Yoshio | Management | For | For |
5 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
6 | Approve Adjustment to Aggregate Compensation Ceiling for Directors | Management | For | For |
7 | Amend Articles to Authorize Company to Direct Subsidiary to Investigate Medical Practitioners Law (MPL) Violations by Tenant Shop Employees | Shareholder | Against | Against |
8 | Amend Articles to Authorize Firm to Send a Letter to New Employees Asking Them to Observe, Investigate Compliance at Subsidiaries and Trading Partners | Shareholder | Against | Against |
9 | Direct Dept Store Subsidiary to Investigate MPL Violation at Tenant Contact-Lens Shops and Provide Results to Asahi Shimbun | Shareholder | Against | Against |
10 | Direct Dept Store Subsidiary to Investigate MPL Violation at Tenant Contact-Lens Shops and Provide Results to Broadcaster NHK | Shareholder | Against | Against |
11 | Direct the Firm to Send a Letter to New Employees Asking Them to Observe, Investigate Compliance at Subsidiaries and Trading Partners | Shareholder | Against | Against |
12 | Amend Articles to Allow Proposals on Drafting and Implementation of Business Plans Related to Earthquake Reconstruction at Shareholder Meetings | Shareholder | Against | Against |
13 | Mandate Outside Committees Representing Communities Neighboring Earthquake Disaster-Affected Train Lines Slated for Reconstruction to Pass Judgment on Drafting, Implementation of Route Reconstruction Plans, and Subject Plans Without Committee Approval to | Shareholder | Against | Against |
14 | Amend Articles to Allow Proposals on Compliance Matters at Shareholder Meetings | Shareholder | Against | Against |
15 | Mandate Creation of Committee on Compliance | Shareholder | Against | Against |
16 | Amend Articles to Require Disclosure of Top Five Individual Director Compensation Levels | Shareholder | Against | Against |
17 | Amend Articles to Require At Least Three Outsiders on Board of Directors | Shareholder | Against | Against |
18.1 | Remove Chairman Satoshi Seino from the Board of Directors | Shareholder | Against | Against |
18.2 | Remove Vice Chairman Masaki Ogata from the Board of Directors | Shareholder | Against | Against |
18.3 | Remove Executive Director Toru Owada from the Board of Directors | Shareholder | Against | Against |
18.4 | Remove Executive Director Yuji Fukazawa from the Board of Directors | Shareholder | Against | Against |
18.5 | Remove Executive Director Yasuo Hayashi from the Board of Directors | Shareholder | Against | Against |
18.6 | Remove Executive Director Yuji Morimoto from the Board of Directors | Shareholder | Against | Against |
19 | Reduce Director and Statutory Auditor Compensation by 20 Percent | Shareholder | Against | Against |
20 | Approve Alternate Income Allocation to Establish Reserves for Great East Japan Earthquake Disaster Recovery Fund and for Consolidation of Local Rail Lines | Shareholder | Against | Against |
ENI SPA MEETING DATE: APR 30, 2012 | ||||
TICKER: ENI SECURITY ID: T3643A145 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
1 | Amend Articles 17 and 28; Add New Article 34 (Board-Related) | Management | For | For |
ENI SPA MEETING DATE: APR 30, 2012 | ||||
TICKER: ENI SECURITY ID: 26874R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
1 | Amend Articles 17 and 28; Add New Article 34 (Board-Related) | Management | For | For |
FANUC CORP. MEETING DATE: JUN 28, 2012 | ||||
TICKER: 6954 SECURITY ID: J13440102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, With a Final Dividend of JPY 99.01 | Management | For | For |
2.1 | Elect Director Inaba, Yoshiharu | Management | For | For |
2.2 | Elect Director Yamaguchi, Kenji | Management | For | For |
2.3 | Elect Director Gonda, Yoshihiro | Management | For | For |
2.4 | Elect Director Richard E. Schneider | Management | For | For |
2.5 | Elect Director Uchida, Hiroyuki | Management | For | For |
2.6 | Elect Director Matsubara, Shunsuke | Management | For | For |
2.7 | Elect Director Kosaka, Tetsuya | Management | For | For |
2.8 | Elect Director Kohari, Katsuo | Management | For | For |
2.9 | Elect Director Okada, Toshiya | Management | For | For |
2.10 | Elect Director Hiramoto, Kazuyuki | Management | For | For |
2.11 | Elect Director Olaf C. Gehrels | Management | For | For |
2.12 | Elect Director Aoyama, Kazunari | Management | For | For |
2.13 | Elect Director Ito, Takayuki | Management | For | For |
2.14 | Elect Director Yamada, Yuusaku | Management | For | For |
2.15 | Elect Director Hishikawa, Tetsuo | Management | For | For |
2.16 | Elect Director Noda, Hiroshi | Management | For | For |
3 | Appoint Statutory Auditor Harada, Hajime | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FORTESCUE METALS GROUP LTD. MEETING DATE: NOV 09, 2011 | ||||
TICKER: FMG SECURITY ID: Q39360104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Remuneration Report | Management | For | For |
2 | Elect Geoff Raby as Director | Management | For | For |
3 | Elect Herbert Scruggs as Director | Management | For | For |
4 | Elect Andrew Forrest as Director | Management | For | For |
5 | Elect Graeme Rowley as Director | Management | For | For |
6 | Elect Owen Hegarty as Director | Management | For | For |
7 | Adopt New Constitution | Management | For | For |
8 | Approve Proportional Takeover Provision | Management | For | For |
FUJI MEDIA HOLDINGS, INC. MEETING DATE: JUN 28, 2012 | ||||
TICKER: 4676 SECURITY ID: J15477102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 2800 | Management | For | For |
2.1 | Elect Director Hieda, Hisashi | Management | For | For |
2.2 | Elect Director Toyoda, Ko | Management | For | For |
2.3 | Elect Director Ota, Hideaki | Management | For | For |
2.4 | Elect Director Kano, Shuuji | Management | For | For |
2.5 | Elect Director Endo, Ryuunosuke | Management | For | For |
2.6 | Elect Director Suzuki, Katsuaki | Management | For | For |
2.7 | Elect Director Matsuoka, Isao | Management | For | For |
2.8 | Elect Director Miki, Akihiro | Management | For | For |
2.9 | Elect Director Ishiguro, Taizan | Management | For | For |
2.10 | Elect Director Yokota, Masafumi | Management | For | For |
2.11 | Elect Director Terasaki, Kazuo | Management | For | For |
2.12 | Elect Director Kiyohara, Takehiko | Management | For | For |
2.13 | Elect Director Masuda, Shigeru | Management | For | For |
2.14 | Elect Director Kameyama, Chihiro | Management | For | For |
2.15 | Elect Director Ota, Toru | Management | For | For |
3 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For |
GAMELOFT MEETING DATE: JUN 19, 2012 | ||||
TICKER: GFT SECURITY ID: F4223A104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Allocation of Income and Absence of Dividends | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Change of Registered Office to 14, Rue Auber, 75009 Paris and Amend Article 2 of Bylaws Accordingly | Management | For | For |
6 | Renew Appointment of Audit AMLD as Auditor | Management | For | For |
7 | Appoint Benoit Flechon as Alternate Auditor | Management | For | For |
8 | Appoint Mazars as Auditor | Management | For | For |
9 | Appoint Jean-Maurice El Nouchi as Alternate Auditor | Management | For | For |
10 | Subject to Approval of Item 13, Confirm Continuation of Michel Guillemot, Yves Guillemot, Claude Guillemot, Christian Guillemot, Gerard Guillemot, and Marie-Therese Guiny as Directors | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
13 | Approve Change of Corporate Form to Societas Europaea (SE) | Management | For | For |
14 | Subject to Approval of Item 13, Change Company Name to Gameloft SE and Amend Bylaws Accordingly | Management | For | For |
15 | Subject to Approval of Items 13 and 14, Adopt New Set of Bylaws | Management | For | For |
16 | Subject to Approval of Item 13, Approve Transfer to the Board of Directors of All Outstanding Authorizations | Management | For | For |
17 | Subject to Approval of Item 10, Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
18 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
19 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Million | Management | For | For |
20 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 18 and 19 Above | Management | For | For |
21 | Authorize up to 3 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
22 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
23 | Approve Employee Stock Purchase Plan | Management | For | For |
24 | Set Total Limit for Capital Increase to Result from All Issuance Requests under Items 18 to 23 Above at EUR 10 Million | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
GDF SUEZ MEETING DATE: APR 23, 2012 | ||||
TICKER: GSZ SECURITY ID: F42768105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Reelect Gerard Mestrallet as Director | Management | For | For |
7 | Reelect Jean-Francois Cirelli as Director | Management | For | For |
8 | Reelect Jean-Louis Beffa as Director | Management | For | For |
9 | Reelect Paul Desmarais Jr as Director | Management | For | For |
10 | Reelect Lord Simon of Highbury as Director | Management | For | For |
11 | Appoint Gerard Lamarche as Censor | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 225 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | For |
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
19 | Set Total Limit for Capital Increase to Result from All Issuance Requests at EUR 275 Million | Management | For | For |
20 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
21 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
22 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
23 | Amend Article 13 of Bylaws Re: Employee Representatives in the Board | Management | For | Against |
24 | Amend Articles 16 and 17 of Bylaws Re: Age limit of the CEO and the Chairman of the Board | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
26 | Approve Payment of Interim Dividends (Shares) | Management | For | For |
A | Approve Dividends od EUR 0.83 per Share | Shareholder | Against | Against |
GEM DIAMONDS LTD MEETING DATE: JUN 12, 2012 | ||||
TICKER: GEMD SECURITY ID: G37959106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Reappoint Ernst & Young LLP as Auditors | Management | For | For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
5 | Re-elect Clifford Elphick as Director | Management | For | For |
6 | Re-elect Gavin Beevers as Director | Management | For | For |
7 | Re-elect Dave Elzas as Director | Management | For | For |
8 | Re-elect Mike Salamon as Director | Management | For | For |
9 | Re-elect Richard Williams as Director | Management | For | For |
10 | Re-elect Alan Ashworth as Director | Management | For | For |
11 | Re-elect Kevin Burford as Director | Management | For | For |
12 | Re-elect Glenn Turner as Director | Management | For | For |
13 | Re-elect Roger Davis as Director | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
GEMALTO MEETING DATE: MAY 24, 2012 | ||||
TICKER: GTO SECURITY ID: N3465M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Receive Report of Management Board | Management | None | None |
3 | Adopt Financial Statements | Management | For | For |
4a | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4b | Approve Dividends of EUR 0.31 Per Share | Management | For | For |
5a | Approve Discharge of CEO | Management | For | For |
5b | Approve Discharge of Non-Executive Directors | Management | For | For |
6a | Elect Olivier Piou as Executive to Board of Directors | Management | For | For |
6b | Reelect Johannes Fritz to Board of Directors | Management | For | For |
6c | Reelect Arthur van der Poel to Board of Directors | Management | For | For |
6d | Elect Yen Yen Tan to Board of Directors | Management | For | For |
6e | Elect Drina Yue to Board of Directors | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Management | For | For |
9 | Allow Questions | Management | None | None |
10 | Close Meeting | Management | None | None |
GOOGLE INC. MEETING DATE: JUN 21, 2012 | ||||
TICKER: GOOG SECURITY ID: 38259P508 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Larry Page | Management | For | For |
1.2 | Elect Director Sergey Brin | Management | For | For |
1.3 | Elect Director Eric E. Schmidt | Management | For | For |
1.4 | Elect Director L. John Doerr | Management | For | For |
1.5 | Elect Director Diane B. Greene | Management | For | For |
1.6 | Elect Director John L. Hennessy | Management | For | For |
1.7 | Elect Director Ann Mather | Management | For | For |
1.8 | Elect Director Paul S. Otellini | Management | For | For |
1.9 | Elect Director K. Ram Shriram | Management | For | For |
1.10 | Elect Director Shirley M. Tilghman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Authorize a New Class of Common Stock | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Amend Charter to Provide For Class A Common Holders to Receive Equal Consideration as Class B Common Holders in event of any Merger, Consolidation or Business Combination | Management | For | For |
6 | Approve Omnibus Stock Plan | Management | For | Against |
7 | Approve Omnibus Stock Plan | Management | For | Against |
8 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
9 | Amend Articles Regarding Arbitration of Shareholder Lawsuits | Shareholder | Against | Against |
10 | Approve Recapitalization Plan for all Stock to have One-vote per Share | Shareholder | Against | For |
GSW IMMOBILIEN AG MEETING DATE: JUN 28, 2012 | ||||
TICKER: GIB SECURITY ID: D31311109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2012 | Management | For | For |
6.1 | Approve Decrease in Size of Supervisory Board to Six Members | Management | For | For |
6.2 | Amend Articles Re: Term of Office for Replacing Supervisory Board Members | Management | For | For |
6.3 | Approve Remuneration of Supervisory Board | Management | For | For |
7 | Elect Gisela von der Aue to the Supervisory Board | Management | For | For |
8 | Approve Creation of EUR 17 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 250 Million; Approve Creation of EUR 7.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For |
10 | Approve Affiliation Agreements with GSW Acquisition 3 GmbH | Management | For | For |
11 | Cancel Authorization Not to Disclose Individualized Remuneration of Management Board Members | Management | For | For |
HAMON & CIE INTERNATIONAL SA MEETING DATE: APR 24, 2012 | ||||
TICKER: HAMO SECURITY ID: B47755101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Directors' Report | Management | None | None |
2 | Receive Remuneration Report | Management | None | None |
3 | Receive Auditors' Reports | Management | None | None |
4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.25 per Share | Management | For | For |
5 | Approve Remuneration Report | Management | For | For |
6 | Receive Consolidated Financial Statements (Non-Voting) | Management | None | None |
7 | Approve Discharge of Directors | Management | For | For |
8 | Approve Discharge of Auditors | Management | For | For |
9 | Elect P. Vlerick as Director | Management | For | For |
10 | Approve Change-of-Control Clause Re : Syndicated Loan Agreement | Management | For | For |
HAYS PLC MEETING DATE: NOV 09, 2011 | ||||
TICKER: HAS SECURITY ID: G4361D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Victoria Jarman as Director | Management | For | For |
5 | Re-elect Alan Thomson as Director | Management | For | For |
6 | Re-elect Alistair Cox as Director | Management | For | For |
7 | Re-elect Paul Venables as Director | Management | For | For |
8 | Re-elect William Eccleshare as Director | Management | For | For |
9 | Re-elect Paul Harrison as Director | Management | For | For |
10 | Re-elect Richard Smelt as Director | Management | For | For |
11 | Re-elect Paul Stoneham as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
15 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
16 | Authorise Market Purchase | Management | For | For |
17 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HENDERSON LAND DEVELOPMENT CO. LTD. MEETING DATE: JUN 11, 2012 | ||||
TICKER: 00012 SECURITY ID: Y31476107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Woo Ka Biu, Jackson as Director | Management | For | For |
3b | Reelect Lee Shau Kee as Director | Management | For | For |
3c | Reelect Lam Ko Yin, Colin as Director | Management | For | For |
3d | Reelect Yip Ying Chee, John as Director | Management | For | For |
3e | Reelect Fung Lee Woon King as Director | Management | For | For |
3f | Reelect Lau Yum Chuen, Eddie as Director | Management | For | For |
3g | Reelect Au Siu Kee, Alexander as Director | Management | For | For |
3h | Reelect Leung Hay Man as Director | Management | For | For |
3i | Approve Fees of Directors and Committee Members | Management | For | Abstain |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5b | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
5c | Authorize Reissuance of Repurchased Shares | Management | For | Against |
HENGDELI HOLDINGS LTD. MEETING DATE: MAY 08, 2012 | ||||
TICKER: 03389 SECURITY ID: G45048108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Song Jianwen as Director and Authorise Board to Fix His Remuneration | Management | For | Against |
3b | Reelect Huang Yonghua as Director and Authorise Board to Fix His Remuneration | Management | For | Against |
3c | Reelect Chen Sheng as Director and Authorise Board to Fix His Remuneration | Management | For | Against |
4 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Authorize Reissuance of Repurchased Shares | Management | For | For |
HONDA MOTOR CO. LTD. MEETING DATE: JUN 21, 2012 | ||||
TICKER: 7267 SECURITY ID: J22302111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2 | Amend Articles To Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Ito, Takanobu | Management | For | For |
3.2 | Elect Director Iwamura, Tetsuo | Management | For | For |
3.3 | Elect Director Oyama, Tatsuhiro | Management | For | For |
3.4 | Elect Director Ike, Fumihiko | Management | For | For |
3.5 | Elect Director Kawanabe, Tomohiko | Management | For | For |
3.6 | Elect Director Yamamoto, Takashi | Management | For | For |
3.7 | Elect Director Yamamoto, Yoshiharu | Management | For | For |
3.8 | Elect Director Hogen, Kensaku | Management | For | For |
3.9 | Elect Director Kuroyanagi, Nobuo | Management | For | For |
3.10 | Elect Director Fukui, Takeo | Management | For | For |
3.11 | Elect Director Yoshida, Masahiro | Management | For | For |
3.12 | Elect Director Shiga, Yuuji | Management | For | For |
4.1 | Appoint Statutory Auditor Yamashita, Masaya | Management | For | For |
4.2 | Appoint Statutory Auditor Hiwatari, Toshiaki | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 25, 2012 | ||||
TICKER: HSBA SECURITY ID: G4634U169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Re-elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Elect Joachim Faber as Director | Management | For | For |
3f | Re-elect Rona Fairhead as Director | Management | For | For |
3g | Re-elect Douglas Flint as Director | Management | For | For |
3h | Re-elect Alexander Flockhart as Director | Management | For | For |
3i | Re-elect Stuart Gulliver as Director | Management | For | For |
3j | Re-elect James Hughes-Hallett as Director | Management | For | For |
3k | Re-elect William Laidlaw as Director | Management | For | For |
3l | Elect John Lipsky as Director | Management | For | For |
3m | Re-elect Janis Lomax as Director | Management | For | For |
3n | Re-elect Iain Mackay as Director | Management | For | For |
3o | Re-elect Nagavara Murthy as Director | Management | For | For |
3p | Re-elect Sir Simon Robertson as Director | Management | For | For |
3q | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
8 | Approve Scrip Dividend Program | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HSBC HOLDINGS PLC MEETING DATE: MAY 25, 2012 | ||||
TICKER: HSBA SECURITY ID: 404280406 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3a | Re-elect Safra Catz as Director | Management | For | For |
3b | Re-elect Laura Cha as Director | Management | For | For |
3c | Re-elect Marvin Cheung as Director | Management | For | For |
3d | Re-elect John Coombe as Director | Management | For | For |
3e | Elect Joachim Faber as Director | Management | For | For |
3f | Re-elect Rona Fairhead as Director | Management | For | For |
3g | Re-elect Douglas Flint as Director | Management | For | For |
3h | Re-elect Alexander Flockhart as Director | Management | For | For |
3i | Re-elect Stuart Gulliver as Director | Management | For | For |
3j | Re-elect James Hughes-Hallett as Director | Management | For | For |
3k | Re-elect William Laidlaw as Director | Management | For | For |
3l | Elect John Lipsky as Director | Management | For | For |
3m | Re-elect Janis Lomax as Director | Management | For | For |
3n | Re-elect Iain Mackay as Director | Management | For | For |
3o | Re-elect Nagavara Murthy as Director | Management | For | For |
3p | Re-elect Sir Simon Robertson as Director | Management | For | For |
3q | Re-elect John Thornton as Director | Management | For | For |
4 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Management | For | For |
5 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
6 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
7 | Authorise Market Purchase | Management | For | For |
8 | Approve Scrip Dividend Program | Management | For | For |
9 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
HUABAO INTERNATIONAL HOLDINGS LIMITED (FORMERLY LEAPTEK LTD MEETING DATE: AUG 05, 2011 | ||||
TICKER: 00336 SECURITY ID: G4639H122 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Mak Kin Kwong as Director | Management | For | For |
3b | Reelect Poon Chiu Kwok as Director | Management | For | Against |
3c | Reelect Xiong Qing as Director | Management | For | Against |
3d | Authorize Board to Fix Directors' Remuneration | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
HUGO BOSS AG MEETING DATE: MAY 03, 2012 | ||||
TICKER: BOSS SECURITY ID: D12432114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.88 per Ordinary Share and 2.89 per Preference Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Approve Conversion of Bearer Shares into Registered Shares | Management | For | For |
6 | Approve Conversion of Preference Shares into Ordinary Shares | Management | For | For |
7 | Approve Conversion of Preference Shares into Ordinary Shares | Management | For | For |
8 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2012 | Management | For | For |
HUTCHISON WHAMPOA LIMITED MEETING DATE: MAY 25, 2012 | ||||
TICKER: 00013 SECURITY ID: Y38024108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3a | Reelect Li Ka-shing as Director | Management | For | For |
3b | Reelect Chow Woo Mo Fong, Susan as Director | Management | For | For |
3c | Reelect Lai Kai Ming, Dominic as Director | Management | For | For |
3d | Reelect Michael David Kadoorie as Director | Management | For | For |
3e | Reelect Margaret Leung Ko May Yee as Director | Management | For | For |
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5a | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
5b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5c | Authorize Reissuance of Repurchased Shares | Management | For | For |
6 | Amend Articles of Association | Management | For | For |
ILIAD MEETING DATE: MAY 24, 2012 | ||||
TICKER: ILD SECURITY ID: F4958P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Reelect Thomas Reynaud as Director | Management | For | For |
6 | Reelect Marie-Christine Levet as Director | Management | For | For |
7 | Reelect PricewaterhouseCoopers Audit as Auditor | Management | For | For |
8 | Reelect Etienne Boris as Alternate Auditor | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 100,000 | Management | For | For |
10 | Change Location of Registered Office to 16, rue de la ville l Eveque, 75008 Paris | Management | For | For |
11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
12 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
13 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
IMPALA PLATINUM HOLDINGS LTD MEETING DATE: OCT 26, 2011 | ||||
TICKER: IMP SECURITY ID: S37840113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2011 | Management | For | For |
2 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company | Management | For | For |
3.1 | Re-elect Michael McMahon as Chairman of the Audit and Risk Committee | Management | For | For |
3.2 | Elect Hugh Cameron as Member of the Audit and Risk Committee | Management | For | For |
3.3 | Elect Babalwa Ngonyama as Member of the Audit and Risk Committee | Management | For | For |
4 | Approve Remuneration Policy | Management | For | Against |
5.1 | Elect Brenda Berlin as Director | Management | For | For |
5.2 | Re-elect David Brown as Director | Management | For | For |
5.3 | Re-elect Hugh Cameron as Director | Management | For | For |
5.4 | Re-elect Mandla Gantsho as Director | Management | For | For |
5.5 | Re-elect Thabo Mokgatlha as Director | Management | For | For |
5.6 | Re-elect Babalwa Ngonyama as Director | Management | For | For |
6 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For |
1 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For |
2 | Approve Increase in the Remuneration of Non-executive Directors with Effect from 1 July 2011 | Management | For | For |
3 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 01, 2012 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Ken Burnett as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Robert Dyrbus as Director | Management | For | For |
7 | Re-elect Michael Herlihy as Director | Management | For | For |
8 | Re-elect Susan Murray as Director | Management | For | For |
9 | Re-elect Iain Napier as Director | Management | For | For |
10 | Re-elect Berge Setrakian as Director | Management | For | For |
11 | Re-elect Mark Williamson as Director | Management | For | For |
12 | Elect Malcolm Wyman as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INFORMA PLC MEETING DATE: MAY 17, 2012 | ||||
TICKER: INF SECURITY ID: G4770C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Re-elect Derek Mapp as Director | Management | For | For |
3 | Re-elect Peter Rigby as Director | Management | For | For |
4 | Re-elect Adam Walker as Director | Management | For | For |
5 | Re-elect Dr Pamela Kirby as Director | Management | For | For |
6 | Re-elect John Davis as Director | Management | For | For |
7 | Re-elect Dr Brendan O'Neill as Director | Management | For | For |
8 | Re-elect Stephen Carter as Director | Management | For | For |
9 | Approve Remuneration Report | Management | For | For |
10 | Reappoint Deloitte LLP as Auditors | Management | For | For |
11 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
12 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
13 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
14 | Authorise Market Purchase | Management | For | For |
ING GROEP NV MEETING DATE: MAY 14, 2012 | ||||
TICKER: INGVF SECURITY ID: N4578E413 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2A | Receive Report of Management Board (Non-Voting) | Management | None | None |
2B | Receive Report of Supervisory Board (Non-Voting) | Management | None | None |
2C | Adopt Financial Statements | Management | For | For |
3 | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
4 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | None | None |
5A | Discussion on Company's Corporate Governance Structure | Management | None | None |
5B | Amend Articles Re: Legislative Changes | Management | For | For |
6 | Receive Announcements on Sustainability | Management | None | None |
7A | Approve Discharge of Management Board | Management | For | For |
7B | Approve Discharge of Supervisory Board | Management | For | For |
8 | Ratify Ernst and Young as Auditors | Management | For | For |
9 | Elect Wilfred Nagel to Executive Board | Management | For | For |
10A | Reelect Aman Mehta to Supervisory Board | Management | For | For |
10B | Elect Jan Holsboer to Supervisory Board | Management | For | For |
10C | Elect Yvonne van Rooy to Supervisory Board | Management | For | For |
10D | Elect Robert Reibestein to Supervisory Board | Management | For | For |
11A | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Management | For | For |
11B | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
12A | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
12B | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Management | For | For |
13 | Close Meeting | Management | None | None |
INTESA SANPAOLO SPA MEETING DATE: MAY 28, 2012 | ||||
TICKER: ISP SECURITY ID: T55067101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Cover Losses and ApproveDividend through Partial Distribution of Reserves | Management | For | For |
2 | Elect Supervisory Board Members | Management | For | For |
3 | Elect Supervisory Board Vice-Chairman | Management | For | Abstain |
4 | Approve Remuneration Report | Management | For | For |
5 | Approve Restricted Stock Plan; Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
IPSOS MEETING DATE: APR 05, 2012 | ||||
TICKER: IPS SECURITY ID: F5310M109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.63 per Share | Management | For | For |
4 | Acknowledge Absence of Non-Tax Deductible Expenses | Management | For | For |
5 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
6 | Reelect Henry Letulle as Director | Management | For | Against |
7 | Ratify Appointment of Xavier Coirbay as Director | Management | For | Against |
8 | Ratify Appointment of FFP Invest, Represented by Sebastien Coquart, as Director | Management | For | Against |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 120,000 | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 5.65 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.69 Million | Management | For | For |
14 | Approve Issuance of up to 20 Percent of Issued Capital Per Year Reserved for a Private Placement, up to Aggregate Nominal Amount of EUR 1.69 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above Under Items 12, 13 and 14 | Management | For | For |
16 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights under Items 13 and 14 | Management | For | For |
17 | Authorize Capital Increase for Future Exchange Offers | Management | For | For |
18 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
19 | Authorize Capitalization of Reserves of Up to EUR 100 Million for Bonus Issue or Increase in Par Value | Management | For | For |
20 | Approve Issuance of Shares of up to 7 Percent of Issued Capital Per Year Reserved for Specific Beneficiaries | Management | For | For |
21 | Approve Employee Stock Purchase Plan | Management | For | For |
22 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
23 | Authorize up to 7 Percent of Issued Capital for Use in Stock Option Plan | Management | For | Against |
24 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
25 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
ISRAEL CHEMICALS LTD. MEETING DATE: OCT 05, 2011 | ||||
TICKER: ICL SECURITY ID: M5920A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3.1 | Elect Nir Gilad as Director | Management | For | For |
3.2 | Elect Yossi Rosen as Director | Management | For | For |
3.3 | Elect Chaim Erez as Director | Management | For | For |
3.4 | Elect Moshe Vidman as Director | Management | For | For |
3.5 | Elect Avishar Paz as Director | Management | For | For |
3.6 | Elect Eran Sarig as Director | Management | For | For |
3.7 | Elect Avraham Shochat as Director | Management | For | For |
3.8 | Elect Victor Medina as Director | Management | For | For |
4 | Elect Ovadia Eli as Director | Management | For | For |
5 | Approve Indemnification Agreement of Ovadia Eli | Management | For | For |
6 | Elect Jacob Dior as External Director | Management | For | For |
6a | Indicate if you are a Controlling Shareholder | Management | None | Against |
7 | Approve Remuneration of Jacob Dior Including Indemnification Agreement | Management | For | For |
8 | Amend Articles | Management | For | For |
9 | Amend Controlling Shareholder Director Indemnification Agreements | Management | For | For |
9a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
10 | Amend Non-Controlling Shareholder Director Indemnification Agreements | Management | For | For |
11 | Approve Related Party Transaction | Management | For | For |
11a | Indicate Personal Interest in Proposed Agenda Item | Management | None | Against |
JAPAN RETAIL FUND INVESTMENT CORP. MEETING DATE: DEC 13, 2011 | ||||
TICKER: 8953 SECURITY ID: J27544105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Reflect Changes in Law - Amend Permitted Investment Types | Management | For | For |
2 | Elect Executive Director Nanba, Shuichi | Management | For | For |
3.1 | Elect Supervisory Director Nishida, Masahiko | Management | For | For |
3.2 | Elect Supervisory Director Usuki, Masaharu | Management | For | For |
4 | Elect Alternate Executive Director Imanishi, Fuminori | Management | For | For |
5 | Elect Alternate Supervisory Director Matsumiya, Toshihiko | Management | For | For |
JAPAN TOBACCO INC MEETING DATE: JUN 22, 2012 | ||||
TICKER: 2914 SECURITY ID: J27869106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6000 | Management | For | Against |
2 | Amend Articles To Limit Rights of Odd-Lot Holders | Management | For | For |
3.1 | Elect Director Kimura, Hiroshi | Management | For | For |
3.2 | Elect Director Koizumi, Mitsuomi | Management | For | For |
3.3 | Elect Director Shingai, Yasushi | Management | For | For |
3.4 | Elect Director Okubo, Noriaki | Management | For | For |
3.5 | Elect Director Saeki, Akira | Management | For | For |
3.6 | Elect Director Miyazaki, Hideki | Management | For | For |
3.7 | Elect Director Iwai, Mutsuo | Management | For | For |
3.8 | Elect Director Oka, Motoyuki | Management | For | For |
3.9 | Elect Director Koda, Main | Management | For | For |
4 | Appoint Statutory Auditor Nakamura, Futoshi | Management | For | For |
5 | Approve Final Dividend of JPY 20,000 | Shareholder | Against | For |
6 | Authorize Share Repurchase of Up To 1.6 Million Shares in the Coming Year | Shareholder | Against | For |
7 | Amend Articles to Allow Binding Shareholder Meeting Resolutions on Cancellation of Treasury Shares | Shareholder | Against | For |
8 | Cancel the Company's Treasury Shares | Shareholder | Against | For |
JOHNSON MATTHEY PLC MEETING DATE: JUL 19, 2011 | ||||
TICKER: JMAT SECURITY ID: G51604109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Alan Ferguson as Director | Management | For | For |
5 | Elect Tim Stevenson as Director | Management | For | For |
6 | Re-elect Neil Carson as Director | Management | For | For |
7 | Re-elect Sir Thomas Harris as Director | Management | For | For |
8 | Re-elect Robert MacLeod as Director | Management | For | For |
9 | Re-elect Larry Pentz as Director | Management | For | For |
10 | Re-elect Michael Roney as Director | Management | For | For |
11 | Re-elect Bill Sandford as Director | Management | For | For |
12 | Re-elect Dorothy Thompson as Director | Management | For | For |
13 | Reappoint KPMG Audit plc as Auditors of the Company | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
K+S AKTIENGESELLSCHAFT MEETING DATE: MAY 09, 2012 | ||||
TICKER: SDF SECURITY ID: D48164129 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2012 | Management | For | For |
6 | Elect Ralf Bethke to the Supervisory Board | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Amend Articles Re: Allow for AGM Voting by Post | Management | For | For |
KABEL DEUTSCHLAND HOLDING AG MEETING DATE: OCT 13, 2011 | ||||
TICKER: KD8 SECURITY ID: D6424C104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2010/2011 (Non-Voting) | Management | None | None |
2 | Approve Discharge of Management Board for Fiscal 2010/2011 | Management | For | For |
3 | Approve Discharge of Supervisory Board for Fiscal 2010/2011 | Management | For | For |
4 | Ratify Ernst & Young as Auditors for Fiscal 2011/2012 | Management | For | For |
5 | Cancel Authorization for Management Board Not to Disclose Individualized Remuneration of its Members | Management | For | For |
KAKAKU.COM INC MEETING DATE: JUN 26, 2012 | ||||
TICKER: 2371 SECURITY ID: J29258100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2 | Amend Articles To Clarify Terms of Alternate Statutory Auditors - Increase Maximum Board Size | Management | For | For |
3.1 | Elect Director Hayashi, Kaoru | Management | For | For |
3.2 | Elect Director Tanaka, Minoru | Management | For | For |
3.3 | Elect Director Hata, Shonosuke | Management | For | For |
3.4 | Elect Director Ieuji, Taizo | Management | For | For |
3.5 | Elect Director Fujiwara, Kenji | Management | For | For |
3.6 | Elect Director Uemura, Hajime | Management | For | For |
3.7 | Elect Director Yuuki, Shingo | Management | For | For |
3.8 | Elect Director Murakami, Atsuhiro | Management | For | For |
3.9 | Elect Director Matsumoto, Oki | Management | For | For |
3.10 | Elect Director Hayakawa, Yoshiharu | Management | For | For |
3.11 | Elect Director Akiyama, Ryuuhei | Management | For | For |
4 | Approve Stock Option Plan | Management | For | For |
KDDI CORPORATION MEETING DATE: JUN 20, 2012 | ||||
TICKER: 9433 SECURITY ID: J31843105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 8500 | Management | For | For |
2 | Amend Articles To Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders - Indemnify Directors and Statutory Auditors | Management | For | For |
3.1 | Elect Director Onodera, Tadashi | Management | For | For |
3.2 | Elect Director Aritomi, Kanichiro | Management | For | For |
3.3 | Elect Director Tanaka, Takashi | Management | For | For |
3.4 | Elect Director Morozumi, Hirofumi | Management | For | For |
3.5 | Elect Director Takahashi, Makoto | Management | For | For |
3.6 | Elect Director Shimatani, Yoshiharu | Management | For | For |
3.7 | Elect Director Ishikawa, Yuuzo | Management | For | For |
3.8 | Elect Director Inoe, Masahiro | Management | For | For |
3.9 | Elect Director Yuasa, Hideo | Management | For | For |
3.10 | Elect Director Naratani, Hiromu | Management | For | For |
3.11 | Elect Director Kawamura, Makoto | Management | For | For |
3.12 | Elect Director Sasaki, Shinichi | Management | For | For |
4.1 | Appoint Statutory Auditor Sampei, Yoshinari | Management | For | For |
4.2 | Appoint Statutory Auditor Abe, Takeshi | Management | For | Against |
4.3 | Appoint Statutory Auditor Amae, Kishichiro | Management | For | For |
4.4 | Appoint Statutory Auditor Hirano, Yukihisa | Management | For | For |
5 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | Management | For | For |
KEYENCE CORP. MEETING DATE: JUN 13, 2012 | ||||
TICKER: 6861 SECURITY ID: J32491102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2 | Amend Articles to Set a One-Time Shortened Fiscal Term for Accelerated Tax Benefit | Management | For | For |
3.1 | Elect Director Takizaki, Takemitsu | Management | For | For |
3.2 | Elect Director Yamamoto, Akinori | Management | For | For |
3.3 | Elect Director Kanzawa, Akira | Management | For | For |
3.4 | Elect Director Kimura, Tsuyoshi | Management | For | For |
3.5 | Elect Director Ueda, Yoshihiro | Management | For | For |
3.6 | Elect Director Konishi, Masayuki | Management | For | For |
3.7 | Elect Director Ideno, Tomohide | Management | For | For |
3.8 | Elect Director Sasaki, Michio | Management | For | For |
4.1 | Appoint Statutory Auditor Kosaka, Keizo | Management | For | Against |
4.2 | Appoint Statutory Auditor Ogawa, Koichi | Management | For | For |
5 | Appoint Alternate Statutory Auditor Kitamura, Tomiji | Management | For | For |
KINGSPAN GROUP PLC MEETING DATE: MAY 10, 2012 | ||||
TICKER: KRX SECURITY ID: G52654103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4a | Reelect Eugene Murtagh as Director | Management | For | Against |
4b | Reelect Gene Murtagh as Director | Management | For | Against |
4c | Reelect Geoff Doherty as Director | Management | For | Against |
4d | Reelect Peter Wilson as Director | Management | For | Against |
4e | Reelect Russell Shiels as Director | Management | For | Against |
4f | Elect Gilbert McCarthy as Director | Management | For | Against |
4g | Reelect Tony McArdle as Director | Management | For | Against |
4h | Reelect David Byrne as Director | Management | For | Against |
4i | Reelect Brian Hill as Director | Management | For | For |
4j | Reelect Helen Kirkpatrick as Director | Management | For | Against |
4k | Elect Kieran Murphy as Director | Management | For | For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
6 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
7 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
8 | Authorise Shares for Market Purchase | Management | For | For |
9 | Authorize Reissuance of Repurchased Shares | Management | For | For |
10 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: APR 26, 2012 | ||||
TICKER: PHGFF SECURITY ID: N6817P109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Reelect E. Kist to Supervisory Board | Management | For | For |
3b | Elect N. Dhawan to Supervisory Board | Management | For | For |
4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | For |
5 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
KONINKLIJKE PHILIPS ELECTRONICS MEETING DATE: APR 26, 2012 | ||||
TICKER: PHG SECURITY ID: 500472303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | President's Speech | Management | None | None |
2a | Adopt Financial Statements | Management | For | For |
2b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | None |
2c | Approve Dividends of EUR 0.75 Per Share | Management | For | For |
2d | Approve Discharge of Management Board | Management | For | For |
2e | Approve Discharge of Supervisory Board | Management | For | For |
3a | Reelect E. Kist to Supervisory Board | Management | For | For |
3b | Elect N. Dhawan to Supervisory Board | Management | For | For |
4a | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For |
4b | Authorize Board to Exclude Preemptive Rights from Issuance under Item 4a | Management | For | For |
5 | Approve Reduction in Share Capital by Cancellation of Shares | Management | For | For |
6 | Authorize Repurchase of Shares | Management | For | For |
7 | Other Business (Non-Voting) | Management | None | None |
L'OCCITANE INTERNATIONAL S.A. MEETING DATE: SEP 30, 2011 | ||||
TICKER: 00973 SECURITY ID: L6071D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Consolidated Financial Statements and Statutory Reports for FY Ended March 31, 2011 | Management | For | For |
2 | Approve Dividends | Management | For | For |
3i | Reelect Thomas Levilion as Director | Management | For | For |
3ii | Reelect Pierre Maurice Georges Milet as Director | Management | For | For |
3iii | elect Charles Mark Broadley as Director | Management | For | For |
3iv | Reelect Susan Saltzbart Kilsbey as Director | Management | For | For |
3v | Reelect Jackson Chik Sum Ng as Director | Management | For | For |
4 | Elect Domenico Trizio as New Director | Management | For | For |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to 20 Percent of Issued Share Capital | Management | For | For |
5B | Authorize Repurchase of Up to Ten Percent of Issued Share Capital | Management | For | For |
5C | Authorize Reissuance of Repurchased Shares | Management | For | For |
1 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Approve Discharge of Directors | Management | For | For |
4 | Approve Discharge of Auditors | Management | For | For |
L'OCCITANE INTERNATIONAL S.A. MEETING DATE: SEP 30, 2011 | ||||
TICKER: 00973 SECURITY ID: L6071D109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles | Management | For | For |
LAFARGE MEETING DATE: MAY 15, 2012 | ||||
TICKER: LG SECURITY ID: F54432111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.5 per Ordinary Share and EUR 0.55 per Long-Term Registered Share | Management | For | For |
4 | Approve Amendment to the Employment Contract of Bruno Lafont | Management | For | For |
5 | Approve Amendment of the Shareholders' Agreement Concluded with inter alia NNS Holding Sarl | Management | For | For |
6 | Ratify Appointment of Ian Gallienne as Director | Management | For | For |
7 | Reelect Ian Gallienne as Director | Management | For | For |
8 | Elect Gerard Lamarche as Director | Management | For | For |
9 | Reelect Paul Desmarais Jr. as Director | Management | For | For |
10 | Reelect Jerome Guiraud as Director | Management | For | For |
11 | Reelect Michel Rollier as Director | Management | For | For |
12 | Reelect Nassef Sawiris as Director | Management | For | Against |
13 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
14 | Appoint Ernst et Young et Autres as Auditor | Management | For | For |
15 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
16 | Renew Appointment of Auditex as Alternate Auditor | Management | For | For |
17 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
18 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LAURENT PERRIER MEETING DATE: JUL 06, 2011 | ||||
TICKER: LPE SECURITY ID: F55758100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 0.76 per Share | Management | For | For |
5 | Approve Transactions with Supervisory Board Members | Management | For | For |
6 | Approve Transactions with Management Board Members | Management | For | For |
7 | Approve Transactions with Shareholders Holding More Than 10 Percent of Share Capital of the Voting Rights | Management | For | For |
8 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 144,716 | Management | For | For |
9 | Reelect Maurice de Kervenoael as Supervisory Board Member | Management | For | For |
10 | Reelect Grant Gordon as Supervisory Board Member | Management | For | For |
11 | Reelect Eric Meneux as Supervisory Board Member | Management | For | For |
12 | Ratify KPMG SA as Auditor | Management | For | For |
13 | Ratify Patrick Zeimett as Alternate Auditor | Management | For | For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
15 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
16 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
17 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Million | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 10 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Allow Board to Use All Capital Authorizations Granted under Items 16 to 18 Above, in the Event of a Public Tender Offer or Share Exchange Offer | Management | For | Against |
20 | Approve Employee Stock Purchase Plan | Management | For | Against |
21 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
LEGAL & GENERAL GROUP PLC MEETING DATE: MAY 16, 2012 | ||||
TICKER: LGEN SECURITY ID: G54404127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Elect Stuart Popham as Director | Management | For | For |
4 | Elect Julia Wilson as Director | Management | For | For |
5 | Re-elect Tim Breedon as Director | Management | For | For |
6 | Re-elect Mike Fairey as Director | Management | For | For |
7 | Re-elect Dame Clara Furse as Director | Management | For | For |
8 | Re-elect Mark Gregory as Director | Management | For | For |
9 | Re-elect Rudy Markham as Director | Management | For | For |
10 | Re-elect John Pollock as Director | Management | For | For |
11 | Re-elect Nicholas Prettejohn as Director | Management | For | For |
12 | Re-elect Henry Staunton as Director | Management | For | For |
13 | Re-elect John Stewart as Director | Management | For | For |
14 | Re-elect Nigel Wilson as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Approve EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LI & FUNG LIMITED MEETING DATE: MAY 14, 2012 | ||||
TICKER: 00494 SECURITY ID: G5485F169 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend of HK$0.34 Per Share | Management | For | For |
3a | Reelect Spencer Theodore Fung as Director | Management | For | Against |
3b | Reelect Franklin Warren McFarlan as Director | Management | For | Against |
3c | Reelect Martin Tang Yue Nien as Director | Management | For | For |
3d | Reelect Fu Yuning as Director | Management | For | For |
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
LIFE TECHNOLOGIES CORPORATION MEETING DATE: APR 26, 2012 | ||||
TICKER: LIFE SECURITY ID: 53217V109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald W. Grimm | Management | For | For |
2 | Elect Director Ora H. Pescovitz | Management | For | For |
3 | Elect Director Per A. Peterson | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
LINDE AG MEETING DATE: MAY 04, 2012 | ||||
TICKER: LIN SECURITY ID: D50348107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.50 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
6 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
7 | Approve Creation of EUR 70 Million Pool of Capital without Preemptive Rights | Management | For | For |
8 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 10,2 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Against |
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For |
LLOYDS BANKING GROUP PLC MEETING DATE: MAY 17, 2012 | ||||
TICKER: LLOY SECURITY ID: G5533W248 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect George Culmer as Director | Management | For | For |
4 | Elect Sara Weller as Director | Management | For | For |
5 | Re-elect Sir Winfried Bischoff as Director | Management | For | For |
6 | Re-elect Anita Frew as Director | Management | For | For |
7 | Re-elect Antonio Horta-Osorio as Director | Management | For | For |
8 | Re-elect David Roberts as Director | Management | For | For |
9 | Re-elect Timothy Ryan as Director | Management | For | For |
10 | Re-elect Martin Scicluna as Director | Management | For | For |
11 | Re-elect Anthony Watson as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
14 | Approve Share Incentive Plan | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
17 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
18 | Authorise Market Purchase of Preference Shares | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
LVMH MOET HENNESSY LOUIS VUITTON MEETING DATE: APR 05, 2012 | ||||
TICKER: MC SECURITY ID: F58485115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
4 | Approve Allocation of Income and Dividends of EUR 2.60 per Share | Management | For | For |
5 | Ratify Appointment of Francesco Trapani as Director | Management | For | For |
6 | Ratify Appointment of Felix G. Rohatyn as Censor | Management | For | For |
7 | Elect Antoine Arnault as Director | Management | For | For |
8 | Elect Albert Frere as Director | Management | For | For |
9 | Elect Gilles Hennessy as Director | Management | For | For |
10 | Elect Lord Powell Of Bayswater as Director | Management | For | For |
11 | Elect Yves Thibault De Silguy as Director | Management | For | For |
12 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.26 Million | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
15 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option Plan | Management | For | For |
16 | Approve Employee Stock Purchase Plan | Management | For | For |
17 | Amend Article 23 of Bylaws Re: Convening of General Meeting upon Second Call and Proxy Voting | Management | For | For |
MAN GROUP PLC MEETING DATE: JUL 07, 2011 | ||||
TICKER: EMG SECURITY ID: G5790V156 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Emmanuel Roman as Director | Management | For | For |
5 | Elect Matthew Lester as Director | Management | For | For |
6 | Re-elect Alison Carnwath as Director | Management | For | For |
7 | Re-elect Phillip Colebatch as Director | Management | For | For |
8 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
9 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
10 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
11 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
12 | Authorise Market Purchase | Management | For | For |
13 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
14 | Amend Articles of Association | Management | For | For |
15 | Approve 2011 Executive Share Option Plan | Management | For | For |
MITSUBISHI CORP. MEETING DATE: JUN 26, 2012 | ||||
TICKER: 8058 SECURITY ID: J43830116 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 33 | Management | For | For |
2.1 | Elect Director Kojima, Yorihiko | Management | For | For |
2.2 | Elect Director Kobayashi, Ken | Management | For | For |
2.3 | Elect Director Ueda, Ryoichi | Management | For | For |
2.4 | Elect Director Yano, Masahide | Management | For | For |
2.5 | Elect Director Nabeshima, Hideyuki | Management | For | For |
2.6 | Elect Director Nakahara, Hideto | Management | For | For |
2.7 | Elect Director Nagai, Yasuo | Management | For | For |
2.8 | Elect Director Nomakuchi, Tamotsu | Management | For | For |
2.9 | Elect Director Ito, Kunio | Management | For | For |
2.10 | Elect Director Tsukuda, Kazuo | Management | For | For |
2.11 | Elect Director Kato, Ryozo | Management | For | For |
2.12 | Elect Director Konno, Hidehiro | Management | For | For |
3.1 | Appoint Statutory Auditor Tsujiyama, Eiko | Management | For | For |
3.2 | Appoint Statutory Auditor Ishino, Hideyo | Management | For | For |
3.3 | Appoint Statutory Auditor Kunihiro, Tadashi | Management | For | For |
4 | Approve Annual Bonus Payment to Directors | Management | For | For |
MITSUBISHI ESTATE CO LTD MEETING DATE: JUN 28, 2012 | ||||
TICKER: 8802 SECURITY ID: J43916113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 | Management | For | For |
2.1 | Elect Director Kimura, Keiji | Management | For | For |
2.2 | Elect Director Sugiyama, Hirotaka | Management | For | For |
2.3 | Elect Director Iizuka, Nobuyuki | Management | For | For |
2.4 | Elect Director Kono, Masaaki | Management | For | For |
2.5 | Elect Director Ito, Hiroyoshi | Management | For | For |
2.6 | Elect Director Yanagisawa, Yutaka | Management | For | For |
2.7 | Elect Director Yagihashi, Takao | Management | For | For |
2.8 | Elect Director Kato, Jo | Management | For | For |
2.9 | Elect Director Fujisawa, Shiro | Management | For | For |
2.10 | Elect Director Matsuhashi, Isao | Management | For | For |
2.11 | Elect Director Tokiwa, Fumikatsu | Management | For | For |
2.12 | Elect Director Gomi, Yasumasa | Management | For | For |
2.13 | Elect Director Tomioka, Shuu | Management | For | For |
3.1 | Appoint Statutory Auditor Danno, Hiroshi | Management | For | For |
3.2 | Appoint Statutory Auditor Hasegawa, Kazuhiko | Management | For | Against |
3.3 | Appoint Statutory Auditor Hata, Kenjiro | Management | For | Against |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 28, 2012 | ||||
TICKER: 8306 SECURITY ID: 606822104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 for Ordinary Shares | Management | For | For |
2.1 | Elect Director Okihara, Takamune | Management | For | For |
2.2 | Elect Director Okauchi, Kinya | Management | For | For |
2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
2.4 | Elect Director Tanaka, Masaaki | Management | For | For |
2.5 | Elect Director Yuuki, Taihei | Management | For | For |
2.6 | Elect Director Hamakawa, Ichiro | Management | For | For |
2.7 | Elect Director Kagawa, Akihiko | Management | For | For |
2.8 | Elect Director Toyoizumi, Toshiro | Management | For | For |
2.9 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.12 | Elect Director Araki, Saburo | Management | For | For |
2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.14 | Elect Director Tokunari, Muneaki | Management | For | For |
2.15 | Elect Director Araki, Ryuuji | Management | For | For |
2.16 | Elect Director Watanabe, Kazuhiro | Management | For | For |
2.17 | Elect Director Otoshi, Takuma | Management | For | For |
MITSUBISHI UFJ FINANCIAL GROUP MEETING DATE: JUN 28, 2012 | ||||
TICKER: 8306 SECURITY ID: J44497105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 6 for Ordinary Shares | Management | For | For |
2.1 | Elect Director Okihara, Takamune | Management | For | For |
2.2 | Elect Director Okauchi, Kinya | Management | For | For |
2.3 | Elect Director Nagayasu, Katsunori | Management | For | For |
2.4 | Elect Director Tanaka, Masaaki | Management | For | For |
2.5 | Elect Director Yuuki, Taihei | Management | For | For |
2.6 | Elect Director Hamakawa, Ichiro | Management | For | For |
2.7 | Elect Director Kagawa, Akihiko | Management | For | For |
2.8 | Elect Director Toyoizumi, Toshiro | Management | For | For |
2.9 | Elect Director Hirano, Nobuyuki | Management | For | For |
2.10 | Elect Director Teraoka, Shunsuke | Management | For | For |
2.11 | Elect Director Wakabayashi, Tatsuo | Management | For | For |
2.12 | Elect Director Araki, Saburo | Management | For | For |
2.13 | Elect Director Noguchi, Hiroyuki | Management | For | For |
2.14 | Elect Director Tokunari, Muneaki | Management | For | For |
2.15 | Elect Director Araki, Ryuuji | Management | For | For |
2.16 | Elect Director Watanabe, Kazuhiro | Management | For | For |
2.17 | Elect Director Otoshi, Takuma | Management | For | For |
MITSUI & CO. MEETING DATE: JUN 21, 2012 | ||||
TICKER: 8031 SECURITY ID: J44690139 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 28 | Management | For | For |
2.1 | Elect Director Utsuda, Shoei | Management | For | For |
2.2 | Elect Director Iijima, Masami | Management | For | For |
2.3 | Elect Director Tanaka, Seiichi | Management | For | For |
2.4 | Elect Director Kawashima, Fuminobu | Management | For | For |
2.5 | Elect Director Saiga, Daisuke | Management | For | For |
2.6 | Elect Director Okada, Joji | Management | For | For |
2.7 | Elect Director Kinoshita, Masayuki | Management | For | For |
2.8 | Elect Director Anbe, Shintaro | Management | For | For |
2.9 | Elect Director Tanaka, Koichi | Management | For | For |
2.10 | Elect Director Matsubara, Nobuko | Management | For | For |
2.11 | Elect Director Nonaka, Ikujiro | Management | For | For |
2.12 | Elect Director Hirabayashi, Hiroshi | Management | For | For |
2.13 | Elect Director Muto, Toshiro | Management | For | For |
3.1 | Appoint Statutory Auditor Matsuo, Kunihiro | Management | For | For |
MS&AD INSURANCE GROUP HOLDINGS MEETING DATE: JUN 26, 2012 | ||||
TICKER: 8725 SECURITY ID: J4687C105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For |
2.1 | Elect Director Egashira, Toshiaki | Management | For | For |
2.2 | Elect Director Karasawa, Yasuyoshi | Management | For | For |
2.3 | Elect Director Suzuki, Hisahito | Management | For | For |
2.4 | Elect Director Yoneda, Masanori | Management | For | For |
2.5 | Elect Director Fujimoto, Susumu | Management | For | For |
2.6 | Elect Director Horimoto, Shuuhei | Management | For | For |
2.7 | Elect Director Tsuchiya, Mitsuhiro | Management | For | For |
2.8 | Elect Director Iijima, Ichiro | Management | For | For |
2.9 | Elect Director Yanagawa, Nampei | Management | For | For |
2.10 | Elect Director Watanabe, Akira | Management | For | For |
2.11 | Elect Director Tsunoda, Daiken | Management | For | For |
2.12 | Elect Director Ogawa, Tadashi | Management | For | For |
2.13 | Elect Director Matsunaga, Mari | Management | For | For |
3 | Appoint Statutory Auditor Yasuda, Sosuke | Management | For | For |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG MEETING DATE: APR 26, 2012 | ||||
TICKER: MUV2 SECURITY ID: D55535104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Receive Supervisory Board, Corporate Governance, and Remuneration Report for Fiscal 2011 (Non-Voting) | Management | None | None |
1b | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 6.25 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | For |
NATURAL BEAUTY BIO-TECHNOLOGY LTD MEETING DATE: MAY 11, 2012 | ||||
TICKER: 00157 SECURITY ID: G64006102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2a | Reelect Ng Shieu Yeing Christina as Non-Executive Director | Management | For | Against |
2b | Reelect Feng Janine Junyuan as Non-Executive Director | Management | For | Against |
2c | Reelect Francis Goutenmacher as Independent Non-Executive Director | Management | For | Against |
2d | Reelect Su-Mei Thompson as Independent Non-Executive Director | Management | For | Against |
3 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | For |
5 | Approve Final Dividend of HK$0.05 Per Share | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | For |
9 | Amend Articles of Association of the Company | Management | For | For |
10 | Adopt New Set of Memorandum and Articles of Association of the Company | Management | For | For |
NESTLE SA MEETING DATE: APR 19, 2012 | ||||
TICKER: NESN SECURITY ID: H57312649 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.95 per Share | Management | For | Did Not Vote |
4.1 | Reelect Daniel Borel as Director | Management | For | Did Not Vote |
4.2 | Elect Henri de Castries as Director | Management | For | Did Not Vote |
4.3 | Ratify KPMG SA as Auditors | Management | For | Did Not Vote |
5 | Approve CHF 7.5 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
NEWCREST MINING LTD. MEETING DATE: OCT 27, 2011 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Winifred Kamit as a Director | Management | For | For |
2b | Elect Don Mercer as a Director | Management | For | For |
2c | Elect Richard Knight as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Renew Proportional Takeover Bid Approval Rule | Management | For | For |
NIGERIAN BREWERIES PLC MEETING DATE: APR 10, 2012 | ||||
TICKER: NIBR SECURITY ID: V6722M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles of Association | Management | For | For |
2 | Approve Acquisition of Sona Systems Associates Business Management | Management | For | For |
3 | Approve Acquisition of Life Breweries Company Limited | Management | For | For |
NIGERIAN BREWERIES PLC MEETING DATE: MAY 16, 2012 | ||||
TICKER: NIBR SECURITY ID: V6722M101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividends | Management | For | For |
2 | Elect Olusegun S. Adebanji as Director | Management | For | For |
3 | Elect Victor Famuyibo as Director | Management | For | For |
4 | Reelect Atedo N.A. Peterside as Director | Management | For | For |
5 | Reelect Thomas A. De Man as Director | Management | For | For |
6 | Reelect Walter L. Drenth as Director | Management | For | For |
7 | Reelect Frank N. Nweke as Director | Management | For | For |
8 | Reelect Sijibe Hiemstra as Director | Management | For | For |
9 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
10 | Elect Members of Audit Committee | Management | For | For |
11 | Approve Remuneration of Directors | Management | For | For |
NKSJ HOLDINGS, INC. MEETING DATE: JUN 27, 2012 | ||||
TICKER: 8630 SECURITY ID: J58699109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 80 | Management | For | For |
2.1 | Elect Director Futamiya, Masaya | Management | For | For |
2.2 | Elect Director Sakurada, Kengo | Management | For | For |
2.3 | Elect Director Yamaguchi, Yuuichi | Management | For | For |
2.4 | Elect Director Tsuji, Shinji | Management | For | For |
2.5 | Elect Director Takata, Toshiyuki | Management | For | For |
2.6 | Elect Director Nishizawa, Keiji | Management | For | For |
2.7 | Elect Director Gemma, Akira | Management | For | For |
2.8 | Elect Director Asaka, Seiichi | Management | For | For |
2.9 | Elect Director Fujita, Sumitaka | Management | For | For |
2.10 | Elect Director Kawabata, Yoshiharu | Management | For | For |
2.11 | Elect Director George C. Olcott | Management | For | For |
2.12 | Elect Director Matsuda, Akira | Management | For | For |
3.1 | Appoint Statutory Auditor Yunome, Kazufumi | Management | For | For |
3.2 | Appoint Statutory Auditor Yoshimitsu, Eiichi | Management | For | For |
NOMURA HOLDINGS INC. MEETING DATE: JUN 27, 2012 | ||||
TICKER: 8604 SECURITY ID: J59009159 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Koga, Nobuyuki | Management | For | For |
1.2 | Elect Director Watanabe, Kenichi | Management | For | For |
1.3 | Elect Director Shibata, Takumi | Management | For | For |
1.4 | Elect Director Itatani, Masanori | Management | For | For |
1.5 | Elect Director Nishimatsu, Masanori | Management | For | For |
1.6 | Elect Director David Benson | Management | For | For |
1.7 | Elect Director Sakane, Masahiro | Management | For | For |
1.8 | Elect Director Kanemoto, Toshinori | Management | For | For |
1.9 | Elect Director Tsuji, Haruo | Management | For | For |
1.10 | Elect Director Fujinuma, Tsuguoki | Management | For | For |
1.11 | Elect Director Clara Furse | Management | For | For |
1.12 | Elect Director Kusakari, Takao | Management | For | For |
1.13 | Elect Director Michael Lim Choo San | Management | For | For |
2 | Amend Articles to Stress Corporate Identity in Many Languages | Shareholder | Against | Against |
3 | Amend Articles to Require Use of YHD as the Firm's Abbreviated Name | Shareholder | Against | Against |
4 | Amend Articles to Prescribe a Formula Linking Officer Pay and Job Security to Share Price | Shareholder | Against | Against |
5 | Amend Articles to Mandate a Maximum Ratio of Profitability to Personnel Expense | Shareholder | Against | Against |
6 | Delete Director Indemnification Provision from the Articles of Association | Shareholder | Against | Against |
7 | Amend Articles to Add Subsidiary Operations to Approved Business Lines | Shareholder | Against | Against |
8 | Amend Articles to Ban Stock Options for Director & Officer Compensation | Shareholder | Against | Against |
9 | Amend Articles to Require Advance Shareholder Approval for Public Offerings other than Rights Issues | Shareholder | Against | Against |
10 | Amend Articles to Require Disclosure of Content of Shareholder Meeting Rehearsals 8 Weeks Before Meeting Date | Shareholder | Against | Against |
11 | Amend Articles to Ban Lending to, Investment in Tokyo Electric Power or Kansai Electric Power | Shareholder | Against | Against |
12 | Amend Articles to Require Only Japanese Style Toilets in Company Offices | Shareholder | Against | Against |
13 | Amend Articles to Require Directors to be called "Crystals" | Shareholder | Against | Against |
14 | Amend Articles to Require Outsourcing of Account Opening Paperwork, Website Help | Shareholder | Against | Against |
15 | Reduce Authorized Capital from 60 Billion [sic] to 5.966 Billion Shares | Shareholder | Against | For |
16 | Amend Articles to No Longer Specify Headquarters Location in Chuo-ku, Tokyo | Shareholder | Against | Against |
17 | Amend Articles to Define Timing of AGM as Within Three Months of Either April 1 or October 1, According to Gregorian Calendar, Coordinated Universal Time | Shareholder | Against | Against |
18 | Amend Articles to Define the Chairman as Group Chairman | Shareholder | Against | Against |
19 | Delete Supplementary Provisions from the Articles of Association | Shareholder | Against | Against |
NORDEA BANK AB MEETING DATE: MAR 22, 2012 | ||||
TICKER: NDA SECURITY ID: W57996105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements and Statutory Reports; Receive Auditor's Report; Receive CEO's Speech | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of EUR 0.26 per Share | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10 | Determine Number of Members (9) and Deputy Members (0) of Board | Management | For | Did Not Vote |
11 | Fix Number of Auditors at One | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of EUR 252,000 for Chairman, EUR 97,650 for Deputy Chairman, and EUR 75,600 for Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13.1 | Reelect Bjorn Wahlroos (Chairman), Stine Bosse, Marie Ehrling, Svein Jacobsen, Tom Knutzen, Lars Nordstrom, Sarah Russell, and Kari Stadigh as Directors; Elect Peter Braunwalder as New Director | Management | For | Did Not Vote |
13.2 | Elect Jorgen Hyldgaard as New Director | Shareholder | None | Did Not Vote |
14 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
15 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
16 | Authorize Repurchase of Shares in Connection with Securities Trading | Management | For | Did Not Vote |
17 | Approve Remuneration Policy and Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
18a | Approve 2012 Share Matching Plan | Management | For | Did Not Vote |
18b | Approve Issuance of up to 2.7 Million Class C-Shares, Approve Repurchase of up to 2.7 Million Class C-Shares, Approve Reallocation of Shares, and Approve Conveyance of up to 7.8 Million Class C-Shares | Management | For | Did Not Vote |
19 | Detach Remuneration from Economic Criteria; Reduce Director and Executive Management Remuneration by 10-20 percent; Allow Moral Criteria to Determine Remuneration; Specify how Financial Advisory Engagements are Evaluated | Shareholder | Against | Did Not Vote |
NOVO NORDISK A/S MEETING DATE: MAR 21, 2012 | ||||
TICKER: NOVO B SECURITY ID: K7314N152 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Report of Board | Management | None | None |
2 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
3.1 | Approve Remuneration of Directors for 2011 in the Aggregate Amount of DKK 9,400,000 | Management | For | Did Not Vote |
3.2 | Approve Remuneration of Directors for 2012; Approve Fees for Committee Work | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of DKK 14.00 per Share | Management | For | Did Not Vote |
5.1 | Reelect Sten Scheibye as Chairman | Management | For | Did Not Vote |
5.2 | Reelect Goran Ando as Vice Chairman | Management | For | Did Not Vote |
5.3a | Reelect Bruno Angelici as Director | Management | For | Did Not Vote |
5.3b | Reelect Henrik Gurtler as Director | Management | For | Did Not Vote |
5.3c | Reelect Thomas Koestler as Director | Management | For | Did Not Vote |
5.3d | Reelect Kurt Nielsen as Director | Management | For | Did Not Vote |
5.3e | Reelect Hannu Ryopponen as Director | Management | For | Did Not Vote |
5.3f | Elect Liz Hewitt as New Director | Management | For | Did Not Vote |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
7.1 | Approve DKK 20 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
7.2 | Authorize Repurchase up to 10 Percent of Share Capital | Management | For | Did Not Vote |
7.3.1 | Amend Articles Re: Electronic Communication With Shareholders | Management | For | Did Not Vote |
7.3.2 | Amend Articles to Reflect Name Change of the Danish Business Authority | Management | For | Did Not Vote |
7.4 | Approve Revised Remuneration Principles | Management | For | Did Not Vote |
8 | Other Business | Management | None | None |
ORIX CORP. MEETING DATE: JUN 25, 2012 | ||||
TICKER: 8591 SECURITY ID: J61933123 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Miyauchi, Yoshihiko | Management | For | For |
1.2 | Elect Director Inoe, Makoto | Management | For | For |
1.3 | Elect Director Urata, Haruyuki | Management | For | For |
1.4 | Elect Director Nishina, Hiroaki | Management | For | For |
1.5 | Elect Director Kojima, Kazuo | Management | For | For |
1.6 | Elect Director Yamaya, Yoshiyuki | Management | For | For |
1.7 | Elect Director Umaki, Tamio | Management | For | For |
1.8 | Elect Director Takeuchi, Hirotaka | Management | For | For |
1.9 | Elect Director Sasaki, Takeshi | Management | For | For |
1.10 | Elect Director Tsujiyama, Eiko | Management | For | For |
1.11 | Elect Director Robert Feldman | Management | For | For |
1.12 | Elect Director Niinami, Takeshi | Management | For | For |
1.13 | Elect Director Usui, Nobuaki | Management | For | For |
PADDY POWER PLC MEETING DATE: MAY 17, 2012 | ||||
TICKER: PLS SECURITY ID: G68673105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Dividends | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Cormac McCarthy as a Director | Management | For | For |
5a | Reelect Nigel Northridge as a Director | Management | For | For |
5b | Reelect Patrick Kennedy as a Director | Management | For | For |
5c | Reelect Tom Grace as a Director | Management | For | For |
5d | Reelect Stewart Kenny as a Director | Management | For | For |
5e | Reelect Jane Lighting as a Director | Management | For | For |
5f | Reelect Jack Massey as a Director | Management | For | For |
5g | Reelect Padraig O Riordain Director | Management | For | For |
5h | Reelect David Power as a Director | Management | For | For |
5i | Reelect William Reeve as a Director | Management | For | For |
6 | Authorize Board to Fix Remuneration of Auditors | Management | For | For |
7 | Authorize the Company to Call EGM with Two Weeks' Notice | Management | For | For |
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
10 | Authorize Share Repurchase | Management | For | For |
11 | Authorize Reissuance of Repurchased Shares | Management | For | For |
PERFECT WORLD CO., LTD. MEETING DATE: AUG 21, 2011 | ||||
TICKER: PWRD SECURITY ID: 71372U104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend the Amended and Restated Memorandum and Articles of Association | Management | For | For |
2 | Appoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Accept Financial Statements and Statutory Reports | Management | For | For |
4 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
PERNOD RICARD MEETING DATE: NOV 15, 2011 | ||||
TICKER: RI SECURITY ID: F72027109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 1.44 per Share | Management | For | For |
4 | Approve Auditors' Special Report on Related-Party Transactions | Management | For | For |
5 | Ratify Appointment of Laurent Burelle as Director | Management | For | For |
6 | Reelect Nicole Bouton as Director | Management | For | Against |
7 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
8 | Renew Appointment of BEAS as Alternate Auditor | Management | For | For |
9 | Approve Remuneration of Directors in the Aggregate Amount of EUR 875,000 | Management | For | For |
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 205 Million | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 61 Million | Management | For | For |
14 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
15 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
16 | Authorize Capital Increase of Up to 15 Percent of Issued Capital for Future Exchange Offers | Management | For | For |
17 | Approve Issuance of Securities Convertible into Debt | Management | For | For |
18 | Authorize Capitalization of Reserves of Up to EUR 205 Million for Bonus Issue or Increase in Par Value | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
21 | Amend Article 18 of Bylaws Re: Directors Length of Term | Management | For | For |
22 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PETRA DIAMONDS LTD. MEETING DATE: JAN 27, 2012 | ||||
TICKER: PDL SECURITY ID: G70278109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Reappoint BDO LLP as Auditors | Management | For | For |
3 | Authorize Board to Fix Remuneration of the Auditors | Management | For | For |
4 | Elect Adonis Pouroulis as Director | Management | For | Against |
5 | Elect Christoffel Dippenaar as Director | Management | For | Against |
6 | Elect David Abery as Director | Management | For | Against |
7 | Elect James Davidson as Director | Management | For | Against |
8 | Elect Omar Kamal as Director | Management | For | Against |
9 | Elect Patrick Bartlett as Director | Management | For | Against |
10 | Elect Gordon Hamilton as Director | Management | For | Against |
11 | Approve Performance Share Plan | Management | For | Against |
12 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Management | For | For |
13 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
POTASH CORPORATION OF SASKATCHEWAN INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: POT SECURITY ID: 73755L107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director C. M. Burley | Management | For | For |
1.2 | Elect Director D. G. Chynoweth | Management | For | For |
1.3 | Elect Director D. Clauw | Management | For | For |
1.4 | Elect Director W. J. Doyle | Management | For | For |
1.5 | Elect Director J. W. Estey | Management | For | For |
1.6 | Elect Director G. W. Grandey | Management | For | For |
1.7 | Elect Director C. S. Hoffman | Management | For | For |
1.8 | Elect Director D. J. Howe | Management | For | For |
1.9 | Elect Director A. D. Laberge | Management | For | For |
1.10 | Elect Director K.G. Martell | Management | For | For |
1.11 | Elect Director J. J. McCaig | Management | For | For |
1.12 | Elect Director M. Mogford | Management | For | For |
1.13 | Elect Director E. Viyella de Paliza | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Approve 2012 Performance Option Plan | Management | For | For |
4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
PPR MEETING DATE: APR 27, 2012 | ||||
TICKER: PP SECURITY ID: F7440G127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 3.50 per Share | Management | For | For |
4 | Reelect Luca Cordero Di Montezemolo as Director | Management | For | For |
5 | Reelect Jean-Pierre Denis as Director | Management | For | For |
6 | Reelect Philippe Lagayette as Director | Management | For | For |
7 | Elect Jochen Zeitz as Director | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
9 | Authorize Issuance of Warrants (BSAAR) Without Preemptive Rights up to 0.5 Percent of Issued Share Capital Reserved for Employees and Corporate Officers | Management | For | For |
10 | Approve Employee Stock Purchase Plan | Management | For | For |
11 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
PRUDENTIAL PLC MEETING DATE: MAY 17, 2012 | ||||
TICKER: PRU SECURITY ID: G72899100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Alexander Johnston as Director | Management | For | For |
5 | Elect Kaikhushru Nargolwala as Director | Management | For | For |
6 | Re-elect Keki Dadiseth as Director | Management | For | For |
7 | Re-elect Sir Howard Davies as Director | Management | For | For |
8 | Re-elect Robert Devey as Director | Management | For | For |
9 | Re-elect John Foley as Director | Management | For | For |
10 | Re-elect Michael Garrett as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Paul Manduca as Director | Management | For | For |
13 | Re-elect Harvey McGrath as Director | Management | For | For |
14 | Re-elect Michael McLintock as Director | Management | For | For |
15 | Re-elect Nicolaos Nicandrou as Director | Management | For | For |
16 | Re-elect Barry Stowe as Director | Management | For | For |
17 | Re-elect Tidjane Thiam as Director | Management | For | For |
18 | Re-elect Lord Turnbull as Director | Management | For | For |
19 | Re-elect Michael Wells as Director | Management | For | For |
20 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
21 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
22 | Authorise EU Political Donations and Expenditure | Management | For | For |
23 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Approve International Savings-Related Share Option Scheme for Non-Employees 2012 | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase | Management | For | For |
28 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
PUMA SE MEETING DATE: APR 24, 2012 | ||||
TICKER: PUM SECURITY ID: D62318148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 2.00 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 until July 25, 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 until July 25, 2011 | Management | For | For |
5 | Approve Discharge of Management Board for Fiscal 2011 since July 25, 2011 | Management | For | For |
6 | Approve Discharge of Supervisory Board for Fiscal 2011 since July 25, 2011 | Management | For | For |
7 | Ratify Deloitte & Touche GmbH as Auditors for Fiscal 2012 | Management | For | For |
8.1 | Elect Jochen Zeitz as Director | Management | For | For |
8.2 | Elect Francois-Henri Pinault as Director | Management | For | For |
8.3 | Elect Thore Ohlsson as Director | Management | For | For |
8.4 | Elect Jean-Francois Palus as Director | Management | For | For |
8.5 | Elect Todd Hymel as DIrector | Management | For | For |
8.6 | Elect Michel Friocourt as Director | Management | For | For |
8.7 | Elect Bernd Illig as Director | Management | For | For |
8.8 | Elect Martin Koeppel as Director | Management | For | For |
8.9 | Elect Guy Buzzard as Director | Management | For | For |
9 | Approve Remuneration of First Board of Directors of PUMA SE | Management | For | For |
10 | Approve Cancellation of Capital Authorization | Management | For | For |
11 | Approve Creation of EUR 7.5 Million Pool of Capital with Preemptive Rights | Management | For | For |
12 | Approve Creation of EUR 7.5 Million Pool of Capital without Preemptive Rights | Management | For | For |
13 | Amend Articles Re: Change Share Certificates to Collective Custody | Management | For | For |
14 | Amend Articles Re: Initial Board of Directors of PUMA SE and Term of Office of Directors | Management | For | For |
RAIA DROGASIL S.A MEETING DATE: APR 27, 2012 | ||||
TICKER: RADL3 SECURITY ID: P7987N104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | Abstain |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Approve Remuneration of Executive Officers, Non-Executive Directors | Management | For | For |
RAKUTEN CO. MEETING DATE: MAR 29, 2012 | ||||
TICKER: 4755 SECURITY ID: J64264104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Increase Authorized Capital to Reflect Stock Split - Allow Sales of Supplementary Shares to Odd-Lot Holders - Limit Rights of Odd-Lot Holders | Management | For | For |
2.1 | Elect Director Mikitani, Hiroshi | Management | For | For |
2.2 | Elect Director Kunishige, Atsushi | Management | For | For |
2.3 | Elect Director Kobayashi, Masatada | Management | For | For |
2.4 | Elect Director Shimada, Toru | Management | For | For |
2.5 | Elect Director Sugihara, Akio | Management | For | For |
2.6 | Elect Director Suzuki, Hisashi | Management | For | For |
2.7 | Elect Director Takayama, Ken | Management | For | For |
2.8 | Elect Director Takeda, Kazunori | Management | For | For |
2.9 | Elect Director Yasutake, Hiroaki | Management | For | For |
2.10 | Elect Director Charles B.Baxter | Management | For | For |
2.11 | Elect Director Kusano, Koichi | Management | For | Against |
2.12 | Elect Director Kutaragi, Ken | Management | For | For |
2.13 | Elect Director Joshua G.James | Management | For | Against |
2.14 | Elect Director Fukino, Hiroshi | Management | For | For |
2.15 | Elect Director Yamada, Yoshihisa | Management | For | For |
2.16 | Elect Director Murai, Jun | Management | For | For |
3 | Appoint Statutory Auditor Yamaguchi, Katsuyuki | Management | For | Against |
4 | Approve Deep Discount Stock Option Plans | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | Against |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Liz Doherty as Director | Management | For | For |
8 | Re-elect Ken Hydon as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Rakesh Kapoor as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend the Annual Limit of Directors' Fees | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REPUBLIC SERVICES, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: RSG SECURITY ID: 760759100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James W. Crownover | Management | For | For |
2 | Elect Director William J. Flynn | Management | For | For |
3 | Elect Director Michael Larson | Management | For | For |
4 | Elect Director Nolan Lehmann | Management | For | For |
5 | Elect Director W. Lee Nutter | Management | For | For |
6 | Elect Director Ramon A. Rodriguez | Management | For | For |
7 | Elect Director Donald W. Slager | Management | For | For |
8 | Elect Director Allan C. Sorensen | Management | For | For |
9 | Elect Director John M. Trani | Management | For | For |
10 | Elect Director Michael W. Wickham | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Shareholder | Against | Against |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
RIO TINTO LTD. (FORMERLY CRA LTD.) MEETING DATE: MAY 10, 2012 | ||||
TICKER: RIO SECURITY ID: Q81437107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept the Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | Management | For | For |
3 | Elect Chris Lynch as a Director | Management | For | For |
4 | Elect John Varley as a Director | Management | For | For |
5 | Elect Tom Albanese as a Director | Management | For | For |
6 | Elect Robert Brown as a Director | Management | For | For |
7 | Elect Vivienne Cox as a Director | Management | For | For |
8 | Elect Jan du Plessis as a Director | Management | For | For |
9 | Elect Guy Elliott as a Director | Management | For | For |
10 | Elect Micheal Fitzpatrick as a Director | Management | For | For |
11 | Elect Ann Godbehere as a Director | Management | For | For |
12 | Elect Richard Goodmanson as a Director | Management | For | For |
13 | Elect Lord Kerr as a Director | Management | For | For |
14 | Elect Paul Tellier as a Director | Management | For | For |
15 | Elect Sam Walsh as a Director | Management | For | For |
16 | Approve the Reappointment of PricewaterhouseCoopers LLP as Auditors of Rio Tinto plc and Authorize the Audit Committee to Fix the Auditors' Remuneration | Management | For | For |
17 | Approve the Renewal of the Off-Market and On-Market Share Buyback Authorities | Management | For | For |
RIO TINTO PLC MEETING DATE: APR 19, 2012 | ||||
TICKER: RIO SECURITY ID: G75754104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Chris Lynch as Director | Management | For | For |
4 | Elect John Varley as Director | Management | For | For |
5 | Re-elect Tom Albanese as Director | Management | For | For |
6 | Re-elect Robert Brown as Director | Management | For | For |
7 | Re-elect Vivienne Cox as Director | Management | For | For |
8 | Re-elect Jan du Plessis as Director | Management | For | For |
9 | Re-elect Guy Elliott as Director | Management | For | For |
10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Richard Goodmanson as Director | Management | For | For |
13 | Re-elect Lord Kerr as Director | Management | For | For |
14 | Re-elect Paul Tellier as Director | Management | For | For |
15 | Re-elect Sam Walsh as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Approve Global Employee Share Plan | Management | For | For |
18 | Approve Share Savings Plan | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
RIO TINTO PLC MEETING DATE: APR 19, 2012 | ||||
TICKER: RIO SECURITY ID: 767204100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Chris Lynch as Director | Management | For | For |
4 | Elect John Varley as Director | Management | For | For |
5 | Re-elect Tom Albanese as Director | Management | For | For |
6 | Re-elect Robert Brown as Director | Management | For | For |
7 | Re-elect Vivienne Cox as Director | Management | For | For |
8 | Re-elect Jan du Plessis as Director | Management | For | For |
9 | Re-elect Guy Elliott as Director | Management | For | For |
10 | Re-elect Michael Fitzpatrick as Director | Management | For | For |
11 | Re-elect Ann Godbehere as Director | Management | For | For |
12 | Re-elect Richard Goodmanson as Director | Management | For | For |
13 | Re-elect Lord Kerr as Director | Management | For | For |
14 | Re-elect Paul Tellier as Director | Management | For | For |
15 | Re-elect Sam Walsh as Director | Management | For | For |
16 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorise Their Remuneration | Management | For | For |
17 | Approve Global Employee Share Plan | Management | For | For |
18 | Approve Share Savings Plan | Management | For | For |
19 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
20 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase | Management | For | For |
22 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
ROLLS-ROYCE HOLDINGS PLC MEETING DATE: MAY 04, 2012 | ||||
TICKER: RR. SECURITY ID: G76225104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Lewis Booth as Director | Management | For | For |
4 | Elect Sir Frank Chapman as Director | Management | For | For |
5 | Elect Mark Morris as Director | Management | For | For |
6 | Re-elect Sir Simon Robertson as Director | Management | For | For |
7 | Re-elect John Rishton as Director | Management | For | For |
8 | Re-elect Dame Helen Alexander as Director | Management | For | For |
9 | Re-elect Peter Byrom as Director | Management | For | For |
10 | Re-elect Iain Conn as Director | Management | For | For |
11 | Re-elect James Guyette as Director | Management | For | For |
12 | Re-elect John McAdam as Director | Management | For | For |
13 | Re-elect John Neill as Director | Management | For | For |
14 | Re-elect Colin Smith as Director | Management | For | For |
15 | Re-elect Ian Strachan as Director | Management | For | For |
16 | Re-elect Mike Terrett as Director | Management | For | For |
17 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
19 | Approve Payment to Shareholders by Way of a Bonus Issue | Management | For | For |
20 | Approve EU Political Donations and Expenditure | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
23 | Authorise Market Purchase | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 22, 2012 | ||||
TICKER: RDSB SECURITY ID: G7690A100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 22, 2012 | ||||
TICKER: RDSB SECURITY ID: G7690A118 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
SAFRAN MEETING DATE: MAY 31, 2012 | ||||
TICKER: SAF SECURITY ID: F4035A557 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Discharge Directors | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 0.62 per Share | Management | For | For |
4 | Approve Auditors' Special Report on New Related-Party Transactions | Management | For | For |
5 | Approve Severance Payment Agreement with Jean-Paul Herteman | Management | For | For |
6 | Approve Additional Pension Scheme Agreement with the CEO and Vice CEOs | Management | For | For |
7 | Approve Remuneration of Directors in the Aggregate Amount of EUR 670,000 | Management | For | For |
8 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Against |
9 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
10 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Management | For | Against |
11 | Approve Employee Stock Purchase Plan | Management | For | Against |
12 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAIPEM MEETING DATE: APR 27, 2012 | ||||
TICKER: SPM SECURITY ID: T82000117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Saipem Energy Service SpA's Financial Statements and Statutory Reports | Management | For | For |
2 | Accept Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Appoint Two Internal Statutory Auditors (One Effective and One Alternate) | Management | For | Abstain |
5 | Approve Remuneration Report | Management | For | For |
1 | Amend Articles 19 and 27; Add New Article 31 (Board-Related) | Management | For | For |
SAMSUNG ELECTRONICS CO. LTD. MEETING DATE: MAR 16, 2012 | ||||
TICKER: 005930 SECURITY ID: Y74718100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Appropriation of Income and Year-End Dividend of KRW 5,000 per Common Share and KRW 5,050 per Preferred Share | Management | For | For |
2.1 | Elect Three Outside Directors (Bundled) | Management | For | For |
2.2 | Elect Three Inside Directors (Bundled) | Management | For | For |
2.3 | Elect Two Members of Audit Committee (Bundled) | Management | For | For |
3 | Approve Total Remuneration of Inside Directors and Outside Directors | Management | For | For |
4 | Approve Spinoff of LCD Business | Management | For | For |
SANOFI MEETING DATE: MAY 04, 2012 | ||||
TICKER: SAN SECURITY ID: F5548N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
4 | Elect Laurent Attal as Director | Management | For | For |
5 | Reelect Uwe Bicker as Director | Management | For | For |
6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
7 | Reelect Claudie Haignere as Director | Management | For | For |
8 | Reelect Carole Piwnica as Director | Management | For | For |
9 | Reelect Klaus Pohle as Director | Management | For | For |
10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SANOFI MEETING DATE: MAY 04, 2012 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
4 | Elect Laurent Attal as Director | Management | For | For |
5 | Reelect Uwe Bicker as Director | Management | For | For |
6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
7 | Reelect Claudie Haignere as Director | Management | For | For |
8 | Reelect Carole Piwnica as Director | Management | For | For |
9 | Reelect Klaus Pohle as Director | Management | For | For |
10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SAP AG MEETING DATE: MAY 23, 2012 | ||||
TICKER: SAP SECURITY ID: D66992104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | Against |
6 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
7a | Elect Hasso Plattner to the Supervisory Board | Management | For | For |
7b | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | For | For |
7c | Elect Anja Feldmann to the Supervisory Board | Management | For | For |
7d | Elect Wilhelm Haarmann to the Supervisory Board | Management | For | For |
7e | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
7f | Elect Hartmut Mehdorn to the Supervisory Board | Management | For | For |
7g | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
7h | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
8 | Amend Articles Re: Cancellation of Pool of Authorized Capital; Elimination of Clauses Referring to Registered Shares | Management | For | For |
SAP AG MEETING DATE: MAY 23, 2012 | ||||
TICKER: SAP SECURITY ID: 803054204 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 1.10 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Approve Remuneration System for Management Board Members | Management | For | Against |
6 | Ratify KPMG AG as Auditors for Fiscal 2012 | Management | For | For |
7a | Elect Hasso Plattner to the Supervisory Board | Management | For | For |
7b | Elect Pekka Ala-Pietilae to the Supervisory Board | Management | For | For |
7c | Elect Anja Feldmann to the Supervisory Board | Management | For | For |
7d | Elect Wilhelm Haarmann to the Supervisory Board | Management | For | For |
7e | Elect Bernard Liautaud to the Supervisory Board | Management | For | For |
7f | Elect Hartmut Mehdorn to the Supervisory Board | Management | For | For |
7g | Elect Erhard Schipporeit to the Supervisory Board | Management | For | For |
7h | Elect Klaus Wucherer to the Supervisory Board | Management | For | For |
8 | Amend Articles Re: Cancellation of Pool of Authorized Capital; Elimination of Clauses Referring to Registered Shares | Management | For | For |
SCHIBSTED ASA MEETING DATE: MAY 11, 2012 | ||||
TICKER: SCH SECURITY ID: R75677105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Approve Financial Statements and Statutory Reports; Approval of Board's Report | Management | For | Did Not Vote |
5 | Approve Allocation of Income and Dividends of NOK 3.50 per Share | Management | For | Did Not Vote |
6 | Approve Remuneration of Auditors for 2011 | Management | For | Did Not Vote |
7 | Authorize Share Repurchase up to Ten Percent of Company Shares and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
8 | Receive Report from Nominating Committee | Management | None | None |
9 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
10 | Elect Directors | Management | For | Did Not Vote |
11 | Approve Remuneration of Directors in the Amount of NOK 730,000 for Chair, NOK 315,000 for Other Directors; Approve Remuneration of Committee Work | Management | For | Did Not Vote |
12 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
13 | Reelect John Rein, Gunn Waersted, and Nils Bastiansen as Members of Nominating Committee | Management | For | Did Not Vote |
14 | Grant Power of Attorney to Board Pursuant Article 7 | Management | For | Did Not Vote |
SHENGUAN HOLDINGS (GROUP) LTD. MEETING DATE: MAY 16, 2012 | ||||
TICKER: 00829 SECURITY ID: G8116M108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
4a | Reelect Zhou Yaxian as Executive Director and Authorize Board to Fix Her Director's Remuneration | Management | For | For |
4b | Reelect Cai Yueqing as Executive Director and Authorize Board to Fix Her Director's Remuneration | Management | For | For |
4c | Reelect Shi Guicheng as Executive Director and Authorize Board to Fix His Director's Remuneration | Management | For | For |
4d | Reelect Ru Xiquan as Executive Director and Authorize Board to Fix His Director's Remuneration | Management | For | For |
4e | Reelect Low Jee Keong as Non-Executive Director and Authorize Board to Fix His Director's Remuneration | Management | For | For |
4f | Elect Mo Yunxi as Executive Director and Authorize Board to Fix His Director's Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
SIGNET JEWELERS LIMITED MEETING DATE: JUN 15, 2012 | ||||
TICKER: SIG SECURITY ID: G81276100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect H. Todd Stitzer as Director | Management | For | For |
2 | Elect Robert Blanchard as Director | Management | For | For |
3 | Elect Dale Hilpert as Director | Management | For | For |
4 | Elect Marianne Parrs as Director | Management | For | For |
5 | Elect Thomas Plaskett as Director | Management | For | For |
6 | Elect Russell Walls as Director | Management | For | For |
7 | Elect Michael W. Barnes as Director | Management | For | For |
8 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
SIKA AG MEETING DATE: APR 17, 2012 | ||||
TICKER: SIK SECURITY ID: H7631K158 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 45.00 per Bearer Share and CHF 7.50 per Registered Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1 | Reelect Paul Haelg, Daniel Sauter, and Ulrich Suter as Directors | Management | For | Did Not Vote |
4.2 | Elect Frits van Dijk as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
5 | Transact Other Business (Non-Voting) | Management | None | None |
SILVER BASE GROUP HOLDINGS LTD. MEETING DATE: AUG 08, 2011 | ||||
TICKER: 00886 SECURITY ID: G81694104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a | Reelect Liang Guoxing as Executive Director | Management | For | Against |
3b | Reelect Guan Huanfei as Executive Director | Management | For | Against |
3c | Reelect Chen Sing Hung Johnny as Non-Executive Director | Management | For | Against |
3d | Reelect Ma Lishan as Independent Non-Executive Director | Management | For | For |
3e | Authorize Board to Fix the Remuneration of Directors | Management | For | For |
4 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Against |
SINA CORPORATION MEETING DATE: NOV 04, 2011 | ||||
TICKER: SINA SECURITY ID: G81477104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Pehong Chen as Director | Management | For | For |
2 | Elect Lip-Bu Tan as Director | Management | For | For |
3 | Appoint PricewaterhouseCoopers Zhong Tian CPAs Limited Company as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
SOCIETE GENERALE MEETING DATE: MAY 22, 2012 | ||||
TICKER: GLE SECURITY ID: F43638141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income and and Absence of Dividends | Management | For | For |
3 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
4 | Approve Non Compete Agreement with Frederic Oudea | Management | For | For |
5 | Reelect Michel Cicurel as Director | Management | For | For |
6 | Reelect Nathalie Rachou as Director | Management | For | For |
7 | Elect Yann Delabriere as Director | Management | For | For |
8 | Elect Thierry Martel as Director | Management | For | For |
9 | Appoint Ernst and Young et Autres as Auditor | Management | For | For |
10 | Renew Appointment of Deloitte et Associes as Auditor | Management | For | For |
11 | Appoint Picarle et Associes as Alternate Auditor | Management | For | For |
12 | Appoint Beas as Alternate Auditor | Management | For | For |
13 | Authorize Repurchase of Up to 5 Percent of Issued Share Capital | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 485 Million; and/or Capitalization of Reserves of up to EUR 550 Million | Management | For | For |
15 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 145 Million | Management | For | For |
16 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Management | For | For |
17 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
18 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 2 Billion | Management | For | For |
19 | Approve Employee Stock Purchase Plan | Management | For | For |
20 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
21 | Amend Performance Condition for Restricted Share Plan Adopted on Novembre 2, 2010 | Management | For | For |
22 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
23 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
A | Adopt Two-Tiered Board Structure | Shareholder | Against | Against |
SOFTBANK CORP. MEETING DATE: JUN 22, 2012 | ||||
TICKER: 9984 SECURITY ID: J75963108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 40 | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: MAR 19, 2012 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2011 | Management | For | For |
2 | Approve Allocation of Income and Dividends | Management | For | For |
3 | Elect Director | Management | For | For |
4 | Approve Remuneration of Executive Officers and Non-Executive Directors | Management | For | For |
5 | Install Fiscal Council | Management | For | For |
6 | Elect Fiscal Council Members and Approve their Remuneration | Management | For | For |
7 | Designate Newspapers to Publish Company Announcements | Management | For | For |
SOUZA CRUZ S.A MEETING DATE: MAR 19, 2012 | ||||
TICKER: CRUZ3 SECURITY ID: P26663107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Change Location of Company Headquarters and Amend Article 3 | Management | For | For |
STANDARD CHARTERED PLC MEETING DATE: MAY 09, 2012 | ||||
TICKER: STAN SECURITY ID: G84228157 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Elect Viswanathan Shankar as Director | Management | For | For |
5 | Re-elect Stefano Bertamini as Director | Management | For | For |
6 | Re-elect Jaspal Bindra as Director | Management | For | For |
7 | Re-elect Richard Delbridge as Director | Management | For | For |
8 | Re-elect James Dundas as Director | Management | For | For |
9 | Re-elect Valerie Gooding as Director | Management | For | For |
10 | Re-elect Dr Han Seung-soo as Director | Management | For | For |
11 | Re-elect Simon Lowth as Director | Management | For | For |
12 | Re-elect Rudolph Markham as Director | Management | For | For |
13 | Re-elect Ruth Markland as Director | Management | For | For |
14 | Re-elect Richard Meddings as Director | Management | For | For |
15 | Re-elect John Paynter as Director | Management | For | For |
16 | Re-elect Sir John Peace as Director | Management | For | For |
17 | Re-elect Alun Rees as Director | Management | For | For |
18 | Re-elect Peter Sands as Director | Management | For | For |
19 | Re-elect Paul Skinner as Director | Management | For | For |
20 | Re-elect Oliver Stocken as Director | Management | For | For |
21 | Reappoint KPMG Audit plc as Auditors | Management | For | For |
22 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
23 | Approve EU Political Donations and Expenditure | Management | For | For |
24 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
25 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
26 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
28 | Authorise Market Purchase of Preference Shares | Management | For | For |
29 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
START TODAY CO LTD MEETING DATE: JUN 24, 2012 | ||||
TICKER: 3092 SECURITY ID: J7665M102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 15 | Management | For | For |
2.1 | Appoint Statutory Auditor Morita, Junko | Management | For | For |
2.2 | Appoint Statutory Auditor Hatakeyama, Seiji | Management | For | For |
STATOIL ASA MEETING DATE: MAY 15, 2012 | ||||
TICKER: STL SECURITY ID: R8413J103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Olaug Svarva as Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.50 per Share | Management | For | Did Not Vote |
7 | Withdraw Company From Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2011 | Management | For | Did Not Vote |
10 | Elect KPMG as Auditors | Management | For | Did Not Vote |
11.1 | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
11.2 | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
11.3 | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
11.4 | Reelect Greger Mannsverk as Member of Corporate Assembly | Management | For | Did Not Vote |
11.5 | Reelect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
11.6 | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
11.7 | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
11.8 | Reelect Tore Ulstein as Member of Corporate Assembly | Management | For | Did Not Vote |
11.9 | Reelect Live Haukvik Aker as Member of Corporate Assembly | Management | For | Did Not Vote |
11.10 | Reelect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
11.11 | Reelect Thor Oscar Bolstad as Member of Corporate Assembly | Management | For | Did Not Vote |
11.12 | Reelect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
11.13 | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
11.14 | Elect Bassim Haj as New Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
11.15 | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
11.16 | Reelect Linda Litlekalsoy Aase as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12 | Approve Remuneration of Corporate Assembly in the Amount of NOK 107,900 for Chair, NOK 56,800 for Vice Chair, NOK 39,900 for Other Members, and NOK 5,700 per Meeting for Deputy Members | Management | For | Did Not Vote |
13.1 | Reelect Olaug Svarva as Chairman of Nominating Committee | Management | For | Did Not Vote |
13.2 | Reelect Tom Rathke as Member of Nominating Committee | Management | For | Did Not Vote |
13.3 | Reelect Live Haukvik Aker as Member of Nominating Committee | Management | For | Did Not Vote |
13.4 | Reelect Ingrid Dramdal Rasmussen as Member of Nominating Committee | Management | For | Did Not Vote |
14 | Approve Remuneration of Members of Nominating Committee in the Amount of NOK 10,800 per Meeting for Chairman and NOK 8,000 per Meeting for Regular Members | Management | For | Did Not Vote |
15 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | Management | For | Did Not Vote |
16 | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
STATOIL ASA MEETING DATE: MAY 15, 2012 | ||||
TICKER: STL SECURITY ID: 85771P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Registration of Attending Shareholders and Proxies | Management | None | None |
3 | Elect Olaug Svarva as Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of NOK 6.50 per Share | Management | For | Did Not Vote |
7 | Withdraw Company From Tar Sands Activities in Canada | Shareholder | Against | Did Not Vote |
8 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
9 | Approve Remuneration of Auditors for 2011 | Management | For | Did Not Vote |
10 | Elect KPMG as Auditors | Management | For | Did Not Vote |
11.1 | Reelect Olaug Svarva as Member of Corporate Assembly | Management | For | Did Not Vote |
11.2 | Reelect Idar Kreutzer as Member of Corporate Assembly | Management | For | Did Not Vote |
11.3 | Reelect Karin Aslaksen as Member of Corporate Assembly | Management | For | Did Not Vote |
11.4 | Reelect Greger Mannsverk as Member Corporate Assembly | Management | For | Did Not Vote |
11.5 | Relect Steinar Olsen as Member of Corporate Assembly | Management | For | Did Not Vote |
11.6 | Reelect Ingvald Strommen as Member of Corporate Assembly | Management | For | Did Not Vote |
11.7 | Reelect Rune Bjerke as Member of Corporate Assembly | Management | For | Did Not Vote |
11.8 | Relect Tore Ulstein as Member of Corporate Assembly | Management | For | Did Not Vote |
11.9 | Elect Live Haukvik Aker as Member of Corporate Assembly | Management | For | Did Not Vote |
11.10 | Elect Siri Kalvig as Member of Corporate Assembly | Management | For | Did Not Vote |
11.11 | Elect Thor Oscar Bolstad as Member of Corporate Assembly | Management | For | Did Not Vote |
11.12 | Elect Barbro Haetta as Member of Corporate Assembly | Management | For | Did Not Vote |
11.13 | Reelect Arthur Sletteberg as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
11.14 | Elect Bassim Haj as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
11.15 | Reelect Anne-Margrethe Firing as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
11.16 | Reelect Linda Litlekalsoy Aase as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
12 | Approve Remuneration of Corporate Assembly in the Amount of NOK 107,900 for Chair, NOK 56,800 for Vice Chair, NOK 39,900 for Other Members, and NOK 5,700 Per Meeting for Deputy Members | Management | For | Did Not Vote |
13.1 | Reelect Olaug Svarva as Chair of Nominating Committee | Management | For | Did Not Vote |
13.2 | Reelect Tom Rathke as Member of Nominating Committee | Management | For | Did Not Vote |
13.3 | Reelect Live Haukvik Aker as Member of Nominating Committee | Management | For | Did Not Vote |
13.4 | Reelect Ingrid Dramdal Rasmussen as Member of Nominating Committee | Management | For | Did Not Vote |
14 | Approve Remuneration of Members of Nominating Committee in the Amount of NOK 10,800 per Meeting for Chairman and NOK 8,000 per Meeting for Regular Members | Management | For | Did Not Vote |
15 | Authorize Repurchase and Reissuance of Shares up to a Nominal Value of NOK 27.5 Million in Connection with Share Saving Scheme for Employees | Management | For | Did Not Vote |
16 | Authorize Repurchase of Shares up to a Nominal Value of NOK 187.5 Million and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
STHREE PLC MEETING DATE: APR 19, 2012 | ||||
TICKER: STHR SECURITY ID: G8499E103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | For |
4 | Re-elect Clay Brendish as Director | Management | For | For |
5 | Re-elect Russell Clements as Director | Management | For | For |
6 | Re-elect Alex Smith as Director | Management | For | For |
7 | Re-elect Gary Elden as Director | Management | For | For |
8 | Re-elect Alicja Lesniak as Director | Management | For | For |
9 | Re-elect Tony Ward as Director | Management | For | For |
10 | Re-elect Paul Bowtell as Director | Management | For | For |
11 | Re-elect Nadhim Zahawi as Director | Management | For | For |
12 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise the Company to Offer Key Individuals the Opportunity to Purchase Shareholdings in Certain of the Company's Subsidiaries | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
SUMITOMO MITSUI FINANCIAL GROUP, INC. MEETING DATE: JUN 28, 2012 | ||||
TICKER: 8316 SECURITY ID: J7771X109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 50 | Management | For | For |
2.1 | Elect Director Miyata, Koichi | Management | For | For |
2.2 | Elect Director Kurumatani, Nobuaki | Management | For | For |
2.3 | Elect Director Yokoyama, Yoshinori | Management | For | For |
3.1 | Appoint Statutory Auditor Yamaguchi, Yoji | Management | For | For |
3.2 | Appoint Statutory Auditor Tsuruta, Rokuro | Management | For | For |
SUNCOR ENERGY INC MEETING DATE: MAY 01, 2012 | ||||
TICKER: SU SECURITY ID: 867224107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Mel E. Benson | Management | For | For |
1.2 | Elect Director Dominic D'Alessandro | Management | For | For |
1.3 | Elect Director John T. Ferguson | Management | For | For |
1.4 | Elect Director W. Douglas Ford | Management | For | For |
1.5 | Elect Director Paul Haseldonckx | Management | For | For |
1.6 | Elect Director John R. Huff | Management | For | For |
1.7 | Elect Director Jacques Lamarre | Management | For | For |
1.8 | Elect Director Maureen McCaw | Management | For | For |
1.9 | Elect Director Michael W. O'Brien | Management | For | For |
1.10 | Elect Director James W. Simpson | Management | For | For |
1.11 | Elect Director Eira M. Thomas | Management | For | For |
1.12 | Elect Director Steven W. Williams | Management | For | For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
SWATCH GROUP AG MEETING DATE: MAY 16, 2012 | ||||
TICKER: UHR SECURITY ID: H83949141 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve Allocation of Income and Dividends of CHF 1.15 per Registered Share and CHF 5.75 per Bearer Share | Management | For | Did Not Vote |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Did Not Vote |
SWEDBANK AB MEETING DATE: MAR 27, 2012 | ||||
TICKER: SWEDA SECURITY ID: W9423X102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Recieve Address by Chairman of the Board | Management | None | None |
2 | Elect Claes Beyer as Chairman of Meeting | Management | For | Did Not Vote |
3 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
4 | Approve Agenda of Meeting | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7a | Receive Financial Statements and Statutory Reports | Management | None | None |
7b | Receive Auditor's Report | Management | None | None |
7c | Receive President's Report | Management | None | None |
8 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
9 | Approve Allocation of Income and Dividends of SEK 5.30 Per Preference Share and SEK 5.30 Per Common Share | Management | For | Did Not Vote |
10 | Approve Discharge of Board and President | Management | For | Did Not Vote |
11 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
12 | Approve Remuneration of Directors in the Amount of SEK 1.35 Million to the Chairman, SEK 675,000 to the Vice Chairman, and SEK 400,000 to Other Directors; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Management | For | Did Not Vote |
13 | Reelect Olav Fjell, Ulrika Francke, Goran Hedman, Lars Idermark, Anders Igel, Pia Rudengren, Anders Sundstrom, Karl-Henrik Sundstrom, and Siv Svensson as Directors; Elect Charlotte Stromberg as New Director | Management | For | Did Not Vote |
14 | Authorize Chairman of Board and Representatives of Four of Company's Largest Shareholders to Serve on Nominating Committee | Management | For | Did Not Vote |
15 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
16 | Amend Articles Re: Conversion of Preference Shares | Management | For | Did Not Vote |
17a | Approve SEK 610.8 Million Reduction In Share Capital via Share Cancellation | Management | For | Did Not Vote |
17b | Approve Capitalization of Reserves of SEK 1.13 Billion for a Bonus Issue | Management | For | Did Not Vote |
18 | Authorize Repurchase Program of up to One Percent of Issued Share Capital in Accordance with the Securities Market Act | Management | For | Did Not Vote |
19 | Authorize Repurchase Program of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
20 | Approve Issuance of Convertibles without Preemptive Rights | Management | For | Did Not Vote |
21a | Approve Collective Remuneration Program 2012 | Management | For | Did Not Vote |
21b | Approve Resolution Regarding Deferred Variable Remuneration in the form of Shares under Program 2012 | Management | For | Did Not Vote |
21c | Authorize Transfer of Own Ordinary Shares under Program 2012 | Management | For | Did Not Vote |
22 | Remove the "Swedbank Arena" Sign from the Football Stadium in Solna, Sweden; Change the Name of "Swedbank Arena" | Shareholder | None | Did Not Vote |
23 | Close Meeting | Management | None | None |
SWEDISH MATCH AB MEETING DATE: MAY 02, 2012 | ||||
TICKER: SWMA SECURITY ID: W92277115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting; Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Receive Financial Statements, Statutory Reports, and Auditor's Report; Receive Auditor's Report on Remuneration Policy; Receive Board's Motion Regarding Allocation of Profit and Report on Work; Receive CEO's Review | Management | None | None |
7 | Approve Financial Statements and Statutory Reports | Management | For | Did Not Vote |
8 | Approve Allocation of Income and Dividends of SEK 6.50 per Share; Approve May 7, 2012 as Record Date for Dividend | Management | For | Did Not Vote |
9 | Approve Discharge of Board and President | Management | For | Did Not Vote |
10a | Approve SEK 12.8 Million Reduction In Share Capital via Share Cancellation; Allocate Reduced Amount to Fund for Share Repurchases | Management | For | Did Not Vote |
10b | Approve SEK 12.8 Million Share Capital Increase via Transfer of Funds from Unrestricted Shareholders' Equity to Share Capital | Management | For | Did Not Vote |
11 | Authorize Share Repurchase Program | Management | For | Did Not Vote |
12 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Management | For | Did Not Vote |
13 | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
14 | Approve Remuneration of Directors in the Amounts of SEK 1.71 Million to the Chairman, SEK 810,000 to the Vice Chairman, and SEK 685,000 to Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
15 | Reelect Andrew Cripps (Vice Chair), Karen Guerra, Conny Karlsson (Chair), Robert Sharpe, Meg Tiveus, and Joakim Westh as Directors | Management | For | Did Not Vote |
16 | Determine Number of Auditors (1) | Management | For | Did Not Vote |
17 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
18 | Ratify KPMG as Auditors | Management | For | Did Not Vote |
19 | Amend Articles Re: Set Minimum (150 Million) and Maximum (600 million) Number of Shares | Management | For | Did Not Vote |
SWISS REINSURANCE (SCHWEIZERISCHE RUECKVERSICHERUNGS) MEETING DATE: APR 13, 2012 | ||||
TICKER: SREN SECURITY ID: H8431B109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Approve Remuneration Report | Management | For | Did Not Vote |
1.2 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
3 | Approve Dividends of CHF 3.00 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
4 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
5.1.1 | Reelect Jakob Baer as Director | Management | For | Did Not Vote |
5.1.2 | Reelect John Coomber as Director | Management | For | Did Not Vote |
5.1.3 | Elect Robert Henrikson as Director | Management | For | Did Not Vote |
5.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
SYNGENTA AG MEETING DATE: APR 24, 2012 | ||||
TICKER: SYNN SECURITY ID: H84140112 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
3 | Approve CHF 63,675 Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Did Not Vote |
4 | Approve Allocation of Income and Dividends of CHF 8.00 per Share | Management | For | Did Not Vote |
5 | Authorize Repurchase of up to Ten Percent of Issued Share Capital | Management | For | Did Not Vote |
6 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
7.1 | Reelect Stefan Borgas as Director | Management | For | Did Not Vote |
7.2 | Reelect Peggy Bruzelius as Director | Management | For | Did Not Vote |
7.3 | Reelect David Lawrence as Director | Management | For | Did Not Vote |
7.4 | Reelect Juerg Witmer as Director | Management | For | Did Not Vote |
7.5 | Elect Vinita Bali as Director | Management | For | Did Not Vote |
7.6 | Elect Gunnar Brock as Director | Management | For | Did Not Vote |
7.7 | Elect Michel Demare as Director | Management | For | Did Not Vote |
8 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
TELEVISION BROADCASTS LTD. MEETING DATE: MAY 16, 2012 | ||||
TICKER: 00511 SECURITY ID: Y85830100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
2 | Declare Final Dividend | Management | For | Did Not Vote |
3a | Elect Anthony Lee Hsien Pin as Director | Management | For | Did Not Vote |
3b | Elect Chen Wen Chi as Director | Management | For | Did Not Vote |
4 | Reelect Mona Fong as Director | Management | For | Did Not Vote |
5 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | Did Not Vote |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Did Not Vote |
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Did Not Vote |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Did Not Vote |
9 | Approve Extension of Book Close Period from 30 Days to 60 Days | Management | For | Did Not Vote |
10 | Amend Articles of Association | Management | For | Did Not Vote |
TENCENT HOLDINGS LTD. MEETING DATE: MAY 16, 2012 | ||||
TICKER: 00700 SECURITY ID: G87572148 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3a1 | Reelect Li Dong Sheng as Director | Management | For | Against |
3a2 | Reelect Iain Ferguson Bruce as Director | Management | For | Against |
3b | Authorize Board to Fix Directors' Remuneration | Management | For | Abstain |
4 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | For |
TEVA PHARMACEUTICAL INDUSTRIES LTD. MEETING DATE: SEP 19, 2011 | ||||
TICKER: TEVA SECURITY ID: 881624209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Final Dividend | Management | For | For |
2.1 | Elect Chaim Hurvitz as Director | Management | For | For |
2.2 | Elect Ory Slonim as Director | Management | For | For |
2.3 | Elect Dan Suesskind as Director | Management | For | For |
3.1 | Elect Joseph Nitzani as External Director and Approve His Remuneration | Management | For | For |
3.2 | Elect Dafna Schwartz as External Director and Approve Her Remuneration | Management | For | For |
4 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
5 | Approve Director/Officer Liability and Indemnification Insurance | Management | For | For |
6.1 | Amend Remuneration of Vice Chairman | Management | For | For |
6.2 | Approve Reimbursement of Expenses of Board Chairman | Management | For | For |
THE ROYAL BANK OF SCOTLAND GROUP PLC MEETING DATE: MAY 30, 2012 | ||||
TICKER: RBS SECURITY ID: G76891111 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Alison Davis as Director | Management | For | For |
4 | Elect Tony Di Iorio as Director | Management | For | For |
5 | Elect Baroness Noakes as Director | Management | For | For |
6 | Re-elect Sandy Crombie as Director | Management | For | For |
7 | Re-elect Philip Hampton as Director | Management | For | For |
8 | Re-elect Stephen Hester as Director | Management | For | For |
9 | Re-elect Penny Hughes as Director | Management | For | For |
10 | Re-elect Joe MacHale as Director | Management | For | For |
11 | Re-elect Brendan Nelson as Director | Management | For | For |
12 | Re-elect Art Ryan as Director | Management | For | For |
13 | Re-elect Bruce Van Saun as Director | Management | For | For |
14 | Re-elect Philip Scott as Director | Management | For | For |
15 | Reappoint Deloitte LLP as Auditors | Management | For | For |
16 | Authorise the Group Audit Committee to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Approve Sub-division and Consolidation of Ordinary Shares | Management | For | For |
20 | Amend Articles of Association Re: Deferred Shares | Management | For | For |
21 | Authorise Issue of Equity with Pre-emptive Rights to Convert B Shares Into Ordinary Shares | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights to Convert B Shares Into Ordinary Shares | Management | For | For |
23 | Amend 2007 Sharesave Plan and 2007 Irish Sharesave Plan | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
25 | Approve EU Political Donations and Expenditure | Management | For | For |
TOD'S SPA MEETING DATE: APR 19, 2012 | ||||
TICKER: TOD SECURITY ID: T93619103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For |
2 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Elect Directors (Bundled) and Approve Their Remuneration | Management | For | Against |
5 | Appoint Internal Statutory Auditor | Management | For | For |
6 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
TOKIO MARINE HOLDINGS, INC. MEETING DATE: JUN 25, 2012 | ||||
TICKER: 8766 SECURITY ID: J86298106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 25 | Management | For | For |
2.1 | Elect Director Ishihara, Kunio | Management | For | For |
2.2 | Elect Director Sumi, Shuuzo | Management | For | For |
2.3 | Elect Director Tamai, Takaaki | Management | For | For |
2.4 | Elect Director Nagano, Tsuyoshi | Management | For | For |
2.5 | Elect Director Oba, Masashi | Management | For | For |
2.6 | Elect Director Ito, Kunio | Management | For | For |
2.7 | Elect Director Mimura, Akio | Management | For | Against |
2.8 | Elect Director Kitazawa, Toshifumi | Management | For | For |
2.9 | Elect Director Sasaki, Mikio | Management | For | For |
2.10 | Elect Director Fujita, Hirokazu | Management | For | For |
TOKYO ELECTRON LTD. MEETING DATE: JUN 22, 2012 | ||||
TICKER: 8035 SECURITY ID: J86957115 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Higashi, Tetsuro | Management | For | For |
1.2 | Elect Director Tsuneishi, Tetsuo | Management | For | For |
1.3 | Elect Director Takenaka, Hiroshi | Management | For | For |
1.4 | Elect Director Kitayama, Hirofumi | Management | For | For |
1.5 | Elect Director Sato, Kiyoshi | Management | For | For |
1.6 | Elect Director Washino, Kenji | Management | For | For |
1.7 | Elect Director Ito, Hikaru | Management | For | For |
1.8 | Elect Director Nakamura, Takashi | Management | For | For |
1.9 | Elect Director Matsuoka, Takaaki | Management | For | For |
1.10 | Elect Director Akimoto, Masami | Management | For | For |
1.11 | Elect Director Harada, Yoshiteru | Management | For | For |
1.12 | Elect Director Tsutsumi, Hideyuki | Management | For | For |
1.13 | Elect Director Inoe, Hiroshi | Management | For | For |
1.14 | Elect Director Sakane, Masahiro | Management | For | For |
2.1 | Appoint Statutory Auditor Mori, Shojiro | Management | For | For |
2.2 | Appoint Statutory Auditor Sakai, Ryuuji | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
4 | Approve Deep Discount Stock Option Plan | Management | For | For |
5 | Approve Deep Discount Stock Option Plan | Management | For | For |
TOM TAILOR HOLDING AG MEETING DATE: MAY 18, 2012 | ||||
TICKER: TTI SECURITY ID: D83837100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports for Fiscal 2011 (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income and Dividends of EUR 0.17 per Share | Management | For | For |
3 | Approve Discharge of Management Board for Fiscal 2011 | Management | For | For |
4 | Approve Discharge of Supervisory Board for Fiscal 2011 | Management | For | For |
5 | Ratify Ebner Stolz Moenning Bachem GmbH & Co. KG as Auditors for Fiscal 2012 | Management | For | For |
6 | Approve Stock Option Plan for Key Employees; Approve Creation of EUR 1.5 Million Pool of Conditional Capital to Guarantee Conversion Rights | Management | For | Against |
7a | Elect Uwe Schroeder to the Supervisory Board | Management | For | For |
7b | Elect Thomas Schlytter-Henrichsen to the Supervisory Board | Management | For | For |
TOSHIBA CORP. MEETING DATE: JUN 22, 2012 | ||||
TICKER: 6502 SECURITY ID: J89752117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Nishida, Atsutoshi | Management | For | For |
1.2 | Elect Director Sasaki, Norio | Management | For | For |
1.3 | Elect Director Shimomitsu, Hidejiro | Management | For | For |
1.4 | Elect Director Tanaka, Hisao | Management | For | For |
1.5 | Elect Director Kitamura, Hideo | Management | For | For |
1.6 | Elect Director Kubo, Makoto | Management | For | For |
1.7 | Elect Director Watanabe, Toshiharu | Management | For | For |
1.8 | Elect Director Muraoka, Fumio | Management | For | For |
1.9 | Elect Director Horioka, Hiroshi | Management | For | For |
1.10 | Elect Director Kosugi, Takeo | Management | For | For |
1.11 | Elect Director Saito, Shozo | Management | For | For |
1.12 | Elect Director Itami, Hiroyuki | Management | For | For |
1.13 | Elect Director Shimanouchi, Ken | Management | For | For |
1.14 | Elect Director Saito, Kiyomi | Management | For | For |
2 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against |
3 | Amend Articles to Prohibit Inclusion of Non-Votes in Tally for Shareholder or Company Proposals | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 11, 2012 | ||||
TICKER: FP SECURITY ID: F92124100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Christophe de Margerie as Director | Management | For | For |
6 | Reelect Patrick Artus as Director | Management | For | For |
7 | Reelect Bertrand Collomb as Director | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Management | For | For |
9 | Reelect Michel Pebereau as Director | Management | For | For |
10 | Ratify Appointment of Gerard Lamarche as Director | Management | For | For |
11 | Elect Anne-Marie Idrac as Director | Management | For | For |
12 | Approve Severance Payment Agreement with Christophe de Margerie | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Shareholder | Against | Against |
B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TOTAL SA MEETING DATE: MAY 11, 2012 | ||||
TICKER: FP SECURITY ID: 89151E109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Management | For | For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
5 | Reelect Christophe de Margerie as Director | Management | For | For |
6 | Reelect Patrick Artus as Director | Management | For | For |
7 | Reelect Bertrand Collomb as Director | Management | For | For |
8 | Reelect Anne Lauvergeon as Director | Management | For | For |
9 | Reelect Michel Pebereau as Director | Management | For | For |
10 | Ratify Appointment of Gerard Lamarche as Director | Management | For | For |
11 | Elect Anne-Marie Idrac as Director | Management | For | For |
12 | Approve Severance Payment Agreement with Christophe de Margerie | Management | For | For |
13 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Management | For | For |
14 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 Million | Management | For | For |
15 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 | Management | For | For |
16 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Management | For | For |
17 | Approve Employee Stock Purchase Plan | Management | For | Against |
18 | Approve Stock Purchase Plan Reserved for Employees of International Subsidiaries | Management | For | For |
19 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | For |
A | Approve Additional Indicators to Include in the Information Provided on Corporate Executive Officers Remuneration | Shareholder | Against | Against |
B | Allow Loyalty Dividends to Long-Term Registered Shareholders | Shareholder | Against | Against |
TOYOTA MOTOR CORP. MEETING DATE: JUN 15, 2012 | ||||
TICKER: 7203 SECURITY ID: J92676113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For |
2.1 | Elect Director Cho, Fujio | Management | For | For |
2.2 | Elect Director Toyoda, Akio | Management | For | For |
2.3 | Elect Director Uchiyamada, Takeshi | Management | For | For |
2.4 | Elect Director Funo, Yukitoshi | Management | For | For |
2.5 | Elect Director Niimi, Atsushi | Management | For | For |
2.6 | Elect Director Sasaki, Shinichi | Management | For | For |
2.7 | Elect Director Ozawa, Satoshi | Management | For | For |
2.8 | Elect Director Kodaira, Nobuyori | Management | For | For |
2.9 | Elect Director Furuhashi, Mamoru | Management | For | For |
2.10 | Elect Director Ijichi, Takahiko | Management | For | For |
2.11 | Elect Director Ihara, Yasumori | Management | For | For |
2.12 | Elect Director Maekawa, Masamoto | Management | For | For |
2.13 | Elect Director Kato, Mitsuhisa | Management | For | For |
3 | Approve Annual Bonus Payment to Directors | Management | For | For |
TRANSOCEAN LTD. MEETING DATE: MAY 18, 2012 | ||||
TICKER: RIGN SECURITY ID: H8817H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Appropriation of the Available Earnings for Fiscal Year 2011 | Management | For | For |
3a | Elect Glyn Barker as Director | Management | For | For |
3b | Elect Vanessa C.L. Chang as Director | Management | For | For |
3c | Elect Chad Deaton as Director | Management | For | For |
3d | Reelect Edward R. Muller as Director | Management | For | For |
3e | Reelect Tan Ek Kia as Director | Management | For | For |
4 | Appointment Of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2012 | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UBS AG MEETING DATE: MAY 03, 2012 | ||||
TICKER: UBSN SECURITY ID: H89231338 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2 | Approve Allocation of Income and Dividends of CHF 0.10 per Share from Capital Contribution Reserves | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4.1.1 | Reelect Michel Demare as Director | Management | For | Did Not Vote |
4.1.2 | Reelect David Sidwell as Director | Management | For | Did Not Vote |
4.1.3 | Reelect Rainer-Marc Frey as Director | Management | For | Did Not Vote |
4.1.4 | Reelect Ann Godbehere as Director | Management | For | Did Not Vote |
4.1.5 | Reelect Axel Lehmann as Director | Management | For | Did Not Vote |
4.1.6 | Reelect Wolfgang Mayrhuber as Director | Management | For | Did Not Vote |
4.1.7 | Reelect Helmut Panke as Director | Management | For | Did Not Vote |
4.1.8 | Reelect William Parrett as Director | Management | For | Did Not Vote |
4.1.9 | Reelect Joseph Yam as Director | Management | For | Did Not Vote |
4.2.1 | Elect Isabelle Romy as Director | Management | For | Did Not Vote |
4.2.2 | Elect Beatrice Weder di Mauro as Director | Management | For | Did Not Vote |
4.2.3 | Elect Axel Weber as Director | Management | For | Did Not Vote |
4.3 | Ratify Ernst & Young AG as Auditors | Management | For | Did Not Vote |
4.4 | Ratify BDO AG as Special Auditor | Management | For | Did Not Vote |
5 | Increase Pool of Conditional Capital by CHF 15.1 Million for Issuance of Stock Options and Other Equity Awards to Employees, Senior Executives, and Members of the Board | Management | For | Did Not Vote |
6.1 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
6.2 | Amend Articles Re: Contributions in Kind | Management | For | Did Not Vote |
UNICREDIT SPA MEETING DATE: DEC 15, 2011 | ||||
TICKER: UCG SECURITY ID: T95132105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reduction of Share Premium Account and Related Increase of Shares' Par Value | Management | For | For |
2 | Eliminate the Par Value of Shares | Management | For | For |
3 | Authorize Issuance of Shares in the Maximum Amount of EUR 7.5 Billion With Preemptive Rights | Management | For | For |
4 | Approve Share Consolidation | Management | For | For |
5 | Approve Stock Dividend Program | Management | For | For |
UNICREDIT SPA MEETING DATE: MAY 11, 2012 | ||||
TICKER: UCG SECURITY ID: T960AS101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Allocation of Income | Management | For | For |
3 | Approve Financial Statements of UniCredit Real Estate S.c.p.A. | Management | For | For |
4 | Distribute Profits from UniCredit Real Estate S.c.p.A. | Management | For | For |
5 | Accept Financial Statements of Medioinvest Srl | Management | For | For |
6 | Approve Treatment of Net Losses of Medioinvest Srl | Management | For | For |
7.1 | Slate 1 - Submitted by Fondazione Cassa di Risparmio di Torino, Fondazione Cassa di Risparmio di Verona, Vicenza, Belluno e Ancona, Fondazione Cassa di Risparmio di Modena e Fondazione Monte di Bologna e Ravenna | Shareholder | None | Did Not Vote |
7.2 | Slate 2 - Submitted by Institutional Investors | Shareholder | None | For |
8 | Deliberations Pursuant to Article 2390 of Civil Code Re: Decisions Inherent to Authorization of Board Members To Assume Positions In Competing Companies | Management | For | For |
9 | Approve Remuneration of Directors | Management | For | Abstain |
10 | Approve Director and Internal Auditors Liability Provisions | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Approve Remuneration Report | Management | For | For |
13 | Approve 2012 Group Incentive System | Management | For | For |
14 | Approve Group Employees Share Ownership Plan 2012 | Management | For | For |
1 | Amend Company Bylaws Re: Art. 20, 29, and 31 | Management | For | For |
2 | Authorize Board to Increase Capital to Service Incentive Plans | Management | For | For |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 26, 2012 | ||||
TICKER: U11 SECURITY ID: V96194127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Adopt Financial Statements and Directors' and Auditors' Reports | Management | For | For |
2 | Declare Final Dividend | Management | For | For |
3 | Approve Directors' Fees of SGD 1.7 Million for 2011 | Management | For | For |
4 | Approve Fee of SGD 2.2 Million to the Chairman of the Bank for the Period from Jan. 2011 to Dec. 2011. | Management | For | For |
5 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
6 | Reelect Wong Meng Meng as Director | Management | For | For |
7 | Reelect Cheng Jue Hiang Willie as Director | Management | For | For |
8 | Reelect Hsieh Fu Hua as Director | Management | For | For |
9 | Reelect Wee Cho Yaw as Director | Management | For | For |
10 | Reelect Cham Tao Soon as Director | Management | For | For |
11 | Reelect Thein Reggie as Director | Management | For | For |
12 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Management | For | For |
13 | Approve Issuance of Shares Pursuant to the UOB Scrip Dividend Scheme | Management | For | For |
14 | Approve Issuance of Preference Shares | Management | For | For |
UNITED OVERSEAS BANK LIMITED MEETING DATE: APR 26, 2012 | ||||
TICKER: U11 SECURITY ID: V96194127 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Authorize Share Repurchase Program | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 26, 2011 | ||||
TICKER: VOD SECURITY ID: G93882135 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Stephen Pusey as Director | Management | For | For |
8 | Elect Renee James as Director | Management | For | For |
9 | Re-elect Alan Jebson as Director | Management | For | For |
10 | Re-elect Samuel Jonah as Director | Management | For | For |
11 | Re-elect Nick Land as Director | Management | For | For |
12 | Re-elect Anne Lauvergeon as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VODAFONE GROUP PLC MEETING DATE: JUL 26, 2011 | ||||
TICKER: VOD SECURITY ID: 92857W209 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Elect Gerard Kleisterlee as Director | Management | For | For |
3 | Re-elect John Buchanan as Director | Management | For | For |
4 | Re-elect Vittorio Colao as Director | Management | For | For |
5 | Re-elect Michel Combes as Director | Management | For | For |
6 | Re-elect Andy Halford as Director | Management | For | For |
7 | Re-elect Stephen Pusey as Director | Management | For | For |
8 | Elect Renee James as Director | Management | For | For |
9 | Re-elect Alan Jebson as Director | Management | For | For |
10 | Re-elect Samuel Jonah as Director | Management | For | For |
11 | Re-elect Nick Land as Director | Management | For | For |
12 | Re-elect Anne Lauvergeon as Director | Management | For | For |
13 | Re-elect Luc Vandevelde as Director | Management | For | For |
14 | Re-elect Anthony Watson as Director | Management | For | For |
15 | Re-elect Philip Yea as Director | Management | For | For |
16 | Approve Final Dividend | Management | For | For |
17 | Approve Remuneration Report | Management | For | For |
18 | Reappoint Deloitte LLP as Auditors | Management | For | For |
19 | Authorise Audit Committee to Fix Remuneration of Auditors | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
VOLKSWAGEN AG (VW) MEETING DATE: APR 19, 2012 | ||||
TICKER: VOW SECURITY ID: D94523103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Creation of EUR 110 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
WESTFIELD GROUP MEETING DATE: MAY 16, 2012 | ||||
TICKER: WDC SECURITY ID: Q97062105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2 | Approve the Remuneration Report for the Year Ended Dec. 31, 2011 | Management | For | For |
3 | Elect Peter Goldsmith as a Director | Management | For | For |
4 | Elect Mark Johnson as a Director | Management | For | For |
5 | Elect John McFarlane as a Director | Management | For | For |
6 | Elect Judith Sloan as Director | Management | For | For |
WILLIAM HILL PLC MEETING DATE: MAY 08, 2012 | ||||
TICKER: WMH SECURITY ID: G9645P117 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve Final Dividend | Management | For | For |
4 | Elect Georgina Harvey as Director | Management | For | For |
5 | Elect Imelda Walsh as Director | Management | For | For |
6 | Re-elect Gareth Davis as Director | Management | For | For |
7 | Re-elect Ralph Topping as Director | Management | For | For |
8 | Re-elect Neil Cooper as Director | Management | For | For |
9 | Re-elect David Edmonds as Director | Management | For | For |
10 | Re-elect Ashley Highfield as Director | Management | For | For |
11 | Re-elect David Lowden as Director | Management | For | For |
12 | Reappoint Deloitte LLP as Auditors | Management | For | For |
13 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
14 | Authorise EU Political Donations and Expenditure | Management | For | For |
15 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
16 | Approve 2012 Savings Related Share Option Plan | Management | For | For |
17 | Authorise Directors to Establish Schedules to the 2012 Plan or Other Share Plans for Employees Resident or Working Outside the United Kingdom | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
WPP PLC MEETING DATE: JUN 13, 2012 | ||||
TICKER: WPP SECURITY ID: G9787K108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | Against |
3 | Approve the Sustainability Report | Management | For | For |
4 | Re-elect Colin Day as Director | Management | For | For |
5 | Re-elect Esther Dyson as Director | Management | For | For |
6 | Re-elect Orit Gadiesh as Director | Management | For | For |
7 | Re-elect Philip Lader as Director | Management | For | For |
8 | Re-elect Ruigang Li as Director | Management | For | Against |
9 | Re-elect Stanley (Bud) Morten as Director | Management | For | For |
10 | Re-elect Koichiro Naganuma as Director | Management | For | Against |
11 | Re-elect John Quelch as Director | Management | For | For |
12 | Re-elect Mark Read as Director | Management | For | For |
13 | Re-elect Paul Richardson as Director | Management | For | For |
14 | Re-elect Jeffrey Rosen as Director | Management | For | For |
15 | Re-elect Timothy Shriver as Director | Management | For | For |
16 | Re-elect Sir Martin Sorrell as Director | Management | For | For |
17 | Re-elect Paul Spencer as Director | Management | For | For |
18 | Re-elect Solomon Trujillo as Director | Management | For | For |
19 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
22 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
XSTRATA PLC MEETING DATE: MAY 01, 2012 | ||||
TICKER: XTA SECURITY ID: G9826T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Final Dividend | Management | For | For |
3 | Approve Remuneration Report | Management | For | Against |
4 | Re-elect Sir John Bond as Director | Management | For | For |
5 | Re-elect Mick Davis as Director | Management | For | For |
6 | Re-elect Dr Con Fauconnier as Director | Management | For | For |
7 | Re-elect Ivan Glasenberg as Director | Management | For | Against |
8 | Re-elect Peter Hooley as Director | Management | For | For |
9 | Re-elect Claude Lamoureux as Director | Management | For | For |
10 | Re-elect Aristotelis Mistakidis as Director | Management | For | For |
11 | Re-elect Tor Peterson as Director | Management | For | For |
12 | Re-elect Trevor Reid as Director | Management | For | For |
13 | Re-elect Sir Steve Robson as Director | Management | For | For |
14 | Re-elect David Rough as Director | Management | For | For |
15 | Re-elect Ian Strachan as Director | Management | For | For |
16 | Re-elect Santiago Zaldumbide as Director | Management | For | For |
17 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Approve Reduction of Share Premium Account | Management | For | For |
21 | Authorise the Company to Call an EGM with Not Less Than 20 Clear Days' Notice | Management | For | For |
YAHOO JAPAN CORPORATION MEETING DATE: JUN 21, 2012 | ||||
TICKER: 4689 SECURITY ID: J95402103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Amend Articles To Amend Business Lines | Management | For | For |
2.1 | Elect Director Miyasaka, Manabu | Management | For | For |
2.2 | Elect Director Son, Masayoshi | Management | For | For |
2.3 | Elect Director Miyauchi, Ken | Management | For | For |
2.4 | Elect Director Imai, Yasuyuki | Management | For | For |
2.5 | Elect Director Timothy R. Morse | Management | For | For |
3.1 | Appoint Statutory Auditor Yoshii, Shingo | Management | For | For |
3.2 | Appoint Statutory Auditor Onitsuka, Hiromi | Management | For | For |
YAMANA GOLD INC. MEETING DATE: MAY 02, 2012 | ||||
TICKER: YRI SECURITY ID: 98462Y100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Peter Marrone | Management | For | For |
1.2 | Elect Director Patrick J. Mars | Management | For | For |
1.3 | Elect Director John Begeman | Management | For | For |
1.4 | Elect Director Alexander Davidson | Management | For | For |
1.5 | Elect Director Richard Graff | Management | For | For |
1.6 | Elect Director Robert Horn | Management | For | For |
1.7 | Elect Director Nigel Lees | Management | For | For |
1.8 | Elect Director Juvenal Mesquita Filho | Management | For | For |
1.9 | Elect Director Carl Renzoni | Management | For | For |
1.10 | Elect Director Antenor F. Silva, Jr. | Management | For | For |
1.11 | Elect Director Dino Titaro | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
YANDEX NV MEETING DATE: MAY 15, 2012 | ||||
TICKER: YNDX SECURITY ID: N97284108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Open Meeting | Management | None | None |
2 | Adopt Financial Statements | Management | For | For |
3 | Approve Allocation of Income | Management | For | For |
4 | Approve Discharge of Board of Directors | Management | For | For |
5.1 | Reelect J. Boynton as Director | Management | For | For |
5.2 | Reelect E. Dyson as Director | Management | For | For |
6 | Approve Cancellation of Class C Shares Held in Treasury | Management | For | For |
7 | Amend Articles Re: Reduce Authorized Share Capital | Management | For | For |
8 | Amend Executive Incentive Bonus Plan | Management | For | For |
9 | Ratify ZAO Deloitte & Touche CIS as Auditors | Management | For | For |
10 | Grant Board Authority to Issue Shares | Management | For | For |
11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 10 | Management | For | For |
12 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For |
13 | Confirm Representation of Company in Case of Conflict of Interests | Management | For | For |
15 | Other Business | Management | None | None |
ZUMTOBEL AG MEETING DATE: JUL 22, 2011 | ||||
TICKER: ZAG SECURITY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Supervisory Board | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
5 | Approve Creation of EUR 10.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
ZURICH INSURANCE GROUP AG MEETING DATE: MAR 29, 2012 | ||||
TICKER: ZURN SECURITY ID: H9870Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
1.2 | Approve Remuneration Report | Management | For | Did Not Vote |
2.1 | Approve Allocation of Income and Omission of Dividends | Management | For | Did Not Vote |
2.2 | Approve Transfer of CHF 2.5 Billion from Capital Contribution Reserves to Free Reserves and Dividend of CHF 17.00 per Share | Management | For | Did Not Vote |
3 | Approve Discharge of Board and Senior Management | Management | For | Did Not Vote |
4 | Extend Duration of Existing CHF 1 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
5.1 | Change Company Name to Zurich Insurance Group AG | Management | For | Did Not Vote |
5.2 | Amend Corporate Purpose | Management | For | Did Not Vote |
6.1.1 | Elect Alison Carnwath as Director | Management | For | Did Not Vote |
6.1.2 | Elect Rafael del Pino as Director | Management | For | Did Not Vote |
6.1.3 | Reelect Josef Ackermann as Director | Management | For | Did Not Vote |
6.1.4 | Reelect Thomas Escher as Director | Management | For | Did Not Vote |
6.1.5 | Reelect Don Nicolaisen as Director | Management | For | Did Not Vote |
6.2 | Ratify PricewaterhouseCoopers AG as Auditors | Management | For | Did Not Vote |
VOTE SUMMARY REPORT
VIP VALUE PORTFOLIO
07/01/2011 - 06/30/2012
Note: The Security ID will be the CUSIP (Committee on Uniform Securities Identification Procedures) when available. When CUSIP is not available, an alternate identifier, e.g., CINS, will be provided.
ACE LIMITED MEETING DATE: JAN 09, 2012 | ||||
TICKER: ACE SECURITY ID: H0023R105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Dividend Distribution from Legal Reserves | Management | For | Did Not Vote |
ADVANCE AUTO PARTS, INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: AAP SECURITY ID: 00751Y106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John F. Bergstrom | Management | For | For |
1.2 | Elect Director John C. Brouillard | Management | For | For |
1.3 | Elect Director Fiona P. Dias | Management | For | For |
1.4 | Elect Director Frances X. Frei | Management | For | For |
1.5 | Elect Director Darren R. Jackson | Management | For | For |
1.6 | Elect Director William S. Oglesby | Management | For | For |
1.7 | Elect Director J. Paul Raines | Management | For | For |
1.8 | Elect Director Gilbert T. Ray | Management | For | For |
1.9 | Elect Director Carlos A. Saladrigas | Management | For | For |
1.10 | Elect Director Jimmie L. Wade | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Executive Incentive Bonus Plan | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Reduce Supermajority Vote Requirement | Shareholder | Against | For |
AFLAC INCORPORATED MEETING DATE: MAY 07, 2012 | ||||
TICKER: AFL SECURITY ID: 001055102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel P. Amos | Management | For | For |
2 | Elect Director John Shelby Amos, II | Management | For | For |
3 | Elect Director Paul S. Amos, II | Management | For | For |
4 | Elect Director Kriss Cloninger, III | Management | For | For |
5 | Elect Director Elizabeth J. Hudson | Management | For | For |
6 | Elect Director Douglas W. Johnson | Management | For | For |
7 | Elect Director Robert B. Johnson | Management | For | For |
8 | Elect Director Charles B. Knapp | Management | For | For |
9 | Elect Director E. Stephen Purdom | Management | For | For |
10 | Elect Director Barbara K. Rimer | Management | For | For |
11 | Elect Director Marvin R. Schuster | Management | For | For |
12 | Elect Director Melvin T. Stith | Management | For | For |
13 | Elect Director David Gary Thompson | Management | For | For |
14 | Elect Director Takuro Yoshida | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Amend Omnibus Stock Plan | Management | For | For |
17 | Amend Executive Incentive Bonus Plan | Management | For | For |
18 | Ratify Auditors | Management | For | For |
AIR PRODUCTS AND CHEMICALS, INC. MEETING DATE: JAN 26, 2012 | ||||
TICKER: APD SECURITY ID: 009158106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mario L. Baeza | Management | For | For |
2 | Elect Director Susan K. Carter | Management | For | For |
3 | Elect Director John E. McGlade | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AMERICA MOVIL S.A.B. DE C.V. MEETING DATE: APR 25, 2012 | ||||
TICKER: AMXL SECURITY ID: 02364W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Directors for Series L Shares | Management | For | Abstain |
2 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: NOV 29, 2011 | ||||
TICKER: AMT SECURITY ID: 029912201 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Reorganization Plan | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
AMERICAN TOWER CORPORATION MEETING DATE: JUN 19, 2012 | ||||
TICKER: AMT SECURITY ID: 03027X100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Raymond P. Dolan | Management | For | For |
2 | Elect Director Ronald M. Dykes | Management | For | For |
3 | Elect Director Carolyn F. Katz | Management | For | For |
4 | Elect Director Gustavo Lara Cantu | Management | For | For |
5 | Elect Director Joann A. Reed | Management | For | For |
6 | Elect Director Pamela D.A. Reeve | Management | For | For |
7 | Elect Director David E. Sharbutt | Management | For | For |
8 | Elect Director James D. Taiclet, Jr. | Management | For | For |
9 | Elect Director Samme L. Thompson | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Stock Retention/Holding Period | Shareholder | Against | Against |
AMERIPRISE FINANCIAL, INC. MEETING DATE: APR 25, 2012 | ||||
TICKER: AMP SECURITY ID: 03076C106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lon R. Greenberg | Management | For | For |
2 | Elect Director Warren D. Knowlton | Management | For | For |
3 | Elect Director Jeffrey Noddle | Management | For | For |
4 | Elect Director Robert F. Sharpe, Jr. | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Auditors | Management | For | For |
AMGEN INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: AMGN SECURITY ID: 031162100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David Baltimore | Management | For | For |
2 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
3 | Elect Director Robert A. Bradway | Management | For | For |
4 | Elect Director Francois De Carbonnel | Management | For | For |
5 | Elect Director Vance D. Coffman | Management | For | For |
6 | Elect Director Rebecca M. Henderson | Management | For | For |
7 | Elect Director Frank C. Herringer | Management | For | For |
8 | Elect Director Tyler Jacks | Management | For | For |
9 | Elect Director Gilbert S. Omenn | Management | For | For |
10 | Elect Director Judith C. Pelham | Management | For | For |
11 | Elect Director J. Paul Reason | Management | For | For |
12 | Elect Director Leonard D. Schaeffer | Management | For | For |
13 | Elect Director Kevin W. Sharer | Management | For | For |
14 | Elect Director Ronald D. Sugar | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Provide Right to Act by Written Consent | Management | For | Against |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Report on Research Animal Care and Promotion of Testing Alternatives | Shareholder | Against | Abstain |
20 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
21 | Limit CEO to Serving on only One Other Board | Shareholder | Against | Against |
ANALOG DEVICES, INC. MEETING DATE: MAR 13, 2012 | ||||
TICKER: ADI SECURITY ID: 032654105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ray Stata | Management | For | For |
2 | Elect Director Jerald G. Fishman | Management | For | For |
3 | Elect Director James A. Champy | Management | For | For |
4 | Elect Director John C. Hodgson | Management | For | For |
5 | Elect Director Yves-Andre Istel | Management | For | For |
6 | Elect Director Neil Novich | Management | For | For |
7 | Elect Director F. Grant Saviers | Management | For | For |
8 | Elect Director Paul J. Severino | Management | For | For |
9 | Elect Director Kenton J. Sicchitano | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
ANHEUSER-BUSCH INBEV SA MEETING DATE: APR 25, 2012 | ||||
TICKER: ABI SECURITY ID: B6399C107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
A1a | Receive Special Board Report | Management | None | None |
A1b | Receive Special Auditor Report | Management | None | None |
A1c | Eliminate Preemptive Rights Re: Issuance of Warrants | Management | For | For |
A1d | Approve Issuance of 215,000 Warrants | Management | For | For |
A1e | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital Re: Issuance of Warrants as Proposed under Item A1d | Management | For | For |
A1f | Approve Deviation from Belgian Company Law Provision Re: Grant of Warrants to Non-Executive Directors | Management | For | For |
A1g | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
B1 | Receive Directors' Reports (Non-Voting) | Management | None | None |
B2 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
B3 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
B4 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 1.20 per Share | Management | For | For |
B5 | Approve Discharge of Directors | Management | For | For |
B6 | Approve Discharge of Auditors | Management | For | For |
B7 | Receive Information on Resignation of Peter Harf as Director | Management | None | None |
B8a | Approve Remuneration Report | Management | For | Against |
B8b | Approve Omnibus Stock Plan | Management | For | For |
B9 | Approve Change-of-Control Clause Re : Updated EMTN Program | Management | For | For |
C1 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For |
AON PLC MEETING DATE: MAY 18, 2012 | ||||
TICKER: AON SECURITY ID: G0408V102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lester B. Knight | Management | For | For |
2 | Elect Director Gregory C. Case | Management | For | For |
3 | Elect Director Fulvio Conti | Management | For | For |
4 | Elect Director Cheryl A. Francis | Management | For | For |
5 | Elect Director Edgar D. Jannotta | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director Robert S. Morrison | Management | For | For |
8 | Elect Director Richard B. Myers | Management | For | For |
9 | Elect Director Richard C. Notebaert | Management | For | For |
10 | Elect Director Gloria Santona | Management | For | For |
11 | Elect Director Carolyn Y. Woo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
APACHE CORPORATION MEETING DATE: MAY 24, 2012 | ||||
TICKER: APA SECURITY ID: 037411105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Scott D. Josey | Management | For | For |
2 | Elect Director George D. Lawrence | Management | For | For |
3 | Elect Director Rodman D. Patton | Management | For | For |
4 | Elect Director Charles J. Pitman | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Declassify the Board of Directors | Shareholder | Against | For |
ARROW ELECTRONICS, INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: ARW SECURITY ID: 042735100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barry W. Perry | Management | For | For |
1.2 | Elect Director Philip K. Asherman | Management | For | For |
1.3 | Elect Director Gail E. Hamilton | Management | For | For |
1.4 | Elect Director John N. Hanson | Management | For | For |
1.5 | Elect Director Richard S. Hill | Management | For | For |
1.6 | Elect Director M.F. (Fran) Keeth | Management | For | For |
1.7 | Elect Director Andrew C. Kerin | Management | For | For |
1.8 | Elect Director Michael J. Long | Management | For | For |
1.9 | Elect Director Stephen C. Patrick | Management | For | For |
1.10 | Elect Director John C. Waddell | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
AT&T INC. MEETING DATE: APR 27, 2012 | ||||
TICKER: T SECURITY ID: 00206R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Randall L. Stephenson | Management | For | For |
2 | Elect Director Gilbert F. Amelio | Management | For | For |
3 | Elect Director Reuben V. Anderson | Management | For | For |
4 | Elect DirectorJames H. Blanchard | Management | For | For |
5 | Elect DirectorJaime Chico Pardo | Management | For | For |
6 | Elect Director James P. Kelly | Management | For | For |
7 | Elect Director Jon C. Madonna | Management | For | For |
8 | Elect Director John B. McCoy | Management | For | For |
9 | Elect Director Joyce M. Roche | Management | For | For |
10 | Elect Director Matthew K. Rose | Management | For | For |
11 | Elect Director Laura D'Andrea Tyson | Management | For | For |
12 | Ratification Of Appointment Of Independent Auditors. | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Provide Right to Act by Written Consent | Management | For | Against |
15 | Report on Political Contributions | Shareholder | Against | Abstain |
16 | Commit to Wireless Network Neutrality | Shareholder | Against | Abstain |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
BALL CORPORATION MEETING DATE: APR 25, 2012 | ||||
TICKER: BLL SECURITY ID: 058498106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert W. Alspaugh | Management | For | For |
1.2 | Elect Director R. David Hoover | Management | For | For |
1.3 | Elect Director Jan Nicholson | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
BB&T CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: BBT SECURITY ID: 054937107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John A. Allison, IV | Management | For | For |
1.2 | Elect Director Jennifer S. Banner | Management | For | For |
1.3 | Elect Director K. David Boyer, Jr. | Management | For | For |
1.4 | Elect Director Anna R. Cablik | Management | For | For |
1.5 | Elect Director Ronald E. Deal | Management | For | For |
1.6 | Elect Director J.L. Glover, Jr. | Management | For | For |
1.7 | Elect Director Jane P. Helm | Management | For | For |
1.8 | Elect Director John P. Howe, III | Management | For | For |
1.9 | Elect Director Kelly S. King | Management | For | For |
1.10 | Elect Director Valeria Lynch Lee | Management | For | For |
1.11 | Elect Director Nido R. Qubein | Management | For | For |
1.12 | Elect Director Thomas E. Skains | Management | For | For |
1.13 | Elect Director Thomas N. Thompson | Management | For | For |
1.14 | Elect Director Edwin H. Welch | Management | For | For |
1.15 | Elect Director Stephen T. Williams | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
BERKSHIRE HATHAWAY INC. MEETING DATE: MAY 05, 2012 | ||||
TICKER: BRK.B SECURITY ID: 084670702 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Warren E. Buffett | Management | For | For |
1.2 | Elect Director Charles T. Munger | Management | For | For |
1.3 | Elect Director Howard G. Buffett | Management | For | For |
1.4 | Elect Director Stephen B. Burke | Management | For | For |
1.5 | Elect Director Susan L. Decker | Management | For | For |
1.6 | Elect Director William H. Gates, III | Management | For | For |
1.7 | Elect Director David S. Gottesman | Management | For | For |
1.8 | Elect Director Charlotte Guyman | Management | For | For |
1.9 | Elect Director Donald R. Keough | Management | For | For |
1.10 | Elect Director Thomas S. Murphy | Management | For | For |
1.11 | Elect Director Ronald L. Olson | Management | For | For |
1.12 | Elect Director Walter Scott, Jr. | Management | For | For |
2 | Adopt Policy on Succession Planning | Shareholder | Against | Against |
BMC SOFTWARE, INC. MEETING DATE: JUL 21, 2011 | ||||
TICKER: BMC SECURITY ID: 055921100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert E. Beauchamp | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Gary L. Bloom | Management | For | For |
4 | Elect Director Meldon K. Gafner | Management | For | For |
5 | Elect Director Mark J. Hawkins | Management | For | For |
6 | Elect Director Stephan A. James | Management | For | For |
7 | Elect Director P. Thomas Jenkins | Management | For | For |
8 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
9 | Elect Director Kathleen A. O Neil | Management | For | For |
10 | Elect Director Tom C. Tinsley | Management | For | For |
11 | Amend Omnibus Stock Plan | Management | For | Against |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
BRITISH AMERICAN TOBACCO PLC MEETING DATE: APR 26, 2012 | ||||
TICKER: BATS SECURITY ID: 110448107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
6 | Re-elect Richard Burrows as Director | Management | For | For |
7 | Re-elect John Daly as Director | Management | For | For |
8 | Re-elect Karen de Segundo as Director | Management | For | For |
9 | Re-elect Nicandro Durante as Director | Management | For | For |
10 | Re-elect Robert Lerwill as Director | Management | For | For |
11 | Re-elect Christine Morin-Postel as Director | Management | For | For |
12 | Re-elect Gerry Murphy as Director | Management | For | For |
13 | Re-elect Kieran Poynter as Director | Management | For | For |
14 | Re-elect Anthony Ruys as Director | Management | For | For |
15 | Re-elect Sir Nicholas Scheele as Director | Management | For | For |
16 | Re-elect Ben Stevens as Director | Management | For | For |
17 | Elect Ann Godbehere as Director | Management | For | For |
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
20 | Authorise Market Purchase | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
BUNGE LIMITED MEETING DATE: MAY 25, 2012 | ||||
TICKER: BG SECURITY ID: G16962105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Francis Coppinger as Director | Management | For | For |
1.2 | Elect Alberto Weisser as Director | Management | For | For |
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CABLEVISION SYSTEMS CORPORATION MEETING DATE: MAY 18, 2012 | ||||
TICKER: CVC SECURITY ID: 12686C109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Zachary W. Carter | Management | For | For |
1.2 | Elect Director Thomas V. Reifenheiser | Management | For | Withhold |
1.3 | Elect Director John R. Ryan | Management | For | Withhold |
1.4 | Elect Director Vincent Tese | Management | For | Withhold |
1.5 | Elect Director Leonard Tow | Management | For | For |
2 | Ratify Auditors | Management | For | For |
CAPITAL ONE FINANCIAL CORPORATION MEETING DATE: MAY 08, 2012 | ||||
TICKER: COF SECURITY ID: 14040H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard D. Fairbank | Management | For | For |
2 | Elect Director Peter E. Raskind | Management | For | For |
3 | Elect Director Bradford H. Warner | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
CARPENTER TECHNOLOGY CORPORATION MEETING DATE: OCT 10, 2011 | ||||
TICKER: CRS SECURITY ID: 144285103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert R. Mcmaster | Management | For | For |
1.2 | Elect Director Gregory A. Pratt | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Amend Executive Incentive Bonus Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CASEY'S GENERAL STORES, INC. MEETING DATE: SEP 16, 2011 | ||||
TICKER: CASY SECURITY ID: 147528103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Myers | Management | For | For |
1.2 | Elect Director Diane C. Bridgewater | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
CHEVRON CORPORATION MEETING DATE: MAY 30, 2012 | ||||
TICKER: CVX SECURITY ID: 166764100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Linnet F. Deily | Management | For | For |
2 | Elect Director Robert E. Denham | Management | For | For |
3 | Elect Director Chuck Hagel | Management | For | For |
4 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
5 | Elect Director George L. Kirkland | Management | For | For |
6 | Elect Director Charles W. Moorman, IV | Management | For | For |
7 | Elect Director Kevin W. Sharer | Management | For | For |
8 | Elect Director John G. Stumpf | Management | For | For |
9 | Elect Director Ronald D. Sugar | Management | For | For |
10 | Elect Director Carl Ware | Management | For | For |
11 | Elect Director John S. Watson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Remove Exclusive Venue Provision | Shareholder | Against | Against |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
17 | Adopt Guidelines for Country Selection | Shareholder | Against | Abstain |
18 | Report on Hydraulic Fracturing Risks to Company | Shareholder | Against | Abstain |
19 | Report on Accident Risk Reduction Efforts | Shareholder | Against | Abstain |
20 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | Against |
21 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
CINTAS CORPORATION MEETING DATE: OCT 18, 2011 | ||||
TICKER: CTAS SECURITY ID: 172908105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Gerald S. Adolph | Management | For | For |
2 | Elect Director Melanie W. Barstad | Management | For | For |
3 | Elect Director Richard T. Farmer | Management | For | For |
4 | Elect Director Scott D. Farmer | Management | For | For |
5 | Elect Director James J. Johnson | Management | For | For |
6 | Elect Director Robert J. Kohlhepp | Management | For | For |
7 | Elect Director David C. Phillips | Management | For | For |
8 | Elect Director Joseph Scaminace | Management | For | For |
9 | Elect Director Ronald W. Tysoe | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
CISCO SYSTEMS, INC. MEETING DATE: DEC 07, 2011 | ||||
TICKER: CSCO SECURITY ID: 17275R102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Carol A. Bartz | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Michael D. Capellas | Management | For | For |
4 | Elect Director Larry R. Carter | Management | For | For |
5 | Elect Director John T. Chambers | Management | For | For |
6 | Elect Director Brian L. Halla | Management | For | For |
7 | Elect Director John L. Hennessy | Management | For | For |
8 | Elect Director Richard M. Kovacevich | Management | For | For |
9 | Elect Director Roderick C. McGeary | Management | For | For |
10 | Elect Director Arun Sarin | Management | For | For |
11 | Elect Director Steven M. West | Management | For | For |
12 | Elect Director Jerry Yang | Management | For | For |
13 | Amend Omnibus Stock Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Ratify Auditors | Management | For | For |
17 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
18 | Report on Internet Fragmentation | Shareholder | Against | Abstain |
19 | Stock Retention/Holding Period | Shareholder | Against | Against |
CIT GROUP INC. MEETING DATE: MAY 15, 2012 | ||||
TICKER: CIT SECURITY ID: 125581801 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John A. Thain | Management | For | For |
2 | Elect Director Michael J. Embler | Management | For | For |
3 | Elect Director William M. Freeman | Management | For | For |
4 | Elect Director David M. Moffett | Management | For | For |
5 | Elect Director R. Brad Oates | Management | For | For |
6 | Elect Director Marianne Miller Parrs | Management | For | For |
7 | Elect Director Gerald Rosenfeld | Management | For | For |
8 | Elect Director John R. Ryan | Management | For | For |
9 | Elect Director Seymour Sternberg | Management | For | For |
10 | Elect Director Peter J. Tobin | Management | For | For |
11 | Elect Director Laura S. Unger | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
CITIGROUP INC. MEETING DATE: APR 17, 2012 | ||||
TICKER: C SECURITY ID: 172967424 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Franz B. Humer | Management | For | For |
2 | Elect Director Robert L. Joss | Management | For | For |
3 | Elect Director Michael E. O'Neill | Management | For | For |
4 | Elect Director Vikram S. Pandit | Management | For | For |
5 | Elect Director Lawrence R. Ricciardi | Management | For | For |
6 | Elect Director Judith Rodin | Management | For | For |
7 | Elect Director Robert L. Ryan | Management | For | For |
8 | Elect Director Anthony M. Santomero | Management | For | For |
9 | Elect Director Joan E. Spero | Management | For | For |
10 | Elect Director Diana L. Taylor | Management | For | For |
11 | Elect Director William S. Thompson, Jr. | Management | For | For |
12 | Elect Director Ernesto Zedillo Ponce de Leon | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | Against |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
16 | Disclose Prior Government Service | Shareholder | Against | Against |
17 | Report on Political Contributions and Lobbying Expenditures | Shareholder | Against | Abstain |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
19 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
CMS ENERGY CORPORATION MEETING DATE: MAY 18, 2012 | ||||
TICKER: CMS SECURITY ID: 125896100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merribel S. Ayres | Management | For | For |
2 | Elect Director Jon E. Barfield | Management | For | For |
3 | Elect Director Stephen E. Ewing | Management | For | For |
4 | Elect Director Richard M. Gabrys | Management | For | For |
5 | Elect Director David W. Joos | Management | For | For |
6 | Elect Director Philip R. Lochner, Jr. | Management | For | For |
7 | Elect Director Michael T. Monahan | Management | For | For |
8 | Elect Director John G. Russell | Management | For | For |
9 | Elect Director Kenneth L. Way | Management | For | For |
10 | Elect Director John B. Yasinsky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
COMCAST CORPORATION MEETING DATE: MAY 31, 2012 | ||||
TICKER: CMCSA SECURITY ID: 20030N101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Kenneth J. Bacon | Management | For | For |
1.2 | Elect Director Sheldon M. Bonovitz | Management | For | For |
1.3 | Elect Director Joseph J. Collins | Management | For | For |
1.4 | Elect Director J. Michael Cook | Management | For | For |
1.5 | Elect Director Gerald L. Hassell | Management | For | For |
1.6 | Elect Director Jeffrey A. Honickman | Management | For | For |
1.7 | Elect Director Eduardo G. Mestre | Management | For | For |
1.8 | Elect Director Brian L. Roberts | Management | For | For |
1.9 | Elect Director Ralph J. Roberts | Management | For | For |
1.10 | Elect Director Johnathan A. Rodgers | Management | For | For |
1.11 | Elect Director Judith Rodin | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
5 | Restore or Provide for Cumulative Voting | Shareholder | Against | Against |
6 | Require Independent Board Chairman | Shareholder | Against | Against |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
8 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Shareholder | Against | For |
COMERICA INCORPORATED MEETING DATE: APR 24, 2012 | ||||
TICKER: CMA SECURITY ID: 200340107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Richard G. Lindner | Management | For | For |
2 | Elect Director Robert S. Taubman | Management | For | For |
3 | Elect Director Reginald M. Turner, Jr. | Management | For | For |
4 | Elect Director Roger A. Cregg | Management | For | For |
5 | Elect Director T. Kevin DeNicola | Management | For | For |
6 | Elect Director Alfred A. Piergallini | Management | For | For |
7 | Elect Director Nina G. Vaca | Management | For | For |
8 | Ratify Auditors | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
COVIDIEN PUBLIC LIMITED COMPANY MEETING DATE: MAR 13, 2012 | ||||
TICKER: COV SECURITY ID: G2554F113 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jose E. Almeida | Management | For | For |
2 | Elect Director Craig Arnold | Management | For | For |
3 | Elect Director Robert H. Brust | Management | For | For |
4 | Elect Director John M. Connors, Jr | Management | For | For |
5 | Elect Director Christopher J. Coughlin | Management | For | For |
6 | Elect Director Timothy M. Donahue | Management | For | For |
7 | Elect Director Randall J. Hogan, III | Management | For | For |
8 | Elect Director Martin D. Madaus | Management | For | For |
9 | Elect Director Dennis H. Reilley | Management | For | For |
10 | Elect Director Joseph A. Zaccagnino | Management | For | For |
11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Authorize Open-Market Purchases of Ordinary Shares | Management | For | For |
14 | Authorize the Price Range at which the Company can Reissue Shares that it holds as Treasury Shares | Management | For | For |
15 | Amend Articles of Association to Provide for Escheatment under U.S. Law | Management | For | For |
16 | Amend Articles of Association to Allow Board to Declare Non-Cash Dividends | Management | For | For |
CUMMINS INC. MEETING DATE: MAY 08, 2012 | ||||
TICKER: CMI SECURITY ID: 231021106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director N. Thomas Linebarger | Management | For | For |
2 | Elect Director William I. Miller | Management | For | For |
3 | Elect Director Alexis M. Herman | Management | For | For |
4 | Elect Director Georgia R. Nelson | Management | For | For |
5 | Elect Director Carl Ware | Management | For | For |
6 | Elect Director Robert K. Herdman | Management | For | For |
7 | Elect Director Robert J. Bernhard | Management | For | For |
8 | Elect Director Franklin R. Chang Diaz | Management | For | For |
9 | Elect Director Stephen B. Dobbs | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Approve Omnibus Stock Plan | Management | For | For |
13 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
14 | Provide Right to Call Special Meeting | Management | For | For |
CVS CAREMARK CORPORATION MEETING DATE: MAY 10, 2012 | ||||
TICKER: CVS SECURITY ID: 126650100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director C. David Brown, II | Management | For | For |
2 | Elect Director David W. Dorman | Management | For | For |
3 | Elect Director Anne M. Finucane | Management | For | For |
4 | Elect Director Kristen Gibney Williams | Management | For | For |
5 | Elect Director Marian L. Heard | Management | For | For |
6 | Elect Director Larry J. Merlo | Management | For | For |
7 | Elect Director Jean-Pierre Millon | Management | For | For |
8 | Elect Director C.A. Lance Piccolo | Management | For | For |
9 | Elect Director Richard J. Swift | Management | For | For |
10 | Elect Director Tony L. White | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Provide Right to Act by Written Consent | Management | For | For |
14 | Report on Political Contributions | Shareholder | Against | Abstain |
D.R. HORTON, INC. MEETING DATE: JAN 26, 2012 | ||||
TICKER: DHI SECURITY ID: 23331A109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Donald R. Horton | Management | For | For |
2 | Elect Director Bradley S. Anderson | Management | For | For |
3 | Elect Director Michael R. Buchanan | Management | For | For |
4 | Elect Director Michael W. Hewatt | Management | For | For |
5 | Elect Director Bob G. Scott | Management | For | For |
6 | Elect Director Donald J. Tomnitz | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
8 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
9 | Ratify Auditors | Management | For | For |
DISCOVER FINANCIAL SERVICES MEETING DATE: APR 18, 2012 | ||||
TICKER: DFS SECURITY ID: 254709108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jeffrey S. Aronin | Management | For | For |
2 | Elect Director Mary K. Bush | Management | For | For |
3 | Elect Director Gregory C. Case | Management | For | For |
4 | Elect Director Robert M. Devlin | Management | For | For |
5 | Elect Director Cynthia A. Glassman | Management | For | For |
6 | Elect Director Richard H. Lenny | Management | For | For |
7 | Elect Director Thomas G. Maheras | Management | For | For |
8 | Elect Director Michael H. Moskow | Management | For | For |
9 | Elect Director David W. Nelms | Management | For | For |
10 | Elect Director E. Follin Smith | Management | For | For |
11 | Elect Director Lawrence A.Weinbach | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
DYCOM INDUSTRIES, INC. MEETING DATE: NOV 22, 2011 | ||||
TICKER: DY SECURITY ID: 267475101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Charles B. Coe | Management | For | For |
1.2 | Elect Director Dwight B. Duke | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
EDISON INTERNATIONAL MEETING DATE: APR 26, 2012 | ||||
TICKER: EIX SECURITY ID: 281020107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Jagjeet S. Bindra | Management | For | For |
2 | Elect Director Vanessa C.L. Chang | Management | For | For |
3 | Elect Director France A. Cordova | Management | For | For |
4 | Elect Director Theodore F. Craver, Jr. | Management | For | For |
5 | Elect Director Charles B. Curtis | Management | For | For |
6 | Elect Director Bradford M. Freeman | Management | For | For |
7 | Elect Director Luis G. Nogales | Management | For | For |
8 | Elect Director Ronald L. Olson | Management | For | For |
9 | Elect Director Richard T. Schlosberg, III | Management | For | For |
10 | Elect Director Thomas C. Sutton | Management | For | For |
11 | Elect Director Peter J. Taylor | Management | For | For |
12 | Elect Director Brett White | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
EXPRESS SCRIPTS, INC. MEETING DATE: DEC 21, 2011 | ||||
TICKER: ESRX SECURITY ID: 302182100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Merger Agreement | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
EXTRA SPACE STORAGE INC. MEETING DATE: MAY 22, 2012 | ||||
TICKER: EXR SECURITY ID: 30225T102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Spencer F. Kirk | Management | For | For |
1.2 | Elect Director Anthony Fanticola | Management | For | For |
1.3 | Elect Director Hugh W. Horne | Management | For | For |
1.4 | Elect Director Joseph D. Margolis | Management | For | For |
1.5 | Elect Director Roger B. Porter | Management | For | For |
1.6 | Elect Director K. Fred Skousen | Management | For | For |
1.7 | Elect Director Kenneth M. Woolley | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FIDELITY CASH CENTRAL FUND AND FIDELITY SECURITIES LENDING CASH CENTRAL FUND MEETING DATE: APR 18, 2012 | ||||
TICKER: SECURITY ID: 31635A303 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Modify The Funds Fundamental Concentration Policy | Management | For | For |
FISERV, INC. MEETING DATE: MAY 23, 2012 | ||||
TICKER: FISV SECURITY ID: 337738108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Daniel P. Kearney | Management | For | For |
1.2 | Elect Director Jeffery W. Yabuki | Management | For | For |
2 | Declassify the Board of Directors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
FLOWERS FOODS, INC. MEETING DATE: JUN 01, 2012 | ||||
TICKER: FLO SECURITY ID: 343498101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Joe E. Beverly | Management | For | For |
1.2 | Elect Director Amos R. McMullian | Management | For | For |
1.3 | Elect Director J. V. Shields, Jr. | Management | For | For |
1.4 | Elect Director David V. Singer | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
FOREST CITY ENTERPRISES, INC. MEETING DATE: JUN 13, 2012 | ||||
TICKER: FCE.A SECURITY ID: 345550107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Arthur F. Anton | Management | For | For |
1.2 | Elect Director Scott S. Cowen | Management | For | For |
1.3 | Elect Director Michael P. Esposito, Jr | Management | For | For |
1.4 | Elect Director Stan Ross | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
GENERAL ELECTRIC COMPANY MEETING DATE: APR 25, 2012 | ||||
TICKER: GE SECURITY ID: 369604103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director W. Geoffrey Beattie | Management | For | For |
2 | Elect Director James I. Cash, Jr. | Management | For | For |
3 | Elect Director Ann M. Fudge | Management | For | For |
4 | Elect Director Susan Hockfield | Management | For | For |
5 | Elect Director Jeffrey R. Immelt | Management | For | For |
6 | Elect Director Andrea Jung | Management | For | For |
7 | Elect Director Alan G. Lafley | Management | For | For |
8 | Elect Director Robert W. Lane | Management | For | For |
9 | Elect Director Ralph S. Larsen | Management | For | For |
10 | Elect Director Rochelle B. Lazarus | Management | For | For |
11 | Elect Director James J. Mulva | Management | For | For |
12 | Elect Director Sam Nunn | Management | For | For |
13 | Elect Director Roger S. Penske | Management | For | For |
14 | Elect Director Robert J. Swieringa | Management | For | For |
15 | Elect Director James S. Tisch | Management | For | For |
16 | Elect Director Douglas A. Warner, III | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
19 | Amend Omnibus Stock Plan | Management | For | For |
20 | Approve Material Terms of Senior Officer Performance Goals | Management | For | For |
21 | Provide for Cumulative Voting | Shareholder | Against | Against |
22 | Phase Out Nuclear Activities | Shareholder | Against | Against |
23 | Require Independent Board Chairman | Shareholder | Against | Against |
24 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
GLAXOSMITHKLINE PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: GSK SECURITY ID: 37733W105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Re-elect Sir Christopher Gent as Director | Management | For | For |
4 | Re-elect Sir Andrew Witty as Director | Management | For | For |
5 | Re-elect Sir Roy Anderson as Director | Management | For | For |
6 | Re-elect Dr Stephanie Burns as Director | Management | For | For |
7 | Re-elect Stacey Cartwright as Director | Management | For | For |
8 | Re-elect Larry Culp as Director | Management | For | For |
9 | Re-elect Sir Crispin Davis as Director | Management | For | For |
10 | Re-elect Simon Dingemans as Director | Management | For | For |
11 | Re-elect Judy Lewent as Director | Management | For | For |
12 | Re-elect Sir Deryck Maughan as Director | Management | For | For |
13 | Re-elect Dr Daniel Podolsky as Director | Management | For | For |
14 | Re-elect Dr Moncef Slaoui as Director | Management | For | For |
15 | Re-elect Tom de Swaan as Director | Management | For | For |
16 | Re-elect Sir Robert Wilson as Director | Management | For | For |
17 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
18 | Authorise the Audit & Risk Committee to Fix Remuneration of Auditors | Management | For | For |
19 | Authorise EU Political Donations and Expenditure | Management | For | For |
20 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
22 | Authorise Market Purchase | Management | For | For |
23 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditors' Reports | Management | For | For |
24 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
25 | Approve 2012 ShareSave Plan | Management | For | For |
26 | Approve 2012 ShareReward Plan | Management | For | For |
HALLIBURTON COMPANY MEETING DATE: MAY 16, 2012 | ||||
TICKER: HAL SECURITY ID: 406216101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan M. Bennett | Management | For | For |
2 | Elect Director James R. Boyd | Management | For | For |
3 | Elect Director Milton Carroll | Management | For | For |
4 | Elect Director Nance K. Dicciani | Management | For | For |
5 | Elect Director Murry S. Gerber | Management | For | For |
6 | Elect Director S. Malcolm Gillis | Management | For | For |
7 | Elect Director Abdallah S. Jum'ah | Management | For | For |
8 | Elect Director David J. Lesar | Management | For | For |
9 | Elect Director Robert A. Malone | Management | For | For |
10 | Elect Director J. Landis Martin | Management | For | For |
11 | Elect Director Debra L. Reed | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
HEWLETT-PACKARD COMPANY MEETING DATE: MAR 21, 2012 | ||||
TICKER: HPQ SECURITY ID: 428236103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Marc L. Andreessen | Management | For | For |
2 | Elect Director Shumeet Banerji | Management | For | For |
3 | Elect Director Rajiv L. Gupta | Management | For | For |
4 | Elect Director John H. Hammergren | Management | For | For |
5 | Elect Director Raymond. J. Lane | Management | For | For |
6 | Elect Director Ann M. Livermore | Management | For | For |
7 | Elect Director G. M. Reiner | Management | For | For |
8 | Elect Director Patricia. F. Russo | Management | For | For |
9 | Elect Director G. Kennedy Thompson | Management | For | For |
10 | Elect Director Margaret C. Whitman | Management | For | For |
11 | Elect Director Ralph. V. Whitworth | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
HUMANA INC. MEETING DATE: APR 26, 2012 | ||||
TICKER: HUM SECURITY ID: 444859102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank A. D'Amelio | Management | For | For |
2 | Elect Director W. Roy Dunbar | Management | For | For |
3 | Elect Director Kurt J. Hilzinger | Management | For | For |
4 | Elect Director David A. Jones, Jr. | Management | For | For |
5 | Elect Director Michael B. McCallister | Management | For | For |
6 | Elect Director William J. McDonald | Management | For | For |
7 | Elect Director William E. Mitchell | Management | For | For |
8 | Elect Director David B. Nash | Management | For | For |
9 | Elect Director James J. O'Brien | Management | For | For |
10 | Elect Director Marissa T. Peterson | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ILLINOIS TOOL WORKS INC. MEETING DATE: MAY 04, 2012 | ||||
TICKER: ITW SECURITY ID: 452308109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Daniel J. Brutto | Management | For | For |
2 | Elect Director Susan Crown | Management | For | For |
3 | Elect Director Don H. Davis, Jr. | Management | For | For |
4 | Elect Director James W. Griffith | Management | For | For |
5 | Elect Director Robert C. McCormack | Management | For | For |
6 | Elect Director Robert S. Morrison | Management | For | For |
7 | Elect Director James A. Skinner | Management | For | For |
8 | Elect Director David B. Smith, Jr. | Management | For | For |
9 | Elect Director David B. Speer | Management | For | For |
10 | Elect Director Pamela B. Strobel | Management | For | For |
11 | Elect Director Kevin M. Warren | Management | For | For |
12 | Elect Director Anre D. Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
IMPERIAL TOBACCO GROUP PLC MEETING DATE: FEB 01, 2012 | ||||
TICKER: IMT SECURITY ID: G4721W102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Ken Burnett as Director | Management | For | For |
5 | Re-elect Alison Cooper as Director | Management | For | For |
6 | Re-elect Robert Dyrbus as Director | Management | For | For |
7 | Re-elect Michael Herlihy as Director | Management | For | For |
8 | Re-elect Susan Murray as Director | Management | For | For |
9 | Re-elect Iain Napier as Director | Management | For | For |
10 | Re-elect Berge Setrakian as Director | Management | For | For |
11 | Re-elect Mark Williamson as Director | Management | For | For |
12 | Elect Malcolm Wyman as Director | Management | For | For |
13 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
14 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
15 | Authorise EU Political Donations and Expenditure | Management | For | For |
16 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
18 | Authorise Market Purchase | Management | For | For |
19 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
INGERSOLL-RAND PLC MEETING DATE: JUN 07, 2012 | ||||
TICKER: IR SECURITY ID: G47791101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Ann C. Berzin | Management | For | For |
2 | Elect Director John Bruton | Management | For | For |
3 | Elect Director Jared L. Cohon | Management | For | For |
4 | Elect Director Gary D. Forsee | Management | For | For |
5 | Elect Director Peter C. Godsoe | Management | For | For |
6 | Elect Director Edward E. Hagenlocker | Management | For | For |
7 | Elect Director Constance J. Horner | Management | For | For |
8 | Elect Director Michael W. Lamach | Management | For | For |
9 | Elect Director Theodore E. Martin | Management | For | For |
10 | Elect Director Richard J. Swift | Management | For | For |
11 | Elect Director Tony L. White | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
JOHNSON & JOHNSON MEETING DATE: APR 26, 2012 | ||||
TICKER: JNJ SECURITY ID: 478160104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Mary Sue Coleman | Management | For | For |
2 | Elect Director James G. Cullen | Management | For | For |
3 | Elect Director Ian E.l. Davis | Management | For | For |
4 | Elect Director Alex Gorsky | Management | For | For |
5 | Elect Director Michael M.e. Johns | Management | For | For |
6 | Elect Director Susan L. Lindquist | Management | For | For |
7 | Elect Director Anne M. Mulcahy | Management | For | For |
8 | Elect Director Leo F. Mullin | Management | For | For |
9 | Elect Director William D. Perez | Management | For | For |
10 | Elect Director Charles Prince | Management | For | For |
11 | Elect Director David Satcher | Management | For | For |
12 | Elect Director William C. Weldon | Management | For | For |
13 | Elect Director Ronald A. Williams | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Approve Omnibus Stock Plan | Management | For | For |
16 | Ratify Auditors | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
18 | Require Shareholder Vote to Approve Political Contributions | Shareholder | Against | Against |
19 | Adopt Animal-Free Training Methods | Shareholder | Against | Abstain |
JPMORGAN CHASE & CO. MEETING DATE: MAY 15, 2012 | ||||
TICKER: JPM SECURITY ID: 46625H100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director James A. Bell | Management | For | For |
2 | Elect Director Crandall C. Bowles | Management | For | For |
3 | Elect Director Stephen B. Burke | Management | For | For |
4 | Elect Director David M. Cote | Management | For | For |
5 | Elect Director James S. Crown | Management | For | For |
6 | Elect Director James Dimon | Management | For | For |
7 | Elect Director Timothy P. Flynn | Management | For | For |
8 | Elect Director Ellen V. Futter | Management | For | For |
9 | Elect Director Laban P. Jackson, Jr. | Management | For | For |
10 | Elect Director Lee R. Raymond | Management | For | For |
11 | Elect Director William C. Weldon | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Affirm Political Non-Partisanship | Shareholder | Against | Abstain |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Report on Loan Modifications | Shareholder | Against | Against |
17 | Report on Political Contributions | Shareholder | Against | Abstain |
18 | Institute Procedures to Prevent Investments in Companies that Contribute to Genocide or Crimes Against Humanity | Shareholder | Against | Against |
19 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
20 | Stock Retention | Shareholder | Against | Against |
KLA-TENCOR CORPORATION MEETING DATE: NOV 03, 2011 | ||||
TICKER: KLAC SECURITY ID: 482480100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert M. Calderoni | Management | For | For |
1.2 | Elect Director John T. Dickson | Management | For | For |
1.3 | Elect Director Kevin J. Kennedy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
LAM RESEARCH CORPORATION MEETING DATE: NOV 03, 2011 | ||||
TICKER: LRCX SECURITY ID: 512807108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director James W. Bagley | Management | For | For |
1.2 | Elect Director Robert M. Berdahl | Management | For | For |
1.3 | Elect Director Eric K. Brandt | Management | For | For |
1.4 | Elect Director Michael R. Cannon | Management | For | For |
1.5 | Elect Director Christine A. Heckart | Management | For | For |
1.6 | Elect Director Grant M. Inman | Management | For | For |
1.7 | Elect Director Catherine P. Lego | Management | For | For |
1.8 | Elect Director Stephen G. Newberry | Management | For | For |
1.9 | Elect Director Kim E. Perdikou | Management | For | For |
1.10 | Elect Director Abhijit Y. Talwalkar | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Auditors | Management | For | For |
LENNAR CORPORATION MEETING DATE: APR 11, 2012 | ||||
TICKER: LEN SECURITY ID: 526057104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Irving Bolotin | Management | For | For |
1.2 | Elect Director Steven L. Gerard | Management | For | For |
1.3 | Elect Director Theron I. Gilliam | Management | For | For |
1.4 | Elect Director Sherrill W. Hudson | Management | For | For |
1.5 | Elect Director R. Kirk Landon | Management | For | For |
1.6 | Elect Director Sidney Lapidus | Management | For | For |
1.7 | Elect Director Stuart A. Miller | Management | For | For |
1.8 | Elect Director Jeffrey Sonnenfeld | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Executive Incentive Bonus Plan | Management | For | For |
5 | Ratify Auditors | Management | For | For |
6 | Assess Energy Use and Establish Reduction Targets | Shareholder | Against | Abstain |
LOWE'S COMPANIES, INC. MEETING DATE: JUN 01, 2012 | ||||
TICKER: LOW SECURITY ID: 548661107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Raul Alvarez | Management | For | For |
1.2 | Elect Director David W. Bernauer | Management | For | For |
1.3 | Elect Director Leonard L. Berry | Management | For | For |
1.4 | Elect Director Peter C. Browning | Management | For | For |
1.5 | Elect Director Richard W. Dreiling | Management | For | For |
1.6 | Elect Director Dawn E. Hudson | Management | For | For |
1.7 | Elect Director Robert L. Johnson | Management | For | For |
1.8 | Elect Director Marshall O. Larsen | Management | For | For |
1.9 | Elect Director Richard K. Lochridge | Management | For | For |
1.10 | Elect Director Robert A. Niblock | Management | For | For |
1.11 | Elect Director Eric C. Wiseman | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
5 | Report on Political Contributions | Shareholder | Against | Abstain |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
7 | Stock Retention/Holding Period | Shareholder | Against | Against |
LYONDELLBASELL INDUSTRIES N.V. MEETING DATE: MAY 09, 2012 | ||||
TICKER: LYB SECURITY ID: N53745100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1a | Elect Robin Buchanan as Class II Director to the Supervisory Board | Management | For | For |
1b | Elect Stephen F. Cooper as Class II Director to the Supervisory Board | Management | For | For |
1c | Elect Robert G. Gwin as Class II Director to the Supervisory Board | Management | For | For |
1d | Elect Marvin O. Schlanger as Class II Director to the Supervisory Board | Management | For | For |
2 | Approve Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Discharge of Management Board | Management | For | For |
4 | Approve Discharge of Supervisory Board | Management | For | For |
5 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
6 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
7 | Approve Remuneration of Supervisory Board | Management | For | For |
8 | Approve Dividends of USD 0.25 Per Share | Management | For | For |
9 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Management | For | For |
10 | Amend Omnibus Stock Plan | Management | For | For |
11 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
MARATHON PETROLEUM CORPORATION MEETING DATE: APR 25, 2012 | ||||
TICKER: MPC SECURITY ID: 56585A102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director David A. Daberko | Management | For | For |
1.2 | Elect Director Donna A. James | Management | For | For |
1.3 | Elect Director Charles R. Lee | Management | For | For |
1.4 | Elect Director Seth E. Schofield | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MARVELL TECHNOLOGY GROUP LTD. MEETING DATE: JUN 28, 2012 | ||||
TICKER: MRVL SECURITY ID: G5876H105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sehat Sutardja | Management | For | For |
2 | Elect Director Pantas Sutardja | Management | For | For |
3 | Elect Director Juergen Gromer | Management | For | For |
4 | Elect Director Arturo Krueger | Management | For | For |
5 | Elect Director Randhir Thakur | Management | For | For |
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
MCKESSON CORPORATION MEETING DATE: JUL 27, 2011 | ||||
TICKER: MCK SECURITY ID: 58155Q103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andy D. Bryant | Management | For | For |
2 | Elect Director Wayne A. Budd | Management | For | For |
3 | Elect Director John H. Hammergren | Management | For | For |
4 | Elect Director Alton F. Irby III | Management | For | For |
5 | Elect Director M. Christine Jacobs | Management | For | For |
6 | Elect Director Marie L. Knowles | Management | For | For |
7 | Elect Director David M. Lawrence | Management | For | For |
8 | Elect Director Edward A. Mueller | Management | For | For |
9 | Elect Director Jane E. Shaw | Management | For | For |
10 | Ratify Auditors | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Reduce Supermajority Vote Requirement to Amend Certificate of Incorporation That Adversely Affects Holders of Series A Junior Participating Preferred Stock | Management | For | For |
14 | Reduce Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
15 | Reduce Supermajority Vote Requirement and "Fair Price" Provision Applicable to Certain Business Combinations | Management | For | For |
16 | Amend Certificate of Incorporation to Remove Transitional Provision Related to Eliminated Classified Board Structure | Management | For | For |
17 | Amend Certificate of Incorporation to Conform the "Interested Transactions" Provisions and the Stockholder Action Provision | Management | For | For |
18 | Stock Retention/Holding Period | Shareholder | Against | Against |
MERCK & CO., INC. MEETING DATE: MAY 22, 2012 | ||||
TICKER: MRK SECURITY ID: 58933Y105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Leslie A. Brun | Management | For | For |
2 | Elect Director Thomas R. Cech | Management | For | For |
3 | Elect Director Kenneth C. Frazier | Management | For | For |
4 | Elect Director Thomas H. Glocer | Management | For | For |
5 | Elect Director William B. Harrison Jr. | Management | For | For |
6 | Elect Director C. Robert Kidder | Management | For | For |
7 | Elect Director Rochelle B. Lazarus | Management | For | For |
8 | Elect Director Carlos E. Represas | Management | For | For |
9 | Elect Director Patricia F. Russo | Management | For | For |
10 | Elect Director Craig B. Thompson | Management | For | For |
11 | Elect Director Wendell P. Weeks | Management | For | For |
12 | Elect Director Peter C. Wendell | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Provide Right to Act by Written Consent | Shareholder | Against | Against |
16 | Amend Bylaws -- Call Special Meetings | Shareholder | Against | Against |
17 | Report on Charitable and Political Contributions | Shareholder | Against | Abstain |
METLIFE, INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: MET SECURITY ID: 59156R108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John M. Keane | Management | For | For |
1.2 | Elect Director Catherine R. Kinney | Management | For | For |
1.3 | Elect Director Hugh B. Price | Management | For | For |
1.4 | Elect Director Kenton J. Sicchitano | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MICROSOFT CORPORATION MEETING DATE: NOV 15, 2011 | ||||
TICKER: MSFT SECURITY ID: 594918104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Steven A. Ballmer | Management | For | For |
2 | Elect Director Dina Dublon | Management | For | For |
3 | Elect Director William H. Gates, III | Management | For | For |
4 | Elect Director Raymond V. Gilmartin | Management | For | For |
5 | Elect Director Reed Hastings | Management | For | For |
6 | Elect Director Maria M. Klawe | Management | For | For |
7 | Elect Director David F. Marquardt | Management | For | For |
8 | Elect Director Charles H. Noski | Management | For | For |
9 | Elect Director Helmut Panke | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
11 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
12 | Ratify Auditors | Management | For | For |
13 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
MODINE MANUFACTURING COMPANY MEETING DATE: JUL 21, 2011 | ||||
TICKER: MOD SECURITY ID: 607828100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Anderson | Management | For | For |
2 | Elect Director Larry O. Moore | Management | For | For |
3 | Elect Director Marsha C. Williams | Management | For | For |
4 | Elect Director Mary Petrovich | Management | For | For |
5 | Elect Director Dr. Suresh Garimella | Management | For | For |
6 | Ratify Auditors | Management | For | For |
7 | Amend Omnibus Stock Plan | Management | For | Against |
8 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
9 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
MORGAN STANLEY MEETING DATE: MAY 15, 2012 | ||||
TICKER: MS SECURITY ID: 617446448 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Roy J. Bostock | Management | For | For |
2 | Elect Director Erskine B. Bowles | Management | For | For |
3 | Elect Director Howard J. Davies | Management | For | For |
4 | Elect Director James P. Gorman | Management | For | For |
5 | Elect Director C. Robert Kidder | Management | For | For |
6 | Elect Director Klaus Kleinfeld | Management | For | For |
7 | Elect Director Donald T. Nicolaisen | Management | For | For |
8 | Elect Director Hutham S. Olayan | Management | For | For |
9 | Elect Director James W. Owens | Management | For | For |
10 | Elect Director O. Griffith Sexton | Management | For | For |
11 | Elect Director Ryosuke Tamakoshi | Management | For | For |
12 | Elect Director Masaaki Tanaka | Management | For | For |
13 | Elect Director Laura D. Tyson | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Omnibus Stock Plan | Management | For | Against |
16 | Amend Non-Employee Director Restricted Stock Plan | Management | For | Against |
17 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
MURPHY OIL CORPORATION MEETING DATE: MAY 09, 2012 | ||||
TICKER: MUR SECURITY ID: 626717102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Frank W. Blue | Management | For | For |
2 | Elect Director Steven A. Cosse | Management | For | For |
3 | Elect Director Claiborne P. Deming | Management | For | For |
4 | Elect Director Robert A. Hermes | Management | For | For |
5 | Elect Director James V. Kelley | Management | For | For |
6 | Elect Director Walentin Mirosh | Management | For | For |
7 | Elect Director R. Madison Murphy | Management | For | For |
8 | Elect Director Neal E. Schmale | Management | For | For |
9 | Elect Director David J.H. Smith | Management | For | For |
10 | Elect Director Caroline G. Theus | Management | For | For |
11 | Elect Director David M. Wood | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Approve Omnibus Stock Plan | Management | For | For |
14 | Approve Executive Incentive Bonus Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
NATIONAL OILWELL VARCO, INC. MEETING DATE: MAY 16, 2012 | ||||
TICKER: NOV SECURITY ID: 637071101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Merrill A. Miller, Jr. | Management | For | For |
2 | Elect Director Greg L. Armstrong | Management | For | For |
3 | Elect Director David D. Harrison | Management | For | For |
4 | Ratify Auditors | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Report on Political Contributions | Shareholder | Against | Abstain |
NEWCREST MINING LTD. MEETING DATE: OCT 27, 2011 | ||||
TICKER: NCM SECURITY ID: Q6651B114 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
2a | Elect Winifred Kamit as a Director | Management | For | For |
2b | Elect Don Mercer as a Director | Management | For | For |
2c | Elect Richard Knight as a Director | Management | For | For |
3 | Approve the Adoption of the Remuneration Report | Management | For | For |
4 | Renew Proportional Takeover Bid Approval Rule | Management | For | For |
NEXEN INC. MEETING DATE: APR 25, 2012 | ||||
TICKER: NXY SECURITY ID: 65334H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director William B. Berry | Management | For | For |
1.2 | Elect Director Robert G. Bertram | Management | For | For |
1.3 | Elect Director Thomas W. Ebbern | Management | For | For |
1.4 | Elect Director S. Barry Jackson | Management | For | For |
1.5 | Elect Director Kevin J. Jenkins | Management | For | For |
1.6 | Elect Director A. Anne McLellan | Management | For | For |
1.7 | Elect Director Eric P. Newell | Management | For | For |
1.8 | Elect Director Thomas C. O'Neill | Management | For | For |
1.9 | Elect Director Kevin J. Reinhart | Management | For | For |
1.10 | Elect Director Francis M. Saville | Management | For | For |
1.11 | Elect Director Arthur R.A. Scace | Management | For | For |
1.12 | Elect Director John M. Willson | Management | For | For |
1.13 | Elect Director Victor J. Zaleschuk | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote on Executive Compensation Approach | Management | For | For |
NEXTERA ENERGY, INC. MEETING DATE: MAY 25, 2012 | ||||
TICKER: NEE SECURITY ID: 65339F101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Sherry S. Barrat | Management | For | For |
2 | Elect Director Robert M. Beall, Ii | Management | For | For |
3 | Elect Director James L. Camaren | Management | For | For |
4 | Elect Director Kenneth B. Dunn | Management | For | For |
5 | Elect Director J. Brian Ferguson | Management | For | For |
6 | Elect Director Lewis Hay, Iii | Management | For | For |
7 | Elect Director Toni Jennings | Management | For | For |
8 | Elect Director Oliver D. Kingsley, Jr. | Management | For | For |
9 | Elect Director Rudy E. Schupp | Management | For | For |
10 | Elect Director William H. Swanson | Management | For | For |
11 | Elect Director Michael H. Thaman | Management | For | For |
12 | Elect Director Hansel E. Tookes, Ii | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
OCCIDENTAL PETROLEUM CORPORATION MEETING DATE: MAY 04, 2012 | ||||
TICKER: OXY SECURITY ID: 674599105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Spencer Abraham | Management | For | For |
2 | Elect Director Howard I. Atkins | Management | For | For |
3 | Elect Director Stephen I. Chazen | Management | For | For |
4 | Elect Director Edward P. Djerejian | Management | For | For |
5 | Elect Director John E. Feick | Management | For | For |
6 | Elect Director Margaret M. Foran | Management | For | For |
7 | Elect Director Carlos M. Gutierrez | Management | For | For |
8 | Elect Director Ray R. Irani | Management | For | For |
9 | Elect Director Avedick B. Poladian | Management | For | For |
10 | Elect Director Aziz D. Syriani | Management | For | For |
11 | Elect Director Rosemary Tomich | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Request Director Nominee with Environmental Qualifications | Shareholder | Against | Against |
ORACLE CORPORATION MEETING DATE: OCT 12, 2011 | ||||
TICKER: ORCL SECURITY ID: 68389X105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Jeffrey S. Berg | Management | For | For |
1.2 | Elect Director H. Raymond Bingham | Management | For | For |
1.3 | Elect Director Michael J. Boskin | Management | For | For |
1.4 | Elect Director Safra A. Catz | Management | For | For |
1.5 | Elect Director Bruce R. Chizen | Management | For | For |
1.6 | Elect Director George H. Conrades | Management | For | For |
1.7 | Elect Director Lawrence J. Ellison | Management | For | For |
1.8 | Elect Director Hector Garcia-Molina | Management | For | For |
1.9 | Elect Director Jeffrey O. Henley | Management | For | For |
1.10 | Elect Director Mark V. Hurd | Management | For | For |
1.11 | Elect Director Donald L. Lucas | Management | For | For |
1.12 | Director Naomi O. Seligman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
4 | Ratify Auditors | Management | For | For |
5 | Stock Retention/Holding Period | Shareholder | Against | Against |
OWENS CORNING MEETING DATE: APR 19, 2012 | ||||
TICKER: OC SECURITY ID: 690742101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Norman P. Blake, Jr. | Management | For | For |
1.2 | Elect Director James J. McMonagle | Management | For | For |
1.3 | Elect Director W. Howard Morris | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
PG&E CORPORATION MEETING DATE: MAY 14, 2012 | ||||
TICKER: PCG SECURITY ID: 69331C108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David R. Andrews | Management | For | For |
2 | Elect Director Lewis Chew | Management | For | For |
3 | Elect Director C. Lee Cox | Management | For | For |
4 | Elect Director Anthony F. Earley, Jr. | Management | For | For |
5 | Elect Director Fred J. Fowler | Management | For | For |
6 | Elect Director Maryellen C. Herringer | Management | For | For |
7 | Elect Director Roger H. Kimmel | Management | For | For |
8 | Elect Director Richard A. Meserve | Management | For | For |
9 | Elect Director Forrest E. Miller | Management | For | For |
10 | Elect Director Rosendo G. Parra | Management | For | For |
11 | Elect Director Barbara L. Rambo | Management | For | For |
12 | Elect Director Barry Lawson Williams | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Formulate EEO Policy That Does Not Include Sexual Orientation | Shareholder | Against | Against |
POLO RALPH LAUREN CORPORATION MEETING DATE: AUG 11, 2011 | ||||
TICKER: RL SECURITY ID: 731572103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frank A. Bennack, Jr | Management | For | For |
1.2 | Elect Director Joel L. Fleishman | Management | For | For |
1.3 | Elect Director Steven P. Murphy | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Change Company Name | Management | For | For |
PPL CORPORATION MEETING DATE: MAY 16, 2012 | ||||
TICKER: PPL SECURITY ID: 69351T106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Frederick M. Bernthal | Management | For | For |
1.2 | Elect Director John W. Conway | Management | For | For |
1.3 | Elect Director Steven G. Elliott | Management | For | For |
1.4 | Elect Director Louise K. Goeser | Management | For | For |
1.5 | Elect Director Stuart E. Graham | Management | For | For |
1.6 | Elect Director Stuart Heydt | Management | For | For |
1.7 | Elect Director Raja Rajamannar | Management | For | For |
1.8 | Elect Director Craig A. Rogerson | Management | For | For |
1.9 | Elect Director William H. Spence | Management | For | For |
1.10 | Elect Director Natica von Althann | Management | For | For |
1.11 | Elect Director Keith W. Williamson | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | Against |
PRECISION CASTPARTS CORP. MEETING DATE: AUG 16, 2011 | ||||
TICKER: PCP SECURITY ID: 740189105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Don R. Graber | Management | For | For |
1.2 | Elect Director Lester L. Lyles | Management | For | For |
1.3 | Elect Director Timothy A. Wicks | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
PROLOGIS, INC. MEETING DATE: MAY 03, 2012 | ||||
TICKER: PLD SECURITY ID: 74340W103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Hamid R. Moghadam | Management | For | For |
2 | Elect Director Walter C. Rakowich | Management | For | For |
3 | Elect Director George L. Fotiades | Management | For | For |
4 | Elect Director Christine N. Garvey | Management | For | For |
5 | Elect Director Lydia H. Kennard | Management | For | For |
6 | Elect Director J. Michael Losh | Management | For | For |
7 | Elect Director Irving F. Lyons, III | Management | For | For |
8 | Elect Director Jeffrey L. Skelton | Management | For | For |
9 | Elect Director D. Michael Steuert | Management | For | For |
10 | Elect Director Carl B. Webb | Management | For | For |
11 | Elect Director William D. Zollars | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
14 | Approve Omnibus Stock Plan | Management | For | For |
15 | Increase Authorized Common Stock | Management | For | For |
16 | Ratify Auditors | Management | For | For |
PRUDENTIAL FINANCIAL, INC. MEETING DATE: MAY 08, 2012 | ||||
TICKER: PRU SECURITY ID: 744320102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Thomas J. Baltimore, Jr. | Management | For | For |
2 | Elect Director Gordon M. Bethune | Management | For | For |
3 | Elect Director Gaston Caperton | Management | For | For |
4 | Elect Director Gilbert F. Casellas | Management | For | For |
5 | Elect Director James G. Cullen | Management | For | For |
6 | Elect Director William H. Gray, III | Management | For | For |
7 | Elect Director Mark B. Grier | Management | For | For |
8 | Elect Director Constance J. Horner | Management | For | For |
9 | Elect Director Martina Hund-Mejean | Management | For | For |
10 | Elect Director Karl J. Krapek | Management | For | For |
11 | Elect Director Chrisitne A. Poon | Management | For | For |
12 | Elect Director John R. Strangfeld | Management | For | For |
13 | Elect Director James A. Unruh | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
16 | Eliminate Supermajority Voting Provisions | Management | For | For |
17 | Require Independent Board Chairman | Shareholder | Against | Against |
QUALCOMM INCORPORATED MEETING DATE: MAR 06, 2012 | ||||
TICKER: QCOM SECURITY ID: 747525103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Barbara T. Alexander | Management | For | For |
1.2 | Elect Director Stephen M. Bennett | Management | For | For |
1.3 | Elect Director Donald G. Cruickshank | Management | For | For |
1.4 | Elect Director Raymond V. Dittamore | Management | For | For |
1.5 | Elect Director Thomas W. Horton | Management | For | For |
1.6 | Elect Director Paul E. Jacobs | Management | For | For |
1.7 | Elect Director Robert E. Kahn | Management | For | For |
1.8 | Elect Director Sherry Lansing | Management | For | For |
1.9 | Elect Director Duane A. Nelles | Management | For | For |
1.10 | Elect Director Francisco Ros | Management | For | For |
1.11 | Elect Director Brent Scowcroft | Management | For | For |
1.12 | Elect Director Marc I. Stern | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Eliminate Provision Relating to Plurality Voting for the Election of Directors | Management | For | For |
RECKITT BENCKISER GROUP PLC MEETING DATE: MAY 03, 2012 | ||||
TICKER: RB. SECURITY ID: G74079107 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Approve Final Dividend | Management | For | For |
4 | Re-elect Adrian Bellamy as Director | Management | For | For |
5 | Re-elect Peter Harf as Director | Management | For | Against |
6 | Re-elect Richard Cousins as Director | Management | For | For |
7 | Re-elect Liz Doherty as Director | Management | For | For |
8 | Re-elect Ken Hydon as Director | Management | For | For |
9 | Re-elect Andre Lacroix as Director | Management | For | For |
10 | Re-elect Graham Mackay as Director | Management | For | For |
11 | Re-elect Judith Sprieser as Director | Management | For | For |
12 | Re-elect Warren Tucker as Director | Management | For | For |
13 | Elect Rakesh Kapoor as Director | Management | For | For |
14 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
16 | Authorise EU Political Donations and Expenditure | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase | Management | For | For |
20 | Amend the Annual Limit of Directors' Fees | Management | For | For |
21 | Authorise the Company to Call EGM with Two Weeks' Notice | Management | For | For |
REGAL BELOIT CORPORATION MEETING DATE: APR 30, 2012 | ||||
TICKER: RBC SECURITY ID: 758750103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Stephen M. Burt | Management | For | For |
2 | Elect Director Henry W. Knueppel | Management | For | For |
3 | Elect Director Dean A. Foate | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Ratify Auditors | Management | For | For |
ROCKWELL AUTOMATION, INC. MEETING DATE: FEB 07, 2012 | ||||
TICKER: ROK SECURITY ID: 773903109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Betty C. Alewine | Management | For | For |
1.2 | Elect Director Verne G. Istock | Management | For | For |
1.3 | Elect Director David B. Speer | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
ROYAL DUTCH SHELL PLC MEETING DATE: MAY 22, 2012 | ||||
TICKER: RDSB SECURITY ID: 780259206 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Accept Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Remuneration Report | Management | For | For |
3 | Elect Sir Nigel Sheinwald as Director | Management | For | For |
4 | Re-elect Josef Ackermann as Director | Management | For | For |
5 | Re-elect Guy Elliott as Director | Management | For | For |
6 | Re-elect Simon Henry as Director | Management | For | For |
7 | Re-elect Charles Holliday as Director | Management | For | For |
8 | Re-elect Gerard Kleisterlee as Director | Management | For | For |
9 | Re-elect Christine Morin-Postel as Director | Management | For | For |
10 | Re-elect Jorma Ollila as Director | Management | For | For |
11 | Re-elect Linda Stuntz as Director | Management | For | For |
12 | Re-elect Jeroen van der Veer as Director | Management | For | For |
13 | Re-elect Peter Voser as Director | Management | For | For |
14 | Re-elect Hans Wijers as Director | Management | For | For |
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For |
16 | Authorise Board to Fix Remuneration of Auditors | Management | For | For |
17 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For |
19 | Authorise Market Purchase of Ordinary Shares | Management | For | For |
20 | Authorise EU Political Donations and Expenditure | Management | For | For |
SANOFI MEETING DATE: MAY 04, 2012 | ||||
TICKER: SAN SECURITY ID: 80105N105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Approve Financial Statements and Statutory Reports | Management | For | For |
2 | Approve Consolidated Financial Statements and Statutory Reports | Management | For | For |
3 | Approve Allocation of Income and Dividends of EUR 2.65 per Share | Management | For | For |
4 | Elect Laurent Attal as Director | Management | For | For |
5 | Reelect Uwe Bicker as Director | Management | For | For |
6 | Reelect Jean Rene Fourtou as Director | Management | For | For |
7 | Reelect Claudie Haignere as Director | Management | For | For |
8 | Reelect Carole Piwnica as Director | Management | For | For |
9 | Reelect Klaus Pohle as Director | Management | For | For |
10 | Appoint Ernst & Young et Autres as Auditor | Management | For | For |
11 | Appoint Auditex as Alternate Auditor | Management | For | For |
12 | Ratify Change of Registered Office to 54, rue La Boetie, 75008 Paris and Amend Article 4 of Bylaws Accordingly | Management | For | For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
14 | Authorize up to 1.2 Percent of Issued Capital for Use in Restricted Stock Plan | Management | For | For |
15 | Authorize Filing of Required Documents/Other Formalities | Management | For | For |
SEMPRA ENERGY MEETING DATE: MAY 10, 2012 | ||||
TICKER: SRE SECURITY ID: 816851109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan L. Boeckmann | Management | For | For |
2 | Elect Director James G. Brocksmith, Jr. | Management | For | For |
3 | Elect Director Donald E. Felsinger | Management | For | For |
4 | Elect Director Wilford D. Godbold, Jr. | Management | For | For |
5 | Elect Director William D. Jones | Management | For | For |
6 | Elect Director William G. Ouchi | Management | For | For |
7 | Elect Director Debra L. Reed | Management | For | For |
8 | Elect Director Carlos Ruiz | Management | For | For |
9 | Elect Director William C. Rusnack | Management | For | For |
10 | Elect Director William P. Rutledge | Management | For | For |
11 | Elect Director Lynn Schenk | Management | For | For |
12 | Elect Director Luis M. Tellez | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Require Independent Board Chairman | Shareholder | Against | Against |
16 | Include Sustainability as a Performance Measure for Senior Executive Compensation | Shareholder | Against | Against |
SL GREEN REALTY CORP. MEETING DATE: JUN 19, 2012 | ||||
TICKER: SLG SECURITY ID: 78440X101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director John H. Alschuler, Jr. | Management | For | For |
1.2 | Elect Director Stephen L. Green | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
STARBUCKS CORPORATION MEETING DATE: MAR 21, 2012 | ||||
TICKER: SBUX SECURITY ID: 855244109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Howard Schultz | Management | For | For |
2 | Elect Director William W. Bradley | Management | For | For |
3 | Elect Director Mellody Hobson | Management | For | For |
4 | Elect Director Kevin R. Johnson | Management | For | For |
5 | Elect Director Olden Lee | Management | For | For |
6 | Elect Director Joshua Cooper Ramo | Management | For | For |
7 | Elect Director James G. Shennan, Jr. | Management | For | For |
8 | Elect Director Clara Shih | Management | For | For |
9 | Elect Director Javier G. Teruel | Management | For | For |
10 | Elect Director Myron E. Ullman, III | Management | For | For |
11 | Elect Director Craig E. Weatherup | Management | For | For |
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
13 | Amend Executive Incentive Bonus Plan | Management | For | For |
14 | Ratify Auditors | Management | For | For |
15 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Shareholder | Against | Abstain |
STATE STREET CORPORATION MEETING DATE: MAY 16, 2012 | ||||
TICKER: STT SECURITY ID: 857477103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kennett F. Burnes | Management | For | For |
2 | Elect Director Peter Coym | Management | For | For |
3 | Elect Director Patrick De Saint-Aignan | Management | For | For |
4 | Elect Director Amellia C. Fawcett | Management | For | For |
5 | Elect Director David P. Gruber | Management | For | For |
6 | Elect Director Linda A. Hill | Management | For | For |
7 | Elect Director Joseph L. Hooley | Management | For | For |
8 | Elect Director Robert S. Kaplan | Management | For | For |
9 | Elect Director Richard P. Sergel | Management | For | For |
10 | Elect Director Ronald L. Skates | Management | For | For |
11 | Elect Director Gregory L. Summe | Management | For | For |
12 | Elect Director Robert E. Weissman | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Amend Omnibus Stock Plan | Management | For | For |
15 | Ratify Auditors | Management | For | For |
SUNTRUST BANKS, INC. MEETING DATE: APR 24, 2012 | ||||
TICKER: STI SECURITY ID: 867914103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Robert M. Beall, II | Management | For | For |
2 | Elect Director Alston D. Correll | Management | For | For |
3 | Elect Director Jeffrey C. Crowe | Management | For | For |
4 | Elect Director Blake P. Garrett, Jr. | Management | For | For |
5 | Elect Director David H. Hughes | Management | For | For |
6 | Elect Director M. Douglas Ivester | Management | For | For |
7 | Elect Director Kyle Prechtl Legg | Management | For | For |
8 | Elect Director William A. Linnenbringer | Management | For | For |
9 | Elect Director G. Gilmer Minor, III | Management | For | For |
10 | Elect Director Donna Morea | Management | For | For |
11 | Elect Director David M. Ratcliffe | Management | For | For |
12 | Elect Director William H. Rogers, Jr. | Management | For | For |
13 | Elect Director Thomas R. Watjen | Management | For | For |
14 | Elect Director Phail Wynn, Jr. | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TARGET CORPORATION MEETING DATE: JUN 13, 2012 | ||||
TICKER: TGT SECURITY ID: 87612E106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Roxanne S. Austin | Management | For | For |
1.2 | Elect Director Calvin Darden | Management | For | For |
1.3 | Elect Director Mary N. Dillon | Management | For | For |
1.4 | Elect Director James A. Johnson | Management | For | For |
1.5 | Elect Director Mary E. Minnick | Management | For | For |
1.6 | Elect Director Anne M. Mulcahy | Management | For | For |
1.7 | Elect Director Derica W. Rice | Management | For | For |
1.8 | Elect Director Stephen W. Sanger | Management | For | For |
1.9 | Elect Director Gregg W. Steinhafel | Management | For | For |
1.10 | Elect Director John G. Stumpf | Management | For | For |
1.11 | Elect Director Solomon D. Trujillo | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Approve Executive Incentive Bonus Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Report on Electronics Recycling and Preventing E-Waste Export | Shareholder | Against | Abstain |
6 | Prohibit Political Contributions | Shareholder | Against | Against |
TE CONNECTIVITY LTD. MEETING DATE: MAR 07, 2012 | ||||
TICKER: TEL SECURITY ID: H84989104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Reelect Pierre Brondeau as Director | Management | For | For |
2 | Reelect Juergen Gromer as Director | Management | For | For |
3 | Reelect William A. Jeffrey as Director | Management | For | For |
4 | Reelect Thomas Lynch as Director | Management | For | For |
5 | Reelect Yong Nam as Director | Management | For | For |
6 | Reelect Daniel Phelan as Director | Management | For | For |
7 | Reelect Frederic Poses as Director | Management | For | For |
8 | Reelect Lawrence Smith as Director | Management | For | For |
9 | Reelect Paula Sneed as Director | Management | For | For |
10 | Reelect David Steiner as Director | Management | For | For |
11 | Reelect John Van Scoter as Director | Management | For | For |
12 | Accept Annual Report for Fiscal 2010/2011 | Management | For | For |
13 | Accept Statutory Financial Statements for Fiscal 2011/2012 | Management | For | For |
14 | Accept Consolidated Financial Statements for Fiscal 2011/2012 | Management | For | For |
15 | Approve Discharge of Board and Senior Management | Management | For | For |
16 | Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal 2011/2012 | Management | For | For |
17 | Ratify Deloitte AG as Swiss Registered Auditors for Fiscal 2011/2012 | Management | For | For |
18 | Ratify PricewaterhouseCoopers AG as Special Auditor for Fiscal 2011/2012 | Management | For | For |
19 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
20 | Amend Omnibus Stock Plan | Management | For | For |
21 | Approve Reduction in Share Capital | Management | For | For |
22 | Authorize Share Repurchase Program | Management | For | For |
23 | Approve Ordinary Cash Dividend | Management | For | For |
24 | Approve Reallocation of Free Reserves to Legal Reserves | Management | For | For |
25 | Adjourn Meeting | Management | For | For |
TENNECO INC. MEETING DATE: MAY 16, 2012 | ||||
TICKER: TEN SECURITY ID: 880349105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Dennis J. Letham | Management | For | For |
2 | Elect Director Hari N. Nair | Management | For | For |
3 | Elect Director Roger B. Porter | Management | For | For |
4 | Elect Director David B. Price, Jr. | Management | For | For |
5 | Elect Director Gregg M. Sherrill | Management | For | For |
6 | Elect Director Paul T. Stecko | Management | For | For |
7 | Elect Director Mitsunobu Takeuchi | Management | For | For |
8 | Elect Director Jane L. Warner | Management | For | For |
9 | Ratify Auditors | Management | For | For |
10 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE CHUBB CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: CB SECURITY ID: 171232101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Zoe Baird Budinger | Management | For | For |
2 | Elect Director Sheila P. Burke | Management | For | For |
3 | Elect Director James I. Cash, Jr. | Management | For | For |
4 | Elect Director John D. Finnegan | Management | For | For |
5 | Elect Director Lawrence W. Kellner | Management | For | For |
6 | Elect Director Martin G. McGuinn | Management | For | For |
7 | Elect Director Lawrence M. Small | Management | For | For |
8 | Elect Director Jess Soderberg | Management | For | For |
9 | Elect Director Daniel E. Somers | Management | For | For |
10 | Elect Director James M. Zimmerman | Management | For | For |
11 | Elect Director Alfred W. Zollar | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Adopt Proxy Statement Reporting on Political Contributions and Advisory Vote | Shareholder | Against | Against |
THE GOLDMAN SACHS GROUP, INC. MEETING DATE: MAY 24, 2012 | ||||
TICKER: GS SECURITY ID: 38141G104 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Lloyd C. Blankfein | Management | For | For |
2 | Elect Director M. Michele Burns | Management | For | For |
3 | Elect Director Gary D. Cohn | Management | For | For |
4 | Elect Director Claes Dahlback | Management | For | For |
5 | Elect Director Stephen Friedman | Management | For | For |
6 | Elect Director William W. George | Management | For | For |
7 | Elect Director James A. Johnson | Management | For | For |
8 | Elect Director Lakshmi N. Mittal | Management | For | For |
9 | Elect Director James J. Schiro | Management | For | For |
10 | Elect Director Debora L. Spar | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Provide for Cumulative Voting | Shareholder | Against | Against |
14 | Stock Retention/Holding Period | Shareholder | Against | Against |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
THE PROCTER & GAMBLE COMPANY MEETING DATE: OCT 11, 2011 | ||||
TICKER: PG SECURITY ID: 742718109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Angela F. Braly | Management | For | For |
2 | Elect Director Kenneth I. Chenault | Management | For | For |
3 | Elect Director Scott D. Cook | Management | For | For |
4 | Elect Director Susan Desmond-Hellmann | Management | For | For |
5 | Elect Director Robert A. McDonald | Management | For | For |
6 | Elect Director W. James McNerney, Jr. | Management | For | For |
7 | Elect Director Johnathan A. Rodgers | Management | For | For |
8 | Elect Director Margaret C. Whitman | Management | For | For |
9 | Elect Director Mary Agnes Wilderotter | Management | For | For |
10 | Elect Director Patricia A. Woertz | Management | For | For |
11 | Elect Director Ernesto Zedillo | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
15 | Amend Articles of Incorporation | Management | For | For |
16 | Provide for Cumulative Voting | Shareholder | Against | Against |
17 | Phase Out Use of Laboratory Animals in Pet Food Product Testing | Shareholder | Against | Abstain |
18 | Report on Political Contributions and Provide Advisory Vote | Shareholder | Against | Abstain |
THE WALT DISNEY COMPANY MEETING DATE: MAR 13, 2012 | ||||
TICKER: DIS SECURITY ID: 254687106 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Susan E. Arnold | Management | For | For |
2 | Elect Director John S. Chen | Management | For | For |
3 | Elect Director Judith L. Estrin | Management | For | For |
4 | Elect Director Robert A. Iger | Management | For | For |
5 | Elect Director Fred H. Langhammer | Management | For | For |
6 | Elect Director Aylwin B. Lewis | Management | For | For |
7 | Elect Director Monica C. Lozano | Management | For | For |
8 | Elect Director Robert W. Matschullat | Management | For | For |
9 | Elect Director Sheryl Sandberg | Management | For | For |
10 | Elect Director Orin C. Smith | Management | For | For |
11 | Ratify Auditors | Management | For | For |
12 | Amend Omnibus Stock Plan | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
THE WILLIAMS COMPANIES, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: WMB SECURITY ID: 969457100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Alan S. Armstrong | Management | For | For |
2 | Elect Director Joseph R. Cleveland | Management | For | For |
3 | Elect Director Irl F. Engelhardt | Management | For | For |
4 | Elect Director John A. Hagg | Management | For | For |
5 | Elect Director Juanita H. Hinshaw | Management | For | For |
6 | Elect Director Frank T. Macinnis | Management | For | For |
7 | Elect Director Steven W. Nance | Management | For | For |
8 | Elect Director Murray D. Smith | Management | For | For |
9 | Elect Director Janice D. Stoney | Management | For | For |
10 | Elect Director Laura A. Sugg | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
TOLL BROTHERS, INC. MEETING DATE: MAR 14, 2012 | ||||
TICKER: TOL SECURITY ID: 889478103 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
1.2 | Elect Director Robert S. Blank | Management | For | For |
1.3 | Elect Director Stephen A. Novick | Management | For | For |
1.4 | Elect Director Paul E. Shapiro | Management | For | For |
2 | Ratify Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
U.S. BANCORP MEETING DATE: APR 17, 2012 | ||||
TICKER: USB SECURITY ID: 902973304 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Douglas M. Baker, Jr. | Management | For | For |
2 | Elect Director Y. Marc Belton | Management | For | For |
3 | Elect Director Victoria Buyniski Gluckman | Management | For | For |
4 | Elect Director Arthur D. Collins, Jr. | Management | For | For |
5 | Elect Director Richard K. Davis | Management | For | For |
6 | Elect Director Roland A. Hernandez | Management | For | For |
7 | Elect Director Joel W. Johnson | Management | For | For |
8 | Elect Director Olivia F. Kirtley | Management | For | For |
9 | Elect Director Jerry W. Levin | Management | For | For |
10 | Elect Director David B. O'Maley | Management | For | For |
11 | Elect Director O'dell M. Owens, M.D., M.P.H. | Management | For | For |
12 | Elect Director Craig D. Schnuck | Management | For | For |
13 | Elect Director Patrick T. Stokes | Management | For | For |
14 | Elect Director Doreen Woo Ho | Management | For | For |
15 | Ratify Auditors | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNION PACIFIC CORPORATION MEETING DATE: MAY 10, 2012 | ||||
TICKER: UNP SECURITY ID: 907818108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Andrew H. Card, Jr. | Management | For | For |
2 | Elect Director Erroll B. Davis, Jr. | Management | For | For |
3 | Elect Director Thomas J. Donohue | Management | For | For |
4 | Elect Director Archie W. Dunham | Management | For | For |
5 | Elect Director Judith Richards Hope | Management | For | For |
6 | Elect Director Charles C. Krulak | Management | For | For |
7 | Elect Director Michael R. McCarthy | Management | For | For |
8 | Elect Director Michael W. McConnell | Management | For | For |
9 | Elect Director Thomas F. McLarty, III | Management | For | For |
10 | Elect Director Steven R. Rogel | Management | For | For |
11 | Elect Director Jose H. Villarreal | Management | For | For |
12 | Elect Director James R. Young | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
16 | Stock Retention | Shareholder | Against | Against |
UNITED TECHNOLOGIES CORPORATION MEETING DATE: APR 11, 2012 | ||||
TICKER: UTX SECURITY ID: 913017109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Louis R. Chenevert | Management | For | For |
2 | Elect Director John V. Faraci | Management | For | For |
3 | Elect Director Jean-Pierre Garnier, Ph.D. | Management | For | For |
4 | Elect Director Jamie S. Gorelick | Management | For | For |
5 | Elect Director Edward A. Kangas | Management | For | For |
6 | Elect Director Ellen J. Kullman | Management | For | For |
7 | Elect Director Richard D. McCormick | Management | For | For |
8 | Elect Director Harold McGraw, III | Management | For | For |
9 | Elect Director Richard B. Myers | Management | For | For |
10 | Elect Director H. Patrick Swygert | Management | For | For |
11 | Elect Director Andre Villeneuve | Management | For | For |
12 | Elect Director Christine Todd Whitman | Management | For | For |
13 | Ratify Auditors | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
UNITEDHEALTH GROUP INCORPORATED MEETING DATE: JUN 04, 2012 | ||||
TICKER: UNH SECURITY ID: 91324P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director William C. Ballard, Jr. | Management | For | For |
2 | Elect Director Richard T. Burke | Management | For | For |
3 | Elect Director Robert J. Darretta | Management | For | For |
4 | Elect Director Stephen J. Hemsley | Management | For | For |
5 | Elect Director Michele J. Hooper | Management | For | For |
6 | Elect Director Rodger A. Lawson | Management | For | For |
7 | Elect Director Douglas W. Leatherdale | Management | For | For |
8 | Elect Director Glenn M. Renwick | Management | For | For |
9 | Elect Director Kenneth I. Shine | Management | For | For |
10 | Elect Director Gail R. Wilensky | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Report on Lobbying Payments and Policy | Shareholder | Against | Abstain |
VALIDUS HOLDINGS, LTD. MEETING DATE: MAY 02, 2012 | ||||
TICKER: VR SECURITY ID: G9319H102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Michael E. A. Carpenter | Management | For | For |
1.2 | Elect Director Alok Singh | Management | For | For |
1.3 | Elect Director Christopher E. Watson | Management | For | For |
2.4 | Elect Edward J. Noonan as Subsidiary Director | Management | For | For |
2.5 | Elect C.N. Rupert Atkin as Subsidiary Director | Management | For | For |
2.6 | Elect Patrick G. Barry as Subsidiary Director | Management | For | For |
2.7 | Elect Peter A. Bilsby as Subsidiary Director | Management | For | For |
2.8 | Elect Alan Bossin as Subsidiary Director | Management | For | For |
2.9 | Elect Julian P. Bosworth as Subsidiary Director | Management | For | For |
2.10 | Elect Janita A. Burke as Subsidiary Director | Management | For | For |
2.11 | Elect Michael E.A. Carpenter as Subsidiary Director | Management | For | For |
2.12 | Elect Rodrigo Castro as Subsidiary Director | Management | For | For |
2.13 | Elect Jane S. Clouting as Subsidiary Director | Management | For | For |
2.14 | Elect Joseph E. Consolino as Subsidiary Director | Management | For | For |
2.15 | Elect C. Jerome Dill as Subsidiary Director | Management | For | For |
2.16 | Elect Andrew Downey as Subsidiary Director | Management | For | For |
2.17 | Elect Kerry A. Emanuel as Subsidiary Director | Management | For | For |
2.18 | Elect Jonathan D. Ewington as Subsidiary Director | Management | For | For |
2.19 | Elect Andrew M. Gibbs as Subsidiary Director | Management | For | For |
2.20 | Elect Michael Greene as Subsidiary Director | Management | For | For |
2.21 | Elect Barnabas Hurst-Bannister as Subsidiary Director | Management | For | For |
2.22 | Elect Anthony J. Keys as Subsidiary Director | Management | For | For |
2.23 | Elect Robert F. Kuzloski as Subsidiary Director | Management | For | For |
2.24 | Elect Stuart W. Mercer as Subsidiary Director | Management | For | For |
2.25 | Elect Jean-Marie Nessi as Subsidiary Director | Management | For | For |
2.26 | Elect Andre Perez as Subsidiary Director | Management | For | For |
2.27 | Elect Julian G. Ross as Subsidiary Director | Management | For | For |
2.28 | Elect Rafael Saer as Subsidiary Director | Management | For | For |
2.29 | Elect Matthew Scales as Subsidiary Director | Management | For | For |
2.30 | Elect James E. Skinner as Subsidiary Director | Management | For | For |
2.31 | Elect Verner G. Southey as Subsidiary Director | Management | For | For |
2.32 | Elect Nigel D. Wachman as Subsidiary Director | Management | For | For |
2.33 | Elect Lixin Zeng as Subsidiary Director | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers Hamilton Bermuda as Independent Auditors | Management | For | For |
VENTAS, INC. MEETING DATE: JUL 01, 2011 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Issue Shares in Connection with Acquisition | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Adjourn Meeting | Management | For | For |
VENTAS, INC. MEETING DATE: MAY 17, 2012 | ||||
TICKER: VTR SECURITY ID: 92276F100 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Debra A. Cafaro | Management | For | For |
2 | Elect Director Douglas Crocker, II | Management | For | For |
3 | Elect Director Ronald G. Geary | Management | For | For |
4 | Elect Director Jay M. Gellert | Management | For | For |
5 | Elect Director Richard I. Gilchrist | Management | For | For |
6 | Elect Director Matthew J. Lustig | Management | For | For |
7 | Elect Director Douglas M. Pasquale | Management | For | For |
8 | Elect Director Robert D. Reed | Management | For | For |
9 | Elect Director Sheli Z. Rosenberg | Management | For | For |
10 | Elect Director Glenn J. Rufrano | Management | For | For |
11 | Elect Director James D. Shelton | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
14 | Approve Omnibus Stock Plan | Management | For | For |
VF CORPORATION MEETING DATE: APR 24, 2012 | ||||
TICKER: VFC SECURITY ID: 918204108 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1.1 | Elect Director Robert J. Hurst | Management | For | For |
1.2 | Elect Director Laura W. Lang | Management | For | For |
1.3 | Elect Director W. Alan McCollough | Management | For | For |
1.4 | Elect Director Raymond G. Viault | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Auditors | Management | For | For |
4 | Declassify the Board of Directors | Shareholder | Against | For |
WALGREEN CO. MEETING DATE: JAN 11, 2012 | ||||
TICKER: WAG SECURITY ID: 931422109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director David J. Brailer | Management | For | For |
2 | Elect Director Steven A. Davis | Management | For | For |
3 | Elect Director William C. Foote | Management | For | For |
4 | Elect Director Mark P. Frissora | Management | For | For |
5 | Elect Director Ginger L. Graham | Management | For | For |
6 | Elect Director Alan G. McNally | Management | For | For |
7 | Elect Director Nancy M. Schlichting | Management | For | For |
8 | Elect Director David Y. Schwartz | Management | For | For |
9 | Elect Director Alejandro Silva | Management | For | For |
10 | Elect Director James A. Skinner | Management | For | For |
11 | Elect Director Gregory D. Wasson | Management | For | For |
12 | Ratify Auditors | Management | For | For |
13 | Approve Executive Incentive Bonus Plan | Management | For | For |
14 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
15 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
16 | Adopt Retention Ratio for Executives | Shareholder | Against | Against |
WELLS FARGO & COMPANY MEETING DATE: APR 24, 2012 | ||||
TICKER: WFC SECURITY ID: 949746101 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director John D. Baker, II | Management | For | For |
2 | Elect Director Elaine L. Chao | Management | For | For |
3 | Elect Director John S. Chen | Management | For | For |
4 | Elect Director Lloyd H. Dean | Management | For | For |
5 | Elect Director Susan E. Engel | Management | For | For |
6 | Elect Director Enrique Hernandez, Jr. | Management | For | For |
7 | Elect Director Donald M. James | Management | For | For |
8 | Elect Director Cynthia H. Milligan | Management | For | For |
9 | Elect Director Nicholas G. Moore | Management | For | For |
10 | Elect Director Federico F. Pena | Management | For | For |
11 | Elect Director Philip J. Quigley | Management | For | For |
12 | Elect Director Judith M. Runstad | Management | For | For |
13 | Elect Director Stephen W. Sanger | Management | For | For |
14 | Elect Director John G. Stumpf | Management | For | For |
15 | Elect Director Susan G. Swenson | Management | For | For |
16 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
17 | Ratify Auditors | Management | For | For |
18 | Require Independent Board Chairman | Shareholder | Against | Against |
19 | Provide for Cumulative Voting | Shareholder | Against | Against |
20 | Adopt Proxy Access Right | Shareholder | Against | Against |
21 | Require Audit Committee Review and Report on Controls Related to Loans, Foreclosure and Securitizations | Shareholder | Against | Against |
WESTERN DIGITAL CORPORATION MEETING DATE: NOV 10, 2011 | ||||
TICKER: WDC SECURITY ID: 958102105 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Kathleen A. Cote | Management | For | For |
2 | Elect Director John F. Coyne | Management | For | For |
3 | Elect Director Henry T. DeNero | Management | For | For |
4 | Elect Director William L. Kimsey | Management | For | For |
5 | Elect Director Michael D. Lambert | Management | For | For |
6 | Elect Director Len J. Lauer | Management | For | For |
7 | Elect Director Matthew E. Massengill | Management | For | For |
8 | Elect Director Roger H. Moore | Management | For | For |
9 | Elect Director Thomas E. Pardun | Management | For | For |
10 | Elect Director Arif Shakeel | Management | For | For |
11 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
12 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
13 | Ratify Auditors | Management | For | For |
ZIMMER HOLDINGS, INC. MEETING DATE: MAY 08, 2012 | ||||
TICKER: ZMH SECURITY ID: 98956P102 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Elect Director Betsy J. Bernard | Management | For | For |
2 | Elect Director Marc N. Casper | Management | For | For |
3 | Elect Director David C. Dvorak | Management | For | For |
4 | Elect Director Larry C. Glasscock | Management | For | For |
5 | Elect Director Robert A. Hagemann | Management | For | For |
6 | Elect Director Arthur J. Higgins | Management | For | For |
7 | Elect Director John L. McGoldrick | Management | For | For |
8 | Elect Director Cecil B. Pickett | Management | For | For |
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
10 | Ratify Auditors | Management | For | For |
ZUMTOBEL AG MEETING DATE: JUL 22, 2011 | ||||
TICKER: ZAG SECURITY ID: A989A1109 | ||||
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
2 | Approve Allocation of Income | Management | For | Did Not Vote |
3 | Approve Discharge of Management and Supervisory Board | Management | For | Did Not Vote |
4 | Approve Remuneration of Supervisory Board Members | Management | For | Did Not Vote |
5 | Approve Creation of EUR 10.9 Million Pool of Capital without Preemptive Rights | Management | For | Did Not Vote |
6 | Ratify Auditors | Management | For | Did Not Vote |
POWER OF ATTORNEY
I, the undersigned Treasurer of the following investment companies:
Fidelity Advisor Series I Fidelity Advisor Series VII Fidelity Advisor Series VIII Fidelity Beacon Street Trust Fidelity Capital Trust Fidelity Central Investment Portfolios LLC Fidelity Commonwealth Trust Fidelity Concord Street Trust Fidelity Congress Street Fund Fidelity Contrafund Fidelity Covington Trust Fidelity Destiny Portfolios Fidelity Devonshire Trust Fidelity Exchange Fund Fidelity Financial Trust | Fidelity Hanover Street Trust Fidelity Hastings Street Trust Fidelity Investment Trust Fidelity Magellan Fund Fidelity Mt. Vernon Street Trust Fidelity Puritan Trust Fidelity Securities Fund Fidelity Select Portfolios Fidelity Summer Street Trust Fidelity Trend Fund Variable Insurance Products Fund Variable Insurance Products Fund II Variable Insurance Products Fund III Variable Insurance Products Fund IV |
in addition to any other investment company for which Fidelity Management & Research Company or an affiliate acts as investment adviser and for which the undersigned individual serves as Treasurer (collectively, the "Funds"), hereby constitute and appoint Mark Lundvall and Vito Arno my true and lawful attorney-in-fact, each of them singly, with full power of substitution, and with full power to sign for me and in my name in the appropriate capacity, all Reports of the Proxy Voting Records of the Funds on Form N-PX under the Investment Company Act of 1940, as amended (the "Act"), or any successor thereto, and any supplements or other instruments in connection therewith, and generally do all such things in my name and behalf in connection therewith as said attorney-in-fact deems necessary or appropriate to cause such Form to be completed and filed in accordance with the Act and all related requirements of the Securities and Exchange Commission. I hereby ratify and confirm all that said attorney-in-fact or his substitute may do or cause to be done by virtue hereof. This power of attorney is effective for all documents filed on or after April 1, 2012.
WITNESS my hand on this 1st day of April 2012.
/s/Kenneth B. Robins
Kenneth B. Robins
Treasurer