UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-01435
AMCAP Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: February 28 or 29
Date of reporting period: July 1, 2009 - June 30, 2010
Vincent P. Corti
Capital Research and Management Company
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : AMCAP Fund Reporting Period: July 01, 2009 - June 30, 2010 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect William Daley | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect H. Laurance Fuller | Mgmt | For | For | For | |||
1.6 | Elect William Osborn | Mgmt | For | For | For | |||
1.7 | Elect David Owen | Mgmt | For | For | For | |||
1.8 | Elect Roy Roberts | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.12 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
ACCENTURE PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Kimsey | Mgmt | For | For | For | |||
2 | Elect Robert Lipp | Mgmt | For | For | For | |||
3 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | |||
4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
5 | 2010 Share Incentive Plan | Mgmt | For | Against | Against | |||
6 | 2010 Employee Share Purchase Plan | Mgmt | For | Against | Against | |||
7 | Authorization to Hold the 2011 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Issuance of Treasury Shares | Mgmt | For | Against | Against | |||
Aetna Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AET | CUSIP 00817Y108 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Clark, Jr. | Mgmt | For | For | For | |||
2 | Elect Betsy Cohen | Mgmt | For | For | For | |||
3 | Elect Molly Coye | Mgmt | For | For | For | |||
4 | Elect Roger Farah | Mgmt | For | For | For | |||
5 | Elect Barbara Franklin | Mgmt | For | For | For | |||
6 | Elect Jeffrey Garten | Mgmt | For | For | For | |||
7 | Elect Earl Graves | Mgmt | For | For | For | |||
8 | Elect Gerald Greenwald | Mgmt | For | For | For | |||
9 | Elect Ellen Hancock | Mgmt | For | For | For | |||
10 | Elect Richard Harrington | Mgmt | For | For | For | |||
11 | Elect Edward Ludwig | Mgmt | For | For | For | |||
12 | Elect Joseph Newhouse | Mgmt | For | For | For | |||
13 | Elect Ronald Williams | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
16 | 2010 Non-Employee Director Compensation Plan | Mgmt | For | For | For | |||
17 | 2001 Annual Incentive Plan | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Air Products and Chemicals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APD | CUSIP 009158106 | 01/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Davis, III | Mgmt | For | For | For | |||
1.2 | Elect W. Douglas Ford | Mgmt | For | For | For | |||
1.3 | Elect Evert Henkes | Mgmt | For | For | For | |||
1.4 | Elect Margaret McGlynn | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Abdoo | Mgmt | For | For | For | |||
1.2 | Elect John Brinzo | Mgmt | For | For | For | |||
1.3 | Elect Dennis Cuneo | Mgmt | For | For | For | |||
1.4 | Elect William Gerber | Mgmt | For | For | For | |||
1.5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
1.6 | Elect Robert Jenkins | Mgmt | For | For | For | |||
1.7 | Elect Ralph Michael, III | Mgmt | For | For | For | |||
1.8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
1.9 | Elect James Thomson | Mgmt | For | For | For | |||
1.10 | Elect James Wainscott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Reapproval of the Material Terms of the Long-Term Performance Plan | Mgmt | For | For | For | |||
4 | Reapproval of the Material Terms of the Performance Goals under the Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Gallagher | Mgmt | For | For | For | |||
2 | Elect Gavin Herbert | Mgmt | For | For | For | |||
3 | Elect Dawn Hudson | Mgmt | For | For | For | |||
4 | Elect Stephen Ryan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Elimination of Supermajority Requirement to Remove Directors for Cause | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement to Approve Certain Business Combinations | Mgmt | For | For | For | |||
8 | Elimination of Supermajority Requirement to Amend Restated Certificate of Incorporation | Mgmt | For | For | For | |||
9 | Technical Amendments to Certificate of Incorporation | Mgmt | For | For | For | |||
Altera Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALTR | CUSIP 021441100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Daane | Mgmt | For | For | For | |||
2 | Elect Robert Finocchio, Jr. | Mgmt | For | For | For | |||
3 | Elect Kevin McGarity | Mgmt | For | For | For | |||
4 | Elect T. Michael Nevens | Mgmt | For | For | For | |||
5 | Elect Krish Prabhu | Mgmt | For | For | For | |||
6 | Elect John Shoemaker | Mgmt | For | For | For | |||
7 | Elect Susan Wang | Mgmt | For | For | For | |||
8 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
10 | Amendment to the 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect John Casteen III | Mgmt | For | For | For | |||
4 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
5 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
6 | Elect Robert Huntley | Mgmt | For | For | For | |||
7 | Elect Thomas Jones | Mgmt | For | For | For | |||
8 | Elect George Munoz | Mgmt | For | For | For | |||
9 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
10 | Elect Michael Szymanczyk | Mgmt | For | For | For | |||
11 | 2010 Performance Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Human Rights Protocols | ShrHoldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Daniel Akerson | Mgmt | For | For | For | |||
1.2 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.3 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.4 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.5 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Amgen Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
4 | Elect Jerry Choate | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Frederick Gluck | Mgmt | For | For | For | |||
7 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
8 | Elect Frank Herringer | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Eugene Fiedorek | Mgmt | For | For | For | |||
2 | Elect Patricia Graham | Mgmt | For | For | For | |||
3 | Elect F. H. Merelli | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.3 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Steven Jobs | Mgmt | For | For | For | |||
1.5 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.6 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.7 | Elect Jerome York | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Employee Stock Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 1997 Director Stock Option Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Formation of Sustainability Committee | ShrHoldr | Against | Against | For | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Aart de Geus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
1.3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
1.4 | Elect Susan James | Mgmt | For | For | For | |||
1.5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
1.6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
1.7 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
1.9 | Elect James Rogers | Mgmt | For | For | For | |||
1.10 | Elect Michael Splinter | Mgmt | For | For | For | |||
1.11 | Elect Robert Swan | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
AptarGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATR | CUSIP 038336103 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alain Chevassus | Mgmt | For | For | For | |||
1.2 | Elect Stephen Hagge | Mgmt | For | For | For | |||
1.3 | Elect Giovanna Monnas | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bax | Mgmt | For | For | For | |||
2 | Elect Frank English Jr. | Mgmt | For | For | For | |||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Ilene Gordon | Mgmt | For | For | For | |||
5 | Elect David Johnson | Mgmt | For | For | For | |||
6 | Elect James Wimmer | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Senior Management Incentive Plan | Mgmt | For | For | For | |||
Autodesk Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/10/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
5 | Elect Sean Maloney | Mgmt | For | For | For | |||
6 | Elect Mary McDowell | Mgmt | For | For | For | |||
7 | Elect Charles Robel | Mgmt | For | For | For | |||
8 | Elect Steven West | Mgmt | For | For | For | |||
9 | Ratification of Auditor | Mgmt | For | For | For | |||
10 | Executive Incentive Plan | Mgmt | For | For | For | |||
11 | Amendments to the 2008 Employee Stock Plan | Mgmt | For | Against | Against | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Leon Cooperman | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Charles Noski | Mgmt | For | For | For | |||
1.10 | Elect Sharon Rowlands | Mgmt | For | For | For | |||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.2 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.3 | Elect Fred Hassan | Mgmt | For | For | For | |||
1.4 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.5 | Elect Maria Lagomasino | Mgmt | For | For | For | |||
1.6 | Elect Ann Moore | Mgmt | For | For | For | |||
1.7 | Elect Paul Pressler | Mgmt | For | For | For | |||
1.8 | Elect Gary Rodkin | Mgmt | For | For | For | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Director & Officer Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.4 | Elect Edward Djerejian | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect Charles Watson | Mgmt | For | For | For | |||
1.12 | Elect J.W. Stewart | Mgmt | For | For | For | |||
1.13 | Elect James Payne | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
1.3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
1.5 | Elect Robert Kelly | Mgmt | For | For | For | |||
1.6 | Elect Richard Kogan | Mgmt | For | For | For | |||
1.7 | Elect Michael Kowalski | Mgmt | For | For | For | |||
1.8 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
1.9 | Elect Robert Mehrabian | Mgmt | For | For | For | |||
1.10 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
1.11 | Elect Catherine Rein | Mgmt | For | For | For | |||
1.12 | Elect William Richardson | Mgmt | For | For | For | |||
1.13 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.14 | Elect John Surma | Mgmt | For | For | For | |||
1.15 | Elect Wesley von Schack | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Restricting Executive Compensation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | For | Against | |||
Barrick Gold Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Marshall Cohen | Mgmt | For | For | For | |||
1.6 | Elect Peter Crossgrove | Mgmt | For | For | For | |||
1.7 | Elect Robert Franklin | Mgmt | For | For | For | |||
1.8 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.9 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.10 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.11 | Elect Peter Munk | Mgmt | For | For | For | |||
1.12 | Elect Aaron Regent | Mgmt | For | For | For | |||
1.13 | Elect Nathaniel Rothschild | Mgmt | For | For | For | |||
1.14 | Elect Steven Shapiro | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Beckman Coulter, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BEC | CUSIP 075811109 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Funari | Mgmt | For | For | For | |||
1.2 | Elect Charles Haggerty | Mgmt | For | For | For | |||
1.3 | Elect William Kelley | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Becton, Dickinson and Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BDX | CUSIP 075887109 | 02/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Henry Becton, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Edward DeGraan | Mgmt | For | For | For | |||
1.3 | Elect Claire Fraser-Liggett | Mgmt | For | For | For | |||
1.4 | Elect Edward Ludwig | Mgmt | For | For | For | |||
1.5 | Elect Adel Mahmoud | Mgmt | For | For | For | |||
1.6 | Elect James Orr | Mgmt | For | For | For | |||
1.7 | Elect Willard Overlock, Jr. | Mgmt | For | For | For | |||
1.8 | Elect Bertram Scott | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Amendment to the 2004 Employee and Director Equity-Based Compensation Plan | Mgmt | For | For | For | |||
5 | Approval of Material Terms of Performance Goals under the Performance Incentive Plan | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Bed Bath & Beyond Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBBY | CUSIP 075896100 | 06/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
2 | Elect Warren Eisenberg | Mgmt | For | For | For | |||
3 | Elect Steven Temares | Mgmt | For | For | For | |||
4 | Elect Dean Adler | Mgmt | For | For | For | |||
5 | Elect Stanley Barshay | Mgmt | For | For | For | |||
6 | Elect Klaus Eppler | Mgmt | For | For | For | |||
7 | Elect Patrick Gaston | Mgmt | For | For | For | |||
8 | Elect Jordan Heller | Mgmt | For | For | For | |||
9 | Elect Victoria Morrison | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Best Buy Company Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||
1.2 | Elect Brian Dunn | Mgmt | For | For | For | |||
1.3 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||
1.4 | Elect Rogelio Rebolledo | Mgmt | For | For | For | |||
1.5 | Elect Gérard Vittecoq | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
BG Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Mark Seligman | Mgmt | For | For | For | |||
5 | Elect Peter Backhouse | Mgmt | For | For | For | |||
6 | Elect Lord Colin Sharman of Redlynch | Mgmt | For | For | For | |||
7 | Elect Philippe Varin | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
10 | Authorisation of Political Donations | Mgmt | For | For | For | |||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
12 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
14 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
15 | Adoption of New Articles | Mgmt | For | For | For | |||
Biogen Idec Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nancy Leaming | Mgmt | For | For | For | |||
2 | Elect Brian Posner | Mgmt | For | For | For | |||
3 | Elect Eric Rowinsky | Mgmt | For | For | For | |||
4 | Elect Stephen Sherwin | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2006 Non-Employee Directors Equity Plan | Mgmt | For | Against | Against | |||
BJ Services Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BJS | CUSIP 055482103 | 03/31/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
BOK Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BOKF | CUSIP 05561Q201 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Allen | Mgmt | For | For | For | |||
1.2 | Elect C. Fred Ball, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Sharon Bell | Mgmt | For | For | For | |||
1.4 | Elect Peter Boylan, III | Mgmt | For | For | For | |||
1.5 | Elect Chester Cadieux, III | Mgmt | For | For | For | |||
1.6 | Elect Joseph Craft III | Mgmt | For | For | For | |||
1.7 | Elect William Durrett | Mgmt | For | For | For | |||
1.8 | Elect John Gibson | Mgmt | For | For | For | |||
1.9 | Elect David Griffin | Mgmt | For | For | For | |||
1.10 | Elect V. Burns Hargis | Mgmt | For | For | For | |||
1.11 | Elect E. Carey Joullian, IV | Mgmt | For | For | For | |||
1.12 | Elect George Kaiser | Mgmt | For | For | For | |||
1.13 | Elect Robert LaFortune | Mgmt | For | For | For | |||
1.14 | Elect Stanley Lybarger | Mgmt | For | For | For | |||
1.15 | Elect Steven Malcolm | Mgmt | For | For | For | |||
1.16 | Elect E.C. Richards | Mgmt | For | For | For | |||
2 | 2003 Executive Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Abele | Mgmt | For | For | For | |||
2 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
3 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
4 | Elect Nelda Connors | Mgmt | For | For | For | |||
5 | Elect J. Raymond Elliott | Mgmt | For | For | For | |||
6 | Elect Marye Anne Fox | Mgmt | For | For | For | |||
7 | Elect Ray Groves | Mgmt | For | For | For | |||
8 | Elect Ernest Mario | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Pete Nicholas | Mgmt | For | For | For | |||
11 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Transaction of Other Business | Mgmt | For | For | For | |||
Cadence Design Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CDNS | CUSIP 127387108 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Lucas | Mgmt | For | For | For | |||
2 | Elect Alberto Sangiovanni-Vincentelli | Mgmt | For | For | For | |||
3 | Elect George Scalise | Mgmt | For | For | For | |||
4 | Elect John Shoven | Mgmt | For | For | For | |||
5 | Elect Roger Siboni | Mgmt | For | For | For | |||
6 | Elect John Swainson | Mgmt | For | For | For | |||
7 | Elect Lip-Bu Tan | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Ronald Dietz | Mgmt | For | For | For | |||
2 | Elect Lewis Hay III | Mgmt | For | For | For | |||
3 | Elect Mayo Shattuck III | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Carnival plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCL | CUSIP 143658300 | 04/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Micky Arison | Mgmt | For | For | For | |||
2 | Elect Sir Jonathon Band | Mgmt | For | For | For | |||
3 | Elect Robert Dickinson | Mgmt | For | For | For | |||
4 | Elect Arnold Donald | Mgmt | For | For | For | |||
5 | Elect Pier Foschi | Mgmt | For | For | For | |||
6 | Elect Howard Frank | Mgmt | For | For | For | |||
7 | Elect Richard Glasier | Mgmt | For | For | For | |||
8 | Elect Modesto Maidique | Mgmt | For | For | For | |||
9 | Elect Sir John Parker | Mgmt | For | For | For | |||
10 | Elect Peter Ratcliffe | Mgmt | For | For | For | |||
11 | Elect Stuart Subotnick | Mgmt | For | For | For | |||
12 | Elect Laura Weil | Mgmt | For | For | For | |||
13 | Elect Randall Weisenburger | Mgmt | For | For | For | |||
14 | Elect Uzi Zucker | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
17 | Accounts and Reports | Mgmt | For | For | For | |||
18 | Directors' Remuneration Report | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Shareholder Proposal Regarding Retention of Shares After Retirement | Mgmt | Against | Against | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Samuel Armacost | Mgmt | For | For | For | |||
2 | Elect Linnet Deily | Mgmt | For | For | For | |||
3 | Elect Robert Denham | Mgmt | For | For | For | |||
4 | Elect Robert Eaton | Mgmt | For | For | For | |||
5 | Elect Chuck Hagel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Franklyn Jenifer | Mgmt | For | For | For | |||
8 | Elect George Kirkland | Mgmt | For | For | For | |||
9 | Elect Sam Nunn | Mgmt | For | For | For | |||
10 | Elect Donald Rice | Mgmt | For | For | For | |||
11 | Elect Kevin Sharer | Mgmt | For | For | For | |||
12 | Elect Charles Shoemate | Mgmt | For | For | For | |||
13 | Elect John Stumpf | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Elect Carl Ware | Mgmt | For | For | For | |||
16 | Elect John Watson | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Amendment to the By-Laws Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
19 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Report on Payments to Governments | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Report on Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
24 | Shareholder Proposal Regarding Establishment of Human Rights Committee | ShrHoldr | Against | Against | For | |||
Cintas Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CTAS | CUSIP 172908105 | 10/20/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gerald Adolph | Mgmt | For | For | For | |||
2 | Elect Paul Carter | Mgmt | For | For | For | |||
3 | Elect Gerald Dirvin | Mgmt | For | For | For | |||
4 | Elect Richard Farmer | Mgmt | For | For | For | |||
5 | Elect Scott Farmer | Mgmt | For | For | For | |||
6 | Elect Joyce Hergenhan | Mgmt | For | For | For | |||
7 | Elect James Johnson | Mgmt | For | For | For | |||
8 | Elect Robert Kohlhepp | Mgmt | For | For | For | |||
9 | Elect David Phillips | Mgmt | For | For | For | |||
10 | Elect Ronald Tysoe | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 11/12/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Michael Powell | Mgmt | For | For | For | |||
11 | Elect Arun Sarin | Mgmt | For | For | For | |||
12 | Elect Steven West | Mgmt | For | For | For | |||
13 | Elect Jerry Yang | Mgmt | For | For | For | |||
14 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of a Board Committee on Human Rights | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 04/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Russell Goldsmith | Mgmt | For | For | For | |||
1.2 | Elect Ronald Olson | Mgmt | For | For | For | |||
1.3 | Elect Robert Tuttle | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Omnibus Plan | Mgmt | For | Against | Against | |||
4 | Approval of the Amended and Restated 2010 Variable Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Cochlear Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Q25953102 | 10/20/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Australia | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Accounts and Reports | Mgmt | For | For | For | |||
3 | Remuneration Report | Mgmt | For | For | For | |||
4 | Re-elect Rick Holliday-Smith | Mgmt | For | For | For | |||
5 | Re-elect Andrew Denver | Mgmt | For | For | For | |||
6 | Equity Grant (CEO/President Dr. Christopher Roberts) | Mgmt | For | For | For | |||
7 | Renew Proportional Takeover Provisions | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Cahill | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Helene Gayle | Mgmt | For | For | For | |||
4 | Elect Ellen Hancock | Mgmt | For | For | For | |||
5 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | For | For | For | |||
Conocophillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Harold McGraw III | Mgmt | For | For | For | |||
7 | Elect James Mulva | Mgmt | For | For | For | |||
8 | Elect Robert Niblock | Mgmt | For | For | For | |||
9 | Elect Harald Norvik | Mgmt | For | For | For | |||
10 | Elect William Reilly | Mgmt | For | For | For | |||
11 | Elect Bobby Shackouls | Mgmt | For | For | For | |||
12 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
13 | Elect Kathryn Turner | Mgmt | For | For | For | |||
14 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Risk Management Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Oil Sands Operations | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding the Financial Risks of Climate Change | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding TRI Chemicals | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Copart, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CPRT | CUSIP 217204106 | 12/03/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Willis Johnson | Mgmt | For | For | For | |||
1.2 | Elect A. Jayson Adair | Mgmt | For | For | For | |||
1.3 | Elect James Meeks | Mgmt | For | For | For | |||
1.4 | Elect Steven Cohan | Mgmt | For | For | For | |||
1.5 | Elect Daniel Englander | Mgmt | For | For | For | |||
1.6 | Elect Matt Blunt | Mgmt | For | For | For | |||
1.7 | Elect Thomas Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Cummings, Jr. | Mgmt | For | For | For | |||
2 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
3 | Elect William Smithburg | Mgmt | For | For | For | |||
4 | Elect Hansel Tookes, II | Mgmt | For | For | For | |||
5 | Elect Wendell Weeks | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | 2010 Variable Compensation Plan | Mgmt | For | For | For | |||
8 | 2010 Equity Plan for Non-Employee Directors | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect Alexandre Behring | Mgmt | For | For | For | |||
3 | Elect John Breaux | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2010 Stock and Incentive Award Plan | Mgmt | For | For | For | |||
Cullen/Frost Bankers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CUSIP 229899109 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Crawford Edwards | Mgmt | For | For | For | |||
1.2 | Elect Ruben Escobedo | Mgmt | For | For | For | |||
1.3 | Elect Patrick Frost | Mgmt | For | For | For | |||
1.4 | Elect David Haemisegger | Mgmt | For | For | For | |||
1.5 | Elect Richard Evans, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Karen Jennings | Mgmt | For | For | For | |||
1.7 | Elect Richard Kleberg, III | Mgmt | For | For | For | |||
1.8 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edwin Banks | Mgmt | For | For | For | |||
2 | Elect C. David Brown II | Mgmt | For | For | For | |||
3 | Elect David Dorman | Mgmt | For | For | For | |||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Marian Heard | Mgmt | For | For | For | |||
6 | Elect William Joyce | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
8 | Elect Terrence Murray | Mgmt | For | For | For | |||
9 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
10 | Elect Sheli Rosenberg | Mgmt | For | For | For | |||
11 | Elect Thomas Ryan | Mgmt | For | For | For | |||
12 | Elect Richard Swift | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Charter to Allow Shareholders to Call Special Meetings | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Climate Change Principles | ShrHoldr | Against | Against | For | |||
Delta Electronic | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2308 | CINS Y20263102 | 12/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Acquisition | Mgmt | For | For | For | |||
2 | Acquisition | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Devon Energy Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Richels | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Digital River, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DRIV | CUSIP 25388B104 | 05/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Joel Ronning | Mgmt | For | For | For | |||
1.2 | Elect Perry Steiner | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Rosner | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
eBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Moffett | Mgmt | For | For | For | |||
2 | Elect Richard Schlosberg, III | Mgmt | For | For | For | |||
3 | Elect Thomas Tierney | Mgmt | For | For | For | |||
4 | Amendment to the Incentive Plan | Mgmt | For | For | For | |||
5 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Ecolab Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ECL | CUSIP 278865100 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Arthur Higgins | Mgmt | For | For | For | |||
2 | Elect Joel Johnson | Mgmt | For | For | For | |||
3 | Elect C. Scott O'Hara | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Approval of the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Human Right to Water | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Michael Cronin | Mgmt | For | For | For | |||
4 | Elect Gail Deegan | Mgmt | For | For | For | |||
5 | Elect James DiStasio | Mgmt | For | For | For | |||
6 | Elect John Egan | Mgmt | For | For | For | |||
7 | Elect Edmund Kelly | Mgmt | For | For | For | |||
8 | Elect Windle Priem | Mgmt | For | For | For | |||
9 | Elect Paul Sagan | Mgmt | For | For | For | |||
10 | Elect David Strohm | Mgmt | For | For | For | |||
11 | Elect Joseph Tucci | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
14 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Emergency Medical Services Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMS | CUSIP 29100P102 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven B. Epstein | Mgmt | For | For | For | |||
1.2 | Elect Paul B. Iannini | Mgmt | For | For | For | |||
1.3 | Elect James T. Kelly | Mgmt | For | For | For | |||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Endo Pharmaceuticals Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP 29264F205 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Delucca | Mgmt | For | For | For | |||
1.2 | Elect David Holveck | Mgmt | For | For | For | |||
1.3 | Elect Nancy Hutson | Mgmt | For | For | For | |||
1.4 | Elect Michael Hyatt | Mgmt | For | For | For | |||
1.5 | Elect Roger Kimmel | Mgmt | For | For | For | |||
1.6 | Elect William P. Montague | Mgmt | For | For | For | |||
1.7 | Elect Joseph Scodari | Mgmt | For | For | For | |||
1.8 | Elect William Spengler | Mgmt | For | For | For | |||
2 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | Against | Against | |||
10 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the Executive Officer Annual Bonus Plan | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Report on Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Compensation in the Event of a Triggering Event | ShrHoldr | Against | Against | For | |||
Expedia Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EXPE | CUSIP 30212P105 | 06/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. George Battle | Mgmt | For | For | For | |||
1.2 | Elect Barry Diller | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Dolgen | Mgmt | For | For | For | |||
1.4 | Elect William Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect Craig Jacobson | Mgmt | For | For | For | |||
1.6 | Elect Victor Kaufman | Mgmt | For | For | For | |||
1.7 | Elect Peter Kern | Mgmt | For | For | For | |||
1.8 | Elect Dara Khosrowshahi | Mgmt | For | For | For | |||
1.9 | Elect John Malone | Mgmt | For | For | For | |||
1.10 | Elect José Tazón | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
FedEx Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDX | CUSIP 31428X106 | 09/28/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect John Edwardson | Mgmt | For | For | For | |||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||
4 | Elect J.R. Hyde, III | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Steven Loranger | Mgmt | For | For | For | |||
7 | Elect Gary Loveman | Mgmt | For | For | For | |||
8 | Elect Susan Schwab | Mgmt | For | For | For | |||
9 | Elect Frederick Smith | Mgmt | For | For | For | |||
10 | Elect Joshua Smith | Mgmt | For | For | For | |||
11 | Elect David Steiner | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
FLIR Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLIR | CUSIP 302445101 | 04/23/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Carter | Mgmt | For | For | For | |||
1.2 | Elect Michael Smith | Mgmt | For | For | For | |||
1.3 | Elect John Wood, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thorleif Enger | Mgmt | For | For | For | |||
1.2 | Elect Claire Farley | Mgmt | For | For | For | |||
1.3 | Elect Joseph Netherland | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Gardner Denver, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GDI | CUSIP 365558105 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Hansen | Mgmt | For | For | For | |||
1.2 | Elect Diane Schumacher | Mgmt | For | For | For | |||
1.3 | Elect Charles Szews | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of the Company's Executive Annual Bonus Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
2 | Elect James Crown | Mgmt | For | For | For | |||
3 | Elect William Fricks | Mgmt | For | For | For | |||
4 | Elect Jay Johnson | Mgmt | For | For | For | |||
5 | Elect George Joulwan | Mgmt | For | For | For | |||
6 | Elect Paul Kaminski | Mgmt | For | For | For | |||
7 | Elect John Keane | Mgmt | For | For | For | |||
8 | Elect Lester Lyles | Mgmt | For | For | For | |||
9 | Elect William Osborn | Mgmt | For | For | For | |||
10 | Elect Robert Walmsley | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Space Weapons | ShrHoldr | Against | Against | For | |||
General Electric Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GE | CUSIP 369604103 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect W. Geoffrey Beattie | Mgmt | For | For | For | |||
2 | Elect James Cash, Jr. | Mgmt | For | For | For | |||
3 | Elect Sir William Castell | Mgmt | For | For | For | |||
4 | Elect Ann Fudge | Mgmt | For | For | For | |||
5 | Elect Susan Hockfield | Mgmt | For | For | For | |||
6 | Elect Jeffrey Immelt | Mgmt | For | For | For | |||
7 | Elect Andrea Jung | Mgmt | For | For | For | |||
8 | Elect Alan Lafley | Mgmt | For | For | For | |||
9 | Elect Robert Lane | Mgmt | For | For | For | |||
10 | Elect Ralph Larsen | Mgmt | For | For | For | |||
11 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
12 | Elect James Mulva | Mgmt | For | For | For | |||
13 | Elect Sam Nunn | Mgmt | For | For | For | |||
14 | Elect Roger Penske | Mgmt | For | For | For | |||
15 | Elect Robert Swieringa | Mgmt | For | For | For | |||
16 | Elect Douglas Warner III | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Regarding Report on Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Requiring Key Committee Directors To Receive Less Than 20% Against Votes | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Global Payments Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GPN | CUSIP 37940X102 | 09/30/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alex Hart | Mgmt | For | For | For | |||
1.2 | Elect William Jacobs | Mgmt | For | For | For | |||
1.3 | Elect Alan Silberstein | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Approval of Performance Criteria Under the 2005 Incentive Plan | Mgmt | For | For | For | |||
Google Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GOOG | CUSIP 38259P508 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Eric Schmidt | Mgmt | For | For | For | |||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||
1.3 | Elect Larry Page | Mgmt | For | For | For | |||
1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||
1.5 | Elect John Hennessy | Mgmt | For | For | For | |||
1.6 | Elect Ann Mather | Mgmt | For | For | For | |||
1.7 | Elect Paul Otellini | Mgmt | For | For | For | |||
1.8 | Elect K. Shriram | Mgmt | For | For | For | |||
1.9 | Elect Shirley Tilghman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2004 Stock Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Behavorial Advertising | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Human Rights in China | ShrHoldr | Against | Against | For | |||
Harley-Davidson, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.3 | Elect Judson Green | Mgmt | For | For | For | |||
1.4 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
2 | Repeal of Classified Board | Mgmt | For | For | For | |||
3 | Employee Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Director Stock Plan | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/08/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dinesh Paliwal | Mgmt | For | For | For | |||
1.2 | Elect Edward Meyer | Mgmt | For | For | For | |||
1.3 | Elect Gary Steel | Mgmt | For | For | For | |||
Hess Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HES | CUSIP 42809H107 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Nicholas Brady | Mgmt | For | For | For | |||
1.2 | Elect Gregory Hill | Mgmt | For | For | For | |||
1.3 | Elect Thomas Kean | Mgmt | For | For | For | |||
1.4 | Elect Frank Olson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect Lawrence Babbio Jr. | Mgmt | For | For | For | |||
3 | Elect Sari Baldauf | Mgmt | For | For | For | |||
4 | Elect Rajiv Gupta | Mgmt | For | For | For | |||
5 | Elect John Hammergren | Mgmt | For | For | For | |||
6 | Elect Mark Hurd | Mgmt | For | For | For | |||
7 | Elect Joel Hyatt | Mgmt | For | For | For | |||
8 | Elect John Joyce | Mgmt | For | For | For | |||
9 | Elect Robert Ryan | Mgmt | For | For | For | |||
10 | Elect Lucille Salhany | Mgmt | For | For | For | |||
11 | Elect G. Kennedy Thompson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Adopt Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cumming | Mgmt | For | For | For | |||
1.2 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.3 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
HTC CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS Y3732M103 | 06/18/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Authority to Increase Paid-in Capital | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules for Acquisition/Disposal of Assets | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules of Endorsements/Guarantees | Mgmt | For | For | For | |||
11 | Amendments to Procedural Rules of Capital Loans | Mgmt | For | For | For | |||
12 | Elect Cher Wang | Mgmt | For | For | For | |||
13 | Elect CHEN Wen Chi | Mgmt | For | For | For | |||
14 | Elect CHO Huo Tu | Mgmt | For | For | For | |||
15 | Elect HO Chen Tan | Mgmt | For | For | For | |||
16 | Elect Josef Felder | Mgmt | For | For | For | |||
17 | Elect LIN Chen Kuo | Mgmt | For | For | For | |||
18 | Elect Representative of Way Chin Investment Co. Ltd. | Mgmt | For | For | For | |||
19 | Elect KO Po Cheng | Mgmt | For | For | For | |||
20 | Elect OU YANG Caleb | Mgmt | For | For | For | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
22 | Extraordinary motions | Mgmt | For | Abstain | Against | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Grint | Mgmt | For | For | For | |||
1.2 | Elect David Walt | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Integra LifeSciences Holdings Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IART | CUSIP 457985208 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Baltimore Jr. | Mgmt | For | For | For | |||
2 | Elect Keith Bradley | Mgmt | For | For | For | |||
3 | Elect Richard Caruso | Mgmt | For | For | For | |||
4 | Elect Stuart Essig | Mgmt | For | For | For | |||
5 | Elect Neal Moszkowski | Mgmt | For | For | For | |||
6 | Elect Raymond Murphy | Mgmt | For | For | For | |||
7 | Elect Christian Schade | Mgmt | For | For | For | |||
8 | Elect James Sullivan | Mgmt | For | For | For | |||
9 | Elect Anne VanLent | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||
Intel Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTC | CUSIP 458140100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
2 | Elect Susan Decker | Mgmt | For | For | For | |||
3 | Elect John Donahoe | Mgmt | For | For | For | |||
4 | Elect Reed Hundt | Mgmt | For | For | For | |||
5 | Elect Paul Otellini | Mgmt | For | For | For | |||
6 | Elect James Plummer | Mgmt | For | For | For | |||
7 | Elect David Pottruck | Mgmt | For | For | For | |||
8 | Elect Jane Shaw | Mgmt | For | For | For | |||
9 | Elect Frank Yeary | Mgmt | For | For | For | |||
10 | Elect David Yoffie | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Intersil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIL | CUSIP 46069S109 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bell | Mgmt | For | For | For | |||
1.2 | Elect Robert Conn | Mgmt | For | For | For | |||
1.3 | Elect James Diller | Mgmt | For | For | For | |||
1.4 | Elect Gary Gist | Mgmt | For | For | For | |||
1.5 | Elect Mercedes Johnson | Mgmt | For | For | For | |||
1.6 | Elect Gregory Lang | Mgmt | For | For | For | |||
1.7 | Elect Jan Peeters | Mgmt | For | For | For | |||
1.8 | Elect Robert Pokelwaldt | Mgmt | For | For | For | |||
1.9 | Elect James Urry | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Executive Incentive Plan | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | For | For | |||
Intersil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ISIL | CUSIP 46069S109 | 10/06/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to the 2008 Equity Compensation Plan | Mgmt | For | Against | Against | |||
2 | Employee Stock Option Exchange Program | Mgmt | For | Against | Against | |||
Intuit Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
INTU | CUSIP 461202103 | 12/15/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Batchelder | Mgmt | For | For | For | |||
1.2 | Elect Christopher Brody | Mgmt | For | Withhold | Against | |||
1.3 | Elect William Campbell | Mgmt | For | For | For | |||
1.4 | Elect Scott Cook | Mgmt | For | For | For | |||
1.5 | Elect Diane Greene | Mgmt | For | For | For | |||
1.6 | Elect Michael Hallman | Mgmt | For | Withhold | Against | |||
1.7 | Elect Edward Kangas | Mgmt | For | Withhold | Against | |||
1.8 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||
1.9 | Elect Dennis Powell | Mgmt | For | For | For | |||
1.10 | Elect Stratton Sclavos | Mgmt | For | For | For | |||
1.11 | Elect Brad Smith | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | Against | Against | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
Iron Mountain Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Clarke Bailey | Mgmt | For | For | For | |||
2 | Elect Constantin Boden | Mgmt | For | For | For | |||
3 | Elect Robert Brennan | Mgmt | For | For | For | |||
4 | Elect Kent Dauten | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Michael Lamach | Mgmt | For | For | For | |||
7 | Elect Arthur Little | Mgmt | For | For | For | |||
8 | Elect C. Richard Reese | Mgmt | For | For | For | |||
9 | Elect Vincent Ryan | Mgmt | For | For | For | |||
10 | Elect Laurie Tucker | Mgmt | For | For | For | |||
11 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
12 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | For | For | |||
13 | Amendment to the 2006 Senior Executive Incentive Program | Mgmt | For | For | For | |||
14 | Amendment to the 2003 Senior Executive Incentive Program | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Itron, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ITRI | CUSIP 465741106 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Glanville | Mgmt | For | For | For | |||
2 | Elect Sharon Nelson | Mgmt | For | For | For | |||
3 | Elect Malcolm Unsworth | Mgmt | For | For | For | |||
4 | 2010 Incentive Plan | Mgmt | For | For | For | |||
5 | Executive Management Incentive Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Johnson & Johnson | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JNJ | CUSIP 478160104 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Coleman | Mgmt | For | For | For | |||
2 | Elect James Cullen | Mgmt | For | For | For | |||
3 | Elect Michael Johns | Mgmt | For | For | For | |||
4 | Elect Susan Lindquist | Mgmt | For | For | For | |||
5 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
6 | Elect Leo Mullin | Mgmt | For | For | For | |||
7 | Elect William Perez | Mgmt | For | For | For | |||
8 | Elect Charles Prince | Mgmt | For | For | For | |||
9 | Elect David Satcher | Mgmt | For | For | For | |||
10 | Elect William Weldon | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Abney | Mgmt | For | For | For | |||
1.2 | Elect Robert Barnett | Mgmt | For | For | For | |||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | |||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/18/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Crandall Bowles | Mgmt | For | For | For | |||
2 | Elect Stephen Burke | Mgmt | For | For | For | |||
3 | Elect David Cote | Mgmt | For | For | For | |||
4 | Elect James Crown | Mgmt | For | For | For | |||
5 | Elect James Dimon | Mgmt | For | For | For | |||
6 | Elect Ellen Futter | Mgmt | For | For | For | |||
7 | Elect William Gray, III | Mgmt | For | For | For | |||
8 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Report OTC Derivative Trading | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Report of Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Akins | Mgmt | For | For | For | |||
1.2 | Elect Robert Bond | Mgmt | For | For | For | |||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | |||
1.4 | Elect David Wang | Mgmt | For | For | For | |||
2 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Performance Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Retirement Benefits (Jean-Paul Agon) | Mgmt | For | For | For | |||
8 | Elect Lindsay Owen-Jones | Mgmt | For | For | For | |||
9 | Elect Jean-Paul Agon | Mgmt | For | For | For | |||
10 | Elect Francisco Castaner Basco | Mgmt | For | For | For | |||
11 | Elect Charles-Henri Filippi | Mgmt | For | For | For | |||
12 | Elect Xavier Fontanet | Mgmt | For | For | For | |||
13 | Elect Marc Ladreit de Lacharriere | Mgmt | For | For | For | |||
14 | Appointment of Auditor and Alternate Auditor | Mgmt | For | For | For | |||
15 | Appointment of Auditor; Replacement of Alternate Auditor | Mgmt | For | For | For | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
18 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
Landstar System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSTR | CUSIP 515098101 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Elston | Mgmt | For | For | For | |||
1.2 | Elect Diana Murphy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Life Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIFE | CUSIP 53217V109 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect George Adam | Mgmt | For | For | For | |||
1.2 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.3 | Elect Arnold Levine | Mgmt | For | For | For | |||
1.4 | Elect Bradley Lorimier | Mgmt | For | For | For | |||
1.5 | Elect David U'Prichard | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Certificate of Incorporation of the Company (Adoption of Majority Vote for Election of Directors) | Mgmt | For | For | For | |||
4 | Amendment to the Certificate of Incorporation of the Company (Elimination of Supermajority Requirement) | Mgmt | For | For | For | |||
5 | Amendment to the Bylaws of the Company (Adoption of Majority Vote for Election of Directors) | Mgmt | For | For | For | |||
6 | Amendment to the Bylaws of the Company (Elimination of Supermajority Provisions) | Mgmt | For | For | For | |||
7 | 2010 Incentive Compensation Plan | Mgmt | For | For | For | |||
Life Time Fitness, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LTM | CUSIP 53217R207 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bahram Akradi | Mgmt | For | For | For | |||
1.2 | Elect Giles Bateman | Mgmt | For | For | For | |||
1.3 | Elect Jack Eugster | Mgmt | For | For | For | |||
1.4 | Elect Guy Jackson | Mgmt | For | For | For | |||
1.5 | Elect John Lloyd | Mgmt | For | For | For | |||
1.6 | Elect Martha Morfitt | Mgmt | For | For | For | |||
1.7 | Elect John Richards | Mgmt | For | For | For | |||
1.8 | Elect Joseph Vassalluzzo | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/04/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect David Lee | Mgmt | For | For | For | |||
1.3 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.4 | Elect Richard Moley | Mgmt | For | For | For | |||
1.5 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
3 | 2009 Executive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
LOGITECH INTERNATIONAL SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOGN | CUSIP H50430232 | 09/01/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Consent | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Amendment to 2006 Stock Incentive Plan | Mgmt | For | For | For | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Elect Erh-Hsun Chang | Mgmt | For | For | For | |||
7 | Elect Kee-Lock Chua | Mgmt | For | For | For | |||
8 | Appointment of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Bernauer | Mgmt | For | For | For | |||
1.2 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.3 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.4 | Elect Robert Niblock | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Manpower Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MAN | CUSIP 56418H100 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gina Boswell | Mgmt | For | For | For | |||
1.2 | Elect Jack Greenberg | Mgmt | For | For | For | |||
1.3 | Elect Terry Hueneke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to Articles to Provide For Majority Vote For Election of Directors | Mgmt | For | For | For | |||
4 | Amendment to Bylaws to Provide For Majority Vote For Election of Directors | Mgmt | For | For | For | |||
Marathon Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRO | CUSIP 565849106 | 04/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gregory Boyce | Mgmt | For | For | For | |||
2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
3 | Elect David Daberko | Mgmt | For | For | For | |||
4 | Elect William Davis, III | Mgmt | For | For | For | |||
5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
6 | Elect Philip Lader | Mgmt | For | For | For | |||
7 | Elect Charles Lee | Mgmt | For | For | For | |||
8 | Elect Michael Phelps | Mgmt | For | For | For | |||
9 | Elect Dennis Reilley | Mgmt | For | For | For | |||
10 | Elect Seth Schofield | Mgmt | For | For | For | |||
11 | Elect John Snow | Mgmt | For | For | For | |||
12 | Elect Thomas Usher | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
15 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 12/10/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Executive Bonus Plan | Mgmt | For | For | For | |||
McAfee Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MFE | CUSIP 579064106 | 06/17/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Thomas Darcy | Mgmt | For | For | For | |||
2 | Elect Denis O'Leary | Mgmt | For | For | For | |||
3 | Elect Robert Pangia | Mgmt | For | For | For | |||
4 | 2010 Equity Incentive Plan | Mgmt | For | Against | Against | |||
5 | 2010 Director Equity Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
McDonald's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCD | CUSIP 580135101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Walter Massey | Mgmt | For | For | For | |||
2 | Elect John Rogers, Jr. | Mgmt | For | For | For | |||
3 | Elect Roger Stone | Mgmt | For | For | For | |||
4 | Elect Miles White | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
8 | Shareholder Proposal Regarding Controlled Atmosphere Killing | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Cage-Free Eggs | ShrHoldr | Against | Against | For | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP 58405U102 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Howard Barker, Jr. | Mgmt | For | For | For | |||
2 | Elect John Cassis | Mgmt | For | For | For | |||
3 | Elect Michael Goldstein | Mgmt | For | For | For | |||
4 | Elect Charles Lillis | Mgmt | For | For | For | |||
5 | Elect Myrtle Potter | Mgmt | For | For | For | |||
6 | Elect William Roper | Mgmt | For | For | For | |||
7 | Elect David Snow, Jr. | Mgmt | For | For | For | |||
8 | Elect David Stevens | Mgmt | For | For | For | |||
9 | Elect Blenda Wilson | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to Certificate of Incorporation Regarding the Right to Call Special Meetings | Mgmt | For | For | For | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/27/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.3 | Elect William Hawkins | Mgmt | For | For | For | |||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.5 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.6 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.7 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.8 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2005 Employees Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Stock Award and Incentive Plan | Mgmt | For | For | For | |||
Merck & Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MRK | CUSIP 58933Y105 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Leslie Brun | Mgmt | For | For | For | |||
2 | Elect Thomas Cech | Mgmt | For | For | For | |||
3 | Elect Richard Clark | Mgmt | For | For | For | |||
4 | Elect Thomas Glocer | Mgmt | For | For | For | |||
5 | Elect Steven Goldstone | Mgmt | For | For | For | |||
6 | Elect William Harrison, Jr. | Mgmt | For | For | For | |||
7 | Elect Harry Jacobson | Mgmt | For | For | For | |||
8 | Elect William Kelley | Mgmt | For | For | For | |||
9 | Elect C. Robert Kidder | Mgmt | For | For | For | |||
10 | Elect Rochelle Lazarus | Mgmt | For | For | For | |||
11 | Elect Carlos Represas | Mgmt | For | For | For | |||
12 | Elect Patricia Russo | Mgmt | For | For | For | |||
13 | Elect Thomas Shenk | Mgmt | For | For | For | |||
14 | Elect Anne Tatlock | Mgmt | For | For | For | |||
15 | Elect Craig Thompson | Mgmt | For | For | For | |||
16 | Elect Wendell Weeks | Mgmt | For | For | For | |||
17 | Elect Peter Wendell | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | 2010 Incentive Stock Plan | Mgmt | For | For | For | |||
20 | 2010 Non-Employee Directors Stock Option Plan | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/19/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Gates, III | Mgmt | For | For | For | |||
2 | Elect Steven Ballmer | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Adoption of Principles for Health Care Reform | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | |||
Mine Safety Appliances Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSA | CUSIP 602720104 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Bruggeworth | Mgmt | For | For | For | |||
1.2 | Elect James Cederna | Mgmt | For | For | For | |||
1.3 | Elect John Unkovic | Mgmt | For | For | For | |||
2 | Amendment to CEO Annual Incentive Award Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Mitie Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G6164F157 | 07/10/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Graeme Potts | Mgmt | For | For | For | |||
5 | Elect Roger Goodman | Mgmt | For | For | For | |||
6 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | |||
7 | Elect Terry Morgan | Mgmt | For | For | For | |||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
12 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Mitie Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS G6164F157 | 09/28/2009 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Related Party Transaction (Ruby McGregor-Smith) | Mgmt | For | For | For | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank AtLee, III | Mgmt | For | For | For | |||
2 | Elect David Chicoine | Mgmt | For | For | For | |||
3 | Elect Arthur Harper | Mgmt | For | For | For | |||
4 | Elect Gwendolyn King | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
MSC Industrial Direct Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CUSIP 553530106 | 01/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||
1.3 | Elect Charles Boehlke | Mgmt | For | For | For | |||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||
1.5 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.6 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.7 | Elect Philip Peller | Mgmt | For | For | For | |||
2 | Amendment to the 2005 Omnibus Equity Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Frank Blue | Mgmt | For | For | For | |||
1.2 | Elect Claiborne Deming | Mgmt | For | For | For | |||
1.3 | Elect Robert Hermes | Mgmt | For | For | For | |||
1.4 | Elect James Kelley | Mgmt | For | For | For | |||
1.5 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
1.6 | Elect William Nolan, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neal Schmale | Mgmt | For | For | For | |||
1.8 | Elect David Smith | Mgmt | For | For | For | |||
1.9 | Elect Caroline Theus | Mgmt | For | For | For | |||
1.10 | Elect David Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Myriad Genetics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MYGN | CUSIP 62855J104 | 11/05/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Henderson | Mgmt | For | For | For | |||
1.2 | Elect S. Louise Phanstiel | Mgmt | For | For | For | |||
2 | Amendment to the 2003 Employee, Director and Consultant Stock Option Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Northern Trust Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NTRS | CUSIP 665859104 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Linda Bynoe | Mgmt | For | For | For | |||
1.2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
1.3 | Elect Susan Crown | Mgmt | For | For | For | |||
1.4 | Elect Dipak Jain | Mgmt | For | For | For | |||
1.5 | Elect Robert Lane | Mgmt | For | For | For | |||
1.6 | Elect Robert McCormack | Mgmt | For | For | For | |||
1.7 | Elect Edward Mooney | Mgmt | For | For | For | |||
1.8 | Elect John Rowe | Mgmt | For | For | For | |||
1.9 | Elect David Smith, Jr. | Mgmt | For | For | For | |||
1.10 | Elect William Smithburg | Mgmt | For | For | For | |||
1.11 | Elect Enrique Sosa | Mgmt | For | For | For | |||
1.12 | Elect Charles Tribbett III | Mgmt | For | For | For | |||
1.13 | Elect Frederick Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
NVIDIA Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NVDA | CUSIP 67066G104 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Gaither | Mgmt | For | For | For | |||
2 | Elect Jen-Hsun Huang | Mgmt | For | For | For | |||
3 | Elect A. Brooke Seawell | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
O'Reilly Automotive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORLY | CUSIP 686091109 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lawrence O'Reilly | Mgmt | For | For | For | |||
2 | Elect Rosalie O'Reilly-Wooten | Mgmt | For | For | For | |||
3 | Elect Thomas Hendrickson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Transaction of Other Business | Mgmt | For | For | For | |||
Omnicom Group Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OMC | CUSIP 681919106 | 05/25/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Wren | Mgmt | For | For | For | |||
1.2 | Elect Bruce Crawford | Mgmt | For | For | For | |||
1.3 | Elect Alan Batkin | Mgmt | For | Withhold | Against | |||
1.4 | Elect Robert Clark | Mgmt | For | For | For | |||
1.5 | Elect Leonard Coleman, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Errol Cook | Mgmt | For | For | For | |||
1.7 | Elect Susan Denison | Mgmt | For | Withhold | Against | |||
1.8 | Elect Michael Henning | Mgmt | For | Withhold | Against | |||
1.9 | Elect John Murphy | Mgmt | For | For | For | |||
1.10 | Elect John Purcell | Mgmt | For | For | For | |||
1.11 | Elect Linda Rice | Mgmt | For | Withhold | Against | |||
1.12 | Elect Gary Roubos | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Incentive Award Plan | Mgmt | For | Against | Against | |||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
5 | Shareholder Proposal Reimbursement of Solicitation Expenses | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding the Approval of Survivor Benefits (Golden Coffins) | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/07/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.11 | Elect Charles Phillips, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | 2010 Executive Bonus Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
P.F. Chang's China Bistro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFCB | CUSIP 69333Y108 | 04/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii Anderson | Mgmt | For | For | For | |||
2 | Elect Richard Federico | Mgmt | For | For | For | |||
3 | Elect Lesley Howe | Mgmt | For | For | For | |||
4 | Elect Dawn Hudson | Mgmt | For | For | For | |||
5 | Elect Kenneth May | Mgmt | For | For | For | |||
6 | Elect M. Ann Rhoades | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect Robert Vivian | Mgmt | For | For | For | |||
9 | Elect R. Michael Welborn | Mgmt | For | For | For | |||
10 | Elect Kenneth Wessels | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Paychex, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAYX | CUSIP 704326107 | 10/13/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect B. Thomas Golisano | Mgmt | For | For | For | |||
2 | Elect David Flaschen | Mgmt | For | For | For | |||
3 | Elect Grant Inman | Mgmt | For | For | For | |||
4 | Elect Pamela Joseph | Mgmt | For | For | For | |||
5 | Elect Jonathan Judge | Mgmt | For | For | For | |||
6 | Elect Joseph Tucci | Mgmt | For | For | For | |||
7 | Elect Joseph Velli | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/05/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Arthur Martinez | Mgmt | For | For | For | |||
8 | Elect Indra Nooyi | Mgmt | For | For | For | |||
9 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
10 | Elect James Schiro | Mgmt | For | For | For | |||
11 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
12 | Elect Daniel Vasella | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Report on Public Policy Issues | ShrHoldr | Against | Against | For | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/12/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Lucio Noto | Mgmt | For | For | For | |||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
10 | Elect Stephen Wolf | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Food Insecurity and Tobacco Use | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Human Rights Protocols | ShrHoldr | Against | Against | For | |||
Portfolio Recovery Associates Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PRAA | CUSIP 73640Q105 | 06/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Roberts | Mgmt | For | For | For | |||
1.2 | Elect John Fuller | Mgmt | For | For | For | |||
1.3 | Elect John Fain | Mgmt | For | For | For | |||
2 | 2010 Stock Plan | Mgmt | For | For | For | |||
3 | Annual Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.3 | Elect Edward Galante | Mgmt | For | For | For | |||
1.4 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.5 | Elect Ira Hall | Mgmt | For | For | For | |||
1.6 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.7 | Elect Larry McVay | Mgmt | For | For | For | |||
1.8 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.9 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/02/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Irwin Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.8 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.9 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.10 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Amendment to the 2006 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ResMed Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RMD | CUSIP 761152107 | 11/18/2009 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Farrell | Mgmt | For | For | For | |||
2 | Elect Gary Pace | Mgmt | For | For | For | |||
3 | Elect Ronald Taylor | Mgmt | For | For | For | |||
4 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | Against | Against | |||
5 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP 770323103 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Edward Gibbons | Mgmt | For | For | For | |||
1.3 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Barbara Novogradac | Mgmt | For | For | For | |||
1.5 | Elect Robert Pace | Mgmt | For | For | For | |||
1.6 | Elect Fredrick Richman | Mgmt | For | For | For | |||
1.7 | Elect J. Stephen Schaub | Mgmt | For | For | For | |||
1.8 | Elect M. Keith Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Annual Performance Bonus Plan | Mgmt | For | For | For | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Donald Beall | Mgmt | For | For | For | |||
1.2 | Elect Mark Donegan | Mgmt | For | For | For | |||
1.3 | Elect Andrew Policano | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2006 Long-Term Incentives Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
ROVI CORPORATION | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 05/04/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alfred Amoroso | Mgmt | For | For | For | |||
1.2 | Elect Andrew Ludwick | Mgmt | For | For | For | |||
1.3 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.4 | Elect James Meyer | Mgmt | For | For | For | |||
1.5 | Elect James O'Shaughnessy | Mgmt | For | For | For | |||
1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
SAP AG | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CINS D66992104 | 06/08/2010 | Voted | ||||||
Meeting Type | Country of Trade | |||||||
Annual | Germany | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | |||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||
8 | Compensation Policy | Mgmt | For | For | For | |||
9 | Appointment of Auditor | Mgmt | For | For | For | |||
10 | Amendments to Articles | Mgmt | For | For | For | |||
11 | Amend Article 17(3) | Mgmt | For | For | For | |||
12 | Amend Article 18(2) | Mgmt | For | For | For | |||
13 | Amend Article 18(5) | Mgmt | For | For | For | |||
14 | Amend Article 18(6) | Mgmt | For | For | For | |||
15 | Amend Article 19(2) | Mgmt | For | For | For | |||
16 | Amend Article 20(4) | Mgmt | For | For | For | |||
17 | Cancel Existing Authorized Capital I & II | Mgmt | For | For | For | |||
18 | Increase in Authorized Capital I | Mgmt | For | For | For | |||
19 | Increase in Authorized Capital II | Mgmt | For | Against | Against | |||
20 | Increase in Authorized Capital III | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Supervisory Board Members' Fees | Mgmt | For | For | For | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Philippe Camus | Mgmt | For | For | For | |||
1.2 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.3 | Elect Andrew Gould | Mgmt | For | For | For | |||
1.4 | Elect Tony Isaac | Mgmt | For | For | For | |||
1.5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
1.6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
1.7 | Elect Michael Marks | Mgmt | For | For | For | |||
1.8 | Elect Leo Reif | Mgmt | For | For | For | |||
1.9 | Elect Tore Sandvold | Mgmt | For | For | For | |||
1.10 | Elect Henri Seydoux | Mgmt | For | For | For | |||
1.11 | Elect Peter Currie | Mgmt | For | For | For | |||
1.12 | Elect K.V. Kamath | Mgmt | For | For | For | |||
2 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
3 | 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
4 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Appointment of Auditor | Mgmt | For | For | For | |||
Serco Group PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/11/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Alastair Lyons | Mgmt | For | For | For | |||
5 | Elect Christopher Hyman | Mgmt | For | For | For | |||
6 | Appointment of Auditor | Mgmt | For | For | For | |||
7 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
10 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
11 | Adoption of New Articles | Mgmt | For | For | For | |||
12 | EU Political Donations | Mgmt | For | For | For | |||
13 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
SGS Societe Generale de Surveillance SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SGSN | CINS H7484G106 | 03/22/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Switzerland | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Remuneration Report | Mgmt | For | For | For | |||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Tiberto Brandolini d'Adda | Mgmt | For | For | For | |||
9 | Elect August von Finck | Mgmt | For | For | For | |||
10 | Elect August Francois von Finck | Mgmt | For | For | For | |||
11 | Elect Peter Kalantzis | Mgmt | For | For | For | |||
12 | Elect Thomas Limberger | Mgmt | For | For | For | |||
13 | Elect Shelby du Pasquier | Mgmt | For | For | For | |||
14 | Elect Carlo Sant'albano | Mgmt | For | For | For | |||
15 | Appointment of Auditor | Mgmt | For | For | For | |||
16 | Transaction of Other Business | Mgmt | For | Abstain | Against | |||
Shoppers Drug Mart Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SC | CUSIP 82509W103 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect M. Shan Atkins | Mgmt | For | For | For | |||
1.2 | Elect James Hankinson | Mgmt | For | For | For | |||
1.3 | Elect Krystyna Hoeg | Mgmt | For | For | For | |||
1.4 | Elect Holger Kluge | Mgmt | For | For | For | |||
1.5 | Elect Gaetan Lussier | Mgmt | For | For | For | |||
1.6 | Elect David Peterson | Mgmt | For | For | For | |||
1.7 | Elect Martha Piper | Mgmt | For | For | For | |||
1.8 | Elect Sarah Raiss | Mgmt | For | For | For | |||
1.9 | Elect Derek Ridout | Mgmt | For | For | For | |||
1.10 | Elect Jurgen Schreiber | Mgmt | For | For | For | |||
1.11 | Elect David Williams | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect Douglas Brooks | Mgmt | For | For | For | |||
3 | Elect William Cunningham | Mgmt | For | For | For | |||
4 | Elect John Denison | Mgmt | For | For | For | |||
5 | Elect Travis Johnson | Mgmt | For | For | For | |||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
8 | Elect John Montford | Mgmt | For | For | For | |||
9 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
10 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Stuart Essig | Mgmt | For | For | For | |||
2 | Elect Barbara Hill | Mgmt | For | For | For | |||
3 | Elect Michael Rocca | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
Staples Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SPLS | CUSIP 855030102 | 06/07/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Basil Anderson | Mgmt | For | For | For | |||
2 | Elect Arthur Blank | Mgmt | For | For | For | |||
3 | Elect Mary Burton | Mgmt | For | For | For | |||
4 | Elect Justin King | Mgmt | For | For | For | |||
5 | Elect Carol Meyrowitz | Mgmt | For | For | For | |||
6 | Elect Rowland Moriarty | Mgmt | For | For | For | |||
7 | Elect Robert Nakasone | Mgmt | For | For | For | |||
8 | Elect Ronald Sargent | Mgmt | For | For | For | |||
9 | Elect Elizabeth Smith | Mgmt | For | For | For | |||
10 | Elect Robert Sulentic | Mgmt | For | For | For | |||
11 | Elect Vijay Vishwanath | Mgmt | For | For | For | |||
12 | Elect Paul Walsh | Mgmt | For | For | For | |||
13 | Long Term Cash Incentive Plan | Mgmt | For | For | For | |||
14 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Charles LaMantia | Mgmt | For | For | For | |||
10 | Elect Ronald Logue | Mgmt | For | For | For | |||
11 | Elect Richard Sergel | Mgmt | For | For | For | |||
12 | Elect Ronald Skates | Mgmt | For | For | For | |||
13 | Elect Gregory Summe | Mgmt | For | For | For | |||
14 | Elect Robert Weissman | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report of Ratio Between Executive and Employee Pay | ShrHoldr | Against | Against | For | |||
Strayer Education, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STRA | CUSIP 863236105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Robert Silberman | Mgmt | For | For | For | |||
2 | Elect Charlotte Beason | Mgmt | For | For | For | |||
3 | Elect William Brock | Mgmt | For | For | For | |||
4 | Elect David Coulter | Mgmt | For | For | For | |||
5 | Elect Robert Grusky | Mgmt | For | For | For | |||
6 | Elect Robert Johnson | Mgmt | For | For | For | |||
7 | Elect Todd Milano | Mgmt | For | For | For | |||
8 | Elect G. Thomas Waite, III | Mgmt | For | For | For | |||
9 | Elect J. David Wargo | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Talecris Biotherapeutics Holdings Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TLCR | CUSIP 874227101 | 04/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul Clark | Mgmt | For | For | For | |||
1.2 | Elect Kenneth Martin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Target Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TGT | CUSIP 87612E106 | 06/09/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Calvin Darden | Mgmt | For | For | For | |||
2 | Elect Anne Mulcahy | Mgmt | For | For | For | |||
3 | Elect Stephen Sanger | Mgmt | For | For | For | |||
4 | Elect Gregg Steinhafel | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
7 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
8 | Amendment and Restatement of the Articles of Incorporation | Mgmt | For | For | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Telephone & Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433100 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | Withhold | Against | |||
1.3 | Elect Gary Sugarman | Mgmt | For | For | For | |||
1.4 | Elect Herbert Wander | Mgmt | For | Withhold | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/15/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect David Boren | Mgmt | For | For | For | |||
3 | Elect Daniel Carp | Mgmt | For | For | For | |||
4 | Elect Carrie Cox | Mgmt | For | For | For | |||
5 | Elect David Goode | Mgmt | For | For | For | |||
6 | Elect Stephen MacMillan | Mgmt | For | For | For | |||
7 | Elect Pamela Patsley | Mgmt | For | For | For | |||
8 | Elect Wayne Sanders | Mgmt | For | For | For | |||
9 | Elect Ruth Simmons | Mgmt | For | For | For | |||
10 | Elect Richard Templeton | Mgmt | For | For | For | |||
11 | Elect Christine Whitman | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Roadhouse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXRH | CUSIP 882681109 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect G.J. Hart | Mgmt | For | For | For | |||
1.2 | Elect Gregory Moore | Mgmt | For | For | For | |||
1.3 | Elect James Parker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
The Directv Group Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 06/03/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Neil Austrian | Mgmt | For | For | For | |||
1.2 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Paul Gould | Mgmt | For | For | For | |||
1.4 | Elect Charles Lee | Mgmt | For | For | For | |||
1.5 | Elect Peter Lund | Mgmt | For | For | For | |||
1.6 | Elect Gregory Maffei | Mgmt | For | For | For | |||
1.7 | Elect John Malone | Mgmt | For | For | For | |||
1.8 | Elect Nancy Newcomb | Mgmt | For | For | For | |||
1.9 | Elect Haïm Saban | Mgmt | For | For | For | |||
1.10 | Elect Michael White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | 2010 Stock Plan | Mgmt | For | For | For | |||
4 | Executive Officer Cash Bonus Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
The PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect Robert Clay | Mgmt | For | For | For | |||
5 | Elect Kay James | Mgmt | For | For | For | |||
6 | Elect Richard Kelson | Mgmt | For | For | For | |||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
8 | Elect Anthony Massaro | Mgmt | For | For | For | |||
9 | Elect Jane Pepper | Mgmt | For | For | For | |||
10 | Elect James Rohr | Mgmt | For | For | For | |||
11 | Elect Donald Shepard | Mgmt | For | For | For | |||
12 | Elect Lorene Steffes | Mgmt | For | For | For | |||
13 | Elect Dennis Strigl | Mgmt | For | For | For | |||
14 | Elect Stephen Thieke | Mgmt | For | For | For | |||
15 | Elect Thomas Usher | Mgmt | For | For | For | |||
16 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
17 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
18 | Ratification of Auditor | Mgmt | For | For | For | |||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Shareholder Approval of Golden Parachutes | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Non-Deductible Compensation | ShrHoldr | Against | Against | For | |||
Timberland Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TBL | CUSIP 887100105 | 05/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Sidney Swartz | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Swartz | Mgmt | For | For | For | |||
1.3 | Elect Ian Diery | Mgmt | For | For | For | |||
1.4 | Elect John Fitzsimmons | Mgmt | For | For | For | |||
1.5 | Elect Virginia Kent | Mgmt | For | For | For | |||
1.6 | Elect Kenneth Lombard | Mgmt | For | For | For | |||
1.7 | Elect Edward Moneypenny | Mgmt | For | For | For | |||
1.8 | Elect Peter Moore | Mgmt | For | For | For | |||
1.9 | Elect Bill Shore | Mgmt | For | For | For | |||
1.10 | Elect Terdema Ussery II | Mgmt | For | For | For | |||
1.11 | Elect Carden Welsh | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Incentive Plan | Mgmt | For | Against | Against | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/21/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Frank Caufield | Mgmt | For | For | For | |||
6 | Elect Robert Clark | Mgmt | For | For | For | |||
7 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
8 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
9 | Elect Fred Hassan | Mgmt | For | For | For | |||
10 | Elect Michael Miles | Mgmt | For | For | For | |||
11 | Elect Kenneth Novack | Mgmt | For | For | For | |||
12 | Elect Deborah Wright | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2010 Stock Incentive Plan | Mgmt | For | Against | Against | |||
15 | Amendment to the Bylaws Regarding the Right to Call a Special Meeting | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Tractor Supply Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CUSIP 892356106 | 04/29/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Wright | Mgmt | For | For | For | |||
1.2 | Elect Johnston Adams | Mgmt | For | For | For | |||
1.3 | Elect William Bass | Mgmt | For | For | For | |||
1.4 | Elect Jack Bingleman | Mgmt | For | For | For | |||
1.5 | Elect Richard Frost | Mgmt | For | For | For | |||
1.6 | Elect Cynthia Jamison | Mgmt | For | For | For | |||
1.7 | Elect Gerard Jones | Mgmt | For | For | For | |||
1.8 | Elect George MacKenzie | Mgmt | For | For | For | |||
1.9 | Elect Edna Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Trimble Navigation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | |||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||
1.3 | Elect William Hart | Mgmt | For | For | For | |||
1.4 | Elect Merit Janow | Mgmt | For | For | For | |||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | |||
1.6 | Elect Bradford Parkinson | Mgmt | For | For | For | |||
1.7 | Elect Mark Peek | Mgmt | For | For | For | |||
1.8 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Transaction of Other Business | Mgmt | For | For | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/06/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
1.2 | Elect Michael Burns | Mgmt | For | For | For | |||
1.3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
1.4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
1.5 | Elect Michael Eskew | Mgmt | For | For | For | |||
1.6 | Elect William Johnson | Mgmt | For | For | For | |||
1.7 | Elect Ann Livermore | Mgmt | For | For | For | |||
1.8 | Elect Rudy Markham | Mgmt | For | For | For | |||
1.9 | Elect John Thompson | Mgmt | For | For | For | |||
1.10 | Elect Carol Tome | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
United States Cellular Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USM | CUSIP 911684108 | 05/19/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Paul-Henri Denuit | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
1.2 | Elect John Faraci | Mgmt | For | For | For | |||
1.3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
1.4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
1.5 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
1.6 | Elect Edward Kangas | Mgmt | For | For | For | |||
1.7 | Elect Charles Lee | Mgmt | For | For | For | |||
1.8 | Elect Richard McCormick | Mgmt | For | For | For | |||
1.9 | Elect Harold McGraw III | Mgmt | For | For | For | |||
1.10 | Elect Richard Myers | Mgmt | For | For | For | |||
1.11 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
1.12 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
1.13 | Elect Christine Whitman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
UnitedHealth Group Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNH | CUSIP 91324P102 | 05/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Ballard, Jr. | Mgmt | For | For | For | |||
2 | Elect Richard Burke | Mgmt | For | For | For | |||
3 | Elect Robert Darretta | Mgmt | For | For | For | |||
4 | Elect Stephen Hemsley | Mgmt | For | For | For | |||
5 | Elect Michele Hooper | Mgmt | For | For | For | |||
6 | Elect Douglas Leatherdale | Mgmt | For | For | For | |||
7 | Elect Glenn Renwick | Mgmt | For | For | For | |||
8 | Elect Kenneth Shine | Mgmt | For | For | For | |||
9 | Elect Gail Wilensky | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Lobbying Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
12 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Verifone Holdings Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PAY | CUSIP 92342Y109 | 06/30/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alspaugh | Mgmt | For | For | For | |||
1.2 | Elect Douglas Bergeron | Mgmt | For | For | For | |||
1.3 | Elect Leslie Denend | Mgmt | For | For | For | |||
1.4 | Elect Alex Hart | Mgmt | For | For | For | |||
1.5 | Elect Robert Henske | Mgmt | For | For | For | |||
1.6 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.7 | Elect Eitan Raff | Mgmt | For | For | For | |||
1.8 | Elect Charles Rinehart | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Stiefler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
VISA INC. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Matschullat | Mgmt | For | For | For | |||
1.2 | Elect Cathy Minehan | Mgmt | For | For | For | |||
1.3 | Elect David Pang | Mgmt | For | For | For | |||
1.4 | Elect William Shanahan | Mgmt | For | For | For | |||
1.5 | Elect John Swainson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Vulcan Materials Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VMC | CUSIP 929160109 | 05/14/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas McGregor | Mgmt | For | For | For | |||
1.2 | Elect Vincent Trosino | Mgmt | For | For | For | |||
1.3 | Elect Philip Carroll, Jr. | Mgmt | For | For | For | |||
1.4 | Elect James Napier | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Walgreen Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WAG | CUSIP 931422109 | 01/13/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Davis | Mgmt | For | For | For | |||
1.2 | Elect William Foote | Mgmt | For | For | For | |||
1.3 | Elect Mark Frissora | Mgmt | For | For | For | |||
1.4 | Elect Alan McNally | Mgmt | For | For | For | |||
1.5 | Elect Nancy Schlichting | Mgmt | For | For | For | |||
1.6 | Elect David Schwartz | Mgmt | For | For | For | |||
1.7 | Elect Alejandro Silva | Mgmt | For | For | For | |||
1.8 | Elect James Skinner | Mgmt | For | For | For | |||
1.9 | Elect Gregory Wasson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Executive Stock Option Plan | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Performance-Based Equity Compensation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/27/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect John Chen | Mgmt | For | For | For | |||
3 | Elect Lloyd Dean | Mgmt | For | For | For | |||
4 | Elect Susan Engel | Mgmt | For | For | For | |||
5 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
6 | Elect Donald James | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Mackey McDonald | Mgmt | For | For | For | |||
9 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
10 | Elect Nicholas Moore | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect Robert Steel | Mgmt | For | For | For | |||
15 | Elect John Stumpf | Mgmt | For | For | For | |||
16 | Elect Susan Swenson | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
19 | Ratification of Auditor | Mgmt | For | For | For | |||
20 | Shareholder Proposal Regarding Advisory Vote on Executive Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Reviewing Charitable Spending | ShrHoldr | Against | Against | For | |||
23 | Shareholder Proposal Regarding Political Contributions and Expenditure Report | ShrHoldr | Against | Against | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFMI | CUSIP 966837106 | 03/08/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Jonathan Seiffer | Mgmt | For | For | For | |||
1.7 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.8 | Elect Jonathan Sokoloff | Mgmt | For | For | For | |||
1.9 | Elect Ralph Sorenson | Mgmt | For | For | For | |||
1.10 | Elect William Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
4 | Shareholder Proposal Regarding Removal of Directors | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Proponent Engagement Process | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
Williams-Sonoma, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSM | CUSIP 969904101 | 05/26/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Laura Alber | Mgmt | For | For | For | |||
1.2 | Elect Adrian Bellamy | Mgmt | For | For | For | |||
1.3 | Elect Patrick Connolly | Mgmt | For | For | For | |||
1.4 | Elect Adrian Dillon | Mgmt | For | For | For | |||
1.5 | Elect Anthony Greener | Mgmt | For | For | For | |||
1.6 | Elect Ted Hall | Mgmt | For | For | For | |||
1.7 | Elect Michael Lynch | Mgmt | For | For | For | |||
1.8 | Elect Sharon McCollam | Mgmt | For | For | For | |||
1.9 | Elect Richard Robertson | Mgmt | For | For | For | |||
1.10 | Elect David Zenoff | Mgmt | For | For | For | |||
2 | Amendment to the 2001 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the 2001 Incentive Bonus Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Yahoo Inc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YHOO | CUSIP 984332106 | 06/24/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect Roy Bostock | Mgmt | For | For | For | |||
3 | Elect Patti Hart | Mgmt | For | For | For | |||
4 | Elect Eric Hippeau | Mgmt | For | For | For | |||
5 | Elect Susan James | Mgmt | For | For | For | |||
6 | Elect Vyomesh Joshi | Mgmt | For | For | For | |||
7 | Elect Arthur Kern | Mgmt | For | For | For | |||
8 | Elect Brad Smith | Mgmt | For | For | For | |||
9 | Elect Gary Wilson | Mgmt | For | For | For | |||
10 | Elect Jerry Yang | Mgmt | For | For | For | |||
11 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
Yum! Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/20/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect J. David Grissom | Mgmt | For | For | For | |||
4 | Elect Bonnie Hill | Mgmt | For | For | For | |||
5 | Elect Robert Holland, Jr. | Mgmt | For | For | For | |||
6 | Elect Kenneth Langone | Mgmt | For | For | For | |||
7 | Elect Jonathan Linen | Mgmt | For | For | For | |||
8 | Elect Thomas Nelson | Mgmt | For | For | For | |||
9 | Elect David Novak | Mgmt | For | For | For | |||
10 | Elect Thomas Ryan | Mgmt | For | For | For | |||
11 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
12 | Elect Robert Walter | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701107 | 05/28/2010 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Porter | Mgmt | For | For | For | |||
2 | Elect L. E. Simmons | Mgmt | For | For | For | |||
3 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
4 | Increase Authorized Preferred Stock | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Advisory Vote on Compensation (Say on Pay) | ShrHoldr | Against | Against | For | |||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMCAP FUND
(Registrant)
By /s/ Claudia P. Huntington |
Claudia P. Huntington, Vice Chairman and Principal Executive Officer |
Date: August 26, 2010 |