UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-01435
AMCAP Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street,
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: February 28 or 29
Date of reporting period: July 1, 2012 - June 30, 2013
Vincent P. Corti
AMCAP Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : AMCAP Fund Reporting Period : July 01, 2012 - June 30, 2013 | |||||||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Mgmt | For | For | For | ||
1.3 | Elect Sally E. Blount | Mgmt | For | For | For | ||
1.4 | Elect W. James Farrell | Mgmt | For | For | For | ||
1.5 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.6 | Elect Nancy McKinstry | Mgmt | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
1.8 | Elect William A. Osborn | Mgmt | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Mgmt | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Mgmt | For | For | For | ||
1.11 | Elect Miles D. White | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William Burnside | Mgmt | For | For | For | ||
1.2 | Elect Edward Rapp | Mgmt | For | For | For | ||
1.3 | Elect Roy Roberts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
5 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 02/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect William Kimsey | Mgmt | For | For | For | ||
3 | Elect Robert Lipp | Mgmt | For | For | For | ||
4 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
5 | Elect Gilles Pélisson | Mgmt | For | For | For | ||
6 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Amendment to the Share Incentive Plan | Mgmt | For | For | For | ||
10 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Price Range for Issuance of Treasury Shares | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Adobe Systems Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADBE | CUSIP 00724F101 | 04/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amy Banse | Mgmt | For | For | For | ||
2 | Elect Kelly Barlow | Mgmt | For | For | For | ||
3 | Elect Edward Barnholt | Mgmt | For | For | For | ||
4 | Elect Robert Burgess | Mgmt | For | For | For | ||
5 | Elect Frank Calderoni | Mgmt | For | For | For | ||
6 | Elect Michael Cannon | Mgmt | For | For | For | ||
7 | Elect James Daley | Mgmt | For | For | For | ||
8 | Elect Laura Desmond | Mgmt | For | For | For | ||
9 | Elect Charles Geschke | Mgmt | For | For | For | ||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
12 | Elect Robert Sedgewick | Mgmt | For | For | For | ||
13 | Elect John Warnock | Mgmt | For | For | For | ||
14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
17 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHoldr | Against | Against | For | ||
Alere Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALR | CUSIP 01449J105 | 07/11/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Carol Goldberg | Mgmt | For | For | For | ||
1.2 | Elect James Roosevelt, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Ron Zwanziger | Mgmt | For | For | For | ||
2 | Repeal of Classified Board | Mgmt | For | For | For | ||
3 | Amendment to the 2010 Stock Option and Incentive Plan | Mgmt | For | For | For | ||
4 | Approval of Option Grants to Executive Officers | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Alexion Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALXN | CUSIP 015351109 | 05/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Leonard Bell | Mgmt | For | For | For | ||
1.2 | Elect Max Link | Mgmt | For | For | For | ||
1.3 | Elect William R. Keller | Mgmt | For | For | For | ||
1.4 | Elect Joseph A. Madri | Mgmt | For | For | For | ||
1.5 | Elect Larry Mathis | Mgmt | For | For | For | ||
1.6 | Elect R. Douglas Norby | Mgmt | For | For | For | ||
1.7 | Elect Alvin S. Parven | Mgmt | For | For | For | ||
1.8 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
1.9 | Elect Ann M. Veneman | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Amendment to the 2004 Incentive Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Allergan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP 018490102 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
2 | Elect Michael R. Gallagher | Mgmt | For | For | For | ||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
4 | Elect Dawn E. Hudson | Mgmt | For | For | For | ||
5 | Elect Trevor M. Jones | Mgmt | For | For | For | ||
6 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | ||
7 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
8 | Elect Timothy D. Proctor | Mgmt | For | For | For | ||
9 | Elect Russell T. Ray | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Altisource Asset Management Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAMC | CUSIP 02153X108 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Erbey | Mgmt | For | For | For | ||
2 | Elect Ashish Pandey | Mgmt | For | For | For | ||
3 | Elect Paul T. Bossidy | Mgmt | For | For | For | ||
4 | Elect Cindy Gertz | Mgmt | For | For | For | ||
5 | Elect Dale Kurland | Mgmt | For | For | For | ||
6 | Elect Robert C. Schweitzer | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Altisource Portfolio Solutions S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASPS | CUSIP L0175J104 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||
1.2 | Elect William B. Shepro | Mgmt | For | For | For | ||
1.3 | Elect W. Michael Linn | Mgmt | For | For | For | ||
1.4 | Elect Roland Mueller-Ineichen | Mgmt | For | For | For | ||
1.5 | Elect Timo Vatto | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Approval of Annual Reports | Mgmt | For | For | For | ||
4 | Approval of Directors' Report | Mgmt | For | For | For | ||
5 | Allocation of Results | Mgmt | For | For | For | ||
6 | Allocation of Dividends | Mgmt | For | For | For | ||
7 | Ratification of Board Acts | Mgmt | For | For | For | ||
Altisource Residential Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RESI | CUSIP 02153W100 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | ||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | ||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | ||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | ||
2 | 2013 Director Equity Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Altria Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MO | CUSIP 02209S103 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
6 | Elect Alain Monie | Mgmt | For | For | For | ||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
American Express Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXP | CUSIP 025816109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
1.2 | Elect Ursula M. Burns | Mgmt | For | For | For | ||
1.3 | Elect Kenneth I. Chenault | Mgmt | For | For | For | ||
1.4 | Elect Peter Chernin | Mgmt | For | Withhold | Against | ||
1.5 | Elect Anne Lauvergeon | Mgmt | For | For | For | ||
1.6 | Elect Theodore J. Leonsis | Mgmt | For | For | For | ||
1.7 | Elect Richard C. Levin | Mgmt | For | For | For | ||
1.8 | Elect Richard A. McGinn | Mgmt | For | Withhold | Against | ||
1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | ||
1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | ||
1.11 | Elect Daniel L. Vasella | Mgmt | For | For | For | ||
1.12 | Elect Robert D. Walter | Mgmt | For | Withhold | Against | ||
1.13 | Elect Ronald A. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
7 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
8 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
9 | Elect Tyler Jacks | Mgmt | For | For | For | ||
10 | Elect Gilbert S. Omenn | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Leonard D. Schaeffer | Mgmt | For | For | For | ||
13 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | Against | Against | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lester B. Knight | Mgmt | For | For | For | ||
2 | Elect Gregory C. Case | Mgmt | For | For | For | ||
3 | Elect Fulvio Conti | Mgmt | For | For | For | ||
4 | Elect Cheryl A. Francis | Mgmt | For | For | For | ||
5 | Elect Edgar D. Jannotta | Mgmt | For | For | For | ||
6 | Elect J. Michael Losh | Mgmt | For | For | For | ||
7 | Elect Robert S. Morrison | Mgmt | For | For | For | ||
8 | Elect Richard B. Myers | Mgmt | For | For | For | ||
9 | Elect Richard C. Notebaert | Mgmt | For | For | For | ||
10 | Elect Gloria Santona | Mgmt | For | For | For | ||
11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | ||
12 | Accounts and Reports | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | U.K. Remuneration Report | Mgmt | For | Against | Against | ||
18 | Global Share Purchase Plan | Mgmt | For | For | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | ||
2 | Elect Chansoo Joung | Mgmt | For | For | For | ||
3 | Elect William C. Montgomery | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
Apple Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
AptarGroup, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATR | CUSIP 038336103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alain Chevassus | Mgmt | For | For | For | ||
1.2 | Elect Stephen J. Hagge | Mgmt | For | For | For | ||
1.3 | Elect Giovanna K. Monnas | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Performance Incentive Plan | Mgmt | For | For | For | ||
Arch Capital Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACGL | CUSIP G0450A105 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John L. Bunce, Jr. | Mgmt | For | For | For | ||
2 | Elect Yiorgos Lillikas | Mgmt | For | For | For | ||
3 | Elect Deanna M. Mulligan | Mgmt | For | For | For | ||
4 | Elect Anthony Asquith | Mgmt | For | For | For | ||
5 | Elect Edgardo Balois | Mgmt | For | For | For | ||
6 | Elect Dennis R. Brand | Mgmt | For | For | For | ||
7 | Elect Peter Calleo | Mgmt | For | For | For | ||
8 | Elect Paul Cole | Mgmt | For | For | For | ||
9 | Elect Michael Constantinides | Mgmt | For | For | For | ||
10 | Elect Graham B.R. Collis | Mgmt | For | For | For | ||
11 | Elect William J. Cooney | Mgmt | For | For | For | ||
12 | Nick Denniston | Mgmt | For | For | For | ||
13 | Michael Feetham | Mgmt | For | For | For | ||
14 | Elect Stephan Fogarty | Mgmt | For | For | For | ||
15 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | ||
16 | Elect Marc Grandisson | Mgmt | For | For | For | ||
17 | Elect Michael A. Greene | Mgmt | For | For | For | ||
18 | Elect Jerome Halgan | Mgmt | For | For | For | ||
19 | Elect David W. Hipkin | Mgmt | For | For | For | ||
20 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||
21 | Elect Constantine Iordanou | Mgmt | For | For | For | ||
22 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | ||
23 | Elect Michael H. Kier | Mgmt | For | For | For | ||
24 | Elect Lin Li-Williams | Mgmt | For | For | For | ||
25 | Elect Mark D. Lyons | Mgmt | For | For | For | ||
26 | Elect Adam Matteson | Mgmt | For | For | For | ||
27 | Elect Robert McDowell | Mgmt | For | For | For | ||
28 | Elect David H. McElroy | Mgmt | For | For | For | ||
29 | Elect Rommel Mercado | Mgmt | For | For | For | ||
30 | Elect David J. Mulholland | Mgmt | For | For | For | ||
31 | Elect Michael R. Murphy | Mgmt | For | For | For | ||
32 | Elect Martin J. Nilsen | Mgmt | For | For | For | ||
33 | Elect Mark Nolan | Mgmt | For | For | For | ||
34 | Elect Marita Oliver | Mgmt | For | For | For | ||
35 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | ||
36 | Elect Elisabeth Quinn | Mgmt | For | For | For | ||
37 | Elect Maamoun Rajeh | Mgmt | For | For | For | ||
38 | Elect John F. Rathgeber | Mgmt | For | For | For | ||
39 | Elect Andrew Rippert | Mgmt | For | For | For | ||
40 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | ||
41 | Elect Elect Arthur Scace | Mgmt | For | For | For | ||
42 | Elect Scott Schenker | Mgmt | For | For | For | ||
43 | Elect Soren Scheuer | Mgmt | For | For | For | ||
44 | Elect Budhi Singh | Mgmt | For | For | For | ||
45 | Elect Helmut Sohler | Mgmt | For | For | For | ||
46 | Elect Iwan van Munster | Mgmt | For | For | For | ||
47 | Elect Angus Watson | Mgmt | For | For | For | ||
48 | Elect James R. Weatherstone | Mgmt | For | For | For | ||
49 | Elect Gerald Wolfe | Mgmt | For | For | For | ||
50 | Ratification of Auditor | Mgmt | For | For | For | ||
51 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
ArthroCare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Christian Ahrens | Mgmt | For | For | For | ||
1.2 | Elect Gregory Belinfanti | Mgmt | For | For | For | ||
1.3 | Elect Barbara Boyan | Mgmt | For | For | For | ||
1.4 | Elect David Fitzgerald | Mgmt | For | For | For | ||
1.5 | Elect James Foster | Mgmt | For | For | For | ||
1.6 | Elect Terrence Geremski | Mgmt | For | For | For | ||
1.7 | Elect Tord Lendau | Mgmt | For | For | For | ||
1.8 | Elect Peter Wilson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Arthur J. Gallagher & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AJG | CUSIP 363576109 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William L. Bax | Mgmt | For | For | For | ||
2 | Elect Frank E. English Jr. | Mgmt | For | For | For | ||
3 | Elect J. Patrick Gallagher, Jr. | Mgmt | For | For | For | ||
4 | Elect Elbert O. Hand | Mgmt | For | For | For | ||
5 | Elect David S. Johnson | Mgmt | For | For | For | ||
6 | Elect Kay W. McCurdy | Mgmt | For | For | For | ||
7 | Elect Norman L. Rosenthal | Mgmt | For | For | For | ||
8 | Elect James R. Wimmer | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Athenahealth Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATHN | CUSIP 04685W103 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles D. Baker | Mgmt | For | For | For | ||
1.2 | Elect Dev Ittycheria | Mgmt | For | For | For | ||
1.3 | Elect John A. Kane | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2007 Stock Option and Incentive Plan | Mgmt | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carl Bass | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||
4 | Elect Thomas Georgens | Mgmt | For | For | For | ||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
8 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
9 | Elect Steven M. West | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Automatic Data Processing Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/13/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen Alemany | Mgmt | For | For | For | ||
1.2 | Elect Gregory Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Leslie Brun | Mgmt | For | For | For | ||
1.4 | Elect Richard Clark | Mgmt | For | For | For | ||
1.5 | Elect Eric Fast | Mgmt | For | For | For | ||
1.6 | Elect Linda Gooden | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos Rodriguez | Mgmt | For | For | For | ||
1.10 | Elect Enrique Salem | Mgmt | For | For | For | ||
1.11 | Elect Gregory Summe | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Avago Technologies Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y0486S104 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
4 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
5 | Elect John HSUAN Min-Chih | Mgmt | For | For | For | ||
6 | Elect Justine Lien | Mgmt | For | For | For | ||
7 | Elect Donald Macleod | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
1.4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
1.5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
1.6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
1.7 | Elect Pierre J. Jungels | Mgmt | For | For | For | ||
1.8 | Elect James A. Lash | Mgmt | For | For | For | ||
1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.10 | Elect James W. Stewart | Mgmt | For | For | For | ||
1.11 | Elect Charles L. Watson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Amendment to the 2002 Director and Officer Long-Term Incentive Plan | Mgmt | For | For | For | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Howard L. Beck | Mgmt | For | For | For | ||
1.2 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||
1.3 | Elect Donald J. Carty | Mgmt | For | For | For | ||
1.4 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.5 | Elect Robert M. Franklin | Mgmt | For | For | For | ||
1.6 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.7 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
1.8 | Elect Brian Mulroney | Mgmt | For | For | For | ||
1.9 | Elect Anthony Munk | Mgmt | For | For | For | ||
1.10 | Elect Peter Munk | Mgmt | For | For | For | ||
1.11 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.12 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||
1.13 | Elect John L. Thornton | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John A. Allison IV | Mgmt | For | For | For | ||
1.2 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
1.3 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
1.4 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
1.5 | Elect Ronald E. Deal | Mgmt | For | For | For | ||
1.6 | Elect James A. Faulkner | Mgmt | For | For | For | ||
1.7 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
1.8 | Elect John P. Howe III | Mgmt | For | For | For | ||
1.9 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
1.10 | Elect Kelly S. King | Mgmt | For | For | For | ||
1.11 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
1.12 | Elect Edward C. Milligan | Mgmt | For | For | For | ||
1.13 | Elect Charles A. Patton | Mgmt | For | For | For | ||
1.14 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
1.15 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
1.16 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
1.17 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
1.18 | Elect Edwin H. Welch Ph.D. | Mgmt | For | For | For | ||
1.19 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Political Spending | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to Terms of Preferred Stock | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
BG Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS G1245Z108 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Den Jones | Mgmt | For | For | For | ||
5 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||
6 | Elect Peter Backhouse | Mgmt | For | For | For | ||
7 | Elect Vivienne Cox | Mgmt | For | For | For | ||
8 | Elect Chris Finlayson | Mgmt | For | For | For | ||
9 | Elect Andrew Gould | Mgmt | For | For | For | ||
10 | Elect Baroness Hogg | Mgmt | For | For | For | ||
11 | Elect John Hood | Mgmt | For | For | For | ||
12 | Elect Martin Houston | Mgmt | For | For | For | ||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||
14 | Elect Sir David Manning | Mgmt | For | For | For | ||
15 | Elect Mark Seligman | Mgmt | For | For | For | ||
16 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
19 | Authorisation of Political Donations | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Big Lots, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIG | CUSIP 089302103 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | Withhold | Against | ||
1.2 | Elect James R. Chambers | Mgmt | For | For | For | ||
1.3 | Elect Steven S. Fishman | Mgmt | For | Withhold | Against | ||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | ||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | Withhold | Against | ||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | ||
1.7 | Elect Russell Solt | Mgmt | For | For | For | ||
1.8 | Elect James R. Tener | Mgmt | For | Withhold | Against | ||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Biogen Idec, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIIB | CUSIP 09062X103 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | ||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||
3 | Elect George A. Scangos | Mgmt | For | For | For | ||
4 | Elect Lynn Schenk | Mgmt | For | For | For | ||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | ||
9 | Elect Brian S. Posner | Mgmt | For | For | For | ||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||
12 | Elect William D. Young | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Amendment to the 2008 Performance-Based Management Incentive Plan | Mgmt | For | For | For | ||
16 | Amendment to the 2008 Omnibus Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Biomarin Pharmaceutical Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jean-Jacques Bienaime | Mgmt | For | For | For | ||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||
2 | Amendment to the 2006 Share Incentive Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
BorgWarner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BWA | CUSIP 099724106 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jere A. Drummond | Mgmt | For | For | For | ||
2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | ||
3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | ||
4 | Elect James R. Verrier | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | ||
Boston Scientific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSX | CUSIP 101137107 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Katharine T. Bartlett | Mgmt | For | For | For | ||
2 | Elect Bruce L. Byrnes | Mgmt | For | For | For | ||
3 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
4 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
6 | Elect Ernest Mario | Mgmt | For | For | For | ||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | ||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | ||
10 | Elect John E. Sununu | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
British Sky Broadcasting Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSY | CINS G15632105 | 11/01/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Tracy Clarke | Mgmt | For | For | For | ||
4 | Elect Jeremy Darroch | Mgmt | For | For | For | ||
5 | Elect David DeVoe | Mgmt | For | For | For | ||
6 | Elect Nicholas Ferguson | Mgmt | For | For | For | ||
7 | Elect Martin Gilbert | Mgmt | For | For | For | ||
8 | Elect Andrew Griffith | Mgmt | For | For | For | ||
9 | Elect Andrew Higginson | Mgmt | For | For | For | ||
10 | Elect Thomas Mockridge | Mgmt | For | For | For | ||
11 | Elect James Murdoch | Mgmt | For | For | For | ||
12 | Elect Matthieu Pigasse | Mgmt | For | For | For | ||
13 | Elect Daniel Rimer | Mgmt | For | For | For | ||
14 | Elect Arthur Siskind | Mgmt | For | For | For | ||
15 | Elect Lord Wilson of Dinton | Mgmt | For | For | For | ||
16 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
17 | Directors' Remuneration Report | Mgmt | For | For | For | ||
18 | Authorisation of Political Donations | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Off-Market Repurchase of Shares | Mgmt | For | For | For | ||
24 | Related Party Transaction (Off-Market Repurchases) | Mgmt | For | For | For | ||
C&J Energy Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CJES | CUSIP 12467B106 | 05/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joshua E. Comstock | Mgmt | For | For | For | ||
1.2 | Elect Randall C. McMullen, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Darren M. Friedman | Mgmt | For | For | For | ||
1.4 | Elect Michael Roemer | Mgmt | For | For | For | ||
1.5 | Elect H.H. Wommack, III | Mgmt | For | For | For | ||
1.6 | Elect C. James Stewart, III | Mgmt | For | For | For | ||
1.7 | Elect Adrianna Ma | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect W. Ronald Dietz | Mgmt | For | For | For | ||
3 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
4 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
5 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
6 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
7 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
8 | Elect Catherine G. West | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Elimination of Supermajority Requirements for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||
12 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||
13 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
Celanese Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CE | CUSIP 150870103 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jay V. Ihlenfeld | Mgmt | For | For | For | ||
2 | Elect Mark C. Rohr | Mgmt | For | For | For | ||
3 | Elect Farah M. Walters | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Centene Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNC | CUSIP 15135B101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Orlando Ayala | Mgmt | For | For | For | ||
1.2 | Elect Pamela A. Joseph | Mgmt | For | For | For | ||
1.3 | Elect Tommy G. Thompson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Chart Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTLS | CUSIP 16115Q308 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Samuel F. Thomas | Mgmt | For | For | For | ||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | ||
1.3 | Elect Richard E. Goodrich | Mgmt | For | For | For | ||
1.4 | Elect Steven W. Krablin | Mgmt | For | For | For | ||
1.5 | Elect Michael W. Press | Mgmt | For | For | For | ||
1.6 | Elect James M. Tidwell | Mgmt | For | For | For | ||
1.7 | Elect Thomas L. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect George L. Kirkland | Mgmt | For | For | For | ||
6 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
7 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
8 | Elect John G. Stumpf | Mgmt | For | For | For | ||
9 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
10 | Elect Carl Ware | Mgmt | For | For | For | ||
11 | Elect John S. Watson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/15/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol Bartz | Mgmt | For | For | For | ||
2 | Elect Marc Benioff | Mgmt | For | For | For | ||
3 | Elect M. Michele Burns | Mgmt | For | For | For | ||
4 | Elect Michael Capellas | Mgmt | For | For | For | ||
5 | Elect Larry Carter | Mgmt | For | For | For | ||
6 | Elect John Chambers | Mgmt | For | For | For | ||
7 | Elect Brian Halla | Mgmt | For | For | For | ||
8 | Elect John Hennessy | Mgmt | For | For | For | ||
9 | Elect Kristina Johnson | Mgmt | For | For | For | ||
10 | Elect Richard Kovacevich | Mgmt | For | For | For | ||
11 | Elect Roderick McGeary | Mgmt | For | For | For | ||
12 | Elect Arun Sarin | Mgmt | For | For | For | ||
13 | Elect Steven West | Mgmt | For | For | For | ||
14 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Report on Conflict Minerals | ShrHoldr | Against | Against | For | ||
Colgate-Palmolive Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CL | CUSIP 194162103 | 05/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Nikesh Arora | Mgmt | For | For | For | ||
2 | Elect John T. Cahill | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
5 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
6 | Elect Joseph Jimenez | Mgmt | For | For | For | ||
7 | Elect Richard J. Kogan | Mgmt | For | For | For | ||
8 | Elect Delano E. Lewis | Mgmt | For | For | For | ||
9 | Elect J. Pedro Reinhard | Mgmt | For | For | For | ||
10 | Elect Stephen I. Sadove | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2013 Incentive Compensation Plan | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.4 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.5 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.6 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.7 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.8 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.9 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.11 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
4 | Sharheolder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Benjamin Carson, Sr. | Mgmt | For | For | For | ||
1.2 | Elect William Gates | Mgmt | For | For | For | ||
1.3 | Elect Hamilton James | Mgmt | For | For | For | ||
1.4 | Elect W. Craig Jelinek | Mgmt | For | For | For | ||
1.5 | Elect Jill Ruckelshaus | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 228227104 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward C. Hutcheson, Jr. | Mgmt | For | For | For | ||
2 | Elect J. Landis Martin | Mgmt | For | For | For | ||
3 | Elect W. Benjamin Moreland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For | ||
7 | Elect John D. McPherson | Mgmt | For | For | For | ||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | ||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CVS Caremark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
4 | Elect Kristen E. Gibney Williams | Mgmt | For | For | For | ||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||
9 | Elect Tony L. White | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 2007 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Reduction of Voting Thresholds in the Fair Price Provision | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
2 | Elect Linda P. Hefner | Mgmt | For | For | For | ||
3 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
4 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
5 | Elect Steven M. Rales | Mgmt | For | For | For | ||
6 | Elect John T. Schwieters | Mgmt | For | For | For | ||
7 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
Devon Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.2 | Elect John A. Hill | Mgmt | For | For | For | ||
1.3 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.6 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.7 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.8 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
DIRECTV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTV | CUSIP 25490A309 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | ||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | ||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | ||
7 | Elect Charles R. Lee | Mgmt | For | For | For | ||
8 | Elect Peter A. Lund | Mgmt | For | For | For | ||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
11 | Elect Michael D. White | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
Dover Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOV | CUSIP 260003108 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David H. Benson | Mgmt | For | For | For | ||
2 | Elect Robert W. Cremin | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre M. Ergas | Mgmt | For | For | For | ||
4 | Elect Peter T. Francis | Mgmt | For | For | For | ||
5 | Elect Kristiane C. Graham | Mgmt | For | For | For | ||
6 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
7 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
8 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
9 | Elect Bernard G. Rethore | Mgmt | For | For | For | ||
10 | Elect Michael B. Stubbs | Mgmt | For | For | For | ||
11 | Elect Stephen M. Todd | Mgmt | For | For | For | ||
12 | Elect Stephen K. Wagner | Mgmt | For | For | For | ||
13 | Elect Mary A. Winston | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Dreamworks Animation Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DWA | CUSIP 26153C103 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey Katzenberg | Mgmt | For | For | For | ||
1.2 | Elect Lewis Coleman | Mgmt | For | For | For | ||
1.3 | Elect Harry Brittenham | Mgmt | For | For | For | ||
1.4 | Elect Thomas E. Freston | Mgmt | For | For | For | ||
1.5 | Elect Lucian Grainge | Mgmt | For | For | For | ||
1.6 | Elect Mellody Hobson | Mgmt | For | For | For | ||
1.7 | Elect Jason Kilar | Mgmt | For | For | For | ||
1.8 | Elect Michael J. Montgomery | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | 2013 Annual Incentive Plan | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
EBay Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBAY | CUSIP 278642103 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David M. Moffett | Mgmt | For | For | For | ||
2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | ||
3 | Elect Thomas J. Tierney | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Edwards Lifesciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EW | CUSIP 28176E108 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert A. Ingram | Mgmt | For | For | For | ||
2 | Elect William J. Link | Mgmt | For | For | For | ||
3 | Elect Wesley W. von Schack | Mgmt | For | For | For | ||
4 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||
5 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Repeal of Classified Board | Mgmt | For | For | For | ||
9 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
10 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
EMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMC | CUSIP 268648102 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||
5 | Elect John R. Egan | Mgmt | For | For | For | ||
6 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
7 | Elect Jami Miscik | Mgmt | For | For | For | ||
8 | Elect Windle B. Priem | Mgmt | For | For | For | ||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Amendment to the 2003 Stock Plan | Mgmt | For | Against | Against | ||
15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
Endo Health Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENDP | CUSIP 29264F205 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | ||
3 | Elect John J. Delucca | Mgmt | For | For | For | ||
4 | Elect Nancy J. Hutson | Mgmt | For | For | For | ||
5 | Elect Michael Hyatt | Mgmt | For | For | For | ||
6 | Elect William P. Montague | Mgmt | For | For | For | ||
7 | Elect David B. Nash | Mgmt | For | For | For | ||
8 | Elect Joseph C. Scodari | Mgmt | For | For | For | ||
9 | Elect Jill D. Smith | Mgmt | For | For | For | ||
10 | Elect William F. Spengler | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles Crisp | Mgmt | For | For | For | ||
2 | Elect James Day | Mgmt | For | For | For | ||
3 | Elect Mark Papa | Mgmt | For | For | For | ||
4 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
5 | Elect Donald Textor | Mgmt | For | For | For | ||
6 | Elect William Thomas | Mgmt | For | For | For | ||
7 | Elect Frank Wisner | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Benanav | Mgmt | For | For | For | ||
2 | Elect Maura Breen | Mgmt | For | For | For | ||
3 | Elect William DeLaney | Mgmt | For | For | For | ||
4 | Elect Nicholas LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
7 | Elect Woodrow Myers, Jr. | Mgmt | For | For | For | ||
8 | Elect John Parker, Jr. | Mgmt | For | For | For | ||
9 | Elect George Paz | Mgmt | For | For | For | ||
10 | Elect William Roper | Mgmt | For | For | For | ||
11 | Elect Samuel Skinner | Mgmt | For | For | For | ||
12 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Factset Research Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDS | CUSIP 303075105 | 12/18/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Scott Billeadeau | Mgmt | For | For | For | ||
1.2 | Elect Philip Hadley | Mgmt | For | For | For | ||
1.3 | Elect Joseph Zimmel | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Fedex Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDX | CUSIP 31428X106 | 09/24/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James Barksdale | Mgmt | For | For | For | ||
2 | Elect John Edwardson | Mgmt | For | For | For | ||
3 | Elect Shirley Jackson | Mgmt | For | For | For | ||
4 | Elect Steven Loranger | Mgmt | For | For | For | ||
5 | Elect Gary Loveman | Mgmt | For | For | For | ||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||
7 | Elect Joshua Ramo | Mgmt | For | For | For | ||
8 | Elect Susan Schwab | Mgmt | For | For | For | ||
9 | Elect Frederick Smith | Mgmt | For | For | For | ||
10 | Elect Joshua Smith | Mgmt | For | For | For | ||
11 | Elect David Steiner | Mgmt | For | For | For | ||
12 | Elect Paul Walsh | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposals Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Fleury SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLRY3 | CINS P418BW104 | 04/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Amendments to Articles | Mgmt | For | For | For | ||
Fleury SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLRY3 | CINS P418BW104 | 04/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends; Capital Expenditure Budget | Mgmt | For | For | For | ||
6 | Election of Board Member(s) Representative of Minority Shareholders | Mgmt | For | For | For | ||
7 | Remuneration Policy | Mgmt | For | For | For | ||
Fleury SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLRY3 | CINS P418BW104 | 12/31/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Merger Agreement | Mgmt | For | For | For | ||
3 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||
4 | Valuation Report | Mgmt | For | For | For | ||
5 | Merger by Absorption | Mgmt | For | For | For | ||
6 | Conversion of Felippe Mattoso into a Subsidiary | Mgmt | For | For | For | ||
7 | Authority to Carry Out Merger by Absorption Formalities | Mgmt | For | For | For | ||
8 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||
2 | Elect Claire S. Farley | Mgmt | For | For | For | ||
3 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Forest Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRX | CUSIP 345838106 | 08/15/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Howard Solomon | Mgmt | For | For | For | ||
1.2 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
1.3 | Elect Christopher Coughlin | Mgmt | For | For | For | ||
1.4 | Elect Dan Goldwasser | Mgmt | For | For | For | ||
1.5 | Elect Kenneth Goodman | Mgmt | For | For | For | ||
1.6 | Elect Gerald Lieberman | Mgmt | For | For | For | ||
1.7 | Elect Lawrence Olanoff | Mgmt | For | For | For | ||
1.8 | Elect Lester Salans | Mgmt | For | For | For | ||
1.9 | Elect Brenton Saunders | Mgmt | For | For | For | ||
1.10 | Elect Peter Zimetbaum | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Repeal of Bylaw Provisions | ShrHoldr | Against | Against | For | ||
Garmin Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GRMN | CUSIP H2906T109 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Joseph J. Hartnett | Mgmt | For | For | For | ||
2 | Elect Thomas P. Poberezny | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Indemnification of Directors and Officers | Mgmt | For | For | For | ||
7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | ||
8 | Ratification of Auditor | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
Gemalto N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTO | CINS N3465M108 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Ratification of CEO Acts | Mgmt | For | For | For | ||
4 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
5 | Elect Buford Alexander | Mgmt | For | For | For | ||
6 | Elect John Ormerod | Mgmt | For | For | For | ||
7 | Elect Homaira Akbari | Mgmt | For | For | For | ||
8 | Directors' Fees | Mgmt | For | For | For | ||
9 | Amendments to Articles | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
12 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas Chabraja | Mgmt | For | For | For | ||
3 | Elect James Crown | Mgmt | For | For | For | ||
4 | Elect William Fricks | Mgmt | For | For | For | ||
5 | Elect Paul Kaminski | Mgmt | For | For | For | ||
6 | Elect John Keane | Mgmt | For | For | For | ||
7 | Elect Lester Lyles | Mgmt | For | For | For | ||
8 | Elect Phebe Novakovic | Mgmt | For | For | For | ||
9 | Elect William Osborn | Mgmt | For | For | For | ||
10 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | For | Against | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John F. Cogan | Mgmt | For | For | For | ||
1.2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
1.3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
1.4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
1.5 | Elect John W. Madigan | Mgmt | For | For | For | ||
1.6 | Elect John C. Martin | Mgmt | For | For | For | ||
1.7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
1.8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
1.9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
1.10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Increase of Authorized Common Shares | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Google Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | ||
Green Mountain Coffee Roasters, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GMCR | CUSIP 393122106 | 03/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara D. Carlini | Mgmt | For | For | For | ||
1.2 | Elect Hinda Miller | Mgmt | For | For | For | ||
1.3 | Elect Norman H. Wesley | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Harley-Davidson, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOG | CUSIP 412822108 | 04/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
1.3 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
1.4 | Elect Martha F. Brooks | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.6 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.7 | Elect Donald A. James | Mgmt | For | For | For | ||
1.8 | Elect Sara Levinson | Mgmt | For | For | For | ||
1.9 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
1.10 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
1.11 | Elect James A. Norling | Mgmt | For | For | For | ||
1.12 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
1.13 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Hologic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLX | CUSIP 436440101 | 03/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David R. LaVance, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Robert A. Cascella | Mgmt | For | For | For | ||
1.3 | Elect Glenn P. Muir | Mgmt | For | For | For | ||
1.4 | Elect Sally W. Crawford | Mgmt | For | For | For | ||
1.5 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
1.6 | Elect Lawrence M. Levy | Mgmt | For | For | For | ||
1.7 | Elect Christina Stamoulis | Mgmt | For | For | For | ||
1.8 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
1.9 | Elect Wayne Wilson | Mgmt | For | For | For | ||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
2 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
3 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
4 | Elect Kurt Hilzinger | Mgmt | For | For | For | ||
5 | Elect David Jones Jr. | Mgmt | For | For | For | ||
6 | Elect Michael McCallister | Mgmt | For | For | For | ||
7 | Elect William McDonald | Mgmt | For | For | For | ||
8 | Elect William Mitchell | Mgmt | For | For | For | ||
9 | Elect David Nash | Mgmt | For | For | For | ||
10 | Elect James O'Brien | Mgmt | For | For | For | ||
11 | Elect Marissa Peterson | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Illumina, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ILMN | CUSIP 452327109 | 05/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gerald Moller | Mgmt | For | For | For | ||
1.2 | Elect David R. Walt | Mgmt | For | For | For | ||
1.3 | Elect Robert S. Epstein | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Amendment to the 2005 Stock and Incentive Plan | Mgmt | For | Against | Against | ||
Intuit Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher Brody | Mgmt | For | For | For | ||
2 | Elect William Campbell | Mgmt | For | For | For | ||
3 | Elect Scott Cook | Mgmt | For | For | For | ||
4 | Elect Diane Greene | Mgmt | For | For | For | ||
5 | Elect Edward Kangas | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect Dennis Powell | Mgmt | For | For | For | ||
8 | Elect Brad Smith | Mgmt | For | For | For | ||
9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Approval of Performance Goals under the Senior Executive Incentive Plan | Mgmt | For | For | For | ||
ITRON, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITRI | CUSIP 465741106 | 05/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas S. Glanville | Mgmt | For | For | For | ||
2 | Elect Sharon L. Nelson | Mgmt | For | For | For | ||
3 | Elect Lynda L. Ziegler | Mgmt | For | For | For | ||
4 | Elect Philip C. Mezey | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
JC Decaux SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEC | CINS F5333N100 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||
8 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
9 | Elect Pierre-Alain Pariente | Mgmt | For | For | For | ||
10 | Elect Michel Bleitrach | Mgmt | For | For | For | ||
11 | Elect Alexia Decaux-Lefort | Mgmt | For | For | For | ||
12 | Elect Gerard Degonse | Mgmt | For | For | For | ||
13 | Supervisory Board Members' Fees | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Authority to Issue Shares and/or Convertible Securities w/ Preemptive Rights | Mgmt | For | Against | Against | ||
17 | Authority to Issue Shares and/or Convertible Securities w/o Preemptive Rights | Mgmt | For | Against | Against | ||
18 | Authority to Issue Shares and/or Convertible Securities Through Private Placement | Mgmt | For | Against | Against | ||
19 | Authority to Increase Capital in Consideration for Contributions in Kind | Mgmt | For | Against | Against | ||
20 | Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
21 | Greenshoe | Mgmt | For | Against | Against | ||
22 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
23 | Authority to Grant Stock Options | Mgmt | For | Against | Against | ||
24 | Authority to Issue Restricted Shares | Mgmt | For | Against | Against | ||
25 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
26 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Johnson Controls Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David Abney | Mgmt | For | For | For | ||
1.2 | Elect Julie Bushman | Mgmt | For | For | For | ||
1.3 | Elect Eugenio Clariond Reyes-Retana | Mgmt | For | For | For | ||
1.4 | Elect Jeffrey Joerres | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | 2012 Omnibus Incentive Plan | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James A. Bell | Mgmt | For | For | For | ||
2 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
3 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
4 | Elect David M. Cote | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | Against | Against | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Ellen V. Futter | Mgmt | For | Against | Against | ||
9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | ||
15 | Key Executive Performance Plan | Mgmt | For | Against | Against | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Kla-Tencor Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Akins | Mgmt | For | For | For | ||
1.2 | Elect Robert Bond | Mgmt | For | For | For | ||
1.3 | Elect Kiran Patel | Mgmt | For | For | For | ||
1.4 | Elect David Wang | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Kohl's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KSS | CUSIP 500255104 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter Boneparth | Mgmt | For | For | For | ||
2 | Elect Steven Burd | Mgmt | For | For | For | ||
3 | Elect Dale Jones | Mgmt | For | For | For | ||
4 | Elect Kevin Mansell | Mgmt | For | For | For | ||
5 | Elect John Schlifske | Mgmt | For | For | For | ||
6 | Elect Frank Sica | Mgmt | For | For | For | ||
7 | Elect Peter Sommerhauser | Mgmt | For | For | For | ||
8 | Elect Stephanie Streeter | Mgmt | For | For | For | ||
9 | Elect Nina Vaca | Mgmt | For | For | For | ||
10 | Elect Stephen Watson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Fur Policy | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
L'Oreal | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OR | CINS F58149133 | 04/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Elect Virginie Morgon | Mgmt | For | For | For | ||
8 | Elect Francoise Bettencourt Meyers | Mgmt | For | For | For | ||
9 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | ||
10 | Elect Louis Schweitzer | Mgmt | For | For | For | ||
11 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights; Authority to Increase Capital Through Capitalizations | Mgmt | For | For | For | ||
13 | Authority to Issue Restricted Shares | Mgmt | For | For | For | ||
14 | Employee Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Landstar System, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSTR | CUSIP 515098101 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Homaira Akbari | Mgmt | For | For | For | ||
1.2 | Elect Diana M. Murphy | Mgmt | For | For | For | ||
1.3 | Elect Larry J. Thoele | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Stock Compensation Plan | Mgmt | For | For | For | ||
Linear Technology Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Swanson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
1.3 | Elect Arthur Agnos | Mgmt | For | For | For | ||
1.4 | Elect John Gordon | Mgmt | For | For | For | ||
1.5 | Elect David Lee | Mgmt | For | For | For | ||
1.6 | Elect Richard Moley | Mgmt | For | For | For | ||
1.7 | Elect Thomas Volpe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Liquidity Services Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LQDT | CUSIP 53635B107 | 02/28/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William P. Angrick, III | Mgmt | For | For | For | ||
1.2 | Elect David A. Perdue, Jr. | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Logitech International S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOGI | CUSIP H50430232 | 09/05/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Compensation Report | Mgmt | For | Against | Against | ||
3 | Allocation of Profits | Mgmt | For | For | For | ||
4 | Dividend from Reserves | Mgmt | For | For | For | ||
5 | Cancellation of Shares and Reduction in Share Capital | Mgmt | For | For | For | ||
6 | Amendment to 2006 Stock Incentive Plan | Mgmt | For | Against | Against | ||
7 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | For | For | ||
8 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
9 | Amendments to Articles Regarding Directors' Term Lengths | Mgmt | For | For | For | ||
10 | Elect Erh-Hsun Chang | Mgmt | For | For | For | ||
11 | Elect Kee-Lock Chua | Mgmt | For | For | For | ||
12 | Elect Didier Hirsch | Mgmt | For | For | For | ||
13 | Appointment of Auditor | Mgmt | For | For | For | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Bensoussan | Mgmt | For | For | For | ||
1.2 | Elect William H. Glenn | Mgmt | For | For | For | ||
1.3 | Elect Thomas G. Stemberg | Mgmt | For | For | For | ||
1.4 | Elect Dennis J. Wilson | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | ||
1.3 | Elect James Bergman | Mgmt | For | Withhold | Against | ||
1.4 | Elect Joseph Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert Grady | Mgmt | For | Withhold | Against | ||
1.6 | Elect William Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Mckesson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCK | CUSIP 58155Q103 | 07/25/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andy Bryant | Mgmt | For | For | For | ||
2 | Elect Wayne Budd | Mgmt | For | For | For | ||
3 | Elect John Hammergren | Mgmt | For | For | For | ||
4 | Elect Alton Irby III | Mgmt | For | Against | Against | ||
5 | Elect M. Christine Jacobs | Mgmt | For | Against | Against | ||
6 | Elect Marie Knowles | Mgmt | For | For | For | ||
7 | Elect David Lawrence | Mgmt | For | Against | Against | ||
8 | Elect Edward Mueller | Mgmt | For | Against | Against | ||
9 | Elect Jane Shaw | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
14 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||
8 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||
9 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Elliott Sigal | Mgmt | For | For | For | ||
11 | Elect Robert S. Singer | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Media Tek Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2454 | CINS Y5945U103 | 10/12/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Taiwan | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Merger/Acquisition | Mgmt | For | For | For | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/23/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard Anderson | Mgmt | For | For | For | ||
1.2 | Elect Victor Dzau | Mgmt | For | For | For | ||
1.3 | Elect Omar Ishrak | Mgmt | For | For | For | ||
1.4 | Elect Shirley Jackson | Mgmt | For | For | For | ||
1.5 | Elect Michael Leavitt | Mgmt | For | For | For | ||
1.6 | Elect James Lenehan | Mgmt | For | For | For | ||
1.7 | Elect Denise O'Leary | Mgmt | For | For | For | ||
1.8 | Elect Kendall Powell | Mgmt | For | For | For | ||
1.9 | Elect Robert Pozen | Mgmt | For | For | For | ||
1.10 | Elect Jack Schuler | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
MetroPCS Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCS | CUSIP 591708102 | 04/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Recapitalization | Mgmt | For | For | For | ||
3 | Repeal of Classified Board | Mgmt | For | For | For | ||
4 | Director Designation Agreement | Mgmt | For | For | For | ||
5 | Director Removal | Mgmt | For | For | For | ||
6 | Deutsche Telekom Approvals | Mgmt | For | For | For | ||
7 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
8 | Action by Written Consent | Mgmt | For | For | For | ||
9 | Elimination of Supermajority Voting Requirement | Mgmt | For | For | For | ||
10 | Exclusive Forum Provision | Mgmt | For | For | For | ||
11 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
12 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/28/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven Ballmer | Mgmt | For | For | For | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William Gates III | Mgmt | For | For | For | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen Luczo | Mgmt | For | For | For | ||
6 | Elect David Marquardt | Mgmt | For | For | For | ||
7 | Elect Charles Noski | Mgmt | For | For | For | ||
8 | Elect Helmut Panke | Mgmt | For | For | For | ||
9 | Elect John Thompson | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Mine Safety Appliances Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSA | CUSIP 602720104 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert Bruggeworth | Mgmt | For | For | For | ||
1.2 | Elect Alvaro Garcia-Tunon | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Mitie Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTO | CINS G6164F157 | 07/11/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Roger Matthews | Mgmt | For | For | For | ||
5 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | ||
6 | Elect Suzanne Baxter | Mgmt | For | For | For | ||
7 | Elect Bill Robson | Mgmt | For | For | For | ||
8 | Elect Larry Hirst | Mgmt | For | For | For | ||
9 | Elect David Jenkins | Mgmt | For | For | For | ||
10 | Elect Terry Morgan | Mgmt | For | For | For | ||
11 | Elect Graeme Potts | Mgmt | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Amendment to Long-Term Incentive Plan | Mgmt | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Monsanto Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Chicoine | Mgmt | For | For | For | ||
2 | Elect Arthur Harper | Mgmt | For | For | For | ||
3 | Elect Gwendolyn King | Mgmt | For | For | For | ||
4 | Elect Jon Moeller | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | ||
Moog, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOGA | CUSIP 615394202 | 01/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Albert Myers | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the 2008 Stock Appreciation Rights Plan | Mgmt | For | For | For | ||
Netapp Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTAP | CUSIP 64110D104 | 08/31/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel Warmenhoven | Mgmt | For | For | For | ||
1.2 | Elect Nicholas Moore | Mgmt | For | For | For | ||
1.3 | Elect Thomas Georgens | Mgmt | For | For | For | ||
1.4 | Elect Jeffry Allen | Mgmt | For | For | For | ||
1.5 | Elect Alan Earhart | Mgmt | For | For | For | ||
1.6 | Elect Gerald Held | Mgmt | For | For | For | ||
1.7 | Elect T. Michael Nevens | Mgmt | For | For | For | ||
1.8 | Elect George Shaheen | Mgmt | For | For | For | ||
1.9 | Elect Robert Wall | Mgmt | For | For | For | ||
1.10 | Elect Richard Wallace | Mgmt | For | For | For | ||
2 | Amendment to the 1999 Stock Option Plan | Mgmt | For | Against | Against | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | N/A | For | N/A | ||
NetFlix Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NFLX | CUSIP 64110L106 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Timothy M. Haley | Mgmt | For | For | For | ||
1.2 | Elect Ann Mather | Mgmt | For | For | For | ||
1.3 | Elect Leslie Kilgore | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Nielsen Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP N63218106 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Indemnification of Directors | Mgmt | For | For | For | ||
3 | Elect David L. Calhoun | Mgmt | For | For | For | ||
4 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard J. Bressler | Mgmt | For | For | For | ||
6 | Elect Patrick Healy | Mgmt | For | For | For | ||
7 | Elect Karen M. Hoguet | Mgmt | For | For | For | ||
8 | Elect James M. Kilts | Mgmt | For | For | For | ||
9 | Elect Alexander Navab | Mgmt | For | For | For | ||
10 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
11 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | ||
12 | Elect Robert Reid | Mgmt | For | For | For | ||
13 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nike, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/20/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Phyllis Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Political Contributions and Expenditures | ShrHoldr | Against | Against | For | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||
9 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
10 | Elect Robert D. Walter | Mgmt | For | For | For | ||
11 | Elect Alison A. Winter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Amendment to the 2010 Equity Incentive Plan | Mgmt | For | For | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Thomas Bell, Jr. | Mgmt | For | For | For | ||
2 | Elect Erskine Bowles | Mgmt | For | For | For | ||
3 | Elect Robert Bradway | Mgmt | For | For | For | ||
4 | Elect Wesley Bush | Mgmt | For | For | For | ||
5 | Elect Daniel Carp | Mgmt | For | For | For | ||
6 | Elect Karen Horn | Mgmt | For | For | For | ||
7 | Elect Burton Joyce | Mgmt | For | For | For | ||
8 | Elect Steven Leer | Mgmt | For | For | For | ||
9 | Elect Michael Lockhart | Mgmt | For | For | For | ||
10 | Elect Charles Moorman, IV | Mgmt | For | For | For | ||
11 | Elect Martin Nesbitt | Mgmt | For | For | For | ||
12 | Elect John Thompson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Provide Right to Call a Special Meeting | Mgmt | For | For | For | ||
Opentable Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OPEN | CUSIP 68372A104 | 06/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Layton | Mgmt | For | For | For | ||
1.2 | Elect Matthew Roberts | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Oracle Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | ||
1.2 | Elect H. Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark Hurd | Mgmt | For | For | For | ||
1.11 | Elect Donald Lucas | Mgmt | For | For | For | ||
1.12 | Elect Naomi Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | ||
3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
4 | Elect Louis Camilleri | Mgmt | For | For | For | ||
5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | ||
6 | Elect Jennifer Li | Mgmt | For | For | For | ||
7 | Elect Graham Mackay | Mgmt | For | For | For | ||
8 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
9 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
10 | Elect Lucio Noto | Mgmt | For | For | For | ||
11 | Elect Robert Polet | Mgmt | For | For | For | ||
12 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
13 | Elect Stephen Wolf | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Polypore International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPO | CUSIP 73179V103 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles L. Cooney | Mgmt | For | For | For | ||
1.2 | Elect David A. Roberts | Mgmt | For | For | For | ||
1.3 | Elect Robert B. Toth | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Post Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POST | CUSIP 737446104 | 01/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory Curl | Mgmt | For | For | For | ||
1.2 | Elect William Danforth | Mgmt | For | For | For | ||
1.3 | Elect David Skarie | Mgmt | For | For | For | ||
2 | Amendment to the Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar Bernardes | Mgmt | For | For | For | ||
3 | Elect Bret K. Clayton | Mgmt | For | For | For | ||
4 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
5 | Elect Edward G. Galante | Mgmt | For | For | For | ||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
7 | Elect Ira D. Hall | Mgmt | For | For | For | ||
8 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
9 | Elect Larry D. McVay | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/14/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | ||
1.3 | Elect Rick Schmidt | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||
Rackspace Hosting, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAX | CUSIP 750086100 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect A. Lanham Napier | Mgmt | For | For | For | ||
2 | Elect George J. Still, Jr. | Mgmt | For | For | For | ||
3 | Elect Michael Sam Gilliland | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Range Resources Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRC | CUSIP 75281A109 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony V. Dub | Mgmt | For | For | For | ||
2 | Elect V. Richard Eales | Mgmt | For | For | For | ||
3 | Elect Allen Finkelson | Mgmt | For | For | For | ||
4 | Elect James M. Funk | Mgmt | For | For | For | ||
5 | Elect Jonathan S. Linker | Mgmt | For | For | For | ||
6 | Elect Mary Ralph Lowe | Mgmt | For | For | For | ||
7 | Elect Kevin S. McCarthy | Mgmt | For | For | For | ||
8 | Elect John H. Pinkerton | Mgmt | For | For | For | ||
9 | Elect Jeffrey L. Ventura | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | ||
Robert Half International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RHI | CUSIP 770323103 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Andrew Berwick, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Harold Messmer, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Barbara Novogradac | Mgmt | For | For | For | ||
1.4 | Elect Robert Pace | Mgmt | For | For | For | ||
1.5 | Elect Fredrick Richman | Mgmt | For | For | For | ||
1.6 | Elect M. Keith Waddell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Annual Performance Bonus Plan | Mgmt | For | For | For | ||
4 | Amendment to the Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Rockwell Collins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COL | CUSIP 774341101 | 02/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John Edwardson | Mgmt | For | For | For | ||
1.2 | Elect Andrew Policano | Mgmt | For | For | For | ||
1.3 | Elect Jeffrey Turner | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | N/A | For | N/A | ||
Rovi Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROVI | CUSIP 779376102 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Carson | Mgmt | For | For | For | ||
1.2 | Elect Alan L. Earhart | Mgmt | For | For | For | ||
1.3 | Elect Andrew K. Ludwick | Mgmt | For | For | For | ||
1.4 | Elect James E. Meyer | Mgmt | For | For | For | ||
1.5 | Elect James P. O'Shaughnessy | Mgmt | For | For | For | ||
1.6 | Elect Ruthann Quindlen | Mgmt | For | For | For | ||
2 | Amendment to the 2008 Equity Incentive Plan | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Samsung Electronics | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Elect LEE In Ho | Mgmt | For | For | For | ||
3 | Elect SONG Kwang Soo | Mgmt | For | For | For | ||
4 | Elect KIM Eun Mee | Mgmt | For | For | For | ||
5 | Elect YOON Boo Keun | Mgmt | For | For | For | ||
6 | Elect SHIN Jong Kyun | Mgmt | For | For | For | ||
7 | Elect LEE Sang Hoon | Mgmt | For | For | For | ||
8 | Election of Audit Committee Members: LEE In Ho | Mgmt | For | For | For | ||
9 | Election of Audit Committee Members: SONG Kwang Soo | Mgmt | For | For | For | ||
10 | Directors' Fees | Mgmt | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Sap AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAP | CINS D66992104 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
9 | Appointment of Auditor | Mgmt | For | For | For | ||
SBA Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBAC | CUSIP 78388J106 | 05/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kevin L. Beebe | Mgmt | For | For | For | ||
2 | Elect Jack Langer | Mgmt | For | For | For | ||
3 | Elect Jeffrey A. Stoops | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Anthony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
6 | Elect Adrian Lajous | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | ||
Sensata Technologies Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP N7902X106 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | ||
1.3 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
1.4 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Jacobson | Mgmt | For | For | For | ||
1.6 | Elect John Lewis | Mgmt | For | For | For | ||
1.7 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
1.8 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
1.9 | Elect Michael Ward | Mgmt | For | For | For | ||
1.10 | Elect Stephen Zide | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Amendment to Director Compensation | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Amendment to the 2010 Equity Plan | Mgmt | For | For | For | ||
Serco Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRP | CINS G80400107 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Malcolm Wyman | Mgmt | For | For | For | ||
5 | Elect Alastair D. Lyons | Mgmt | For | For | For | ||
6 | Elect Christopher R. Hyman | Mgmt | For | For | For | ||
7 | Elect Andrew M. Jenner | Mgmt | For | For | For | ||
8 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
9 | Elect Angie Risley | Mgmt | For | For | For | ||
10 | Appointment of Auditor | Mgmt | For | For | For | ||
11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
14 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
16 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
17 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Silgan Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLGN | CUSIP 827048109 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect R. Philip Silver | Mgmt | For | For | For | ||
1.2 | Elect William C. Jennings | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Southwest Airlines Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LUV | CUSIP 844741108 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||
5 | Elect John G. Denison | Mgmt | For | For | For | ||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||
8 | Elect John T. Montford | Mgmt | For | For | For | ||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the 1991 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | For | For | ||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
4 | Elect Harold M. Korell | Mgmt | For | For | For | ||
5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||
6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||
7 | Elect Steven L. Mueller | Mgmt | For | For | For | ||
8 | Elect Elliott Pew | Mgmt | For | For | For | ||
9 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | 2013 Incentive Plan | Mgmt | For | For | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart M. Essig | Mgmt | For | For | For | ||
2 | Elect Barbara B. Hill | Mgmt | For | For | For | ||
3 | Elect Michael A. Rocca | Mgmt | For | For | For | ||
4 | Repeal of Classified Board | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
2 | Elect Peter Coym | Mgmt | For | For | For | ||
3 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
4 | Elect Amelia C. Fawcett | Mgmt | For | For | For | ||
5 | Elect Linda A. Hill | Mgmt | For | For | For | ||
6 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
7 | Elect Robert S. Kaplan | Mgmt | For | For | For | ||
8 | Elect Richard P. Sergel | Mgmt | For | For | For | ||
9 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
11 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant M. Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Howard L. Lance | Mgmt | For | For | For | ||
7 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
8 | Elect William U. Parfet | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
T-Mobile US Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | ||
1.2 | Elect Srikant Datar | Mgmt | For | For | For | ||
1.3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
1.4 | Elect Timotheus Höttges | Mgmt | For | For | For | ||
1.5 | Elect Raphael Kübler | Mgmt | For | For | For | ||
1.6 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
1.7 | Elect John J. Legere | Mgmt | For | For | For | ||
1.8 | Elect René Obermann | Mgmt | For | For | For | ||
1.9 | Elect James N. Perry, Jr. | Mgmt | For | For | For | ||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
Telephone & Data Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDS | CUSIP 879433829 | 05/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Dissident Nominee Ryan J. Morris | Mgmt | N/A | For | N/A | ||
2 | Ratification of Auditor | Mgmt | N/A | For | N/A | ||
3 | Amendment to the Compensation Plan for Non-Employee Directors | Mgmt | N/A | For | N/A | ||
4 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | ||
5 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | N/A | For | N/A | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
6 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
7 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
8 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
9 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
10 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Texas Roadhouse, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXRH | CUSIP 882681109 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory N. Moore | Mgmt | For | For | For | ||
1.2 | Elect James F. Parker | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | 2013 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
The PNC Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard Berndt | Mgmt | For | For | For | ||
2 | Elect Charles Bunch | Mgmt | For | For | For | ||
3 | Elect Paul Chellgren | Mgmt | For | For | For | ||
4 | Elect William Demchak | Mgmt | For | For | For | ||
5 | Elect Kay Coles James | Mgmt | For | For | For | ||
6 | Elect Richard Kelson | Mgmt | For | For | For | ||
7 | Elect Bruce Lindsay | Mgmt | For | For | For | ||
8 | Elect Anthony Massaro | Mgmt | For | For | For | ||
9 | Elect Jane Pepper | Mgmt | For | For | For | ||
10 | Elect James Rohr | Mgmt | For | For | For | ||
11 | Elect Donald Shepard | Mgmt | For | For | For | ||
12 | Elect Lorene Steffes | Mgmt | For | For | For | ||
13 | Elect Dennis Strigl | Mgmt | For | For | For | ||
14 | Elect Thomas Usher | Mgmt | For | For | For | ||
15 | Elect George Walls, Jr. | Mgmt | For | For | For | ||
16 | Elect Helge Wehmeier | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Lending Portfolio Exposure to Climate Change Risk | ShrHoldr | Against | Against | For | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. Martin Harris | Mgmt | For | For | For | ||
2 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
3 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
4 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||
5 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
6 | Elect Marc N. Casper | Mgmt | For | For | For | ||
7 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
8 | Elect Tyler Jacks | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
11 | 2013 Annual Incentive Award Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
5 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
6 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
7 | Elect Peter W. May | Mgmt | For | For | For | ||
8 | Elect William A. Shutzer | Mgmt | For | For | For | ||
9 | Elect Robert S. Singer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Time Warner Cable, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carole Black | Mgmt | For | For | For | ||
2 | Elect Glenn A. Britt | Mgmt | For | For | For | ||
3 | Elect Thomas H. Castro | Mgmt | For | For | For | ||
4 | Elect David C. Chang | Mgmt | For | For | For | ||
5 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter R. Haje | Mgmt | For | For | For | ||
7 | Elect Donna A. James | Mgmt | For | For | For | ||
8 | Elect Don Logan | Mgmt | For | For | For | ||
9 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
10 | Elect Wayne H. Pace | Mgmt | For | For | For | ||
11 | Elect Edward D. Shirley | Mgmt | For | For | For | ||
12 | Elect John E. Sununu | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | For | For | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Dopfner | Mgmt | For | For | For | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Fred Hassan | Mgmt | For | For | For | ||
9 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
10 | Elect Paul D. Wachter | Mgmt | For | For | For | ||
11 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | ||
Torchmark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMK | CUSIP 891027104 | 04/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Adair | Mgmt | For | For | For | ||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||
3 | Elect David L. Boren | Mgmt | For | For | For | ||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | ||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | ||
6 | Elect Larry M. Hutchinson | Mgmt | For | For | For | ||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | ||
8 | Elect Mark S. McAndrew | Mgmt | For | For | For | ||
9 | Elect Lloyd W. Newton | Mgmt | For | For | For | ||
10 | Elect Wesley D. Protheroe | Mgmt | For | For | For | ||
11 | Elect Darren M. Rebelez | Mgmt | For | For | For | ||
12 | Elect Lamar C. Smith | Mgmt | For | For | For | ||
13 | Elect Paul J. Zucconi | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | 2013 Management Incentive Plan | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Tractor Supply Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSCO | CUSIP 892356106 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James F. Wright | Mgmt | For | For | For | ||
1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | ||
1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | ||
1.4 | Elect Jack C. Bingleman | Mgmt | For | For | For | ||
1.5 | Elect Richard W. Frost | Mgmt | For | For | For | ||
1.6 | Elect Cynthia T. Jamison | Mgmt | For | For | For | ||
1.7 | Elect George MacKenzie | Mgmt | For | For | For | ||
1.8 | Elect Edna K. Morris | Mgmt | For | For | For | ||
1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Transocean Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIG | CUSIP H8817H100 | 05/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Payment of a Dividend in Principle | Mgmt | For | For | For | ||
4 | Management Proposal Regarding Dividend of $2.24 Per Share | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Dividend of $4.00 Per Share | Mgmt | N/A | Against | N/A | ||
6 | Authority to Issue Shares | Mgmt | For | Against | Against | ||
7 | Shareholder Proposal Regarding Declassification of Board | Mgmt | N/A | For | N/A | ||
8 | Elect Frederico Curado | Mgmt | For | For | For | ||
9 | Elect Steven Newman | Mgmt | For | For | For | ||
10 | Elect Thomas Cason | Mgmt | For | Against | Against | ||
11 | Elect Robert Sprague | Mgmt | For | Against | Against | ||
12 | Elect J. Michael Talbert | Mgmt | For | Against | Against | ||
13 | Elect John Lipinski | Mgmt | Against | For | Against | ||
14 | Elect José Maria Alapont | Mgmt | Against | For | Against | ||
15 | Elect Samuel Merksamer | Mgmt | Against | For | Against | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Trimble Navigation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRMB | CUSIP 896239100 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | ||
1.2 | Elect John B. Goodrich | Mgmt | For | For | For | ||
1.3 | Elect William Hart | Mgmt | For | For | For | ||
1.4 | Elect Merit E. Janow | Mgmt | For | For | For | ||
1.5 | Elect Ulf J. Johansson | Mgmt | For | For | For | ||
1.6 | Elect Ronald S Nersesian | Mgmt | For | For | For | ||
1.7 | Elect Mark S. Peek | Mgmt | For | For | For | ||
1.8 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
TW Telecom Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWTC | CUSIP 87311L104 | 06/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory J. Attorri | Mgmt | For | For | For | ||
1.2 | Elect Spencer B. Hays | Mgmt | For | For | For | ||
1.3 | Elect Larissa L. Herda | Mgmt | For | For | For | ||
1.4 | Elect Kevin W. Mooney | Mgmt | For | For | For | ||
1.5 | Elect Kirby G. Pickle | Mgmt | For | For | For | ||
1.6 | Elect Roscoe C. Young II | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Twenty-First Century Fox Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWSA | CUSIP 65248E104 | 06/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Certificate Amendment Regarding Separation Transactions | Mgmt | For | For | For | ||
2 | Certificate Amendment Regarding Non-Cash Distributions | Mgmt | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'Dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
U.S. Cellular Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USM | CUSIP 911684108 | 05/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Paul-Henri Denuit | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | 2013 Long-Term Incentive Plan | Mgmt | For | For | For | ||
4 | Amendment to the Compensation Plan for Non-Employee Directors | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ultra Petroleum Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPL | CUSIP 903914109 | 05/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael D. Watford | Mgmt | For | For | For | ||
2 | Elect W. Charles Helton | Mgmt | For | For | For | ||
3 | Elect Stephen J. McDaniel | Mgmt | For | For | For | ||
4 | Elect Roger A. Brown | Mgmt | For | For | For | ||
5 | Elect Michael J. Keeffe | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect Thomas J. Donohue | Mgmt | For | For | For | ||
4 | Elect Archie W. Dunham | Mgmt | For | For | For | ||
5 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
6 | Elect John J. Koraleski | Mgmt | For | For | For | ||
7 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
8 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
9 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
10 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
11 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
12 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
13 | Elect James R. Young | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | 2013 Stock Incentive Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Michael J. Burns | Mgmt | For | For | For | ||
3 | Elect D. Scott Davis | Mgmt | For | For | For | ||
4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||
5 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
6 | Elect William R. Johnson | Mgmt | For | For | For | ||
7 | Elect Candace Kendle | Mgmt | For | For | For | ||
8 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
11 | Elect Carol B. Tome | Mgmt | For | For | For | ||
12 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Louis Chenevert | Mgmt | For | For | For | ||
2 | Elect John V. Faraci | Mgmt | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Mgmt | For | For | For | ||
4 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Ellen J. Kullman | Mgmt | For | For | For | ||
7 | Elect Marshall O. Larsen | Mgmt | For | For | For | ||
8 | Elect Harold W. McGraw III | Mgmt | For | For | For | ||
9 | Elect Richard B. Myers | Mgmt | For | For | For | ||
10 | Elect H. Patrick Swygert | Mgmt | For | For | For | ||
11 | Elect Andre Villeneuve | Mgmt | For | For | For | ||
12 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Unitedhealth Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Valspar Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VAL | CUSIP 920355104 | 02/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Willam Cook | Mgmt | For | For | For | ||
1.2 | Elect Gary Hendrickson | Mgmt | For | For | For | ||
1.3 | Elect Mae Jemison | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Verisk Analytics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | ||
1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | ||
1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | ||
4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Visa Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary Coughlan | Mgmt | For | For | For | ||
2 | Elect Mary Cranston | Mgmt | For | For | For | ||
3 | Elect Francisco Javier Fernández Carbajal | Mgmt | For | For | For | ||
4 | Elect Robert Matschullat | Mgmt | For | For | For | ||
5 | Elect Cathy Minehan | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect David Pang | Mgmt | For | For | For | ||
8 | Elect Joseph Saunders | Mgmt | For | For | For | ||
9 | Elect Charles Scharf | Mgmt | For | For | For | ||
10 | Elect William Shanahan | Mgmt | For | For | For | ||
11 | Elect John Swainson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | Against | For | ||
Waste Connections, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCN | CUSIP 941053100 | 06/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Edward E. Guillet | Mgmt | For | For | For | ||
2 | Elect Ronald J. Mittelstaedt | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Elimination of Supermajority Requirement | Mgmt | For | For | For | ||
Weight Watchers International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WTW | CUSIP 948626106 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
1.2 | Elect Philippe J. Amouyal | Mgmt | For | For | For | ||
1.3 | Elect David P. Kirchhoff | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Re-Approval of the Material Terms of the Performance Goals Under the 2008 Stock Incentive Plan | Mgmt | For | For | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Baker II | Mgmt | For | For | For | ||
2 | Elect Elaine L. Chao | Mgmt | For | For | For | ||
3 | Elect John S. Chen | Mgmt | For | For | For | ||
4 | Elect Lloyd H. Dean | Mgmt | For | For | For | ||
5 | Elect Susan E. Engel | Mgmt | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
7 | Elect Donald M. James | Mgmt | For | For | For | ||
8 | Elect Cynthia H. Milligan | Mgmt | For | For | For | ||
9 | Elect Federico F. Pena | Mgmt | For | For | For | ||
10 | Elect Howard V. Richardson | Mgmt | For | For | For | ||
11 | Elect Judith M. Runstad | Mgmt | For | For | For | ||
12 | Elect Stephen W. Sanger | Mgmt | For | For | For | ||
13 | Elect John G. Stumpf | Mgmt | For | For | For | ||
14 | Elect Susan G. Swenson | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Ratification of Auditor | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 03/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | ||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | ||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | ||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | ||
1.6 | Elect Walter Robb | Mgmt | For | For | For | ||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | ||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | ||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | ||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | ||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Extended Producer Responsibility | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Mary Ann Casati | Mgmt | For | For | For | ||
5 | Elect Patrick J. Connolly | Mgmt | For | For | For | ||
6 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
7 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
8 | Elect Ted W. Hall | Mgmt | For | For | For | ||
9 | Elect Michael R. Lynch | Mgmt | For | For | For | ||
10 | Elect Lorraine Twohill | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Workday Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WDAY | CUSIP 98138H101 | 05/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect A. George Battle | Mgmt | For | For | For | ||
1.2 | Elect Michael M. McNamara | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Re-Approval of Material Terms of the 2012 Equity Incentive Plan | Mgmt | For | Against | Against | ||
WPP Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPP | CINS G9788D103 | 06/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Directors' Remuneration Report | Mgmt | For | For | For | ||
4 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||
5 | Elect Colin Day | Mgmt | For | For | For | ||
6 | Elect Esther Dyson | Mgmt | For | For | For | ||
7 | Elect Orit Gadiesh | Mgmt | For | For | For | ||
8 | Elect Philip Lader | Mgmt | For | For | For | ||
9 | Elect Ruigang Li | Mgmt | For | For | For | ||
10 | Elect Mark Read | Mgmt | For | For | For | ||
11 | Elect Paul Richardson | Mgmt | For | For | For | ||
12 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||
13 | Elect Timothy Shriver | Mgmt | For | For | For | ||
14 | Elect Martin Sorrell | Mgmt | For | For | For | ||
15 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
16 | Elect Roger Agnelli | Mgmt | For | For | For | ||
17 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
18 | Elect Hugo Shong | Mgmt | For | For | For | ||
19 | Elect Sally Susman | Mgmt | For | For | For | ||
20 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Executive Performance Share Plan | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
WPP Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Scheme of Arrangement | Mgmt | For | For | For | ||
WPP Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPP | CINS G9787K108 | 12/11/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Migration of Tax Residence | Mgmt | For | For | For | ||
2 | Reduction in Share Premium Account | Mgmt | For | For | For | ||
3 | Change in Company Name | Mgmt | For | For | For | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/08/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe Gavrielov | Mgmt | For | For | For | ||
3 | Elect John Doyle | Mgmt | For | For | For | ||
4 | Elect Jerald Fishman | Mgmt | For | For | For | ||
5 | Elect William Howard, Jr. | Mgmt | For | For | For | ||
6 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
7 | Elect Albert Pimentel | Mgmt | For | For | For | ||
8 | Elect Marshall Turner, Jr. | Mgmt | For | For | For | ||
9 | Elect Elizabeth Vanderslice | Mgmt | For | For | For | ||
10 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
11 | Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Yahoo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 06/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Hayes | Mgmt | For | For | For | ||
2 | Elect Susan M. James | Mgmt | For | For | For | ||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||
4 | Elect Peter Liguori | Mgmt | For | For | For | ||
5 | Elect Daniel S. Loeb | Mgmt | For | For | For | ||
6 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
7 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||
8 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
9 | Elect Harry J. Wilson | Mgmt | For | For | For | ||
10 | Elect Michael J. Wolf | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Shareholder Regarding Corporate Social Responsibility Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | ||
Yahoo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 07/12/2012 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alfred Amoroso | Mgmt | For | For | For | ||
2 | Elect John Hayes | Mgmt | For | For | For | ||
3 | Elect Susan James | Mgmt | For | For | For | ||
4 | Elect David Kenny | Mgmt | For | For | For | ||
5 | Elect Peter Liguori | Mgmt | For | For | For | ||
6 | Elect Daniel Loeb | Mgmt | For | For | For | ||
7 | Elect Thomas McInerney | Mgmt | For | For | For | ||
8 | Elect Brad Smith | Mgmt | For | For | For | ||
9 | Elect Maynard Webb, Jr. | Mgmt | For | For | For | ||
10 | Elect Harry Wilson | Mgmt | For | For | For | ||
11 | Elect Michael Wolf | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 1995 Stock Plan | Mgmt | For | For | For | ||
14 | Amendment to the 1996 Directors' Stock Plan | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
Yum Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
5 | Elect J. David Grissom | Mgmt | For | For | For | ||
6 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
7 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
8 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
9 | Elect David C. Novak | Mgmt | For | For | For | ||
10 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
11 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | ||
12 | Elect Robert D. Walter | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Approval of Material Terms Under the Long Term Incentive Plan | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Recycling Strategy for Food and Beverage Packaging | ShrHoldr | Against | Against | For | ||
Zimmer Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZMH | CUSIP 98956P102 | 05/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
3 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
4 | Elect David C. Dvorak | Mgmt | For | For | For | ||
5 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
6 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
7 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||
8 | Elect John L. McGoldrick | Mgmt | For | For | For | ||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | ||
13 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMCAP FUND
(Registrant)
By /s/ Claudia P. Huntington |
Claudia P. Huntington, Vice Chairman and Principal Executive Officer |
Date: August 27, 2013 |