General Electric (GE)
Filed: 28 Oct 20, 6:22am
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
Pursuant to Section 13 or 15(d) of The Securities Exchange Act of 1934
Date of Report (Date of earliest event reported) October 28, 2020
General Electric Company
(Exact name of registrant as specified in its charter)
|(State or other jurisdiction|
|5 Necco Street||Boston,||MA||02210|
|(Address of principal executive offices)||(Zip Code)|
(Registrant’s telephone number, including area code) (617) 443-3000
(Former name or former address, if changed since last report.)
Check the appropriate box below if the Form 8-K filing is intended to simultaneously satisfy the filing obligation of the registrant under any of the following provisions (see General Instructions A.2. below):
|☐||Written communications pursuant to Rule 425 under the Securities Act (17 CFR 230.425)|
Soliciting material pursuant to Rule 14a-12 under the Exchange Act (17 CFR 240.14a-12)
|☐||Pre-commencement communications pursuant to Rule 14d-2(b) under the Exchange Act (17 CFR 240.14d-2(b))|
|☐||Pre-commencement communications pursuant to Rule 13e-4(c) under the Exchange Act (17 CFR 240.13e-4(c))|
Securities registered pursuant to Section 12(b) of the Act:
|Title of each class||Trading Symbol(s)||Name of each exchange on which registered|
|Common stock, par value $0.06 per share||GE||New York Stock Exchange|
|0.375% Notes due 2022||GE 22A||New York Stock Exchange|
|1.250% Notes due 2023||GE 23E||New York Stock Exchange|
|0.875% Notes due 2025||GE 25||New York Stock Exchange|
|1.875% Notes due 2027||GE 27E||New York Stock Exchange|
|1.500% Notes due 2029||GE 29||New York Stock Exchange|
|7 1/2% Guaranteed Subordinated Notes due 2035||GE /35||New York Stock Exchange|
|2.125% Notes due 2037||GE 37||New York Stock Exchange|
|Indicate by check mark whether the registrant is an emerging growth company as defined in Rule 405 of the Securities Act of 1933 (§230.405 of this chapter) or Rule 12b-2 of the Securities Exchange Act of 1934 (§ 240.12b-2 of this chapter).|
|Emerging growth company||☐|
|If an emerging growth company, indicate by check mark if the registrant has elected not to use the extended transition period for complying with any new or revised financial accounting standards pursuant to Section 13(a) of the Exchange Act.||☐|
Item 2.02 Results of Operations and Financial Condition.
On October 28, 2020, General Electric Company (the "Company") released its third-quarter 2020 financial results on its investor relations website at www.ge.com/investor. A copy of these is attached as Exhibit 99 and incorporated by reference herein.
The information provided pursuant to this Item 2.02, including Exhibit 99, is being furnished and shall not be deemed "filed" for purposes of Section 18 of the Securities Exchange Act of 1934 (the "Exchange Act") or otherwise subject to the liabilities under that Section and shall not be deemed to be incorporated by reference into any filing of the Company under the Securities Act of 1933 or the Exchange Act.
Item 9.01 Financial Statements and Exhibits.
99 Third-quarter 2020 financial results released on General Electric Company's website on October 28, 2020.
104 The cover page of this Current Report on Form 8-K formatted as Inline XBRL.
Pursuant to the requirements of the Securities Exchange Act of 1934, the registrant has duly caused this report to be signed on its behalf by the undersigned hereunto duly authorized.
|General Electric Company|
|Date: October 28, 2020||/s/ Thomas S. Timko|
Thomas S. Timko
Vice President, Chief Accounting Officer and Controller
Principal Accounting Officer