UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-01435
AMCAP Fund, Inc.
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: February 28 or 29
Date of reporting period: July 1, 2008 - June 30, 2009
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
ITEM 1 – Proxy Voting Record
Fund Name : AMCAP Fund, Inc. | ||||||||
Reporting Period: July 01, 2008 - June 30, 2009 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect William Daley | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.6 | Elect William Osborn | Mgmt | For | For | For | |||
1.7 | Elect David Owen | Mgmt | For | For | For | |||
1.8 | Elect W. Ann Reynolds | Mgmt | For | For | For | |||
1.9 | Elect Roy Roberts | Mgmt | For | For | For | |||
1.10 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.11 | Elect William Smithburg | Mgmt | For | For | For | |||
1.12 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.13 | Elect Miles White | Mgmt | For | For | For | |||
2 | 2009 Incentive Stock Program | Mgmt | For | Against | Against | |||
3 | 2009 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Animal Testing | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Abercrombie & Fitch Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ANF | CUSIP 002896207 | 06/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Bachmann | Mgmt | For | For | For | |||
1.2 | Elect Michael Jeffries | Mgmt | For | For | For | |||
1.3 | Elect John Kessler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
Accredo Health, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP 58405U102 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Lillis | Mgmt | For | For | For | |||
2 | Elect Williams Roper | Mgmt | For | For | For | |||
3 | Elect David Stevens | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Executive Annual Incentive Plan | Mgmt | For | For | For | |||
Advisory Board Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABCO | CUSIP 00762W107 | 09/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marc Casper | Mgmt | For | For | For | |||
1.2 | Elect Peter Grua | Mgmt | For | For | For | |||
1.3 | Elect Kelt Kindick | Mgmt | For | For | For | |||
1.4 | Elect Robert Musslewhite | Mgmt | For | For | For | |||
1.5 | Elect Mark Neaman | Mgmt | For | For | For | |||
1.6 | Elect Leon Shapiro | Mgmt | For | For | For | |||
1.7 | Elect Frank Williams | Mgmt | For | For | For | |||
1.8 | Elect LeAnne Zumwalt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Clark | Mgmt | For | Abstain | Against | |||
2 | Elect Betsy Cohen | Mgmt | For | Abstain | Against | |||
3 | Elect Molly Coye | Mgmt | For | For | For | |||
4 | Elect Roger Farah | Mgmt | For | Abstain | Against | |||
5 | Elect Barbara Franklin | Mgmt | For | Abstain | Against | |||
6 | Elect Jeffrey Garten | Mgmt | For | Abstain | Against | |||
7 | Elect Earl Graves | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Nominating a Retired Executive to the Board | ShrHoldr | Against | Against | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Abdoo | Mgmt | For | For | For | |||
1.2 | Elect John Brinzo | Mgmt | For | For | For | |||
1.3 | Elect Dennis Cuneo | Mgmt | For | For | For | |||
1.4 | Elect William Gerber | Mgmt | For | For | For | |||
1.5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
1.6 | Elect Robert Jenkins | Mgmt | For | For | For | |||
1.7 | Elect Ralph Michael, III | Mgmt | For | For | For | |||
1.8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
1.9 | Elect James Thomson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Boyer | Mgmt | For | For | For | |||
2 | Elect Robert Ingram | Mgmt | For | For | For | |||
3 | Elect David Pyott | Mgmt | For | For | For | |||
4 | Elect Russell Ray | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Additional Animal Testing Disclosure | ShrHoldr | Against | Against | For | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
4 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
5 | Elect Robert Huntley | Mgmt | For | For | For | |||
6 | Elect Thomas Jones | Mgmt | For | For | For | |||
7 | Elect George Muñoz | Mgmt | For | For | For | |||
8 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
9 | Elect Michael Szymanczyk | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Reduction of Nicotine Content in New Brands/Brand Extensions | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Protocols | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
3 | Elect Ursula Burns | Mgmt | For | For | For | |||
4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
5 | Elect Peter Chernin | Mgmt | For | For | For | |||
6 | Elect Jan Leschly | Mgmt | For | For | For | |||
7 | Elect Richard Levin | Mgmt | For | For | For | |||
8 | Elect Richard McGinn | Mgmt | For | For | For | |||
9 | Elect Edward Miller | Mgmt | For | For | For | |||
10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
11 | Elect Robert Walter | Mgmt | For | For | For | |||
12 | Elect Ronald Williams | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect François de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Jerry Choate | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Frederick Gluck | Mgmt | For | For | For | |||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||
8 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
9 | Elect Judith Pelham | Mgmt | For | For | For | |||
10 | Elect J. Paul Reason | Mgmt | For | For | For | |||
11 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
12 | Elect Kevin Sharer | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2009 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
Anthem, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WLP | CUSIP 94973V107 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lenox Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Susan Bayh | Mgmt | For | For | For | |||
3 | Elect Larry Glasscock | Mgmt | For | For | For | |||
4 | Elect Julie Hill | Mgmt | For | For | For | |||
5 | Elect Ramiro Peru | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the 2006 Incentive Compensation Plan | Mgmt | For | Against | Against | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frederick Bohen | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.8 | Elect Jerome York | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
3 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Philip Gerdine | Mgmt | For | For | For | |||
1.4 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Charles Liu | Mgmt | For | For | For | |||
1.7 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.8 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.9 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.10 | Elect James Rogers | Mgmt | For | For | For | |||
1.11 | Elect Michael Splinter | Mgmt | For | For | For | |||
2 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
AptarGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATR | CUSIP 038336103 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stefan Baustert | Mgmt | For | For | For | |||
1.2 | Elect Rodney Goldstein | Mgmt | For | For | For | |||
1.3 | Elect Leo Guthart | Mgmt | For | For | For | |||
1.4 | Elect Ralf Wunderlich | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank English Jr. | Mgmt | For | For | For | |||
1.2 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ilene Gordon | Mgmt | For | For | For | |||
1.4 | Elect James Wimmer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/11/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
5 | Elect Sean Maloney | Mgmt | For | For | For | |||
6 | Elect Elizabeth Nelson | Mgmt | For | For | For | |||
7 | Elect Charles Robel | Mgmt | For | For | For | |||
8 | Elect Steven West | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | 2010 Outside Directors' Stock Plan | Mgmt | For | Against | Against | |||
Automatic Data Processing | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/11/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.7 | Elect John Jones | Mgmt | For | For | For | |||
1.8 | Elect Frederic Malek | Mgmt | For | For | For | |||
1.9 | Elect Charles Noski | Mgmt | For | For | For | |||
1.10 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
1.12 | Elect Henry Taub | Mgmt | For | For | For | |||
2 | 2008 Omnibus Award Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Avery Dennison Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVY | CUSIP 053611109 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cardis | Mgmt | For | For | For | |||
2 | Elect David Pyott | Mgmt | For | For | For | |||
3 | Elect Dean Scarborough | Mgmt | For | For | For | |||
4 | Elect Julia Stewart | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Senior Executive Annual Incentive Plan | Mgmt | For | Against | Against | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect Edward Fogarty | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.7 | Elect Ann Moore | Mgmt | For | For | For | |||
1.8 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.9 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.10 | Elect Paula Stern | Mgmt | For | For | For | |||
1.11 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Nanomaterial Report | ShrHoldr | Against | Against | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Bank Of New York Mellon Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Bare Escentuals Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BARE | 05/06/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Blodgett | Mgmt | For | For | For | |||
1.2 | Elect Karen Rose | Mgmt | For | For | For | |||
1.3 | Elect John Hamlin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Barrick Gold Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Beck | Mgmt | For | For | For | |||
1.2 | Elect C. William Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Marshall Cohen | Mgmt | For | For | For | |||
1.6 | Elect Peter Crossgrove | Mgmt | For | For | For | |||
1.7 | Elect Robert Franklin | Mgmt | For | For | For | |||
1.8 | Elect Peter Godsoe | Mgmt | For | For | For | |||
1.9 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.10 | Elect M. Brian Mulroney | Mgmt | For | For | For | |||
1.11 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.12 | Elect Peter Munk | Mgmt | For | For | For | |||
1.13 | Elect Aaron Regent | Mgmt | For | For | For | |||
1.14 | Elect Steven Shapiro | Mgmt | For | For | For | |||
1.15 | Elect Gregory Wilkins | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding External Independent Report on Operations | Mgmt | Against | Against | For | |||
Beckman Coulter, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEC | CUSIP 075811109 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Dervan | Mgmt | For | For | For | |||
1.2 | Elect Scott Garrett | Mgmt | For | For | For | |||
1.3 | Elect Susan Nowakowski | Mgmt | For | For | For | |||
1.4 | Elect Glenn Schafer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 02/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||
1.2 | Elect Edward Ludwig | Mgmt | For | For | For | |||
1.3 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Bertram Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Provide for the Annual Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||
5 | Approval of the Performance Goals under the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
1.2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
1.3 | Elect Steven Temares | Mgmt | For | For | For | |||
1.4 | Elect Dean Adler | Mgmt | For | For | For | |||
1.5 | Elect Stanley Barshay | Mgmt | For | For | For | |||
1.6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
1.7 | Elect Patrick Gaston | Mgmt | For | For | For | |||
1.8 | Elect Jordan Heller | Mgmt | For | For | For | |||
1.9 | Elect Victoria Morrison | Mgmt | For | For | For | |||
1.10 | Elect Fran Stoller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Elimination of Express Supermajority Vote Requirement | Mgmt | For | For | For | |||
5 | Elimination of Statutory Supermajority Vote Requirement | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Incentive Compensation Plan | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Bed Bath & Beyond Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 07/03/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
1.2 | Elect Leonard Feinstein | Mgmt | For | For | For | |||
1.3 | Elect Dean Adler | Mgmt | For | For | For | |||
1.4 | Elect Stanley Barshay | Mgmt | For | For | For | |||
1.5 | Elect Patrick Gaston | Mgmt | For | For | For | |||
1.6 | Elect Jordan Heller | Mgmt | For | For | For | |||
1.7 | Elect Robert Kaplan | Mgmt | For | For | For | |||
1.8 | Elect Victoria Morrison | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/24/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ronald James | Mgmt | For | For | For | |||
1.2 | Elect Elliot Kaplan | Mgmt | For | For | For | |||
1.3 | Elect Sanjay Khosla | Mgmt | For | For | For | |||
1.4 | Elect George Mikan III | Mgmt | For | For | For | |||
1.5 | Elect Matthew Paull | Mgmt | For | For | For | |||
1.6 | Elect Richard Schulze | Mgmt | For | For | For | |||
1.7 | Elect Hatim Tyabji | Mgmt | For | For | For | |||
1.8 | Elect Gérard Vittecoq | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to Change the Approval Required For Certain Business Combinations | Mgmt | For | For | For | |||
5 | Amendment to Decrease Shareholder Approval Required to Amend Article IX | Mgmt | For | For | For | |||
6 | Amendment to Decrease Shareholder Approval Required to Remove Directors Without Cause | Mgmt | For | For | For | |||
7 | Amendment to Decrease Shareholder Approval Required to Amend Classified Board Provisions | Mgmt | For | For | For | |||
8 | Amendment to Decrease Shareholder Approval Required For Certain Stock Repurchases from Shareholders | Mgmt | For | For | For | |||
9 | Amendment to Decrease Shareholder Approval Required to Amend Article X | Mgmt | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN GB0008762899 | 05/18/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Approve Final Dividend of 6.55 Pence Per Ordinary Share | Mgmt | For | For | For | |||
4 | Elect Sir David Manning as Director | Mgmt | For | For | For | |||
5 | Elect Martin Houston as Director | Mgmt | For | For | For | |||
6 | Re-elect Sir Robert Wilson as Director | Mgmt | For | For | For | |||
7 | Re-elect Frank Chapman as Director | Mgmt | For | For | For | |||
8 | Re-elect Ashley Almanza as Director | Mgmt | For | For | For | |||
9 | Re-elect Jurgen Dormann as Director | Mgmt | For | For | For | |||
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Mgmt | For | For | For | |||
11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
12 | Authorise the Company to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 15,000, to Political Organisations Other Than Political Parties up to GBP 15,000 and Incur EU Political Expenditure up to GBP 20,000 | Mgmt | For | For | For | |||
13 | Approve Increase in Authorised Ordinary Share Capital from GBP 500,000,001 to GBP 600,000,001 | Mgmt | For | For | For | |||
14 | Issue of Equity with Pre-emptive Rights Under General Authority up to Aggregate Nominal Amount of GBP 116,481,140 and Additional Amount Pursuant to a Rights Issue of up to GBP 111,926,886 | Mgmt | For | Against | Against | |||
15 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount GBP 16,789,033 | Mgmt | For | For | For | |||
16 | Authorise 335,780,660 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
17 | Amend Articles of Association Re: Form of the Company's Share Capital | Mgmt | For | For | For | |||
18 | Adopt New Articles of Association | Mgmt | For | For | For | |||
19 | Approve That a General Meeting, Other Than an Annual General Meeting, May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Abele | Mgmt | For | For | For | |||
2 | Elect Ursula Burns | Mgmt | For | For | For | |||
3 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
4 | Elect Ray Groves | Mgmt | For | For | For | |||
5 | Elect Kristina Johnson | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||
9 | Elect John Pepper | Mgmt | For | For | For | |||
10 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
11 | Elect Warren Rudman | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Elect James Tobin | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Transaction of Other Business | Mgmt | For | For | For | |||
Brinker International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EAT | CUSIP 109641100 | 10/30/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Brooks | Mgmt | For | For | For | |||
1.2 | Elect Harriet Edelman | Mgmt | For | For | For | |||
1.3 | Elect Marvin Girouard | Mgmt | For | For | For | |||
1.4 | Elect Ronald Kirk | Mgmt | For | For | For | |||
1.5 | Elect John Mims | Mgmt | For | For | For | |||
1.6 | Elect George Mrkonic, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Erle Nye | Mgmt | For | For | For | |||
1.8 | Elect James Oesterreicher | Mgmt | For | For | For | |||
1.9 | Elect Rosendo Parra | Mgmt | For | For | For | |||
1.10 | Elect Cece Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
Burlington Northern Santa Fe Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BNI | CUSIP 12189T104 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Alan Boeckmann | Mgmt | For | For | For | |||
2 | Elect Donald Cook | Mgmt | For | For | For | |||
3 | Elect Vilma Martinez | Mgmt | For | For | For | |||
4 | Elect Marc Racicot | Mgmt | For | For | For | |||
5 | Elect Roy Roberts | Mgmt | For | For | For | |||
6 | Elect Matthew Rose | Mgmt | For | For | For | |||
7 | Elect Marc Shapiro | Mgmt | For | For | For | |||
8 | Elect J. Watts, Jr. | Mgmt | For | For | For | |||
9 | Elect Robert West | Mgmt | For | For | For | |||
10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
11 | Elect Edward Whitacre, Jr. | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Lucas | Mgmt | For | For | For | |||
2 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
3 | Elect George Scalise | Mgmt | For | For | For | |||
4 | Elect John Shoven | Mgmt | For | For | For | |||
5 | Elect Roger Siboni | Mgmt | For | For | For | |||
6 | Elect John Swainson | Mgmt | For | For | For | |||
7 | Elect Lip-Bu TAN | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||
2 | Elect Edward Campbell | Mgmt | For | For | For | |||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||
4 | Elect Stanley Westreich | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 06/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Option Exchange Program | Mgmt | For | Against | Against | |||
Cardinal Health, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAH | CUSIP 14149Y108 | 11/05/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Colleen Arnold | Mgmt | For | For | For | |||
1.2 | Elect R. Kerry Clark | Mgmt | For | For | For | |||
1.3 | Elect Calvin Darden | Mgmt | For | For | For | |||
1.4 | Elect John Finn | Mgmt | For | For | For | |||
1.5 | Elect Philip Francis | Mgmt | For | For | For | |||
1.6 | Elect Gregory Kenny | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Losh | Mgmt | For | For | For | |||
1.8 | Elect John McCoy | Mgmt | For | For | For | |||
1.9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
1.10 | Elect Michael O'Halleran | Mgmt | For | For | For | |||
1.11 | Elect David Raisbeck | Mgmt | For | For | For | |||
1.12 | Elect Jean Spaulding | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Elimination of Cumulative Voting | Mgmt | For | Against | Against | |||
5 | Adoption of an Advance Notice Requirement | Mgmt | For | For | For | |||
6 | Amendment to the Articles of Incorporation Regarding Minimum Stated Capital | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Performance-Based Stock Options | ShrHoldr | Against | Against | For | |||
Carnival Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/15/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Micky Arison | Mgmt | For | For | For | |||
1.2 | Elect Richard Capen, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
1.4 | Elect Arnold Donald | Mgmt | For | For | For | |||
1.5 | Elect Pier Foschi | Mgmt | For | For | For | |||
1.6 | Elect Howard Frank | Mgmt | For | For | For | |||
1.7 | Elect Richard Glasier | Mgmt | For | For | For | |||
1.8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
1.9 | Elect Sir John Parker | Mgmt | For | For | For | |||
1.10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
1.11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
1.12 | Elect Laura Weil | Mgmt | For | For | For | |||
1.13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
1.14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Directors' Remuneration Report | Mgmt | For | For | For | |||
6 | Authority to Increase Authorised Capital | Mgmt | For | For | For | |||
7 | Adoption of New Articles | Mgmt | For | For | For | |||
8 | Further Amendments to Articles | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Linnet Deily | Mgmt | For | For | For | |||
3 | Elect Robert Denham | Mgmt | For | For | For | |||
4 | Elect Robert Eaton | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||
7 | Elect Sam Nunn | Mgmt | For | For | For | |||
8 | Elect David O'Reilly | Mgmt | For | For | For | |||
9 | Elect Donald Rice | Mgmt | For | For | For | |||
10 | Elect Kevin Sharer | Mgmt | For | For | For | |||
11 | Elect Charles Shoemate | Mgmt | For | For | For | |||
12 | Elect Ronald Sugar | Mgmt | For | For | For | |||
13 | Elect Carl Ware | Mgmt | For | For | For | |||
14 | Elect John Watson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Approval of Performance Goals for the Chevron Incentive Plan | Mgmt | For | Against | Against | |||
17 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Human Rights Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Host Country Laws | ShrHoldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
Citigroup Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
C | CUSIP 172967101 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Michael Armstrong | Mgmt | For | For | For | |||
2 | Elect Alain Belda | Mgmt | For | For | For | |||
3 | Elect John Deutch | Mgmt | For | Abstain | Against | |||
4 | Elect Jerry Grundhofer | Mgmt | For | For | For | |||
5 | Elect Andrew Liveris | Mgmt | For | Abstain | Against | |||
6 | Elect Anne Mulcahy | Mgmt | For | Abstain | Against | |||
7 | Elect Michael O'Neill | Mgmt | For | For | For | |||
8 | Elect Vikram Pandit | Mgmt | For | For | For | |||
9 | Elect Richard Parsons | Mgmt | For | For | For | |||
10 | Elect Lawrence Ricciardi | Mgmt | For | For | For | |||
11 | Elect Judith Rodin | Mgmt | For | Abstain | Against | |||
12 | Elect Robert Ryan | Mgmt | For | For | For | |||
13 | Elect Anthony Santomero | Mgmt | For | For | For | |||
14 | Elect William Thompson | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | 2009 Stock Incentive Plan | Mgmt | For | Against | Against | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Double Board Nominees | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Compensation Consultants | ShrHoldr | Against | For | Against | |||
25 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
26 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Cochlear Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN AU000000COH5 | 10/21/2008 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Accept Financial Report and Reports of the Directors and of the Auditor for the Year Ended June 30, 2008 | Mgmt | For | For | For | |||
2.1 | Approve Remuneration Report for the Year Ended June 30, 2008 | Mgmt | For | For | For | |||
3.1 | Elect Tommie Bergman as Director | Mgmt | For | For | For | |||
3.2 | Elect Paul Bell as Director | Mgmt | For | For | For | |||
4.1 | Approve Grant of Options Amounting to A$529,373 to Christopher Roberts, CEO and President, Pursuant to the Cochlear Executive Long Term Incentive Plan | Mgmt | For | For | For | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Harald Norvik | Mgmt | For | For | For | |||
9 | Elect William Reilly | Mgmt | For | For | For | |||
10 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
11 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
12 | Elect Kathryn Turner | Mgmt | For | For | For | |||
13 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2009 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Director Qualifications | ShrHoldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Flaws | Mgmt | For | For | For | |||
1.2 | Elect James Houghton | Mgmt | For | For | For | |||
1.3 | Elect James O'Connor | Mgmt | For | For | For | |||
1.4 | Elect Deborah Rieman | Mgmt | For | For | For | |||
1.5 | Elect Peter Volanakis | Mgmt | For | For | For | |||
1.6 | Elect Mark Wrighton | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | Against | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
1.2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
1.3 | Elect John Breaux | Mgmt | For | For | For | |||
1.4 | Elect Steven Halverson | Mgmt | For | For | For | |||
1.5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
1.6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
1.7 | Elect John McPherson | Mgmt | For | For | For | |||
1.8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
1.9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
1.10 | Elect Donald Shepard | Mgmt | For | For | For | |||
1.11 | Elect Michael Ward | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Marian Heard | Mgmt | For | For | For | |||
6 | Elect William Joyce | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
8 | Elect Terrence Murray | Mgmt | For | For | For | |||
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
11 | Elect Thomas Ryan | Mgmt | For | For | For | |||
12 | Elect Richard Swift | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Special Shareholder Meetings | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Chairman of the Board | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Dell Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DELL | CUSIP 24702R101 | 07/18/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Carty | Mgmt | For | For | For | |||
1.2 | Elect Michael Dell | Mgmt | For | For | For | |||
1.3 | Elect William Gray, III | Mgmt | For | For | For | |||
1.4 | Elect Sallie Krawcheck | Mgmt | For | For | For | |||
1.5 | Elect Alan Lafley | Mgmt | For | For | For | |||
1.6 | Elect Judy Lewent | Mgmt | For | For | For | |||
1.7 | Elect Thomas Luce, III | Mgmt | For | For | For | |||
1.8 | Elect Klaus Luft | Mgmt | For | For | For | |||
1.9 | Elect Alex Mandl | Mgmt | For | For | For | |||
1.10 | Elect Michael Miles | Mgmt | For | For | For | |||
1.11 | Elect Sam Nunn, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
3 | Executive Annual Incentive Bonus Plan | Mgmt | N/A | Against | N/A | |||
4 | Shareholder Proposal Regarding Reimbursement of Proxy Expenses | ShrHoldr | N/A | Against | N/A | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | N/A | Against | N/A | |||
Delta Electronics Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN TW0002308004 | 06/10/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 2008 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve 2008 Allocation of Income and Dividends | Mgmt | For | For | For | |||
3 | Approve Amendment on the Procedures for Loans to Other Parties | Mgmt | For | For | For | |||
4 | Approve Amendment on the Procedures for Endorsement and Guarantee | Mgmt | For | For | For | |||
5 | Approve Capitalization of 2008 Dividends | Mgmt | For | For | For | |||
6 | Amend Articles of Association | Mgmt | For | For | For | |||
7.1 | Elect Yi-Chiang Lo, ID No. 205026 as an Indpendent Director | Mgmt | For | For | For | |||
7.2 | Elect Bruce CH Cheng, ID No. 1 as Director | Mgmt | For | For | For | |||
7.3 | Elect Yancey Hai, ID No. 38010 as Director | Mgmt | For | For | For | |||
7.4 | Elect Mark Ko, ID No. 15314 as Director | Mgmt | For | For | For | |||
7.5 | Elect Raymong Hsu, ID No. 3 as Director | Mgmt | For | For | For | |||
7.6 | Elect Fred Chai-Yan Lee, ID No. 057416787 as Director | Mgmt | For | For | For | |||
7.7 | Elect Ping Cheng, ID No. 43 as Director | Mgmt | For | For | For | |||
7.8 | Elect Simon Chang, ID No. 19 as Director | Mgmt | For | For | For | |||
7.9 | Elect Albert Chang, ID No. 32 as Director | Mgmt | For | For | For | |||
7.10 | Elect E-Ying Hsieh, ID No. 2 as Supervisor | Mgmt | For | For | For | |||
7.11 | Elect Chung Hsing Huang, ID No. H101258606 as Supervisor | Mgmt | For | For | For | |||
8 | Approve Release of Restrictions on Competitive Activities of Directors | Mgmt | For | Abstain | Against | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Howard | Mgmt | For | For | For | |||
1.2 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.3 | Elect J. Todd Mitchell | Mgmt | For | For | For | |||
1.4 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
2 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
E.W. Scripps Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SSP | CUSIP 811054204 | 07/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | N/A | For | N/A | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
3 | Elect Dawn Lepore | Mgmt | For | For | For | |||
4 | Elect Pierre Omidyar | Mgmt | For | For | For | |||
5 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
6 | One-time Stock Option Exchange Program | Mgmt | For | Against | Against | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect John Egan | Mgmt | For | For | For | |||
6 | Elect W. Paul Fitzgerald | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to Shareholders' Right to Call a Special Meeting | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Expedia, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P105 | 06/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | For | For | |||
1.2 | Elect Barry Diller | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Dolgen | Mgmt | For | For | For | |||
1.4 | Elect William Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Craig Jacobson | Mgmt | For | For | For | |||
1.6 | Elect Victor Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Peter Kern | Mgmt | For | For | For | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||
1.9 | Elect John Malone | Mgmt | For | For | For | |||
1.10 | Elect José Tazón | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Stock and Annual Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect August Busch IV | Mgmt | For | For | For | |||
3 | Elect John Edwardson | Mgmt | For | For | For | |||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||
5 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Steven Loranger | Mgmt | For | For | For | |||
8 | Elect Gary Loveman | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect Paul Walsh | Mgmt | For | For | For | |||
12 | Elect Peter Willmott | Mgmt | For | For | For | |||
13 | Amendment to the Incentive Stock Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Shareholder Vote on Executive Pay | ShrHoldr | Against | Against | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/15/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mike Bowlin | Mgmt | For | For | For | |||
1.2 | Elect Philip Burguieres | Mgmt | For | For | For | |||
1.3 | Elect Peter Kinnear | Mgmt | For | For | For | |||
1.4 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.5 | Elect James Ringler | Mgmt | For | For | For | |||
2 | Increase in Authorized Shares | Mgmt | For | For | For | |||
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Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 08/11/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Solomon | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Olanoff, MD., Ph.D. | Mgmt | For | For | For | |||
1.3 | Elect Nesli Basgoz, MD | Mgmt | For | For | For | |||
1.4 | Elect William Candee, III | Mgmt | For | For | For | |||
1.5 | Elect George Cohan | Mgmt | For | For | For | |||
1.6 | Elect Dan Goldwasser | Mgmt | For | For | For | |||
1.7 | Elect Kenneth Goodman | Mgmt | For | For | For | |||
1.8 | Elect Lester Salans, MD | Mgmt | For | For | For | |||
2 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Fossil, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FOSL | CUSIP 349882100 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kosta Kartsotis | Mgmt | For | For | For | |||
1.2 | Elect James Skinner | Mgmt | For | For | For | |||
1.3 | Elect Michael Steinberg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
2 | Elect James Crown | Mgmt | For | For | For | |||
3 | Elect William Fricks | Mgmt | For | For | For | |||
4 | Elect Jay Johnson | Mgmt | For | For | For | |||
5 | Elect George Joulwan | Mgmt | For | For | For | |||
6 | Elect Paul Kaminski | Mgmt | For | For | For | |||
7 | Elect John Keane | Mgmt | For | For | For | |||
8 | Elect Deborah Lucas | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect J. Christopher Reyes | Mgmt | For | For | For | |||
11 | Elect Robert Walmsley | Mgmt | For | For | For | |||
12 | 2009 Equity Compensation Plan | Mgmt | For | Against | Against | |||
13 | 2009 United Kingdom Share Save Plan | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Executive Death Benefit Payments | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
2 | Elect Sir William Castell | Mgmt | For | For | For | |||
3 | Elect Ann Fudge | Mgmt | For | For | For | |||
4 | Elect Susan Hockfield | Mgmt | For | For | For | |||
5 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
6 | Elect Andrea Jung | Mgmt | For | For | For | |||
7 | Elect Alan Lafley | Mgmt | For | For | For | |||
8 | Elect Robert Lane | Mgmt | For | For | For | |||
9 | Elect Ralph Larsen | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect James Mulva | Mgmt | For | For | For | |||
12 | Elect Sam Nunn | Mgmt | For | For | For | |||
13 | Elect Roger Penske | Mgmt | For | For | For | |||
14 | Elect Robert Swieringa | Mgmt | For | For | For | |||
15 | Elect Douglas Warner III | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
18 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Independent Study on Breaking up the Company | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Dividend Payments to Executives | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | Against | For | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 09/26/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Garcia | Mgmt | For | For | For | |||
1.2 | Elect Gerald Wilkins | Mgmt | For | For | For | |||
1.3 | Elect Michael Trapp | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Larry Page | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Ann Mather | Mgmt | For | For | For | |||
1.8 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.9 | Elect K. Shriram | Mgmt | For | For | For | |||
1.10 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder proposal regarding political contribution disclosure | ShrHoldr | For | For | For | |||
5 | Shareholder proposal regarding internet censorship | ShrHoldr | Against | Against | For | |||
6 | Shareholder proposal regarding health care reform | ShrHoldr | Against | Against | For | |||
Haemonetics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAE | CUSIP 405024100 | 07/31/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lawrence Best | Mgmt | For | For | For | |||
1.2 | Elect Richard Meelia | Mgmt | For | For | For | |||
1.3 | Elect Ronald Merriman | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.2 | Elect Donald James | Mgmt | For | For | For | |||
1.3 | Elect James Norling | Mgmt | For | For | For | |||
1.4 | Elect James Ziemer | Mgmt | For | For | For | |||
2 | 2009 Incentive Stock Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/03/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Carroll | Mgmt | For | For | For | |||
1.2 | Elect Hellene Runtagh | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | 2008 Key Executive Officers Bonus Plan | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Hess | Mgmt | For | For | For | |||
1.2 | Elect Samuel Bodman | Mgmt | For | For | For | |||
1.3 | Elect Risa Lavizzo-Mourey | Mgmt | For | For | For | |||
1.4 | Elect Craig Matthews | Mgmt | For | For | For | |||
1.5 | Elect Ernst von Metzsch | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
2 | Elect Sari Baldauf | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
4 | Elect John Hammergren | Mgmt | For | For | For | |||
5 | Elect Mark Hurd | Mgmt | For | For | For | |||
6 | Elect Joel Hyatt | Mgmt | For | For | For | |||
7 | Elect John Joyce | Mgmt | For | For | For | |||
8 | Elect Robert Ryan | Mgmt | For | For | For | |||
9 | Elect Lucille Salhany | Mgmt | For | For | For | |||
10 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cumming | Mgmt | For | For | For | |||
1.2 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.3 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.5 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.6 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.7 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.8 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Adoption of Option Exchange Program | Mgmt | For | Against | Against | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Hon Hai Precision Industry Co. Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN TW0002317005 | 04/16/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accept 2008 Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve 2008 Allocation of Income and Dividends | Mgmt | For | For | For | |||
3 | Approve Capitalization of Dividends | Mgmt | For | For | For | |||
4 | Approve Increase of Registered Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Mgmt | For | For | For | |||
5 | Approve Amendment on the Procedures for Loans to Other Parties | Mgmt | For | For | For | |||
6 | Approve Amendment on the Procedures for Endorsement and Guarantee | Mgmt | For | For | For | |||
7 | Approve Rules and Procedures of Shareholder's General Meeting | Mgmt | For | For | For | |||
8 | Amend Articles of Association | Mgmt | For | For | For | |||
9 | Other Business | Mgmt | For | Abstain | Against | |||
HTC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN TW0002498003 | 06/19/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve 2008 Business Reports and Financial Statements | Mgmt | For | For | For | |||
2 | Approve 2008 Allocation of Income and Dividends | Mgmt | For | For | For | |||
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | Mgmt | For | For | For | |||
4 | Amend Articles of Association | Mgmt | For | For | For | |||
5 | Approve Amendment on the Procedures for Asset Acquisition and Disposal | Mgmt | For | For | For | |||
6 | Approve Amendments on the Procedures for Derivatives | Mgmt | For | For | For | |||
7 | Approve Amendment on the Procedures for Loans to Other Parties | Mgmt | For | For | For | |||
8 | Approve Amendment on the Procedures for Endorsement and Guarantee | Mgmt | For | For | For | |||
9 | Elect Hochen Tan with ID No. D101161444 as Director | Mgmt | For | For | For | |||
10 | Other Business | Mgmt | For | Abstain | Against | |||
Integra LifeSciences Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IART | CUSIP 457985208 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||
2 | Elect Keith Bradley | Mgmt | For | For | For | |||
3 | Elect Richard Caruso | Mgmt | For | For | For | |||
4 | Elect Stuart Essig | Mgmt | For | For | For | |||
5 | Elect Neal Moszkowski | Mgmt | For | For | For | |||
6 | Elect Raymond Murphy | Mgmt | For | For | For | |||
7 | Elect Christian Schade | Mgmt | For | For | For | |||
8 | Elect James Sullivan | Mgmt | For | For | For | |||
9 | Elect Anne VanLent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Integra LifeSciences Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IART | CUSIP 457985208 | 07/09/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Baltimore Jr. | Mgmt | N/A | For | N/A | |||
2 | Elect Keith Bradley | Mgmt | N/A | For | N/A | |||
3 | Elect Richard Caruso | Mgmt | N/A | For | N/A | |||
4 | Elect Stuart Essig | Mgmt | N/A | For | N/A | |||
5 | Elect Neal Moszkowski | Mgmt | N/A | For | N/A | |||
6 | Elect Christian Schade | Mgmt | N/A | For | N/A | |||
7 | Elect James Sullivan | Mgmt | N/A | For | N/A | |||
8 | Elect Anne VanLent | Mgmt | N/A | For | N/A | |||
9 | Ratification of Auditor | Mgmt | N/A | For | N/A | |||
10 | Amendment to the 2003 Equity Incentive Plan | Mgmt | N/A | For | N/A | |||
11 | Amendment to the 2003 Equity Incentive Plan to Increase Shares | Mgmt | N/A | For | N/A | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect John Thornton | Mgmt | For | For | For | |||
10 | Elect Frank Yeary | Mgmt | For | For | For | |||
11 | Elect David Yoffie | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
14 | Stock Option Exchange Program | Mgmt | For | Against | Against | |||
15 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
Intersil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIL | CUSIP 46069S109 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bell | Mgmt | For | For | For | |||
1.2 | Elect Robert Conn | Mgmt | For | For | For | |||
1.3 | Elect James Diller | Mgmt | For | For | For | |||
1.4 | Elect Gary Gist | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Gregory Lang | Mgmt | For | For | For | |||
1.7 | Elect Jan Peeters | Mgmt | For | For | For | |||
1.8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | |||
1.9 | Elect James Urry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Intersil Corporation Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Inverness Medical Innovations, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IMA | CUSIP 46126P106 | 06/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Carol Goldberg | Mgmt | For | For | For | |||
1.2 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ron Zwanziger | Mgmt | For | For | For | |||
2 | Amendment to the 2001 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Iron Mountain Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarke Bailey | Mgmt | For | For | For | |||
1.2 | Elect Constantin Boden | Mgmt | For | For | For | |||
1.3 | Elect Robert Brennan | Mgmt | For | For | For | |||
1.4 | Elect Kent Dauten | Mgmt | For | For | For | |||
1.5 | Elect Michael Lamach | Mgmt | For | For | For | |||
1.6 | Elect Arthur Little | Mgmt | For | For | For | |||
1.7 | Elect C. Richard Reese | Mgmt | For | For | For | |||
1.8 | Elect Vincent Ryan | Mgmt | For | For | For | |||
1.9 | Elect Laurie Tucker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Michael Johns | Mgmt | For | For | For | |||
4 | Elect Arnold Langbo | Mgmt | For | For | For | |||
5 | Elect Susan Lindquist | Mgmt | For | For | For | |||
6 | Elect Leo Mullin | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect David Satcher | Mgmt | For | For | For | |||
10 | Elect William Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Richard Goodman | Mgmt | For | For | For | |||
1.3 | Elect Southwood Morcott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Disclosure of Prior Government Service | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Report on Credit Card Practices | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Key Executive Performance Plan ("KEPP") | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Carbon Principles Report | ShrHoldr | Against | Against | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/13/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect R. Lawrence Montgomery | Mgmt | For | For | For | |||
8 | Elect Frank Sica | Mgmt | For | For | For | |||
9 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
11 | Elect Stephen Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Kraft Foods Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KFT | CUSIP 50075N104 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajay Banga | Mgmt | For | For | For | |||
2 | Elect Myra Hart | Mgmt | For | For | For | |||
3 | Elect Lois Juliber | Mgmt | For | For | For | |||
4 | Elect Mark Ketchum | Mgmt | For | For | For | |||
5 | Elect Richard Lerner | Mgmt | For | For | For | |||
6 | Elect John Pope | Mgmt | For | For | For | |||
7 | Elect Fedric Reynolds | Mgmt | For | For | For | |||
8 | Elect Irene Rosenfeld | Mgmt | For | For | For | |||
9 | Elect Deborah Wright | Mgmt | For | For | For | |||
10 | Elect Frank Zarb | Mgmt | For | For | For | |||
11 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding the Right to Call Special Metings | ShrHoldr | Against | For | Against | |||
L Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN FR0000120321 | 04/16/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
MIX | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approve Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Accept Consolidated Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
3 | Approve Allocation of Income and Dividends of EUR 1.44 per Share | Mgmt | For | For | For | |||
4 | Approve Auditors' Special Report Regarding Related-Party Transactions | Mgmt | For | For | For | |||
5 | Subject to Approval of Item 15, Reelect Werner Bauer as Director | Mgmt | For | For | For | |||
6 | Reelect Francoise Bettencourt Meyers as Director | Mgmt | For | For | For | |||
7 | Reelect Peter Brabeck-Letmathe as Director | Mgmt | For | For | For | |||
8 | Subject to Approval of Item 15, Reelect Jean-Pierre Meyers as Director | Mgmt | For | For | For | |||
9 | Reelect Louis Schweitzer as Director | Mgmt | For | For | For | |||
10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Mgmt | For | For | For | |||
11 | Authorize Issuance of Equity with Preemptive Rights up to Aggregate Nominal Amount of EUR 55.3 Million | Mgmt | For | Against | Against | |||
12 | Authorize up to 2 Percent of Issued Capital for Use in Stock Option Plan | Mgmt | For | For | For | |||
13 | Authorize up to 0.2 Percent of Issued Capital for Use in Restricted Stock Plan | Mgmt | For | For | For | |||
14 | Approve Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Amend Article 8 of Bylaws Re: Length of Term for Directors | Mgmt | For | For | For | |||
16 | Amend Article 15A-3 of Bylaws Re: Adoption of Preferred Dividends for Long-Term Registered Shareholders | Mgmt | For | Against | Against | |||
17 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | |||
Landstar System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSTR | CUSIP 515098101 | 04/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Gerkens | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Option Plan | Mgmt | For | For | For | |||
Life Time Fitness, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTM | CUSIP 53217R207 | 04/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bahram Akradi | Mgmt | For | For | For | |||
1.2 | Elect Giles Bateman | Mgmt | For | For | For | |||
1.3 | Elect Guy Jackson | Mgmt | For | For | For | |||
1.4 | Elect Martha Morfitt | Mgmt | For | For | For | |||
1.5 | Elect John Richards | Mgmt | For | For | For | |||
1.6 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
Linear Technology Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/05/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Lee | Mgmt | For | For | For | |||
1.3 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.4 | Elect Richard Moley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Logitech International | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGI | CUSIP H50430232 | 09/10/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Amendment to Employee Equity Incentive Plans | Mgmt | For | For | For | |||
4 | Amendment to the Employee Share Purchase Plan | Mgmt | For | For | For | |||
5 | Authority to Issue Convertible Bonds | Mgmt | For | Against | Against | |||
6 | Approval of Management Performance Bonus Plan | Mgmt | For | For | For | |||
7 | Ratification of Board Acts | Mgmt | For | For | For | |||
8 | Elect Gerald Quindlen | Mgmt | For | For | For | |||
9 | Elect Richard Laube | Mgmt | For | For | For | |||
10 | Elect Matthew Bousquette | Mgmt | For | For | For | |||
11 | Appointment of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Peter Browning | Mgmt | For | For | For | |||
1.2 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.3 | Elect Stephen Page | Mgmt | For | For | For | |||
1.4 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the Articles of Incorporation to Eliminate All Remaining Supermajority Requirements | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Principles of Health Care Reform | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Independent Chairman | ShrHoldr | Against | Against | For | |||
M&T Bank Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTB | CUSIP 55261F104 | 04/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brent Baird | Mgmt | For | For | For | |||
1.2 | Elect Robert Bennett | Mgmt | For | For | For | |||
1.3 | Elect C. Angela Bontempo | Mgmt | For | For | For | |||
1.4 | Elect Robert Brady | Mgmt | For | For | For | |||
1.5 | Elect Michael Buckley | Mgmt | For | For | For | |||
1.6 | Elect T. Jefferson Cunningham, III | Mgmt | For | For | For | |||
1.7 | Elect Mark Czarnecki | Mgmt | For | For | For | |||
1.8 | Elect Colm Doherty | Mgmt | For | For | For | |||
1.9 | Elect Patrick Hodgson | Mgmt | For | For | For | |||
1.10 | Elect Richard King | Mgmt | For | For | For | |||
1.11 | Elect Jorge Pereira | Mgmt | For | For | For | |||
1.12 | Elect Michael Pinto | Mgmt | For | For | For | |||
1.13 | Elect Melinda Rich | Mgmt | For | For | For | |||
1.14 | Elect Robert Sadler, Jr. | Mgmt | For | For | For | |||
1.15 | Elect Eugene Sheehy | Mgmt | For | For | For | |||
1.16 | Elect Herbert Washington | Mgmt | For | For | For | |||
1.17 | Elect Robert Wilmers | Mgmt | For | For | For | |||
2 | 2009 Equity Incentive Compensation Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Manpower Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
1.2 | Elect John Walter | Mgmt | For | For | For | |||
1.3 | Elect Marc Bolland | Mgmt | For | For | For | |||
1.4 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||
2 | Ratification of the appointment of Roberto Mendoza to the Board of Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Implementation of the MacBride Principles in Northern Ireland | ShrHoldr | Against | Against | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Bolden, Jr. | Mgmt | For | For | For | |||
2 | Elect Gregory Boyce | Mgmt | For | For | For | |||
3 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
4 | Elect David Daberko | Mgmt | For | For | For | |||
5 | Elect William Davis, III | Mgmt | For | For | For | |||
6 | Elect Shirley Jackson | Mgmt | For | For | For | |||
7 | Elect Philip Lader | Mgmt | For | For | For | |||
8 | Elect Charles Lee | Mgmt | For | For | For | |||
9 | Elect Michael Phelps | Mgmt | For | For | For | |||
10 | Elect Dennis Reilley | Mgmt | For | For | For | |||
11 | Elect Seth Schofield | Mgmt | For | For | For | |||
12 | Elect John Snow | Mgmt | For | For | For | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meetings | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 12/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | For | For | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
McAfee, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFE | CUSIP 579064106 | 04/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Denend | Mgmt | For | For | For | |||
2 | Elect David DeWalt | Mgmt | For | For | For | |||
3 | Elect Charles Robel | Mgmt | For | For | For | |||
4 | Amendment to Declassify the Board | Mgmt | For | For | For | |||
5 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | Against | Against | |||
6 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
7 | Amendment to the 1993 Stock Option Plan for Outside Directors | Mgmt | For | Against | Against | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
McCormick & Company, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MKCV | CUSIP 579780A99 | 02/17/2009 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Ratification of Auditor | Mgmt | For | N/A | N/A | |||
McKesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby, III | Mgmt | For | For | For | |||
5 | Elect M. Christine Jacobs | Mgmt | For | For | For | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | For | For | |||
8 | Elect Edward Mueller | Mgmt | For | For | For | |||
9 | Elect James Napier | Mgmt | For | For | For | |||
10 | Elect Jane Shaw | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Medicis Pharmaceutical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRX | CUSIP 584690309 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur Altschul, Jr. | Mgmt | For | For | For | |||
2 | Elect Philip Schein | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/21/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.2 | Elect William Hawkins | Mgmt | For | For | For | |||
1.3 | Elect Shirley Ann Jackson | Mgmt | For | For | For | |||
1.4 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.5 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.6 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2008 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Mentor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MNT | CUSIP 587188103 | 09/29/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization from Minnesota to Delaware | Mgmt | For | For | For | |||
2.1 | Elect Michael Emmons | Mgmt | For | For | For | |||
2.2 | Elect Walter Faster | Mgmt | For | For | For | |||
2.3 | Elect Margaret Jordan | Mgmt | For | For | For | |||
2.4 | Elect Joshua Levine | Mgmt | For | For | For | |||
2.5 | Elect Katherine Napier | Mgmt | For | For | For | |||
2.6 | Elect Burt Rosen | Mgmt | For | For | For | |||
2.7 | Elect Joseph Whitters | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Microchip Technology Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCHP | CUSIP 595017104 | 08/15/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steve Sanghi | Mgmt | For | For | For | |||
1.2 | Elect Albert Hugo-Martinez | Mgmt | For | For | For | |||
1.3 | Elect L. B. Day | Mgmt | For | For | For | |||
1.4 | Elect Matthew Chapman | Mgmt | For | For | For | |||
1.5 | Elect Wade Meyercord | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect William Gates, III | Mgmt | For | For | For | |||
5 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
6 | Elect Reed Hastings | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Executive Officer Incentive Plan | Mgmt | For | For | For | |||
11 | Amendment to the 1999 Stock Option Plan for Non-Employee Directors | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Policies of Internet Censorship | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Millipore Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MIL | CUSIP 601073109 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Rolf Classon | Mgmt | For | For | For | |||
1.2 | Elect Mark Hoffman | Mgmt | For | For | For | |||
1.3 | Elect John Reno | Mgmt | For | For | For | |||
1.4 | Elect Karen Welke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mine Safety Appliances Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSA | CUSIP 602720104 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Hotopp | Mgmt | For | For | For | |||
1.2 | Elect John Ryan III | Mgmt | For | For | For | |||
1.3 | Elect Thomas Witmer | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitie Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN GB0004657408 | 07/31/2008 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Approve Final Dividend of 3.2 Pence Per Ordinary Share | Mgmt | For | For | For | |||
4 | Re-elect Ishbel Macpherson as Director | Mgmt | For | For | For | |||
5 | Re-elect David Jenkins as Director | Mgmt | For | For | For | |||
6 | Re-elect Suzanne Baxter as Director | Mgmt | For | For | For | |||
7 | Reappoint Deloitte & Touche LLP as Auditors and Authorise the Board to Determine Their Remuneration | Mgmt | For | For | For | |||
8 | Amend MITIE Group 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
9 | Amend MITIE Group plc 2001 Savings Related Share Option Scheme | Mgmt | For | For | For | |||
10 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,967,275 | Mgmt | For | For | For | |||
11 | Subject to the Passing of Resolution 10, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 396,028 | Mgmt | For | For | For | |||
12 | Authorise 31,682,321 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
13 | Adopt New Articles of Association | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janine Fields | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Blue | Mgmt | For | For | For | |||
1.2 | Elect Claiborne Deming | Mgmt | For | For | For | |||
1.3 | Elect Robert Hermes | Mgmt | For | For | For | |||
1.4 | Elect James Kelley | Mgmt | For | For | For | |||
1.5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
1.6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Ivar Ramberg | Mgmt | For | For | For | |||
1.8 | Elect Neal Schmale | Mgmt | For | For | For | |||
1.9 | Elect David Smith | Mgmt | For | For | For | |||
1.10 | Elect Caroline Theus | Mgmt | For | For | For | |||
1.11 | Elect David Wood | Mgmt | For | For | For | |||
2 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Navigant Consulting, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NCI | CUSIP 63935N107 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Gildehaus | Mgmt | For | For | For | |||
1.2 | Elect Peter Pond | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Newfield Exploration Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NFX | CUSIP 651290108 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Trice | Mgmt | For | For | For | |||
2 | Elect Lee Boothby | Mgmt | For | For | For | |||
3 | Elect Philip Burguieres | Mgmt | For | For | For | |||
4 | Elect Pamela Gardner | Mgmt | For | For | For | |||
5 | Elect Dennis Hendrix | Mgmt | For | For | For | |||
6 | Elect John Kemp III | Mgmt | For | For | For | |||
7 | Elect J. Michael Lacey | Mgmt | For | For | For | |||
8 | Elect Joseph Netherland | Mgmt | For | For | For | |||
9 | Elect Howard Newman | Mgmt | For | For | For | |||
10 | Elect Thomas Ricks | Mgmt | For | For | For | |||
11 | Elect Juanita Romans | Mgmt | For | For | For | |||
12 | Elect Charles Shultz | Mgmt | For | For | For | |||
13 | Elect J. Terry Strange | Mgmt | For | For | For | |||
14 | 2009 Omnibus Stock Plan | Mgmt | For | For | For | |||
15 | 2009 Non-Employee Director Restricted Stock Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
Norfolk Southern Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NSC | CUSIP 655844108 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Carp | Mgmt | For | For | For | |||
1.2 | Elect Steven Leer | Mgmt | For | For | For | |||
1.3 | Elect Michael Lockhart | Mgmt | For | For | For | |||
1.4 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Nucor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUE | CUSIP 670346105 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clayton Daley, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Harvey Gantt | Mgmt | For | For | For | |||
1.3 | Elect Bernard Kasriel | Mgmt | For | For | For | |||
1.4 | Elect Christopher Kearney | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Report on Human Rights | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tench Coxe | Mgmt | For | For | For | |||
1.2 | Elect Mark Perry | Mgmt | For | For | For | |||
1.3 | Elect Mark Stevens | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 686091109 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charles O'Reilly, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Murphy | Mgmt | For | For | For | |||
1.3 | Elect Ronald Rashkow | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Stock Purchase Plan | Mgmt | For | For | For | |||
4 | 2009 Incentive Plan | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Wren | Mgmt | For | For | For | |||
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
1.3 | Elect Alan Batkin | Mgmt | For | For | For | |||
1.4 | Elect Robert Clark | Mgmt | For | For | For | |||
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Errol Cook | Mgmt | For | For | For | |||
1.7 | Elect Susan Denison | Mgmt | For | For | For | |||
1.8 | Elect Michael Henning | Mgmt | For | For | For | |||
1.9 | Elect John Murphy | Mgmt | For | For | For | |||
1.10 | Elect John Purcell | Mgmt | For | For | For | |||
1.11 | Elect Linda Johnson Rice | Mgmt | For | For | For | |||
1.12 | Elect Gary Roubos | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/10/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.2 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.3 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.4 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.5 | Elect Jack Kemp | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.7 | Elect Safra Catz | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.10 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Naomi Seligman | Mgmt | For | For | For | |||
1.12 | Elect George Conrades | Mgmt | For | For | For | |||
1.13 | Elect Bruce Chizen | Mgmt | For | For | For | |||
2 | 2009 Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation | ShrHoldr | Against | Against | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/07/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Phillip Horsley | Mgmt | For | For | For | |||
4 | Elect Grant Inman | Mgmt | For | For | For | |||
5 | Elect Pamela Joseph | Mgmt | For | For | For | |||
6 | Elect Jonathan Judge | Mgmt | For | For | For | |||
7 | Elect Joseph Tucci | Mgmt | For | For | For | |||
8 | Elect Joseph Velli | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Elect Michael White | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Report on Beverage Container Recycling Program | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Genetically Engineered Products | ShrHoldr | Against | Against | For | |||
18 | Shareholder Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Graham MacKay | Mgmt | For | For | For | |||
6 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
7 | Elect Lucio Noto | Mgmt | For | For | For | |||
8 | Elect Carlos Slim Helú | Mgmt | For | For | For | |||
9 | Elect Stephen Wolf | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Approval of Material Terms of the 2008 Performance Incentive Plan | Mgmt | For | For | For | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect Robert Clay | Mgmt | For | For | For | |||
5 | Elect Kay James | Mgmt | For | For | For | |||
6 | Elect Richard Kelson | Mgmt | For | For | For | |||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
8 | Elect Anthony Massaro | Mgmt | For | For | For | |||
9 | Elect Jane Pepper | Mgmt | For | For | For | |||
10 | Elect James Rohr | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Lorene Steffes | Mgmt | For | For | For | |||
13 | Elect Dennis Strigl | Mgmt | For | For | For | |||
14 | Elect Stephen Thieke | Mgmt | For | For | For | |||
15 | Elect Thomas Usher | Mgmt | For | For | For | |||
16 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
17 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
18 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 12/23/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Approval of the Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Portfolio Recovery Associates | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 06/01/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Fredrickson | Mgmt | For | For | For | |||
1.2 | Elect Penelope Kyle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Potash Corp of Saskatchewan | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
POT | CUSIP 73755L107 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Burley | Mgmt | For | For | For | |||
1.2 | Elect William Doyle | Mgmt | For | For | For | |||
1.3 | Elect John Estey | Mgmt | For | For | For | |||
1.4 | Elect Charles Hoffman | Mgmt | For | For | For | |||
1.5 | Elect Dallas Howe | Mgmt | For | For | For | |||
1.6 | Elect Alice Laberge | Mgmt | For | For | For | |||
1.7 | Elect Keith Martell | Mgmt | For | For | For | |||
1.8 | Elect Jeffrey McCaig | Mgmt | For | For | For | |||
1.9 | Elect Mary Mogford | Mgmt | For | For | For | |||
1.10 | Elect Paul Schoenhals | Mgmt | For | For | For | |||
1.11 | Elect E. Robert Stromberg | Mgmt | For | For | For | |||
1.12 | Elect Elena Viyella de Paliza | Mgmt | For | For | For | |||
2 | Appointment of Auditor | Mgmt | For | For | For | |||
3 | 2009 Performance Option Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | Mgmt | Against | Against | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/12/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
2 | 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Marc Stern | Mgmt | For | For | For | |||
1.12 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
ResMed Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/20/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christopher Roberts | Mgmt | For | For | For | |||
1.2 | Elect John Wareham | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rightmove plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN GB00B2987V85 | 05/06/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Approve Final Dividend of 7 Pence Per Ordinary Share | Mgmt | For | For | For | |||
4 | Reappoint KPMG Audit plc as Auditors of the Company | Mgmt | For | For | For | |||
5 | Authorise Board to Fix Remuneration of Auditors | Mgmt | For | For | For | |||
6 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 391,779 | Mgmt | For | For | For | |||
7 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 60,025 | Mgmt | For | For | For | |||
8 | Authorise 17,514,271 Ordinary Shares for Market Purchase | Mgmt | For | For | For | |||
9 | Authorise Company and its Subsidiaries to Make EU Political Donations to Political Parties up to GBP 50,000, to Political Organisations Other Than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | Mgmt | For | For | For | |||
10 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days' Notice | Mgmt | For | For | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP 770323103 | 05/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Frederick Furth | Mgmt | For | For | For | |||
1.3 | Elect Edward Gibbons | Mgmt | For | For | For | |||
1.4 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Barbara Novogradac | Mgmt | For | For | For | |||
1.6 | Elect Robert Pace | Mgmt | For | For | For | |||
1.7 | Elect Fredrick Richman | Mgmt | For | For | For | |||
1.8 | Elect J. Stephen Schaub | Mgmt | For | For | For | |||
1.9 | Elect M. Keith Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Elimination of Supermajority Requirements for Certain Transactions | Mgmt | For | For | For | |||
4 | Technical Amendment to Certificate of Incorporation | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Carbone | Mgmt | For | For | For | |||
1.2 | Elect Clayton Jones | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Shavers | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SAP AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN DE0007164600 | 05/19/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2008 (Non-Voting) | Mgmt | NULL | NULL | N/A | |||
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | Mgmt | For | For | For | |||
3 | Approve Discharge of Management Board for Fiscal 2008 | Mgmt | For | For | For | |||
4 | Approve Discharge of Supervisory Board for Fiscal 2008 | Mgmt | For | For | For | |||
5 | Ratify KPMG AG as Auditors for Fiscal 2009 | Mgmt | For | For | For | |||
6 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Mgmt | For | For | For | |||
7 | Amend Articles Re: Electronic Proxy Authorization due to New German Legislation (Law on Transposition of EU Shareholders' Rights Directive) | Mgmt | For | For | For | |||
Schering-Plough Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGP | CUSIP 806605101 | 05/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Colligan | Mgmt | For | For | For | |||
1.2 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.3 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
1.4 | Elect Eugene McGrath | Mgmt | For | For | For | |||
1.5 | Elect Antonio Perez | Mgmt | For | For | For | |||
1.6 | Elect Patricia Russo | Mgmt | For | For | For | |||
1.7 | Elect Jack Stahl | Mgmt | For | For | For | |||
1.8 | Elect Craig Thompson | Mgmt | For | For | For | |||
1.9 | Elect Kathryn Turner | Mgmt | For | For | For | |||
1.10 | Elect Robert van Oordt | Mgmt | For | For | For | |||
1.11 | Elect Arthur Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Right to Call Special Meeting | ShrHoldr | Against | Against | For | |||
Schlumberger Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Michael Marks | Mgmt | For | For | For | |||
1.8 | Elect Leo Reif | Mgmt | For | For | For | |||
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
1.11 | Elect Linda Stuntz | Mgmt | For | For | For | |||
2 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding an Advisory Vote on Compensation Report (Say on Pay) | ShrHoldr | Against | Against | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Scripps Networks Interactive Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SNI | CUSIP 811065101 | 04/29/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Galloway | Mgmt | For | For | For | |||
1.2 | Elect Dale Pond | Mgmt | For | For | For | |||
1.3 | Elect Ronald Tysoe | Mgmt | For | For | For | |||
Sealed Air Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SEE | CUSIP 81211K100 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hank Brown | Mgmt | For | For | For | |||
2 | Elect Michael Chu | Mgmt | For | For | For | |||
3 | Elect Lawrence Codey | Mgmt | For | For | For | |||
4 | Elect T. J. Dermot Dunphy | Mgmt | For | For | For | |||
5 | Elect Charles Farrell, Jr. | Mgmt | For | For | For | |||
6 | Elect William Hickey | Mgmt | For | For | For | |||
7 | Elect Jacqueline Kosecoff | Mgmt | For | For | For | |||
8 | Elect Kenneth Manning | Mgmt | For | For | For | |||
9 | Elect William Marino | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
SGS SA (Societe Generale de Surveillance Holding SA) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIN CH0002497458 | 03/24/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
AGM | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | |||
2 | Approve Remuneration Report | Mgmt | For | For | For | |||
3 | Approve Discharge of Board and Senior Management | Mgmt | For | For | For | |||
4 | Approve Allocation of Income and Dividends of CHF 50 per Share | Mgmt | For | For | For | |||
5.1 | Elect Carlo Sant'Albano as Director | Mgmt | For | For | For | |||
5.2 | Elect Peter Kalantzis as Director | Mgmt | For | For | For | |||
6 | Ratify Deloitte SA as Auditors | Mgmt | For | For | For | |||
7 | Approve Creation of CHF 500,000 Pool of Capital without Preemptive Rights | Mgmt | For | Against | Against | |||
Smith International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SII | CUSIP 832110100 | 05/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Kelley | Mgmt | For | For | For | |||
1.2 | Elect Luiz Rodolfo Landim Machado | Mgmt | For | For | For | |||
1.3 | Elect Doug Rock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Biegler | Mgmt | For | For | For | |||
1.2 | Elect C. Webb Crockett | Mgmt | For | For | For | |||
1.3 | Elect William Cunningham | Mgmt | For | For | For | |||
1.4 | Elect John Denison | Mgmt | For | For | For | |||
1.5 | Elect Travis Johnson | Mgmt | For | For | For | |||
1.6 | Elect Gary Kelly | Mgmt | For | For | For | |||
1.7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
1.8 | Elect John Montford | Mgmt | For | For | For | |||
1.9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
2 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
Staples, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/09/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Amendment to the 1998 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
14 | Amendment to the International Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
1.2 | Elect Peter Coym | Mgmt | For | For | For | |||
1.3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
1.4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
1.5 | Elect David Gruber | Mgmt | For | For | For | |||
1.6 | Elect Linda Hill | Mgmt | For | For | For | |||
1.7 | Elect Robert Kaplan | Mgmt | For | For | For | |||
1.8 | Elect Charles LaMantia | Mgmt | For | For | For | |||
1.9 | Elect Ronald Logue | Mgmt | For | For | For | |||
1.10 | Elect Richard Sergel | Mgmt | For | For | For | |||
1.11 | Elect Ronald Skates | Mgmt | For | For | For | |||
1.12 | Elect Gregory Summe | Mgmt | For | For | For | |||
1.13 | Elect Robert Weissman | Mgmt | For | For | For | |||
2 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding an Annual Certification of Audit Fees | ShrHoldr | Against | Against | For | |||
Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 05/28/2009 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fix the Number of Directors at Twelve | Mgmt | N/A | N/A | N/A | |||
2.1 | Elect William Ackman | Mgmt | N/A | N/A | N/A | |||
2.2 | Elect Michael Ashner | Mgmt | N/A | N/A | N/A | |||
2.3 | Elect James Donald | Mgmt | N/A | N/A | N/A | |||
2.4 | Elect Richard Vague | Mgmt | N/A | N/A | N/A | |||
3 | Elect Ronald Gilson | Mgmt | N/A | N/A | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | N/A | N/A | |||
5 | Amendment to the Long-Term Incentive Plan | Mgmt | N/A | N/A | N/A | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | N/A | N/A | N/A | |||
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Target Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Fix the Number of Directors at Twelve | Mgmt | For | For | For | |||
2 | Elect Mary Dillon | Mgmt | For | For | For | |||
3 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
4 | Elect George Tamke | Mgmt | For | For | For | |||
5 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Advisory Vote on Compensation | ShrHoldr | Against | Against | For | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Adams | Mgmt | For | For | For | |||
2 | Elect David Boren | Mgmt | For | For | For | |||
3 | Elect Daniel Carp | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect David Goode | Mgmt | For | For | For | |||
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
7 | Elect Pamela Patsley | Mgmt | For | For | For | |||
8 | Elect Wayne Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth Simmons | Mgmt | For | For | For | |||
10 | Elect Richard Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2009 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | 2009 Director Compensation Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Timberland Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBL | CUSIP 887100105 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | |||
1.3 | Elect Ian Diery | Mgmt | For | For | For | |||
1.4 | Elect Irene Esteves | Mgmt | For | For | For | |||
1.5 | Elect John Fitzsimmons | Mgmt | For | For | For | |||
1.6 | Elect Virginia Kent | Mgmt | For | For | For | |||
1.7 | Elect Kenneth Lombard | Mgmt | For | For | For | |||
1.8 | Elect Edward Moneypenny | Mgmt | For | For | For | |||
1.9 | Elect Peter Moore | Mgmt | For | For | For | |||
1.10 | Elect Bill Shore | Mgmt | For | For | For | |||
1.11 | Elect Terdema Ussery, II | Mgmt | For | For | For | |||
1.12 | Elect Carden Welsh | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Time Warner Cable, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 06/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317105 | 01/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reverse Stock Split | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Herbert Allison Jr. | Mgmt | For | For | For | |||
2 | Elect James Barksdale | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Döpfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Michael Miles | Mgmt | For | For | For | |||
10 | Elect Kenneth Novack | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Annual Incentive Plan for Executive Officers | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Tractor Supply Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CUSIP 892356106 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Wright | Mgmt | For | For | For | |||
1.2 | Elect Johnston Adams | Mgmt | For | For | For | |||
1.3 | Elect William Bass | Mgmt | For | For | For | |||
1.4 | Elect Jack Bingleman | Mgmt | For | For | For | |||
1.5 | Elect S.P. Braud | Mgmt | For | For | For | |||
1.6 | Elect Richard Frost | Mgmt | For | For | For | |||
1.7 | Elect Cynthia Jamison | Mgmt | For | For | For | |||
1.8 | Elect Gerard Jones | Mgmt | For | For | For | |||
1.9 | Elect George MacKenzie | Mgmt | For | For | For | |||
1.10 | Elect Edna Morris | Mgmt | For | For | For | |||
2 | 2009 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Trimble Navigation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | |||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||
1.3 | Elect William Hart | Mgmt | For | For | For | |||
1.4 | Elect Merit Janow | Mgmt | For | For | For | |||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | |||
1.6 | Elect Bradford Parkinson | Mgmt | For | For | For | |||
1.7 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | |||
2 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Stock Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect José Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2009 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
United Technologies Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect George David | Mgmt | For | For | For | |||
1.3 | Elect John Faraci | Mgmt | For | For | For | |||
1.4 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.6 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.7 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.8 | Elect Charles Lee | Mgmt | For | For | For | |||
1.9 | Elect Richard McCormick | Mgmt | For | For | For | |||
1.10 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.11 | Elect Richard Myers | Mgmt | For | For | For | |||
1.12 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.13 | Elect André Villeneuve | Mgmt | For | For | For | |||
1.14 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Offsets for Foreign Military Sales | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 06/02/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
7 | Elect Glenn Renwick | Mgmt | For | For | For | |||
8 | Elect Kenneth Shine | Mgmt | For | For | For | |||
9 | Elect Gail Wilensky | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
U.S. Cellular | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USM | CUSIP 911684108 | 05/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry Harczak, Jr. | Mgmt | For | For | For | |||
2 | Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
U.S. Cellular | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433100 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||
1.4 | Elect Herbert Wander | Mgmt | For | Withhold | Against | |||
2 | Amendment to the Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization Plan | ShrHoldr | Against | For | Against | |||
U.S. Cellular | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433860 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | For | For | |||
1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||
1.4 | Elect Herbert Wander | Mgmt | For | For | For | |||
Varian Medical Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAR | CUSIP 92220P105 | 02/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Timothy Guertin | Mgmt | For | For | For | |||
1.2 | Elect David Martin, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Ruediger Naumann-Etienne | Mgmt | For | For | For | |||
1.4 | Elect Venkatraman Thyagarajan | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Omnibus Stock Plan | Mgmt | For | Against | Against | |||
3 | Management Incentive Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
VeriFone Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 06/23/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Douglas Bergeron | Mgmt | For | For | For | |||
1.3 | Elect Leslie Denend | Mgmt | For | For | For | |||
1.4 | Elect Alex Hart | Mgmt | For | For | For | |||
1.5 | Elect Robert Henske | Mgmt | For | For | For | |||
1.6 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.7 | Elect Eitan Raff | Mgmt | For | For | For | |||
1.8 | Elect Charles Rinehart | Mgmt | For | For | For | |||
1.9 | Elect Collin Roche | Mgmt | For | For | For | |||
1.10 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Stock Option Exchange Program | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VeriFone Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 10/08/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Douglas Bergeron | Mgmt | For | For | For | |||
1.3 | Elect Leslie Denend | Mgmt | For | For | For | |||
1.4 | Elect Alex Hart | Mgmt | For | For | For | |||
1.5 | Elect Robert Henske | Mgmt | For | For | For | |||
1.6 | Elect Eitan Raff | Mgmt | For | For | For | |||
1.7 | Elect Charles Rinehart | Mgmt | For | For | For | |||
1.8 | Elect Collin Roche | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect H. Franklin | Mgmt | For | For | For | |||
1.2 | Elect Richard O'Brien | Mgmt | For | For | For | |||
1.3 | Elect Donald Rice | Mgmt | For | For | For | |||
1.4 | Elect Phillip Farmer | Mgmt | For | For | For | |||
1.5 | Elect James Napier | Mgmt | For | For | For | |||
2 | 2009 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Walgreen Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/14/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Foote | Mgmt | For | For | For | |||
1.2 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.3 | Elect Alan McNally | Mgmt | For | For | For | |||
1.4 | Elect Cordell Reed | Mgmt | For | For | For | |||
1.5 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
1.6 | Elect David Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Alejandro Silva | Mgmt | For | For | For | |||
1.8 | Elect James Skinner | Mgmt | For | For | For | |||
1.9 | Elect Marilou von Ferstel | Mgmt | For | For | For | |||
1.10 | Elect Charles Walgreen III | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 1982 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | Against | Against | |||
2 | Elect John Bryson | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | Against | Against | |||
4 | Elect Judith Estrin | Mgmt | For | For | For | |||
5 | Elect Robert Iger | Mgmt | For | For | For | |||
6 | Elect Steven Jobs | Mgmt | For | For | For | |||
7 | Elect Fred Langhammer | Mgmt | For | Against | Against | |||
8 | Elect Aylwin Lewis | Mgmt | For | Against | Against | |||
9 | Elect Monica Lozano | Mgmt | For | For | For | |||
10 | Elect Robert Matschullat | Mgmt | For | For | For | |||
11 | Elect John Pepper, Jr. | Mgmt | For | Against | Against | |||
12 | Elect Orin Smith | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the 2002 Executive Performance Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Political Contributions Reporting | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Golden Coffins | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Robert Joss | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Richard McCormick | Mgmt | For | For | For | |||
10 | Elect Mackey McDonald | Mgmt | For | For | For | |||
11 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
12 | Elect Nicholas Moore | Mgmt | For | For | For | |||
13 | Elect Philip Quigley | Mgmt | For | For | For | |||
14 | Elect Donald Rice | Mgmt | For | For | For | |||
15 | Elect Judith Runstad | Mgmt | For | For | For | |||
16 | Elect Stephen Sanger | Mgmt | For | For | For | |||
17 | Elect Robert Steel | Mgmt | For | For | For | |||
18 | Elect John Stumpf | Mgmt | For | For | For | |||
19 | Elect Susan Swenson | Mgmt | For | For | For | |||
20 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
21 | Ratification of Auditor | Mgmt | For | For | For | |||
22 | Amendment to the Long-Term Incentive Compensation Plan | Mgmt | For | Against | Against | |||
23 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFMI | CUSIP 966837106 | 03/16/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.7 | Elect Ralph Sorenson | Mgmt | For | For | For | |||
1.8 | Elect William Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the 2007 Team Member Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Separation of Chairman and CEO | ShrHoldr | Against | For | Against | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP 969904101 | 05/22/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Howard Lester | Mgmt | For | For | For | |||
1.2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||
1.3 | Elect Patrick Connolly | Mgmt | For | For | For | |||
1.4 | Elect Adrian Dillon | Mgmt | For | For | For | |||
1.5 | Elect Anthony Greener | Mgmt | For | For | For | |||
1.6 | Elect Ted Hall | Mgmt | For | For | For | |||
1.7 | Elect Michael Lynch | Mgmt | For | For | For | |||
1.8 | Elect Richard Robertson | Mgmt | For | For | For | |||
1.9 | Elect David Zenoff | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/14/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
1.3 | Elect John Doyle | Mgmt | For | For | For | |||
1.4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
1.5 | Elect Philip Gianos | Mgmt | For | For | For | |||
1.6 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
1.7 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
1.8 | Elect Marshall Turner | Mgmt | For | For | For | |||
1.9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
2 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/25/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Roy Bostock | Mgmt | For | For | For | |||
4 | Elect Ronald Burkle | Mgmt | For | For | For | |||
5 | Elect John Chapple | Mgmt | For | For | For | |||
6 | Elect Eric Hippeau | Mgmt | For | For | For | |||
7 | Elect Carl Icahn | Mgmt | For | For | For | |||
8 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
9 | Elect Arthur Kern | Mgmt | For | For | For | |||
10 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
11 | Elect Gary Wilson | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 1995 Stock Plan | Mgmt | For | For | For | |||
14 | Amendment to the 1996 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 08/01/2008 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Roy Bostock | Mgmt | For | Withhold | Against | |||
1.2 | Elect Ronald Burkle | Mgmt | For | Withhold | Against | |||
1.3 | Elect Eric Hippeau | Mgmt | For | For | For | |||
1.4 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
1.5 | Elect Arthur Kern | Mgmt | For | For | For | |||
1.6 | Election of Robert Kodik (not standing for re-elec | Mgmt | For | For | For | |||
1.7 | Elect Mary Wilderotter | Mgmt | For | For | For | |||
1.8 | Elect Gary Wilson | Mgmt | For | Withhold | Against | |||
1.9 | Elect Jerry Yang | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Pay-For-Superior Performance | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Internet Censorship | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
Yahoo! Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 08/01/2008 | Unvoted | |||||
Meeting Type | Country of Trade | |||||||
Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.2 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.3 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.4 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.5 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.6 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.7 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.8 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
1.9 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
2 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
3 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
4 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
5 | Election of Dissident Directors (Non-Voting) | Mgmt | N/A | N/A | N/A | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/21/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Jackie Trujillo | Mgmt | For | For | For | |||
13 | Elect Robert Walter | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Amendment to the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Vote on Poison Pill | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Food Supply Chain Security and Sustainability | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMCAP FUND, INC.
(Registrant)
By /s/ Claudia P. Huntington |
Claudia P. Huntington, Vice Chairman and Principal Executive Officer |
Date: August 26, 2009 |