UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-01435
AMCAP Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: February 28 or 29
Date of reporting period: July 1, 2011 - June 30, 2012
Vincent P. Corti
AMCAP Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name: AMCAP Fund Report Period: July 01, 2011 - June 30, 2012 | ||||||||
Abbott Laboratories | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABT | CUSIP 002824100 | 04/27/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Alpern | Mgmt | For | For | For | |||
1.2 | Elect Roxanne Austin | Mgmt | For | For | For | |||
1.3 | Elect Sally Blount | Mgmt | For | For | For | |||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | |||
1.5 | Elect Edward Liddy | Mgmt | For | For | For | |||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | |||
1.7 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
1.8 | Elect William Osborn | Mgmt | For | For | For | |||
1.9 | Elect Samuel Scott III | Mgmt | For | For | For | |||
1.10 | Elect Glenn Tilton | Mgmt | For | For | For | |||
1.11 | Elect Miles White | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
9 | Shareholder Proposal Regarding Excluding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change of Control | ShrHoldr | Against | Against | For | |||
Accenture PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ACN | CUSIP G1151C101 | 02/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Green | Mgmt | For | For | For | |||
4 | Elect Nobuyuki Idei | Mgmt | For | For | For | |||
5 | Elect Marjorie Magner | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
8 | Repeal of Classified Board | Mgmt | For | For | For | |||
9 | Authorization to Hold the 2013 Annual Meeting Outside of Ireland | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authority to Set Price of Reissued Treasury Shares | Mgmt | For | For | For | |||
Adobe Systems Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADBE | CUSIP 00724F101 | 04/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Edward Barnholt | Mgmt | For | For | For | |||
2 | Elect Michael Cannon | Mgmt | For | For | For | |||
3 | Elect James Daley | Mgmt | For | For | For | |||
4 | Elect Charles Geschke | Mgmt | For | For | For | |||
5 | Elect Shantanu Narayen | Mgmt | For | For | For | |||
6 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
AK Steel Holding Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AKS | CUSIP 001547108 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Abdoo | Mgmt | For | For | For | |||
2 | Elect John Brinzo | Mgmt | For | For | For | |||
3 | Elect Dennis Cuneo | Mgmt | For | For | For | |||
4 | Elect William Gerber | Mgmt | For | For | For | |||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
6 | Elect Robert Jenkins | Mgmt | For | For | For | |||
7 | Elect Ralph Michael III | Mgmt | For | For | For | |||
8 | Elect Shirley Peterson | Mgmt | For | For | For | |||
9 | Elect James Thomson | Mgmt | For | For | For | |||
10 | Elect James Wainscott | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Alere Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALR | CUSIP 01449J105 | 07/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Levy | Mgmt | For | For | For | |||
1.2 | Elect Jerry McAleer | Mgmt | For | For | For | |||
1.3 | Elect John Quelch | Mgmt | For | For | For | |||
2 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
3 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Alexion Pharmaceuticals, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ALXN | CUSIP 015351109 | 05/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leonard Bell | Mgmt | For | For | For | |||
1.2 | Elect Max Link | Mgmt | For | For | For | |||
1.3 | Elect William Keller | Mgmt | For | For | For | |||
1.4 | Elect Joseph Madri | Mgmt | For | For | For | |||
1.5 | Elect Larry Mathis | Mgmt | For | For | For | |||
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | |||
1.7 | Elect Alvin Parven | Mgmt | For | For | For | |||
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | |||
1.9 | Elect Ann Veneman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Allergan, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AGN | CUSIP 018490102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Pyott | Mgmt | For | For | For | |||
2 | Elect Herbert Boyer | Mgmt | For | For | For | |||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | |||
4 | Elect Michael Gallagher | Mgmt | For | For | For | |||
5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
6 | Elect Robert Ingram | Mgmt | For | For | For | |||
7 | Elect Trevor Jones | Mgmt | For | For | For | |||
8 | Elect Louis Lavigne, Jr. | Mgmt | For | For | For | |||
9 | Elect Russell Ray | Mgmt | For | For | For | |||
10 | Elect Stephen Ryan | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Altria Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MO | CUSIP 02209S103 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Elizabeth Bailey | Mgmt | For | For | For | |||
2 | Elect Gerald Baliles | Mgmt | For | For | For | |||
3 | Elect Martin Barrington | Mgmt | For | For | For | |||
4 | Elect John Casteen III | Mgmt | For | For | For | |||
5 | Elect Dinyar Devitre | Mgmt | For | For | For | |||
6 | Elect Thomas Farrell II | Mgmt | For | For | For | |||
7 | Elect Thomas Jones | Mgmt | For | For | For | |||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | |||
9 | Elect Kathryn McQuade | Mgmt | For | For | For | |||
10 | Elect George Munoz | Mgmt | For | For | For | |||
11 | Elect Nabil Sakkab | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
Amazon.com, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMZN | CUSIP 023135106 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jeffrey Bezos | Mgmt | For | For | For | |||
2 | Elect Tom Alberg | Mgmt | For | For | For | |||
3 | Elect John Seely Brown | Mgmt | For | For | For | |||
4 | Elect William Gordon | Mgmt | For | For | For | |||
5 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
6 | Elect Blake Krikorian | Mgmt | For | For | For | |||
7 | Elect Alain Monie | Mgmt | For | For | For | |||
8 | Elect Jonathan Rubinstein | Mgmt | For | For | For | |||
9 | Elect Thomas Ryder | Mgmt | For | For | For | |||
10 | Elect Patricia Stonesifer | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 1997 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
American Express Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AXP | CUSIP 025816109 | 04/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | |||
1.2 | Elect Ursula Burns | Mgmt | For | For | For | |||
1.3 | Elect Kenneth Chenault | Mgmt | For | For | For | |||
1.4 | Elect Peter Chernin | Mgmt | For | For | For | |||
1.5 | Elect Theodore Leonsis | Mgmt | For | For | For | |||
1.6 | Elect Jan Leschly | Mgmt | For | For | For | |||
1.7 | Elect Richard Levin | Mgmt | For | For | For | |||
1.8 | Elect Richard McGinn | Mgmt | For | For | For | |||
1.9 | Elect Edward Miller | Mgmt | For | For | For | |||
1.10 | Elect Steven Reinemund | Mgmt | For | For | For | |||
1.11 | Elect Robert Walter | Mgmt | For | For | For | |||
1.12 | Elect Ronald Williams | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Amendment to the 2007 Incentive Compensation Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
American Tower Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMT | CUSIP 029912201 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Reorganization | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
AMGEN Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMGN | CUSIP 031162100 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Baltimore | Mgmt | For | For | For | |||
2 | Elect Frank Biondi, Jr. | Mgmt | For | For | For | |||
3 | Elect Robert Bradway | Mgmt | For | For | For | |||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | |||
5 | Elect Vance Coffman | Mgmt | For | For | For | |||
6 | Elect Rebecca Henderson | Mgmt | For | For | For | |||
7 | Elect Frank Herringer | Mgmt | For | For | For | |||
8 | Elect Tyler Jacks | Mgmt | For | For | For | |||
9 | Elect Gilbert Omenn | Mgmt | For | For | For | |||
10 | Elect Judith Pelham | Mgmt | For | For | For | |||
11 | Elect J. Paul Reason | Mgmt | For | For | For | |||
12 | Elect Leonard Schaeffer | Mgmt | For | For | For | |||
13 | Elect Kevin Sharer | Mgmt | For | For | For | |||
14 | Elect Ronald Sugar | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Authorize Shareholder Action by Written Consent | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding CEO to Serve on a Maximum of One Other Board | ShrHoldr | Against | Against | For | |||
Aon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP 037389103 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger/Reorganization and Reincorporation from Delaware to the United Kingdom | Mgmt | For | For | For | |||
2 | Reduction of Capital | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
Aon Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AON | CUSIP G0408V102 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lester Knight | Mgmt | For | For | For | |||
2 | Elect Gregory Case | Mgmt | For | For | For | |||
3 | Elect Fulvio Conti | Mgmt | For | For | For | |||
4 | Elect Cheryl Francis | Mgmt | For | For | For | |||
5 | Elect Edgar Jannotta | Mgmt | For | For | For | |||
6 | Elect J. Michael Losh | Mgmt | For | For | For | |||
7 | Elect Robert Morrison | Mgmt | For | For | For | |||
8 | Elect Richard Myers | Mgmt | For | For | For | |||
9 | Elect Richard Notebaert | Mgmt | For | For | For | |||
10 | Elect Gloria Santona | Mgmt | For | For | For | |||
11 | Elect Carolyn Woo | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Apache Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
APA | CUSIP 037411105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Scott Josey | Mgmt | For | For | For | |||
2 | Elect George Lawrence | Mgmt | For | For | For | |||
3 | Elect Rodman Patton | Mgmt | For | For | For | |||
4 | Elect Charles Pitman | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
Apple Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AAPL | CUSIP 037833100 | 02/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Campbell | Mgmt | For | For | For | |||
1.2 | Elect Timothy Cook | Mgmt | For | For | For | |||
1.3 | Elect Millard Drexler | Mgmt | For | For | For | |||
1.4 | Elect Albert Gore, Jr. | Mgmt | For | For | For | |||
1.5 | Elect Robert Iger | Mgmt | For | For | For | |||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||
1.7 | Elect Arthur Levinson | Mgmt | For | For | For | |||
1.8 | Elect Ronald Sugar | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Shareholder Proposal Regarding Conflict of Interest Report | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Advisory Vote on Director Compensation | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
Applied Materials, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AMAT | CUSIP 038222105 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Aart de Geus | Mgmt | For | For | For | |||
2 | Elect Stephen Forrest | Mgmt | For | For | For | |||
3 | Elect Thomas Iannotti | Mgmt | For | For | For | |||
4 | Elect Susan James | Mgmt | For | For | For | |||
5 | Elect Alexander Karsner | Mgmt | For | For | For | |||
6 | Elect Gerhard Parker | Mgmt | For | For | For | |||
7 | Elect Dennis Powell | Mgmt | For | For | For | |||
8 | Elect Willem Roelandts | Mgmt | For | For | For | |||
9 | Elect James Rogers | Mgmt | For | For | For | |||
10 | Elect Michael Splinter | Mgmt | For | For | For | |||
11 | Elect Robert Swan | Mgmt | For | For | For | |||
12 | Amendment to the Employee Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Amendment to the Senior Executive Bonus Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
AptarGroup, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATR | CUSIP 038336103 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Leslie Desjardins | Mgmt | For | For | For | |||
1.2 | Elect Leo Guthart | Mgmt | For | For | For | |||
1.3 | Elect Ralf Wunderlich | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
ArthroCare Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ARTC | CUSIP 043136100 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Christian Ahrens | Mgmt | For | For | For | |||
1.2 | Elect Gregory Belinfanti | Mgmt | For | For | For | |||
1.3 | Elect Barbara Boyan | Mgmt | For | For | For | |||
1.4 | Elect David Fitzgerald | Mgmt | For | For | For | |||
1.5 | Elect James Foster | Mgmt | For | For | For | |||
1.6 | Elect Terrence Geremski | Mgmt | For | For | For | |||
1.7 | Elect Tord Lendau | Mgmt | For | For | For | |||
1.8 | Elect Peter Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Arthur J. Gallagher & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AJG | CUSIP 363576109 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bax | Mgmt | For | For | For | |||
2 | Elect Frank English Jr. | Mgmt | For | For | For | |||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | |||
4 | Elect Ilene Gordon | Mgmt | For | For | For | |||
5 | Elect Elbert Hand | Mgmt | For | For | For | |||
6 | Elect David Johnson | Mgmt | For | For | For | |||
7 | Elect Kay McCurdy | Mgmt | For | For | For | |||
8 | Elect Norman Rosenthal | Mgmt | For | For | For | |||
9 | Elect James Wimmer | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Athenahealth, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ATHN | CUSIP 04685W103 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Mann | Mgmt | For | For | For | |||
1.2 | Elect David Robinson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 01/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | 2012 Employee Stock Plan | Mgmt | For | Against | Against | |||
2 | 2012 Outside Directors' Stock Plan | Mgmt | For | Against | Against | |||
Autodesk, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADSK | CUSIP 052769106 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carl Bass | Mgmt | For | For | For | |||
2 | Elect Crawford Beveridge | Mgmt | For | For | For | |||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | |||
4 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
5 | Elect Mary McDowell | Mgmt | For | For | For | |||
6 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
7 | Elect Charles Robel | Mgmt | For | For | For | |||
8 | Elect Stacy Smith | Mgmt | For | For | For | |||
9 | Elect Steven West | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Automatic Data Processing, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ADP | CUSIP 053015103 | 11/08/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Brenneman | Mgmt | For | For | For | |||
1.2 | Elect Leslie Brun | Mgmt | For | For | For | |||
1.3 | Elect Gary Butler | Mgmt | For | For | For | |||
1.4 | Elect Richard Clark | Mgmt | For | For | For | |||
1.5 | Elect Eric Fast | Mgmt | For | For | For | |||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | |||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | |||
1.8 | Elect John Jones | Mgmt | For | For | For | |||
1.9 | Elect Enrique Salem | Mgmt | For | For | For | |||
1.10 | Elect Gregory Summe | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Avago Technologies Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVGO | CUSIP Y0486S104 | 04/04/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Hock Tan | Mgmt | For | For | For | |||
2 | Elect Adam Clammer | Mgmt | For | For | For | |||
3 | Elect John Dickson | Mgmt | For | For | For | |||
4 | Elect James Diller | Mgmt | For | For | For | |||
5 | Elect Kenneth Hao | Mgmt | For | For | For | |||
6 | Elect John Hsuan | Mgmt | For | For | For | |||
7 | Elect Justine Lien | Mgmt | For | For | For | |||
8 | Elect Donald Macleod | Mgmt | For | For | For | |||
9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
10 | Directors' Fees | Mgmt | For | For | For | |||
11 | Authority to Issue Shares Without Preemptive Rights | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
Avon Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
AVP | CUSIP 054303102 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Douglas Conant | Mgmt | For | For | For | |||
1.2 | Elect W. Don Cornwell | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect Fred Hassan | Mgmt | For | Withhold | Against | |||
1.5 | Elect Andrea Jung | Mgmt | For | Withhold | Against | |||
1.6 | Elect Maria Lagomasino | Mgmt | For | Withhold | Against | |||
1.7 | Elect Ann Moore | Mgmt | For | Withhold | Against | |||
1.8 | Elect Gary Rodkin | Mgmt | For | Withhold | Against | |||
1.9 | Elect Paula Stern | Mgmt | For | For | For | |||
1.10 | Elect Lawrence Weinbach | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Baker Hughes Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BHI | CUSIP 057224107 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Larry Brady | Mgmt | For | For | For | |||
1.2 | Elect Clarence Cazalot, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Martin Craighead | Mgmt | For | For | For | |||
1.4 | Elect Chad Deaton | Mgmt | For | For | For | |||
1.5 | Elect Anthony Fernandes | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Pierre Jungels | Mgmt | For | For | For | |||
1.8 | Elect James Lash | Mgmt | For | For | For | |||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.10 | Elect H. John Riley, Jr. | Mgmt | For | For | For | |||
1.11 | Elect James Stewart | Mgmt | For | For | For | |||
1.12 | Elect Charles Watson | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Bank of New York Mellon Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BK | CUSIP 064058100 | 04/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ruth Bruch | Mgmt | For | For | For | |||
2 | Elect Nicholas Donofrio | Mgmt | For | For | For | |||
3 | Elect Gerald Hassell | Mgmt | For | For | For | |||
4 | Elect Edmund Kelly | Mgmt | For | For | For | |||
5 | Elect Richard Kogan | Mgmt | For | For | For | |||
6 | Elect Michael Kowalski | Mgmt | For | For | For | |||
7 | Elect John Luke, Jr. | Mgmt | For | For | For | |||
8 | Elect Mark Nordenberg | Mgmt | For | For | For | |||
9 | Elect Catherine Rein | Mgmt | For | For | For | |||
10 | Elect William Richardson | Mgmt | For | For | For | |||
11 | Elect Samuel Scott III | Mgmt | For | For | For | |||
12 | Elect Wesley von Schack | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
Barrick Gold Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ABX | CUSIP 067901108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Beck | Mgmt | For | For | For | |||
1.2 | Elect Charles Birchall | Mgmt | For | For | For | |||
1.3 | Elect Donald Carty | Mgmt | For | For | For | |||
1.4 | Elect Gustavo Cisneros | Mgmt | For | For | For | |||
1.5 | Elect Robert Franklin | Mgmt | For | For | For | |||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | |||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | |||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | |||
1.10 | Elect Peter Munk | Mgmt | For | For | For | |||
1.11 | Elect Aaron Regent | Mgmt | For | For | For | |||
1.12 | Elect Nathaniel Rothschild | Mgmt | For | For | For | |||
1.13 | Elect Steven Shapiro | Mgmt | For | For | For | |||
1.14 | Elect John Thornton | Mgmt | For | For | For | |||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
BB&T Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBT | CUSIP 054937107 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Allison IV | Mgmt | For | For | For | |||
1.2 | Elect Jennifer Banner | Mgmt | For | For | For | |||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Anna Cablik | Mgmt | For | For | For | |||
1.5 | Elect Ronald Deal | Mgmt | For | For | For | |||
1.6 | Elect J. Littleton Glover, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Jane Helm | Mgmt | For | For | For | |||
1.8 | Elect John Howe III | Mgmt | For | For | For | |||
1.9 | Elect Kelly King | Mgmt | For | For | For | |||
1.10 | Elect Valeria Lynch Lee | Mgmt | For | For | For | |||
1.11 | Elect Nido Qubein | Mgmt | For | For | For | |||
1.12 | Elect Thomas Skains | Mgmt | For | For | For | |||
1.13 | Elect Thomas Thompson | Mgmt | For | For | For | |||
1.14 | Elect Edwin Welch Ph.D. | Mgmt | For | For | For | |||
1.15 | Elect Stephen Williams | Mgmt | For | For | For | |||
2 | 2012 Incentive Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | |||
Best Buy Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BBY | CUSIP 086516101 | 06/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Lisa Caputo | Mgmt | For | For | For | |||
1.2 | Elect Kathy Higgins Victor | Mgmt | For | For | For | |||
1.3 | Elect Gerard Vittecoq | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |||
BG Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BG | CINS G1245Z108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Vivienne Cox | Mgmt | For | For | For | |||
5 | Elect Chris Finlayson | Mgmt | For | For | For | |||
6 | Elect Andrew Gould | Mgmt | For | For | For | |||
7 | Elect Peter Backhouse | Mgmt | For | For | For | |||
8 | Elect Fabio de Oliveira Barbosa | Mgmt | For | For | For | |||
9 | Elect Sir Frank Chapman | Mgmt | For | For | For | |||
10 | Elect Baroness Hogg | Mgmt | For | For | For | |||
11 | Elect John Hood | Mgmt | For | For | For | |||
12 | Elect Martin Houston | Mgmt | For | For | For | |||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | |||
14 | Elect Sir David Manning | Mgmt | For | For | For | |||
15 | Elect Mark Seligman | Mgmt | For | For | For | |||
16 | Elect Patrick Thomas | Mgmt | For | For | For | |||
17 | Elect Philippe Varin | Mgmt | For | For | For | |||
18 | Appointment of Auditor | Mgmt | For | For | For | |||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
20 | Authorisation of Political Donations | Mgmt | For | For | For | |||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Biogen Idec Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BIIB | CUSIP 09062X103 | 06/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | |||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | |||
3 | Elect George Scangos | Mgmt | For | For | For | |||
4 | Elect Lynn Schenk | Mgmt | For | For | For | |||
5 | Elect Alexander Denner | Mgmt | For | For | For | |||
6 | Elect Nancy Leaming | Mgmt | For | For | For | |||
7 | Elect Richard Mulligan | Mgmt | For | For | For | |||
8 | Elect Robert Pangia | Mgmt | For | For | For | |||
9 | Elect Brian Posner | Mgmt | For | For | For | |||
10 | Elect Eric Rowinsky | Mgmt | For | For | For | |||
11 | Elect Stephen Sherwin | Mgmt | For | For | For | |||
12 | Elect William Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
16 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
Biomarin Pharmaceutical Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BMRN | CUSIP 09061G101 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | |||
1.2 | Elect Michael Grey | Mgmt | For | For | For | |||
1.3 | Elect Elaine Heron | Mgmt | For | For | For | |||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | |||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | |||
1.6 | Elect Richard Meier | Mgmt | For | For | For | |||
1.7 | Elect Alan Lewis | Mgmt | For | For | For | |||
1.8 | Elect William Young | Mgmt | For | For | For | |||
1.9 | Elect Kenneth Bate | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Boston Scientific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSX | CUSIP 101137107 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Katharine Bartlett | Mgmt | For | For | For | |||
2 | Elect Bruce Byrnes | Mgmt | For | For | For | |||
3 | Elect Nelda Connors | Mgmt | For | For | For | |||
4 | Elect Kristina Johnson | Mgmt | For | For | For | |||
5 | Elect William Kucheman | Mgmt | For | For | For | |||
6 | Elect Ernest Mario | Mgmt | For | For | For | |||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
8 | Elect Pete Nicholas | Mgmt | For | For | For | |||
9 | Elect Uwe Reinhardt | Mgmt | For | For | For | |||
10 | Elect John Sununu | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
British Sky Broadcasting Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BSY | CINS G15632105 | 11/29/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
3 | Elect Jeremy Darroch | Mgmt | For | For | For | |||
4 | Elect David DeVoe | Mgmt | For | For | For | |||
5 | Elect Andrew Griffith | Mgmt | For | For | For | |||
6 | Elect Nicholas Ferguson | Mgmt | For | For | For | |||
7 | Elect Andrew Higginson | Mgmt | For | For | For | |||
8 | Elect Thomas Mockridge | Mgmt | For | For | For | |||
9 | Elect James Murdoch | Mgmt | For | For | For | |||
10 | Elect Jacques Nasser | Mgmt | For | For | For | |||
11 | Elect Dame Gail Rebuck | Mgmt | For | For | For | |||
12 | Elect Daniel Rimer | Mgmt | For | For | For | |||
13 | Elect Arthur Siskind | Mgmt | For | For | For | |||
14 | Elect Lord Wilson of Dinton | Mgmt | For | For | For | |||
15 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
16 | Directors' Remuneration Report | Mgmt | For | For | For | |||
17 | Authorisation of Political Donations | Mgmt | For | For | For | |||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Off-Market Repurchase of Shares | Mgmt | For | For | For | |||
Bureau Veritas SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
BVI | CINS F96888114 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Related Party Transactions | Mgmt | For | For | For | |||
9 | Severance Payment (Didier Michaud-Daniel) | Mgmt | For | For | For | |||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
11 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Cameron International Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CAM | CUSIP 13342B105 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Baker Cunningham | Mgmt | For | For | For | |||
2 | Elect Sheldon Erikson | Mgmt | For | For | For | |||
3 | Elect Douglas Foshee | Mgmt | For | For | For | |||
4 | Elect Rodolfo Landim | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Adoption of Delaware as the Exclusive Forum for Certain Disputes | Mgmt | For | For | For | |||
9 | Approve Restatement of Certificate of Incorporation | Mgmt | For | For | For | |||
Capital One Financial Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COF | CUSIP 14040H105 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Fairbank | Mgmt | For | For | For | |||
2 | Elect Peter Raskind | Mgmt | For | For | For | |||
3 | Elect Bradford Warner | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the Associate Stock Purchase Plan | Mgmt | For | For | For | |||
Celanese Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CE | CUSIP 150870103 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barlett | Mgmt | For | For | For | |||
2 | Elect David Hoffmeister | Mgmt | For | For | For | |||
3 | Elect Paul O'Neill | Mgmt | For | For | For | |||
4 | Elect Jay Ihlenfeld | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Global Incentive Plan | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Chevron Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVX | CUSIP 166764100 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Linnet Deily | Mgmt | For | For | For | |||
2 | Elect Robert Denham | Mgmt | For | For | For | |||
3 | Elect Chuck Hagel | Mgmt | For | For | For | |||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
5 | Elect George Kirkland | Mgmt | For | For | For | |||
6 | Elect Charles Moorman, IV | Mgmt | For | For | For | |||
7 | Elect Kevin Sharer | Mgmt | For | For | For | |||
8 | Elect John Stumpf | Mgmt | For | For | For | |||
9 | Elect Ronald Sugar | Mgmt | For | For | For | |||
10 | Elect Carl Ware | Mgmt | For | For | For | |||
11 | Elect John Watson | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Exclusive Forum Provisions | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
21 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Cisco Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSCO | CUSIP 17275R102 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carol Bartz | Mgmt | For | For | For | |||
2 | Elect M. Michele Burns | Mgmt | For | For | For | |||
3 | Elect Michael Capellas | Mgmt | For | For | For | |||
4 | Elect Larry Carter | Mgmt | For | For | For | |||
5 | Elect John Chambers | Mgmt | For | For | For | |||
6 | Elect Brian Halla | Mgmt | For | For | For | |||
7 | Elect John Hennessy | Mgmt | For | For | For | |||
8 | Elect Richard Kovacevich | Mgmt | For | For | For | |||
9 | Elect Roderick McGeary | Mgmt | For | For | For | |||
10 | Elect Arun Sarin | Mgmt | For | For | For | |||
11 | Elect Steven West | Mgmt | For | For | For | |||
12 | Elect Jerry Yang | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Incentive Plan | Mgmt | For | Against | Against | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Report on Internet Fragmentation | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding the Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
City National Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CYN | CUSIP 178566105 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kenneth Coleman | Mgmt | For | For | For | |||
2 | Elect Bruce Rosenblum | Mgmt | For | For | For | |||
3 | Elect Peter Thomas | Mgmt | For | For | For | |||
4 | Elect Christopher Warmuth | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Amendment to the 2008 Omnibus Plan | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Colgate-Palmolive Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CL | CUSIP 194162103 | 05/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Nikesh Arora | Mgmt | For | For | For | |||
2 | Elect John Cahill | Mgmt | For | For | For | |||
3 | Elect Ian Cook | Mgmt | For | For | For | |||
4 | Elect Helene Gayle | Mgmt | For | For | For | |||
5 | Elect Ellen Hancock | Mgmt | For | For | For | |||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | |||
7 | Elect Richard Kogan | Mgmt | For | For | For | |||
8 | Elect Delano Lewis | Mgmt | For | For | For | |||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
10 | Elect Stephen Sadove | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Comcast Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CMCSA | CUSIP 20030N101 | 05/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Kenneth Bacon | Mgmt | For | For | For | |||
1.2 | Elect Sheldon Bonovitz | Mgmt | For | For | For | |||
1.3 | Elect Joseph Collins | Mgmt | For | For | For | |||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | |||
1.5 | Elect Gerald Hassell | Mgmt | For | For | For | |||
1.6 | Elect Jeffrey Honickman | Mgmt | For | For | For | |||
1.7 | Elect Eduardo Mestre | Mgmt | For | For | For | |||
1.8 | Elect Brian Roberts | Mgmt | For | For | For | |||
1.9 | Elect Ralph Roberts | Mgmt | For | For | For | |||
1.10 | Elect Johnathan Rodgers | Mgmt | For | For | For | |||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 2011 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
8 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | |||
ConocoPhillips | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COP | CUSIP 20825C104 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Armitage | Mgmt | For | For | For | |||
2 | Elect Richard Auchinleck | Mgmt | For | For | For | |||
3 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
4 | Elect Kenneth Duberstein | Mgmt | For | For | For | |||
5 | Elect Ruth Harkin | Mgmt | For | For | For | |||
6 | Elect Ryan Lance | Mgmt | For | For | For | |||
7 | Elect Mohd Hassan Marican | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect James Mulva | Mgmt | For | For | For | |||
10 | Elect Robert Niblock | Mgmt | For | For | For | |||
11 | Elect Harald Norvik | Mgmt | For | For | For | |||
12 | Elect William Reilly | Mgmt | For | For | For | |||
13 | Elect Victoria Tschinkel | Mgmt | For | For | For | |||
14 | Elect Kathryn Turner | Mgmt | For | For | For | |||
15 | Elect William Wade, Jr. | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Louisiana Wetlands | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Safety Report | ShrHoldr | Against | Against | For | |||
20 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
22 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | Against | For | |||
Corning Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GLW | CUSIP 219350105 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Seely Brown | Mgmt | For | For | For | |||
2 | Elect Stephanie Burns | Mgmt | For | For | For | |||
3 | Elect John Canning Jr. | Mgmt | For | For | For | |||
4 | Elect Richard Clark | Mgmt | For | For | For | |||
5 | Elect James Flaws | Mgmt | For | For | For | |||
6 | Elect Gordon Gund | Mgmt | For | For | For | |||
7 | Elect Kurt Landgraf | Mgmt | For | For | For | |||
8 | Elect Deborah Rieman | Mgmt | For | For | For | |||
9 | Elect H. Onno Ruding | Mgmt | For | For | For | |||
10 | Elect Mark Wrighton | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||
14 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
Costco Wholesale Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COST | CUSIP 22160K105 | 01/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Sinegal | Mgmt | For | For | For | |||
1.2 | Elect Jeffrey Brotman | Mgmt | For | For | For | |||
1.3 | Elect Richard Galanti | Mgmt | For | For | For | |||
1.4 | Elect Daniel Evans | Mgmt | For | For | For | |||
1.5 | Elect Jeffrey Raikes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2002 Stock Incentive Plan | Mgmt | For | Against | Against | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Crown Castle International Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CCI | CUSIP 228227104 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Cindy Christy | Mgmt | For | For | For | |||
1.2 | Elect Ari Fitzgerald | Mgmt | For | For | For | |||
1.3 | Elect Robert Garrison II | Mgmt | For | For | For | |||
1.4 | Elect John Kelly | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CSX Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CSX | CUSIP 126408103 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donna Alvarado | Mgmt | For | For | For | |||
2 | Elect John Breaux | Mgmt | For | For | For | |||
3 | Elect Pamela Carter | Mgmt | For | For | For | |||
4 | Elect Steven Halverson | Mgmt | For | For | For | |||
5 | Elect Edward Kelly, III | Mgmt | For | For | For | |||
6 | Elect Gilbert Lamphere | Mgmt | For | For | For | |||
7 | Elect John McPherson | Mgmt | For | For | For | |||
8 | Elect Timothy O'Toole | Mgmt | For | For | For | |||
9 | Elect David Ratcliffe | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Michael Ward | Mgmt | For | For | For | |||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | |||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Cullen/Frost Bankers, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CFR | CUSIP 229899109 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect R. Denny Alexander | Mgmt | For | For | For | |||
1.2 | Elect Carlos Alvarez | Mgmt | For | For | For | |||
1.3 | Elect Royce Caldwell | Mgmt | For | For | For | |||
1.4 | Elect Crawford Edwards | Mgmt | For | For | For | |||
1.5 | Elect Ruben Escobedo | Mgmt | For | For | For | |||
1.6 | Elect Richard Evans, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Patrick Frost | Mgmt | For | For | For | |||
1.8 | Elect David Haemisegger | Mgmt | For | For | For | |||
1.9 | Elect Karen Jennings | Mgmt | For | For | For | |||
1.10 | Elect Richard Kleberg III | Mgmt | For | For | For | |||
1.11 | Elect Charles Matthews | Mgmt | For | For | For | |||
1.12 | Elect Ida Clement Steen | Mgmt | For | For | For | |||
1.13 | Elect Horace Wilkins, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
CVS Caremark Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
CVS | CUSIP 126650100 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. David Brown II | Mgmt | For | For | For | |||
2 | Elect David Dorman | Mgmt | For | For | For | |||
3 | Elect Anne Finucane | Mgmt | For | For | For | |||
4 | Elect Kristen Gibney Williams | Mgmt | For | For | For | |||
5 | Elect Marian Heard | Mgmt | For | For | For | |||
6 | Elect Larry Merlo | Mgmt | For | For | For | |||
7 | Elect Jean-Pierre Millon | Mgmt | For | For | For | |||
8 | Elect C.A. Lance Piccolo | Mgmt | For | For | For | |||
9 | Elect Richard Swift | Mgmt | For | For | For | |||
10 | Elect Tony White | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Authorization of Written Consent by Less Than Unanimous Approval | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
Danaher Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DHR | CUSIP 235851102 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mortimer Caplin | Mgmt | For | For | For | |||
2 | Elect Donald Ehrlich | Mgmt | For | For | For | |||
3 | Elect Linda Hefner | Mgmt | For | For | For | |||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | |||
5 | Elect Walter Lohr, Jr. | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
8 | Re-approve the Material Terms of the Performance Goals Under the 2007 Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Devon Energy Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DVN | CUSIP 25179M103 | 06/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Henry | Mgmt | For | For | For | |||
1.2 | Elect John Hill | Mgmt | For | For | For | |||
1.3 | Elect Michael Kanovsky | Mgmt | For | For | For | |||
1.4 | Elect Robert Mosbacher, Jr. | Mgmt | For | For | For | |||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
1.6 | Elect Duane Radtke | Mgmt | For | For | For | |||
1.7 | Elect Mary Ricciardello | Mgmt | For | For | For | |||
1.8 | Elect John Richels | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
5 | 2012 Incentive Compensation Plan | Mgmt | For | For | For | |||
6 | Amendment to the 2009 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
DIRECTV | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTV | CUSIP 25490A101 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Boyd, Jr. | Mgmt | For | For | For | |||
2 | Elect David Dillon | Mgmt | For | For | For | |||
3 | Elect Samuel DiPiazza, Jr. | Mgmt | For | For | For | |||
4 | Elect Dixon Doll | Mgmt | For | For | For | |||
5 | Elect Peter Lund | Mgmt | For | For | For | |||
6 | Elect Nancy Newcomb | Mgmt | For | For | For | |||
7 | Elect Lorrie Norrington | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Elimination of Dual Class Stock | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
DreamWorks Animation SKG, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DWA | CUSIP 26153C103 | 05/29/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Katzenberg | Mgmt | For | For | For | |||
1.2 | Elect Roger Enrico | Mgmt | For | For | For | |||
1.3 | Elect Lewis Coleman | Mgmt | For | For | For | |||
1.4 | Elect Harry Brittenham | Mgmt | For | For | For | |||
1.5 | Elect Thomas Freston | Mgmt | For | For | For | |||
1.6 | Elect Mellody Hobson | Mgmt | For | For | For | |||
1.7 | Elect Michael Montgomery | Mgmt | For | For | For | |||
1.8 | Elect Nathan Myhrvold | Mgmt | For | For | For | |||
1.9 | Elect Richard Sherman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
DTS, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DTSI | CUSIP 23335C101 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect V. Sue Molina | Mgmt | For | For | For | |||
1.2 | Elect Ronald Stone | Mgmt | For | For | For | |||
2 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
East West Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EWBC | CUSIP 27579R104 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Iris Chan | Mgmt | For | For | For | |||
1.2 | Elect Rudolph Estrada | Mgmt | For | For | For | |||
1.3 | Elect Julia Gouw | Mgmt | For | For | For | |||
1.4 | Elect Paul Irving | Mgmt | For | For | For | |||
1.5 | Elect Andrew Kane | Mgmt | For | For | For | |||
1.6 | Elect John Lee | Mgmt | For | For | For | |||
1.7 | Elect Herman Li | Mgmt | For | For | For | |||
1.8 | Elect Jack Liu | Mgmt | For | For | For | |||
1.9 | Elect Dominic Ng | Mgmt | For | For | For | |||
1.10 | Elect Keith Renken | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the Performance-Based Bonus Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
EBay Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EBAY | CUSIP 278642103 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | For | For | |||
2 | Elect William Ford, Jr. | Mgmt | For | For | For | |||
3 | Elect Dawn Lepore | Mgmt | For | For | For | |||
4 | Elect Kathleen Mitic | Mgmt | For | For | For | |||
5 | Elect Pierre Omidyar | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
7 | Amendment to the 2008 Equity Incentive Award Plan | Mgmt | For | Against | Against | |||
8 | Employee Stock Purchase Plan | Mgmt | For | For | For | |||
9 | Repeal of Classified Board | Mgmt | For | For | For | |||
10 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Edwards Lifesciences Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EW | CUSIP 28176E108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||
2 | Elect Barbara McNeil | Mgmt | For | For | For | |||
3 | Elect Michael Mussallem | Mgmt | For | For | For | |||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | |||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
EMC Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EMC | CUSIP 268648102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Brown | Mgmt | For | For | For | |||
2 | Elect Randolph Cowen | Mgmt | For | For | For | |||
3 | Elect Gail Deegan | Mgmt | For | For | For | |||
4 | Elect James DiStasio | Mgmt | For | For | For | |||
5 | Elect John Egan | Mgmt | For | For | For | |||
6 | Elect Edmund Kelly | Mgmt | For | For | For | |||
7 | Elect Windle Priem | Mgmt | For | For | For | |||
8 | Elect Paul Sagan | Mgmt | For | For | For | |||
9 | Elect David Strohm | Mgmt | For | For | For | |||
10 | Elect Joseph Tucci | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Endo Pharmaceuticals Holdings Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ENDP | CUSIP 29264F205 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Roger Kimmel | Mgmt | For | For | For | |||
2 | Elect John Delucca | Mgmt | For | For | For | |||
3 | Elect David Holveck | Mgmt | For | For | For | |||
4 | Elect Nancy Hutson | Mgmt | For | For | For | |||
5 | Elect Michael Hyatt | Mgmt | For | For | For | |||
6 | Elect William P. Montague | Mgmt | For | For | For | |||
7 | Elect David Nash | Mgmt | For | For | For | |||
8 | Elect Joseph Scodari | Mgmt | For | For | For | |||
9 | Elect William Spengler | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Company Name Change | Mgmt | For | For | For | |||
EOG Resources, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
EOG | CUSIP 26875P101 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect George Alcorn | Mgmt | For | For | For | |||
2 | Elect Charles Crisp | Mgmt | For | For | For | |||
3 | Elect James Day | Mgmt | For | For | For | |||
4 | Elect Mark Papa | Mgmt | For | For | For | |||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
6 | Elect Donald Textor | Mgmt | For | For | For | |||
7 | Elect Frank Wisner | Mgmt | For | For | For | |||
8 | Ratification of Auditor | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
Express Scripts Holding Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ESRX | CUSIP 30219G108 | 05/30/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Benanav | Mgmt | For | For | For | |||
2 | Elect Maura Breen | Mgmt | For | For | For | |||
3 | Elect William DeLaney | Mgmt | For | For | For | |||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | |||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | |||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | |||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | |||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | |||
9 | Elect George Paz | Mgmt | For | For | For | |||
10 | Elect Myrtle Potter | Mgmt | For | For | For | |||
11 | Elect William Roper | Mgmt | For | For | For | |||
12 | Elect Samuel Skinner | Mgmt | For | For | For | |||
13 | Elect Seymour Sternberg | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
Factset Research Systems Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FDS | CUSIP 303075105 | 12/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robin Abrams | Mgmt | For | For | For | |||
1.2 | Elect Michael DiChristina | Mgmt | For | For | For | |||
1.3 | Elect Walter Siebecker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Fleury SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FLRY3 | CINS P418BW104 | 04/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Brazil | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Accounts and Reports | Mgmt | For | For | For | |||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
5 | Remuneration Policy | Mgmt | For | For | For | |||
FMC Technologies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FTI | CUSIP 30249U101 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mike Bowlin | Mgmt | For | For | For | |||
2 | Elect Philip Burguieres | Mgmt | For | For | For | |||
3 | Elect Edward Mooney | Mgmt | For | For | For | |||
4 | Elect James Ringler | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Repeal of Classified Board | Mgmt | For | For | For | |||
Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 08/18/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Solomon | Mgmt | For | For | For | |||
1.2 | Elect Nesli Basgoz | Mgmt | For | For | For | |||
1.3 | Elect Christopher Coughlin | Mgmt | For | For | For | |||
1.4 | Elect Dan Goldwasser | Mgmt | For | For | For | |||
1.5 | Elect Kenneth Goodman | Mgmt | For | For | For | |||
1.6 | Elect Gerald Lieberman | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Olanoff | Mgmt | For | For | For | |||
1.8 | Elect Lester Salans | Mgmt | For | For | For | |||
1.9 | Elect Brenton Saunders | Mgmt | For | For | For | |||
1.10 | Elect Peter Zimetbaum | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Forest Laboratories, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FRX | CUSIP 345838106 | 08/18/2011 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dissident Nominee Alexander Denner | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Dissident Nominee Richard Mulligan | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Dissident Nominee Lucian Bebchuk | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Dissident Nominee Eric Ende | Mgmt | N/A | TNA | N/A | |||
1.5 | Elect Management Nominee Nesli Basgoz | Mgmt | N/A | TNA | N/A | |||
1.6 | Elect Management Nominee Christopher Coughlin | Mgmt | N/A | TNA | N/A | |||
1.7 | Elect Management Nominee Gerald Lieberman | Mgmt | N/A | TNA | N/A | |||
1.8 | Elect Management Nominee Lawrence Olanoff | Mgmt | N/A | TNA | N/A | |||
1.9 | Elect Management Nominee Brenton Saunders | Mgmt | N/A | TNA | N/A | |||
1.10 | Elect Management Nominee Peter Zimetbaum | Mgmt | N/A | TNA | N/A | |||
2 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
Freeport-McMoran Copper & Gold Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
FCX | CUSIP 35671D857 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Adkerson | Mgmt | For | For | For | |||
1.2 | Elect Robert Allison, Jr. | Mgmt | For | Withhold | Against | |||
1.3 | Elect Robert Day | Mgmt | For | For | For | |||
1.4 | Elect Gerald Ford | Mgmt | For | For | For | |||
1.5 | Elect H. Devon Graham, Jr. | Mgmt | For | Withhold | Against | |||
1.6 | Elect Charles Krulak | Mgmt | For | Withhold | Against | |||
1.7 | Elect Bobby Lackey | Mgmt | For | Withhold | Against | |||
1.8 | Elect Jon Madonna | Mgmt | For | For | For | |||
1.9 | Elect Dustan McCoy | Mgmt | For | For | For | |||
1.10 | Elect James Moffett | Mgmt | For | For | For | |||
1.11 | Elect B. M. Rankin, Jr. | Mgmt | For | For | For | |||
1.12 | Elect Stephen Siegele | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
Garmin Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GRMN | CUSIP H2906T109 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Indemnification of Directors/Officers | Mgmt | For | For | For | |||
3.1 | Elect Min Kao | Mgmt | For | For | For | |||
3.2 | Elect Charles Peffer | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
General Dynamics Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GD | CUSIP 369550108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Mary Barra | Mgmt | For | For | For | |||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | |||
3 | Elect James Crown | Mgmt | For | For | For | |||
4 | Elect William Fricks | Mgmt | For | For | For | |||
5 | Elect Jay Johnson | Mgmt | For | For | For | |||
6 | Elect James Jones | Mgmt | For | For | For | |||
7 | Elect Paul Kaminski | Mgmt | For | For | For | |||
8 | Elect John Keane | Mgmt | For | For | For | |||
9 | Elect Lester Lyles | Mgmt | For | For | For | |||
10 | Elect Phebe Novakovic | Mgmt | For | For | For | |||
11 | Elect William Osborn | Mgmt | For | For | For | |||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Equity Compensation Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Gilead Sciences, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GILD | CUSIP 375558103 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Cogan | Mgmt | For | For | For | |||
1.2 | Elect Etienne Davignon | Mgmt | For | For | For | |||
1.3 | Elect James Denny | Mgmt | For | For | For | |||
1.4 | Elect Carla Hills | Mgmt | For | For | For | |||
1.5 | Elect Kevin Lofton | Mgmt | For | For | For | |||
1.6 | Elect John Madigan | Mgmt | For | For | For | |||
1.7 | Elect John Martin | Mgmt | For | For | For | |||
1.8 | Elect Gordon Moore | Mgmt | For | For | For | |||
1.9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
1.10 | Elect Richard Whitley | Mgmt | For | For | For | |||
1.11 | Elect Gayle Wilson | Mgmt | For | For | For | |||
1.12 | Elect Per Wold-Olsen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
5 | Shareholder Proposal Regarding Poison Pill | ShrHoldr | Against | For | Against | |||
Green Mountain Coffee Roasters, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GMCR | CUSIP 393122106 | 03/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Davis | Mgmt | For | For | For | |||
1.2 | Elect Jules del Vecchio | Mgmt | For | For | For | |||
1.3 | Elect Robert Stiller | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Harley-Davidson Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOG | CUSIP 412822108 | 04/28/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barry Allen | Mgmt | For | For | For | |||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | |||
1.3 | Elect Richard Beattie | Mgmt | For | For | For | |||
1.4 | Elect Martha Brooks | Mgmt | For | For | For | |||
1.5 | Elect George Conrades | Mgmt | For | For | For | |||
1.6 | Elect Donald James | Mgmt | For | For | For | |||
1.7 | Elect Sara Levinson | Mgmt | For | For | For | |||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | |||
1.9 | Elect George Miles, Jr. | Mgmt | For | For | For | |||
1.10 | Elect James Norling | Mgmt | For | For | For | |||
1.11 | Elect Keith Wandell | Mgmt | For | For | For | |||
1.12 | Elect Jochen Zeitz | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Harman International Industries, Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HAR | CUSIP 413086109 | 12/07/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Carroll | Mgmt | For | For | For | |||
1.2 | Elect Hellene Runtagh | Mgmt | For | For | For | |||
2 | 2012 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
3 | Repeal of Classified Board | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Hewlett-Packard Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HPQ | CUSIP 428236103 | 03/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Marc Andreessen | Mgmt | For | Against | Against | |||
2 | Elect Shumeet Banerji | Mgmt | For | For | For | |||
3 | Elect Rajiv Gupta | Mgmt | For | Against | Against | |||
4 | Elect John Hammergren | Mgmt | For | Against | Against | |||
5 | Elect Raymond Lane | Mgmt | For | For | For | |||
6 | Elect Ann Livermore | Mgmt | For | For | For | |||
7 | Elect Gary Reiner | Mgmt | For | For | For | |||
8 | Elect Patricia Russo | Mgmt | For | For | For | |||
9 | Elect G. Kennedy Thompson | Mgmt | For | Against | Against | |||
10 | Elect Margaret Whitman | Mgmt | For | For | For | |||
11 | Elect Ralph Whitworth | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Hologic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HOLX | CUSIP 436440101 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Cascella | Mgmt | For | For | For | |||
1.2 | Elect Glenn Muir | Mgmt | For | For | For | |||
1.3 | Elect David LaVance, Jr. | Mgmt | For | For | For | |||
1.4 | Elect Sally Crawford | Mgmt | For | For | For | |||
1.5 | Elect Nancy Leaming | Mgmt | For | For | For | |||
1.6 | Elect Lawrence Levy | Mgmt | For | For | For | |||
1.7 | Elect Christina Stamoulis | Mgmt | For | For | For | |||
1.8 | Elect Elaine Ullian | Mgmt | For | For | For | |||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Hudson City Bancorp, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
HCBK | CUSIP 443683107 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Denis Salamone | Mgmt | For | For | For | |||
2 | Elect Michael Azzara | Mgmt | For | For | For | |||
3 | Elect Victoria Bruni | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
6 | Repeal of Classified Board | Mgmt | For | For | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect A. Blaine Bowman | Mgmt | For | For | For | |||
1.2 | Elect Karin Eastham | Mgmt | For | For | For | |||
1.3 | Elect Jay T. Flatley | Mgmt | For | For | For | |||
1.4 | Elect William Rastetter | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Board Size | ShrHoldr | Against | Against | For | |||
5 | Shareholder Proposal Regarding Filling Directorships | ShrHoldr | Against | Against | For | |||
6 | Elect Earl Collier, Jr. | Mgmt | Abstain | Abstain | For | |||
7 | Elect David Dodd | Mgmt | Abstain | Abstain | For | |||
8 | Shareholder Proposal Regarding Repeal of Interim Bylaw Amendments | ShrHoldr | Against | Against | For | |||
Illumina, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ILMN | CUSIP 452327109 | 04/18/2012 | Take No Action | |||||
Meeting Type | Country of Trade | |||||||
Proxy Contest | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Bary Bailey | Mgmt | N/A | TNA | N/A | |||
1.2 | Elect Dwight Crane | Mgmt | N/A | TNA | N/A | |||
1.3 | Elect Michael Griffith | Mgmt | N/A | TNA | N/A | |||
1.4 | Elect Jay Hunt | Mgmt | N/A | TNA | N/A | |||
2 | Ratification of Auditor | Mgmt | N/A | TNA | N/A | |||
3 | Advisory Vote on Executive Compensation | Mgmt | N/A | TNA | N/A | |||
4 | Shareholder Proposal Regarding Board Size | ShrHoldr | N/A | TNA | N/A | |||
5 | Shareholder Proposal Regarding Filling Directorships | ShrHoldr | N/A | TNA | N/A | |||
6 | Elect Earl Collier, Jr. | Mgmt | N/A | TNA | N/A | |||
7 | Elect David Dodd | Mgmt | N/A | TNA | N/A | |||
8 | Shareholder Proposal Regarding Repeal of Interim Bylaw Amendments | ShrHoldr | N/A | TNA | N/A | |||
Iron Mountain Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
IRM | CUSIP 462846106 | 06/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ted Antenucci | Mgmt | For | For | For | |||
2 | Elect Clarke Bailey | Mgmt | For | For | For | |||
3 | Elect Kent Dauten | Mgmt | For | For | For | |||
4 | Elect Paul Deninger | Mgmt | For | For | For | |||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | |||
6 | Elect Michael Lamach | Mgmt | For | For | For | |||
7 | Elect Arthur Little | Mgmt | For | For | For | |||
8 | Elect Allan Loren | Mgmt | For | For | For | |||
9 | Elect C. Richard Reese | Mgmt | For | For | For | |||
10 | Elect Vincent Ryan | Mgmt | For | For | For | |||
11 | Elect Laurie Tucker | Mgmt | For | For | For | |||
12 | Elect Alfred Verrecchia | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
JC Decaux SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEC | CINS F5333N100 | 12/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Approval of Contribution of Assets to Subsidiary | Mgmt | For | For | For | |||
5 | Authority to Carry Out Formalities | Mgmt | For | For | For | |||
6 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
JC Decaux SA | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DEC | CINS F5333N100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | |||
8 | Related Party Transaction (Revolving Credit Agreement with Natixis SA) | Mgmt | For | For | For | |||
9 | Related Party Transactions | Mgmt | For | For | For | |||
10 | Elect Jean-Claude Decaux | Mgmt | For | For | For | |||
11 | Elect Pierre-Alain Pariente | Mgmt | For | For | For | |||
12 | Elect Jean-Pierre Decaux | Mgmt | For | For | For | |||
13 | Elect Xavier de Sarrau | Mgmt | For | For | For | |||
14 | Elect Pierre Mutz | Mgmt | For | For | For | |||
15 | Appointment of Auditor (Ernst & Young) | Mgmt | For | For | For | |||
16 | Appointment of Auditor (KPMG) | Mgmt | For | For | For | |||
17 | Appointment of Alternate Auditor (Auditex) | Mgmt | For | For | For | |||
18 | Appointment of Alternate Auditor (SCP Jean-Claude ANDRE) | Mgmt | For | For | For | |||
19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
20 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
21 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Johnson Controls, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JCI | CUSIP 478366107 | 01/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Dennis Archer | Mgmt | For | For | For | |||
1.2 | Elect Mark Vergnano | Mgmt | For | For | For | |||
1.3 | Elect Richard Goodman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
JPMorgan Chase & Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JPM | CUSIP 46625H100 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Bell | Mgmt | For | For | For | |||
2 | Elect Crandall Bowles | Mgmt | For | For | For | |||
3 | Elect Stephen Burke | Mgmt | For | For | For | |||
4 | Elect David Cote | Mgmt | For | For | For | |||
5 | Elect James Crown | Mgmt | For | For | For | |||
6 | Elect James Dimon | Mgmt | For | For | For | |||
7 | Elect Timothy Flynn | Mgmt | For | For | For | |||
8 | Elect Ellen Futter | Mgmt | For | For | For | |||
9 | Elect Laban Jackson, Jr. | Mgmt | For | For | For | |||
10 | Elect Lee Raymond | Mgmt | For | For | For | |||
11 | Elect William Weldon | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Affirmation of Political Nonpartisanship | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
16 | Shareholder Proposal Regarding Mortgage Loan Servicing | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
KLA-Tencor Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KLAC | CUSIP 482480100 | 11/03/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Calderoni | Mgmt | For | For | For | |||
1.2 | Elect John Dickson | Mgmt | For | For | For | |||
1.3 | Elect Kevin Kennedy | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Kohl's Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
KSS | CUSIP 500255104 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Boneparth | Mgmt | For | For | For | |||
2 | Elect Steven Burd | Mgmt | For | For | For | |||
3 | Elect John Herma | Mgmt | For | For | For | |||
4 | Elect Dale Jones | Mgmt | For | For | For | |||
5 | Elect William Kellogg | Mgmt | For | For | For | |||
6 | Elect Kevin Mansell | Mgmt | For | For | For | |||
7 | Elect John Schlifske | Mgmt | For | For | For | |||
8 | Elect Frank Sica | Mgmt | For | For | For | |||
9 | Elect Peter Sommerhauser | Mgmt | For | For | For | |||
10 | Elect Stephanie Streeter | Mgmt | For | For | For | |||
11 | Elect Nina Vaca | Mgmt | For | For | For | |||
12 | Elect Stephen Watson | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Fur Policy | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
L'Oreal | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
OR | CINS F58149133 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Mix | France | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
4 | Accounts and Reports | Mgmt | For | For | For | |||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | |||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
7 | Ratification of the Co-Option and Election of Jean-Victor Meyers | Mgmt | For | For | For | |||
8 | Elect Paul Bulcke | Mgmt | For | For | For | |||
9 | Elect Christiane Kuehne | Mgmt | For | For | For | |||
10 | Elect Jean-Pierre Meyers | Mgmt | For | For | For | |||
11 | Elect Bernard Kasriel | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | |||
14 | Amendments to Articles | Mgmt | For | For | For | |||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | |||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Landstar System, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LSTR | CUSIP 515098101 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Crowe | Mgmt | For | For | For | |||
1.2 | Elect Henry Gerkens | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Approval of the Executive Incentive Compensation Plan | Mgmt | For | For | For | |||
Life Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LIFE | CUSIP 53217V109 | 04/26/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Donald Grimm | Mgmt | For | For | For | |||
2 | Elect Ora Pescovitz | Mgmt | For | For | For | |||
3 | Elect Per Peterson | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Linear Technology Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LLTC | CUSIP 535678106 | 11/02/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | |||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | |||
1.4 | Elect John Gordon | Mgmt | For | For | For | |||
1.5 | Elect David Lee | Mgmt | For | For | For | |||
1.6 | Elect Richard Moley | Mgmt | For | For | For | |||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Lowe's Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LOW | CUSIP 548661107 | 06/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||
1.2 | Elect David Bernauer | Mgmt | For | For | For | |||
1.3 | Elect Leonard Berry | Mgmt | For | For | For | |||
1.4 | Elect Peter Browning | Mgmt | For | For | For | |||
1.5 | Elect Richard Dreiling | Mgmt | For | For | For | |||
1.6 | Elect Dawn Hudson | Mgmt | For | For | For | |||
1.7 | Elect Robert Johnson | Mgmt | For | For | For | |||
1.8 | Elect Marshall Larsen | Mgmt | For | For | For | |||
1.9 | Elect Richard Lochridge | Mgmt | For | For | For | |||
1.10 | Elect Robert Niblock | Mgmt | For | For | For | |||
1.11 | Elect Eric Wiseman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Shareholder Approval of Severance Agreements | ShrHoldr | Against | Against | For | |||
7 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Marsh & McLennan Companies, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MMC | CUSIP 571748102 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Zachary Carter | Mgmt | For | For | For | |||
2 | Elect Brian Duperreault | Mgmt | For | For | For | |||
3 | Elect Oscar Fanjul Martin | Mgmt | For | For | For | |||
4 | Elect H. Edward Hanway | Mgmt | For | For | For | |||
5 | Elect Lord Ian Lang | Mgmt | For | For | For | |||
6 | Elect Elaine La Roche | Mgmt | For | For | For | |||
7 | Elect Steven Mills | Mgmt | For | For | For | |||
8 | Elect Bruce Nolop | Mgmt | For | For | For | |||
9 | Elect Marc Oken | Mgmt | For | For | For | |||
10 | Elect Morton Schapiro | Mgmt | For | For | For | |||
11 | Elect Adele Simmons | Mgmt | For | For | For | |||
12 | Elect Lloyd Yates | Mgmt | For | For | For | |||
13 | Elect R. David Yost | Mgmt | For | For | For | |||
14 | Ratification of Auditor | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
MasterCard Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MA | CUSIP 57636Q104 | 06/05/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ajaypal Banga | Mgmt | For | For | For | |||
2 | Elect David Carlucci | Mgmt | For | For | For | |||
3 | Elect Steven Freiberg | Mgmt | For | For | For | |||
4 | Elect Richard Haythornthwaite | Mgmt | For | For | For | |||
5 | Elect Marc Olivie | Mgmt | For | For | For | |||
6 | Elect Rima Qureshi | Mgmt | For | For | For | |||
7 | Elect Mark Schwartz | Mgmt | For | For | For | |||
8 | Elect Jackson Tai | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Amendment to the 2006 Non-Employee Director Equity Compensation Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2006 Long Term Incentive Plan | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
Maxim Integrated Products, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MXIM | CUSIP 57772K101 | 11/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | |||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | |||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | |||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | |||
1.5 | Elect Robert Grady | Mgmt | For | For | For | |||
1.6 | Elect William Watkins | Mgmt | For | For | For | |||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
Mckesson Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MCK | CUSIP 58155Q103 | 07/27/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andy Bryant | Mgmt | For | For | For | |||
2 | Elect Wayne Budd | Mgmt | For | For | For | |||
3 | Elect John Hammergren | Mgmt | For | For | For | |||
4 | Elect Alton Irby III | Mgmt | For | Against | Against | |||
5 | Elect M. Christine Jacobs | Mgmt | For | Against | Against | |||
6 | Elect Marie Knowles | Mgmt | For | For | For | |||
7 | Elect David Lawrence | Mgmt | For | Against | Against | |||
8 | Elect Edward Mueller | Mgmt | For | Against | Against | |||
9 | Elect Jane Shaw | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
12 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
13 | Reduction of Supermajority Requirement for Amendments to Series A Junior Participating Preferred Stock | Mgmt | For | For | For | |||
14 | Reduction of Supermajority Requirement to Alter By-Laws | Mgmt | For | For | For | |||
15 | Elimination of Supermajority Requirement and Fair Price Provision for Certain Business Combinations | Mgmt | For | For | For | |||
16 | Amendment to the Certificate of Incorporation to Remove Transitional Provision | Mgmt | For | For | For | |||
17 | Amendment to the Certificate of Incorporation Concerning Interested Transactions | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
Medco Health Solutions, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MHS | CUSIP 58405U102 | 12/21/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Merger | Mgmt | For | For | For | |||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||
MediaTek Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
2454 | CINS Y5945U103 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Taiwan | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
6 | Accounts and Reports | Mgmt | For | For | For | |||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
8 | Amendments to Articles | Mgmt | For | For | For | |||
9 | Amendments to Procedural Rules: Election of Directors and Supervisors | Mgmt | For | For | For | |||
10 | Amendments to Procedural Rules: Acquisition and Disposal of Assets | Mgmt | For | For | For | |||
11 | Elect TSAI Ming-Kai | Mgmt | For | For | For | |||
12 | Elect CHO Jyh-Jer | Mgmt | For | For | For | |||
13 | Elect HSIEH Ching-Jiang | Mgmt | For | For | For | |||
14 | Elect SUN Cheng-Yaw | Mgmt | For | For | For | |||
15 | Elect Kenneth KIN | Mgmt | For | For | For | |||
16 | Elect WU Chung-Yu (Independent Director) | Mgmt | For | For | For | |||
17 | Elect CHANG Heng-Peng (Independent Director) | Mgmt | For | For | For | |||
18 | Elect LIU Chung-Lang (Supervisor) | Mgmt | For | For | For | |||
19 | Elect TANG Ming-Je (Supervisor) | Mgmt | For | For | For | |||
20 | Elect Paul WANG (Supervisor) | Mgmt | For | For | For | |||
21 | Non-Compete Restrictions for Directors | Mgmt | For | Abstain | Against | |||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Medtronic, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MDT | CUSIP 585055106 | 08/25/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | |||
1.2 | Elect David Calhoun | Mgmt | For | For | For | |||
1.3 | Elect Victor Dzau | Mgmt | For | For | For | |||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | |||
1.5 | Elect Shirley Jackson | Mgmt | For | For | For | |||
1.6 | Elect James Lenehan | Mgmt | For | For | For | |||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | |||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | |||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | |||
1.10 | Elect Jean-Pierre Rosso | Mgmt | For | For | For | |||
1.11 | Elect Jack Schuler | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
MetroPCS Communications, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCS | CUSIP 591708102 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack Callahan, Jr. | Mgmt | For | For | For | |||
1.2 | Elect W. Michael Barnes | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Microsoft Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSFT | CUSIP 594918104 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Steven Ballmer | Mgmt | For | Against | Against | |||
2 | Elect Dina Dublon | Mgmt | For | For | For | |||
3 | Elect William Gates III | Mgmt | For | For | For | |||
4 | Elect Raymond Gilmartin | Mgmt | For | For | For | |||
5 | Elect Reed Hastings | Mgmt | For | For | For | |||
6 | Elect Maria Klawe | Mgmt | For | For | For | |||
7 | Elect David Marquardt | Mgmt | For | For | For | |||
8 | Elect Charles Noski | Mgmt | For | For | For | |||
9 | Elect Helmut Panke | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Formation of Environmental Sustainability Committee | ShrHoldr | Against | Against | For | |||
Mine Safety Appliances Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSA | CUSIP 602720104 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Hotopp | Mgmt | For | For | For | |||
1.2 | Elect John Ryan III | Mgmt | For | For | For | |||
1.3 | Elect Thomas Witmer | Mgmt | For | For | For | |||
2 | Amended and Restated CEO Annual Incentive Award Plan | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Mitie Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTO | CINS G6164F157 | 07/13/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Roger Matthews | Mgmt | For | For | For | |||
5 | Elect Ian Stewart | Mgmt | For | For | For | |||
6 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | |||
7 | Elect Suzanne Baxter | Mgmt | For | For | For | |||
8 | Elect Bill Robson | Mgmt | For | For | For | |||
9 | Elect Larry Hirst | Mgmt | For | For | For | |||
10 | Elect David Jenkins | Mgmt | For | For | For | |||
11 | Elect Terry Morgan | Mgmt | For | For | For | |||
12 | Elect Graeme Potts | Mgmt | For | For | For | |||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | |||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
17 | Executive Share Option Scheme Renewal | Mgmt | For | For | For | |||
18 | SAYE Scheme Renewal | Mgmt | For | For | For | |||
19 | Share Incentive Plan Renewal | Mgmt | For | For | For | |||
20 | Adoption of New Articles | Mgmt | For | For | For | |||
21 | Authority to Set General Meeting Notice Period at 14 days. | Mgmt | For | For | For | |||
Mitie Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MTO | CINS G6164F157 | 11/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | MTFM Scheme | Mgmt | For | For | For | |||
2 | MFM Ireland Scheme | Mgmt | For | For | For | |||
3 | MBSUK Scheme | Mgmt | For | For | For | |||
4 | Related Party Transactions | Mgmt | For | For | For | |||
Monsanto Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MON | CUSIP 61166W101 | 01/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Janine Fields | Mgmt | For | For | For | |||
2 | Elect Hugh Grant | Mgmt | For | For | For | |||
3 | Elect C. Steven McMillan | Mgmt | For | For | For | |||
4 | Elect Robert Stevens | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Amendment to the 2005 Long-Term Incentive Plan | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
Moog, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MOG.A | CUSIP 615394202 | 01/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Lipke | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | |||
MSC Industrial Direct Co., Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MSM | CUSIP 553530106 | 01/12/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Mitchell Jacobson | Mgmt | For | For | For | |||
1.2 | Elect David Sandler | Mgmt | For | For | For | |||
1.3 | Elect Jonathan Byrnes | Mgmt | For | For | For | |||
1.4 | Elect Roger Fradin | Mgmt | For | For | For | |||
1.5 | Elect Erik Gershwind | Mgmt | For | For | For | |||
1.6 | Elect Louise Goeser | Mgmt | For | For | For | |||
1.7 | Elect Denis Kelly | Mgmt | For | For | For | |||
1.8 | Elect Philip Peller | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Murphy Oil Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
MUR | CUSIP 626717102 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Frank Blue | Mgmt | For | For | For | |||
2 | Elect Steven Cosse | Mgmt | For | For | For | |||
3 | Elect Claiborne Deming | Mgmt | For | For | For | |||
4 | Elect Robert Hermes | Mgmt | For | For | For | |||
5 | Elect James Kelley | Mgmt | For | For | For | |||
6 | Elect Walentin Mirosh | Mgmt | For | For | For | |||
7 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
8 | Elect Neal Schmale | Mgmt | For | For | For | |||
9 | Elect David Smith | Mgmt | For | For | For | |||
10 | Elect Caroline Theus | Mgmt | For | For | For | |||
11 | Elect David Wood | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | 2012 Long-Term incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Annual Incentive Plan | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Nike, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NKE | CUSIP 654106103 | 09/19/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | |||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | |||
1.3 | Elect Phyllis Wise | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Nordstrom, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
JWN | CUSIP 655664100 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Phyllis Campbell | Mgmt | For | For | For | |||
2 | Elect Michelle Ebanks | Mgmt | For | For | For | |||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
4 | Elect Robert Miller | Mgmt | For | For | For | |||
5 | Elect Blake Nordstrom | Mgmt | For | For | For | |||
6 | Elect Erik Nordstrom | Mgmt | For | For | For | |||
7 | Elect Peter Nordstrom | Mgmt | For | For | For | |||
8 | Elect Philip Satre | Mgmt | For | For | For | |||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | |||
10 | Elect Robert Walter | Mgmt | For | For | For | |||
11 | Elect Alison Winter | Mgmt | For | For | For | |||
12 | Amendment to the Executive Management Bonus Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
NuVasive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUVA | CUSIP 670704105 | 09/28/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
2 | Conversion of Series A Preferred Stock | Mgmt | For | For | For | |||
3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
4 | Transaction of Other Business | Mgmt | For | For | For | |||
NuVasive, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
NUVA | CUSIP 670704105 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Farrell | Mgmt | For | For | For | |||
2 | Elect Lesley Howe | Mgmt | For | For | For | |||
3 | Elect Eileen More | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Re-Approval of the Material Terms of the 2004 Equity Incentive Plan | Mgmt | For | Against | Against | |||
7 | Transaction of Other Business | Mgmt | For | For | For | |||
Oracle Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ORCL | CUSIP 68389X105 | 10/12/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | |||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||
1.4 | Elect Safra Catz | Mgmt | For | For | For | |||
1.5 | Elect Bruce Chizen | Mgmt | For | For | For | |||
1.6 | Elect George Conrades | Mgmt | For | For | For | |||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||
1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
P.F. Chang's China Bistro, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PFCB | CUSIP 69333Y108 | 04/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kerrii Anderson | Mgmt | For | For | For | |||
2 | Elect F. Lane Cardwell, Jr. | Mgmt | For | For | For | |||
3 | Elect Richard Federico | Mgmt | For | For | For | |||
4 | Elect Lesley Howe | Mgmt | For | For | For | |||
5 | Elect Dawn Hudson | Mgmt | For | For | For | |||
6 | Elect M. Ann Rhoades | Mgmt | For | For | For | |||
7 | Elect James Shennan, Jr. | Mgmt | For | For | For | |||
8 | Elect R. Michael Welborn | Mgmt | For | For | For | |||
9 | Elect Kenneth Wessels | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
11 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Right to Adjourn Meeting | Mgmt | For | For | For | |||
PepsiCo, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PEP | CUSIP 713448108 | 05/02/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Shona Brown | Mgmt | For | For | For | |||
2 | Elect Ian Cook | Mgmt | For | For | For | |||
3 | Elect Dina Dublon | Mgmt | For | For | For | |||
4 | Elect Victor Dzau | Mgmt | For | For | For | |||
5 | Elect Ray Hunt | Mgmt | For | For | For | |||
6 | Elect Alberto Ibarguen | Mgmt | For | For | For | |||
7 | Elect Indra Nooyi | Mgmt | For | For | For | |||
8 | Elect Sharon Rockefeller | Mgmt | For | For | For | |||
9 | Elect James Schiro | Mgmt | For | For | For | |||
10 | Elect Lloyd Trotter | Mgmt | For | For | For | |||
11 | Elect Daniel Vasella | Mgmt | For | For | For | |||
12 | Elect Alberto Weisser | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | Reapproval of the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
Philip Morris International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PM | CUSIP 718172109 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Harold Brown | Mgmt | For | For | For | |||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||
3 | Elect Louis Camilleri | Mgmt | For | For | For | |||
4 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||
5 | Elect Jennifer Li | Mgmt | For | For | For | |||
6 | Elect Graham Mackay | Mgmt | For | For | For | |||
7 | Elect Sergio Marchionne | Mgmt | For | For | For | |||
8 | Elect Kalpana Morparia | Mgmt | For | For | For | |||
9 | Elect Lucio Noto | Mgmt | For | For | For | |||
10 | Elect Robert Polet | Mgmt | For | For | For | |||
11 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||
12 | Elect Stephen Wolf | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | 2012 Performance Incentive Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | Against | For | |||
17 | Shareholder Proposal Regarding Formation of Ethics Committee | ShrHoldr | Against | Against | For | |||
PNC Financial Services Group, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PNC | CUSIP 693475105 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Richard Berndt | Mgmt | For | For | For | |||
2 | Elect Charles Bunch | Mgmt | For | For | For | |||
3 | Elect Paul Chellgren | Mgmt | For | For | For | |||
4 | Elect Kay James | Mgmt | For | For | For | |||
5 | Elect Richard Kelson | Mgmt | For | For | For | |||
6 | Elect Bruce Lindsay | Mgmt | For | For | For | |||
7 | Elect Anthony Massaro | Mgmt | For | For | For | |||
8 | Elect Jane Pepper | Mgmt | For | For | For | |||
9 | Elect James Rohr | Mgmt | For | For | For | |||
10 | Elect Donald Shepard | Mgmt | For | For | For | |||
11 | Elect Lorene Steffes | Mgmt | For | For | For | |||
12 | Elect Dennis Strigl | Mgmt | For | For | For | |||
13 | Elect Thomas Usher | Mgmt | For | For | For | |||
14 | Elect George Walls, Jr. | Mgmt | For | For | For | |||
15 | Elect Helge Wehmeier | Mgmt | For | For | For | |||
16 | Ratification of Auditor | Mgmt | For | For | For | |||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Polypore International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PPO | CUSIP 73179V103 | 05/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect William Dries | Mgmt | For | For | For | |||
1.2 | Elect Frederick Flynn | Mgmt | For | For | For | |||
1.3 | Elect Michael Chesser | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Praxair, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PX | CUSIP 74005P104 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Stephen Angel | Mgmt | For | For | For | |||
1.2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
1.3 | Elect Bret Clayton | Mgmt | For | For | For | |||
1.4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
1.5 | Elect Edward Galante | Mgmt | For | For | For | |||
1.6 | Elect Claire Gargalli | Mgmt | For | For | For | |||
1.7 | Elect Ira Hall | Mgmt | For | For | For | |||
1.8 | Elect Raymond LeBoeuf | Mgmt | For | For | For | |||
1.9 | Elect Larry McVay | Mgmt | For | For | For | |||
1.10 | Elect Wayne Smith | Mgmt | For | For | For | |||
1.11 | Elect Robert Wood | Mgmt | For | For | For | |||
2 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Advisory Vote on Electioneering Expenditures | ShrHoldr | Against | Against | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
Precision Castparts Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
PCP | CUSIP 740189105 | 08/16/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Don Graber | Mgmt | For | For | For | |||
1.2 | Elect Lester Lyles | Mgmt | For | For | For | |||
1.3 | Elect Timothy Wicks | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
QUALCOMM Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
QCOM | CUSIP 747525103 | 03/06/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Barbara Alexander | Mgmt | For | For | For | |||
1.2 | Elect Stephen Bennett | Mgmt | For | For | For | |||
1.3 | Elect Donald Cruickshank | Mgmt | For | For | For | |||
1.4 | Elect Raymond Dittamore | Mgmt | For | For | For | |||
1.5 | Elect Thomas Horton | Mgmt | For | For | For | |||
1.6 | Elect Paul Jacobs | Mgmt | For | For | For | |||
1.7 | Elect Robert Kahn | Mgmt | For | For | For | |||
1.8 | Elect Sherry Lansing | Mgmt | For | For | For | |||
1.9 | Elect Duane Nelles | Mgmt | For | For | For | |||
1.10 | Elect Francisco Ros | Mgmt | For | For | For | |||
1.11 | Elect Brent Scowcroft | Mgmt | For | For | For | |||
1.12 | Elect Marc Stern | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
4 | Elimination of Plurality Voting Standard for Election of Directors | Mgmt | For | For | For | |||
Ralcorp Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RAH | CUSIP 751028101 | 02/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect David Banks | Mgmt | For | For | For | |||
1.2 | Elect Jonathan Baum | Mgmt | For | For | For | |||
1.3 | Elect David Skarie | Mgmt | For | For | For | |||
1.4 | Elect Barry Beracha | Mgmt | For | For | For | |||
1.5 | Elect Patrick Moore | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | |||
Range Resources Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RRC | CUSIP 75281A109 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Charles Blackburn | Mgmt | For | For | For | |||
2 | Elect Anthony Dub | Mgmt | For | For | For | |||
3 | Elect V. Richard Eales | Mgmt | For | For | For | |||
4 | Elect Allen Finkelson | Mgmt | For | For | For | |||
5 | Elect James Funk | Mgmt | For | For | For | |||
6 | Elect Jonathan Linker | Mgmt | For | For | For | |||
7 | Elect Kevin McCarthy | Mgmt | For | For | For | |||
8 | Elect John Pinkerton | Mgmt | For | For | For | |||
9 | Elect Jeffrey Ventura | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
13 | Shareholder Proposal Regarding Linking Executive Pay to Sustainability | ShrHoldr | Against | Against | For | |||
Robert Half International Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
RHI | CUSIP 770323103 | 05/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | |||
1.4 | Elect Robert Pace | Mgmt | For | For | For | |||
1.5 | Elect Fredrick Richman | Mgmt | For | For | For | |||
1.6 | Elect M. Keith Waddell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Rockwell Collins, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
COL | CUSIP 774341101 | 02/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Anthony Carbone | Mgmt | For | For | For | |||
1.2 | Elect Clayton Jones | Mgmt | For | For | For | |||
1.3 | Elect Cheryl Shavers | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
Rovi Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ROVI | CUSIP 779376102 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Thomas Carson | Mgmt | For | For | For | |||
1.2 | Elect Alan Earhart | Mgmt | For | For | For | |||
1.3 | Elect Andrew Ludwick | Mgmt | For | For | For | |||
1.4 | Elect James Meyer | Mgmt | For | For | For | |||
1.5 | Elect James O'Shaughnessy | Mgmt | For | For | For | |||
1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Samsung Electronics Co., Ltd. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
005930 | CINS Y74718100 | 03/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Korea, Republic of | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | |||
2 | Election Of Independent Directors (Slate): (I) Yoon Dong Min; (Ii) Kim Han Joong; And (Iii) Lee Byung Ki | Mgmt | For | For | For | |||
3 | Election Of Executive Directors (Slate): (I) Choi Gee Sung; (Ii) Kwon Oh Hyun; And (Iii) Yoon Ju Hwa | Mgmt | For | For | For | |||
4 | Election Of Audit Committee Members (Slate): (I) Yoon Dong Min; And (Ii) Kim Han Joong | Mgmt | For | For | For | |||
5 | Directors' Fees | Mgmt | For | For | For | |||
6 | Spin-off | Mgmt | For | For | For | |||
7 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Schlumberger N.V. (Schlumberger Limited) | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SLB | CUSIP 806857108 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Peter Currie | Mgmt | For | For | For | |||
2 | Elect Anthony Isaac | Mgmt | For | For | For | |||
3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
7 | Elect Michael Marks | Mgmt | For | For | For | |||
8 | Elect Elizabeth Moler | Mgmt | For | For | For | |||
9 | Elect Lubna Olayan | Mgmt | For | For | For | |||
10 | Elect Leo Reif | Mgmt | For | For | For | |||
11 | Elect Tore Sandvold | Mgmt | For | For | For | |||
12 | Elect Henri Seydoux | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Approval of Financial Statements and Dividends | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Amendment to the 2004 Stock and Deferral Plan for Non-Employee Directors | Mgmt | For | Against | Against | |||
Scotts Miracle-Gro Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SMG | CUSIP 810186106 | 01/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Alan Barry | Mgmt | For | For | For | |||
1.2 | Elect Thomas Kelly, Jr. | Mgmt | For | For | For | |||
1.3 | Elect Carl Kohrt | Mgmt | For | For | For | |||
1.4 | Elect John Shiely | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Serco Group plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SRP | CINS G80400107 | 05/14/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United Kingdom | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
4 | Elect Ralph Crosby, Jr. | Mgmt | For | For | For | |||
5 | Elect Alastair Lyons | Mgmt | For | For | For | |||
6 | Elect Christopher Hyman | Mgmt | For | For | For | |||
7 | Elect Andrew Jenner | Mgmt | For | For | For | |||
8 | Elect David Richardson | Mgmt | For | For | For | |||
9 | Elect Angie Risley | Mgmt | For | For | For | |||
10 | Appointment of Auditor | Mgmt | For | For | For | |||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | |||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
15 | Authorisation of Political Donations | Mgmt | For | For | For | |||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | |||
Southwest Airlines Co. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
LUV | CUSIP 844741108 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Biegler | Mgmt | For | For | For | |||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | |||
3 | Elect Douglas Brooks | Mgmt | For | For | For | |||
4 | Elect William Cunningham | Mgmt | For | For | For | |||
5 | Elect John Denison | Mgmt | For | For | For | |||
6 | Elect Gary Kelly | Mgmt | For | For | For | |||
7 | Elect Nancy Loeffler | Mgmt | For | For | For | |||
8 | Elect John Montford | Mgmt | For | For | For | |||
9 | Elect Thomas Nealon | Mgmt | For | For | For | |||
10 | Elect Daniel Villanueva | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
Southwestern Energy Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SWN | CUSIP 845467109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Lewis Epley, Jr. | Mgmt | For | For | For | |||
2 | Elect Robert Howard | Mgmt | For | For | For | |||
3 | Elect Catherine Kehr | Mgmt | For | For | For | |||
4 | Elect Greg Kerley | Mgmt | For | For | For | |||
5 | Elect Harold Korell | Mgmt | For | For | For | |||
6 | Elect Vello Kuuskraa | Mgmt | For | For | For | |||
7 | Elect Kenneth Mourton | Mgmt | For | For | For | |||
8 | Elect Steven Mueller | Mgmt | For | For | For | |||
9 | Elect Charles Scharlau | Mgmt | For | For | For | |||
10 | Elect Alan Stevens | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
St. Jude Medical, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STJ | CUSIP 790849103 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Brown | Mgmt | For | For | For | |||
2 | Elect Daniel Starks | Mgmt | For | For | For | |||
3 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Repeal of Classified Board | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
6 | Ratification of Auditor | Mgmt | For | For | For | |||
State Street Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
STT | CUSIP 857477103 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Kennett Burnes | Mgmt | For | For | For | |||
2 | Elect Peter Coym | Mgmt | For | For | For | |||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | |||
4 | Elect Amelia Fawcett | Mgmt | For | For | For | |||
5 | Elect David Gruber | Mgmt | For | For | For | |||
6 | Elect Linda Hill | Mgmt | For | For | For | |||
7 | Elect Joseph Hooley | Mgmt | For | For | For | |||
8 | Elect Robert Kaplan | Mgmt | For | For | For | |||
9 | Elect Richard Sergel | Mgmt | For | For | For | |||
10 | Elect Ronald Skates | Mgmt | For | For | For | |||
11 | Elect Gregory Summe | Mgmt | For | For | For | |||
12 | Elect Robert Weissman | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Amendment to the 2006 Equity Incentive Plan | Mgmt | For | Against | Against | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Stryker Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
SYK | CUSIP 863667101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Howard Cox, Jr. | Mgmt | For | For | For | |||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | |||
1.3 | Elect Roch Doliveux | Mgmt | For | For | For | |||
1.4 | Elect Louis Francesconi | Mgmt | For | For | For | |||
1.5 | Elect Allan Golston | Mgmt | For | For | For | |||
1.6 | Elect Howard Lance | Mgmt | For | For | For | |||
1.7 | Elect William Parfet | Mgmt | For | For | For | |||
1.8 | Elect Ronda Stryker | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
4 | Re-approval of the Executive Bonus Plan | Mgmt | For | For | For | |||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Telephone And Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433860 | 11/15/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Eliminate Special Common Shares | Mgmt | For | For | For | |||
2 | Ratification of the Elimination of Special Common Shares | Mgmt | For | For | For | |||
3 | Ratification of Amendment to the Voting Power of Common Shares | Mgmt | For | For | For | |||
Telephone And Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433860 | 01/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Special | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Amendment to Eliminate Special Common Shares | Mgmt | For | For | For | |||
2 | Ratification of the Elimination of Special Common Shares | Mgmt | For | For | For | |||
3 | Ratification of the Amendment to the Voting Power of Common Shares | Mgmt | For | For | For | |||
Telephone And Data Systems, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TDS | CUSIP 879433829 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Clarence Davis | Mgmt | For | For | For | |||
1.2 | Elect Christopher O'Leary | Mgmt | For | For | For | |||
1.3 | Elect Mitchell Saranow | Mgmt | For | For | For | |||
1.4 | Elect Gary Sugarman | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||
Texas Instruments Incorporated | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXN | CUSIP 882508104 | 04/19/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Ralph Babb, Jr. | Mgmt | For | For | For | |||
2 | Elect Daniel Carp | Mgmt | For | For | For | |||
3 | Elect Carrie Cox | Mgmt | For | For | For | |||
4 | Elect Pamela Patsley | Mgmt | For | For | For | |||
5 | Elect Robert Sanchez | Mgmt | For | For | For | |||
6 | Elect Wayne Sanders | Mgmt | For | For | For | |||
7 | Elect Ruth Simmons | Mgmt | For | For | For | |||
8 | Elect Richard Templeton | Mgmt | For | For | For | |||
9 | Elect Christine Whitman | Mgmt | For | For | For | |||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
Texas Roadhouse, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TXRH | CUSIP 882681109 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Martin Hart | Mgmt | For | For | For | |||
1.2 | Elect W. Kent Taylor | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
The Walt Disney Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
DIS | CUSIP 254687106 | 03/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Susan Arnold | Mgmt | For | Against | Against | |||
2 | Elect John Chen | Mgmt | For | Against | Against | |||
3 | Elect Judith Estrin | Mgmt | For | For | For | |||
4 | Elect Robert Iger | Mgmt | For | For | For | |||
5 | Elect Fred Langhammer | Mgmt | For | Against | Against | |||
6 | Elect Aylwin Lewis | Mgmt | For | Against | Against | |||
7 | Elect Monica Lozano | Mgmt | For | For | For | |||
8 | Elect Robert Matschullat | Mgmt | For | For | For | |||
9 | Elect Sheryl Sandberg | Mgmt | For | For | For | |||
10 | Elect Orin Smith | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Amendment to the 2011 Stock Incentive Plan | Mgmt | For | Against | Against | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Thermo Fisher Scientific Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TMO | CUSIP 883556102 | 05/23/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect C. Martin Harris | Mgmt | For | For | For | |||
2 | Elect Judy Lewent | Mgmt | For | For | For | |||
3 | Elect Jim Manzi | Mgmt | For | For | For | |||
4 | Elect Lars Sorenson | Mgmt | For | For | For | |||
5 | Elect Elaine Ullian | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Ratification of Auditor | Mgmt | For | For | For | |||
Time Warner Cable Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWC | CUSIP 88732J207 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Carole Black | Mgmt | For | For | For | |||
2 | Elect Glenn Britt | Mgmt | For | For | For | |||
3 | Elect Thomas Castro | Mgmt | For | For | For | |||
4 | Elect David Chang | Mgmt | For | For | For | |||
5 | Elect James Copeland, Jr. | Mgmt | For | For | For | |||
6 | Elect Peter Haje | Mgmt | For | For | For | |||
7 | Elect Donna James | Mgmt | For | For | For | |||
8 | Elect Don Logan | Mgmt | For | For | For | |||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | |||
10 | Elect Wayne Pace | Mgmt | For | For | For | |||
11 | Elect Edward Shirley | Mgmt | For | For | For | |||
12 | Elect John Sununu | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Annual Bonus Plan | Mgmt | For | For | For | |||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | |||
Time Warner Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWX | CUSIP 887317303 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect James Barksdale | Mgmt | For | For | For | |||
2 | Elect William Barr | Mgmt | For | For | For | |||
3 | Elect Jeffrey Bewkes | Mgmt | For | For | For | |||
4 | Elect Stephen Bollenbach | Mgmt | For | For | For | |||
5 | Elect Robert Clark | Mgmt | For | For | For | |||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | |||
7 | Elect Jessica Einhorn | Mgmt | For | For | For | |||
8 | Elect Fred Hassan | Mgmt | For | For | For | |||
9 | Elect Kenneth Novack | Mgmt | For | For | For | |||
10 | Elect Paul Wachter | Mgmt | For | For | For | |||
11 | Elect Deborah Wright | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | |||
Tractor Supply Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TSCO | CUSIP 892356106 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect James Wright | Mgmt | For | For | For | |||
1.2 | Elect Johnston Adams | Mgmt | For | For | For | |||
1.3 | Elect Peter Bewley | Mgmt | For | For | For | |||
1.4 | Elect Jack Bingleman | Mgmt | For | For | For | |||
1.5 | Elect Richard Frost | Mgmt | For | For | For | |||
1.6 | Elect Cynthia Jamison | Mgmt | For | For | For | |||
1.7 | Elect George MacKenzie | Mgmt | For | For | For | |||
1.8 | Elect Edna Morris | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Trimble Navigation Limited | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TRMB | CUSIP 896239100 | 05/01/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Steven Berglund | Mgmt | For | For | For | |||
1.2 | Elect John Goodrich | Mgmt | For | For | For | |||
1.3 | Elect William Hart | Mgmt | For | For | For | |||
1.4 | Elect Merit Janow | Mgmt | For | For | For | |||
1.5 | Elect Ulf Johansson | Mgmt | For | For | For | |||
1.6 | Elect Ronald Nersesian | Mgmt | For | For | For | |||
1.7 | Elect Bradford Parkinson | Mgmt | For | For | For | |||
1.8 | Elect Mark Peek | Mgmt | For | For | For | |||
1.9 | Elect Nickolas Vande Steeg | Mgmt | For | For | For | |||
2 | Amendment to the 2002 Stock Plan | Mgmt | For | Against | Against | |||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
tw telecom inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
TWTC | CUSIP 87311L104 | 06/07/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Gregory Attorri | Mgmt | For | For | For | |||
1.2 | Elect Spencer Hays | Mgmt | For | For | For | |||
1.3 | Elect Larissa Herda | Mgmt | For | For | For | |||
1.4 | Elect Kevin Mooney | Mgmt | For | For | For | |||
1.5 | Elect Kirby Pickle | Mgmt | For | For | For | |||
1.6 | Elect Roscoe Young II | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
U.S. Bancorp | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USB | CUSIP 902973304 | 04/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Douglas Baker, Jr. | Mgmt | For | For | For | |||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||
4 | Elect Arthur Collins, Jr. | Mgmt | For | For | For | |||
5 | Elect Richard Davis | Mgmt | For | For | For | |||
6 | Elect Roland Hernandez | Mgmt | For | For | For | |||
7 | Elect Joel Johnson | Mgmt | For | For | For | |||
8 | Elect Olivia Kirtley | Mgmt | For | For | For | |||
9 | Elect Jerry Levin | Mgmt | For | For | For | |||
10 | Elect David O'Maley | Mgmt | For | For | For | |||
11 | Elect O'Dell Owens | Mgmt | For | For | For | |||
12 | Elect Craig Schnuck | Mgmt | For | For | For | |||
13 | Elect Patrick Stokes | Mgmt | For | For | For | |||
14 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
U.S. Cellular Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
USM | CUSIP 911684108 | 05/15/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Harry Harczak, Jr. | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Ultra Petroleum Corp. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPL | CUSIP 903914109 | 05/22/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Watford | Mgmt | For | For | For | |||
2 | Elect W. Charles Helton | Mgmt | For | For | For | |||
3 | Elect Stephen McDaniel | Mgmt | For | For | For | |||
4 | Elect Roger Brown | Mgmt | For | For | For | |||
5 | Ratification of Auditor | Mgmt | For | For | For | |||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
7 | Reapproval of Performance Criteria for Executive Officer Performance-Based Compensation | Mgmt | For | For | For | |||
8 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
Union Pacific Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UNP | CUSIP 907818108 | 05/10/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Andrew Card, Jr. | Mgmt | For | For | For | |||
2 | Elect Erroll Davis, Jr. | Mgmt | For | For | For | |||
3 | Elect Thomas Donohue | Mgmt | For | For | For | |||
4 | Elect Archie Dunham | Mgmt | For | For | For | |||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | |||
6 | Elect Charles Krulak | Mgmt | For | For | For | |||
7 | Elect Michael McCarthy | Mgmt | For | For | For | |||
8 | Elect Michael McConnell | Mgmt | For | For | For | |||
9 | Elect Thomas McLarty III | Mgmt | For | For | For | |||
10 | Elect Steven Rogel | Mgmt | For | For | For | |||
11 | Elect Jose Villarreal | Mgmt | For | For | For | |||
12 | Elect James Young | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
16 | Shareholder Proposal Regarding Retention of Shares After Retirement | ShrHoldr | Against | Against | For | |||
United Parcel Service, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UPS | CUSIP 911312106 | 05/03/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||
2 | Elect Michael Burns | Mgmt | For | For | For | |||
3 | Elect D. Scott Davis | Mgmt | For | For | For | |||
4 | Elect Stuart Eizenstat | Mgmt | For | For | For | |||
5 | Elect Michael Eskew | Mgmt | For | For | For | |||
6 | Elect William Johnson | Mgmt | For | For | For | |||
7 | Elect Candace Kendle | Mgmt | For | For | For | |||
8 | Elect Ann Livermore | Mgmt | For | For | For | |||
9 | Elect Rudy Markham | Mgmt | For | For | For | |||
10 | Elect Clark Randt, Jr. | Mgmt | For | For | For | |||
11 | Elect John Thompson | Mgmt | For | For | For | |||
12 | Elect Carol Tome | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | 2012 Omnibus Incentive Compensation Plan | Mgmt | For | For | For | |||
15 | Amendment to the Discounted Employee Stock Purchase Plan | Mgmt | For | For | For | |||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
United Technologies Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
UTX | CUSIP 913017109 | 04/11/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Louis Chenevert | Mgmt | For | For | For | |||
2 | Elect John Faraci | Mgmt | For | For | For | |||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | |||
4 | Elect Jamie Gorelick | Mgmt | For | For | For | |||
5 | Elect Edward Kangas | Mgmt | For | For | For | |||
6 | Elect Ellen Kullman | Mgmt | For | For | For | |||
7 | Elect Richard McCormick | Mgmt | For | For | For | |||
8 | Elect Harold McGraw III | Mgmt | For | For | For | |||
9 | Elect Richard Myers | Mgmt | For | For | For | |||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | |||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | |||
12 | Elect Christine Whitman | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
Valspar Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VAL | CUSIP 920355104 | 02/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Jack Allen | Mgmt | For | For | For | |||
1.2 | Elect John Bode | Mgmt | For | For | For | |||
1.3 | Elect Jeffrey Curler | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
VCA Antech Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WOOF | CUSIP 918194101 | 05/21/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Baumer | Mgmt | For | For | For | |||
1.2 | Elect Frank Reddick | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Verisk Analytics, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
VRSK | CUSIP 92345Y106 | 05/16/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect J. Hyatt Brown | Mgmt | For | For | For | |||
1.2 | Elect Glen Dell | Mgmt | For | For | For | |||
1.3 | Elect Samuel Liss | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
3 | 2012 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
4 | Ratification of Auditor | Mgmt | For | For | For | |||
Visa Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
V | CUSIP 92826C839 | 01/31/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Gary Coughlan | Mgmt | For | For | For | |||
2 | Elect Mary Cranston | Mgmt | For | For | For | |||
3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||
4 | Elect Robert Matschullat | Mgmt | For | For | For | |||
5 | Elect Cathy Minehan | Mgmt | For | For | For | |||
6 | Elect Suzanne Johnson | Mgmt | For | For | For | |||
7 | Elect David Pang | Mgmt | For | For | For | |||
8 | Elect Joseph Saunders | Mgmt | For | For | For | |||
9 | Elect William Shanahan | Mgmt | For | For | For | |||
10 | Elect John Swainson | Mgmt | For | For | For | |||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
12 | Amendment to the 2007 Equity Incentive Compenastion Plan | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
W.W. Grainger, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
GWW | CUSIP 384802104 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Brian Anderson | Mgmt | For | For | For | |||
1.2 | Elect Wilbur Gantz | Mgmt | For | For | For | |||
1.3 | Elect V. Ann Hailey | Mgmt | For | For | For | |||
1.4 | Elect William Hall | Mgmt | For | For | For | |||
1.5 | Elect Stuart Levenick | Mgmt | For | For | For | |||
1.6 | Elect John McCarter, Jr. | Mgmt | For | For | For | |||
1.7 | Elect Neil Novich | Mgmt | For | For | For | |||
1.8 | Elect Michael Roberts | Mgmt | For | For | For | |||
1.9 | Elect Gary Rogers | Mgmt | For | For | For | |||
1.10 | Elect James Ryan | Mgmt | For | For | For | |||
1.11 | Elect E. Scott Santi | Mgmt | For | For | For | |||
1.12 | Elect James Slavik | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
Waste Connections, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WCN | CUSIP 941053100 | 05/18/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Michael Harlan | Mgmt | For | For | For | |||
2 | Elect William Razzouk | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For | |||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
Weight Watchers International, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WTW | CUSIP 948626106 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Marsha Evans | Mgmt | For | For | For | |||
1.2 | Elect Sacha Lainovic | Mgmt | For | For | For | |||
1.3 | Elect Christopher Sobecki | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
Wells Fargo & Company | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFC | CUSIP 949746101 | 04/24/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect John Baker II | Mgmt | For | For | For | |||
2 | Elect Elaine Chao | Mgmt | For | For | For | |||
3 | Elect John Chen | Mgmt | For | For | For | |||
4 | Elect Lloyd Dean | Mgmt | For | For | For | |||
5 | Elect Susan Engel | Mgmt | For | For | For | |||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
7 | Elect Donald James | Mgmt | For | For | For | |||
8 | Elect Cynthia Milligan | Mgmt | For | For | For | |||
9 | Elect Nicholas Moore | Mgmt | For | For | For | |||
10 | Elect Federico Pena | Mgmt | For | For | For | |||
11 | Elect Philip Quigley | Mgmt | For | For | For | |||
12 | Elect Judith Runstad | Mgmt | For | For | For | |||
13 | Elect Stephen Sanger | Mgmt | For | For | For | |||
14 | Elect John Stumpf | Mgmt | For | For | For | |||
15 | Elect Susan Swenson | Mgmt | For | For | For | |||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
17 | Ratification of Auditor | Mgmt | For | For | For | |||
18 | Shareholder Proposal Regarding Independent Board Chair | ShrHoldr | Against | For | Against | |||
19 | Shareholder Proposal Regarding Cumulative Voting in Contested Elections | ShrHoldr | Against | For | Against | |||
20 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | |||
21 | Shareholder Proposal Regarding Independent Review of Controls Related to Loans, Foreclosures and Securitizations | ShrHoldr | Against | Against | For | |||
Whole Foods Market, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WFM | CUSIP 966837106 | 03/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect John Elstrott | Mgmt | For | For | For | |||
1.2 | Elect Gabrielle Greene | Mgmt | For | For | For | |||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | |||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | |||
1.5 | Elect John Mackey | Mgmt | For | For | For | |||
1.6 | Elect Walter Robb | Mgmt | For | For | For | |||
1.7 | Elect Jonathan Seiffer | Mgmt | For | For | For | |||
1.8 | Elect Morris Siegel | Mgmt | For | For | For | |||
1.9 | Elect Jonathan Sokoloff | Mgmt | For | For | For | |||
1.10 | Elect Ralph Sorenson | Mgmt | For | For | For | |||
1.11 | Elect William Tindell | Mgmt | For | For | For | |||
2 | Ratification of Auditor | Mgmt | For | For | For | |||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
5 | Shareholder Proposal Regarding Removal of Directors | ShrHoldr | Against | Against | For | |||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
Willis Group Holdings PLC | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WSH | CUSIP G96666105 | 04/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect William Bradley | Mgmt | For | For | For | |||
2 | Elect Joseph Califano, Jr. | Mgmt | For | For | For | |||
3 | Elect Anna Catalano | Mgmt | For | For | For | |||
4 | Elect Sir Roy Gardner | Mgmt | For | For | For | |||
5 | Elect Sir Jeremy Hanley | Mgmt | For | For | For | |||
6 | Elect Robyn Kravit | Mgmt | For | For | For | |||
7 | Elect Jeffrey Lane | Mgmt | For | For | For | |||
8 | Elect Wendy Lane | Mgmt | For | For | For | |||
9 | Elect James McCann | Mgmt | For | For | For | |||
10 | Elect Joseph Plumeri | Mgmt | For | For | For | |||
11 | Elect Douglas Roberts | Mgmt | For | For | For | |||
12 | Elect Michael Somers | Mgmt | For | For | For | |||
13 | Ratification of Auditor | Mgmt | For | For | For | |||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
15 | 2012 Equity Incentive Plan | Mgmt | For | Against | Against | |||
WPP Plc | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
WPP | CINS G9787K108 | 06/13/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | Jersey | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Accounts and Reports | Mgmt | For | For | For | |||
2 | Directors' Remuneration Report | Mgmt | For | For | For | |||
3 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | |||
4 | Elect Colin Day | Mgmt | For | For | For | |||
5 | Elect Esther Dyson | Mgmt | For | For | For | |||
6 | Elect Orit Gadiesh | Mgmt | For | For | For | |||
7 | Elect Philip Lader | Mgmt | For | For | For | |||
8 | Elect Ruigang Li | Mgmt | For | For | For | |||
9 | Elect Stanley Morten | Mgmt | For | For | For | |||
10 | Elect Koichiro Naganuma | Mgmt | For | For | For | |||
11 | Elect John Quelch | Mgmt | For | For | For | |||
12 | Elect Mark Read | Mgmt | For | For | For | |||
13 | Elect Paul Richardson | Mgmt | For | For | For | |||
14 | Elect Jeffrey Rosen | Mgmt | For | For | For | |||
15 | Elect Timothy Shriver | Mgmt | For | For | For | |||
16 | Elect Martin Sorrell | Mgmt | For | For | For | |||
17 | Elect Paul Spencer | Mgmt | For | For | For | |||
18 | Elect Solomon Trujillo | Mgmt | For | For | For | |||
19 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||
23 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | |||
Xilinx, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
XLNX | CUSIP 983919101 | 08/10/2011 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Philip Gianos | Mgmt | For | For | For | |||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | |||
3 | Elect John Doyle | Mgmt | For | For | For | |||
4 | Elect Jerald Fishman | Mgmt | For | For | For | |||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | |||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | |||
7 | Elect Albert Pimentel | Mgmt | For | For | For | |||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | |||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | |||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | |||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | |||
12 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
14 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
15 | Ratification of Auditor | Mgmt | For | For | For | |||
Yum Brands, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
YUM | CUSIP 988498101 | 05/17/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | �� | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect David Dorman | Mgmt | For | For | For | |||
2 | Elect Massimo Ferragamo | Mgmt | For | For | For | |||
3 | Elect Mirian Graddick-Weir | Mgmt | For | For | For | |||
4 | Elect J. David Grissom | Mgmt | For | For | For | |||
5 | Elect Bonnie Hill | Mgmt | For | For | For | |||
6 | Elect Jonathan Linen | Mgmt | For | For | For | |||
7 | Elect Thomas Nelson | Mgmt | For | For | For | |||
8 | Elect David Novak | Mgmt | For | For | For | |||
9 | Elect Thomas Ryan | Mgmt | For | For | For | |||
10 | Elect Jing-Shyh Su | Mgmt | For | For | For | |||
11 | Elect Robert Walter | Mgmt | For | For | For | |||
12 | Ratification of Auditor | Mgmt | For | For | For | |||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
15 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | ShrHoldr | Against | Against | For | |||
Zimmer Holdings, Inc. | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZMH | CUSIP 98956P102 | 05/08/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Betsy Bernard | Mgmt | For | For | For | |||
2 | Elect Marc Casper | Mgmt | For | For | For | |||
3 | Elect David Dvorak | Mgmt | For | For | For | |||
4 | Elect Larry Glasscock | Mgmt | For | For | For | |||
5 | Elect Robert Hagemann | Mgmt | For | For | For | |||
6 | Elect Arthur Higgins | Mgmt | For | For | For | |||
7 | Elect John McGoldrick | Mgmt | For | For | For | |||
8 | Elect Cecil Pickett | Mgmt | For | For | For | |||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
10 | Ratification of Auditor | Mgmt | For | For | For | |||
Zions Bancorporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZION | CUSIP 989701109 | 05/25/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1 | Elect Jerry Atkin | Mgmt | For | For | For | |||
2 | Elect R. D. Cash | Mgmt | For | For | For | |||
3 | Elect Patricia Frobes | Mgmt | For | For | For | |||
4 | Elect J. Heaney | Mgmt | For | For | For | |||
5 | Elect Roger Porter | Mgmt | For | For | For | |||
6 | Elect Stephen Quinn | Mgmt | For | For | For | |||
7 | Elect Harris Simmons | Mgmt | For | For | For | |||
8 | Elect L. E. Simmons | Mgmt | For | For | For | |||
9 | Elect Shelley Thomas Williams | Mgmt | For | For | For | |||
10 | Elect Steven Wheelwright | Mgmt | For | For | For | |||
11 | Ratification of Auditor | Mgmt | For | For | For | |||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
13 | Amendment to the 2005 Stock Option and Incentive Plan | Mgmt | For | For | For | |||
14 | 2012 Management Incentive Compensation Plan | Mgmt | For | Against | Against | |||
15 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses (Clawback) | ShrHoldr | Against | Against | For | |||
Zoll Medical Corporation | ||||||||
Ticker | Security ID: | Meeting Date | Meeting Status | |||||
ZOLL | CUSIP 989922109 | 02/09/2012 | Voted | |||||
Meeting Type | Country of Trade | |||||||
Annual | United States | |||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
1.1 | Elect Richard Packer | Mgmt | For | For | For | |||
1.2 | Elect Robert Halliday | Mgmt | For | For | For | |||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
3 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMCAP FUND
(Registrant)
By /s/ Claudia P. Huntington |
Claudia P. Huntington, Vice Chairman and Principal Executive Officer |
Date: August 24, 2012 |