Docoh
Loading...

GATX GATX

 

 

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

 

FORM 8-K

 

CURRENT REPORT

PURSUANT TO SECTION 13 OR 15(d)

OF THE SECURITIES EXCHANGE ACT OF 1934

Date of report (Date of earliest event reported): April 24, 2020

 

GATX Corporation

(Exact name of registrant as specified in its charter)

 

New York

 

1-2328

 

36-1124040

(State or other jurisdiction

of incorporation)

 

(Commission

File Number)

 

(IRS Employer

Identification No.)

233 South Wacker Drive

Chicago, Illinois 60606-7147

(Address of principal executive offices, including zip code)

(312) 621-6200

(Registrant’s telephone number, including area code)

 

Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the obligation of the registrant under any of the following provisions:

Written communication pursuant to Rule 425 under the Securities Act (17 CFR 230.425)

Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)

Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))

Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))

Securities registered pursuant to Section 12(b) of the Act:

Title of each class

 

Trading

Symbol(s)

 

Name of Each Exchange

on Which Registered

Common Stock

 

GATX

 

New York Stock Exchange

 

 

Chicago Stock Exchange

5.625% Senior Notes due 2066

 

GMTA

 

New York Stock Exchange

Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§240.12b-2 of this chapter).

Emerging growth company  

If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards provided pursuant to Section 13(a) of the Exchange Act.  

 

 


Item 5.07. Submission of Matters to a Vote of Security Holders.

At the 2020 Annual Meeting of Shareholders of GATX Corporation (the “Company”), the shareholders voted on the following three proposals and cast their votes as described below.

Proposal 1 - Election of Directors

The nine individuals named below were elected to serve on the Company’s Board of Directors (the “Board”) until the Company’s 2021 Annual Meeting of Shareholders or until their successors are duly elected and qualified:

Name

 

For

 

Against

 

Abstain

 

Broker Non-Vote

Diane M. Aigotti

 

29,664,973

 

48,563

 

77,721

 

2,109,279

Anne L. Arvia

 

28,835,628

 

882,549

 

73,080

 

2,109,279

Ernst A. Häberli

 

28,753,464

 

955,660

 

82,134

 

2,109,279

Brian A. Kenney

 

28,679,715

 

1,035,076

 

76,467

 

2,109,279

James B. Ream

 

28,825,108

 

891,872

 

74,278

 

2,109,279

Adam L. Stanley

 

29,655,957

 

54,867

 

80,434

 

2,109,279

David S. Sutherland

 

28,754,990

 

952,996

 

83,272

 

2,109,279

Stephen R. Wilson

 

29,570,896

 

142,304

 

78,057

 

2,109,279

Paul G. Yovovich

 

29,591,681

 

116,345

 

83,231

 

2,109,279

Proposal 2 - Advisory Resolution on Executive Compensation

The shareholders approved, on an advisory basis, the compensation of the Company’s named executive officers as disclosed in the Company’s Proxy Statement, including the Compensation Discussion and Analysis and the Executive Compensation Tables, together with the narrative discussion related thereto, by the following vote:

For

 

Against

 

Abstain

 

Broker Non-Vote

29,047,095

 

612,873

 

131,290

 

2,109,279

Proposal 3 - Ratification of Independent Registered Public Accounting Firm

The shareholders ratified the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2020, by the following vote:

For

 

Against

 

Abstain

30,883,938

 

926,890

 

89,709


SIGNATURE

Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.

GATX CORPORATION

(Registrant)

 

/s/ Thomas A. Ellman

Thomas A. Ellman

Executive Vice President and Chief Financial Officer

April 28, 2020