UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of
Registered Management Investment Company
Investment Company Act File Number: 811-01435
AMCAP Fund
(Exact Name of Registrant as Specified in Charter)
333 South Hope Street
Los Angeles, California 90071
(Address of Principal Executive Offices)
Registrant's telephone number, including area code: (213) 486-9200
Date of fiscal year end: February 28 or 29
Date of reporting period: July 1, 2013 - June 30, 2014
Michael W. Stockton
AMCAP Fund
333 South Hope Street
Los Angeles, California 90071
(Name and Address of Agent for Service)
Item 1: Proxy Voting Record Fund Name : AMCAP Fund Reporting Period : July 01, 2013 - June 30, 2014 | |||||||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert J. Alpern | Mgmt | For | For | For | ||
1.2 | Elect Edward M. Liddy | Mgmt | For | For | For | ||
1.3 | Elect Frederick H. Waddell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Elect Jaime Ardila | Mgmt | For | For | For | ||
3 | Elect Charles H. Giancarlo | Mgmt | For | For | For | ||
4 | Elect William L. Kimsey | Mgmt | For | For | For | ||
5 | Elect Blythe J. McGarvie | Mgmt | For | For | For | ||
6 | Elect Mark Moody-Stuart | Mgmt | For | For | For | ||
7 | Elect Pierre Nanterme | Mgmt | For | For | For | ||
8 | Elect Gilles Pelisson | Mgmt | For | For | For | ||
9 | Elect Wulf von Schimmelmann | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Reduction of Share Capital | Mgmt | For | For | For | ||
15 | Authority to Hold Annual Meeting Outside of Ireland | Mgmt | For | For | For | ||
16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
17 | Price Range for the Re-Issuance of Treasury Shares | Mgmt | For | For | For | ||
Adobe Systems Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADBE | CUSIP 00724F101 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Amy L. Banse | Mgmt | For | For | For | ||
2 | Elect Kelly J. Barlow | Mgmt | For | For | For | ||
3 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
4 | Elect Robert K. Burgess | Mgmt | For | For | For | ||
5 | Elect Frank A. Calderoni | Mgmt | For | For | For | ||
6 | Elect Michael R. Cannon | Mgmt | For | For | For | ||
7 | Elect James E. Daley | Mgmt | For | For | For | ||
8 | Elect Laura B. Desmond | Mgmt | For | For | For | ||
9 | Elect Charles M. Geschke | Mgmt | For | For | For | ||
10 | Elect Shantanu Narayen | Mgmt | For | For | For | ||
11 | Elect Daniel Rosensweig | Mgmt | For | For | For | ||
12 | Elect Robert Sedgewick | Mgmt | For | For | For | ||
13 | Elect John E. Warnock | Mgmt | For | For | For | ||
14 | Amendment to the 2003 Equity Incentive Plan | Mgmt | For | Against | Against | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Fernando Aguirre | Mgmt | For | For | For | ||
2 | Elect Mark T. Bertolini | Mgmt | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Mgmt | For | For | For | ||
4 | Elect Betsy Z. Cohen | Mgmt | For | For | For | ||
5 | Elect Molly J. Coye | Mgmt | For | For | For | ||
6 | Elect Roger N. Farah | Mgmt | For | For | For | ||
7 | Elect Barbara H. Franklin | Mgmt | For | For | For | ||
8 | Elect Jeffrey E. Garten | Mgmt | For | For | For | ||
9 | Elect Ellen M. Hancock | Mgmt | For | For | For | ||
10 | Elect Richard J. Harrington | Mgmt | For | For | For | ||
11 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
12 | Elect Joseph P. Newhouse | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Requirements | Mgmt | For | For | For | ||
15 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | ShrHoldr | Against | Against | For | ||
AIA Group Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1299 | CINS Y002A1105 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Mohamed Azman Yahya | Mgmt | For | For | For | ||
6 | Elect Edmund TSE Sze Wing | Mgmt | For | For | For | ||
7 | Elect Jack SO Chak Kwong | Mgmt | For | For | For | ||
8 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
9 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
11 | Authority to Issue Shares under Restricted Share Unit Scheme | Mgmt | For | For | For | ||
12 | Amendments to Articles | Mgmt | For | For | For | ||
Alexion Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALXN | CUSIP 015351109 | 05/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Leonard Bell | Mgmt | For | For | For | ||
2 | Elect Max Link | Mgmt | For | For | For | ||
3 | Elect William R. Keller | Mgmt | For | For | For | ||
4 | Elect John T. Mollen | Mgmt | For | For | For | ||
5 | Elect R. Douglas Norby | Mgmt | For | For | For | ||
6 | Elect Alvin S. Parven | Mgmt | For | For | For | ||
7 | Elect Andreas Rummelt | Mgmt | For | For | For | ||
8 | Elect Ann M. Veneman | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | ||
Allergan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
2 | Elect Michael R. Gallagher | Mgmt | For | For | For | ||
3 | Elect Deborah Dunsire | Mgmt | For | For | For | ||
4 | Elect Trevor M. Jones | Mgmt | For | For | For | ||
5 | Elect Louis J. Lavigne, Jr. | Mgmt | For | For | For | ||
6 | Elect Peter J. McDonnell | Mgmt | For | For | For | ||
7 | Elect Timothy D. Proctor | Mgmt | For | For | For | ||
8 | Elect Russell T. Ray | Mgmt | For | For | For | ||
9 | Elect Henri A. Termeer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Altisource Asset Management Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAMC | CUSIP 02153X108 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Erbey | Mgmt | For | For | For | ||
2 | Elect Ashish Pandey | Mgmt | For | For | For | ||
3 | Elect Paul T. Bossidy | Mgmt | For | For | For | ||
4 | Elect Dale Kurland | Mgmt | For | For | For | ||
5 | Elect Nathaniel Redleaf | Mgmt | For | For | For | ||
6 | Elect Robert C. Schweitzer | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 3 Years | For | ||
Altisource Portfolio Solutions S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASPS | CUSIP L0175J104 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Approval of Share Repurchase Program | Mgmt | For | For | For | ||
Altisource Portfolio Solutions S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASPS | CUSIP L0175J104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||
1.2 | Elect William B. Shepro | Mgmt | For | For | For | ||
1.3 | Elect W. Michael Linn | Mgmt | For | For | For | ||
1.4 | Elect Roland Mueller-Ineichen | Mgmt | For | For | For | ||
1.5 | Elect Timo Vatto | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Approval of Annual Reports | Mgmt | For | For | For | ||
4 | Approval of Directors' Report | Mgmt | For | For | For | ||
5 | Allocation of Results | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Compensation of Chairperson of Compliance Committee | Mgmt | For | For | For | ||
8 | Ratification of Board Acts | Mgmt | For | For | For | ||
Altisource Residential Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||
1.2 | Elect Michael A. Eruzione | Mgmt | For | For | For | ||
1.3 | Elect Robert J. Fitzpatrick | Mgmt | For | For | For | ||
1.4 | Elect James H. Mullen, Jr. | Mgmt | For | For | For | ||
1.5 | Elect David B. Reiner | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
Altria Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MO | CUSIP 02209S103 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gerald L. Baliles | Mgmt | For | For | For | ||
2 | Elect Martin J. Barrington | Mgmt | For | For | For | ||
3 | Elect John T. Casteen III | Mgmt | For | For | For | ||
4 | Elect Dinyar S. Devitre | Mgmt | For | For | For | ||
5 | Elect Thomas F. Farrell II | Mgmt | For | For | For | ||
6 | Elect Thomas W. Jones | Mgmt | For | For | For | ||
7 | Elect Debra J. Kelly-Ennis | Mgmt | For | For | For | ||
8 | Elect W. Leo Kiely III | Mgmt | For | For | For | ||
9 | Elect Kathryn B. McQuade | Mgmt | For | For | For | ||
10 | Elect George Munoz | Mgmt | For | For | For | ||
11 | Elect Nabil Y. Sakkab | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Raising Awareness of Health Effects of Tobacco Use to Low Income Groups | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jeffrey P. Bezos | Mgmt | For | For | For | ||
2 | Elect Tom A. Alberg | Mgmt | For | For | For | ||
3 | Elect John Seely Brown | Mgmt | For | For | For | ||
4 | Elect William B. Gordon | Mgmt | For | For | For | ||
5 | Elect Jamie S. Gorelick | Mgmt | For | For | For | ||
6 | Elect Alain Monie | Mgmt | For | For | For | ||
7 | Elect Jonathan Rubinstein | Mgmt | For | For | For | ||
8 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
9 | Elect Patricia Q. Stonesifer | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Baltimore | Mgmt | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Mgmt | For | For | For | ||
3 | Elect Robert A. Bradway | Mgmt | For | For | For | ||
4 | Elect Francois de Carbonnel | Mgmt | For | For | For | ||
5 | Elect Vance D. Coffman | Mgmt | For | For | For | ||
6 | Elect Robert A. Eckert | Mgmt | For | For | For | ||
7 | Elect Greg C. Garland | Mgmt | For | For | For | ||
8 | Elect Rebecca M. Henderson | Mgmt | For | For | For | ||
9 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
10 | Elect Tyler Jacks | Mgmt | For | For | For | ||
11 | Elect Judith C. Pelham | Mgmt | For | For | For | ||
12 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | Against | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect G. Steven Farris | Mgmt | For | For | For | ||
2 | Elect A. D. Frazier, Jr. | Mgmt | For | For | For | ||
3 | Elect Amy H. Nelson | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William V. Campbell | Mgmt | For | For | For | ||
1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | ||
1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Robert A. Iger | Mgmt | For | For | For | ||
1.6 | Elect Andrea Jung | Mgmt | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
2 | Technical Amendment to Articles | Mgmt | For | For | For | ||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Mgmt | For | For | For | ||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | 2014 Employee Stock Plan | Mgmt | For | Against | Against | ||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | ShrHoldr | Against | Against | For | ||
10 | Shareholder Proposal Regarding Share Buybacks | ShrHoldr | N/A | Against | N/A | ||
11 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
AptarGroup, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATR | CUSIP 038336103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect George L. Fotiades | Mgmt | For | For | For | ||
1.2 | Elect King W. Harris | Mgmt | For | For | For | ||
1.3 | Elect Peter H. Pfeiffer | Mgmt | For | For | For | ||
1.4 | Elect Joanne C. Smith | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | 2014 Stock Awards Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Arch Capital Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACGL | CUSIP G0450A105 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kewsong Lee | Mgmt | For | For | For | ||
2 | Elect Brian S. Posner | Mgmt | For | For | For | ||
3 | Elect John D. Vollaro | Mgmt | For | For | For | ||
4 | Elect Anthony Asquith | Mgmt | For | For | For | ||
5 | Elect Edgardo Balois | Mgmt | For | For | For | ||
6 | Elect Dennis R. Brand | Mgmt | For | For | For | ||
7 | Elect Paul Cole | Mgmt | For | For | For | ||
8 | Elect Michael Constantinides | Mgmt | For | For | For | ||
9 | Elect Graham B.R. Collis | Mgmt | For | For | For | ||
10 | Elect William J. Cooney | Mgmt | For | For | For | ||
11 | Elect Nick Denniston | Mgmt | For | For | For | ||
12 | Elect Michael Feetham | Mgmt | For | For | For | ||
13 | Elect Stephen Fogarty | Mgmt | For | For | For | ||
14 | Elect Elizabeth Fullerton-Rome | Mgmt | For | For | For | ||
15 | Elect Marc Grandisson | Mgmt | For | For | For | ||
16 | Elect Michael A. Greene | Mgmt | For | For | For | ||
17 | Elect Jerome Halgan | Mgmt | For | For | For | ||
18 | Elect Pet Hartman | Mgmt | For | For | For | ||
19 | Elect David W Hipkin | Mgmt | For | For | For | ||
20 | Elect W. Preston Hutchings | Mgmt | For | For | For | ||
21 | Elect Constantine Iordanou | Mgmt | For | For | For | ||
22 | Elect Pierre Jal | Mgmt | For | For | For | ||
23 | Elect Wolbert H. Kamphuijs | Mgmt | For | For | For | ||
24 | Elect Michael H. Kier | Mgmt | For | For | For | ||
25 | Elect Lin Li-Williams | Mgmt | For | For | For | ||
26 | Elect Mark D. Lyons | Mgmt | For | For | For | ||
27 | Elect Adam Matteson | Mgmt | For | For | For | ||
28 | Elect Robert McDowell | Mgmt | For | For | For | ||
29 | Elect David H. McElroy | Mgmt | For | For | For | ||
30 | Elect Rommel Mercado | Mgmt | For | For | For | ||
31 | Elect David J. Mullholland | Mgmt | For | For | For | ||
32 | Elect Michael R. Murphy | Mgmt | For | For | For | ||
33 | Elect Martin J. Nilsen | Mgmt | For | For | For | ||
34 | Elect Mark Nolan | Mgmt | For | For | For | ||
35 | Elect Marita Oliver | Mgmt | For | For | For | ||
36 | Elect Nicolas Papadopoulo | Mgmt | For | For | For | ||
37 | Elect Elisabeth Quinn | Mgmt | For | For | For | ||
38 | Elect Maamoun Rajeh | Mgmt | For | For | For | ||
39 | Elect Andrew Rippert | Mgmt | For | For | For | ||
40 | Elect Carla Santamaria-Sena | Mgmt | For | For | For | ||
41 | Elect Arthur Scace | Mgmt | For | For | For | ||
42 | Elect Scott Schenker | Mgmt | For | For | For | ||
43 | Elect Soren Scheuer | Mgmt | For | For | For | ||
44 | Elect Budhi Singh | Mgmt | For | For | For | ||
45 | Elect William A. Soares | Mgmt | For | For | For | ||
46 | Elect Helmut Sohler | Mgmt | For | For | For | ||
47 | Elect Ryan Taylor | Mgmt | For | For | For | ||
48 | Elect Ross Totten | Mgmt | For | For | For | ||
49 | Elect Iwan van Munster | Mgmt | For | For | For | ||
50 | Elect Angus Watson | Mgmt | For | For | For | ||
51 | Elect James R. Weatherstone | Mgmt | For | For | For | ||
52 | Elect Gerald Wolfe | Mgmt | For | For | For | ||
53 | Ratification of Auditor | Mgmt | For | For | For | ||
54 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
ArthroCare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Acquisition | Mgmt | For | For | For | ||
2 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
ArthroCare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 12/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Change in Board Size | Mgmt | For | For | For | ||
2 | Elect Fabiana Lacerca-Allen | Mgmt | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CINS N07059202 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Ratification of Management Acts | Mgmt | For | For | For | ||
6 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
9 | Amendment to Remuneration Policy | Mgmt | For | For | For | ||
10 | Performance Share Plan Grant | Mgmt | For | For | For | ||
11 | Authority to Issue Shares under Employee Incentive Plans | Mgmt | For | For | For | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Elect Fritz W. Frohlich | Mgmt | For | For | For | ||
14 | Elect J.M.C. Stork | Mgmt | For | For | For | ||
15 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
16 | Supervisory Board Fees | Mgmt | For | For | For | ||
17 | Appointment of Auditor | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Issue Shares for Mergers/Acquisitions | Mgmt | For | For | For | ||
21 | Authority to Suppress Preemptive Rights | Mgmt | For | Against | Against | ||
22 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
23 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | ||
24 | Authority to Cancel Shares | Mgmt | For | For | For | ||
25 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Athenahealth Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATHN | CUSIP 04685W103 | 06/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Amy Abernethy | Mgmt | For | For | For | ||
1.2 | Elect Jonathan Bush | Mgmt | For | For | For | ||
1.3 | Elect Brandon H. Hull | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Autodesk Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carl Bass | Mgmt | For | For | For | ||
2 | Elect Crawford W. Beveridge | Mgmt | For | For | For | ||
3 | Elect J. Hallam Dawson | Mgmt | For | For | For | ||
4 | Elect Thomas Georgens | Mgmt | For | For | For | ||
5 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | ||
6 | Elect Mary T. McDowell | Mgmt | For | For | For | ||
7 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
8 | Elect Betsy Rafael | Mgmt | For | For | For | ||
9 | Elect Stacy J. Smith | Mgmt | For | For | For | ||
10 | Elect Steven M. West | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the Executive Incentive Plan | Mgmt | For | For | For | ||
Autodesk, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADSK | CUSIP 052769106 | 01/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Amendment to the 2012 Employee Stock Plan | Mgmt | For | Against | Against | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Ellen R. Alemany | Mgmt | For | For | For | ||
1.2 | Elect Gregory D. Brenneman | Mgmt | For | For | For | ||
1.3 | Elect Leslie A. Brun | Mgmt | For | For | For | ||
1.4 | Elect Richard T. Clark | Mgmt | For | For | For | ||
1.5 | Elect Eric C. Fast | Mgmt | For | For | For | ||
1.6 | Elect Linda R. Gooden | Mgmt | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Mgmt | For | For | For | ||
1.8 | Elect John P. Jones | Mgmt | For | For | For | ||
1.9 | Elect Carlos A. Rodriguez | Mgmt | For | For | For | ||
1.10 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Approval of Performance Criteria Under the Omnibus Award Plan | Mgmt | For | For | For | ||
Avago Technologies Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVGO | CUSIP Y0486S104 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Hock E. Tan | Mgmt | For | For | For | ||
2 | Elect John T. Dickson | Mgmt | For | For | For | ||
3 | Elect James V. Diller, Sr. | Mgmt | For | For | For | ||
4 | Elect Lewis C. Eggebrecht | Mgmt | For | For | For | ||
5 | Elect Bruno Guilmart | Mgmt | For | For | For | ||
6 | Elect Kenneth Y. Hao | Mgmt | For | For | For | ||
7 | Elect Justine Lien | Mgmt | For | For | For | ||
8 | Elect Donald Macleod | Mgmt | For | For | For | ||
9 | Elect Peter J. Marks | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Executive Cash and Equity Incentive Award Plan | Mgmt | For | Against | Against | ||
16 | Approve CEO Severance Benefit Agreement | Mgmt | For | For | For | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Larry D. Brady | Mgmt | For | For | For | ||
2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
3 | Elect Martin S. Craighead | Mgmt | For | For | For | ||
4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | ||
5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | ||
6 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
7 | Elect Pierre J. Jungels | Mgmt | For | For | For | ||
8 | Elect James A. Lash | Mgmt | For | For | For | ||
9 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
10 | Elect James W. Stewart | Mgmt | For | For | For | ||
11 | Elect Charles L. Watson | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Mgmt | For | For | For | ||
15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Mgmt | For | For | For | ||
Ball Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLL | CUSIP 058498106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John A. Hayes | Mgmt | For | For | For | ||
1.2 | Elect George M. Smart | Mgmt | For | For | For | ||
1.3 | Elect Theodore M. Solso | Mgmt | For | For | For | ||
1.4 | Elect Stuart A. Taylor II | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
Barrick Gold Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABX | CUSIP 067901108 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Charles W. D. Birchall | Mgmt | For | For | For | ||
1.2 | Elect Gustavo A. Cisneros | Mgmt | For | For | For | ||
1.3 | Elect Ned Goodman | Mgmt | For | For | For | ||
1.4 | Elect J. Brett Harvey | Mgmt | For | For | For | ||
1.5 | Elect Nancy H.O. Lockhart | Mgmt | For | For | For | ||
1.6 | Elect Dambisa Moyo | Mgmt | For | For | For | ||
1.7 | Elect Anthony Munk | Mgmt | For | For | For | ||
1.8 | Elect David Naylor | Mgmt | For | For | For | ||
1.9 | Elect Steven J. Shapiro | Mgmt | For | For | For | ||
1.10 | Elect Jamie C. Sokalsky | Mgmt | For | For | For | ||
1.11 | Elect John L. Thornton | Mgmt | For | For | For | ||
1.12 | Elect Ernie L. Thrasher | Mgmt | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Advance Notice Provision | Mgmt | For | For | For | ||
BB&T Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBT | CUSIP 054937107 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jennifer S. Banner | Mgmt | For | For | For | ||
1.2 | Elect K. David Boyer, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Anna R. Cablik | Mgmt | For | For | For | ||
1.4 | Elect Ronald E. Deal | Mgmt | For | For | For | ||
1.5 | Elect James A. Faulkner | Mgmt | For | For | For | ||
1.6 | Elect I. Patricia Henry | Mgmt | For | For | For | ||
1.7 | Elect John P. Howe, III | Mgmt | For | For | For | ||
1.8 | Elect Eric C. Kendrick | Mgmt | For | For | For | ||
1.9 | Elect Kelly S. King | Mgmt | For | For | For | ||
1.10 | Elect Louis B. Lynn | Mgmt | For | For | For | ||
1.11 | Elect Edward C. Milligan | Mgmt | For | For | For | ||
1.12 | Elect Charles A. Patton | Mgmt | For | For | For | ||
1.13 | Elect Nido R. Qubein | Mgmt | For | For | For | ||
1.14 | Elect Tollie W. Rich, Jr. | Mgmt | For | For | For | ||
1.15 | Elect Thomas E. Skains | Mgmt | For | For | For | ||
1.16 | Elect Thomas N. Thompson | Mgmt | For | For | For | ||
1.17 | Elect Edwin H. Welch | Mgmt | For | For | For | ||
1.18 | Elect Stephen T. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
BG Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CINS G1245Z108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
3 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Simon J. Lowth | Mgmt | For | For | For | ||
6 | Elect Pam Daley | Mgmt | For | For | For | ||
7 | Elect Martin Ferguson | Mgmt | For | For | For | ||
8 | Elect Vivienne Cox | Mgmt | For | For | For | ||
9 | Elect Chris Finlayson | Mgmt | For | For | For | ||
10 | Elect Andrew Gould | Mgmt | For | For | For | ||
11 | Elect Baroness Hogg | Mgmt | For | For | For | ||
12 | Elect John Hood | Mgmt | For | For | For | ||
13 | Elect Caio Koch-Weser | Mgmt | For | For | For | ||
14 | Elect LIM Haw Kuang | Mgmt | For | For | For | ||
15 | Elect Sir David Manning | Mgmt | For | For | For | ||
16 | Elect Mark Seligman | Mgmt | For | For | For | ||
17 | Elect Patrick W. Thomas | Mgmt | For | For | For | ||
18 | Appointment of Auditor | Mgmt | For | For | For | ||
19 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Big Lots, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIG | CUSIP 089302103 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey P. Berger | Mgmt | For | Withhold | Against | ||
1.2 | Elect David J. Campisi | Mgmt | For | For | For | ||
1.3 | Elect James R. Chambers | Mgmt | For | Withhold | Against | ||
1.4 | Elect Peter J. Hayes | Mgmt | For | For | For | ||
1.5 | Elect Brenda J. Lauderback | Mgmt | For | Withhold | Against | ||
1.6 | Elect Philip E. Mallott | Mgmt | For | For | For | ||
1.7 | Elect Russell Solt | Mgmt | For | Withhold | Against | ||
1.8 | Elect James R. Tener | Mgmt | For | Withhold | Against | ||
1.9 | Elect Dennis B. Tishkoff | Mgmt | For | Withhold | Against | ||
2 | Amendment to 2012 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
3 | Amendment to the 2006 Bonus Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Biogen Idec inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BIIB | CUSIP 09062X103 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Caroline Dorsa | Mgmt | For | For | For | ||
2 | Elect Stelios Papadopoulos | Mgmt | For | For | For | ||
3 | Elect George A. Scangos | Mgmt | For | For | For | ||
4 | Elect Lynn Schenk | Mgmt | For | For | For | ||
5 | Elect Alexander J. Denner | Mgmt | For | For | For | ||
6 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
7 | Elect Richard C. Mulligan | Mgmt | For | For | For | ||
8 | Elect Robert W. Pangia | Mgmt | For | For | For | ||
9 | Elect Brian S. Posner | Mgmt | For | For | For | ||
10 | Elect Eric K. Rowinsky | Mgmt | For | For | For | ||
11 | Elect Stephen A. Sherwin | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Biomarin Pharmaceutical Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMRN | CUSIP 09061G101 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jean-Jacques Bienaimé | Mgmt | For | For | For | ||
1.2 | Elect Michael Grey | Mgmt | For | For | For | ||
1.3 | Elect Elaine J. Heron | Mgmt | For | For | For | ||
1.4 | Elect Pierre Lapalme | Mgmt | For | For | For | ||
1.5 | Elect V. Bryan Lawlis | Mgmt | For | For | For | ||
1.6 | Elect Richard A. Meier | Mgmt | For | For | For | ||
1.7 | Elect Alan J. Lewis | Mgmt | For | For | For | ||
1.8 | Elect William D. Young | Mgmt | For | For | For | ||
1.9 | Elect Kenneth M. Bate | Mgmt | For | For | For | ||
1.10 | Elect Dennis J. Slamon | Mgmt | For | For | For | ||
2 | Amendment to the 2006 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
BorgWarner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BWA | CUSIP 099724106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jan Carlson | Mgmt | For | For | For | ||
2 | Elect Dennis C. Cuneo | Mgmt | For | For | For | ||
3 | Elect Vicki L. Sato | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
7 | Repeal of Classified Board | Mgmt | For | For | For | ||
8 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
Boston Scientific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSX | CUSIP 101137107 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Bruce L. Byrnes | Mgmt | For | For | For | ||
2 | Elect Nelda J. Connors | Mgmt | For | For | For | ||
3 | Elect Kristina M. Johnson | Mgmt | For | For | For | ||
4 | Elect Edward J. Ludwig | Mgmt | For | For | For | ||
5 | Elect Michael F. Mahoney | Mgmt | For | For | For | ||
6 | Elect Ernest Mario | Mgmt | For | For | For | ||
7 | Elect N.J. Nicholas, Jr. | Mgmt | For | For | For | ||
8 | Elect Pete M. Nicholas | Mgmt | For | For | For | ||
9 | Elect Uwe E. Reinhardt | Mgmt | For | For | For | ||
10 | Elect David J. Roux | Mgmt | For | For | For | ||
11 | Elect John E. Sununu | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Amendment to the 2006 Global Employee Stock Ownership Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
British Sky Broadcasting Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSY | CINS G15632105 | 11/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Chase Carey | Mgmt | For | For | For | ||
4 | Elect Tracy Clarke | Mgmt | For | For | For | ||
5 | Elect Jeremy Darroch | Mgmt | For | For | For | ||
6 | Elect David F. DeVoe | Mgmt | For | For | For | ||
7 | Elect Nicholas Ferguson | Mgmt | For | For | For | ||
8 | Elect Martin J. Gilbert | Mgmt | For | For | For | ||
9 | Elect Adine Grate | Mgmt | For | For | For | ||
10 | Elect Andrew Griffith | Mgmt | For | For | For | ||
11 | Elect Andrew Higginson | Mgmt | For | For | For | ||
12 | Elect Dave Lewis | Mgmt | For | For | For | ||
13 | Elect James Murdoch | Mgmt | For | For | For | ||
14 | Elect Matthieu Pigasse | Mgmt | For | For | For | ||
15 | Elect Daniel Rimer | Mgmt | For | For | For | ||
16 | Elect Arthur M. Siskind | Mgmt | For | For | For | ||
17 | Elect Andy Sukawaty | Mgmt | For | For | For | ||
18 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
19 | Directors' Remuneration Report | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
23 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
24 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
25 | Off-Market Repurchase of Shares | Mgmt | For | For | For | ||
26 | Related Party Transaction (Off-Market Repurchases) | Mgmt | For | For | For | ||
27 | Sharesave Scheme | Mgmt | For | For | For | ||
C&J Energy Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CJES | CUSIP 12467B106 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joshua E. Comstock | Mgmt | For | For | For | ||
1.2 | Elect Randall C. McMullen, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Darren M. Friedman | Mgmt | For | For | For | ||
1.4 | Elect Adrianna Ma | Mgmt | For | For | For | ||
1.5 | Elect Michael Roemer | Mgmt | For | For | For | ||
1.6 | Elect C. James Stewart, III | Mgmt | For | For | For | ||
1.7 | Elect H.H. Wommack, III | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Capital One Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COF | CUSIP 14040H105 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard D. Fairbank | Mgmt | For | For | For | ||
2 | Elect Patrick W. Gross | Mgmt | For | For | For | ||
3 | Elect Ann F. Hackett | Mgmt | For | For | For | ||
4 | Elect Lewis Hay, III | Mgmt | For | For | For | ||
5 | Elect Benjamin P. Jenkins, III | Mgmt | For | For | For | ||
6 | Elect Pierre E. Leroy | Mgmt | For | For | For | ||
7 | Elect Peter E. Raskind | Mgmt | For | For | For | ||
8 | Elect Mayo A. Shattuck III | Mgmt | For | For | For | ||
9 | Elect Bradford H. Warner | Mgmt | For | For | For | ||
10 | Elect Catherine G. West | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Amendment to the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Elimination of Supermajority Requirement for Future Amendments to the Bylaws and the Certificate | Mgmt | For | For | For | ||
15 | Elimination of Supermajority Requirement for the Removal of Directors | Mgmt | For | For | For | ||
16 | Elimination of Supermajority Requirement for Certain Business Combinations | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Carlisle Companies Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSL | CUSIP 142339100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert G. Bohn | Mgmt | For | For | For | ||
1.2 | Elect Terry D. Growcock | Mgmt | For | For | For | ||
1.3 | Elect Gregg A. Ostrander | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Celanese Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CE | CUSIP 150870103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jean S. Blackwell | Mgmt | For | For | For | ||
2 | Elect Martin G. McGuinn | Mgmt | For | For | For | ||
3 | Elect Daniel S. Sanders | Mgmt | For | For | For | ||
4 | Elect John K. Wulff | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Centene Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNC | CUSIP 15135B101 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael F. Neidorff | Mgmt | For | For | For | ||
1.2 | Elect Richard A. Gephardt | Mgmt | For | For | For | ||
1.3 | Elect John R. Roberts | Mgmt | For | For | For | ||
2 | Repeal of Classified Board | Mgmt | For | Against | Against | ||
3 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Amendment to the 2012 Stock Incentive Plan | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
Charles Schwab Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHW | CUSIP 808513105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Frank C. Herringer | Mgmt | For | For | For | ||
2 | Elect Stephen T. McLin | Mgmt | For | For | For | ||
3 | Elect Roger O. Walther | Mgmt | For | For | For | ||
4 | Elect Robert N. Wilson | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Employment Diversity Report | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal: Accelerated vesting upon change in control | ShrHoldr | Against | Against | For | ||
Chart Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTLS | CUSIP 16115Q308 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Samuel F. Thomas | Mgmt | For | For | For | ||
1.2 | Elect W. Douglas Brown | Mgmt | For | For | For | ||
1.3 | Elect Richard E. Goodrich | Mgmt | For | For | For | ||
1.4 | Elect Terrence J. Keating | Mgmt | For | For | For | ||
1.5 | Elect Steven W. Krablin | Mgmt | For | For | For | ||
1.6 | Elect Michael W. Press | Mgmt | For | For | For | ||
1.7 | Elect Elizabeth G. Spomer | Mgmt | For | For | For | ||
1.8 | Elect Thomas L. Williams | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Cash Incentive Plan | Mgmt | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linnet F. Deily | Mgmt | For | For | For | ||
2 | Elect Robert E. Denham | Mgmt | For | For | For | ||
3 | Elect Alice P. Gast | Mgmt | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Mgmt | For | For | For | ||
6 | Elect George L. Kirkland | Mgmt | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | ||
8 | Elect Kevin W. Sharer | Mgmt | For | For | For | ||
9 | Elect John G. Stumpf | Mgmt | For | For | For | ||
10 | Elect Ronald D. Sugar | Mgmt | For | For | For | ||
11 | Elect Carl Ware | Mgmt | For | For | For | ||
12 | Elect John S. Watson | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Charitable Contributions | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Herbert A. Allen | Mgmt | For | For | For | ||
2 | Elect Ronald W. Allen | Mgmt | For | For | For | ||
3 | Elect Ana Botin | Mgmt | For | For | For | ||
4 | Elect Howard G. Buffett | Mgmt | For | For | For | ||
5 | Elect Richard M. Daley | Mgmt | For | For | For | ||
6 | Elect Barry Diller | Mgmt | For | For | For | ||
7 | Elect Helene D. Gayle | Mgmt | For | For | For | ||
8 | Elect Evan G. Greenberg | Mgmt | For | For | For | ||
9 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
10 | Elect Muhtar Kent | Mgmt | For | For | For | ||
11 | Elect Robert A. Kotick | Mgmt | For | For | For | ||
12 | Elect Maria Elena Lagomasino | Mgmt | For | For | For | ||
13 | Elect Sam Nunn | Mgmt | For | For | For | ||
14 | Elect James D. Robinson III | Mgmt | For | For | For | ||
15 | Elect Peter V. Ueberroth | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
17 | 2014 Equity Plan | Mgmt | For | Against | Against | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Cognizant Technology Solutions Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTSH | CUSIP 192446102 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael Patsalos-Fox | Mgmt | For | For | For | ||
2 | Elect Robert E. Weissman | Mgmt | For | For | For | ||
3 | Amendment to the 2009 Incentive Compensation Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kenneth J. Bacon | Mgmt | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Mgmt | For | For | For | ||
1.3 | Elect Edward D. Breen | Mgmt | For | For | For | ||
1.4 | Elect Joseph J. Collins | Mgmt | For | For | For | ||
1.5 | Elect J. Michael Cook | Mgmt | For | For | For | ||
1.6 | Elect Gerald L. Hassell | Mgmt | For | For | For | ||
1.7 | Elect Jeffrey A. Honickman | Mgmt | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Mgmt | For | For | For | ||
1.9 | Elect Brian L. Roberts | Mgmt | For | For | For | ||
1.10 | Elect Ralph J. Roberts | Mgmt | For | For | For | ||
1.11 | Elect Johnathan A. Rodgers | Mgmt | For | For | For | ||
1.12 | Elect Judith Rodin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Susan L. Decker | Mgmt | For | For | For | ||
1.2 | Elect Richard M. Libenson | Mgmt | For | For | For | ||
1.3 | Elect John W. Meisenbach | Mgmt | For | For | For | ||
1.4 | Elect Charles T. Munger | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
5 | Repeal of Classified Board | Mgmt | Abstain | For | Against | ||
Crown Castle International Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCI | CUSIP 228227104 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert Bartolo | Mgmt | For | For | For | ||
2 | Elect Dale N. Hatfield | Mgmt | For | For | For | ||
3 | Elect Lee W. Hogan | Mgmt | For | For | For | ||
4 | Elect Robert F. McKenzie | Mgmt | For | For | For | ||
5 | Ratification of Auditor | Mgmt | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Donna M. Alvarado | Mgmt | For | For | For | ||
2 | Elect John B. Breaux | Mgmt | For | For | For | ||
3 | Elect Pamela L. Carter | Mgmt | For | For | For | ||
4 | Elect Steven T. Halverson | Mgmt | For | For | For | ||
5 | Elect Edward J. Kelly, III | Mgmt | For | For | For | ||
6 | Elect Gilbert H. Lamphere | Mgmt | For | For | For | ||
7 | Elect John D. McPherson | Mgmt | For | For | For | ||
8 | Elect Timothy T. O'Toole | Mgmt | For | For | For | ||
9 | Elect David M. Ratcliffe | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Michael J. Ward | Mgmt | For | For | For | ||
12 | Elect J.C. Watts, Jr. | Mgmt | For | For | For | ||
13 | Elect J. Steven Whisler | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | Against | For | ||
Cummins Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMI | CUSIP 231021106 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
2 | Elect William I. Miller | Mgmt | For | For | For | ||
3 | Elect Alexis M. Herman | Mgmt | For | For | For | ||
4 | Elect Georgia R. Nelson | Mgmt | For | For | For | ||
5 | Elect Robert K. Herdman | Mgmt | For | For | For | ||
6 | Elect Robert J. Bernhard | Mgmt | For | For | For | ||
7 | Elect Franklin R. Chang-Diaz | Mgmt | For | For | For | ||
8 | Elect Stephen B. Dobbs | Mgmt | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | For | Against | ||
CVS Caremark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect C. David Brown II | Mgmt | For | For | For | ||
2 | Elect Nancy-Ann M. Deparle | Mgmt | For | For | For | ||
3 | Elect David W. Dorman | Mgmt | For | For | For | ||
4 | Elect Anne M. Finucane | Mgmt | For | For | For | ||
5 | Elect Larry J. Merlo | Mgmt | For | For | For | ||
6 | Elect Jean-Pierre Millon | Mgmt | For | For | For | ||
7 | Elect Richard J. Swift | Mgmt | For | For | For | ||
8 | Elect William C. Weldon | Mgmt | For | For | For | ||
9 | Elect Tony L. White | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect H. Lawrence Culp | Mgmt | For | For | For | ||
2 | Elect Donald J. Ehrlich | Mgmt | For | For | For | ||
3 | Elect Linda P. Hefner Filler | Mgmt | For | For | For | ||
4 | Elect Teri List-Stoll | Mgmt | For | For | For | ||
5 | Elect Walter G. Lohr, Jr. | Mgmt | For | For | For | ||
6 | Elect Mitchell P. Rales | Mgmt | For | For | For | ||
7 | Elect Steven M. Rales | Mgmt | For | For | For | ||
8 | Elect John T. Schwieters | Mgmt | For | For | For | ||
9 | Elect Alan G. Spoon | Mgmt | For | For | For | ||
10 | Elect Elias A. Zerhouni | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
Devon Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barbara M. Baumann | Mgmt | For | For | For | ||
1.2 | Elect John E. Bethancourt | Mgmt | For | For | For | ||
1.3 | Elect Robert H. Henry | Mgmt | For | For | For | ||
1.4 | Elect John A. Hill | Mgmt | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Mgmt | For | For | For | ||
1.6 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | ||
1.7 | Elect J. Larry Nichols | Mgmt | For | For | For | ||
1.8 | Elect Duane C. Radtke | Mgmt | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Mgmt | For | For | For | ||
1.10 | Elect John Richels | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Carbon Asset Risk Report | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | ShrHoldr | Against | Against | For | ||
DIRECTV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DTV | CUSIP 25490A309 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Neil R. Austrian | Mgmt | For | For | For | ||
2 | Elect Ralph F. Boyd, Jr. | Mgmt | For | For | For | ||
3 | Elect Abelardo E. Bru | Mgmt | For | For | For | ||
4 | Elect David B. Dillon | Mgmt | For | For | For | ||
5 | Elect Samuel A. DiPiazza, Jr. | Mgmt | For | For | For | ||
6 | Elect Dixon R. Doll | Mgmt | For | For | For | ||
7 | Elect Charles R. Lee | Mgmt | For | For | For | ||
8 | Elect Peter A. Lund | Mgmt | For | For | For | ||
9 | Elect Nancy S. Newcomb | Mgmt | For | For | For | ||
10 | Elect Lorrie M. Norrington | Mgmt | For | For | For | ||
11 | Elect Anthony J. Vinciquerra | Mgmt | For | For | For | ||
12 | Elect Michael D. White | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Dover Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOV | CUSIP 260003108 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert W. Cremin | Mgmt | For | For | For | ||
2 | Elect Jean-Pierre M. Ergas | Mgmt | For | For | For | ||
3 | Elect Peter T. Francis | Mgmt | For | For | For | ||
4 | Elect Kristiane C. Graham | Mgmt | For | For | For | ||
5 | Elect Michael F. Johnston | Mgmt | For | For | For | ||
6 | Elect Robert A. Livingston | Mgmt | For | For | For | ||
7 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
8 | Elect Bernard G. Rethore | Mgmt | For | For | For | ||
9 | Elect Michael B. Stubbs | Mgmt | For | For | For | ||
10 | Elect Stephen M. Todd | Mgmt | For | For | For | ||
11 | Elect Stephen K. Wagner | Mgmt | For | For | For | ||
12 | Elect Mary A. Winston | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Amendment to the Annual Incentive Plan | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
16 | Eliminate Article 14 Supermajority Requirement | Mgmt | For | For | For | ||
17 | Eliminate Article 15 Supermajority Requirement | Mgmt | For | For | For | ||
18 | Eliminate Article 16 Supermajority Requirement | Mgmt | For | For | For | ||
19 | Amendments to Bylaws Regarding Right to Call Special Meetings | Mgmt | For | For | For | ||
Edwards Lifesciences Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EW | CUSIP 28176E108 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John T. Cardis | Mgmt | For | For | For | ||
2 | Elect David E.I. Pyott | Mgmt | For | For | For | ||
3 | Amendment to the Long-Term Stock Incentive Compensation Program | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
5 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
7 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
EMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael W. Brown | Mgmt | For | For | For | ||
2 | Elect Randolph L. Cowen | Mgmt | For | For | For | ||
3 | Elect Gail Deegan | Mgmt | For | For | For | ||
4 | Elect James S. DiStasio | Mgmt | For | For | For | ||
5 | Elect John R. Egan | Mgmt | For | For | For | ||
6 | Elect William D. Green | Mgmt | For | For | For | ||
7 | Elect Edmund F. Kelly | Mgmt | For | For | For | ||
8 | Elect Jami Miscik | Mgmt | For | For | For | ||
9 | Elect Paul Sagan | Mgmt | For | For | For | ||
10 | Elect David N. Strohm | Mgmt | For | For | For | ||
11 | Elect Joseph M. Tucci | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
Endo Health Solutions Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENDP | CUSIP 29264F205 | 02/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Merger | Mgmt | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
3 | Creation of Distributable Reserves | Mgmt | For | For | For | ||
4 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
Endo International plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENDP | CUSIP G30401106 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Roger H. Kimmel | Mgmt | For | For | For | ||
2 | Elect Rajiv De Silva | Mgmt | For | For | For | ||
3 | Elect John J. Delucca | Mgmt | For | For | For | ||
4 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||
5 | Elect Nancy J. Hutson | Mgmt | For | For | For | ||
6 | Elect Michael Hyatt | Mgmt | For | For | For | ||
7 | Elect William P. Montague | Mgmt | For | For | For | ||
8 | Elect Jill D. Smith | Mgmt | For | For | For | ||
9 | Elect William F. Spengler | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janet F. Clark | Mgmt | For | For | For | ||
2 | Elect Charles R. Crisp | Mgmt | For | For | For | ||
3 | Elect James C. Day | Mgmt | For | For | For | ||
4 | Elect Mark G. Papa | Mgmt | For | For | For | ||
5 | Elect H. Leighton Steward | Mgmt | For | For | For | ||
6 | Elect Donald F. Textor | Mgmt | For | For | For | ||
7 | Elect William R. Thomas | Mgmt | For | For | For | ||
8 | Elect Frank G. Wisner | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Reduction Targets | ShrHoldr | Against | Against | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Gary G. Benanav | Mgmt | For | For | For | ||
2 | Election of Directors | Mgmt | For | For | For | ||
3 | Elect William J. DeLaney | Mgmt | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Mgmt | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Mgmt | For | For | For | ||
6 | Elect Frank Mergenthaler | Mgmt | For | For | For | ||
7 | Elect Woodrow A. Myers, Jr. | Mgmt | For | For | For | ||
8 | Elect John O. Parker, Jr. | Mgmt | For | For | For | ||
9 | Elect George Paz | Mgmt | For | For | For | ||
10 | Elect William L. Roper | Mgmt | For | For | For | ||
11 | Elect Seymour Sternberg | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Factset Research Systems Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDS | CUSIP 303075105 | 12/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph E. Laird, Jr. | Mgmt | For | For | For | ||
1.2 | Elect James J. McGonigle | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
FedEx Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect John A. Edwardson | Mgmt | For | For | For | ||
3 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
4 | Elect Steven R. Loranger | Mgmt | For | For | For | ||
5 | Elect Gary W. Loveman | Mgmt | For | For | For | ||
6 | Elect R. Brad Martin | Mgmt | For | For | For | ||
7 | Elect Joshua C. Ramo | Mgmt | For | For | For | ||
8 | Elect Susan C. Schwab | Mgmt | For | For | For | ||
9 | Elect Frederick W. Smith | Mgmt | For | For | For | ||
10 | Elect David P. Steiner | Mgmt | For | For | For | ||
11 | Elect Paul S. Walsh | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | ||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | ShrHoldr | Against | For | Against | ||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | ||
21 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
Fleury SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FLRY3 | CINS P418BW104 | 09/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Resignation of Director | Mgmt | For | For | For | ||
5 | Election of Directors | Mgmt | For | For | For | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | ||
2 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | ||
3 | Elect C. Maury Devine | Mgmt | For | For | For | ||
4 | Elect Claire S. Farley | Mgmt | For | For | For | ||
5 | Elect John T. Gremp | Mgmt | For | For | For | ||
6 | Elect Thomas Hamilton | Mgmt | For | For | For | ||
7 | Elect Peter Mellbye | Mgmt | For | For | For | ||
8 | Elect Joseph H. Netherland | Mgmt | For | For | For | ||
9 | Elect Richard A. Pattarozzi | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Forest Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRX | CUSIP 345838106 | 08/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard Solomon | Mgmt | For | For | For | ||
2 | Elect Nesli Basgoz | Mgmt | For | For | For | ||
3 | Elect Christopher J. Coughlin | Mgmt | For | For | For | ||
4 | Elect Kenneth E. Goodman | Mgmt | For | For | For | ||
5 | Elect Vincent J. Intrieri | Mgmt | For | For | For | ||
6 | Elect Pierre Legault | Mgmt | For | For | For | ||
7 | Elect Gerald M. Lieberman | Mgmt | For | For | For | ||
8 | Elect Lawrence S. Olanoff | Mgmt | For | For | For | ||
9 | Elect Lester B. Salans | Mgmt | For | For | For | ||
10 | Elect Brenton L. Saunders | Mgmt | For | For | For | ||
11 | Elect Peter J. Zimetbaum | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Freeport-McMoran Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCXPRA | CUSIP 35671D857 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard C. Adkerson | Mgmt | For | For | For | ||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | Withhold | Against | ||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Day | Mgmt | For | For | For | ||
1.5 | Elect James C. Flores | Mgmt | For | For | For | ||
1.6 | Elect Gerald J. Ford | Mgmt | For | For | For | ||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | Withhold | Against | ||
1.9 | Elect Lydia H. Kennard | Mgmt | For | For | For | ||
1.10 | Elect Charles C. Krulak | Mgmt | For | Withhold | Against | ||
1.11 | Elect Bobby Lee Lackey | Mgmt | For | Withhold | Against | ||
1.12 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
1.13 | Elect Dustan E. McCoy | Mgmt | For | Withhold | Against | ||
1.14 | Elect James R. Moffett | Mgmt | For | For | For | ||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | ||
1.16 | Elect Frances Fragos Townsend | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Annual Incentive Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
Freeport-McMoran Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard C. Adkerson | Mgmt | For | Withhold | Against | ||
1.2 | Elect Robert J. Allison, Jr. | Mgmt | For | Withhold | Against | ||
1.3 | Elect Alan R. Buckwalter, III | Mgmt | For | For | For | ||
1.4 | Elect Robert A. Day | Mgmt | For | Withhold | Against | ||
1.5 | Elect James C. Flores | Mgmt | For | For | For | ||
1.6 | Elect Gerald J. Ford | Mgmt | For | Withhold | Against | ||
1.7 | Elect Thomas A. Fry III | Mgmt | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Mgmt | For | Withhold | Against | ||
1.9 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
1.10 | Elect Bobby Lee Lackey | Mgmt | For | For | For | ||
1.11 | Elect Jon C. Madonna | Mgmt | For | For | For | ||
1.12 | Elect Dustan E. McCoy | Mgmt | For | For | For | ||
1.13 | Elect James R. Moffett | Mgmt | For | Withhold | Against | ||
1.14 | Elect B. M. Rankin, Jr. | Mgmt | For | Withhold | Against | ||
1.15 | Elect Stephen H. Siegele | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | ||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
Garmin Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GRMN | CUSIP H2906T109 | 06/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Appoint Chairman of the Meeting | Mgmt | For | For | For | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Losses | Mgmt | For | For | For | ||
4 | Allocation of Dividends | Mgmt | For | For | For | ||
5 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
6 | Elect Donald H. Eller | Mgmt | For | For | For | ||
7 | Elect Joseph J. Hartnett | Mgmt | For | For | For | ||
8 | Elect Min H. Kao | Mgmt | For | For | For | ||
9 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
10 | Elect Clifton A. Pemble | Mgmt | For | For | For | ||
11 | Elect Thomas P. Poberezny | Mgmt | For | For | For | ||
12 | Elect Min H. Kao | Mgmt | For | For | For | ||
13 | Elect Donald H. Eller as Compensation Committee Member | Mgmt | For | For | For | ||
14 | Elect Joseph J. Hartnett as Compensation Committee Member | Mgmt | For | For | For | ||
15 | Elect Charles W. Peffer as Compensation Committee Member | Mgmt | For | For | For | ||
16 | Elect Thomas P. Poberezny as Compensation Committee Member | Mgmt | For | For | For | ||
17 | Appointment of Independent Proxy | Mgmt | For | For | For | ||
18 | Ratification of Auditor | Mgmt | For | For | For | ||
19 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
20 | Amendments to Articles (Regarding VegüV) | Mgmt | For | For | For | ||
21 | Amendments to Articles (Regarding VegüV) | Mgmt | For | For | For | ||
22 | Amendments to Articles to Allow Virtual General Meetings | Mgmt | For | For | For | ||
23 | Transaction of Other Business | Mgmt | For | Abstain | Against | ||
Gemalto N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTO | CINS N3465M108 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
7 | Ratification of CEO Acts | Mgmt | For | For | For | ||
8 | Ratification of Non-Executive Directors' Acts | Mgmt | For | For | For | ||
9 | Elect Philippe Alfroid to the Board of Directors | Mgmt | For | For | For | ||
10 | Amendments to Articles (One-Tier Board Structure) | Mgmt | For | For | For | ||
11 | Amendments to Articles (Regulatory Updates) | Mgmt | For | For | For | ||
12 | Amendments to Articles (Regulatory Changes) | Mgmt | For | For | For | ||
13 | Amendments to Articles (Technical Changes) | Mgmt | For | For | For | ||
14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights for Stock Purchase Plan | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Suppress Preemptive Rights in Connection with a Merger or Acquisition | Mgmt | For | For | For | ||
19 | Appointment of Auditor | Mgmt | For | For | For | ||
20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary T. Barra | Mgmt | For | For | For | ||
2 | Elect Nicholas D. Chabraja | Mgmt | For | For | For | ||
3 | Elect James S. Crown | Mgmt | For | For | For | ||
4 | Elect William P. Fricks | Mgmt | For | For | For | ||
5 | Elect Paul G. Kaminski | Mgmt | For | For | For | ||
6 | Elect John M. Keane | Mgmt | For | For | For | ||
7 | Elect Lester L. Lyles | Mgmt | For | For | For | ||
8 | Elect James N. Mattis | Mgmt | For | For | For | ||
9 | Elect Phebe N. Novakovic | Mgmt | For | For | For | ||
10 | Elect William A. Osborn | Mgmt | For | For | For | ||
11 | Elect Laura J Schumacher | Mgmt | For | For | For | ||
12 | Elect Sir Robert Walmsley | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Gilead Sciences, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John F. Cogan | Mgmt | For | For | For | ||
2 | Elect Etienne F. Davignon | Mgmt | For | For | For | ||
3 | Elect Carla A. Hills | Mgmt | For | For | For | ||
4 | Elect Kevin E. Lofton | Mgmt | For | For | For | ||
5 | Elect John W. Madigan | Mgmt | For | For | For | ||
6 | Elect John C. Martin | Mgmt | For | For | For | ||
7 | Elect Nicholas G. Moore | Mgmt | For | For | For | ||
8 | Elect Richard J. Whitley | Mgmt | For | For | For | ||
9 | Elect Gayle E. Wilson | Mgmt | For | For | For | ||
10 | Elect Per Wold-Olsen | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Adoption of Exclusive Forum Provision | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Linking Executive Pay to Patient Access | ShrHoldr | Against | Against | For | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Larry Page | Mgmt | For | For | For | ||
1.2 | Elect Sergey Brin | Mgmt | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | ||
1.4 | Elect L. John Doerr | Mgmt | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Mgmt | For | For | For | ||
1.6 | Elect John L. Hennessy | Mgmt | For | For | For | ||
1.7 | Elect Ann Mather | Mgmt | For | For | For | ||
1.8 | Elect Paul S. Otellini | Mgmt | For | Withhold | Against | ||
1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Tax Policy Principles | ShrHoldr | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Harley-Davidson, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOG | CUSIP 412822108 | 04/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Barry K. Allen | Mgmt | For | For | For | ||
1.2 | Elect R. John Anderson | Mgmt | For | For | For | ||
1.3 | Elect Richard I. Beattie | Mgmt | For | For | For | ||
1.4 | Elect Michael J. Cave | Mgmt | For | For | For | ||
1.5 | Elect George H. Conrades | Mgmt | For | For | For | ||
1.6 | Elect Donald A. James | Mgmt | For | For | For | ||
1.7 | Elect Sara Levinson | Mgmt | For | For | For | ||
1.8 | Elect N. Thomas Linebarger | Mgmt | For | For | For | ||
1.9 | Elect George L. Miles, Jr. | Mgmt | For | For | For | ||
1.10 | Elect James A. Norling | Mgmt | For | For | For | ||
1.11 | Elect Keith E. Wandell | Mgmt | For | For | For | ||
1.12 | Elect Jochen Zeitz | Mgmt | For | For | For | ||
2 | 2014 Incentive Stock Plan | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | Against | For | ||
HDFC Bank Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HDB | CINS Y3119P174 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Renu Sud Karnad | Mgmt | For | For | For | ||
5 | Elect Keki M. Mistry | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | Elect Partho Datta | Mgmt | For | For | For | ||
8 | Elect Pandit Palande | Mgmt | For | For | For | ||
9 | Elect Bobby Parikh | Mgmt | For | For | For | ||
10 | Elect Anami N. Roy | Mgmt | For | For | For | ||
11 | Elect C.M. Vasudev | Mgmt | For | For | For | ||
12 | Elect Vijay Merchant | Mgmt | For | For | For | ||
13 | Authority to Issue Shares and/or Convertible Debt Instruments w/o Preemptive Rights | Mgmt | For | For | For | ||
14 | Amendment to Foreign Investor Restrictions | Mgmt | For | For | For | ||
15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Hologic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLX | CUSIP 436440101 | 03/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jonathan Christodoro | Mgmt | For | For | For | ||
1.2 | Elect Sally W. Crawford | Mgmt | For | For | For | ||
1.3 | Elect Scott T. Garrett | Mgmt | For | For | For | ||
1.4 | Elect David R. LaVance, Jr. | Mgmt | For | For | For | ||
1.5 | Elect Nancy L. Leaming | Mgmt | For | For | For | ||
1.6 | Elect Lawrence M. Levy | Mgmt | For | For | For | ||
1.7 | Elect Stephen P. MacMillan | Mgmt | For | For | For | ||
1.8 | Elect Samuel Merksamer | Mgmt | For | For | For | ||
1.9 | Elect Christina Stamoulis | Mgmt | For | For | For | ||
1.10 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
1.11 | Elect Wayne Wilson | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Humana Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUM | CUSIP 444859102 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kurt J. Hilzinger | Mgmt | For | For | For | ||
2 | Elect Bruce D. Broussard | Mgmt | For | For | For | ||
3 | Elect Frank A. D'Amelio | Mgmt | For | For | For | ||
4 | Elect W. Roy Dunbar | Mgmt | For | For | For | ||
5 | Elect David A. Jones Jr. | Mgmt | For | For | For | ||
6 | Elect William J. McDonald | Mgmt | For | For | For | ||
7 | Elect William E. Mitchell | Mgmt | For | For | For | ||
8 | Elect David B. Nash | Mgmt | For | For | For | ||
9 | Elect James J. O'Brien | Mgmt | For | For | For | ||
10 | Elect Marissa T. Peterson | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Hypermarcas SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HYPE3 | CINS P5230A101 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports | Mgmt | For | For | For | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Board Size | Mgmt | For | For | For | ||
7 | Election of Directors | Mgmt | For | For | For | ||
8 | Remuneration Policy | Mgmt | For | For | For | ||
9 | Authority to Carry Out Formalities | Mgmt | For | For | For | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Hypermarcas SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HYPE3 | CINS P5230A101 | 12/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Partial Spin-off Agreement | Mgmt | For | For | For | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Valuation Report | Mgmt | For | For | For | ||
8 | Partial Spin-off | Mgmt | For | For | For | ||
9 | Merger of Spun-off Portion | Mgmt | For | For | For | ||
10 | Merger Agreement of Spun-off Portion | Mgmt | For | For | For | ||
11 | Ratification of Appointment of Appraiser | Mgmt | For | For | For | ||
12 | Valuation Report | Mgmt | For | For | For | ||
13 | Merger of Brainfarma Shares | Mgmt | For | For | For | ||
14 | Authority to Carry Out Merger by Absorption Formalities | Mgmt | For | For | For | ||
Illumina, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ILMN | CUSIP 452327109 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Daniel M. Bradbury | Mgmt | For | For | For | ||
1.2 | Elect Robert S. Epstein | Mgmt | For | For | For | ||
1.3 | Elect Roy A. Whitfield | Mgmt | For | For | For | ||
1.4 | Elect Francis deSouza | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Approval of Exclusive Forum Provision Applicable to Derivative Lawsuits | Mgmt | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charlene Barshefsky | Mgmt | For | For | For | ||
2 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
3 | Elect Susan L. Decker | Mgmt | For | For | For | ||
4 | Elect John J. Donahoe | Mgmt | For | Against | Against | ||
5 | Elect Reed E. Hundt | Mgmt | For | For | For | ||
6 | Elect Brian M. Krzanich | Mgmt | For | For | For | ||
7 | Elect James D. Plummer | Mgmt | For | For | For | ||
8 | Elect David S. Pottruck | Mgmt | For | Against | Against | ||
9 | Elect Frank D. Yeary | Mgmt | For | For | For | ||
10 | Elect David B. Yoffie | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Intuit Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher W. Brody | Mgmt | For | For | For | ||
2 | Elect William V. Campbell | Mgmt | For | For | For | ||
3 | Elect Scott D. Cook | Mgmt | For | For | For | ||
4 | Elect Diane B. Greene | Mgmt | For | For | For | ||
5 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect Dennis D. Powell | Mgmt | For | For | For | ||
8 | Elect Brad D. Smith | Mgmt | For | For | For | ||
9 | Elect Jeff Weiner | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Amendment to the 2005 Equity Compensation Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
ITRON, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITRI | CUSIP 465741106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jon E. Eliassen | Mgmt | For | For | For | ||
2 | Elect Gary E. Pruitt | Mgmt | For | For | For | ||
3 | Elect Micheal V. Pulli | Mgmt | For | For | For | ||
4 | Elect Charles H. Gaylord, Jr. | Mgmt | For | For | For | ||
5 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | Against | Against | ||
6 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
Jacobs Engineering Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JEC | CUSIP 469814107 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Juan Jose Suarez Coppel | Mgmt | For | For | For | ||
2 | Elect John F. Coyne | Mgmt | For | For | For | ||
3 | Elect Linda Fayne Levinson | Mgmt | For | For | For | ||
4 | Elect Craig L. Martin | Mgmt | For | For | For | ||
5 | Elect Chris M.T. Thompson | Mgmt | For | For | For | ||
6 | Amendment to the 1999 Stock Incentive Plan | Mgmt | For | Against | Against | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
9 | Repeal of Classified Board | Mgmt | For | For | For | ||
JC Decaux SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEC | CINS F5333N100 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
6 | Allocation of Losses/Dividends | Mgmt | For | For | For | ||
7 | Approval of Non Tax-Deductible Expenses | Mgmt | For | For | For | ||
8 | Related Party Transactions | Mgmt | For | Abstain | Against | ||
9 | Elect Monique Cohen | Mgmt | For | For | For | ||
10 | Elect Jean-Pierre Decaux | Mgmt | For | For | For | ||
11 | Elect Pierre-Alain Pariente | Mgmt | For | For | For | ||
12 | Remuneration of Jean-Francois Decaux, Chairman of the Executive Board | Mgmt | For | For | For | ||
13 | Remuneration of Laurence Debroux, Jean-Charles Decaux, Jean-Sebastien Decaux and Jeremy Male, Executive Board Members | Mgmt | For | For | For | ||
14 | Supervisory Board Members Fees | Mgmt | For | Abstain | Against | ||
15 | Authority to Repurchase Shares | Mgmt | For | Abstain | Against | ||
16 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | Abstain | Against | ||
17 | Amendments to Articles Regarding Employee Representative | Mgmt | For | Abstain | Against | ||
18 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
Johnson Controls, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JCI | CUSIP 478366107 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Natalie A. Black | Mgmt | For | For | For | ||
1.2 | Elect Raymond L. Conner | Mgmt | For | For | For | ||
1.3 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.4 | Elect Alex A. Molinaroli | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Linda B. Bammann | Mgmt | For | For | For | ||
2 | Elect James A. Bell | Mgmt | For | For | For | ||
3 | Elect Crandall C. Bowles | Mgmt | For | For | For | ||
4 | Elect Stephen B. Burke | Mgmt | For | For | For | ||
5 | Elect James S. Crown | Mgmt | For | For | For | ||
6 | Elect James Dimon | Mgmt | For | For | For | ||
7 | Elect Timothy P. Flynn | Mgmt | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | ||
9 | Elect Michael A. Neal | Mgmt | For | For | For | ||
10 | Elect Lee R. Raymond | Mgmt | For | For | For | ||
11 | Elect William C. Weldon | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
Kerry Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Michael Ahern | Mgmt | For | For | For | ||
4 | Elect Hugh Brady | Mgmt | For | For | For | ||
5 | Elect James Devane | Mgmt | For | For | For | ||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | ||
7 | Elect Denis Buckley | Mgmt | For | For | For | ||
8 | Elect Gerry Behan | Mgmt | For | For | For | ||
9 | Elect Michael Dowling | Mgmt | For | For | For | ||
10 | Elect Joan Garahy | Mgmt | For | For | For | ||
11 | Elect Flor Healy | Mgmt | For | For | For | ||
12 | Elect James C Kenny | Mgmt | For | For | For | ||
13 | Elect Stan McCarthy | Mgmt | For | For | For | ||
14 | Elect Brian Mehigan | Mgmt | For | For | For | ||
15 | Elect Philip Toomey | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Amendments to Articles | Mgmt | For | For | For | ||
Kerry Group Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRZ | CINS G52416107 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Elect Michael Ahern | Mgmt | For | For | For | ||
4 | Elect Hugh Brady | Mgmt | For | For | For | ||
5 | Elect James Devane | Mgmt | For | For | For | ||
6 | Elect John Joseph O'Connor | Mgmt | For | For | For | ||
7 | Elect Denis Buckley | Mgmt | For | For | For | ||
8 | Elect Gerry Behan | Mgmt | For | For | For | ||
9 | Elect Michael Dowling | Mgmt | For | For | For | ||
10 | Elect Joan Garahy | Mgmt | For | For | For | ||
11 | Elect Flor Healy | Mgmt | For | For | For | ||
12 | Elect James C Kenny | Mgmt | For | For | For | ||
13 | Elect Stan McCarthy | Mgmt | For | For | For | ||
14 | Elect Brian Mehigan | Mgmt | For | For | For | ||
15 | Elect Philip Toomey | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
21 | Amendments to Articles | Mgmt | For | For | For | ||
Keurig Green Mountain Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GMCR | CUSIP 393122106 | 03/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John D. Hayes | Mgmt | For | For | For | ||
1.2 | Elect A.D. David Mackay | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Mardy | Mgmt | For | For | For | ||
1.4 | Elect David E. Moran | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Company Name Change | Mgmt | For | For | For | ||
4 | 2014 Incentive Plan | Mgmt | For | For | For | ||
5 | 2014 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
6 | Ratification of Auditor | Mgmt | For | For | For | ||
KLA-Tencor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLAC | CUSIP 482480100 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Edward W. Barnholt | Mgmt | For | For | For | ||
1.2 | Elect Emiko Higashi | Mgmt | For | For | For | ||
1.3 | Elect Stephen P. Kaufman | Mgmt | For | For | For | ||
1.4 | Elect Richard P. Wallace | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the Equity Incentive Plan | Mgmt | For | For | For | ||
5 | Approval of the Material Terms under the Performance Bonus Plan | Mgmt | For | For | For | ||
Knowles Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KN | CUSIP 49926D109 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Niew | Mgmt | For | For | For | ||
1.2 | Elect Keith L. Barnes | Mgmt | For | For | For | ||
1.3 | Elect Richard K. Lochridge | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
L'Oreal | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OR | CINS F58149133 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports | Mgmt | For | For | For | ||
6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
8 | Elect Belen Garijo | Mgmt | For | For | For | ||
9 | Elect Jean-Paul Agon | Mgmt | For | For | For | ||
10 | Elect Xavier Fontanet | Mgmt | For | For | For | ||
11 | Directors' Fees | Mgmt | For | For | For | ||
12 | Remuneration of Jean-Paul Agon, CEO | Mgmt | For | For | For | ||
13 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
14 | Related Party Transactions | Mgmt | For | For | For | ||
15 | Authority to Cancel Shares and Reduce Capital | Mgmt | For | For | For | ||
16 | Amendments to Articles Regarding Employee Representatives | Mgmt | For | For | For | ||
17 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
18 | Divestiture of Galderma | Mgmt | For | For | For | ||
Landstar System, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSTR | CUSIP 515098101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect David G. Bannister | Mgmt | For | For | For | ||
1.2 | Elect Michael A. Henning | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Linear Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLTC | CUSIP 535678106 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Robert H. Swanson, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Lothar Maier | Mgmt | For | For | For | ||
1.3 | Elect Arthur C. Agnos | Mgmt | For | For | For | ||
1.4 | Elect John J. Gordon | Mgmt | For | For | For | ||
1.5 | Elect David S. Lee | Mgmt | For | For | For | ||
1.6 | Elect Richard M. Moley | Mgmt | For | For | For | ||
1.7 | Elect Thomas S. Volpe | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Logitech International SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LOGN | CUSIP H50430232 | 09/04/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Compensation Report | Mgmt | For | Against | Against | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Amendment to Employee Share Purchase Plans | Mgmt | For | For | For | ||
5 | Amendment to Performance Bonus Plan | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares in Excess of 10% of Issued Share Capital | Mgmt | For | For | For | ||
7 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
8 | Elect Daniel Borel | Mgmt | For | For | For | ||
9 | Elect Kee-Lock Chua | Mgmt | For | For | For | ||
10 | Elect Sally Davis | Mgmt | For | For | For | ||
11 | Elect Guerrino De Luca | Mgmt | For | For | For | ||
12 | Elect Didier Hirsch | Mgmt | For | For | For | ||
13 | Elect Neil Hunt | Mgmt | For | For | For | ||
14 | Elect Monika Ribar | Mgmt | For | For | For | ||
15 | Elect Bracken P. Darrell | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Casey | Mgmt | For | For | For | ||
1.2 | Elect RoAnn Costin | Mgmt | For | For | For | ||
1.3 | Elect Laurent Potdevin | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2014 Equity Incentive Plan | Mgmt | For | For | For | ||
Maxim Integrated Products, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MXIM | CUSIP 57772K101 | 11/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Tunc Doluca | Mgmt | For | For | For | ||
1.2 | Elect B. Kipling Hagopian | Mgmt | For | Withhold | Against | ||
1.3 | Elect James R. Bergman | Mgmt | For | Withhold | Against | ||
1.4 | Elect Joseph R. Bronson | Mgmt | For | For | For | ||
1.5 | Elect Robert E. Grady | Mgmt | For | Withhold | Against | ||
1.6 | Elect William D. Watkins | Mgmt | For | For | For | ||
1.7 | Elect A.R. Frank Wazzan | Mgmt | For | Withhold | Against | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
4 | Amendment to the 1996 Stock Incentive Plan | Mgmt | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
Mckesson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andy D. Bryant | Mgmt | For | For | For | ||
2 | Elect Wayne A. Budd | Mgmt | For | For | For | ||
3 | Elect John H. Hammergren | Mgmt | For | For | For | ||
4 | Elect Alton F. Irby III | Mgmt | For | Against | Against | ||
5 | Elect M. Christine Jacobs | Mgmt | For | Against | Against | ||
6 | Elect Marie L. Knowles | Mgmt | For | For | For | ||
7 | Elect David M. Lawrence | Mgmt | For | Against | Against | ||
8 | Elect Edward A. Mueller | Mgmt | For | Against | Against | ||
9 | Elect Jane E. Shaw | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
12 | 2013 Stock Plan | Mgmt | For | Against | Against | ||
13 | Amendment to the 2000 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
14 | Restoration of Right to Call a Special Meeting | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Recoupment Report | ShrHoldr | Against | Against | For | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven M. Altschuler | Mgmt | For | For | For | ||
2 | Elect Howard B. Bernick | Mgmt | For | For | For | ||
3 | Elect Kimberly A. Casiano | Mgmt | For | For | For | ||
4 | Elect Anna C. Catalano | Mgmt | For | For | For | ||
5 | Elect Celeste A. Clark | Mgmt | For | For | For | ||
6 | Elect James M. Cornelius | Mgmt | For | For | For | ||
7 | Elect Stephen W. Golsby | Mgmt | For | For | For | ||
8 | Elect Michael Grobstein | Mgmt | For | For | For | ||
9 | Elect Peter K. Jakobsen | Mgmt | For | For | For | ||
10 | Elect Peter G. Ratcliffe | Mgmt | For | For | For | ||
11 | Elect Elliott Sigal | Mgmt | For | For | For | ||
12 | Elect Robert S. Singer | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
1.2 | Elect Scott C. Donnelly | Mgmt | For | For | For | ||
1.3 | Elect Victor J. Dzau | Mgmt | For | For | For | ||
1.4 | Elect Omar Ishrak | Mgmt | For | For | For | ||
1.5 | Elect Shirley A. Jackson | Mgmt | For | For | For | ||
1.6 | Elect Michael O. Leavitt | Mgmt | For | For | For | ||
1.7 | Elect James T. Lenehan | Mgmt | For | For | For | ||
1.8 | Elect Denise M. O'Leary | Mgmt | For | For | For | ||
1.9 | Elect Kendall J. Powell | Mgmt | For | For | For | ||
1.10 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
1.11 | Elect Preetha Reddy | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2013 Stock Award and Incentive Plan | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Mgmt | For | For | For | ||
7 | Elimination of Supermajority Requirement for Removal of Directors | Mgmt | For | For | For | ||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Mgmt | For | For | For | ||
9 | Repeal of Fair Price Provision | Mgmt | For | For | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven A. Ballmer | Mgmt | For | Against | Against | ||
2 | Elect Dina Dublon | Mgmt | For | For | For | ||
3 | Elect William H. Gates III | Mgmt | For | For | For | ||
4 | Elect Maria Klawe | Mgmt | For | For | For | ||
5 | Elect Stephen J. Luczo | Mgmt | For | For | For | ||
6 | Elect David F. Marquardt | Mgmt | For | For | For | ||
7 | Elect Charles H. Noski | Mgmt | For | For | For | ||
8 | Elect Helmut G. W. Panke | Mgmt | For | For | For | ||
9 | Elect John W. Thompson | Mgmt | For | For | For | ||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Mgmt | For | For | For | ||
11 | Advisory Vote On Executive Compensation | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Mitie Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTO | CINS G6164F157 | 07/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Elect Roger Matthews | Mgmt | For | For | For | ||
5 | Elect Ruby McGregor-Smith | Mgmt | For | For | For | ||
6 | Elect Suzanne Baxter | Mgmt | For | For | For | ||
7 | Elect Bill Robson | Mgmt | For | For | For | ||
8 | Elect Larry Hirst | Mgmt | For | For | For | ||
9 | Elect David Jenkins | Mgmt | For | For | For | ||
10 | Elect Terry Morgan | Mgmt | For | For | For | ||
11 | Elect Jack Boyer | Mgmt | For | For | For | ||
12 | Elect Crawford Gillies | Mgmt | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
15 | Authorisation of Political Donations | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
MOOG Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOG.A | CUSIP 615394202 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Kraig M. Kayser | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
National Instruments Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NATI | CUSIP 636518102 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey L. Kodosky | Mgmt | For | For | For | ||
1.2 | Elect Donald M. Carlton | Mgmt | For | For | For | ||
1.3 | Elect Michael E. McGrath | Mgmt | For | For | For | ||
2 | Amendment to the 1994 Employee Stock Purchase Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
NetFlix Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NFLX | CUSIP 64110L106 | 06/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Reed Hastings | Mgmt | For | For | For | ||
1.2 | Elect Jay C. Hoag | Mgmt | For | For | For | ||
1.3 | Elect A. George Battle | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Performance Bonus Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Poison Pills | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | For | Against | ||
9 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
Nielsen Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Indemnification of Directors | Mgmt | For | For | For | ||
3 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | ||
4 | Elect David L. Calhoun | Mgmt | For | For | For | ||
5 | Elect Karen M. Hoguet | Mgmt | For | For | For | ||
6 | Elect James M. Kilts | Mgmt | For | For | For | ||
7 | Elect Alexander Navab | Mgmt | For | For | For | ||
8 | Elect Robert C. Pozen | Mgmt | For | For | For | ||
9 | Elect Vivek Y. Ranadive | Mgmt | For | For | For | ||
10 | Elect Ganesh B. Rao | Mgmt | For | For | For | ||
11 | Elect Javier G. Teruel | Mgmt | For | For | For | ||
12 | Appointment of Auditor | Mgmt | For | For | For | ||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | ||
14 | Executive Annual Incentive Plan | Mgmt | For | For | For | ||
15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
16 | Company Name Change | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Alan B. Graf, Jr. | Mgmt | For | For | For | ||
1.2 | Elect John C. Lechleiter | Mgmt | For | For | For | ||
1.3 | Elect Phyllis M. Wise | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Nordson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NDSN | CUSIP 655663102 | 02/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Joseph P. Keithley | Mgmt | For | For | For | ||
1.2 | Elect Michael J. Merriman, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Mary G. Puma | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Phyllis J. Campbell | Mgmt | For | For | For | ||
2 | Elect Michelle M. Ebanks | Mgmt | For | For | For | ||
3 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert G. Miller | Mgmt | For | For | For | ||
5 | Elect Blake W. Nordstrom | Mgmt | For | For | For | ||
6 | Elect Erik B. Nordstrom | Mgmt | For | For | For | ||
7 | Elect Peter E. Nordstrom | Mgmt | For | For | For | ||
8 | Elect Philip G. Satre | Mgmt | For | For | For | ||
9 | Elect Brad D. Smith | Mgmt | For | For | For | ||
10 | Elect B. Kevin Turner | Mgmt | For | For | For | ||
11 | Elect Robert D. Walter | Mgmt | For | For | For | ||
12 | Elect Alison A. Winter | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
NRG Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NRG | CUSIP 629377508 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | �� | |||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Kirbyjon H. Caldwell | Mgmt | For | For | For | ||
2 | Elect Lawrence S. Coben | Mgmt | For | For | For | ||
3 | Elect David W. Crane | Mgmt | For | For | For | ||
4 | Elect Terry G. Dallas | Mgmt | For | For | For | ||
5 | Elect Paul W. Hobby | Mgmt | For | For | For | ||
6 | Elect Edward R. Muller | Mgmt | For | For | For | ||
7 | Elect Evan J. Silverstein | Mgmt | For | For | For | ||
8 | Elect Thomas H. Weidemeyer | Mgmt | For | For | For | ||
9 | Elect Walter R. Young | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Approval of Amended and Restated Employee Stock Purchase Plan | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Ocwen Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OCN | CUSIP 675746309 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect William C. Erbey | Mgmt | For | For | For | ||
1.2 | Elect Ronald M. Faris | Mgmt | For | For | For | ||
1.3 | Elect Ronald J. Korn | Mgmt | For | For | For | ||
1.4 | Elect William H. Lacy | Mgmt | For | For | For | ||
1.5 | Elect Wilbur L. Ross, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Robert A. Salcetti | Mgmt | For | For | For | ||
1.7 | Elect Barry N. Wish | Mgmt | For | For | For | ||
2 | Amendment to the 1998 Annual Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Opentable Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OPEN | CUSIP 68372A104 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect J. William Gurley | Mgmt | For | For | For | ||
1.2 | Elect Daniel Meyer | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Amendemnt to the 2009 Equity Incentive Award Plan | Mgmt | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Jeffrey S. Berg | Mgmt | For | For | For | ||
1.2 | Elect Raymond Bingham | Mgmt | For | For | For | ||
1.3 | Elect Michael J. Boskin | Mgmt | For | For | For | ||
1.4 | Elect Safra A. Catz | Mgmt | For | For | For | ||
1.5 | Elect Bruce R. Chizen | Mgmt | For | Withhold | Against | ||
1.6 | Elect George H. Conrades | Mgmt | For | Withhold | Against | ||
1.7 | Elect Lawrence J. Ellison | Mgmt | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Mgmt | For | For | For | ||
1.10 | Elect Mark V. Hurd | Mgmt | For | For | For | ||
1.11 | Elect Naomi O. Seligman | Mgmt | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Amendment to the 2000 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Human Rights Committee | ShrHoldr | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
7 | Shareholder Proposal Regarding Counting Abstentions | ShrHoldr | Against | For | Against | ||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | Against | For | ||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | ||
Palo Alto Networks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PANW | CUSIP 697435105 | 12/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Asheem Chandna | Mgmt | For | For | For | ||
2 | Elect James J. Goetz | Mgmt | For | For | For | ||
3 | Elect Mark D. McLaughlin | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
PayPoint plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAY | CINS G6962B101 | 07/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Special Dividend Issuance | Mgmt | For | For | For | ||
5 | Elect Eric Anstee | Mgmt | For | For | For | ||
6 | Elect George Earle | Mgmt | For | For | For | ||
7 | Elect David Morrison | Mgmt | For | For | For | ||
8 | Elect David Newlands | Mgmt | For | For | For | ||
9 | Elect Andrew Robb | Mgmt | For | For | For | ||
10 | Elect Stephen Rowley | Mgmt | For | For | For | ||
11 | Elect Dominic Taylor | Mgmt | For | For | For | ||
12 | Elect Tim Watkin-Rees | Mgmt | For | For | For | ||
13 | Elect Nick Wiles | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
15 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
18 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Shona L. Brown | Mgmt | For | For | For | ||
2 | Elect George W. Buckley | Mgmt | For | For | For | ||
3 | Elect Ian M. Cook | Mgmt | For | For | For | ||
4 | Elect Dina Dublon | Mgmt | For | For | For | ||
5 | Elect Rona A. Fairhead | Mgmt | For | For | For | ||
6 | Elect Ray L. Hunt | Mgmt | For | For | For | ||
7 | Elect Alberto Ibarguen | Mgmt | For | For | For | ||
8 | Elect Indra K. Nooyi | Mgmt | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Mgmt | For | For | For | ||
10 | Elect James J. Schiro | Mgmt | For | For | For | ||
11 | Elect Lloyd G. Trotter | Mgmt | For | For | For | ||
12 | Elect Daniel Vasella | Mgmt | For | For | For | ||
13 | Elect Alberto Weisser | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
16 | Approval of Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | ShrHoldr | Against | Against | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Harold Brown | Mgmt | For | For | For | ||
2 | Elect Andre Calantzopoulos | Mgmt | For | For | For | ||
3 | Elect Louis C. Camilleri | Mgmt | For | For | For | ||
4 | Elect Jennifer Li | Mgmt | For | For | For | ||
5 | Elect Sergio Marchionne | Mgmt | For | For | For | ||
6 | Elect Kalpana Morparia | Mgmt | For | For | For | ||
7 | Elect Lucio A. Noto | Mgmt | For | For | For | ||
8 | Elect Robert B. Polet | Mgmt | For | For | For | ||
9 | Elect Carlos Slim Helu | Mgmt | For | For | For | ||
10 | Elect Stephen M. Wolf | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
14 | Shareholder Proposal Regarding Animal Welfare | ShrHoldr | Against | Against | For | ||
PNC Financial Services Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard O. Berndt | Mgmt | For | For | For | ||
2 | Elect Charles E. Bunch | Mgmt | For | For | For | ||
3 | Elect Paul W. Chellgren | Mgmt | For | For | For | ||
4 | Elect William S. Demchak | Mgmt | For | For | For | ||
5 | Elect Andrew T. Feldstein | Mgmt | For | For | For | ||
6 | Elect Kay Coles James | Mgmt | For | For | For | ||
7 | Elect Richard B. Kelson | Mgmt | For | For | For | ||
8 | Elect Anthony A. Massaro | Mgmt | For | For | For | ||
9 | Elect Jane G. Pepper | Mgmt | For | For | For | ||
10 | Elect Donald J. Shepard | Mgmt | For | For | For | ||
11 | Elect Lorene K. Steffes | Mgmt | For | For | For | ||
12 | Elect Dennis F. Strigl | Mgmt | For | For | For | ||
13 | Elect Thomas J. Usher | Mgmt | For | For | For | ||
14 | Elect George H. Walls, Jr. | Mgmt | For | For | For | ||
15 | Elect Helge H. Wehmeier | Mgmt | For | For | For | ||
16 | Ratification of Auditor | Mgmt | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | ShrHoldr | Against | Against | For | ||
Polypore International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPO | CUSIP 73179V103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Michael Graff | Mgmt | For | For | For | ||
1.2 | Elect Christopher J Kearney | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to 2007 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stephen F. Angel | Mgmt | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Mgmt | For | For | For | ||
3 | Elect Nance K. Dicciani | Mgmt | For | For | For | ||
4 | Elect Edward G. Galante | Mgmt | For | For | For | ||
5 | Elect Claire W. Gargalli | Mgmt | For | For | For | ||
6 | Elect Ira D. Hall | Mgmt | For | For | For | ||
7 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | ||
8 | Elect Larry D. McVay | Mgmt | For | For | For | ||
9 | Elect Denise L. Ramos | Mgmt | For | For | For | ||
10 | Elect Wayne T. Smith | Mgmt | For | For | For | ||
11 | Elect Robert L. Wood | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Mark Donegan | Mgmt | For | For | For | ||
1.2 | Elect Daniel J. Murphy | Mgmt | For | For | For | ||
1.3 | Elect Vernon E. Oechsle | Mgmt | For | For | For | ||
1.4 | Elect Rick Schmidt | Mgmt | For | For | For | ||
1.5 | Elect Richard L. Wambold | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Amendment to the 2001 Stock Incentive Plan | Mgmt | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | ||
Rackspace Hosting, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAX | CUSIP 750086100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Lew Moorman | Mgmt | For | For | For | ||
2 | Elect Graham Weston | Mgmt | For | For | For | ||
3 | Elect Ossa Fisher | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
6 | Amendment to the 2007 Long-Term Incentive Plan | Mgmt | For | Against | Against | ||
Range Resources Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRC | CUSIP 75281A109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Anthony V. Dub | Mgmt | For | For | For | ||
2 | Elect V. Richard Eales | Mgmt | For | For | For | ||
3 | Elect Allen Finkelson | Mgmt | For | For | For | ||
4 | Elect James M. Funk | Mgmt | For | For | For | ||
5 | Elect Jonathan S. Linker | Mgmt | For | For | For | ||
6 | Elect Mary Ralph Lowe | Mgmt | For | For | For | ||
7 | Elect Kevin S. McCarthy | Mgmt | For | For | For | ||
8 | Elect John H. Pinkerton | Mgmt | For | For | For | ||
9 | Elect Jeffrey L. Ventura | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
Resmed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMD | CUSIP 761152107 | 11/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Carol J. Burt | Mgmt | For | For | For | ||
2 | Elect Richard Sulpizio | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Amendment to the 2009 Incentive Award Plan | Mgmt | For | Against | Against | ||
Robert Half International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RHI | CUSIP 770323103 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Andrew S. Berwick, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Harold M. Messmer, Jr. | Mgmt | For | For | For | ||
1.3 | Elect Barbara J. Novogradac | Mgmt | For | For | For | ||
1.4 | Elect Robert J. Pace | Mgmt | For | For | For | ||
1.5 | Elect Fredrick A. Richman | Mgmt | For | For | For | ||
1.6 | Elect M. Keith Waddell | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Samsung Electronics Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
005930 | CINS Y74718100 | 03/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Korea, Republic of | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Allocation of Profits/Dividends | Mgmt | For | For | For | ||
2 | Directors' Fees | Mgmt | For | For | For | ||
Sap AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAP | CINS D66992104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
6 | Ratification of Management Board Acts | Mgmt | For | For | For | ||
7 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | ||
8 | Appointment of Auditor | Mgmt | For | For | For | ||
9 | Amendments to Agreement with SAP Erste Beteiligungs- und Vermogensverwaltungs GmbH | Mgmt | For | For | For | ||
10 | Amendments to Agreement with SAP Zweite Beteiligungs- und Vermogensverwaltungs GmbH | Mgmt | For | For | For | ||
11 | Control Agreement with SAP Ventures Investment GmbH | Mgmt | For | For | For | ||
12 | Change of Legal Form to a European Company | Mgmt | For | For | For | ||
13 | Elect Hasso Plattner | Mgmt | For | For | For | ||
14 | Elect Pekka Ala-Pietila | Mgmt | For | For | For | ||
15 | Elect Anja Feldmann | Mgmt | For | For | For | ||
16 | Elect Wilhelm Haarmann | Mgmt | For | For | For | ||
17 | Elect Bernard Liautaud | Mgmt | For | For | For | ||
18 | Elect Hartmut Mehdorn | Mgmt | For | For | For | ||
19 | Elect Erhard Schipporeit | Mgmt | For | For | For | ||
20 | Elect Jim Hagermann Snabe | Mgmt | For | For | For | ||
21 | Elect Klaus Wucherer | Mgmt | For | For | For | ||
SBA Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBAC | CUSIP 78388J106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Steven E. Bernstein | Mgmt | For | For | For | ||
2 | Elect Duncan H. Cocroft | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Peter L.S. Currie | Mgmt | For | For | For | ||
2 | Elect Tony Isaac | Mgmt | For | For | For | ||
3 | Elect K.V. Kamath | Mgmt | For | For | For | ||
4 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | ||
5 | Elect Paal Kibsgaard | Mgmt | For | For | For | ||
6 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | ||
7 | Elect Michael E. Marks | Mgmt | For | For | For | ||
8 | Elect Lubna Olayan | Mgmt | For | For | For | ||
9 | Elect Leo Rafael Reif | Mgmt | For | For | For | ||
10 | Elect Tore I. Sandvold | Mgmt | For | For | For | ||
11 | Elect Henri Seydoux | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | ||
14 | Appointment of Auditor | Mgmt | For | For | For | ||
Sempra Energy | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Alan L. Boeckmann | Mgmt | For | For | For | ||
2 | Elect James G. Brocksmith, Jr. | Mgmt | For | For | For | ||
3 | Elect Kathleen L. Brown | Mgmt | For | For | For | ||
4 | Elect Pablo A. Ferrero | Mgmt | For | For | For | ||
5 | Elect William D. Jones | Mgmt | For | For | For | ||
6 | Elect William G. Ouchi | Mgmt | For | For | For | ||
7 | Elect Debra L. Reed | Mgmt | For | For | For | ||
8 | Elect William C. Rusnack | Mgmt | For | For | For | ||
9 | Elect William P. Rutledge | Mgmt | For | For | For | ||
10 | Elect Lynn Schenk | Mgmt | For | For | For | ||
11 | Elect Jack T. Taylor | Mgmt | For | For | For | ||
12 | Elect Luis M. Tellez | Mgmt | For | For | For | ||
13 | Elect James C. Yardley | Mgmt | For | For | For | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Sensata Technologies Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ST | CUSIP N7902X106 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Thomas Wroe, Jr. | Mgmt | For | For | For | ||
1.2 | Elect Martha Sullivan | Mgmt | For | For | For | ||
1.3 | Elect Lewis B. Campbell | Mgmt | For | For | For | ||
1.4 | Elect Paul B. Edgerley | Mgmt | For | For | For | ||
1.5 | Elect Michael J. Jacobson | Mgmt | For | For | For | ||
1.6 | Elect John Lewis | Mgmt | For | For | For | ||
1.7 | Elect Charles W. Peffer | Mgmt | For | For | For | ||
1.8 | Elect Kirk P. Pond | Mgmt | For | For | For | ||
1.9 | Elect Stephen Zide | Mgmt | For | For | For | ||
1.10 | Elect Andrew C. Teich | Mgmt | For | For | For | ||
1.11 | Elect James E. Heppelman | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Accounts and Reports | Mgmt | For | For | For | ||
4 | Ratification of Board Acts | Mgmt | For | For | For | ||
5 | Amendment to Director Compensation | Mgmt | For | For | For | ||
6 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
8 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 3 Years | Against | ||
Serco Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRP | CINS G80400107 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
5 | Elect Edward J. Casey | Mgmt | For | For | For | ||
6 | Elect Rupert Soames | Mgmt | For | For | For | ||
7 | Elect Mike Clasper | Mgmt | For | For | For | ||
8 | Elect J. Rachel Lomax | Mgmt | For | For | For | ||
9 | Elect Tamara Ingram | Mgmt | For | For | For | ||
10 | Elect Alastair D. Lyons | Mgmt | For | For | For | ||
11 | Elect Andrew M. Jenner | Mgmt | For | For | For | ||
12 | Elect Malcolm Wyman | Mgmt | For | For | For | ||
13 | Elect Ralph D. Crosby, Jr. | Mgmt | For | For | For | ||
14 | Elect Angie Risley | Mgmt | For | For | For | ||
15 | Appointment of Auditor | Mgmt | For | For | For | ||
16 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | Against | Against | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authorisation of Political Donations | Mgmt | For | For | For | ||
21 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
Signature Bank | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBNY | CUSIP 82669G104 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Scott A. Shay | Mgmt | For | For | For | ||
1.2 | Elect Alfred DelBello | Mgmt | For | For | For | ||
1.3 | Elect Joseph J. DePaolo | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Silgan Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLGN | CUSIP 827048109 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect D. Greg Horrigan | Mgmt | For | For | For | ||
1.2 | Elect John W. Alden | Mgmt | For | For | For | ||
2 | Approval of Material Terms for Performance Goals under the 2004 Stock Incentive Plan | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Southwest Airlines Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LUV | CUSIP 844741108 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David W. Biegler | Mgmt | For | For | For | ||
2 | Elect J. Veronica Biggins | Mgmt | For | For | For | ||
3 | Elect Douglas H. Brooks | Mgmt | For | For | For | ||
4 | Elect William H. Cunningham | Mgmt | For | For | For | ||
5 | Elect John G. Denison | Mgmt | For | For | For | ||
6 | Elect Gary C. Kelly | Mgmt | For | For | For | ||
7 | Elect Nancy B. Loeffler | Mgmt | For | For | For | ||
8 | Elect John T. Montford | Mgmt | For | For | For | ||
9 | Elect Thomas M. Nealon | Mgmt | For | For | For | ||
10 | Elect Daniel D. Villanueva | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect John D. Gass | Mgmt | For | For | For | ||
2 | Elect Catherine A. Kehr | Mgmt | For | For | For | ||
3 | Elect Greg D. Kerley | Mgmt | For | For | For | ||
4 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | ||
5 | Elect Kenneth R. Mourton | Mgmt | For | For | For | ||
6 | Elect Steven L. Mueller | Mgmt | For | For | For | ||
7 | Elect Elliott Pew | Mgmt | For | For | For | ||
8 | Elect Alan H. Stevens | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | For | Against | ||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | ShrHoldr | Against | Against | For | ||
St. Jude Medical, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STJ | CUSIP 790849103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Richard R. Devenuti | Mgmt | For | For | For | ||
2 | Elect Stefan K. Widensohler | Mgmt | For | For | For | ||
3 | Elect Wendy L. Yarno | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
5 | Management Incentive Compensation Plan | Mgmt | For | Against | Against | ||
6 | Repeal of Classified Board | Mgmt | For | For | For | ||
7 | Ratification of Auditor | Mgmt | For | For | For | ||
State Street Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STT | CUSIP 857477103 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Jose E. Almeida | Mgmt | For | For | For | ||
2 | Elect Kennett F. Burnes | Mgmt | For | For | For | ||
3 | Elect Peter Coym | Mgmt | For | For | For | ||
4 | Elect Patrick de Saint-Aignan | Mgmt | For | For | For | ||
5 | Elect Amelia C. Fawcett | Mgmt | For | Abstain | Against | ||
6 | Elect Linda A. Hill | Mgmt | For | Abstain | Against | ||
7 | Elect Joseph L. Hooley | Mgmt | For | For | For | ||
8 | Elect Robert S. Kaplan | Mgmt | For | Abstain | Against | ||
9 | Elect Richard P. Sergel | Mgmt | For | Abstain | Against | ||
10 | Elect Ronald L. Skates | Mgmt | For | For | For | ||
11 | Elect Gregory L. Summe | Mgmt | For | For | For | ||
12 | Elect Thomas J. Wilson | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
14 | Ratification of Auditor | Mgmt | For | For | For | ||
Stryker Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYK | CUSIP 863667101 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Howard E. Cox, Jr. | Mgmt | For | For | For | ||
2 | Elect Srikant Datar | Mgmt | For | For | For | ||
3 | Elect Roch Doliveux | Mgmt | For | For | For | ||
4 | Elect Louis L. Francesconi | Mgmt | For | For | For | ||
5 | Elect Allan C. Golston | Mgmt | For | For | For | ||
6 | Elect Kevin A. Lobo | Mgmt | For | For | For | ||
7 | Elect William U. Parfet | Mgmt | For | For | For | ||
8 | Elect Andrew K Silvernail | Mgmt | For | For | For | ||
9 | Elect Ronda E. Stryker | Mgmt | For | For | For | ||
10 | Ratification of Auditor | Mgmt | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
T-Mobile US Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect W. Michael Barnes | Mgmt | For | For | For | ||
1.2 | Elect Thomas Dannenfeldt | Mgmt | For | For | For | ||
1.3 | Elect Srikant Datar | Mgmt | For | For | For | ||
1.4 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
1.5 | Elect Timotheus Höttges | Mgmt | For | For | For | ||
1.6 | Elect Bruno Jacobfeuerborn | Mgmt | For | For | For | ||
1.7 | Elect Raphael Kübler | Mgmt | For | For | For | ||
1.8 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
1.9 | Elect John J. Legere | Mgmt | For | For | For | ||
1.10 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
1.11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Human Rights Report | ShrHoldr | Against | Against | For | ||
Tata Consultancy Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCS | CINS Y85279100 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends for Equity Shares | Mgmt | For | For | For | ||
3 | Declaration of Dividend for Preference Shares | Mgmt | For | For | For | ||
4 | Elect Phiroz A. Vandrevala | Mgmt | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
6 | Elect Venkatraman Thyagarajan | Mgmt | For | For | For | ||
7 | Elect Clayton M. Christensen | Mgmt | For | Against | Against | ||
8 | Elect Ron Sommer | Mgmt | For | For | For | ||
9 | Elect Om Prakesh Bhatt | Mgmt | For | For | For | ||
10 | Elect Vijay Kelkar | Mgmt | For | For | For | ||
11 | Elect Aman Mehta | Mgmt | For | For | For | ||
12 | Directors' Commission | Mgmt | For | For | For | ||
13 | Appointment of Branch Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
Texas Capital Bancshares, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCBI | CUSIP 88224Q107 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect C. Keith Cargill | Mgmt | For | For | For | ||
1.2 | Elect Peter B. Bartholow | Mgmt | For | For | For | ||
1.3 | Elect James H. Browning | Mgmt | For | For | For | ||
1.4 | Elect Preston M. Geren, III | Mgmt | For | For | For | ||
1.5 | Elect Frederick B. Hegi, Jr. | Mgmt | For | For | For | ||
1.6 | Elect Larry L. Helm | Mgmt | For | For | For | ||
1.7 | Elect James R. Holland, Jr. | Mgmt | For | For | For | ||
1.8 | Elect Charles S. Hyle | Mgmt | For | For | For | ||
1.9 | Elect W. W. McAllister III | Mgmt | For | For | For | ||
1.10 | Elect Elysia Holt Ragusa | Mgmt | For | For | For | ||
1.11 | Elect Steven P. Rosenberg | Mgmt | For | For | For | ||
1.12 | Elect Grant E. Sims | Mgmt | For | For | For | ||
1.13 | Elect Robert W. Stallings | Mgmt | For | For | For | ||
1.14 | Elect Dale W. Tremblay | Mgmt | For | For | For | ||
1.15 | Elect Ian J. Turpin | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Ralph W. Babb, Jr. | Mgmt | For | For | For | ||
2 | Elect Mark A. Blinn | Mgmt | For | For | For | ||
3 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
4 | Elect Carrie S. Cox | Mgmt | For | For | For | ||
5 | Elect Ronald Kirk | Mgmt | For | For | For | ||
6 | Elect Pamela H. Patsley | Mgmt | For | For | For | ||
7 | Elect Robert E. Sanchez | Mgmt | For | For | For | ||
8 | Elect Wayne R. Sanders | Mgmt | For | For | For | ||
9 | Elect Ruth J. Simmons | Mgmt | For | For | For | ||
10 | Elect Richard K. Templeton | Mgmt | For | For | For | ||
11 | Elect Christine Todd Whitman | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Approve the 2014 Stock Purchase Plan | Mgmt | For | For | For | ||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Mgmt | For | For | For | ||
Texas Roadhouse, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXRH | CUSIP 882681109 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect James R. Ramsey | Mgmt | For | For | For | ||
1.2 | Elect James R. Zarley | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
4 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Stuart B. Burgdoerfer | Mgmt | For | For | For | ||
2 | Elect Charles A. Davis | Mgmt | For | For | For | ||
3 | Elect Lawton W. Fitt | Mgmt | For | For | For | ||
4 | Elect Jeffrey D. Kelly | Mgmt | For | For | For | ||
5 | Elect Heidi G. Miller | Mgmt | For | For | For | ||
6 | Elect Patrick H. Nettles | Mgmt | For | For | For | ||
7 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
9 | Ratification of Auditor | Mgmt | For | For | For | ||
The Valspar Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VAL | CUSIP 920355104 | 02/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John M. Ballbach | Mgmt | For | For | For | ||
1.2 | Elect Ian R. Friendly | Mgmt | For | For | For | ||
1.3 | Elect Janel S. Haugarth | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Reapproval of 2009 Omnibus Equity Plan | Mgmt | For | For | For | ||
4 | Ratification of Auditor | Mgmt | For | For | For | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Marc N. Casper | Mgmt | For | For | For | ||
2 | Elect Nelson J. Chai | Mgmt | For | For | For | ||
3 | Elect C. Martin Harris | Mgmt | For | For | For | ||
4 | Elect Tyler Jacks | Mgmt | For | For | For | ||
5 | Elect Judy C. Lewent | Mgmt | For | For | For | ||
6 | Elect Thomas J. Lynch | Mgmt | For | For | For | ||
7 | Elect Jim P. Manzi | Mgmt | For | For | For | ||
8 | Elect William G. Parrett | Mgmt | For | For | For | ||
9 | Elect Lars R. Sorenson | Mgmt | For | For | For | ||
10 | Elect Scott M. Sperling | Mgmt | For | For | For | ||
11 | Elect Elaine S. Ullian | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Kowalski | Mgmt | For | For | For | ||
2 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
3 | Elect Gary E. Costley | Mgmt | For | For | For | ||
4 | Elect Frederic P. Cumenal | Mgmt | For | For | For | ||
5 | Elect Lawrence K. Fish | Mgmt | For | For | For | ||
6 | Elect Abby F. Kohnstamm | Mgmt | For | For | For | ||
7 | Elect Charles K. Marquis | Mgmt | For | For | For | ||
8 | Elect Peter W. May | Mgmt | For | For | For | ||
9 | Elect William A. Shutzer | Mgmt | For | For | For | ||
10 | Elect Robert S. Singer | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | 2014 Employee Incentive Plan | Mgmt | For | For | For | ||
Time Warner Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect James L. Barksdale | Mgmt | For | For | For | ||
2 | Elect William P. Barr | Mgmt | For | Against | Against | ||
3 | Elect Jeffrey L. Bewkes | Mgmt | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Mgmt | For | Against | Against | ||
5 | Elect Robert C. Clark | Mgmt | For | For | For | ||
6 | Elect Mathias Döpfner | Mgmt | For | Against | Against | ||
7 | Elect Jessica P. Einhorn | Mgmt | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Mgmt | For | For | For | ||
9 | Elect Fred Hassan | Mgmt | For | Against | Against | ||
10 | Elect Kenneth J. Novack | Mgmt | For | For | For | ||
11 | Elect Paul D. Wachter | Mgmt | For | Against | Against | ||
12 | Elect Deborah C. Wright | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
TJX Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Zein Abdalla | Mgmt | For | For | For | ||
2 | Elect José B. Alvarez | Mgmt | For | For | For | ||
3 | Elect Alan M. Bennett | Mgmt | For | For | For | ||
4 | Elect Bernard Cammarata | Mgmt | For | For | For | ||
5 | Elect David T. Ching | Mgmt | For | For | For | ||
6 | Elect Michael F. Hines | Mgmt | For | For | For | ||
7 | Elect Amy B. Lane | Mgmt | For | For | For | ||
8 | Elect Carol Meyrowitz | Mgmt | For | For | For | ||
9 | Elect John F. O'Brien | Mgmt | For | For | For | ||
10 | Elect Willow B. Shire | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Torchmark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMK | CUSIP 891027104 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Charles E. Adair | Mgmt | For | For | For | ||
2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||
3 | Elect David L. Boren | Mgmt | For | For | For | ||
4 | Elect M. Jane Buchan | Mgmt | For | For | For | ||
5 | Elect Gary L. Coleman | Mgmt | For | For | For | ||
6 | Elect Larry M. Hutchison | Mgmt | For | For | For | ||
7 | Elect Robert W. Ingram | Mgmt | For | For | For | ||
8 | Elect Lloyd W. Newton | Mgmt | For | For | For | ||
9 | Elect Darren M. Rebelez | Mgmt | For | For | For | ||
10 | Elect Lamar C. Smith | Mgmt | For | For | For | ||
11 | Elect Paul J. Zucconi | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Trimble Navigation Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRMB | CUSIP 896239100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Steven W. Berglund | Mgmt | For | For | For | ||
1.2 | Elect John B. Goodrich | Mgmt | For | For | For | ||
1.3 | Elect Merit E. Janow | Mgmt | For | For | For | ||
1.4 | Elect Ulf J. Johansson | Mgmt | For | For | For | ||
1.5 | Elect Ronald S Nersesian | Mgmt | For | For | For | ||
1.6 | Elect Mark S. Peek | Mgmt | For | For | For | ||
1.7 | Elect Nickolas W. Vande Steeg | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Tullow Oil Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TLW | CINS G91235104 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Accounts and Reports | Mgmt | For | For | For | ||
2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
3 | Remuneration Policy (Binding) | Mgmt | For | For | For | ||
4 | Remuneration Report (Advisory) | Mgmt | For | For | For | ||
5 | Elect Jeremy R Wilson | Mgmt | For | For | For | ||
6 | Elect Tutu Agyare | Mgmt | For | For | For | ||
7 | Elect Anne Drinkwater | Mgmt | For | For | For | ||
8 | Elect Ann Grant | Mgmt | For | For | For | ||
9 | Elect Aidan Heavey | Mgmt | For | For | For | ||
10 | Elect Steve Lucas | Mgmt | For | For | For | ||
11 | Elect Graham Martin | Mgmt | For | For | For | ||
12 | Elect Angus McCoss | Mgmt | For | For | For | ||
13 | Elect Paul McDade | Mgmt | For | For | For | ||
14 | Elect Ian Springett | Mgmt | For | For | For | ||
15 | Elect Simon R. Thompson | Mgmt | For | For | For | ||
16 | Appointment of Auditor | Mgmt | For | For | For | ||
17 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
20 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | For | For | ||
21 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
TW Telecom Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWTC | CUSIP 87311L104 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Gregory J. Attorri | Mgmt | For | For | For | ||
1.2 | Elect Irene M. Esteves | Mgmt | For | For | For | ||
1.3 | Elect Spencer B. Hays | Mgmt | For | For | For | ||
1.4 | Elect Larissa L. Herda | Mgmt | For | For | For | ||
1.5 | Elect Kevin W. Mooney | Mgmt | For | For | For | ||
1.6 | Elect Kirby G. Pickle | Mgmt | For | For | For | ||
1.7 | Elect Roscoe C. Young II | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | Approval of Material Terms of Performance Goals for the 2000 Employee Stock Plan | Mgmt | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | ||
2 | Elect Y. Marc Belton | Mgmt | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | ||
5 | Elect Richard K. Davis | Mgmt | For | For | For | ||
6 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
7 | Elect Doreen Woo Ho | Mgmt | For | For | For | ||
8 | Elect Joel W. Johnson | Mgmt | For | For | For | ||
9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | ||
10 | Elect Jerry W. Levin | Mgmt | For | For | For | ||
11 | Elect David B. O'Maley | Mgmt | For | For | For | ||
12 | Elect O'dell M. Owens | Mgmt | For | For | For | ||
13 | Elect Craig D. Schnuck | Mgmt | For | For | For | ||
14 | Elect Patrick T. Stokes | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | ||
U.S. Cellular Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USM | CUSIP 911684108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect J. Samuel Crowley | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Ultra Petroleum Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPL | CUSIP 903914109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael D. Watford | Mgmt | For | For | For | ||
2 | Elect W. Charles Helton | Mgmt | For | For | For | ||
3 | Elect Stephen J. McDaniel | Mgmt | For | For | For | ||
4 | Elect Roger A. Brown | Mgmt | For | For | For | ||
5 | Elect Michael J. Keeffe | Mgmt | For | For | For | ||
6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
7 | 2015 Stock Incentive Plan | Mgmt | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Mgmt | For | For | For | ||
3 | Elect David B. Dillon | Mgmt | For | For | For | ||
4 | Elect Judith Richards Hope | Mgmt | For | For | For | ||
5 | Elect John J. Koraleski | Mgmt | For | For | For | ||
6 | Elect Charles C. Krulak | Mgmt | For | For | For | ||
7 | Elect Michael R. McCarthy | Mgmt | For | For | For | ||
8 | Elect Michael W. McConnell | Mgmt | For | For | For | ||
9 | Elect Thomas F. McLarty III | Mgmt | For | For | For | ||
10 | Elect Steven R. Rogel | Mgmt | For | For | For | ||
11 | Elect Jose H. Villarreal | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Increase of Authorized Common Stock | Mgmt | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect F. Duane Ackerman | Mgmt | For | For | For | ||
2 | Elect Rodney C. Adkins | Mgmt | For | For | For | ||
3 | Elect Michael J. Burns | Mgmt | For | For | For | ||
4 | Elect D. Scott Davis | Mgmt | For | For | For | ||
5 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | ||
6 | Elect Michael L. Eskew | Mgmt | For | For | For | ||
7 | Elect William R. Johnson | Mgmt | For | For | For | ||
8 | Elect Candace Kendle | Mgmt | For | For | For | ||
9 | Elect Ann M. Livermore | Mgmt | For | For | For | ||
10 | Elect Rudy H.P. Markham | Mgmt | For | For | For | ||
11 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | ||
12 | Elect Carol B. Tome | Mgmt | For | For | For | ||
13 | Elect Kevin M. Warsh | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | Against | For | ||
Unitedhealth Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNH | CUSIP 91324P102 | 06/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | ||
2 | Elect Edson Bueno | Mgmt | For | For | For | ||
3 | Elect Richard T. Burke | Mgmt | For | For | For | ||
4 | Elect Robert J. Darretta | Mgmt | For | For | For | ||
5 | Elect Stephen J. Hemsley | Mgmt | For | For | For | ||
6 | Elect Michele J. Hooper | Mgmt | For | For | For | ||
7 | Elect Rodger A. Lawson | Mgmt | For | For | For | ||
8 | Elect Douglas W. Leatherdale | Mgmt | For | For | For | ||
9 | Elect Glenn M. Renwick | Mgmt | For | For | For | ||
10 | Elect Kenneth I. Shine | Mgmt | For | For | For | ||
11 | Elect Gail R. Wilensky | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | For | Against | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
Verisk Analytics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSK | CUSIP 92345Y106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank J. Coyne | Mgmt | For | For | For | ||
1.2 | Elect Christopher M. Foskett | Mgmt | For | For | For | ||
1.3 | Elect David B. Wright | Mgmt | For | For | For | ||
1.4 | Elect Thomas F. Motamed | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Mary B. Cranston | Mgmt | For | For | For | ||
2 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | ||
3 | Elect Alfred F. Kelly, Jr. | Mgmt | For | For | For | ||
4 | Elect Robert W. Matschullat | Mgmt | For | For | For | ||
5 | Elect Cathy E. Minehan | Mgmt | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
7 | Elect David J. PANG | Mgmt | For | For | For | ||
8 | Elect Charles W. Scharf | Mgmt | For | For | For | ||
9 | Elect William S. Shanahan | Mgmt | For | For | For | ||
10 | Elect John A.C. Swainson | Mgmt | For | For | For | ||
11 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
VMware, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMW | CUSIP 928563402 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Pamela J. Craig | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Walgreen Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Janice M. Babiak | Mgmt | For | For | For | ||
2 | Elect David J. Brailer | Mgmt | For | For | For | ||
3 | Elect Steven A. Davis | Mgmt | For | For | For | ||
4 | Elect William C. Foote | Mgmt | For | For | For | ||
5 | Elect Mark P. Frissora | Mgmt | For | For | For | ||
6 | Elect Ginger L. Graham | Mgmt | For | For | For | ||
7 | Elect Alan G. McNally | Mgmt | For | For | For | ||
8 | Elect Dominic P. Murphy | Mgmt | For | For | For | ||
9 | Elect Stefano Pessina | Mgmt | For | For | For | ||
10 | Elect Nancy M. Schlichting | Mgmt | For | For | For | ||
11 | Elect Alejandro Silva | Mgmt | For | For | For | ||
12 | Elect James A. Skinner | Mgmt | For | For | For | ||
13 | Elect Gregory D. Wasson | Mgmt | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
15 | Ratification of Auditor | Mgmt | For | For | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | ||
17 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | ||
Waste Connections, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCN | CUSIP 941053100 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Robert H. Davis | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
4 | 2014 Incentive Award Plan | Mgmt | For | For | For | ||
Weight Watchers International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WTW | CUSIP 948626106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Raymond Debbane | Mgmt | For | For | For | ||
1.2 | Elect Cynthia Elkins | Mgmt | For | For | For | ||
1.3 | Elect Jonas M. Fajgenbaum | Mgmt | For | For | For | ||
1.4 | Elect James R. Chambers | Mgmt | For | For | For | ||
2 | Ratification of Auditor | Mgmt | For | For | For | ||
3 | 2014 Stock Incentive Plan | Mgmt | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 02/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect John B. Elstrott | Mgmt | For | For | For | ||
1.2 | Elect Gabrielle E. Greene | Mgmt | For | For | For | ||
1.3 | Elect Hass Hassan | Mgmt | For | For | For | ||
1.4 | Elect Stephanie Kugelman | Mgmt | For | For | For | ||
1.5 | Elect John P. Mackey | Mgmt | For | For | For | ||
1.6 | Elect Walter Robb | Mgmt | For | For | For | ||
1.7 | Elect Jonathan A. Seiffer | Mgmt | For | For | For | ||
1.8 | Elect Morris J. Siegel | Mgmt | For | For | For | ||
1.9 | Elect Jonathan D. Sokoloff | Mgmt | For | For | For | ||
1.10 | Elect Ralph Z. Sorenson | Mgmt | For | For | For | ||
1.11 | Elect William A. Tindell | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
4 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | ShrHoldr | Against | Against | For | ||
5 | Shareholder Proposal Regarding Voting Disclosure | ShrHoldr | Against | For | Against | ||
Williams-Sonoma, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WSM | CUSIP 969904101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Laura J. Alber | Mgmt | For | For | For | ||
2 | Elect Adrian D.P. Bellamy | Mgmt | For | For | For | ||
3 | Elect Rose Marie Bravo | Mgmt | For | For | For | ||
4 | Elect Patrick J. Connolly | Mgmt | For | For | For | ||
5 | Elect Adrian T. Dillon | Mgmt | For | For | For | ||
6 | Elect Anthony A. Greener | Mgmt | For | For | For | ||
7 | Elect Ted W. Hall | Mgmt | For | For | For | ||
8 | Elect Michael R. Lynch | Mgmt | For | For | For | ||
9 | Elect Lorraine Twohill | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Ratification of Auditor | Mgmt | For | For | For | ||
WPP Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPP | CINS G9788D103 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Jersey | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Mgmt | For | For | For | ||
3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
4 | Remuneration Report (Non-UK Issuer--Advisory) | Mgmt | For | For | For | ||
5 | Remuneration Policy (Non-UK Issuer--Advisory) | Mgmt | For | For | For | ||
6 | Advisory Vote on Sustainability Report | Mgmt | For | For | For | ||
7 | Elect Roger Agnelli | Mgmt | For | For | For | ||
8 | Elect Jacques Aigrain | Mgmt | For | For | For | ||
9 | Elect Colin Day | Mgmt | For | For | For | ||
10 | Elect Philip Lader | Mgmt | For | For | For | ||
11 | Elect Ruigang Li | Mgmt | For | For | For | ||
12 | Elect Mark Read | Mgmt | For | For | For | ||
13 | Elect Paul Richardson | Mgmt | For | For | For | ||
14 | Elect Jeffrey A. Rosen | Mgmt | For | For | For | ||
15 | Elect Hugo Shong | Mgmt | For | For | For | ||
16 | Elect Timothy Shriver | Mgmt | For | For | For | ||
17 | Elect Martin S. Sorrell | Mgmt | For | For | For | ||
18 | Elect Sally Susman | Mgmt | For | For | For | ||
19 | Elect Solomon D. Trujillo | Mgmt | For | For | For | ||
20 | Elect John Hood | Mgmt | For | For | For | ||
21 | Elect Charlene T. Begley | Mgmt | For | For | For | ||
22 | Elect Nicole Seligman | Mgmt | For | For | For | ||
23 | Elect Daniela Riccardi | Mgmt | For | For | For | ||
24 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
25 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
26 | Increase in Directors' Fee Cap | Mgmt | For | For | For | ||
27 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
28 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
Xilinx, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLNX | CUSIP 983919101 | 08/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Philip T. Gianos | Mgmt | For | For | For | ||
2 | Elect Moshe N. Gavrielov | Mgmt | For | For | For | ||
3 | Elect John L. Doyle | Mgmt | For | For | For | ||
4 | Elect William G. Howard, Jr. | Mgmt | For | For | For | ||
5 | Elect J. Michael Patterson | Mgmt | For | For | For | ||
6 | Elect Albert A. Pimentel | Mgmt | For | For | For | ||
7 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | ||
8 | Elect Elizabeth W. Vanderslice | Mgmt | For | For | For | ||
9 | Amendment to the 1990 Employee Qualified Stock Purchase Plan | Mgmt | For | For | For | ||
10 | First Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
11 | Second Amendment to the 2007 Equity Incentive Plan | Mgmt | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
13 | Ratification of Auditor | Mgmt | For | For | For | ||
Yahoo Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect David Filo | Mgmt | For | For | For | ||
2 | Elect Susan M. James | Mgmt | For | For | For | ||
3 | Elect Max R. Levchin | Mgmt | For | For | For | ||
4 | Elect Marissa A. Mayer | Mgmt | For | For | For | ||
5 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||
6 | Elect Charles R. Schwab | Mgmt | For | For | For | ||
7 | Elect H. Lee Scott, Jr. | Mgmt | For | For | For | ||
8 | Elect Jane E. Shaw | Mgmt | For | For | For | ||
9 | Elect Maynard G. Webb, Jr. | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
11 | Amendment to the Stock Plan | Mgmt | For | Against | Against | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Right to Call a Special Meeting | Mgmt | For | For | For | ||
14 | Shareholder Proposal Regarding Formation of a Human Rights Committee | ShrHoldr | Against | Against | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | ||
Yum! Brands, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YUM | CUSIP 988498101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Michael J. Cavanagh | Mgmt | For | For | For | ||
2 | Elect David W. Dorman | Mgmt | For | For | For | ||
3 | Elect Massimo Ferragamo | Mgmt | For | For | For | ||
4 | Elect Mirian M. Graddick-Weir | Mgmt | For | For | For | ||
5 | Elect Bonnie G. Hill | Mgmt | For | For | For | ||
6 | Elect Jonathan S. Linen | Mgmt | For | For | For | ||
7 | Elect Thomas C. Nelson | Mgmt | For | For | For | ||
8 | Elect David C. Novak | Mgmt | For | For | For | ||
9 | Elect Thomas M. Ryan | Mgmt | For | For | For | ||
10 | Elect Jing-Shyh S. Su | Mgmt | For | For | For | ||
11 | Elect Robert D. Walter | Mgmt | For | For | For | ||
12 | Ratification of Auditor | Mgmt | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
14 | Re-Approval of the Performance Measures of the Executive Incentive Compensation Plan | Mgmt | For | For | For | ||
Zebra Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZBRA | CUSIP 989207105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1.1 | Elect Frank Modruson | Mgmt | For | For | For | ||
1.2 | Elect Anders Gustafsson | Mgmt | For | For | For | ||
1.3 | Elect Andrew K. Ludwick | Mgmt | For | For | For | ||
1.4 | Elect Janice Roberts | Mgmt | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
3 | Ratification of Auditor | Mgmt | For | For | For | ||
Zimmer Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
1 | Elect Christopher B. Begley | Mgmt | For | For | For | ||
2 | Elect Betsy J. Bernard | Mgmt | For | For | For | ||
3 | Elect Paul M. Bisaro | Mgmt | For | For | For | ||
4 | Elect Gail K. Boudreaux | Mgmt | For | For | For | ||
5 | Elect David C. Dvorak | Mgmt | For | For | For | ||
6 | Elect Larry C. Glasscock | Mgmt | For | For | For | ||
7 | Elect Robert A. Hagemann | Mgmt | For | For | For | ||
8 | Elect Arthur J. Higgins | Mgmt | For | For | For | ||
9 | Elect Cecil B. Pickett | Mgmt | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
11 | Ratification of Auditor | Mgmt | For | For | For |
SIGNATURE
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
AMCAP FUND
(Registrant)
By /s/ Claudia P. Huntington |
Claudia P. Huntington, Vice Chairman and Principal Executive Officer |
Date: August 27, 2014 |